5 brittle rockdefmn(petrology)

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    1. Deformation mechanisms: classes ofdeformation response, elastic constants,

    secondary effects, grain crushing

    2. How do faults actually form???

    3. Introduction to the Brittle to Ductiletransition

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    The response of rock to applied stress

    Classes of material:

    - homogeneous

    - inhomogeneous (heterogeneous)

    Most rocks we will be dealing with can be considered: statisticallyhomogeneous

    - have the same properties within defined limits

    - e.g. a granite may be inhomogeneous when sampled at thecentimetre scale (only a few grains in the sample) but

    statistically homogeneous at the metre scale (millions of grainsin the sample)

    Even homogeneous materials may be:

    - isotropic (properties independent of direction)

    - anisotropic (properties vary with direction)

    1. Rock Deformation

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    We are primarily concerned with large rock masses which

    we can consider as a mechanical continuum

    We therefore consider only macroscopic descriptions ofdeformation and not the underlying micro-mechanismsresponsible

    The macroscopic deformation response is characterised bythe stress-strain relation

    There are 3 main classes of response: - Brittle: Localized Fracture and Faulting

    - Transitional: Brittle -> Ductile

    - Ductile: Distributed Flow and Folding

    Classes of Deformation Response

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    Summary of Rock Deformation Types

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    Response to applied stress is instantaneous All strain is recovered on removal of stress

    No permanent deformation

    !

    "

    slope = E

    Hookes Law: E = !/"

    E = Youngs modulus of elasticity(one of the elastic constants)

    Other examples of elastic response:

    Elastic but not Hookean

    Hysteresis

    #1: Brittle Elastic Behaviour

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    Poissons Ratio (#):

    #= !"y/ "

    x

    For an ideal incompressible solid: #= 0.5

    For most rocks: #= 0.15 to 0.35

    Shear (Rigidity) Modulus ($):

    $= shear stress / shear strain = !s/%

    Bulk Modulus (K): a block of material subjected

    to a pressure change (&P) undergoes a volumestrain (')

    K = &P/'

    !x

    !

    x

    "x

    #"y

    Other Elastic Constants

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    For isotropic materials, there are only 2 independent elastic

    constants Therefore, if 2 are known we can determine the others

    Relationships between elastic constants

    Bulk modulus:

    shear modulus:

    Poissons ratio

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    Pc= !

    2= !

    3

    strength

    Data is plotted as differential stress (!1 "!3) against axialstrain ("), as shown above R.

    Rock Strength is defined as the maximum differential stress

    that the rock is able to sustain.

    Measured experimentally in the laboratory using a triaxial testingmachine as shown schematically below:

    Measuring the stress/strain response of rocks

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    Confining Pressure Shear Fracture Angle

    N.B. The relationship can be expressed in terms of aMohr diagram by the straight-line envelope:

    | (| = (0+ !tan )

    where tan )is a constant, the slope of the envelope

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    Effect of Anisotropy

    #

    0

    90

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    True triaxial tests

    !3

    !3

    It is implicit in the widely usedCoulomb and Mohr criteria

    of failure that the value of the

    intermediate principal stress !2

    does not affect the brittle

    fracture strength; in particular,the Mohr envelopes for failure in

    triaxial compression and

    extension tests should coincide...

    BUT

    !2does have an effect, but is not

    as strong as the combined effect

    of !2+!3

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    Haimson & Rudnicki, JSG, 2010

    Failure occurs at increasingmaximum stress for increasingintermediate stress, for a givenfixed value of minimumprincipal stress.

    Non-linear...

    To date, data collected on dryrocks only

    No experiments yet conductedat elevated temperatures...leading to enhanced stresscorrosion: strain rate alsoimportant!

    True triaxial stresses

    Intermediate principal stress,

    Maximump

    rin

    cipalstress,

    =

    Low

    Med.

    High

    Mohr

    Criterion;

    =

    "3

    "3

    "3

    "2

    "1

    " 1

    " 2

    " 2

    " 3

    "1

    "2

    "3

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    Shear Fracture Angle

    Shear Fracture

    Cleavage orientation

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    Other types of deformation... graincrushing

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    Hydrostatic Compaction P*

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    Compaction bands: Formation and features

    The transition from axial splitting, through faulting, to cataclastic flow andlocalised compaction proceeds as a function of increasing confining pressure:

    Confining pressures increase >> axial splitting >> shear failure atdecreasing angle >> cataclasis >> compaction bands

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    Compaction bands: Formation and features

    The transition from axial splitting, through faulting, to cataclastic flow andlocalised compaction proceeds as a function of increasing confining pressure:

    Confining pressures increase >> axial splitting >> shear failure atdecreasing angle >> cataclasis >> compaction bands

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    Compaction bands: Formation and features

    The transition from axial splitting, through faulting, to cataclastic flow andlocalised compaction proceeds as a function of increasing confining pressure:

    Confining pressures increase >> axial splitting >> shear failure atdecreasing angle >> cataclasis >> compaction bands

    Localised compaction thought to be important in range of geoscience disciplines,such as fluid compartmentalisation in reservoirs

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    Compaction bands 101: basic concepts

    As before CBs can be monitored in the lab using Rock Physics as a tool: As the cylindricalsamples are loaded, Grain crushing (C*) occurs due to the application of stress, as a function ofconfining pressure (P=110MPa)... leading to CB formation

    C* is largely constrained by the acceleration in AE activity which results from the brittleprocesses associated with shear-enhanced compaction.

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    Compaction bands 101: basic concepts

    Yield envelopes for four sandstones, covering the transition from shear-induced dilatancy (opensymbols) to shear-enhanced compaction (closed symbols). [Max stress at given Pc]

    Plotted in P-Q space [P: is the effective pressure, Q: differential stress.]

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    Compaction bands 101: basic concepts

    Yield envelopes for four sandstones, covering the transition from shear-induced dilatancy (opensymbols) to shear-enhanced compaction (closed symbols). [Max stress at given Pc]

    Plotted in P-Q space [P: is the effective pressure, Q: differential stress.]

    No obvious / intuitive link between porosity and grain

    crushing / CB onset... whats going on?

    Hypothesis: to test the influence of anisotropyon thisphenomenon...

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    C b d d WR T

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    P-axis samples:

    Cored parallel tobedding

    Bands normal to bedding

    C* marks the onset of

    shear-enhancedcompaction:

    Here, C*p~150MPa

    Compaction bands: new data W.R.T. anisotropy

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    C b d d WR T

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    N-axis samples:

    Cored normal tobedding

    Bands parallel to bedding

    P-axis samples areconsistently strongerthan N-axis samples:

    C*n~140MPa

    Compaction bands: new data W.R.T. anisotropy

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    C i b d d WR T i

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    Compaction bands: new data W.R.T. anisotropy

    C*p~150 MPa

    C*n~140 MPa

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    The evolution of the compactionbands through time is very rapid

    (seconds)...

    ...As is evident in these movies

    There is a considerable influencefrom the rock anisotropy

    Compaction bands: spatio-temporal evolution

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    The evolution of the compactionbands through time is very rapid

    (seconds)...

    ...As is evident in these movies

    There is a considerable influencefrom the rock anisotropy

    Compaction bands: spatio-temporal evolution

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    The evolution of the compactionbands through time is very rapid

    (seconds)...

    ...As is evident in these movies

    There is a considerable influencefrom the rock anisotropy

    Compaction bands: spatio-temporal evolution

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    C i b d bili

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    P-axis cores:

    A similar overall reduction,but much more gradual.

    Permeability response to the growth of compaction bands, sample axis parallel to bedding

    Compaction bands: permeability

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    C i b d bili

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    N-axis cores:

    Massive and rapid drop in K

    with growth of the firstband.

    Apparent reduction of 3orders of magnitude(actually greater than 4orders of magnitude).

    More gradual reductionwith growth of more bands

    Compaction bands: permeability

    Permeability response to the growth of compaction bands, sample axis normal to bedding

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    2. But how do faults actually form???

    they are macroscopic shear cracks

    coalescence of mode I fractures

    Healy et al., 2006, Nature

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    Fault formation

    Wing cracks

    stress

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    Real material contain imperfections

    Imperfections concentrate stress

    Failure at lower stress than theoretical strength

    Griffith applied a thermodynamic approach

    strength of real materials can be explained by the

    presence of microcracks ~1 !m long

    these Griffith cracks were entirely hypothetical untilthe advent of electron microscopy

    Griffith theory (1920, 1924)

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    F ti f i l k (M d I f t )

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    Formation of axial cracks (Mode I fractures)

    Many small fractures (e.g. mode 1 microcracks) can link together to form a

    larger macro fault... based on the stresses at the fault tip, typically a maximum

    at 300

    ... explaining why fault angles are also close to 300

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    Q i i f l h f i i i

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    Quasistatic fault growth from acoustic emissionsLockner et al., 1991

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    Using fracture mechanics tointerpret fault displacements and

    structure

    Non-linear elastic approach needed

    fault damage zones displacement/length relationships

    see Scholz (2002)

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    F l d

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    Fault damage zones have been suggested to be thedamage wake of a migrating process zone.

    (e.g. Vermilye + Scholz, JGR, 1998)

    Damage also occurs from Earthquake rupture (Rice et al., BSSA, 2005) Geometric irregularities (Chester and Chester, JGR, 2000)

    Fault damage zones

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    Brittle failure of a cylinder in axial

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    Brittle failure of a cylinder in axialcompression

    Axial cracks are Mode I fractures volume increase

    Brittle deformation is always accompanied byvolume increase (as fracture density increases)

    Brittle deformation is highlypressure sensitive(as illustrated in last lecture) increase in pressure suppresses the formation

    of new fractures

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    Unconfined uniaxial compression test

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    Unconfined uniaxial compression test

    axial strain

    circumferential strain

    volumetric strain

    Stress

    Failure

    Yield

    extension compression

    Strain

    elastic

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    Mohr Coulomb failure envelope revisited

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    Mohr-Coulomb failure envelope revisited

    shearstress

    normalstress

    confining pressuresfor three tests

    failure stress forthe three tests

    Another example... applied toreal data

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    Mohr Coulomb failure envelope revisited

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    shearstress

    normalstress

    )

    !3 !1

    C

    unstable

    stable

    Mohr-coulomb

    failure envelope

    Mohr-Coulomb failure envelope revisited

    where:

    tan*= coefficient of internal frictionC = cohesive strength

    Mohr-coulomb failure criterion

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    Alternate expression of the Mohr-

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    Alternate expression of the Mohr-Coulomb criterion

    where

    !3

    !1

    gradient = b

    a

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    Griffith failure criterion (tensile)

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    Griffith failure criterion (tensile)

    parabolic in shape

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    S mmar

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    Summary

    Real materials contain imperfections(Griffith cracks)

    Brittle deformation involves opening ofcracks pressure sensitive

    Mohr-Coulomb failure criterion is empirical

    Griffith failure criterion is mechanistic,although it only describes tensile failure

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    3 Brittle-Ductile Transition

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    3. Brittle-Ductile Transition

    Effect of pressure

    Effect of temperature

    Volume change Simple physical models

    Dehydration

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    The Brittle-Ductile Transition

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    In geology and geodynamics it is important to know ifrocks will behave in a ductile or a brittle manner under agiven set of conditions at depth in the Earth

    The brittle-ductile transitioncan be studied by

    seeing how the brittle strength and the ductile strengthboth vary with temperature and pressure

    Since we know how temperature and pressure both

    increase with depth in the Earth, we can then determinethe depth at which the brittle-ductile transition occurs

    The Brittle-Ductile Transition

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    The Brittle-Ductile Transition

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    Brittle strength is stronglyinfluenced by pressure

    Ductile strength is almostindependent of pressure

    Brittle strength is virtuallyindependent of temperature

    Ductile strength decreasesdramatically as temperature

    increases

    temperature

    pressure

    Brittle

    Ductile

    Combined effects of pressure and temperature

    The Brittle-Ductile Transition

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    The Brittle-Ductile Transition in the Earth

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    Depth

    Strength (pressure, temperature)

    Shear strength from Coulomb Criterion

    Ductile flow stress from Dorn Equation

    Max. strength of the Lithosphere

    Maximum strength occurs at the Brittle-Ductile Transition

    Depth to B-D Transition depends on properties of the rock

    The Brittle Ductile Transition in the Earth

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    Geological view of brittle-ductile

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    Geological view of brittle ductiletransition

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    Rock mechanics view #1 of the

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    Rock mechanics view #1 of thebrittle-ductile transition

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    Rock mechanics view #2 of the

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    Rock mechanics view #2 of thebrittle-ductile transition

    Byerlees law and Goetzes criterion bound an approximate zone, inside of

    which the deformation is neither brittle or ductile

    AND, as we saw from the grain crushing, even brittle processes can manifest

    themselves as ductile under certain P/T and pore pressure conditions...Tuesday, April 19, 2011

    Rock mechanics view #3 of the

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    Rock mechanics view #3 of thebrittle-ductile transition

    Summary

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    Rock mechanics view of the brittle-

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    Rock mechanics view of the brittle-ductile transition: Pressure

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    Transition from Brittle Faulting to Cataclastic Flow

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    !S

    !N

    Amontons Law

    Combined Fracture StrengthEnvelope (parabolic)

    stress drop

    Transition from faulting to cataclastic flow

    Below the transition frictional sliding is easier than fracture

    Above the transition fracture is easier than frictional sliding

    g

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    Stress-strain curves as a function of confining pressure for four very different

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    rock types with very different strengths:

    sandstone

    serpentinite

    dunite dolerite

    Tuesday, April 19, 2011

    Some real examples

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    deformed Carrara Marble

    deformed Diemelstadt Sandstone

    p

    Darley Dale Sandstone Icelandic Basalt

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    What similarities do we see in all cases?

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    Strength increases with increasing!

    3.

    Strain at failure increases with both strength

    and !3.

    Stress drop at first increases and then

    decreases with !3until it eventually

    becomes zero.

    Overall we see qualitatively similarbehaviour for all these very different rocktypes with very different strengths.

    What similarities do we see in all cases?

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    Stress Drops

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    Data from same sets of experiments shown earlier....

    p

    sandstone

    serpentinite

    dunite dolerite

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    Stress Drops

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    Stress drop is a key parameter because it provides the energy

    release that drives earthquakes.

    Stress drops are low at low !3= shallow depth: so only small

    earthquakes in shallow crust.

    Stress drops are highest at intermediate !3= intermediate depth:

    so largest crustal earthquakes occur at depths of 5 to 12 km. Stress drops decrease to zero at high !3= very deep: so no large

    earthquakes below about 15 km in normal crust (deep

    earthquakes generally occur only in subducting lithospheric slabs).

    NB: the point where the stress drop goes to zero marks the

    transition from localized shear faulting to distributed cataclastic

    flow.

    Overall we again see qualitatively similar behaviour for all four very

    different rock types.

    p

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    Mohr-Coulomb Failure Diagram

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    gWe have now looked at a number of phenomena associated with rock fracture and faulting:

    Initial compaction

    Elastic deformation

    Onset of new cracking leading to dilatancy Rock strength at peak differential stress

    Dynamic stress drop

    Frictional sliding on the shear fault

    Transition from shear faulting to cataclastic flow

    All of these phenomena can be represented on a

    single Mohr-Coulomb failure diagram...

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    Mohr-Coulomb Failure Diagram

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    Increasing

    strain

    Cataclastic Flow

    Tensile Fracture

    Extensile ShearFracture

    Compressional Shear

    Fracture

    SHEARSTRESS

    NORMALSTRESS

    SccScc

    Cracks open Cracks closeStrain softening

    (fracture)Strain hardening(cataclastic flow)

    Initial crackpropagation

    CATACLASISA

    NDDILATANC

    Y

    Sliding

    frictio

    nonfr

    acture

    gWe have now looked at a number of phenomena associated with rock fracture and faulting:

    Initial compaction

    Elastic deformation

    Onset of new cracking leading to dilatancy Rock strength at peak differential stress

    Dynamic stress drop

    Frictional sliding on the shear fault

    Transition from shear faulting to cataclastic flow

    All of these phenomena can be represented on a

    single Mohr-Coulomb failure diagram...

    Tuesday, April 19, 2011

    Rock mechanics view of the brittle-

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    ductile transition: Temperature

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    Laboratory examples of coupled processes

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    Uniaxial press

    LOAD

    AE

    AE

    Sample

    y p p pCoupled Processes:

    - Episodic Tremor and Slip (higher pressures)- Seismogenic lavas and eruption forecasting (i.e. very high/representative temperature)

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    Laboratory examples of coupled processes

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    Uniaxial press

    LOAD

    AE

    AE

    Sample

    y p p pCoupled Processes:

    - Episodic Tremor and Slip (higher pressures)- Seismogenic lavas and eruption forecasting (i.e. very high/representative temperature)

    Tuesday, April 19, 2011

    Laboratory examples of coupled processes

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    Furnace

    ~1200C

    Uniaxial press

    LOAD

    AE

    AE

    Sample

    Coupled Processes:- Episodic Tremor and Slip (higher pressures)

    - Seismogenic lavas and eruption forecasting (i.e. very high/representative temperature)

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    Seismogenic lavas: when does melt fracture?

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    - Transition from ductile behaviour to brittle deformation- Can we elucidate this process using Laboratory AE Rock Physics tools?

    Tuesday, April 19, 2011

    Seismogenic lavas: when does melt fracture?

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    - Transition from ductile behaviour to brittle deformation- Can we elucidate this process using Laboratory AE Rock Physics tools?

    Remember this...

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    Brittle --> ductile rocessesf

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    7 % strain 14 % strain 21 % strain 28 % strain 35 % strain0 % strain

    As we move from ductile tobrittle behaviour (applied stress20 MPa, T=870 C) : more

    cracks, more AE...

    AE/time relationship revealsincreasing AE, and fewer, moreenergetic, AE.

    Colima

    Fracturing initiates in crystals, then coalesces into macroscopic extensional fracturesobservable on barreled sample surfaces from 20 to 35% strain (ductile -> brittle):

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    End of Lecture 2, part 2.

    Coffee!