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    HUAWEI TECHNOLOGIES CO., LTD.

    www.huawei.com

    HUAWEI Confidential

    Internal

    HSUPA Principles

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    HUAWEI TECHNOLOGIES CO., LTD. HUAWEI Confidential Page 2

    Contents

    Chapter-1 Introduction

    Chapter-2 HSUPA Physical Layer

    Chapter-3 Scheduling Principles

    Chapter-4 Power Control and Mobility

    Chapter-5 HSUPA MAC Layer

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    HSUPA vs. GPRS/EGPRS

    Multiple accesstechnology:

    TDMA+CDMA

    Multiple access

    technology:

    FDMA+TDMA

    Single modulated MCS1 to MCS9,CS1 to CS4

    Modulation mode:

    BPSK

    Modulation mode:

    GMSK, 8PSK

    Physical channel:

    E-DCH

    Physical channel:

    PDTCH

    Scheduling: channel

    circumstance, data volume

    to be transmitted in the

    buffer of the UE, and

    available power

    Scheduling:

    user priority

    HSUPA GPRS/EGPRS

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    Features of

    HSUPA

    uplink

    Limitations of R99 Uplink and Features of HSUPA

    Long delay

    Low uplink data rate

    Small uplink capacity

    Peak rate: 5.76 Mbit/s (RAN 10)

    Improvement on uplink coverage at high daterate: 20 % to 50 %

    Improvement on uplink capacity: 30 % to 100%

    Reduced delay

    Fast resource scheduling and control

    Improved QoS

    Features

    of R99

    uplink

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    Comparison Between R99 and HSUPA

    Min.10 ms TTIMin. 2 ms (initial

    10 ms) TTI

    Slow resource

    request and

    allocation

    mechanism (at RNC)

    Fast resource request

    and allocation

    mechanism (at NodeB)

    Dedicated resources

    allocation of low

    efficiency

    Dedicated resources

    allocation for delay-

    sensitive services

    Traditional ARQ to

    perform high-layer

    retransmission

    HARQ to perform

    fast retransmission

    at the physical layer

    Multiplexing of

    transport channels to

    physical channels

    Multiplexing of

    logical channels to

    MAC layer

    Release 99 HSUPA

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    Comparison Between HSUPA and HSDPA

    New high-speed

    downlink shared

    channels

    Dedicated uplinkchannels with

    enhanced capability

    Single serving cell

    (the traffic channel

    does not support soft

    handover)

    Soft handover is

    supported

    Adaptive

    modulation/coding

    Fast power control

    Multiple users share

    the power and code

    resources of theNodeB.

    Multiple users cause the RoT

    to rise, and the NodeB

    allocates resources among

    different users.

    HSDPA HSUPA

    HARQ with fast retransmission at the physical layer

    Min.10 ms TTI

    Slow resource

    request and

    allocation

    mechanism (at RNC)

    Dedicated resources

    allocation of low

    efficiency

    Traditional ARQ to

    perform high-layer

    retransmission

    Multiplexing of

    transport channels to

    physical channels

    Release 99

    Multiple access

    technology:

    FDMA+TDMA

    MCS1 to MCS9,

    CS1 to CS4

    Modulation mode:

    GMSK, 8PSK

    Physical channel:

    PDTCH

    Scheduling:

    user priority

    GPRS/EGPRS

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    Features of HSUPA

    Important features of Release 6

    The NodeB receives multiple high-speed channels.

    The signals may come from different UEs or the same UE.

    Multiple users share the interference.

    Multiple users transmit signals at the specified rate and power based on quick

    scheduling.

    E-DPDCH

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    HUSPA UE Capabilities

    * Maximum Peak data rate for 10 ms E-DCH TTI operation is 2 Mbps in all configurations

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    Contents

    Chapter-1 Introduction

    Chapter-2 HSUPA Physical Layer

    Chapter-3 Scheduling Principles

    Chapter-4 Power Control and Mobility

    Chapter-5 HSUPA MAC Layer

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    Channel Mapping

    In RAN 10, the mapping from DCCH to HS-DSCH/E-DCH is implemented.

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    New Channels in HSUPA

    Uplink transport channel

    E-DCH: Bears high-speed uplink data.

    Uplink physical channel

    E-DPDCH: carries E-DCH PDUs.

    E-DPCCH: carries the control information of the E-DPDCH.

    Downlink physical channel

    E-HICH: carries the HARQ ACK/NACK indication message of the E-DCH.

    E-AGCH: carries the absolute grant (AG) information determined by the scheduler.

    E-RGCH: carries the relative grant (RG) information determined by the scheduler.

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    Physical Layer Information Exchange Process of HSUPA

    The UE sends an SI request carrying buffer state,

    UPH, and other relevant information through the

    E-DPDCH.

    The NodeB allocates resources through the E-

    AGCH to the UE (AG procedure) or indicates

    power adjustment through the E-RGCH (RG

    procedure).

    The UE sends MAC-e PDU (service or signaling

    data) through the E-DPDCH, and sends the

    control information (required for demodulating the

    PDU) and happy bit (indicating whether the UE is

    happy with the current scheduled rate) through

    the E-DPCCH.

    The NodeB tells the UE whether the PDU has

    been successfully demodulated through the E-

    HICH.

    E-DPDCH E-DPCCH E-AGCH/RGCH E-HICH

    Node B

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    Structure of the E-DPDCH/E-DPCCH

    Header MAC-e PDU (payload) SI

    E-DPDCH sub-frame structure

    RSN E-TFCI Happy bit

    E-DPCCH sub-frame structure

    2bit 7bit 1bit

    Happy bit:

    Indicates whether

    the UE is happy

    with the current

    scheduled rate.

    TTI

    SF=256

    Retransmission

    Sequence

    Number

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    E-DPDCH / E-DPCCH Frame Format

    The E-DPDCH and the E-DPCCH both keep frame alignment with the uplink

    DPCCH.

    Modulation: BPSK with I/Q branch

    When the TTI of E-DCH is 10 ms, the contents of the E-DPCCH subframe is

    repeatedly sent for five times.

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    E-DPDCH / E-DPCCH Slot Format

    c

    Channel Bit Rate

    (kbit/s) SF

    Bits/

    Frame

    Bits/

    Subframe

    Bits/Slot

    Ndata

    0 15 256 150 30 10

    1 30 128 300 60 20

    2 60 64 600 120 40

    3 120 32 1200 240 80

    4 240 16 2400 480 160

    5 480 8 4800 960 320

    6 960 4 9600 1920 640

    7 1920 2 19200 3840 1280

    Slot Format #i Channel Bit Rate

    (kbit/s)

    SF Bits/

    Frame

    Bits/

    Subframe

    Bits/Slot

    Ndata

    0 15 256 150 30 10

    E-DPDCH slot format

    E-DPCCH slot format

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    E-DPDCH I/Q Channel Mapping

    Ced,k : Channelization code

    ed,k : Gain factor for E-DPDCH

    Iqed,k : Determines the I/Q branch mapping

    Iqed,k = 1, maps to I branch

    Iqed,k = j, maps to Q branch

    Nmax-dpdch

    HS-DSCH

    configured E-DPDCHk iqed,k

    0 No/Yes

    E-DPDCH1 1

    E-DPDCH2 j

    E-DPDCH3 1

    E-DPDCH4 j

    1 No E-DPDCH1 jE-DPDCH2 1

    1 YesE-DPDCH1 1

    E-DPDCH2 j

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    Code Resource Allocation

    E-DPCCH uses the channel code: Cec = Cch,256,1

    E-DPDCHk uses the channel code: Ced,k, which is determined by Nmax-dpdch

    and the spreading factor. For the specific rules, see the following table.

    Nmax-dpdch E-DPDCHk Channelization code Ced,k

    0

    E-DPDCH1 Cch,SF,SF/4 if SF 4Cch,2,1 if SF = 2

    E-DPDCH2Cch,4,1 if SF = 4

    Cch,2,1 if SF = 2

    E-DPDCH3

    E-DPDCH4Cch,4,1

    1

    E-DPDCH1 Cch,SF,SF/2

    E-DPDCH2Cch,4,2 if SF = 4

    Cch,2,1 if SF = 2

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    Downlink Physical Channels

    E-AGCH

    Bears the maximum E-DPDCH/DPCCH

    ratio.

    Bears the HARQ control information.

    E-RGCH

    Bears a simple command to instruct the

    UE to increase, decrease, or keep its

    transmit power currently granted.

    E-HICH

    Informs the UE whether the

    transmission of the previous data is

    successful (Ack) or not (Nack).

    Up / Hold / Down

    T/P Grant HARQ Control

    E-AGCH (sub) frame structure

    E-HICH (sub) frame structure

    TTI

    Ack / Nack

    E-RGCH (sub) frame structure

    SF=256

    SF=128

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    Grant Mechanism

    Absolute Grant (AG)

    Carried by the E-AGCH of the E-DCH serving cell.

    Grant mode: An index (totally 31 index values) is used to indicate the Traffic-to-

    Pilot ratio (E-DPDCH/DPCCH).

    Significance of the Grant value: Maximum power ratio (E-DPDCH/DPCCH)

    available for the UE.

    Relative Grant (RG)

    RG carries a command instructing the UE to increase, keep, or decrease its

    current transmit power.

    The Serving RG is sent by all the cells in the E-DCH serving RLs.

    The Non-serving RG is sent by the E-RGCH in the E-DCH non-serving RLs.

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    E-AGCH Frame Format

    The E-AGCH is a downlink common channel.

    Fixed rate: 30 kbit/s

    Modulation: QPSK

    SF=256

    The E-AGCH carries the E-DCH absolute Grant information of all the UEs in the cell.

    The TTI may be 2 ms or 10 ms depending on the E-DCH. If the E-DCH TTI is 10 ms, then the E-

    AGCH either sends the same content in five subframes, or sends the content in one of the five

    subframes.

    The UE only monitors the E-AGCH of the E-DCH serving cell.

    Slot #1 Slot #14Slot #2 Slot #iSlot #0

    Tslot = 2560 chips

    1 subframe = 2 ms

    1 radio frame, Tf = 10 ms

    E-AGCH 20 bits

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    Mapping of Absolute Grant (AG) Values

    For the actual grant values (T/P), see the following table.

    Absolute Grant

    Value

    Index Absolute Grant

    Value

    Index Absolute Grant

    Value

    Inde

    x

    (168/15)2x6 31 (119/15)2 20 (34/15)2 9

    (150/15)2x6 30 (106/15)2 19 (30/15)2 8

    (168/15)2x4 29 (95/15)2 18 (27/15)2 7

    (150/15)2

    x4 28 (84/15)2

    17 (24/15)2

    6(134/15)2x4 27 (75/15)2 16 (19/15)2 5

    (119/15)2x4 26 (67/15)2 15 (15/15)2 4

    (150/15)2x2 25 (60/15)2 14 (11/15)2 3

    (95/15)2x4 24 (53/15)2 13 (7/15)2 2

    (168/15)2 23 (47/15)2 12 ZERO_GRANT* 1

    (150/15)2 22 (42/15)2 11 INACTIVE* 0

    (134/15)2 21 (38/15)2 10

    *: Refer to the 3GPP TS 25.321 protocol.

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    E-AGCH Frame Timing

    Two slots offset after the P-CCPCH

    P-CCPCH

    38400 chips

    Subframe 0 Subframe 1 Subframe 2 Subframe 3E-AGCH Subframe 4

    5120 chips

    E-AGCH (10 ms)E-DCH TTI = 10 ms

    E-DCH TTI = 2 ms

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    E-RGCH Frame Format

    Dedicated downlink physical channel for transmitting RG (+1, 0, -1 or 0, -1) to the UE

    Adopt the same frame format and the same channelization code of the E-HICH

    SF=128

    Modulation: QPSK

    All cells in the E-DCH active set send E-RGCH frames.

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    Mapping of E-RGCH Relative Grant Values

    CommandRG Value (E-DCH Serving

    Radio Link Set)

    RG Value (E-DCH Non-

    Serving Radio Link Set)

    UP +1 not allowed

    HOLD 0 0

    DOWN -1 -1

    The primary serving cell sends +1, 0, and -1, and a non-primary

    serving cell only sends 0 and -1.

    SG bl

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    SGcur is the scheduled power state of the previous frame.

    SGreq is the power needed for the TTI requested rate.

    When Sgreq - SGcur >AGThreshold, the E-AGCH is used to adjust the power.

    Otherwise, the E-RGCH is used to adjust the power.

    Index Scheduled Grant Index Scheduled Grant Index Scheduled Grant

    37 (168/15)2*6 24 (95/15)2 11 (21/15)2

    36 (150/15)2*6 23 (84/15)2 10 (19/15)2

    35 (168/15)2

    *4 22 (75/15)2

    9 (17/15)2

    34 (150/15)2*4 21 (67/15)2 8 (15/15)2

    33 (134/15)2*4 20 (60/15)2 7 (13/15)2

    32 (119/15)2*4 19 (53/15)2 6 (12/15)2

    31 (150/15)2*2 18 (47/15)2 5 (11/15)2

    30 (95/15)2*4 17 (42/15)2 4 (9/15)2

    29 (168/15)2 16 (38/15)2 3 (8/15)2

    28 (150/15)2 15 (34/15)2 2 (7/15)2

    27 (134/15)2 14 (30/15)2 1 (6/15)2

    26 (119/15)2 13 (27/15)2 0 (5/15) 2

    25 (106/15)2 12 (24/15)2

    SG Table

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    Typical Interaction Between the UE and the NodeB

    The UE sends theSI request (indicating the UE

    buffer state and the available

    power)

    and the happy bit.

    The NodeB

    gets the

    requested rate

    from SI.

    The NodeB findsthe SGreq

    according to the

    requested rate

    and compares it

    with the SGcur.

    Greater thanAGThreshold

    Less than or equal toAGThreshold

    Use AG to grant Use RG to grant

    Adjust the power according to AGor RG, and indicates whether the

    UE is happy with the current

    scheduled rate.

    NodeB

    UU

    UE

    Ti i R l ti A th E RGCH P CCPCH d DPCH

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    Timing Relations Among the E-RGCH, P-CCPCH, and DPCH

    Each slot carries an RG command.

    If the cell does not belong to the E-DCH serving RLs:

    The RG information is sent in 15 consecutive slots (10 ms).

    If the cell belongs to the E-DCH serving RLs:

    10 ms TTI: The RG information is sent in 12 consecutive slots (8 ms).

    2 ms TTI: The RG information is sent in 3 consecutive slots (2 ms).

    P-CCPCH

    tE-RGCH,n

    38400 chips

    E-DCH TTI = 10 ms (cell in serving RLS) E-RGCH (8 ms)

    Subframe 0 Subframe 1 Subframe 2 Subframe 3E-RGCH

    Subframe 4E-DCH TTI = 2 ms (cell in serving RLS)

    5120 chips

    E-RGCH (10 ms)Cell in non serving RLS

    E RGCH Ti i R l ti

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    E-RGCH Timing Relations

    When the cell sending the E-RGCH belongs to the E-DCH serving RLs, the E-

    RGCH frame offset confirms to the following conditions:

    1. If the E-DCH TTI is 10 ms, the E-RGCH frame offset to the P-CCPCH

    satisfies the following formula:

    2. If the E-DCH TTI is 2 ms, the E-RGCH frame offset to the P-CCPCH

    satisfies the following formula:

    When the cell sending the E-RGCH does not belong to the E-DCH serving RLs:

    The E-RGCH frame offset to the P-CCPCH is 5120 chips.

    30

    7025676805120

    ,

    ,

    nDPCHnRGCHE

    tt

    30

    5025676805120

    ,

    ,

    nDPCHnRGCHE

    tt

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    E-HICH Frame Format

    Dedicated downlink physical channel for transmitting the HARQ Ack/Nack to the UE.

    Adopt the same frame format and the same channelization code of the E-RGCH

    SF=128

    Modulation: QPSK

    All cells in the E-DCH active set send E-HICH frames.

    Ack/Nack indication

    Ack => +1

    Nack from the serving RLs => -1

    Nack from non-serving RLs => 0

    The UE can receive the E-HICH from a maximum of four cells.

    E HICH Ti i R l i

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    E-HICH Timing Relations

    When the E-DCH TTI is 10 ms, the E-HICH frame offset to P-CCPCH is: (chips)

    When the E-DCH TTI is 2 ms, the E-HICH frame offset to P-CCPCH is: (chips)

    nHICHE ,t

    nHICHE ,t

    307025676805120 ,,

    nDPCHnHICHE tt

    30

    5025676805120

    ,

    ,

    nDPCHnHICHE

    tt

    P-CCPCH

    tE-HICH,n

    38400 chips

    E-DCH TTI = 10 ms E-HICH (8 ms)

    Subframe 0 Subframe 1 Subframe 2 Subframe 3E-HICH

    Subframe 4E-DCH TTI = 2 ms

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    How to Reach the Peak Rate (5.76 Mbit/s)

    Preconditions:

    No retransmission.

    Uplink resources are available.

    Coding efficiency =1

    Multi-code transmission: 2 x SF4 + 2 x SF2

    2 ms TTI

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    E-DPDCH Frame (SF=4)

    When SF=4, TTI=2 ms, and coding rate=1, the maximum payload of each

    subframe is 1920 bits, that is 960 kbit/s.

    1920 bits payload

    1920 bits parity 1920 bits parity1920 bits system

    1920 bits symbols

    1920 bits symbols

    7680 chips

    1/3 coding

    Puncture

    BPSK modulation

    Spreading (SF=4)

    2 ms

    7680 chips/2 ms=3.84 Mcps

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    E-DPDCH Frame (SF=2)

    When SF=2, TTI=2 ms, and coding rate=1, the maximum payload of each

    subframe is 3840 bits, that is 1920 kbit/s.

    3840 bits payload

    3840 bits parity 3840 bits parity3840 bits system

    3840 bits symbols

    3840 bits symbols

    7680 chips

    1/3 coding

    Puncture

    BPSK modulation

    Spreading (SF=2)

    2 ms

    7680 chips/2 ms=3.84 Mcps

    Channel Timing and Multi-Code Transmission

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    Channel Timing and Multi-Code Transmission

    SI SI+data Retransmission

    1

    23

    4

    E-DPDCH

    E-DPCCH

    E-AGCH

    E-RGCH

    E-HICH

    1.

    2.

    3.

    4.

    Grant

    Ack/Nack

    Control Info

    10ms

    14~16ms

    8ms

    30ms

    1 2 3 4 5 6

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    Contents

    Chapter-1 Introduction

    Chapter-2 HSUPA Physical Layer

    Chapter-3 Scheduling Principles

    Chapter-4 Power Control and Mobility

    Chapter-5 HSUPA MAC Layer

    Rise-over-Thermal Noise

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    Rise over Thermal Noise

    Rise-over-Thermal (RoT) reflects the measurement

    value of the uplink load.

    In order to correctly demodulate the data received

    by the NodeB, the Signal-to-Interference-Noise

    Ratio (SINR) must be the minimum.

    1- The increase of the user number and transmit

    power leads to the increase of the uplink

    interference.

    2- The NodeB senses the noise raise and SINR is

    influenced.

    3- The NodeB controls the total uplink interference

    by adjusting the Grant for every UE.

    4, 5 - The UE transmits the data based on the Grant,the volume of data to be sent, and the available

    transmit power.

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    Node-B Scheduling

    UE1 UE2 UE3

    The NodeB allocates resources among multiple UEs in the unit of TTI,

    and notifies the UE through Grant.

    The NodeB tries to satisfy the demand of all online users under the

    precondition of preventing overload, maximizing resource utilization ratio,

    and maximizing the cell throughput.

    The scheduler of HSUPA needs to consider the channel condition, the

    data volume to be sent in the UE buffer, and the available transmit powerof the UE.

    HSUPA Channel Operation

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    HSUPA Channel Operation

    1. The UE sends a Transmission Requestto

    the Node B for getting resources.

    2. The Node B responds to the UE with a

    Grant Assignment, allocating Uplink band

    to the UE.

    3. The UE uses the grant to select the

    appropriate transport format for the Data

    Transmissionto the Node B.

    4. The Node B attempts to decode the received

    data and send ACK/NAK to the UE. In case

    of NAK, data may be retransmitted.

    HSUPA Channel Operation

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    HSUPA Channel Operation

    The UE sends a resource request.

    The UE reports the Scheduling Information (SI).

    The UE reports the happy bit.

    The NodeB controls the transmit power of the UE.

    The NodeB grants a Traffic-to-Pilot ratio to the UE, which determines the transmit

    rate of the UE.

    This mode, in which the NodeB grants a T/P value to the UE, is called scheduled

    transmission.

    The NodeB satisfies the demand of the delay-sensitive services.

    The NodeB adopts the non-grant mode for delay-sensitive services, that is, the RNC

    allocates a certain amount of resources directly to the UE, and the UE can use the

    resources at any time rather than waiting for the scheduling result.

    HARQ Mechanism

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    HARQ Mechanism

    The Stop and Wait (SAW) protocol for multi-channel

    or multi-process is performed through four (TTI=10

    ms) or eight (TTI=2 ms) processes.

    Each Radio Link (RL) sends the feedback

    respectively.

    Each RL establishes one E-HICH.

    The E-HICH information sent by each Radio

    Links set (RLs) is the same and can be combined.

    If all E-HICHs return ACK, then the transmission

    succeeds.

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    Contents

    Chapter-1 Introduction

    Chapter-2 HSUPA Physical Layer

    Chapter-3 Scheduling Principles

    Chapter-4 Power Control and Mobility

    Chapter-5 HSUPA MAC Layer

    E-DPCCH Physical Channel Power Control

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    E DPCCH Physical Channel Power Control

    The E-DPCCH has a power offset with the uplink DPCCH.

    ec is the gain factor of the E-DPCCH.

    E-DPCCH is designated by the higher layer, which can be specified by parametersettings.

    2010DPCC HE

    cec

    20

    10

    DPCCHE

    Signalling values for D E-DPCCH

    Quantized amplitude ratios

    for

    8 30/15

    7 24/15

    6 19/15

    5 15/15

    4 12/15

    3 9/15

    2 8/15

    1 6/15

    0 5/15

    E-DPDCH Physical Channel Power Control

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    E-DPDCH Physical Channel Power Control

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    E-DPDCH Gain Factor

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    The E-DPDCH has a power offset with the uplink DPCCH.

    ed is the gain factor of E-DPDCH, which can be calculated through ed,ref.

    ed,ref is the gain factor of the reference E-TFC.

    E-DPDCHand harq are designated by the higher layer, which can be

    specified by the parameter setting.

    20, ,

    , , ,

    , ,

    10

    harq

    e ref e j

    ed j harq ed ref

    e j e ref

    L K

    L K

    20,

    10

    DPDCHE

    crefed

    ed,j,harq - Gain factor of the current E-TFC.

    Le,ref- E-DPDCH Quantity of the reference E-TFC

    Le,j - E-DPDCH number of the current E-TFC.

    Ke,ref- Number of transport block bits of the reference E-TFC.

    Ke,j - Number of transport block bits of the current E-TFC.

    Reference E-TFC

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    How to determine the reference E-TFC of each frame?

    The reference E-TFC is the system-specified

    reference E-TFC.

    Suppose the reference E-TFCs are 1, 2, ...m-1,m

    (m is the maximum reference E-TFC), then the E-

    TFCs between m-1 and m shall take m-1 as the

    reference E-TFC.

    The E-TFCs larger than m shall take m as the

    reference E-TFC.

    The E-TFCs smaller than 1 shall all select 1 as the

    reference E-TFC.

    E-TFCReference E-

    TFC

    E-TFC 10 E-TFC 9

    E-TFC 9 E-TFC 9

    E-TFC 8 E-TFC 5

    E-TFC 7 E-TFC 5

    E-TFC 6 E-TFC 5

    E-TFC 5 E-TFC 5

    E-TFC 4 E-TFC 2

    E-TFC 3 E-TFC 2

    E-TFC 2 E-TFC 2

    E-TFC 1 E-TFC 2As shown in the right figure, E-TFC 2/5/9

    are the specified reference E-TFCs.

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    E-AGCH/E-RGCH/E-HICH Power Control

    Two power control modes

    Static power allocation

    P = Pcpich + PowerOffset

    Dynamic power allocation (based on the downlink DPCH)

    ---Every kind of channel can have a different PO. The specific

    implementations are different, and are not defined in the protocol.

    HSUPA Active Set

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    DPCH Active Set

    E-DCH Active Set

    Serving RLs

    E-DCH

    serving

    cell

    serving

    RL

    serving

    RL

    Non-

    serving

    RL

    Non-

    serving

    RL

    Other AS

    Cell

    Other AS

    Cell

    Send the E-

    AGCHThe UE can merge the E-

    RGCH commands sent by

    the cells in the RLs.

    Send the non-serving E-RGCH

    All cells belong to the UE

    active set and can process

    the E-DCH.

    E-DCH Active Set and Mobility

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    y

    There are three different types of Radio Links

    in the UE Active Set:

    Serving E-DCH CellThe cell from which UE

    receives AGCH from scheduler.

    Serving (E-DCH) RLSSet of cells that

    contain at least the serving cell and from which

    the UE can receive and combine the servingRGCHs.

    Non-Serving RLSCell that belongs to the E-

    DCH Active Set but does not belong to the

    serving RLS and from which the UE can receive

    a RGCH.

    HSUPA Serving Cell Change

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    HSUPA Serving Cell Change

    HSUPA Serving Cell is the same as HSDPA Serving Cell

    C

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    Contents

    Chapter-1 Introduction

    Chapter-2 HSUPA Physical Layer

    Chapter-3 Scheduling Principles

    Chapter-4 Power Control and Mobility

    Chapter-5 HSUPA MAC Layer

    HSUPA Protocol Stack

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    HUAWEI TECHNOLOGIES CO., LTD.

    HUAWEI ConfidentialPage 52

    SM (Session M anagement )

    GM M (Gprs M obi l i t y M anagement)

    RRC(Radio Resour ce Cont r ol)

    RLC(Radio Li nk Cont rol )

    M AC-es and M AC-d (M edium Access Cont ro l)

    M AC-e

    Physical Layer

    Iub Interf ace Prot ocols

    Iu Interf ace Prot ocols

    UE Node B RNC SGSN

    MAC-e and MAC-es are new entities in Release 6.

    MAC Structure at the UE Side

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    Page 53

    MAC Structure at the UE Side

    ssociated

    ownlinki nallin

    E-DCH

    MAC-d

    FACH RACH

    DCCH DTCHDTCH

    DSCH DCH DCH

    MAC Control

    USCH( TDD only )

    CPCH( FDD only )

    CTCHBCCH CCCH SHCCH( TDD only )

    PCCH

    PCH FACH

    MAC-c/sh

    USCH( TDD only )

    DSCH

    MAC-hs

    HS-DSCH

    Associated

    Uplink

    Signalling

    Associated

    Downlink

    Signalling

    MAC-es /MAC-e

    Associated

    Uplink

    Signalling

    Details of MAC-es/e at the UE Side

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    MAC-es/e

    MAC Control

    Associated UplinkSignalling E-TFC

    (E-DPCCH)

    To MAC-d

    HARQ

    Multiplexing and TSN settingE-TFC Selection

    Associated SchedulingDownlink Signalling

    (E-AGCH / E-RGCH(s))

    Associated ACK/NACKsignaling(E-HICH)

    MAC Structure at the UTRAN Side

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    FACH RACH

    DCCH DTCHDTCH

    DSCH

    MAC Control

    Iur or local

    MAC Control

    DCH DCH

    MAC-d

    USCHTDD only

    MAC-c/sh

    CPCHFDD only

    CCCH CTCHBCCH SHCCH

    TDD only

    PCCH

    FACHPCH USCHTDD only

    DSCH

    MAC Control

    HS-DSCH HS- DSCH

    Associated Uplink

    SignallingAssociated Downlink

    Signalling

    MAC-hs

    Configuration

    without MAC-c/shConfiguration

    with MAC

    Configuration

    with MAC-c/sh

    E-DCH

    Associated Uplink

    SignallingAssociated Downlink

    Signalling

    MAC Control

    MAC-es

    MAC-e

    MAC Control

    Iub

    c/sh

    Details of MAC-e at the NodeB Side

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    In the NodeB, there isan MAC-e entity and

    an E-DCH scheduler

    for each UE. The

    MAC-e and the E-DCH

    scheduler process

    HSUPA-related

    functions in the NodeB.

    MAC-e

    MAC Control

    E-DCH

    AssociatedDownlinkSignalling

    AssociatedUplink

    Signalling

    MAC-d Flows

    De-multiplexing

    HARQ entity

    E-DCHControl (FFS)

    E-DCHScheduling (FFS)

    Details of MAC-es at the RNC Side

    To MAC-d

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    In the SRNC, there is an

    MAC-es entity for each UE.

    The MAC-es sublayer

    processes the E-DCH-

    related functions that are

    not covered by the MAC-e

    entity in the NodeB.

    MAC-es

    MAC Control

    FromMAC-e inNodeB #1

    Disassembly

    Reordering QueueDistribution

    Reordering QueueDistribution

    Disassembly

    Reordering/Combining

    Disassembly

    Reordering/Combining

    Reordering/Combining

    FromMAC-e inNodeB #k

    MAC-d flow #1 MAC-d flow #n

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    Thank you.

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