a confederation of states - mr. chung u.s. history...
TRANSCRIPT
Chapter 5:1
o Explain early state governments and how they reflected republican ideals.
o Describe the structure and powers of the nation under the Articles of Confederation.
o List the main weakness of the Articles of Confederation.
o (Act 10:34) Then Peter opened his
mouth, and said, Of a truth I
perceive that God is no respecter of
persons:
Chapter 5:1 A Confederation of States
• When declaring independence in 1776 the Congress invited each new state to create a constitution to establish a government.
• Although these documents varied, they all called for republics, or governments in which the people elect their representatives.
• But the Patriots disagreed over the proper design for those republics.
A Confederation of States
• Some Patriots, such as Thomas Paine,
sought changes that would promote
democracy by putting over more power
in the hands of the people.
• But more conservative Patriots
distrusted the ability of the common
people.
• They hoped instead to preserve the
status quo.
A Confederation of States • More democratic patriots wanted to
create state governments with strong legislatures and weak governors or no governors at all.
• Seeking greater rights for the people, these leaders preferred a unicameral legislature, a single house, whose members were elected by the people.
• Pennsylvania and Georgia were states that adopted this system of government.
A Confederation of States • Most colonies however adopted a
bicameral legislature and a strong
governor.
• Bicameral legislature is a lawmaking
body with two houses, a Senate and a
House of Representatives.
• These constitutions counterbalanced
the power of common votes in the
house with the power of wealthy, well-
educated gentlemen in the Senate.
Democratic Gains: • Power has been dramatically expanded to the
common people.
• Voters chose the members of both houses of the new legislatures, rather than just the members of the lower house.
• Nearly all states also enlarged their legislatures creating smaller districts and a greater number of representatives made representatives more accountable to their constituents or voters.
• Nearly all states also had voters that elected their governor.
• Something only two-colonies had previously done.
Equality For All? • Democratic patriots wanted equal
political rights for almost all free men,
even those who had little or no
property.
• In fact, the Pennsylvania’s state
constitution opened voting to all men
over the age of 21 who paid any taxes.
• Conservatives preserved the colonial
property requirements to vote.
Equality For All? o Adams warned that allowing poor men
to vote would “confound and destroy all distinctions prostrate all ranks to the common level.”
o Valuing distinctions, he opposed political equality as foolish and unworkable.
o But even in the conservative states most free men qualified to vote because owning farms was so widespread.
o Both theory and practice excluded women and slaves from voting.
Discussion:
What do you think of the position of some of the
founding Fathers who did not want the right to
vote for everyone and only for the educated class?
Freedom of Religion • Because the American Revolution
promoted greater religious liberty,
most states also guaranteed freedom
of religion in their constitutions.
• Before this time, states collected taxes
to support religious establishments.
• The freedom to choose among several
faiths had been controversial.
Freedom of Religion • After the Revolution, however, religious
liberty and pluralism was common.
• In 1786, Virginia passed the Virginia
Statute for Religious Freedom, which
was drafted by Thomas Jefferson.
• Massachusetts and Connecticut were
exceptions keeping their state funded
churches.
• The primary spirit of the letter is clear – the United States government will assure religious freedom, giving “to bigotry no sanction, to persecution no assistance.” George Washington wrote those words in a 1790 letter to the congregation of a synagogue (Jewish) in Newport, Rhode Island. He was hoping to reassure the congregation that the budding government of the United States would allow free expression to all religions. Since then, Jews in America have flourished. CNN.Com.
Congress Creates Articles of Confederation.
• Drafted in 1777, a confederation is
a league or alliance of states that
agree to work together.
• Under the leadership of John
Dickinson of Pennsylvania, the
Congress designed the loose
confederation of 13 states rather
than a strong and centralized
nation.
Congress Creates Articles of Confederation.
• The new federal or national government consisted of a congress of delegates chosen by state legislatures rather than by voters.
• Although states could choose to send as many as seven delegates, each state no matter how large or small had a single vote.
Congress Creates Articles of Confederation.
• The power to make, implement, and enforce laws were all placed with the congress.
• The national government included no President or executive branch.
• Instead executive power was spread among several committees of congressmen.
Powers of the National Congress:
• Declare and conduct war and to negotiate peace.
• To regulate foreign affairs and to administer relations with Indian nations.
• The Congress had no power to raise money through taxes.
• It relied on contributions from the states, which were unreliable.
• On some minor issues, a majority of seven states could pass a law.
Powers of the National Congress:
o But on the major issues, including declaring war and making treaties, two thirds of the state (nine) had to approve.
o Amending the Articles was almost impossible because all 13 states had to approve any change.
o In 1781 all states ratified the articles of confederation.
Powers of the National Congress:
o One of the most important accomplishments of the national congress under the Articles of Confederation was the creation of plans for both settling and governing a vast territory that they had authority over.
o The territory called the Northwest Territory, lay north of the Ohio River and west of Pennsylvania to the Mississippi River.
o By selling this land to speculators and farmers, the Congress hoped to raise revenue and extend America’s republican society westward.
Northwest Ordinance of 1787
• Provided a government for this territory based on the ideas championed by Jefferson.
• Congress would appoint a territorial government led by a governor, secretary, and three judges.
• The citizens would enjoy freedom of religion, trial by jury, and the rights of common law, including habeas corpus.
• Once a territory had 5,000 men, they could establish an elected assembly but the governor retained an absolute veto over its laws.
Northwest Ordinance of 1787
• When the population of a territory reached 60,000, the people could request admission to the Union as a state or equal terms with the original 13 states provided the new state adopted a republican constitution.
• The Northwest territory later formed the Midwestern states of Ohio, Indiana, Illinois, Michigan, Wisconsin, and part of Minnesota.
Northwest Ordinance of 1787
• The Northwest Ordinance of 1787 also barred slavery from its territory which meant that the five new states to enter the union would be free states rather than slave states.
• By adopting the ordinance, Congress discarded the British model of keeping colonies in permanent subordination
• The Congress designed the territories to attract American settlers and to assure their acceptance to federal rule.
• In the wake of the Revolution, few Americans would settle where they could not enjoy basic freedoms, including the right to elect those who would set their taxes.
Northwest Ordinance of 1787
• But Freedom and opportunity for Americans came at the expense of the region’s 100,000 Indians who were expected to give up their lands and relocate elsewhere.
• During the mid 1780s, Indians resisted and the Federal Government did not have the means to defeat them.
• The National Army was reduced to 350 men.
WEAKNESS OF THE ARTICLES OF CONFEDERATION:
• Under the Articles, the Federal Congress could not establish a common currency, nor could it regulate interstate commerce or levy taxes.
• For financial support, the Congress relied solely on contributions from the state, which were unreliable.
• And Congress could not compel state to pay their share
WEAKNESS OF THE ARTICLES OF CONFEDERATION:
• In Western Massachusetts in 1786 farmers took up arms to shut down the courts to block any foreclosure hearings.
• Foreclosures is when someone is not able to maintain payments on a property they borrowed money to purchase, and lose their property to the lender or bank who gave them money to purchase the property.
• Farmers did not want to lose their property or go to prison, but they could not pay the higher taxes imposed by the Massachusetts government.
WEAKNESS OF THE ARTICLES OF CONFEDERATION:
• One of their leaders was Daniel Shays, a veteran of the Revolutionary War.
• In 1787 he led about 1,000 farmers to seize weapons from the Springfield Armory and again attempted to shut down the courts.
• But the elected leaders of Massachusetts insisted that the new Republic could not survive if people violently interfered with the courts.
• In eastern Massachusetts, the state raised an army, that marched west to suppress what became known as Shay’s Rebellion.
• Shays rebellion caused Americans to agree for a need of a strong central government.
WEAKNESS OF THE ARTICLES OF CONFEDERATION:
o Congress could not levy or collect
taxes
o Congress was powerless to
regulate interstate commerce and
foreign trade.
o Each state had only one vote in
Congress, regardless of its size.
o A two-thirds majority (9 out of 13
states) was required to pass laws.
WEAKNESS OF THE ARTICLES OF CONFEDERATION:
o Articles could only be amended
without the consent of all states.
o No separate executive branch to
enforce acts of congress.
o No system of Federal Courts.
Chapter 5:2
o We will examine the reasons leaders called for the Constitutional Convention.
o Describe the compromises made in order to reach agreement on the constitution.
o Know the principles of the Constitution and their significance.
Rom_13:10 Love worketh no ill to his
neighbour: therefore love is the
fulfilling of the law.
Drafting the Constitution
• Many Americans now agreed
that they needed a stronger
Federal Government to preserve
the union.
• Congress called for a convention
meeting in Philadelphia in 1787
for the sole purpose of revising
the articles of confederation.
Constitutional Convention
Most Americans agreed that the Articles of Confederation was flawed and needed two major changes.
(1) Almost everyone wanted congress to have the power to regulate interstate and international commerce
(2) Most Americans also supported granting Congress the power to tax the people.
Constitutional Convention
• The delegates began arriving to Philadelphia around May.
• Met throughout the summer in Independence Hall in a humid hot summer where the windows were all closed so the delegates can freely express themselves.
• Delegates included Alexander Hamilton of New York, James Madison of Virginia, and the eldest delegate, Benjamin Franklin of Pennsylvania.
Constitutional Convention
• These delegates were not
typical Americans.
• They were all white males,
many were wealthy, and more
than half of them were lawyers.
• Many of the delegates had
helped to write their state
constitutions, and seven had
been state governors.
Constitutional Convention
• Twenty-one had fought in the
American Revolution and eight
had signed the Declaration of
Independence.
• Jefferson remarked that it was
“an assembly of demi-gods.”
• The delegates unanimously
elected George Washington as
president of the convention.
Hamilton and Madison
• Alexander Hamilton: was very conservative in his principles.
• He disliked democracy and he praised the British constitution including its king and house of Lords as “The best model the world has ever produced.”
• He insisted that a balanced government should have elements of aristocracy and monarchy as well as of republicanism.
• Hamilton believed that such a government would have real power to command its citizens and impress foreign empires.
Hamilton and Madison
• James Madison believed that only a
strong nation could rescue the state
from their own democratic excess.
• Although a critic of democracy,
Madison favored republicanism
rather than a constitution modeled
after the British system.
Hamilton and Madison
• His challenge was to design a
government that was both strong and
republican.
• Rejecting the old notion that a
republic needed to be small and
localized, he insisted that a large
republic with diverse interests would
best preserve the common good.
Hamilton and Madison
• Madison reasoned that the numerous interests would “check” one another.
• Madison hoped that the nation’s most learned men, rather than the many local political leaders he saw in the state legislatures would govern the new national republic.
• In addition to providing the basic blueprint of the constitution, Madison kept the notes that are the best record of the convention.
RIVAL PLANS OF GOVERNMENT: Virginia Plan
• Proposed by Madison
• Securing the power to tax and to regulate commerce.
• Proposed creating a government that divided power among three branches.
• The legislative, executive, and judicial branches.
• The plan proposed a bicameral legislature with a House of Representatives and the Senate.
• In both houses, the states with larger populations would have more members.
RIVAL PLANS OF GOVERNMENT
o Madison’s plan also included veto power for national congress over state law just as parliament has done with the colonial laws.
o Strong presidency.
o The president would enjoy a relatively long term in office of seven years but could not be elected a second time.
o The President would command the armed forces and manage foreign relations.
o He would appoint all executive and judicial officers, subject only to approval by the senate.
RIVAL PLANS OF GOVERNMENT: New Jersey Plan
• Advocated modest changes of the Articles of Confederation.
• Proposed by William Paterson of New Jersey.
• Gave congress the powers to regulate commerce and to tax but it kept the three chief principles of the articles of confederation.
• It retained a unicameral legislature representing the states as equals no matter how large or small.
RIVAL PLANS OF GOVERNMENT
• It preserved an executive committee
rather than adopting a singular
President.
• The states remained sovereign except
for those few powers specifically
granted to the national government.
• Would remain a loose confederation
Compromise
• The Great Compromise led by Roger Sherman of Connecticut, the delegates reached a compromise between the Virginia and New Jersey plans known as the Connecticut or the Great Compromise.
• John Dickinson of Delaware played a key role for this compromise.
Compromise
• The Senate would equally represent every state, regardless of size, by allowing two senators per state.
• The House of Representatives would represent population, granting more power to the larger states.
• Madison abandoned his cherished national veto over state laws.
Compromise
• Instead the compromise simply forbade States from enacting the sort of laws that offended many during the 1780s.
• For instance, the states could no longer issue their own money or provide debtor relief at creditor’s expense.
Compromise
• This compromise led to a system
known as federalism.
• Federalism divided government
power between the federal and
state governments.
The Slave Issue
• Slave owning states feared that
the domination of the northern
states would threaten the slave
system they felt was essential for
the Southern economy.
• South Carolina and Georgia
threatened to walk out unless the
constitution protected slavery.
The Slave Issue
• Madison was torn, on one hand he wanted a powerful nation and he despised slavery as “the most oppressive dominion ever exercised man over man.”
• On the other hand, he owned slaves, and he knew that Southern voters would reject a constitution that threatened slavery.
• So he sided with protecting slavery to help the constitution be ratified.
The Slave Issue: The Three-Fifths Compromise
• The Constitution forbade Congress from blocking the importation of slaves for twenty years.
• Georgia and South Carolina would import another 100,000 slaves by 1808.
• Compromise known as three-fifths compromise counted each slave as three-fifths of a person to be added to a state’s free population in allocating representatives to the House of Representatives and the electoral-college votes.
The Slave Issue: The Three-Fifths Compromise
• The three-fifths clause gave the southern states more seats in Congress.
• More power in presidential elections than they would have enjoyed had only free people have been counted as the northern delegates preferred.
• The Constitution committed all states to return fugitive slaves to their owners.
• Northerners were required to help enforce the slave system as the price of the union.
Discussion:
What is your reaction to the three-fifths
compromise? Should the slave issue been
addressed and solved during this time or was it
wise to not deal with it and let it be dealt with in
later time which resulted in the bloodiest war in
American History.
Chapter 5:3
We will analyze the arguments for
and against ratification of the
Constitution.
We will study how the Constitution
was ratified
We will study the principles of the
Constitution.
o Isa_1:18 Come now, and let us
reason together, saith the LORD:
though your sins be as scarlet, they
shall be as white as snow; though
they be red like crimson, they shall
be as wool.
Bill of Rights
• Most state constitutions had adopted bills of rights to protect civil liberties from the power of government.
• But the federal delegates declined to include a bill of rights in their constitution.
• A South Carolina delegate, Charles C. Pinckney explained “such bills generally begin with declaring that all men are by nature born free.”
Bill of Rights
• Such declaration would come “with a very bad grace when a large part of our property consists in men who are actually born slaves.”
• Unlike the Declaration of Independence, the Constitution did not proclaim that all men were born free and equal in their rights.
No One Left Happy
• In September 17, the Constitution convention concluded with 42 delegates still present.
• Many disliked the compromises but passed for the greater good.
• Ben Franklin appealed to all to unite in support of the “federal experiment.”
• 39 delegates signed the document, now it went to the states for ratification.
Ratifying the Constitution:
• The original purpose of the constitutional convention was to amend the Articles of Confederation. Ratification is the official approval.
• To improve odds of ratification the delegates changed the rules.
• They determined that approval of 9 states would suffice rather than all 13 from the Articles of Confederation.
Ratifying the Constitution:
• Instead of state legislatures,
delegates ruled that special
elected conventions would
decide to ratify or deny the
Constitution.
• This was to insure a better
chance that it would be passed.
Two Sides: Federalists
• Favored strong government.
• They favored ratification.
• This group included Washington, Hamilton.
• They stressed the weakness of the Articles.
• They argued that only a new government based on the proposed Constitution could overcome the difficulties facing the new nation.
Two Sides: Antifederalists:
• Feared a strong government and were critics of the Constitution.
• They felt that it was a retreat from the liberty won by the Revolution.
• Antifederalists especially disliked the lack of a bill of rights that would provide basic liberties, protecting the people from the powers of the government.
Two Sides
• They thought that the Constitution greatly increased the powers of the central government and provided a more elitist government by concentrating power in relatively few hands at a great distance from most voters.
• The antifederalists believed that liberty could not survive unless the federal government remained weak, which meant that most power would belong to the democratic state government.
Two Sides
• Antifederalists included
Patriots such as Samuel
Adams, John Hancock, and
Patrick Henry.
• They were for states rights
and weak national
government.
Discussion:
What political side would you most likely agree
with, Federalists or Antifederalists? Explain why
you chose that side.
Federalists Gain Support.
• Most farmers felt threatened by Constitution as aristocratic.
• However, the Constitution had the support of two of the most popular and trusted men in America, George Washington and Benjamin Franklin.
• Their support allayed the fears of many rural Americans.
• Some frontier farmers also endorsed the Constitution because they hoped that a stronger nation would defeat the Native Americans and take control of the British forts along the Great Lakes.
Federalist Papers Outline Key Ideas:
• The Federalists’ case for ratification of the constitution appeared in The Federalist, a series of 85 essays that came to be called the Federalist Papers.
• Three leading Federalists, Madison, Hamilton, and John Jay wrote the essays which were published in New York newspapers in 1787 and 1788.
Federalist Papers Outline Key Ideas:
• The essays argued that the
separation of powers in three
branches of government would
prevent the concentration of power
dreaded by the Antifederalists.
• The authors were also eager for the
United States to have a strong
central government, as supported by
Madison in The Federalist, No. 10.
Federalist Papers Outline Key Ideas:
• Federalist leaders feared that the
United States would dissolve
without a strong government.
• They argued in The Federalist, No.
51, that the checks and balances
in the Constitution prevented any
of the three branches from
gaining too much power.
Federalist Papers Outline Key Ideas:
• The authors insisted that the real
threat to liberty came from the
state legislatures, which lacked
sufficient checks and balances.
• Hamilton wrote of the importance
of a judicial branch in The
Federalist, no. 78.
Triumph
o In Massachusetts, the Federalists faced defeat until they made two key concessions to sway the moderate antifederalists, led by Governor John Hancock.
o (1) The Federalists appealed to Hancock’s vanity.
o They hinted that he could become the nation’s first Vice President by switching sides.
o (2) To make that switch easier, they promised to support key amendments to the Constitution.
o They would add a bill of rights but only after ratification and not the condition of.
Triumph
• The promise of a bill of rights
helped the Federalists win most
of the remaining states.
• The Constitution was ratified on
May 29, 1790 when Rhode
Island was the last state to vote it
in.
Triumph
• There was heated debate on
ratification, Patrick Henry of
Virginia was passionately
opposed to the Constitution and
favored State rights.
• Alexander Hamilton threatened
New York State that New York City
would be independent if the state
did not ratify the Constitution.
Triumph
• With the ratification of 11 states, the Congress of the Confederation made plans for the establishment of the new government and chose New York City as the temporary capital.
• The new congress convened there on March 4, 1789, in Federal Hall.
• It is here where they were to elect the nation’s first President and Vice President.
Triumph
• If the Federalists deserve credit
for the Constitution, the
Antifederalists deserve credit for
the federal Bill of Rights, the first
ten amendments to the
Constitution.
• Only the forceful resistance of the
Antifederalists obliged the
Federalists to add a bill of rights.
Triumph
• Madison drafted the Bill of Rights, basing it on the earlier Virginia Bill of Rights.
• Madison limited the amendments to guarantees of individual rights, leaving the federal framework the same.
• He also avoided any sweeping preamble that declared all men equal in their creation and rights.
Triumph
• That omission enabled slave owners to persist in denying rights to their slaves.
• The protected rights included freedom of religion, speech, press, assembly, and petition (First);
• Right to bear Arms (Second)
• Protection from unreasonable searches and seizures (Fourth),
• Right to not incriminate oneself (Fifth)
• Right to a speedy and public trial (sixth).
• Protection against cruel and unusual punishment (eighth).
• “Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom of speech, or of the press; or the right of the people peaceably to assemble, and to petition the Government for a redress of grievances.” First Amendment.
• Joh_18:36 Jesus answered, My kingdom is not of this world: if my kingdom were of this world, then would my servants fight, that I should not be delivered to the Jews: but now is my kingdom not from hence.
• (2Ch 19:11) And, behold, Amariah the chief priest is over you in all matters of the LORD; and Zebadiah the son of Ishmael, the ruler of the house of Judah, for all the king's matters: also the Levites shall be officers before you. Deal courageously, and the LORD shall be with the good.
• 2 Chronicles 26:17-26.
Triumph
• Madison feared that any finite list
of rights would later be abused to
deny any left unmentioned.
• So the Ninth Amendment left
open subsequent development of
additional rights.
Principles of the Constitution
• Popular Sovereignty: All government powers/political authority comes from the people.
• Limited Government: Popular sovereignty ensures that a government’s power is restricted, or limited.
• In a limited government, the constitution specifically states what powers the government has.
• The principle of limited government also refers to the rule of law.
• Government leaders are not supposed to be above the law.
Principles of the Constitution
• Separation of Powers: The Constitution mandated the separation of powers within the federal government.
• The Constitution defined distinct legislative executive, and judicial branches with different responsibilities to prevent misuse of power by any of the three branches.
Separation of Powers continued:
• The Constitution assigns certain specific powers to each of the three branches of the federal government. The legislative branch (Congress) enacts laws.
• The executive branch (president) carries out the laws negotiate treaties, and commands the armed forces.
• The judicial branch interprets the Constitution and applies the law.
• The constitution establishes a Supreme Court and authorized Congress to establish other courts as needed.
Federalism:
• Division of power between the states and the nation.
• States no longer could print their own money or provide debtor relief at creditor’s expense.
• These delegated powers belonged exclusively to the Federal Government.
• Federalism also reserves some powers to the state governments.
• For example, states regulate all elections.
• Both Federal and state government hold overlapping concurrent powers, among them parallel court systems.
Principles of the Constitution
• Checks and Balances: Limits the power of government by creating a system designed to prevent one branch from seizing too much power.
• Congress has power to enact laws.
• President can veto a law.
• However, a two-thirds majority of both houses can overturn the veto.
• The president nominates judges but the Senate must approve them.
Discussion:
o What do you think is more important, a strong
national government or a weak national
government where the States can have greater
power to rule their own territory.
o What amendment of the Bill of Rights is most
important to you and why? (Note you can find
the Bill of Rights in your textbook).
Influenced By The Enlightenment:
• John Locke wrote that government was meant for the good of the people and if the government did not fulfill this good, then the people, based on their popular will can remove that government and replace it with a new one.
• Montesquieu wrote on the importance of the separation of powers which we see in the American government.
Principles of the Constitution
o Representative Government: Writers of the Constitution had misgivings on the democratic rule of the majority.
o Many saw democracy as something that would lead to mob rule.
o Instead of creating a direct democracy in which all citizens vote on every matter the writers created an indirect democracy in which voters elect representatives to be their voice in government.
Principles of the Constitution
o At that time the people only voted for the House of Representatives and the state legislature appointed members of the senate.
o The electoral college or group of persons chosen from each state, would indirectly elect the President.
o Each state legislature would determine whether to choose those electors or let the citizens elect them.
o In addition, the indirectly elected President and Senators would choose the least democratic branch of all: the judiciary.
o By giving the federal judges life terms, delegates meant to insulate them from democratic politics.
Constitution Endures
• There are two views on interpreting the Constitution.
• Original intent of the founders.
• The other view is the living breathing document where the Constitution adapts with the changes in society throughout the years.
• For example, overturning slavery, giving women right to vote, etc.
Constitution Endures
• The Constitution has survived and thrived in part because it provides a process for change in its content.
• The Constitution makes amendment possible but difficult.
• Two thirds of both houses of Congress must approve an amendment, which becomes law only when ratified by three fourths of the states.
• Since the Bill of Rights only 17 Amendments have been added to the Constitution.
Constitution Endures
• And the Constitution guarantees to the people the right of self-government, providing that representatives elected by the popular vote shall enact and administer the laws. Freedom of religious faith was also granted, every man being permitted to worship God according to the dictates of his conscience. Republicanism and Protestantism became the fundamental principles of the nation. These principles are the secret of its power and prosperity. The oppressed and downtrodden throughout Christendom have turned to this land with interest and hope. Millions have sought its shores, and the United States has risen to a place among the most powerful nations of the earth. {GC 441.1}