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Accepted Manuscript Title: Assessing Neuronal Networks: Understanding Alzheimer’s Disease Authors: Arun L.W. Bokde, Michael Ewers, Harald Hampel PII: S0301-0082(09)00096-3 DOI: doi:10.1016/j.pneurobio.2009.06.004 Reference: PRONEU 958 To appear in: Progress in Neurobiology Received date: 20-2-2009 Accepted date: 19-6-2009 Please cite this article as: Bokde, A.L.W., Ewers, M., Hampel, H., Assessing Neuronal Networks: Understanding Alzheimer’s Disease, Progress in Neurobiology (2008), doi:10.1016/j.pneurobio.2009.06.004 This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

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Page 1: Accepted Manuscript - TARA

Accepted Manuscript

Title: Assessing Neuronal Networks: UnderstandingAlzheimer’s Disease

Authors: Arun L.W. Bokde, Michael Ewers, Harald Hampel

PII: S0301-0082(09)00096-3DOI: doi:10.1016/j.pneurobio.2009.06.004Reference: PRONEU 958

To appear in: Progress in Neurobiology

Received date: 20-2-2009Accepted date: 19-6-2009

Please cite this article as: Bokde, A.L.W., Ewers, M., Hampel, H., Assessing NeuronalNetworks: Understanding Alzheimer’s Disease, Progress in Neurobiology (2008),doi:10.1016/j.pneurobio.2009.06.004

This is a PDF file of an unedited manuscript that has been accepted for publication.As a service to our customers we are providing this early version of the manuscript.The manuscript will undergo copyediting, typesetting, and review of the resulting proofbefore it is published in its final form. Please note that during the production processerrors may be discovered which could affect the content, and all legal disclaimers thatapply to the journal pertain.

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Assessing Neuronal Networks: Understanding Alzheimer’s Disease

Arun LW Bokde PhD, Michael Ewers PhD, and Harald Hampel* MD, MSc

Discipline of Psychiatry, School of Medicine and Trinity College Institute of Neuroscience (TCIN), Laboratory of Neuroimaging & Biomarker Research, Trinity College Dublin, The Adelaide and Meath Hospital incorporating the National Children’s Hospital (AMiNCH), Dublin, Ireland

and

Dementia and Neuroimaging Research Section, Alzheimer Memorial Center and Geriatric Psychiatry Branch, Department of Psychiatry, Ludwig-Maximilian University, Munich, Germany

* Corresponding Author

Running Title: Connectivity in AD

Corresponding Author:Harald Hampel, MD, MScDiscipline of PsychiatrySchool of MedicineTrinity CollegeTrinity Centre for the Health SciencesThe Adelaide and Meath Hospitalincorporating The National Children’s Hospital (AMiNCH)Dublin 24 IrelandTel.: +353-1-896 3706Fax.: +353-1-896 1313Email: [email protected]

* Manuscript

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Abstract

Findings derived from neuroimaging of the structural and functional organization of

the human brain have led to the widely supported hypothesis that neuronal networks

of temporally coordinated brain activity across different regional brain structures

underpin cognitive function. Failure of integration within a network leads to cognitive

dysfunction. The current discussion on Alzheimer’s disease (AD) argues that it

presents in part a disconnection syndrome. Studies using functional magnetic

resonance imaging, positron emission tomography and electroencephalography

demonstrate that synchronicity of brain activity is altered in AD and correlates with

cognitive deficits. Moreover, recent advances in diffusion tensor imaging have made

it possible to track axonal projections across the brain, revealing substantial regional

impairment in fiber-tract integrity in AD. Accumulating evidence points towards a

network breakdown reflecting disconnection at both the structural and functional

system level. The exact relationship among these multiple mechanistic variables and

their contribution to cognitive alterations and ultimately decline is yet unknown.

Focused research efforts aimed at the integration of both function and structure hold

great promise not only in improving our understanding of cognition but also of its

characteristic progressive metamorphosis in complex chronic neurodegenerative

disorders such as AD.

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Table of Contents

1.0 Introduction

2.0 Neuropathology and its spread in the brain

3.0 fMRI and PET findings: revealing connectivity in functional brain networks

3.1 Cognitive Function Domain

3.2 Coherent Resting Networks in the Brain

3.3 Interaction among networks

3.4 Connectivity Dysfunction due to Changes in White Matter

4.0 Future Perspectives of Research in Connectivity in AD

5.0 Clinical Applications

6.0 Conclusions

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1.0 Introduction

Functional neuroimaging studies in humans and animals suggest that particular brain

regions are necessary for specific cognitive functions. The activations of different

brain regions, however, do not appear to occur independently from each other but may

occur in a sequential spatio-temporally ordered fashion (McIntosh et al., 1994;

Murphy et al., 1993). The involved regions integrate into a large-scale network which

forms the basis of cognition and closely relates to its complex underlying systemic

structural architecture (Horwitz et al., 2005; Lee et al., 2006; Luria, 1973; McIntosh,

2004; Rogers et al., 2007). For example, successful associative learning has been

shown to correlate with a change in the effective connectivity, i.e., the influence of

activation of one brain region onto another, within a specific neuronal network

(Buchel et al., 1999). From the neuroanatomical perspective, connectivity of brain

activity is predicted to be confined towards pathways of neuroanatomical connections

between specific brain regions (Greicius et al., 2008; Toosy et al., 2004). These

neuroanatomical constraints allow generating useful predictive models, specific

working hypotheses concerning the effect of localized lesions on specific network

functions in complex chronically progressive neurodegenerative system disorders

such as Alzheimer’s disease (AD).

Thus a failure of the regions of a network to interact at a high level of coordination

may underpin the cognitive disorders which are present in AD. The failure of

network function may be due to interaction failure among the regions of a network,

which is denoted the disconnection hypothesis. In other words, a disruption in the

temporal-spatially coordinated activity among different regions in the brain rather

than isolated changes in particular brain regions may underlie cognitive impairment in

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AD. The breakdown is thought to be due to chronically progressive AD

neuropathology with underlying molecular mechanisms leading downstream to

neuronal and synaptic dysfunction and ultimately to neuronal loss. Such AD-

characteristic structural and functional changes are hypothesized to reflect at least

partially the progressive impairment of fiber tract connectivity and integrity (Meguro

et al., 1999; Morrison and Hof, 2002; Morrison et al., 1986; Stoub et al., 2006),

suggesting that the disconnection in AD is evident at both the functional and structural

level.

The aim of the current review is to characterize neural network changes with regard to

(a) the characteristics of AD-related neuropathology, the distribution within the brain

and association with dementia severity, (b) functional breakdown, both within the

functional and structural domains of the brain, of specific networks associated with

impaired cognitive function such as memory, (c) possible applications to the clinical

domain, and (d) future approaches for understanding the multi-dimensional nature of

network changes and the behavioural and cognitive changes that they produce. The

associations between brain pathology and indices of functional and structural

connectivity may help our understanding of the role of connectivity in brain function.

We will review studies investigating the neuroanatomical spread of AD-related

pathology, and studies using functional magnetic resonance imaging (fMRI) and

electroencephalographic (EEG) data to investigate functional networks, as well as

studies utilizing diffusion tensor imaging (DTI) to investigate structural changes.

2.0 Neuropathology and its spread in the brain

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Current understanding of the effects of focal damage on neural networks is

rudimentary, even though such understanding could provide greater insight into

important neurological and psychiatric disorders. AD is characterised by chronically

progressive neurodegenerative mechanisms that translate clinically into multi-domain

cognitive decline, complex psychopathological and behavioural disturbances with

subsequent loss of function to perform day-to-day tasks. One key mechanistic

molecular and histopathological hallmark is proposed to relate to intracellular

hyperphosphorylation of micotubuli-associated tau protein, progressive neurofibrillary

changes such as formation of paired helical filaments (PHF) and neurofibrillary

tangles (NFT), dystrophic neurits, and extracellular neuritic plaques (NP) (Braak and

Braak, 1995; Khachaturian, 1985; Mirra et al., 1991). Another major mechanistic

strand is described in the amyloidogenic cascade hypothesis with pathological

cleavage of the amyloid precursor protein (APP), leading to non-neuritic deposition of

fibrillar Aβ and production of toxic oligomers, dimmers and trimers within the brain

regions (Selkoe, 1994). The development of NFT, leading to microstructural

degeneration within the axon and cell body (Grundke-Iqbal et al., 1986), is associated

with neuronal death (Gomez-Isla et al., 1996), and downstream global cognitive

decline (Arriagada et al., 1992b; Berg et al., 1998, Arriagada, 1992 #220) early in the

course of AD.

The location and distribution of AD-related molecular mechanisms and

neuropathological lesions lend support to the hypothesis that AD is in part a

disconnection syndrome characterized by the loss of afferent and efferent connections

of regional allo- and neocortical areas associated with the death of pyramidal neurons

(Morrison and Hof, 2002; Morrison et al., 1986). The earliest regions affected by AD

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pathology are the transentorhinal cortex, the parahippocampal gyrus and the

hippocampal formation. It has been found that the projections among the

hippocampal formation, entorhinal cortex, and amygdala contained NFT and the ends

of the projections contained amyloid deposition (Hyman et al., 1990). The location of

the neuropathology is such that it affects intracortical property neurons specifically

(Armstrong, 1993; Mann, 1996; Pearson et al., 1985; Van Hoesen et al., 1991). The

NFT predominate in layers III and V of the association areas in the frontal, temporal

and parietal lobes as well as in layers II and IV of the limbic periallocortex. The

pyramidal neurons are located within these layers, enabling cortico-cortical

connections between the cerebral hemispheres. It has been suggested that the

distribution of the NFT across the AD brain exhibits a pattern where the most

vulnerable cortical regions are those that have connections to the ventromedial regions

of the temporal lobe (Arriagada et al., 1992a). Thus AD pathology may spread in a

stepwise manner from the medial temporal lobes through the cortico-cortical

connections (Bancher et al., 1993; Braak et al., 1993; Buckner et al., 2005). The

hypothesized mechanism is that NFT would be present in the body of long cortico-

cortical pyramidal neuronal cells so that there would be a loss of efferent and afferent

connections to the neocortex (Morrison et al., 1986). Thus brain areas that are the

least affected by NFT in the early stages of AD are those that are far removed, in

terms of cortico-cortical connections from the ventromedial temporal lobes (Arnold et

al., 1991).

3.0 fMRI and PET findings: revealing connectivity in functional brain networks

3.1 Cognitive Function Domain

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There is growing evidence that brain activity to support a cognitive function occurs

within large-scale brain networks rather than within single isolated brain regions. The

volume of studies on brain connectivity between brain regions has increased steadily

since the earliest studies reported about 15 years ago (McIntosh et al., 1994; Murphy

et al., 1993). For the definition of connectivity of brain activity between brain regions,

two major concepts have been applied (Horwitz, 2003). The first concept refers to

functional connectivity, i.e., the correlation between neuronal changes within one

brain region related to another (Friston, 1998). This approach does not allow for a

causal interpretation of the influence among different brain regions, but is purely

correlational in nature. Functional connectivity has been applied to explore the

correlative pattern of brain activity (Bokde et al., 2001; Horwitz et al., 1987). In

contrast, effective connectivity refers to the influence of one brain region onto the

other where that direction of influence can be explicitly modelled, using approaches

such as structural equation modelling (McIntosh and Gonzalez, 1994), autoregressive

correlation, or dynamic causal modelling (Friston et al., 2003) (for review see

(Ramnani et al., 2004)). These approaches are especially well suited to test specific

hypotheses about the function of a particular neuronal network (McIntosh et al.,

1994).

Another approach to investigate the networks activated by a task is demonstrated by

Sperling and colleagues who utilized independent component analysis (ICA) to

examine the networks that activate or de-activate during an associate memory task

(Celone et al., 2006). The memory network across groups included the visual areas,

hippocampus, bilateral dorsolateral prefrontal cortex and posterior parietal cortices

supporting the hypothesis that a specific large-scale network underpins associative

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encoding. The study included healthy controls, mildly cognitive impaired subjects

(MCI) and AD patients, and they found a continuum of activation in the hippocampus

from healthy controls to hyperactivation in more mildly impaired MCI subjects to

hypoactivation in more severe MCI subjects to no activation in AD patients. The

nonlinear changes in activation in the network across the various groups provided

further evidence of an initial study suggesting this non-linear dynamic in the

hippocampus (Dickerson et al., 2005). A study using resting measures of glucose

metabolism found medial temporal lobe hypometabolism to be associated with

memory encoding impairments, but the study also found significant correlations to

parietal-temporal association cortices and frontal areas that may be part of a

compensatory process in the AD patients (Desgranges et al., 1998). Decreased

activation of the medial temporal lobe was also found in an encoding task in both

MCI subjects and AD patients compared to healthy controls (Machulda et al., 2003).

To investigate the early changes in networks is not only possible through the

examination of brain activation changes but also by examination of the transition

phase between activation and rest (Fox et al., 2005a). Rombouts and colleagues

(Rombouts et al., 2005b) found that the transition phase between blocks of an

encoding task and fixation led to significant differences between healthy controls,

MCI subjects and AD patients over a network of regions that included the medial

temporal lobe areas as well as visual processing areas, and frontal cortices. Even

though the first indications of AD neuropathology may be present in the medial

temporal lobe, it affects a significant number of regions outside of this initial area due

to the high interconnectivity of the brain.

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In AD, working memory is also significantly impaired at an early stage of the clinical

manifestation of the disease. Patients with AD are severely impaired in a delay

response task of visuo-spatial memory (Simone and Baylis, 1997; Stuart-Hamilton et

al., 1988) and both visual and visuospatial short-term memory are impaired even in

predementia subjects with MCI (Alescio-Lautier et al., 2007), where impaired

visuospatial processing contributes significantly to deficits in every day skill in AD

(Perry and Hodges, 2000). fMRI and PET-based studies showed that impaired visual

working memory correlated with brain activity within the posterior parietal

association cortex, prefrontal cortex, and thalamus (Collette et al., 1997; Desgranges

et al., 1998, Collette, 1997 #2) in AD. Only few studies have examined changes in

network-related changes in activity in relation to visual working memory breakdown

in AD. Functional connectivity analysis of PET-data showed that patients with AD

exhibit, in comparison to elderly healthy controls, reduced functional connectivity

between the prefrontal cortex and hippocampus and the prefrontal-occipital areas

during a delayed-matched to sample task of face stimuli (Grady et al., 1993). The

reduced connectivity between the prefrontal cortex and visual occipital areas was

consistent with findings for a perceptual matched-to-sample task of face stimuli in AD

(Horwitz et al., 1995). In another study examining a delay-match-to sample- task with

different duration of the delay interval, the age-matched healthy controls showed

increased activity in the bilateral prefrontal and parietal cortex with increasing delay,

whereas the patients had increased activity in the right prefrontal, anterior cingulate

and left amygdala. Task performance in both groups was correlated with the right

prefrontal cortex with the addition that performance in the AD patients was also

correlated to the left amygdala (Grady et al., 2001). Taking the right prefrontal cortex

as reference for functional connectivity analysis, Grady and colleagues found that in

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healthy controls there was strong functional connectivity to a network of other frontal

areas and posterior cortex regions while the AD patients had strong functional

connectivity only to other frontal regions. It was found that the left amygdala in the

AD patients had strong functional connectivity to the left prefrontal cortex and other

posterior brain regions whereas the healthy controls has strong functional connectivity

only to other posterior cortices. Grady and colleagues suggested that the results show

a functional disconnection between the hippocampus and the frontal cortices in the

AD patients, and that the disconnection was underlying the memory deficit in the AD

patients. A further study in AD patients demonstrated that the recruitment of

additional regions in the prefrontal cortex in AD patients was correlated with

performance in a semantic and episodic memory task while the healthy controls

utilized a different network with the networks correlated to task performance (Grady

et al., 2003).

Insert Figure 1 near here

Not only are memory networks affected as shown by another study that examined a

the functional connectivity between the fusiform gyrus and a wide cortical network

across the brain (see Figure 1) (Bokde et al., 2006b). In this study, the task was to

decide if two faces presented simultaneously were identical, and the reference region

for the functional connectivity was the right fusiform gyrus, a key region in the

perception of faces. Of interest in this study was that the activation in this task was

not altered between the MCI subjects and the healthy controls (Bokde et al., 2008),

suggesting that connectivity within a network is first altered due to the putative AD

neuropathology and then changes in activation occur in the brain. It may be that

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before recruitment of compensatory regions for a cognitive task, functional

connectivity would be the first step leading to increased activation in a region that

would activate as a compensatory mechanism. These issues would have to be

examined within a longitudinal study framework to be able to answer these questions

in more detail.

Effective connectivity can also be quantified using electrophysiological measures of

brain activation (Astolfi et al., 2005; Massimini et al., 2005; Moran et al., 2008;

Ursino et al., 2007) and initial work has been done in AD (see review (Uhlhaas and

Singer, 2006)). Connectivity in resting state EEG was increased in the theta and delta

bands and it was associated with a decrease in power in the alpha and beta bands

(Babiloni et al., 2006; Jelles et al., 2008). The changes across the brain are not only

frequency specific but also vary according to the spatial location and reflect the

remaining connectivity pattern in the AD brain (Stam et al., 2007; Stam et al., 2003).

There have been few studies using EEG with cognitive paradigms in AD and one

study found reduced synchronization in the alpha and beta bands during the delay

phase (maintenance) of a working memory task (Pijnenburg et al., 2004).

One of the best delineated neuronal networks in humans is the visual system of the

human brain. The ventral pathway has been thought to underlie object identification

whereas the dorsal pathway has been associated with processing of the spatial location

of objects (Haxby et al., 1991; Ungerleider and Mishkin, 1982). Analysis of effective

connectivity assessed by structural equation modelling showed evidence for the

correlated activity within each pathway (McIntosh et al., 1994) specific to object vs

location matching. Such results of connectivity analyses were central to identify an

important feature: connectivity analysis supports the notion of distinct functionally

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integrated networks. For example McIntosh and colleagues (McIntosh and Gonzalez,

1994) showed that the differences in effective connectivity of the ventral and dorsal

visual pathways, as well as the inter-hemispheric effective connectivity, were

different as a function of the cognitive task performed by the healthy elderly subjects.

This approach has been applied to investigating the changes in healthy aging (Della-

Maggiore et al., 2000) and in AD patients (Horwitz et al., 1995). In the study by

Horwitz and colleagues they found that there was a functional disconnection between

the dorsolateral prefrontal cortex and regions in the occipital-temporal lobes. The AD

patients as a compensatory process for the disconnection recruited additional regions

in the frontal lobes (Horwitz et al., 1995).

3.2 Coherent Resting Networks in the Brain

Recent developments on the functional and structural organization of the brain have

demonstrated that there are large-scale networks across the brain that are defined

through a coherent low frequency signal (Damoiseaux et al., 2006; Fox et al., 2005b).

This spatial temporal structure extends throughout the brain and has been found also

in non-human primates (Vincent et al., 2007). The findings of Vincent and colleagues

(Vincent et al., 2007) suggest that fluctuations of spontaneous activity across

anatomically interconnected brain regions constitute a fundamental principle of brain

organization. Such an interpretation is supported by the fact that organized patterns of

brain activity are present in both humans and non-human primates. The resting

networks have generated new issues when examining brain activation due to a

cognitive task, such the relationship between the task-associated network and the

resting networks in the brain (Buckner and Vincent, 2007; Greicius and Menon,

2004).

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The most investigated network among the spontaneous fluctuation networks that has

been investigated is the default mode network (DMN) which is of particular interest

for AD research because it includes the medial temporal lobes and the posterior

cingulate – two key areas supporting memory function as well as affected very early

in the disease – as well as lateral inferior parietal cortex and medial frontal areas. It is

hypothesized that the DMN is active when a person does not do a goal oriented task,

and it is hypothesized to mediate awareness of the internal state of the person as well

as awareness of the external environment surrounding the subject (Gusnard et al.,

2001; Raichle et al., 2001). The DMN is deactivated (suppressed) during performance

of a cognitive task and it has been measured using two approaches: (a) comparing a

cognitive task to rest condition and examining the regions deactivated during the task,

and (b) analysis using only resting fMRI datasets to measure the DMN. In a study

with young and old healthy controls and AD patients performing a semantic

classification task (Lustig et al., 2003), it was found that the deactivation in lateral

parietal regions was similar in all three groups, while the medial frontal areas showed

it was reduced between young and old healthy controls with no further reduction in

the AD group. The medial parietal region and posterior cingulate showed decreased

deactivation between young and old, with much less deactivation in the AD group

compared to both groups. Further examination of the temporal profile of the

activation in this medial parietal region/posterior cingulate found that the healthy

subjects deactivated this region during the task but that the AD patients had a constant

level of activation across the semantic task and the control task. Another study that

examined the deactivation during a cognitive task (Rombouts et al., 2005a), in this

case a visual encoding and a working memory task in MCI, AD and healthy controls,

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found that the deactivation in the medial frontal areas discriminated between the HC

and the MCI (medial frontal) and AD (anterior cingulate) groups. In addition, the

precuneus significantly discriminated between the healthy controls and the MCI and

AD groups.

When utilizing only resting state fMRI data sets, Greicius and colleagues (Greicius et

al., 2004) found significant differences in the DMN between AD and healthy controls

in the hippocampus and posterior cingulate region. Another study found decreased

functional connectivity between the right hippocampus in AD patients to cortical

regions across the brain compared to healthy controls (Wang et al., 2006). In

particular, the regions with disrupted connectivity comprised in part the DMN

showing further support to the network-related nature of brain function disruption.

3.3 Interaction among networks

Given that the DMN is deactivated during a cognitive task, it is of high interest to

examine if there is an interaction between the task-related network activated and the

DMN. In a study using associate encoding, Celone and colleagues (Celone et al.,

2006) found that the deactivation in the lateral and medial parietal regions was

reciprocally related to the activation in the task related activation in the hippocampus.

Across the 3 groups in the study, the activation in the hippocampus (bilaterally) was

strongly inversely linearly correlated to the deactivation in the bilateral parietal

regions. Further evidence that an impaired deactivation contributes to impairment in

the task related activation and task performance is a study in AD patients that found a

linear correlation between increased activation in medial temporal areas in the patient

group during an associative memory paradigm to the impaired deactivation in the

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parietal areas (Pihlajamaki et al., 2008). In AD patients the level of deactivation in the

medial parietal areas was correlated with memory performance with less deactivation

correlated with less successful encoding. Further support for the role of the DMN in

cognitive tasks was found in a visual perception study with MCI subjects who showed

decreased negative functional connectivity between a visual perception area and the

medial frontal areas of the DMN compared to healthy controls (Bokde et al., 2006a).

Thus initial evidence from functional imaging studies indicate that not only do

networks mediate cognitive function but also that the interactions among networks,

among them the default network, have a linear association with performance. The role

of the default network in cognition and how it might underpin it is unresolved.

3.4 Connectivity Dysfunction due to Changes in White Matter

White matter lesions (WML) are prevalent in AD with about one-third of autopsy-

confirmed cases of AD (Mirra et al., 1991) but are frequently found in ageing as well

(Erkinjuntti et al., 1994; Scheltens et al., 1992). WML including microstructural

changes may be related to factors such as microvascular damage leading to

hypoperfusion and white matter degeneration (Bailey and Kandel, 1993; de la Torre,

2004). The significance of white matter lesions alone for cognitive decline is not

clear. This may be partially explained by the fact that for the assessment of

macrostructural white matter changes, including presence of lacunae and white matter

hyperintensities, lesion ratings were often averaged across large brain areas in

previous studies, thus compromising the sensitivity to detect a correlation between the

white matter changes and the decline in specific cognitive functions (Burns et al.,

2005; Snowdon et al., 1997). Importantly, conventional T2-weighted MRI is sensitive

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towards macrostructural lesions but less so for the assessment of microstructural white

matter changes that could remain undetected in so-called normal appearing white

matter areas (Bozzali et al., 2001). Such microstructural changes that are common in

AD, however, can be detected with diffusion tensor imaging (DTI).

Damage of the membrane and degeneration of intra-axonal microtubules are

associated with neurofibrillary changes that may lead to axonal microstructural

damage (Grundke-Iqbal et al., 1986). DTI is sensitive for the detection of

microstructural alterations, even though it is not clear which specific intra-axonal

changes lead to changes in the DTI-assessed diffusivity (Beaulieu, 2002). The

reduction of cellular integrity of nerve fibres as observed in AD may result in less

constrained motion of the water molecules and thus higher diffusion and lower

anisotropy values (Basser and Jones, 2002). If the integrity of neuronatomical

connectivity between brain regions is an important determinant of neuronal network

activity, damage to neuronal connections within a network should have a specific

impact on the effective connectivity within the network, as often found in

neurodegenerative diseases (Au Duong et al., 2005a; Au Duong et al., 2005b; Grady

et al., 2001).

The apparent diffusion coefficient (ADC) can be calculated per voxel, where the

intensity value is proportional to the diffusion of protons. Differences in the spatial

orientation of diffusivity are expressed by fractional anisotropy (FA). Based on the

assumption that the diffusivity is maximal in the direction of fibre tracts, the voxel-

by-voxel determination of FA can be used in order to tract fibres at the macroscopic

level (Mori and van Zijl, 2002). A number of DTI-based studies in AD patients have

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demonstrated decreased FA and increased diffusivity in temporal lobes of the brain, a

key area in AD. ROI-based DTI studies have shown increased ADC in patients with

mild to moderate AD within the temporal stem (Hanyu et al., 1998; Kantarci et al.,

2001), anterior and posterior cingulate gyrus (Kantarci et al., 2001; Rose et al., 2000;

Takahashi et al., 2002; Zhang et al., 2007), and the corpus callosum (Bozzali et al.,

2002; Duan et al., 2006; Sydykova et al., 2006; Teipel et al., 2007b; Xie et al., 2006).

Insert Figure 2 near here

Using a multivariate factor analysis approach to analyze the FA maps obtained from

AD patients and healthy controls, Teipel and colleagues (Teipel et al., 2007b) found

that there was a spatially correlated pattern of decreased FA in intracortical fibers that

included key tracts in the temporal lobes (see Figure 2). The intracortical fibres with

lower FA in the AD group included the anterior corpus callosum, white matter of the

parahippocampal gyrus and fornix, left fasciculus longitudinal inferior, white matter

areas in left inferior and middle temporal gyri, white matter areas in bilateral frontal

lobes, right posterior cingulate and right middle occipital gyrus. The decreased FA in

these areas is consistent with previous findings of grey matter structural changes, such

as decreased FA in the parahippocampal white matter would indicate

neurodegeneration of the white matter fibers that connect to the allocortical areas of

the temporal lobes, which are affected early in AD (Price et al., 2001). The FA

decreases in the fornix probably correspond to the loss of neurons in the

hippocampus, as the fibers from the hippocampus project via the fornix to the

mamillary bodies. Thus it can be seen that the decreased FA values occur within

white matter fibres that connect to medial temporal areas. It is consistent with the

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hypothesis that the changes produced by AD neuropathology within the brain follow a

network of connections that arise from the medial temporal areas (Arriagada et al.,

1992a; Morrison and Hof, 2002; Morrison et al., 1986). The association cortices

located in the parietal lobes have long cortical-cortical connection to the medial

temporal areas and these areas in the parietal lobes are also one of the first areas

affected by AD. Furthermore, the decline in the corpus callosum, whose fibers

connect both hemispheres, is consistent with atrophy of these areas due to grey matter

declines on the cortex (Hampel et al., 2000; Hensel et al., 2002; Teipel et al., 2003;

Teipel et al., 2002; Teipel et al., 1998; Teipel et al., 1999). It was found that left

cingulum fibers, which connect the anterior thalamus, the cortical cingulum, and the

association cortices in the frontal, temporal and parietal cortices and the hippocampus

to each other, were correlated with free recall, verbal recognition and Boston Naming

test performance in AD patients (Fellgiebel et al., 2008). The various regions that the

cingulum fibers connect have been shown to be involved in the various tasks of

memory such as encoding (in the hippocampus), retrieval and recognition (in the

posterior cingulate, the retrosplenial cortex, and posterior and medial parietal cortex).

4.0 Future Perspectives of Research in Connectivity in AD

The studies reviewed here suggest that AD is in part a disorder caused by

disconnection within cognitive networks and the failure of the brain to integrate the

functionality of the various regions into an effective and efficient network. The

assessment of the integrity of specific fibre tracts can be used in order to assess its

association with the degree of functional brain activity (Toosy et al., 2004). If the

integrity of neuroanatomical connectivity between brain regions is an important

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determinant of neuronal network activity, damage to neuronal connections within a

network should have a specific impact on the effective connectivity within the

network (Au Duong et al., 2005a; Au Duong et al., 2005b; Grady et al., 2001). One

approach to investigate the effects of structural changes on function would be to

integrate effective connectivity and structural connectivity measures together using a

multiple regression technique. It would allow testing for associations between the

various connectivity measures and task performance. Given the initial changes

within the temporal lobes and the memory domain in AD, a possible starting point for

integration of function and structure would be in memory tasks and a neural network

that would include the temporal lobes (see Figure 3).

Insert Figure 3 near here

The proposed integration of effective connectivity can also be done using EEG-based

measures of effectivity connectivity and DTI. Thus one study examined the changes

in the resting-state EEG inter-hemispheric connectivity between MCI subjects and

healthy controls and changes in diffusivity across the brain (Teipel et al., 2008). It was

found that the temporal-parietal coherence in the alpha band was correlated with FA

and MD values in the white matter in posterior regions of the brain in both MCI and

HC. In the frontal lobes coherence in the alpha band was correlated with diffusivity

in the frontal lobes, anterior corpus callosum, and thalamus only in the MCI group.

Thus, they showed an association between inter-hemispheric coherence changes and

alterations in the alpha and beta bands of resting-state EEG.

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In addition, methodological advancements in time series analysis would allow for a

more detailed understanding of the changes in the phase-related changes in the fMRI-

related signal. In addition, the coherent resting networks will provide another avenue

for investigating neural networks and their breakdown, as well as plasticity processes,

as from the available evidence it seems that the resting networks do not have

compensatory processes, at least, as would be manifested by the recruitment of other

regions. Thus the task-related networks and the resting coherent networks seem to

have different properties and the compensatory processes are different between these

networks. The interaction of networks and the dynamics of the resting coherent

networks is a rich area of current research.

Future studies should also examine the multi-modal nature of networks, both the

structural and functional components that define a network. Given the large changes

that the brain undergoes with the presence of AD-related neuropathology, the changes

will manifest themselves not only in the functional and structural domains but also in

how the changes in the two domains interact with one another. For example, one

study examined how brain activation in the fusiform gyrus during a perceptual task

was dependent upon grey matter density along the ventral and dorsal visual pathways

(Teipel et al., 2007a). Thus not only local grey matter atrophy may influence

activation, but also atrophic changes at other nodes of the network. These issues need

to be further investigated.

5.0 Clinical Applications

Assuming that cognition requires a high level of interaction among regions of a

network, it may be that alterations in the interaction among these regions may be the

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first biological indicator of active cellular molecular mechanisms and related

neuropathology in the AD brain and that changes in connectivity would be followed

by changes in activation. A multi-modal approach to investigating neural networks

would inform the sequence of events that would lead to a breakdown of cognitive

function at the earliest stages of the disease process. These issues have not been

investigated and may play a critical role in the development of disease modifying

compounds for AD.

Early detection of AD is of dramatically increasing importance since many new

compounds claiming disease-modifying effects are currently being tested in phase 2

and 3 clinical trials. These drug candidates for secondary AD prevention would

preferentially be investigated in patients during earlier presymptomatic stages since it

is hypothesized that these compounds would be more effective when less damage to

the brain has occurred. With this objective in mind, a recent position paper (Dubois

et al., 2007) proposed that the research criteria for the diagnosis of AD should be

refined and updated to be able to detect the earliest clinical stages of AD. The new

criteria would be centred on clinically significant deficits in episodic memory and an

abnormal measure on one or more biomarkers among structural MRI, molecular PET

imaging, or cerebrospinal fluid amyloid beta or tau protein analysis. The greater use

of biological based information such as the implementation of mechanistic biological

markers of action (MoA) is particularly important in order to reflect safety and

outcome induced by mechanistically active and potentially disease modifying

compounds, such as amyloid lowering agents, amyloid immunization strategies,

gamma and beta secretase inhibitors, or approaches targeting inflammation, oxidative

stress or tau hyperphosphorylation and tangle formation. Understanding network

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changes as early as possible within the chronically progressive AD disease course

holds promise to provide an effective indirect means for early presymptomatic

detection of AD pathology and to help create enriched and stratified early target

populations for presymptmatic trials, as the disease modifying strategies could be

potentially preventive of further progression to irreversible damage to brain structure

and function. This notion is currently strongly supported by regulatory authorities,

such as the FDA and the EMEA, searching for more suitable drug trial designs and

biological safety and outcome measures in the development of therapies in the field of

neurodegeneration.

The proposed integration of both structural and functional connectivity, as illustrated

in Figure 3, would help increase our understanding of the underlying biological

processes in AD but also could be applicable to investigation of early prodromal

stages of AD. In the medium to long term perspective, a specific application of the

proposed methods would serve as an effective and dynamic tool for enrichment of

pre-symptomatic treatment trials so that the inclusionary criteria for the trial are more

specific to AD. The proposed approach could also be implemented as a secondary

outcome variable in phase 3 confirmatory clinical trials in which the outcome does not

depend upon specific neuropathology or mechanisms in the brain.

6.0 Conclusions

Experimental data across a wide variety of approaches suggest that connectivity plays

a critical role in mediating cognitive function and that the breakdown of connectivity,

both in the functional and structural system domain, plays a major role in the

development of AD. One critical element in understanding the disconnection

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hypothesis in AD is that the spreading in the brain of the AD-related neuropathology

as disease severity increases is through the large cortical-cortical pyramidal neurons.

The location of the AD-related neuropathology in the mild stage of the disease is in

the medial temporal lobes. Thus one sees the development of AD-related

neuropathology in very specific regions of the cortex that are structurally connected

while adjacent regions remain free of AD neuropathology. In addition, the studies

using structural and functional imaging methodologies showed that networks

mediated cognitive performance and their breakdown was correlated to decreased

cognitive performance. In particular, compensatory networks in patients were shown

to linearly correlate to cognitive performance. Thus the various approaches to

understanding networks could be valuable tools in developing new approaches for

early diagnosis of AD and for predicting the effectivity of possible treatment

strategies.

Acknowledgements

The authors acknowledge support for their research from the Volkswagen Foundation

(Germany), the German Ministry of Education and Research (BMBF), the German

Brain Foundation (Hirnliga), the European Union’s FP7 and Social Funds

Programmes, the Alzheimer’s Association (USA), Science Foundation Ireland (SFI),

the Health Research Board (Ireland), and the Health Service Executive (HSE,

Ireland).

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Figure 1. Map of the regions showing statistically significant differences in the linear

correlation coefficient between healthy control and MCI groups. Figure from (Bokde

et al., 2006a).

Figure 2. Projection of the positive and negative components of the canonical image

into voxel space—3D-reconstruction. The canonical image in voxel space projected

on a 3D-reconstruction of the T1-weighted template brain. A block has been cut-out

from the anterior right hemisphere, opening the view on the internal capsule in height

of the central sulcus at Talairach–Tournoux y-coordinate − 17. Red to yellow:

components of the canonical images that are reduced in AD relative to controls. Blue

to green: components of the canonical images that are increased in AD relative to

controls. Figure from (Teipel et al., 2007b)

Figure 3. Integration of fMRI and DTI results into a picture of network connectivity

over the two domains. The image on the upper left illustrates a hypothesized network,

on the right side tehre are two images of activation, where the activation occurs in

areas indicated by the network. The other images show some of the tracts that

connect the various regions on the network.

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