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  • 7/29/2019 A Theoretical Approach for Increased CCT Effectiveness and Sustainability

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    Directed Study

    7/29/2011

    Ghida Krisht

    [A THEORETICAL APPROACH FORINCREASED CCT EFFECTIVENESS

    AND SUSTAINABILITY]

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    A THEORETICAL APPROACH FOR INCREASED CCT EFFECTIVENESS AND SUSTAINABILITY

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    Table of Contents

    1.Introduction ......................................................................................................................................... 2

    2.Background Information.................................................................................................................... 3

    Development Intervention : CCT .......................................................................................................... 3Theoretical Approach to Development... .......................................................... 5

    3.Review of the Current State of CCTs ................................................................................................ 6

    4. Evidence for Potential Improvement ................................................................................................ 8

    5. Recommended Practices and Possible Impacts .............................................................................. 10

    6. References ........................................................................................................................................... 11

    7.Appendices ......................................................................................................................................... 131. Nutrition-focused CCT : Conceptual Framework ........................................................................... 13

    2. UNICEF FRAMEWORK ............................................................................................................... 15

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    1. IntroductionIn reviewing the literature on CCT impacts and effectiveness, it appears that although theseprograms improve health and education outcomes, uncertainties remain about the underlying

    social processes by which the recommended behavior is to be sustained.

    Social processes are best highlighted through qualitative data collection that draws on keyinformant interviews, focus groups with and observation of the participants, program personnel

    and other involved stakeholders (Adato, 2008).

    This paper will show that there are no sufficient qualitative assessments from which to drawconclusive evidence for the reasons behind just moderate health and education outcomes so far.

    In an extensive review of similar programs that condition extrinsic rewards on a desired

    behavior, social-cognitive psychologists at the University of Rochester present a significant and

    potentially foretelling finding regarding the chances of such a programs sustainability (Deciand Ryan, 1999).

    Similarly, British psychologists have also investigated the same question and found that

    financial incentives do improve health outcomes but leave unanswered questions that relate to

    intrinsic motivation, informed choices and the nature of the subject-program relationship(Marteau et al, 2009). This raises questions about the sustainability and effectiveness of CCT

    programs in their current design and operation.

    To explore this point, the paper uses Sens development to freedom as a theoretical approachthat facilitates a discussion of the available CCT qualitative evaluations in Brazil, Mexico,

    Nicaragua, and Peru (Lindert et al, 2007; Adato, 2008; Maluccio et al, 2005; Jones et al, 2006).

    The paper demonstrates that it is justified to collect further qualitative data with a focus on

    Sens category of transparency guarantee.

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    2. Background InformationDevelopment Intervention: Conditional Cash Transfer

    Recently, after the financial crisis of 2008, Conditional Cash Transfers (CCTs) are encouraged

    as social safety-net programs that can stabilize compounded economic shocks worst felt by poorpopulations (Fajth et al, 2010). Examples of economic falls include unpredictable changes in

    food prices and strong climate change effects, such as floods and droughts to which the poor are

    most vulnerable. During such economically variable times, the conditional cash transfer canhelp the poorest from reverting to unsustainable coping measures and instead promote

    instrumental behaviors such as child inoculation, preventative healthcare and child education

    that strengthen their resilience.

    CCTs are a relatively new type of social assistance program that transfer income to the poor,

    usually female-headed households, conditional on the parents investment in their children's

    health and education. Examples of health-related conditionality are perinatal care for pregnant

    mothers, growth monitoring for the first 6-9 months, periodic checkups, vaccinations forchildren under 5 years, and attendance at health education sessions. Examples of education

    conditions are school enrollment and 80% attendance of school days, and less common arerandom measures of performance. The key players in this program include the participant

    parents, beneficiary children, program administrators or responsible government officials and

    often participant-elected community representatives. CCTs vary a great deal in scope, rangingfrom nationwide to small-scale pilot efforts with a narrow target population (Fiszbein et al,

    2010). In contrast, the following program components are shared among most CCTs:

    determining eligibility through a combination of geographic and household proxy means

    testing, amount and frequency of transfer (large sum, less often, or lower sum, more often),health and education conditions, and mandatory information or health/nutrition education

    sessions (Fiszbein et al, 2010).

    The programs alleviate short-term poverty by addressing the financial and material determinants

    ofunder-nutrition and can have an impact on the key underlying causes: increasing access tofood, dietary diversity, health care, and education. Over the long run, CCTs aim to secure the

    investment in the next generation.As CCTs tackle several interrelated development

    problems in a single policy, they are praised for promoting a multi-sector development

    approach that capitalizes on the synergies among education, health, nutrition, andempowerment of women. To understand the pathways by which CCTs improve nutrition,consider the key determinants of nutrition: mothers knowledge and caring practices, household

    food security and utilization of health services for regular and preventative care (See appendix

    for more details).They encourage a collaborative agreementbetween governments andfamilies: a mutual agreementwhere both partners are required to show complimentary

    efforts (Fajth et al, 2010). Governments are expected to invest insupply side measures to

    ensure high coverage among the poorestpopulations and help meet the increased demand.

    Through coordinated efforts between public and private social services, CCTs achieve

    strong program administration and strict monitoring, possibly one of the most significantcomponents of the program (Fajth et al, 2010). For instance Mexicos best practice

    Oportunidades spends one in 16 dollars on program administration while several smaller

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    programs spend as much as one in five dollars (Fajth et al, 2010).

    Brazil'sBolsa Escola is designed such that each municipality is responsible for one part of theprogram administration and requires that states and municipalities give participants priority in

    the locally funded and available public welfare services (Lindert et al, 2007).Bolsa Escola,

    Brazil's national CCT safety-net program is successful partly due to an alliance of committedpublic, private, and civil society partners. This synchronization between the program andparticipant centered stakeholders strengthens instrumental ties that organically help

    beneficiaries achieve better health and education outcomes (Fiszbein et al, 2010). CCTs often

    use a community representative who communicates information about cash provision, clearsany misconceptions about the program, and encourages participants to follow the conditions

    with awareness of the long term health and education benefits.

    An objective of all four CCTs discussed in this paper is to increase maternal knowledge aboutthe nutritional status of their children. In part, this is accomplished through attending regular

    health education meetings, which may substantially increase the parent's awareness of health

    problems before irreparable or incapacitating damage occurs (Bassett, 2008). In Mexico,

    Oportunidadesparticipants attendplaticas (required education sessions), where best nutritionand health practices are discussed. Similarly, Nicaragua'sRed De Proteccion mothers attend

    bimonthly meetings that cover lessons in household sanitation and hygiene, nutrition,

    reproductive health, and breastfeeding. These behavior-change communication activities mayprogress child health and nutrition through improved maternal knowledge and practices.

    However, this largely depends on the effectiveness of knowledge dissemination to and

    communication with participants during the health education sessions (Adato, 2008). Tomaintain increased household food consumption and expenditure, participating mothers need to

    believe in the importance of improved food for children as directly relevant to school

    performance. The participatory nature of CCTs varies from country to country, but increasingly

    many programs make use of a community representative (usually a local participant-electedfemale CCT recipient), who communicates the arrival of transfers, explains program conditions,

    implementation of responses to non-compliance, and encourages compliance (Fiszbein et al,

    2010).

    As the economist Engel predicted that the poorest spend 80% of their income on food, it

    remains the most pressing determinant of poverty reduction (Timmer et al, 1983). CCT

    impacts are mediated by an improvement in the determinants of underlying nutrition

    including feeding and care practices, household food security and diet diversity, and the

    use of health and education services (See appendix for more details). The additional

    income is hypothesized to increase purchasing power for more nutrient-dense foods that

    will benefit household food security and diet quality. The cash also serves to increase the

    mother's control over resources thereby empowering her to make meaningful decisions in

    the best interest of her children's future (Bassett, 2008). By giving parents the tools and

    opportunity to exert positive influence on their childrens future, CCTs are sure to increase

    parents realm of possible actions of capabilities to achieve progress in development

    (Sen, 1999).

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    Theoretical Approach to Development: Sens Development as Freedom

    Amartya Sens theory of development as freedom is a moral philosophy that explores the values

    and underlying drivers of a development intervention. It perceives development interventions in

    terms of the freedom they allow an individual agent to express. According to Sen, a deed thatfurthers the freedom of the involved individual is a good deed that advances development, as

    freedom is both the manifestation of development as well as a medium for development (Sen,

    1999).

    There are five categories of freedom through which people are enabled to help themselves. To

    communicate the exact meaning of these categories from Sens perspective, they are defined in

    his words as follows:

    1- Political freedomthe civil and political rights that enable an individual to participate inand criticize government.

    2- Economicthe ability to engage in and participate in economic markets using availableresources.

    3- Socialthe education and healthcare opportunities that enable a person to live a full life.4- Transparency guaranteeto assure agreements made under a system or by society will

    be honored.

    5- Protective securitythe trust that societies will not be reduced to abject poverty andmisery.

    Sens approach focuses on the capabilities that serve to increase an individuals opportunity,

    sense of responsibility and agency. By capability, Sen is referring to the act of using available or

    given capacity to create functional categories of freedom that later become entitlements.Forexample, Sen explains that in a market with choice of several products, one can only have fair

    access if their economic entitlements are covered. Recognition and awareness of what a person

    is entitled to or capable of receiving in a given system is important to achieve freedom of voiceand agency. The ability to express oneself and act, while building more inclusive societies, is

    accomplished to an important extent by social accountability. Public resources are part of the

    pool of resources to which citizens clearly will want to have access. In his approach, he

    emphasizes agency, which can be explained through his definition of an agent as someone whoacts and brings about change, whose achievement can be evaluated in terms of his or her own

    values and objectives (Sen, 1999).

    Unquestionably, his approach emphasizes the agency necessary to enhance an individuals

    decision making skills. Agency is felt and granted by the surrounding community and can

    also be limited with a lack of trust and ambiguous communication styles. Also, providing a

    society with tools implies a widening of its choice. In a Sen like approach, the social-

    cognitive psychologist behind the theory of self-determination, Edward L. Deci, believes

    when there is choice, it is essential that it be backed up with the information necessaryfor making a meaningful decision otherwise a choice will feel more like a burden than a

    support for autonomy, as without adequate information, people are more likely to make a

    mistake (Deci, 1996). The social system in a society plays the role of communicator todetermine how useful the imparted knowledge can be to an agent.

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    3. Review of the Current State of CCTsCurrently CCTs are the world's most widely used national social protection system. In one decade,

    1998 to 2008, CCTs spread from three countries to 23 countries, respectively, covering allcontinents. In 2009, the World Bank commissioned a comprehensive investigation of all CCTs

    around the world presented in a published report titled, Conditional Cash Transfers: ReducingPresent and Future Poverty (Fiszbein et al, 2010). Data sources for the collected evaluationsinclude community and household surveys, school and clinic administrative data, interviews, and in

    some cases school performance-based tests.

    CCTs consistently showed an increase in food consumption, utilization of public health and

    education services. For example, Mexico's 'best practice' CCT, Oportunidades, showed positive

    steps towards the United Nation's Millennium Development Goals by reducing infant mortality,

    improving childhood nutrition, and increasing school enrollment and attendance, particularlyamong girls (Fajth et al, 2010). More specifically, randomized control studies in Mexico, Columbia,

    and Nicaragua confirm an improvement in child anthropometry measures. In comparison to control

    groups, program participants exhibited higher average food consumption in Mexico by 13% and inColombia by 15%. CCTs in Nicaragua decreased the prevalence of stunting (low height for age) inchildren under age 5 by 5.3% (Leroy et al, 2009).

    Although analysis of the compiled World Bank (mostly quantitative) evaluations demonstratesmodest impacts on health and education outcomes in almost all countries, school enrollment among

    participants increased, and compared with non-participants, participants were more likely to seek

    preventative healthcare services and inoculation. These are persistent favorable results among mostCCTs; however, going a step further in measuring performance-based outcomes at school and child

    height for age as opposed to growth-monitoring attendance, the results are much more mixed

    (Fiszbein et al, 2010).

    To understand the reason for mixed results in the final outcomes of health and education, some

    countries with larger established national scale programs authorized the World Bank and the

    International Food Policy Research Institute to evaluate their programs using mixed quantitativeand qualitative means. Several countries achieved positive effects such as increased women's

    income and control over resources, improved mothers knowledge about health and nutrition, and

    improved household diet quality through increased consumption of micronutrient rich foods

    (Adato, 2008). Also, in Mexico and Nicaragua, the only two countries that assessed women'scontrol of income and resources, positive effects were found. Mexico's program evaluation also

    found that maternal health knowledge and practices increased among program participants.Red De

    Proteccion (RPS) in Nicaragua increased women's awareness, self-confidence, and ability to

    express and share experiences in casual social meetings outside of the house (Maluccio et al, 2010).

    The CCT literature presents only five qualitative assessments of national programs:Bolsa Escola in

    Brazil, Oportunidades in Mexico,Juntos in Peru,Red de Proteccion in Nicaragua and in Turkey.This section outlines some important anecdotal evidence from the qualitative assessments from the

    first four countries. The participant viewpoints present some of the benefits and conflicts of the

    implementation of a conditional income transfer.

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    As stated before, CCTs are designed differently, to fit the needs of a given context and its capacity

    to administer the intervention. Some programs employ social workers who, in the case ofnoncompliance, will reach out to the beneficiaries. In Brazil, if the beneficiary is non-compliant, the

    program's social worker is sent for a home visit to see if the program can help with a non-cash

    related problem (Fiszbein et al, 2010). Although nutrition education sessions are in place, the poorfrequency and/or quality of counseling in Brazil and overcrowded sessions in Nicaragua are

    examples of overlooked implementation details that reduced the program's impact (Adato, 2008).

    For example, inRPSduring informal conversations with participants, many expressed that the mainincentive to attend the information sessions was to comply with the requirement and receive the

    cash (Maluccio et al, 2010).

    John A. Maluccio et al in their detailed qualitative evaluation ofRPSin Nicaragua exploredbeneficiary perceptions surrounding the limitations and/or influence of their contribution to the

    program. The anecdotal evidence emphasizes the importance of obedience and compliance because

    of the threat of losing benefits or of the program leaving (Maluccio et al, 2010). In contrast to the

    program beneficiaries, the community representatives note their flexibility to influence and enhancethe program as they see best for the participant.

    InJuntos of Peru, Jones et al present a participant's positive account of the capability the extra cashprovides the household to acquire assets for future risk mitigation:

    Some of us didnt have homes. The money is helpful for everything, we are buying buildingmaterials and now we are improving our houses Buying animals is like saving money in a

    bank account; we buy piglets and when they grow, we have some capital for the future (Focus

    group with women beneficiaries, Arizona) (Jones et al, 2006).

    Others in theJuntos program recall particular life circumstances that the program could have

    responded to with more sensitivity if it were in touch with the existing communication channels in

    the society. In one such example:

    Well, the woman was pregnant and she had no one to look after her cattle, so she sent her

    young daughter to take care of them. Consequently, the girl did not go to school and was

    marked absent. When the people from the Program went to verify her school attendance, theynoticed she had been missing school and so they penalized the womanthe Program has to be

    more flexible with these families because life in the countryside is different than in the city, in

    the country people depend on their cattle (Technician, Rosapata) (Jones et al, 2006).

    As mentioned earlier, the program may cause feelings of exclusion towards the parents, or in this

    case often make them feel less adequate.

    Im not aware that the families are in opposition, its more a case of submission. Sometimes it

    appears to be treating them like children but the advantage is the system is producing resultsI

    believe the task is twofold and also involves talking to them about their rightsyour sons anddaughters have the right to be educated (Andres Solaria, Agenda Sur) (Jones et al, 2006).

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    4. Evidence for Possible ImprovementsDeci and Ryans extensive research points to clear and consistent evidence that extrinsic rewards

    undermine intrinsic motivation through two psychological processes: compromised sense of self-

    esteem and self-determination.

    As defined by Deci and Ryan, one is intrinsically motivated when one receives no apparent rewardexcept the activity itself (Deci and Ryan, 1999). Compromised self-esteem is when the intervener

    does not recognize the participants or agents motivation, thus under valuing their efforts.

    Similarly, a compromised feeling of self-determination stems from the perception that theparticipants intrinsic motivation is submissively competing with external inputs (Deci and Ryan,

    1999).

    For instance, in the last excerpt from aJuntos participant,he expresses that although the program is

    effective in some way, he is frustrated with the programs passive treatment towards the participantparents. In his view, the program almost assumes that the parents are not a worthy investment or are

    passive in their degree of involvement with the program, thereby undermining their autonomy as

    seen in Deci and Ryans experimental meta-analyses findings. The participant recommends that

    they be more involved in the cash entitlement of their child and its meaning , pointing to Sens ideaof building trust between the agent and the program to ensure transparency guarantee.

    Also, an article that looked at whether monetary rewards achieved better health outcomes in Britain

    showed that although there is some improvement, uncertainty remained concerning unintended

    consequences related to intrinsic motivation, informed choices and the nature of the subject-program relationship (Marteau et al, 2009). As the CCT program follows a design similar to the

    kind researched by Deci and Ryan and by Marteau et al, it serves to examine whether similar

    unanswered questions and uncertainties arise in CCT implementation.

    The qualitative data presented in the previous section mostly denote issues with the nature of theagreement between the participants and the implementing government as indicated by evidence of

    weak communication channels and distrust. For example, RPS parents only attended information

    sessions for fear of losing the cash benefit, which may point to the poor quality of instructionprovided in those sessions.

    As there is insufficient anecdotal evidence to draw upon, using Sen's development as freedom

    approach and Deci and Ryan's experimental findings on the effects of extrinsic rewards on sense of

    responsibility and self-determination, we predict an analogy supported by the existing qualitativeevidence, that just conditioning cash on the recommended behavior changes might not be enough to

    sustain these best practices, and more importantly can have negative drawbacks in terms of

    diminished autonomy, relatedness and self-esteem of the participant-parents.

    CCTs provide families with extra income and education and health services for their children withconfirmed positive effects that help progress Sens first three categories of development as freedom.However, the programs uncertainties illustrated by some qualitative information shows that the

    program mostly falls short on furthering development into Sens fourth category, transparency

    guarantee, which operates at the level between household and institution, serving to enhancecommunication channels and trust. In Sens outlook, a development approach that partially fulfills

    the categories of freedom is incomplete and will therefore only achieve some of its potential

    impacts.

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    In essence, strengthening the communication channels between the household and above household

    levels will increase the participants' sensitivity to the conditions and bolster their resilience to asudden or planned change/stop to the program. In turn the program may have better chances at

    achieving positive impacts and ensuring the sustainability of the recommended good practices of

    protective healthcare and investment in education.

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    5. Recommended Practices and Possible ImpactsAlthough the available qualitative assessment supports program assumptions of voluntary

    commitment, trust and strong communication between the key players, it is not enough for a

    conclusive speculation. Therefore, more research in this particular area of communications iswarranted with Sens idea of transparency guarantee at its nexus. By focusing the forthcoming

    CCT data collection on qualitative means, we would be able to decipher the social relations

    underpinning assumptions in the current CCTs and better inform future implementation and design.

    We would gain access to important information that can identify problem areas as well asexemplary practice.

    More specifically, qualitative assessments will examine participant constraints in complying with

    conditions in their current design and see where the program can afford more flexibility in its

    treatment of non-compliance. It may also help cast light on the participants understanding ofprogram operations and whether they correspond with the community representatives messages to

    determine if and where a communication gap exists. Also, this kind of information will indicate

    whether there is sufficient need for referral to existing social services thereby promoting increasedcoordination among functioning complimentary social organizations. Qualitative data is mostimportant in relaying the weaknesses and strengths of program communications. Participants

    views regarding the nutrition education or in some cases mandatory information sessions will

    reveal if messages are culturally appropriate and whether they are sensitively passed on.

    This research would create a much needed qualitative account of CCTs as seen from the agentsviewpoint, which has the potential to map the beginnings of a fabric that connects the household

    level to the institutional level. It would give the program administrators a chance to improve their

    understanding of the ecosystems sensitivity and resilience in order to exert the right pressure pointsat the right time to improve their influence on the program chances for sustainability (Maxwell and

    Smith, 1992). Furthermore, with qualitative data generated from various types of CCTs

    (institutional nationwide, small narrow target and community or participatory programs) it would

    give programmers a good inclination of design and implementation efforts that improveeffectiveness and those that inhibit it. Based on Sens theoretical approach to development and the

    potentially extrapolative psychology experiments outlined in the paper, it is likely that future

    qualitative data will point to assumptions and weaknesses in the communication channels of theprogram.

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    6. ReferencesAdato, Michelle. Integrating Survey and Ethnographic Methods to Evaluate Conditional Cash

    Transfer Programs. IFPRI Discussion Paper No. 00810, Food Consumption and Nutrition Division,

    October 2008.http://www.ifpri.org/pubs/dp/IFPRIDP00810.pdf

    Adato, Michelle, and John Hoddinott. "Conditional Cash Transfer Programs: A Magic Bullet forReducing Poverty?"2020 FOCUS BRIEF on the Worlds Poor and Hungry People. International Food

    Policy Research Institute, Oct. 2007. Web.

    Bassett, Lucy. "Can Conditional Cash Transfer Programs Play a Greater Role in Reducing Child

    Undernutrition?" Social Protection, World Bank, Oct. 2008. Web..

    Bastagli, Francesca. "Conditionality in Public Policy Targeted to the Poor: Promoting Resilience?"

    Social Policy and Society9 (2008): 127-40. Web.

    Deci, Edward L., Richard Koestner, and Richard M. Ryan. "A Meta-analytic Review of Experiments

    Examining the Effects of Extrinsic Rewards on Intrinsic Motivation." American PsychologicalAssociation. 1999. Web.

    Deci, Edward L., and Richard Flaste. Why We Do What We Do: Understanding Self-Motivation. New York: Penguins, 1996. Print.

    Sen, Amartya.Development as Freedom. New York: Knopf, 1999. Print.

    Fajth, G. and Vinay, C. Conditional Cash Transfers: A Global Perspective, MDG INSIGHTS Issue 01February 2010. Web.

    Jones, Nicola, Rosana Vargas, and Eliana Villar. "Conditional Cash Transfers In Peru: Tackling theMulti-Dimensionality of Poverty and Vulnerability." Unicef, 2006. Web.

    .

    Leroy, Jef L., Marie Ruel, and Ellen Verhofstadt. "The Impact of Conditional Cash

    Transfer Programmes on Child Nutrition: a Review of Evidence Using a Programme Theory

    Framework."Journal of Development Effectiveness 1.2 (2009): 103-29.

    Http://www.informaworld.com/smpp/title~content=t906200215. Routledge, June 2009. Web.

    Lindert, Kathy, Anja Linder, Jason Hobbs, and Bndicte De La Brire. "The Nuts and Bolts of Brazils

    Bolsa Familia Program: Implementing Conditional Cash Transfers in a Decentralized Context." SocialProtection, World Bank, May 2007. Web.

    .

    Maluccio, John A., Michelle Adato, Rafael Flores, and Terry Roopnaraine. "Red De Proteccion Social-

    Mi Familia Breaking the Cycle of Poverty." Www.ifpri.org/sites/default/files/pubs/pubs/ib/ib34.pdf.

    International Food Policy Research Institute. 2005. Web.

    http://www.ifpri.org/pubs/dp/IFPRIDP00810.pdfhttp://www.ifpri.org/pubs/dp/IFPRIDP00810.pdfhttp://www.ifpri.org/pubs/dp/IFPRIDP00810.pdfhttp://www.ifpri.org/pubs/dp/IFPRIDP00810.pdf
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    Marteau, Theresa M., Richard E. Ashcroft, and Adam Oliver. "Using Financial Incentives to AchieveHealthy Behaviour."BMJ 2009; 338:b1415 . Web. .

    Maxwell, Simon, and Marisol Smith. "Household Food Security: A Conceptual Review." IFAD, 1992.Web. .

    Timmer, C. P., Falcon, W. P. & Pearson, S. R. 1983. Food policy analysis. Baltimore, MD: The JohnHopkins University Press.

    Appendix References:

    Weiss, Carol H. Evaluation: Methods for Studying Programs and Policies. Upper Saddle River, NJ:

    Prentice Hall, 1998. Print.

    "The State of the World's Children: Focus on Children 1998." UNICEF. Web..

    http://www.bmj.com/content/338/bmj.b1415.fullhttp://www.bmj.com/content/338/bmj.b1415.full
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    7. Appendices1. Nutrition-focused CCT : Conceptual Framework

    Inputs Input

    Assumptions

    Outputs Output

    Assumptions

    Outcomes Outcome

    Assumptions

    Impact

    Eligibility

    criteria for

    poorest HH w/

    children < 2

    cash transfer in

    mother's name

    nutrition

    education

    campaign

    (materials,

    staff)

    preventative

    HC input ex:

    deworming

    agent

    (mebendazole)

    administered

    once a yr by

    school teacher

    health

    care/education

    facilities andmaterials for

    monitoring and

    measurement of

    nutrition

    indicators

    monitoring/

    information

    systems

    Female

    beneficiary

    selected by

    colleagues as a

    community

    representative

    Implementing

    partners at the

    national and

    regional level

    as well as

    Efficient

    targeting to the

    poorest HH, to

    minimize

    leakage to the

    non-poor

    good

    governance and

    political

    commitment

    and will

    (financial +administrative)

    no constraints

    in access to

    schools,

    meetings, or

    markets to

    purchase food

    (time +

    distance)

    motivated and

    willing staffwith incentives

    to improve the

    supply side

    inputs

    no processing

    delays in cash

    transfer

    cash transfer is

    large enough to

    offset the

    opportunity cost

    of sending girls

    to school and

    women's time in

    attending

    nutrition

    education

    meetings

    Mothers receive

    cash transfer

    girls attend

    school 85%

    mothers attend

    monthly

    nutrition

    education

    meetings

    social/community

    workers

    monthly

    random spot

    checks with

    tailored

    messages to

    noncompliant

    participants

    mothers voice

    their concerns,

    questions tocommunity rep.

    during monthly

    meetings

    data collection

    on school

    attendance/enro

    llment recorded

    by participating

    schools,

    submitted to

    corresponding

    municipalities

    (education unit)

    [data flow

    aggregation for

    monitoring]

    data collection

    on healthcare

    visits submitted

    to

    Efficient and

    effective

    administration

    and monitoring

    culturally

    sensitive

    nutrition

    education

    messages that

    encourage best

    practice

    methods asoutlined by

    lancet and

    (promote better

    health, caring

    practices and

    food choices)

    mothers use

    cash to

    purchase higher

    quality foods

    (more nutrient

    dense)

    girls actually

    attending

    school; staff not

    marking absent

    girls, present

    community rep

    understands the

    operations of

    the program

    and motivated

    to answer peers'

    questions/conce

    rns and has

    time

    no intraHH

    allocation

    disparity

    size of nutrition

    Improved

    maternal

    knowledge,

    self-confidence,

    awareness,

    Mothers'

    increased use of

    best nutrition

    practices and

    health care

    access

    increased

    women's

    purchasing

    power and

    improved food

    utility

    social workers

    and community

    reps share

    participant

    concerns with

    municipalityadministration

    increased

    school

    attendance for

    girls

    Increased HH

    food

    consumption &

    expenditure

    increased

    caloric diversity

    increased use of

    healthcare

    services, GMP

    & doctor visits

    for

    immunizations

    Quality of

    supply side

    services (MOE,

    MOH) are

    continuously

    revised and

    enhanced

    increased

    synergy

    between

    participating

    ministries

    program

    monitoring is

    regular and

    effective

    multiplier

    effect on cash

    transfer and

    local markets

    social workers

    successful inmediating

    conflicts of

    interest between

    participants and

    municipalities/

    ministries

    Decreased rate

    of stunting in

    children < 5

    increased

    female literacy

    reduced illness

    in children < 5

    reduced LBW

    rate

    increased food

    security

    increased

    women's

    entitlement to

    basic

    HC/educational

    services

    (demand

    services and

    provider

    accountability)

    increased

    economic

    growth

    increased

    capacity of poor

    HH to cope and

    meet basic

    needs

    sustainably

    integrated social

    safety net as a

    result of

    increased

    investment in

    health, nutrition

    & education

    improved

    female

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    community orgs

    and partner

    NGOs

    adequate

    training for

    social workers

    and community

    reps

    no

    overcrowding at

    schools and

    schools have

    sufficient

    resources to

    deal with an

    increased

    demand

    nutrition

    education

    messages are

    culturally

    sensitive andhighlight the

    key messages to

    improve

    nutrition

    (including

    hygiene and

    best nutrition

    practices)

    quantity and

    quality of

    complementary

    servicesavailable,

    particularly

    health and

    education

    services

    municipalities

    (health unit)

    [data flow

    aggregation for

    monitoring]

    distribution of

    deworming

    agents at

    nutrition

    education

    sessions

    growth

    monitoring &

    regular HC

    visits for

    immunization

    and

    anthropometry

    measurement

    community rep

    communicates

    with participant

    families about

    the arrival of

    transfers,

    explains and

    clarifies

    conditions and

    possible

    sanctions for

    noncompliance

    education

    classes are not

    too large thus

    compromising

    the quality of

    the session

    beneficiaries

    willing to

    comply with

    conditions

    social worker is

    able to decipher

    whether

    noncompliance

    by a HH is

    related to a non-

    cash problem

    dataaggregation on

    beneficiaries'

    compliance

    with conditions

    and other

    related

    information

    addresses

    problems in

    data entry

    social workers

    and community

    reps meet

    monthly to

    discuss

    implementation

    problems and/or

    exceptional

    cases, document

    into a lessons

    learned report

    for future use

    monitoring

    systems at

    MOH and MOE

    are

    continuously

    strengthened

    with the help of

    thegovernment's

    technical

    capacity

    effective

    systems of

    monitoring

    compliance and

    enforcing

    conditions

    representation

    in social and

    political spheres

    of the economy

    **Notes in italics are valid if the program offers mandatory nutrition education sessions and trains community

    representatives in program operations and implementation

    Acronyms:GMP- growth monitoring promotion

    HC- healthcare

    HH- household

    LBW- low birth weight

    MOE- ministry of education

    MOH- ministry of health

    NGO- non-profit organization

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    2. UNICEF FRAMEWORKCCT nutrition-focused pathways

    HC Services &

    Environment

    Ac

    cess

    topreven

    tiveHC

    service

    s

    (Immunizat

    ion)

    De

    man

    dfo

    rservic

    es

    Adequate Dietary

    Intake

    Food Security

    Wom

    enspu

    rchasingpower

    Food

    access

    Malnutrition

    Maternal/

    Child Care

    Disease

    Social Factors

    Political Factors

    Economic

    Factors

    Potential

    Resources

    Womens marketinclusion

    Womens social

    inclusion

    Self-confidence

    Investment

    in Health,

    Nutrition

    Education

    Womens

    rights and

    entitlements

    Female literacy

    Maternal health

    knowledgeImproved family planning

    Improved food utility

    Stunting rateImproved anthropometrics

    Food consumption

    Fruit/veg/meatCaloric diversity

    Birth weightChildhood illness

    Basic

    Causes

    Under

    lying

    Causes

    Immediate

    Causes

    Manifestation