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Return of Private Foundation OMB No 1545-0052

Form 990-PF or Section 4947(a)(1) Trust Treated as Private Foundation

2013Department of the Treasury► Do not enter Social Security numbers on this form as it may be made public.

Internal Revenue S2rvice ► Information about Form 990-PF and its separate instructions is at www.Irs.gov/form990pf. Open to u E nspec ion

For calendar year 2013 or tax year beginning , and ending

Name of foundation A Employer identification number

,Tames Rushton I Foundation 63-0955085Number and street (or P O box number if mail is not delivered to street address ) Room/suite B Telephone number

#3 Office Park Circle 250 205-322-1951City or town, state or province, country, and ZIP or foreign postal code C If exemption application is pending, check here

Birmingham , AL 35223G Check all that apply: Initial return Initial return of a former public charity D 1. Foreign organizations, check here

Final return Amended return

QD2 Foreign organizations meeting the 85% test,

^Name chan g eAddress chan g e check here and attach computation ►

H Check type of organization: ® Section 501(c)(3) exempt private foundation E If private foundation status was terminatedSection 4947 ( a )( 1 ) nonexem p t charitable trust 0 Other taxable p rivate foundation under section 507(b)(1)(A), check here POP-

I Fair market value of all assets at end of year J Accounting method: ® Cash E:J Accrual F If the foundation is in a 60-month termination(from Part Il, co/ (c), line 16) = Other (specify) under section 507(b)(1)(B), check here

► $ 11 , 054 , 39 0 . (Part 1, column (d) must be on cash basis.)

Part I Analysis of Revenue and Expenses (a) Revenue and (b ) Net investment (c) Adjusted net (d) Disbursements(The total of amounts in columns (b) (c), and (d) may notnecessarily equal the amounts in column (a)) exp enses p er books income income for charitable purposes

(cash basis only)

1 Contributions, gifts, grants, etc., received

2 Check [Ii] if the toundahonis not required to attach Sch B

3 cashestonsavin gs andand temporary

84 , 043. 84 , 043. 84 , 0 4 3. t at ement 14 Dividends and interest from securities 150 , 035. 150 , 035. 150 , 035. tatement 25a Gross rentsb Net rental income or (loss)

W 6a Net gain or (loss ) from sale of assets not on line 10 302 , 053.Grosss

sales price for allb asosaleneea 2,252,733.ar

N 7 Capital gain net income (from Part IV, line 2) 302 , 053.°C 8 Net short-term ca 1 t gal 28 , 311.

9 Inc me mo f OftSF ^ ^Gross sales Iegsi(ertur

10a and Allowances Cf)

b Less^Gost f goods Id 0n

c Gros Ito Sys)

11 Other ico UT^

66 , 032. 365. 66 032. tatement 3_i^h_SN12 Total. Addllnes^ 602 163. 536 496. 328 421.^

13 Comperlsatwrr-ofo icerstt- directors, trustees , etc 87 226 . 0. 0. 87 , 226.14 Other employee salaries and wages 276 112 . 0 . 32 , 908 . 243 , 204 .15 Pension plans, employee benefits

16a Legal fees Stmt 4 2 , 380. 0. 0. 2 , 380.Q b Accounting fees Stmt 5 8 , 815. 0. 0. 8 , 815.W c Other professional fees

17 Interest 1 , 425. 1 , 425. 1 425. 0.18 Taxes Stmt 6 69 , 324. 36 , 992. 36 992. 32,332.

E 19 Depreciation and depletion

E 20 Occupancy 22 , 375. 0. 0. 22 , 375.a 21 Travel, conferences, and meetings

22 Printing and publications

23 Other expenses Stmt 7 329 , 163. 68 , 249. 68 , 249. 260 , 914.24 Total operating and administrative

0oCL expenses Add lines 13 through 23 796 820. 106 666. 139 574. 657 246.0 25 Contributions, gifts, grants paid 11 0 0 0 . 11 000 .

26 Total expenses and disbursements.

Add lines 24 and 25 807 820. 106 666. 139 574. 668 246.27 Subtract line 26 from line 12:

a Excess of revenue over expenses and disbursements -205 , 657.b Net investment income ( if negative, enter -0-) 429 , 830. 1C Ad j usted net income (if negative, enter -0-) 188 , 847.

1010-'13 LHA For Paperwork Reduction Act Notice , see instructions. Form 990-PF (2013)

`+ Form gg0-PF(20131 ,Tamps Rushton I Foundation F1-OgccnR1; Pnno9

Balance Sheets Attached schedules and amounts in the descriptionP

Beginning of year End of yearart II column should be for end-01 -year amounts only (a ) Book Va lue (b) Book Value (c) Fair Market Value

1. Cash - non-interest-bearing 3 , 265. 18 , 134. 18 , 134.2 Savings and temporary cash investments 78 , 217. 232 , 597. 232 , 597.3 Accounts receivable ►

Less: allowance for doubtful accounts ►4 Pledges receivable ►

Less: allowance for doubtful accounts ►5 Grants receivable

6 Receivables due from officers, directors, trustees, and other

disqualified persons

7 Other notes and loans receivable ►

Less: allowance for doubtful accounts ►8 Inventories for sale or use

caca 9 Prepaid expenses and deferred charges

a 10a Investments - U.S. and state government obligations Stmt 8 447 , 118. 487 , 255. 485 , 117.b Investments - corporate stock Stmt 9 5 876 023. 5 , 570- 033. 8 015 , 417.c Investments - corporate bonds Stmt 10 1 , 233 166. 912 , 203. 949 , 670.

11 Investments - land, buildings , and equipment basis ►

Less accumulated depreaahon ►

12 Investments - mortgage loans Stmt 11 480 , 173. 394 , 663. 403 , 410.13 Investments - other Stmt 12 60 392. 361 , 110. 363 , 229.14 Land, buildings, and equipment: basis ► 586 , 816 .

Less accumulated depreciabon ► 586 815. 586 816. 586 , 816.15 Other assets (describe ►16 Total assets (to be completed by all filers - see the

instructions. Also , see p a g e 1 , item 1 ) 8 , 765 , 169. 8 5 6 2 811. 11 , 054 , 390.17 Accounts payable and accrued expenses

18 Grants payable

u) 19 Deferred revenue

20 Loans from officers , directors, trustees , and other disqualified persons

v 21 Mortgages and other notes payable

-' 22 Other liabilities (describe ► Statement 13 ) 0. 3 , 299.

23 Total liabilities ( add lines 17 throu g h 22 ) 0. 3 ,29 9.Foundations that follow SFAS 117, check here ►and complete lines 24 through 26 and lines 30 and 31.

24 Unrestricted 8 , 765 , 169. 8 , 559 , 512.25 Temporarily restricted

co 26 Permanently restricted

C Foundations that do not follow SFAS 117, check here ► 0LL and complete lines 27 through 31.

y 27 Capital stock, trust principal, or current funds

y 28 Paid-in or capital surplus, or land, bldg , and equipment fund

a 29 Retained earnings, accumulated income, endowment, or other fu nds

Z 30 Total net assets or fund balances 8 , 765 , 169. 8 , 559 , 512.

31 Total liabilities and net assets/fund balances 8 , 765 , 169. 1 8 , 562 , 811.

Part Ill Analysis of Changes in Net Assets or Fund Balances

1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30

(must agree with end-of-year figure reported on prior year's return)

2 Enter amount from Part I, line 27a

3 Other increases not included in line 2 (itemize) ►4 Add lines 1, 2, and 3

5 Decreases not included in line 2 (itemize) ►6 Total net assets or fund balances at end of year (line 4 minus line 51 - Part If. colu^

32351110-10-13

1 8 , 765 , 169.2 -205.657.

141 8,559,512.

8,559,512.Form 990-PF (2013)

•' Form990-PF(2013) James Rushton I Foundation 63-0955085 Page3Part IV Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate,2-story brick warehouse; or common stock, 200 shs. MLC Co.)

(b How acquired- Purchase

D - Donation

(c Date acquired(mo., day, yr.)

(d) Date sold(mo., day, yr.)

la Re ions Bank Trust Dep t - see attached Pb Regions Bank Trust Dep t - see attached Pc Re ions Bank Trust Dept - see attached P

d Regions Bank Trust De t - see attached P

e

(e) Gross sales price (f) Depreciation allowed(or allowable)

(g) Cost or other basisplus expense of sale

(h) Gain or (loss)(e) plus (f) minus (g)

a 440 499. 412 211. 28 , 288.b 1 , 812 , 091. 1 , 538 , 469. 273 622.c 23. 23.d 120. 120.e

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (1) Gains (Col. (h) gain minus

(i) F.M.V. as of 12/31/69(j) Adjusted basisas of 12/31/69

(k) Excess of col. (i)over col. (t), if any

col. (k), but not less than -0Losses (from col. (h))

-) or

a 28 , 288.b 273 622.c 23.d 120.e

2 Capital gain net income or (net capital loss) Vr If gain, also enter in Part I, line 7

If (loss), enter -0- in Part I, line 7 JV 2 302 , 053.

3

l

Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):If gain, also enter in Part I, line 8, column (c).

If ( loss ), enter -0- in Part I line 8 3 28 , 311.Part V Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? E:]Yes ® No

If "Yes," the foundation does not qualify under section 4940 ( e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see the instructions before making any entries.

Base period yearsCalendar year ( or tax year beginning in ) Adjusted qualifying distributions Net value of noncharitable-use assets

Distribution ratio(col (b) divided by col (c))

2012 687 897. 9 , 352 , 999. .0735482011 650 637. 8 , 977 , 017. .0724782010 622 121. 9 , 538 , 800. .0652202009 667 040. 8 , 600 , 947. .0775542008 667 406. 9 , 224 , 712. .072350

2 Total of line 1, column (d) 2 .361150

3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5,

the foundation has been in existence if less than 5 years

or by the number of yea rs

3 . 0 7 2 2 3 0

4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5 4 10 , 208 , 194.

5 Multiply line 4 by line 3 5 737 , 338 .

6 Enter 1% of net investment income (1% of Part I, line 27b) 6 4 , 298.

7 Add lines 5 and 6 7 741 , 636.

8 Enter qualifying distributions from Part XII, line 4 8 668 , 246.

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate.See the Part VI instructions.

323521 10-10-13 Form 990-PF (2013)

Form990-PF 2013 James Rushton I Foundation 63-0955085 Pa e4Part VI Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see instructions)

la Exempt operating foundations described in section 4940(d)(2), check here ► L_] and enter 'N/A" on line 1.

Date of ruling or determination letter: (attach copy of letter if necessary-see instructions)

b Domestic foundations that meet the section 4940(e) requirements in Part V, check here ► E] and enter 1% 1 8 , 597.of Part I, line 27b

c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b).

2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0.

3 Add lines 1 and 2 3 8 597.

4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0.

5 Tax based on investment income . Subtract line 4 from line 3. If zero or less, enter -0- 5 8 597.6 Credits/Payments:

a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 17 , 840.

b Exempt foreign organizations - tax withheld at source 6b

c Tax paid with application for extension of time to file (Form 8868) 6c

d Backup withholding erroneously withheld 6d

7 Total credits and payments. Add lines 6a through 6d 7 17 , 840.8 Enter any penalty for underpayment of estimated tax. Check here El if Form 2220 is attached 8 26.

9 Tax due If the total of lines 5 and 8 is more than line 7, enter amount owed ► 9

10 Overpayment . If line 7 is more than the total of lines 5 and 8, enter the amount overpaid ► 10 9 , 217.11 Enter the amount of line 10 to be: Credited to 2014 estimated tax 00, 9 217 . Refunded 00, 11 0.

Part VII-A Statements Regarding Activities

la During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate or intervene in Yes No

any political campaign? la X

b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see instructions for the definition)? 1b X

If the answer is "Yes' to la or 1b, attach a detailed description of the activities and copies of any materials published or

distributed by the foundation in connection with the activities.

c Did the foundation file Form 1 120-POL for this year? is X

d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. ► $ 0. (2) On foundation managers. Po. $ 0.

e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation

managers. ► $ 0.2 Has the foundation engaged in any activities that have not previously been reported to the IRS? 2 X

If "Yes," attach a detailed description of the activities

3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or

bylaws, or other similar instruments? If "Yes, " attach a conformed copy of the changes 3 X

4a Did the foundation have unrelated business gross income of $1,000 or more during the year? 4a X

b If "Yes,' has it filed a tax return on Form 990-T for this year? N/A 4b

5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? 5 X

If "Yes, " attach the statement required by General Instruction T.

6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

• By language in the governing instrument, or

• By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law

remain in the governing instrument? 6 X

7 Did the foundation have at least $5,000 in assets at any time during the year? If "Yes, " complete Part II, col (c), and Part XV 7 X

8a Enter the states to which the foundation reports or with which it is registered (see instructions) ►AL

b If the answer is 'Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate)

of each state as required by General Instruction G2 If "No," attach explanation 8b X

9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(t)(3) or 4942(l)(5) for calendar

year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)? If "Yes," complete Part XIV 9 X

10 Did any persons become substantial contributors during the tax year? if "Yes." attach a schedule lisuno their names and addresses 10 X

Form 990-PF (2013)

32353110-10-13

Rus ndationPart VII-A I Statements Regarding Activities (continued)

11 At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the meaning of

section 512(b)(13)? If 'Yes,* attach schedule (see instructions)

12 Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had advisory privileges?

If -Yes," attach statement (see instructions)

13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Website address ► N/A

14 The books are in care of ► Deakins F. Rushton Telephone no. 0o. (20 5 ) 322- 1951Locatedat ► #3 Office Park Circle, Suite 250, Birmingham, AL ZIP+4 ►35223

15 Section 4947( a)(1) nonexempt charitable trusts filing Form 990 -PF in lieu of Form 1041 - Check here ►0and enter the amount of tax-exempt interest received or accrued during the year ► 15 N/A

16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over a bank, Yes No

securities, or other financial account in a foreigncountry16 X

See the instructions for exceptions and filing requirements for Form TD F 90-22.1. If 'Yes, enter the name of the foreign

Part VII- B I Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column , unless an exception applies. Yes No

la During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person'? 0 Yes ® No

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person? 0 Yes ® No

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? Yes ® No

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? El Yes ® No

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)? Yes ® No

(6) Agree to pay money or property to a government official? ( Exception . Check "No"

if the foundation agreed to make a grant to or to employ the official for a period after

termination of government service, if terminating within 90 days.) 0 Yes ® No

b If any answer is 'Yes" to 1a(1)-(6), did any of the acts fail to quality under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? N/A 1b

Organizations relying on a current notice regarding disaster assistance check here ►0c Did the foundation engage in a prior year in any of the acts described in la, other than excepted acts, that were not corrected

before the first day of the tax year beginning in 20139 1c X

2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation

defined in section 4942(l)(3) or 4942(I)(5)):

a At the end of tax year 2013, did the foundation have any undistributed income (lines 6d and 6e, Part XIII) for tax year(s) beginning

before 20139 Yes ® No

If "Yes," list the years ►b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect

valuation of assets) to the year's undistributed income9 (If applying section 4942(a)(2) to all years listed, answer 'No' and attach

statement - see instructions.) N/A 2bc If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here

3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time

during the year? 0 Yes ® No

b If 'Yes,* did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation or disqualified persons after

May 26, 1969; (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose

of holdings acquired by gift or bequest; or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C,

Form 4720, to determine if the foundation had excess business holdings in 2013) N/A 3b

4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? 4a X

b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that

had not been removed from jeo pardy before the first da y of the tax y ear be g inning in 2013? 4b X

Form 990-PF (2013)

32354110-10-13

Form990-PF 2013 James Rusnton I Foundation 63-Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required (continued)

5a During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda , or otherwise attempt to influence legislation (section 4945(e))? =Yes ®No

(2) Influence the outcome of any specific public election ( see section 4955 ); or to carry on, directly or indirectly,

any voter registration drive? Yes ® No

(3) Provide a grant to an individual for travel, study , or other similar purposes? Yes ® No

(4) Provide a grant to an organization other than a charitable, etc ., organization described in section

509(a)(1), (2), or (3 ), or section 4940(d)(2)9 71 Yes ® No

(5) Provide for any purpose other than religious , charitable, scientific, literary , or educational purposes, or for

the prevention of cruelty to children or animals? 0 Yes ® No

b If any answer is 'Yes ' to 5a(1)-(5 ), did any of the transactions fail to qualify under the exceptions described in Regulations

section 53.4945 or in a current notice regarding disaster assistance (see instructions )? N/A 5b

Organizations relying on a current notice regarding disaster assistance check here ►0c If the answer is 'Yes ' to question 5a(4), does the foundation claim exemption from the tax because it maintained

expenditure responsibility for the grant? N/A 0 Yes 0 No

If "Yes, " attach the statement required by Regulations section 53 4945-5(d).

6a Did the foundation , during the year, receive any funds , directly or indirectly, to pay premiums on

a personal benefit contract? 0 Yes ® No

b Did the foundation, during the year, pay premiums , directly or indirectly, on a personal benefit contract? 6b X

If "Yes " to 6b, file Form 8870.

7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? 0 Yes ® No

b If 'Yes , " did the foundation receive any p roceeds or have any net income attributable to the transaction? N A 7bPart VIII Information About Officers, Directors, Trustees , Foundation Managers, Highly

Paid Employees , and Contractors1 List all officers, directors, trustees, foundation managers and their compensation.

(a) Name and address(b) Title, and average

h week devotedourstoper

position

(c) Compensationaid,

(Ifenter p0

( d^Contnbubonstoemp oyes benefit plans

compensation

(e)Expenseaccoun t ,allowances

Deakins Ford Rushton resident2815 Canterbury RoadBirmingham , AL 35223 40.00 87 , 226. 0. 0.Gail B. Rushton irector2815 Canterbury RoadBirmingham , AL 35223 0.00 0. 0. 0.James Rushton irector2717 Highland Ave South Unit 106Birmingham , AL 35205 0.00 0. 0. 0.

2 Gomoensation of five hiahest-paid emolovees (other than those included on line 11- If none- enter "NONE-"

(a) Name and address of each employee paid more than $50,000(b) Title, and average

hours per weekdevoted to position

(c) Com p ensationp

(d)Cantnbutionstoempland

deferredplans

compensation

( e) Exp enseaccount, otherallowances

NONE

Total number of other employees paid over $50,000 ► 1 0

Form 990-PF (2013)

32355110-10-13

Form990-PF 2013 James Rushton I Foundation 63-0955085 Pa e7Part VIII Information About Officers, Directors , Trustees , Foundation Managers , Highly

Paid Employees , and Contractors (continued)

3 Five highest-paid independent contractors for professional services. If none, enter "NONE."

(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation

NONE

Total number of others receivin g over $50 , 000 for p rofessional services ► 0Part IX-A Summary of Direct Charitable Activities

List the foundation's four largest direct charitable activities during the tax year. Include relevant statistical information such as thenumber of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses

See Statement 14 335 293.2

See Statement 15 401 205.3

4

Part IX-B I Summary of Proqram - Related InvestmentsDescribe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount

1 N/A

2

All other program-related investments. See instructions.

3

Total. Add lines 1 through 3 0.

Form 990-PF (2013)

32356110-10-13

Form990-PF 2013 James Rushton I Foundation 63-0955085 Page8Part X

Minimum Investment Return (All domestic foundations must complete this part Foreign foundations , see instructions)

1 Farr market value of assets not used (or held for use) directly in carrying out charitable, etc., purposes:

a Average monthly fair market value of securities

b Average of monthly cash balances

c Fair market value of all other assets

d Total (add lines la, b, and c)

e Reduction claimed for blockage or other factors reported on lines la and

1c (attach detailed explanation) le

2 Acquisition indebtedness applicable to line 1 assets

is 9 , 611 , 727.lb 166,107.

id 10,363,649.

3 Subtract line 2 from line 1d 3 10 , 363 , 649.4 Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see instructions) 4 155 , 455.5 Net value of noncharitable - use assets . Subtract line 4 from line 3. Enter here and on Part V, line 4 5 10 , 208 , 194.6 Minimum investment return . Enter 5% of line 5 6 510 , 410.Part XI Distributable Amount (see instructions) (Section 4942(j)(3) and (I)(5) private operating foundations and certain

foreign organizations check here ► ® and do not complete this part.)

1 Minimum investment return from Part X, line 6

2a Tax on investment income for 2013 from Part VI, line 5 2a

b Income tax for 2013. (This does not include the tax from Part VI.) 2b

c Add lines 2a and 2b 2c

3 Distributable amount before adjustments. Subtract line 2c from line 1 3

4 Recoveries of amounts treated as qualifying distributions 4

5 Add lines 3 and 4 5

6 Deduction from distributable amount (see instructions) 6

7 Distributable amount as ad justed. Subtract line 6 from line 5. Enter here and on Part XIII line 1 7Part XII Qualifying Distributions (see instructions)

1 Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

a Expenses, contributions, gifts, etc. - total from Part I, column (d), line 26 la 668 , 246.b Program-related investments - total from Part IX-B lb 0.

2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc., purposes 2

3 Amounts set aside for specific charitable projects that satisfy the:

a Suitability test (prior IRS approval required) 3a

b Cash distribution test (attach the required schedule) 3b

4 Qualifying distributions Add lines la through 3b. Enter here and on Part V, line 8, and Part XIII, line 4 4 668 , 246.5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b 5 0.

6 Adjusted qualifying distributions Subtract line 5 from line 4 6 668 , 246.Note. The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for the section

4940(e) reduction of tax in those years.

Form 990-PF (2013)

32357110-10-13

Form 990-PF (2013)

PartXIII Undistributed Income (see instructions)N/A

(a) (b) (c) (d)Corpus Years prior to 2012 2012 2013

1 Distributable amount for 2013 from Part XI,

line 7

2 Undistributed income, if any, as of the end of 2013

a Enter amount for 2012 only

b Total for prior years:

3 Excess distributions ca rryover, if any, to 2013:

a From 2008

b From 2009

c From 2010

d From 2011

e From 2012

f Total of lines 3a throu gh e

4 Qualifying distributions for 2013 from

Part Xll, line 4:0, $

a Applied to 2012, but not more than line 2a

b Applied to undistributed income of prior

years (Election required - see instructions)

c Treated as distributions out of corpus

(Election required - see instructions)

d Applied to 2013 distributable amount

e Remaining amount distributed out of corpus

5 Excess distributions carryover applied to 2013(If an amount appears in column (d), the same amount

must be shown in column (a) )

6 Enter the net total of each column asindicated below:

a Corpus Add lines 3f , 4c, and 4e Subtract line 5

b Prior years' undistributed income. Subtract

line 4b from line 2b

c Enter the amount of prior years'undistributed income for which a notice ofdeficiency has been issued, or on whichthe section 4942(a) tax has been previouslyassessed

d Subtract line 6c from line 6b. Taxable

amount - see instructions

e Undistributed income for 2012. Subtract line

4a from line 2a. Taxable amount - see instr.

f Undistributed income for 2013. Subtract

lines 4d and 5 from line 1. This amount must

be distributed in 2014

7 Amounts treated as distributions out of

corpus to satisfy requirements imposed by

section 170(b)(1)(F) or 4942(g)(3)

8 Excess distributions carryover from 2008

not applied on line 5 or line 7

9 Excess distributions carryover to 2014

Subtract lines 7 and 8 from line 6a

10 Analysis of line 9:

a Excess from 2009

b Excess from 2010

c Excess from 2011

d Excess from 2012

e Excess from 2013

Form 990-PF (2013)132358

10-10-13

Form 990-PF ( 2013 James Rushton I Foundation 63- 0955085 Part XIV Private Operating Foundations (see instructions and Part VII-A, question 9)

1 a If the foundation has received a ruling o r determination letter that it is a private operating

foundation, and the ruling is effective fo r 2013, enter the date of t he ruling ► 10 / 05 / 9 0b Check box to indicate whether the foundation is a p rivate operator foundation described i n section ® 4942 (j)( 3 ) or 4942(j)(5)

2 a Enter the lesser of the adjusted net Tax year Prior 3 years

income from Part I or the minimum ( a) 2013 (b) 2012 ( c) 2011 (d) 2010 (e) Total

investment return from Part X for

each year listed 188 , 847. 195 , 719. 181 419 . 200 , 192 . 766 177.b 85%ofline2a 160 520. 166 361. 154 206. 170 163. 651 250.c Qualifying distributions from Part XII,

line4foreachyearlisted 668 246 . 687 897 . 652 724. 622 121. 2 , 630 , 988.d Amounts included in line 2c not

used directly for active conduct of

exempt activities 0. 0. 0. 0 . 0.e Qualifying distributions made directly

for active conduct of exempt activities.

Subtract line 2d from line 2c 668 246 . 687 897. 652 724. 622 121. 2 , 630 , 988.3 Complete 3a , b, or c for the

alternative test relied upon:a "Assets' alternative test - enter:

( 1) Value of all assets 9 , 67 4 906. 9 , 315 , 955. 10 , 181 , 625. 29 , 172 , 486.(2) Value of assets qualifying

under section 4942(j)(3)(B)(i) 0.

b "Endowment' lternative test - enter2/3 of minimum investment returnshown in Part X , line 6 for each yearlisted 340 273. 311 767 . 299 234. 317 960. 1 , 269 , 234.

c "Support' alternative test - enter:

(1) Total support other than grossinvestment income ( interest,dividends, rents, payments onsecurities loans (section512(a)(5 )), or royalties) 0.

(2) Support from general publicand 5 or more exemptorganizations as provided insection 4942 ( I)(3)(B)(ui) 0.

(3) Largest amount of support from

an exempt organization 0.

( 4 ) Gross investment income 0.Part XV Supplementary Information (Complete this part only if the foundation had $5,000 or more in assets

at any time during the year-see instructions.)

1 Information Regarding Foundation Managers:

a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any taxyear ( but only if they have contributed more than $5 , 000). (See section 507(d)(2).)

James Rushtonb List any managers of the foundation who own 10% or more of the stock of a corporation ( or an equally large portion of the ownership of a partnership or

other entity ) of which the foundation has a 10% or greater interest.

None2 Information Regarding Contribution, Grant , Gift, Loan , Scholarship , etc., Programs:

Check here ►® if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. Ifthe foundation makes gifts, grants , etc. (see instructions ) to individuals or organizations under other conditions, complete items 2a, b, c, and d.

a The name , address, and telephone number or e-mail address of the person to whom applications should be addressed:

b The form in which applications should be submitted and information and materials they should include*

c Any submission deadlines:

d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors:

323601 10-10-13 Form 990-PF (2013)

Form990-PF 2013 James Rushton I Foundation 63-0955085 Part XV Supplementary Information (continued)

3 Grants and Contributions Paid Durin g the Year or Approved for Future Pa ment

Recipient If recipient is an individual,show any relationship to Foundation Purpose of grant or

Name and address (home or business) any foundation manageror substantial contributor

status ofrecipient

contribution Amount

a Paid dung the year

Childcare Resource Center

1904 1st Avenue North

Birmingham - AL 35203

eneral Operation

0 , 000.

Impact Alabama

1901 6th Ave N Ste 200

Birmingham - AL 35203

eneral Operation

1 , 000.

Total ► 3a 11 000 ,

b Approved for future payment

None

Total ► 3b 1 o

323611Form 990-PF (2013)

10-10-13

ti

ross amounts unless otherwise indicated Unrelate d business income Exclu ded by section 512, 513, or 514 (e).

gram service revenue:

(a)Businesscode

(b)Amount

Eict„-Sioncode

(d)Amount

Related or exemptfunction income

Parent tuition 44 , 642.Registration & activityfees 150.USDA reimb. income 16 , 654.Tuition subsidy AL Deptof Human Resources 4 221.Fees and contracts from government agencies

mbership dues and assessments

rest on savings and temporary cash

estments 14 84 , 043.idends and interest from securities 14 150 , 035.rental income or (loss) from real estate:

Debt-financed property

Not debt-financed property

rental income or (loss) from personal

perty

er investment income 14 365.

n or (loss) from sales of assets other

n inventory 18 302 , 053.income or (loss) from special events

ss profit or (loss) from sales of inventory

er revenue:

total. Add columns (b) , (d), and (e) 0. 1 1 536 , 49 6.

g

B

o

65 , 667.

Form 990-PF (2013) James Rushton I Foundation 63-0955085 Page12

Part XVI -A Analysis of Income - Producing Activities

Enter

1 Pro

a

b

c

d

e

f

92 Me

3 Int

my

4 Div

5 Net

a

b

6 Net

pro

7 0th

8 Gal

tha

9 Net

10 Gr

11 0th

a

b

c

d

e

12 Sub

13 Total Add line 12, columns (b), (d), and (e) 13 602,163.

(See worksheet in line 13 instructions to verify calculations.)

Part XVI- B Relationship of Activities to the Accomplishment of Exempt Purposes

Line NoV

Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of

the foundation's exempt purposes (other than by providing funds for such purposes).

1ABC Tuition & activity income is received for the provision of quality dacare services. Amount of tuition charged is based on the income of theparents

*1D Tuition subsidies are received from the Alabama Department of HumanResources and Childcare Resources to assist lower income parents withtuition expense.

32362110 10-13 Form 990-PF (2013)

Form990-PF 2013 James Rushton I Foundation 63-0955085 Pa g e 13Part XVII Information Regarding Transfers To and Transactions and Relationships With Noncharitable

Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of Yes No

the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

a Transfers from the reporting foundation to a noncharitable exempt organization of

(1) Cash la ( l ) X(2) Other assets la ( 2 ) X

b Other transactions:

(1) Sales of assets to a noncharitable exempt organization lb ( l ) X

(2) Purchases of assets from a noncharitable exempt organization lb ( 2 ) X

(3) Rental of facilities, equipment, or other assets lb ( 3 ) X

(4) Reimbursement arrangements lb ( 4 ) X

(5) Loans or loan guarantees lb ( 5 ) X

(6) Performance of services or membership or fundraising solicitations lb ( 6 ) X

c Sharing of facilities, equipment, mailing lists, other assets, or paid employees is X

d If the answer to any of the above is 'Yes; complete the following schedule. Column (b) should always show the fair market value of the goods, ot

or services given by the reporting foundation. If the foundation received less than fair market value in any transaction or sharing arrangement, sh

her ass

ow in

ets,

(a) Name of organization (b) Type of organization (c) Description of relationship

N/A

Under alt s of perjury, I declare that I have examined this return , including accompanying schedules and statements , and to the best of my knowledge

and b lief , it true , r t, ar] Complete Decl lion of preparer (other than taxpayer) is based on all information of which re arer has an knowled aMay the IRS discuss this

Sign `,/ IHere S

Signa tu re of officer or trustee Dat

Print/Type preparer's name Preparer's signature

Paid George H. Jones III 69"^rreparer Firm's name ► Jones & Kirkpatrick,Use Only

Firm'saddress ► 300 Union Hill Dr, Su'PIrn4rryhhmm AT. -4 ri')(1Q-

32362210-10-13

2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax - exempt organizations described

in section 501 ( c) of the Code (other than section 501(c)(3 )) or in section 5279 0 Yes ® No

h If 'Ypq " rmmnlptp the fnllnwtnn schedule

James Rushton I Foundation 63-0955085

Form 990-PF Interest on Savings and Temporary Cash Investments Statement 1

Source

Regions Bank - TrustDepartment

Total to Part I, line 3

(a) (b) (c)Revenue Net Investment Adjusted

Per Books Income Net Income

84,043.

84,043. 84,043. 84,043.

Form 990-PF Dividends and Interest from Securities Statement 2

Capital (a) (b) (c)Gross Gains Revenue Net Invest- Adjusted

Source Amount Dividends Per Books ment Income Net Income

Regions Bank -Trust Department 150,035. 0. 150,035. 150,035. 150,035.

To Part I, line 4 150,035. 0. 150,035. 150,035. 150,035.

Form 990-PF Other Income Statement 3

Description

Miscellaneous

Parent tuitionRegistration & activity feesUSDA reimb. incomeTuition subsidy AL Dept of HumanResources

Total to Form 990-PF, Part I, line 11

(a) (b) (c)Revenue Net Invest- Adjusted

Per Books ment Income Net Income

365. 365. 365.44,642. 0. 44,642.

150. 0. 150.16,654. 0. 16,654.

4,221. 0. 4,221.

66,032.

84,043. 84,043.

365. 66,032.

Statement(s) 1, 2, 3


Form 990-PF Legal Fees Statement 4

(a) (b) (c) (d)Expenses Net Invest- Adjusted Charitable

Description Per Books ment Income Net Income Purposes

Legal 2,380. 0. 0. 2,380.

To Fm 990-PF, Pg 1, In 16a 2,380. 0. 0. 2,380.

Form 990-PF Accounting Fees Statement 5



Accounting 8,815. 0. 0. 8,815.

To Form 990-PF, Pg 1, In 16b 8,815. 0. 0. 8,815.

Form 990-PF Taxes Statement 6



Foreign taxes 2,478. 2,478. 2,478. 0.Payroll taxes 32,332. 0. 0. 32,332.Income taxes 34,514. 34,514. 34,514. 0.

To Form 990-PF, Pg 1, In 18 69,324. 36,992. 36,992. 32,332.

Form 990-PF Other Expenses Statement 7



Fiduciary fees 68,249. 68,249. 68,249. 0.Payroll expenses (admin) 6,240. 0. 0. 6,240.Assistance 3,450. 0. 0. 3,450.Computer expenses 4,705. 0. 0. 4,705.Cleaning & maintenance 3,243. 0. 0. 3,243.

Statement(s) 4, 5, 6, 7

James Rushton I Foundation

Equipment

FoodGeneral suppliesInsuranceMiscellaneousLicensesOffice suppliesPartner program - WoodlawnFoundationPartner program - Park PlacePostageProgramsSpecial occasionsStaff developmentTeaching suppliesTelephoneWaterBank chargesSeminarsWebsite

To Form 990-PF, Pg 1, In 23

63-0955085

3,044. 0. 0. 3,044.21,108. 0. 0. 21,108.7,950. 0. 0. 7,950.

89,810. 0. 0. 89,810.-3,269. 0. 0. -3,269.

523. 0. 0. 523.1,452. 0. 0. 1,452.

4,971. 0. 0. 4,971.62,902. 0. 0. 62,902.

209. 0. 0. 209.18,687. 0. 0. 18,687.1,535. 0. 0. 1,535.

24,170. 0. 0. 24,170.2,415. 0. 0. 2,415.4,015. 0. 0. 4,015.2,739. 0. 0. 2,739.

41. 0. 0. 41.524. 0. 0. 524.450. 0. 0. 450.

329,163. 68,249. 68,249. 260,914.

Form 990-PF U.S. and State /City Government Obligations Statement 8

DescriptionU.S. Other

Gov't Gov't Book Value

487,255.

487,255.

487,255.

Fair MarketValue

US Govt Obligations X

Total U.S. Government Obligations

Total State and Municipal Government Obligations

Total to Form 990-PF, Part II, line 10a 485,117.

Form 990-PF Corporate Stock Statement 9

Description

Corporate Stock

Total to Form 990-PF, Part II, line 10b

485,117.

485,117.

Book Value

5,570,033.

5,570,033.

Fair MarketValue

8,015,417.

8,015,417.

Statement(s) 7, 8, 9


Form 990-PF Corporate Bonds Statement 10

Fair MarketDescription Book Value Value

Corporate Bonds

Total to Form 990-PF, Part II, line 10c

912,203. 949,670.

912,203. 949,670.

Form 990-PF Mortgage Loans Statement 11

Fair MarketDescription Book Value Value

Agencies 394,663. 403,410.

Total to Form 990-PF, Part II, line 12 394,663. 403,410.

Form 990-PF Other Investments Statement 12

Valuation Fair MarketDescription Method Book Value Value

Other COST 361,110. 363,229.

Total to Form 990-PF, Part II, line 13 361,110. 363,229.

Form 990-PF Other Liabilities Statement 13

Description BOY Amount EOY Amount

Payroll liabilities 0. 3,299.

Total to Form 990-PF, Part II, line 22 0. 3,299.

Statement (s) 10, 11, 12, 13


Form 990-PF Summary of Direct Charitable Activities Statement 14

Activity One

Cooperative work toward establishment of a mutual supportcommunity; includes activities to bolster community prideand involvement for the Metroploitan Garden residents andformer residents who are included in the Ambit of the HopeVI project.

To Form 990-PF, Part IX-A, line 1

Expenses

335,293.

Form 990-PF Summary of Direct Charitable Activities Statement 15

Activity Two

Operation of a child development center for ages 6 weeks to3 years old to provide affordable day care to low incomeparents to facilitate their ability to be in the work forcerather than on government subsidies. Tuition is based on theparents income.

To Form 990-PF, Part IX-A, line 2

Expenses

401,205.

Statement(s) 14, 15

TRANSACTION SUMMARY

ACCOUNT STATEMENT PAGE 2

ACCOUNT NUMBER 1055000897

STATEMENT PERIOD JANUARY 01, 2013 THROUGH DECEMBER 31, 2013

BALANCES BEGINNING OF PERIOD

PRIOR ACCRUALSUNREALIZED APPRECIATION THIS PERIODCURRENT ACCRUALSBUYSCASH MANAGEMENTDISTRIBUTIONSDIVIDENDSEXPENSESINTEREST-TAXABLEMISCELLANEOUSSALESREALIZED GAIN/LOSSNON CASH ASSET CHANGES

BALANCES END OF PERIOD

DETAIL LISTING OF INCOME ASSETS

DESCRIPTION

CASH AND EQUIVALENTS

999990484

REGIONS TRUST CASH SWEEP

TOTAL CASH AND EQUIVALENTS

TOTAL INCOME ASSETS

DETAIL LISTING OF PRINCIPAL ASSETS

COST BASIS MARKET VALUETOTAL CASH EXCLUDING CASH INCLUDING CASH

0 00 8,175,089 04 9,109,806 82

24,981 06-963,038 1723,567 17

1,578,235 15- 1,578,235 15 1,578,235.15-154,380 12- 154,380 12 154,380 12-682,000 00- 0 00 682,000 00-148,229 42 0 00 148,229 4268,249 35- 0 00 68,249 35-81,679 95 0 00 81,679.95

364 94 837 83 364 942,252,590 31 1,950,679. 99- 2,252,590.31

302,053 16822 60 99,523.32

0 00 7,957,862 15 10,473,007 58

EST ANNUALMARKET TAX INCOME/ CURRENTVALUE COST ACCRUED INC YIELD

17,249 96 17,249 96 1 72 0 01

0 14

17,249 .96 17,249.96 1.72 0.01

0.14

17,249 .96 17,249.96 1.72 0.01

0.14

DESCRIPTION

CASH AND EQUIVALENTS

999990484

REGIONS TRUST CASH SWEEP

TOTAL CASH AND EQUIVALENTS

EST ANNUALMARKET TAX INCOME/ CURRENTVALUE COST ACCRUED INC YIELD

I ncomcr 145h

215,347 04 215,347 04

215,347 . 04 215,347.04

7,-3.7- 6.1-1. co

21 53 0 01

1 79

21.63 0.011.79

01/0112014 #36

v 4kACCOUNT STATEMENT PAGE 3



DETAIL LISTING OF PRINCIPAL ASSETS (CONTINUED)

EQUITY DIVERSIFICATION SUMMARY

SECURITY SUBCLASS MARKET VALUE PERCENT

0 COMMON STOCK 4, 802, 293 22 59. 9%

INTERNATIONAL 1,253,789 63 15 6%

MISCELLANEOUS 1, 959, 334. 50 24 5%

Total 8,015.417.35 100.0%

EST ANNUALMARKET TAX INCOME/ CURRENT

DESCRIPTION TICKER SHARES VALUE COST ACCRUED INC YIELD

EQUITIES

025816109

AMERICAN EXPRESS CO AXP 1, 250.000 113,412.50 62 , 118.92 1 , 150 00 1.01

032511107

ANADARKO PETROLEUM CORP APC 1, 000.000 79 , 320.00 71 , 980.80 720 00 0 91

037833100

APPLE INC AAPL 275 000 154 , 280.50 150 , 247.68 3 , 355 00 2 17

052769106

AUTO DESK INC ADSK 1, 250.000 62 , 898.75 45,136.63

09247X101

BLACKROCK INC BLK 175. 000 55 , 382 25 28,659 55 1,176 00 2 12

126650100

CVS/CAREMARK CORPORATION CVS 1, 600 000 114,512 00 57 , 876 59 1,760 00 1 54

166764100

CHEVRON CORP CVX 1, 000 000 124 , 910 00 83,887.10 4,000 00 3 20

17275R102

CISCO SYSTEMS INC CSCO 2, 000 000 44,860 00 38 ,276 87 1 ,360 00 3 03

172967424

CITIGROUP INC RR C 2 .600 000 135 . 486 00 129 . 940 82 104 00 0 08

01/01/2014 #36






DESCRIPTION TICKER SHARES VALUE COST ACCRUED INC YIELDR.^,.f..^.^ yy -• _ .•^^ ^a'

r^^'^-.ti-

AYCOMMON STOCK

`:f ^X ,a,y-. P' _ 'T- p.,^,.- E ._ ' f,F.R E s

^ .. . cty; _a ra,_vu i..^ayc'i,

^_ y^S^

f

177376100

CITRIX SYSTEM INC CTXS 800 000 50,600 00 48,162 56

235851102

DANAHER CORP DEL - DHR 1. 400 000 108,080 00 76 . 399 96 140 00 0 13

35 00

254687106

WALT DISNEY CO DIS 1,500 000 114 , 600 00 75 , 047 10 1 , 290 00 1 13

1,290.00

268648102

EMC CORP MASS EMC 1 .800 000 45 ,270 00 24, 150.40 720 00 1 59

30219G108

EXPRESS SCRIPTS HOLDING CO ESRX 1, 500 000 105 , 360.00 93,163 80

30231G102

EXXON MOBIL CORP XOM 1 ,100 000 111 ,320.00 85 ,701.75 2,772.00 2 49

345370860

FORD MOTOR COMPANY COM PAR $0. 01 F 5,250.000 81 .007 50 77 ,195 66 2 . 100 00 2.59

369604103GENERAL ELECTRIC CO GE 4.000 000 112,120 . 00 73 ,435.15 3 ,520 00 3.14

880 00

375558103GILEAD SCIENCES INC GILD 900.000 67, 590.00 46,682.82

38259P506GOOGLE INC CLA GOOG 65 000 72, 846.15 38,098 57

438516106

HONEYWELL INTERNATIONAL INC HON 1. 200 000 109 , 644 00 92 , 688 18 2,160 00 1 97

458140100

INTEL CORP INTC 3,000 000 77, 865 00 71,382.15 2 ,700.00 3 47

461202103

INTUIT INC INTU 750 000 57,240 00 47, 512 80 570 00 1 00

46625H100

J P MORGAN CHASE & CO JPM 1.850 000 108 , 188 00 75,185.98 2.812 00 2.60

478160104

JOHNSON B JOHNSON JNJ 1.100 000 100,749 00 71.256 13 2, 904 00 2 88

01/01/2014 #36



STATEMENT PERIOD JANUARY 01. 2013 THROUGH DECEMBER 31. 2013



DESCRIPTION TICKER SHARES VALUE COST ACCRUED INC YIELD. "^_ ' '"""""," '-'- -- ` ` - - -- _ - - . . . r---•-^?^ "- ^,y + ^ ,-^ ' ^-n,F ^ :^r - --.mar: -- _

GOMINION:;STOCK;; k y -, F'f"., , _,^-R x ^- . -rr--

-s"- r- - W-0-0,

548661107

LOWE'S COMPANIES INC LOW 2,200 000 109.010 00 71,302 00 1,584 00 1 45

580135101

MCDONALDS CORP MCD 475 000 46.089 25 44,632 57 1, 539 00 3.34

58155Q103

MCKESSON CORP MCK 850 000 137,190 00 90,544 64 816 00 0.59

204.00

58933Y105

MERCK & CO. INC NEW MRK 1.9D0 000 95 . 095 00 66 ,438.70 3,344.00 3 52

836 00

65339F101

NEXTERA ENERGY. INC. NEE 1 . 100 000 94.182 00 60 , 261 85 2,904.00 3.08

68389X105

ORACLE CORPORATION ORCL 2. 850 000 109 , 041.00 59 , 935 10 1 , 368.00 1.25

713448108

PEPSICO INC PEP 1 , 150 000 95 ,381 00 73 ,200.52 2 , 610.50 2 74652.63

718172109

PHILIP MORRIS INTERNATIONAL INC PM 1,500 000 130.695 00 86 . 830 63 5,640.00 4.321,410.00

718546104

PHILLIPS 66 PSX 1 ,500.000 115 , 695 00 87 , 645 14 2,340.00 2.02

74005P104

PRAXAIR INC PX 750 000 97,522 50 76,153 23 1 ,800.00 1.85

742718109PROCTER BGAMBLE CO PG 1,200 000 97,692 00 76,133 53 2, 887.20 2.96

743674103PROTECTIVE LIFE CORP PL 3,877 000 196 ,408 82 428 30 3,101.60 1.58

747525103

QUALCOMM INC QCOM 1,350 000 100 ,237 50 55,579 74 1, 890.00 1.89

806857108

SCHLUMBERGER LTD SLB 1,175 000 105, 879 25 81 .444 80 1, 468.75 1.39

367.19

855244109

STARBUCKS CORP SBUX 650 000 50,953 50 45,985 42 676 00 1 33

01/01/2014 #36

. } ACCOUNT STATEMENT PAGE 6






_^^;.7.='•-^^`^^""-

863667101

STRYKER CORP SYK 750 000 56,355 00 35 , 153 72 915 00 1 62

228 75

872540109

TJX COS INC NEW TJX 850 000 54 ,170 50 43,657 36 493 00 0 91

87612E106

TARGET CORP TGT 1, 375.000 86 , 996.25 79 ,777 50 2,365 00 2 72

882508104

TEXAS INSTRS INC TXN 2,300 000 100 . 993 00 63 , 060.94 2 .760 00 2.73

883556102

THERMO FISHER SCIENTIFIC, INC TMO 500. 000 55 , 675.00 18 . 664 10 300 00 0 54

75 00

88579Y101

3M CO MMM 850.000 119 , 212.50 66,219.76 2 , 907 00 2 44

886547108TIFFANY & CO TIF 625. 000 67,987.50 36,035 69 850 00 1.47

212 50

89417E109

TRAVELERS COMPANIES. INC. TRV 550.000 49,797. 00 25 , 118.80 1 , 100.00 2 21

907818108

UNION PAC CORP UNP 300.000 50 , 400.00 46,976 . 98 948.00 1 88237 00

913017109

UNITED TECHNOLOGIES CORP UTX 600.000 68 , 280.00 35,395.52 1,416 00 2.07

92343V104

VERIZON COMMUNICATIONS VZ 1,000. 000 49 , 140.00 28 , 342.85 2.120 00 4 31

92826C839VISA INC - CLASS A SHRS V 475. 000 105 ,773.00 41,810 45 760 00 0 72

949746101

WELLS FARGO & CO WFC 3, 500 000 158,900.00 119 .070 50 4, 200 00 264

TOTAL COMMON STOCK SUB- 4,802 , 293.22 3,279,988.31 90 , 416.05 1.88

TOTAL 6,428.07

INTERNA+TIQNAL.,nt ' _ Vie..,-•, ,^•-^,---^ ^,.''}^ ^ - _ e ^'. s- ^• i';, `^^ :s^• `"fit -, s?'., •^c^sT"''

464287234

ISHARES MSCI EMERGING MARKETS EEM 2,000 000 83 . 590 00 87 , 980 00 1 ,716 00 2 05ETF

01/01/2014 #36

''" ACCOUNT STATEMENT PAGE7






°INTERNATIONAL'^^'^•,- ^^^ ..<^^.._." ---- . ^_...==^;--'-.:^y- "- -- -a^. _-^•..;.t.^ r^;s."',-^:.r^>^•r=:.: ;'-^:::':;:J

464287465

ISHARES MSCI EAFE ETF EFA 14.475 000 971.200 13 817,000 50 24.650 93 2 54

G1151C101

ACCENTURE PLC SEDOL #13413NMY3 ACN 1.225 000 100 . 719 50 86 , 139 67 2 , 278 50 2 26ISIN #IEOOB4NMY34

G491BT10B

INVESCO LTD IVZ 2,700 000 98,280 00 87,741 76 2 , 430 00 2 47

TOTAL INTERNATIONAL SUB- 1 , 253,789 . 63 1,078 , 861.93 31 , 076.43 2.48TOTAL 0.00

.;,:^-,^^' ----. °MIS^CEL^L^i4NE©fJS.i.s.^^ ` ',"^'i'k,^r• _:a'-` f ^^'=^+•7^= .^'- ,^.` - --^'", F, ;,

464287507

ISHARES CORE S&P MID-CAP ETF IJH 7,250 . 000 970 , 122 50 609 , 389.32 12 , 528.00 1 29

464287655ISHARES RUSSELL 2000 ETF IWM 8,575 000 989,212 00 601,793. 50 12 ,125.05 1 23

TOTAL MISCELLANEOUS SUB- 1,959,334 . 50 1,211,182.82 24 , 60.05 1.26TOTAL 0.00

TOTAL EQUITIES 8,015 , 417.35 6 , 570,033.06 146 , 144.63 1.826,428.07

BOND QUALITY SUMMARY

MOODY'S QUALITY RATING

Aaa

Aal

Aa2

Aa3

Al

A2

A3

Baal

Baa2

All Others-Combined

Total

MARKET VALUE PERCENT

643, 687 . 37 29. 9%

22, 239 . 85 1.0%

68, 871 .03 3.2%

68, 552 . 54 3. 2%

180, 384.98 8.4%156, 135.87 7.3%112, 988.18 5.3%245, 719.75 11.4%

274, 517.69 12 8%376, 146. 80 17. 5%

2,149,244.06 100 0%

01/01 /2014 #36

.1,ACCOUNT STATEMENT PAGE 8




BOND MATURITY SUMMARY

YEARS TO MATURITY PAR VALUE PERCENT

m LESS THAN 5 YEARS

gnTri5-10 YEARS

10-20 YEARS

20-30 YEARS

Total

1, 036. 000.00 51.4%

588, 874 42 29 2%

51,235 03 2 6%

338, 433. 46 16 8%

2, 014, 542 . 91 100.0%

AVERAGE TIME TO MATURITY: 9.8 YEARS CURRENT YIELD: 3.61%

EST ANNUAL YIELDMARKET TAX INCOME/ CURRENT/

DESCRIPTION RATING PAR VALUE VALUE COST ACCRUED INC MATURITY

FIXED

001055AC6AFLAC INC DTD 5/21/09 8.5% A3 18,000.000 22,989 60 22,482 12 1,530.00 66605/15/2019 195.50 2.89

00206RAM4

AT&T INC DT0 05/131085.6% A3 20,000 000 22.712 20 20.392 42 1,120.00 4.9305/15/2018 143.11 2.32

0258M0DA4AMERICAN EXPRESS CREDIT CORP A2 22.000.000 22,766 92 22,481 50 605.00 2.66SERIES: MTN DTD 09/13/2010 2.75% 178 14 0.6909/15/2015

03523TBA5ANHEUSER-BUSCH INBEV WOR DTD A3 22,000.000 22,902 00 22,122 10 632.50 2.7601/27/2011 2 875% 021152016 238.94 0.92

037833AJ9

APPLE INC DTD 05/03/2013 1% Aa1 23.000.000 22,239 85 22,970 85 230.00 1.0305/03/2018 37.06 1.80

126408GN7CSX CORP DTD 3/27/08 6 25% Baal 22,000 000 23,514 48 24,779 01 1.375 00 5.85

04/01/2015 343.75 0 71

12673PAC9

CA INC DTD 11/13/09 5 375% Baal 20,000.000 22,238 60 20,485 34 1,075.00 48312/01/2019 89 58 3.28

149123BQ3CATERPILLAR INC DTD 12/05/08 A2 35,000 000 43,866 20 41,220 51 2,765 00 6 307 9% 12/15/2018 122 89 2 44

01/01/2014 #36

. V




DETAIL LISTING OF PRINCIPAL ASSETS ( CONTINUED



OPORATES,:

pill_ rti-,a " 1

17275RAC6

CISCO SYSTEMS INC CALLABLE 55% Al 21 , 000 000 23 , 102 73 24,092 70 1 , 155 00 500

02/22/2016 413 88 0 78

172967GGO

CITIGROUP INC DTD 01 / 10/2013 Baal 23,000 000 23,076 36 23,076 36 287 50 1 25

1 25% 01/15/2016 132 57 1 08

20030NAZ4

COMCAST CORP DTD 06/ 18/09 5 7% A3 19,000 . 000 21 . 959 63 19 , 400 08 1,083 00 493

07/012019 541.50 2 64

25459HAN5

DIRECTV HOLDGS/FING DTD Baal 22,000 000 22.725 34 22,850.46 781 00 3 4403/112010 3 55% 03/15/2015 229.96 0 80

25459HAY1

DIRECTV HOLDGS/FING DTD Baa2 22,000.000 23 , 093.18 23 , 465 90 770 00 333

03/102011 3 5% 03/01/2016 256 67 1 17

26441 CAGO

DUKE ENERGY CORPORATION DTD Baal 22 . 000.000 22 , 546.70 22 , 016 75 473 00 2.1011/172011 2 15% 11/152016 60 44 1.27

369622SM8

GENERAL ELECTRIC CAPITAL CORP A2 21,000.000 23,491.02 21 , 384.76 1 , 113 00 4 74DTD 02/11/11 5 .3% 02/112021 432.83 3 41

38141EA25

GOLDMAN SACHS GROUP INC DTD Baal 19,000 . 000 23 , 141 43 20 , 991 42 1 , 425.00 6.16215/09 7 .5% 02/15/2019 538 33 2.89

38141EA33

GOLDMAN SACHS GROUP INC DTD Baal 22,000 . 000 22 , 392 92 22 , 592.19 1,320 00 5.895/6/09 6% 05/012014 220.00 0 62

42809HAB3

HESS CORPORATION DTD 2/3/09 Baa2 18 , 000 000 22 , 357.98 21 , 578 10 1 , 462 50 6 548.125% 02/ 15/2019 552 50 2.99

428236BE2HEWLETT-PACKARD CO DTD Baal 22 , 000.000 22 , 484.22 22 , 061.74 484.00 2 1512/02/2010 2 2% 12/01/2015 40 33 1.04

458140AJ9

INTEL CORP DTD 09/ 192011 3 .3% Al 23,000 000 22,850 . 27 22,984.93 759 00 3 32

10/01/2021 189 75 3 40

459200GX3

INTERNATIONAL BUSINESS MACHINES Aa3 44 , 000.000 45 , 203 40 45,549 96 858 00 1 90

DTD 07222011 1 95% 07/22/2016 378 95 0 87

46625HHL7

J P MORGAN CHASE 8 CO DTD A3 19 ,000 000 22 ,424 75 19, 037.50 1 ,197 00 534

0423/09 6 3% 04/232019 226 10 2 64

50075NBB9

MONDELEZ INTERNATIONAL DTD Baal 22, 000 000 23 ,323 52 22 ,046 11 907 50 3 89

02/082010 4 125% 02/09/2016 357 96 1 22

01/01/2014 #36







=CORPORATES `.: 7= 3; _ tx .xY `; ;, e, • `..: ;R

,.

50076QAK2

KRAFT FOODS INC DTD 12/042012 Baal 23,000 000 23,292 10 23 , 414 26 373 75 1 60

1 625% 06/04/2015 28 03 0 73

565849AJ5

MARATHON OIL CORP DTD 10/29/2012 Baal 21 . 000 000 21 , 017 43 20 , 993 31 189 00 0 90

.9% 111012015 31 50 0 85

59018YN64MERRILL LYNCH & CO INC SERIES Baal 19 , 000 000 22 , 465.03 19 . 187.24 1 , 306.25 5 81

MTN DTD 0425/08 6.875% 239 48 2.40

04/25/2018

59022CAJ2MERRILL LYNCH & CO 6.11% Baa3 22,000 000 23,726 34 20 , 866.90 1 , 344.20 5 67

01/29/2037 567 55 5 50

61747YCJ2MORGAN STANLEY SERIES MTNDTD Baal 21,000 000 23,870 . 49 21 , 028 11 1 , 181.25 4 95

9/23/09 5.625% 09/23/2019 321.56 3.01

61747YCK9MORGAN STANLEY DTD 11202009 Baa2 22 , 000.000 22 , 699 60 22 , 812 27 924 00 4.07

4 2% 11202014 105.23 0.60

68389XAC9ORACLE CORPORATION DTD 04/09/08 Al 19 , 000.000 21 ,955.83 19 , 436.97 1,092.50 4.98

5.75% 04/15/2018 230 64 1.95

693390700PIMCO TOTAL RETURN INSTL FD #35 2,000.000 21 , 380 00 20,360.00 552 . 00 2.58

46.00

717081DB6PFIZER INCDTD324/096.2% Al 19,000 . 000 22 , 523.17 21,609.66 1 , 178.00 5.23

03/15/2019 346 . 86 2.39

74432QBP9PRUDENTIALFINANCIALDTD Baal 21 , 000.000 22 , 528.59 21 , 027.01 945 . 00 4.19

11/18/2010 4 .5% 11/15/2020 120 75 3 31

867914BE2

SUNTRUST BKS INC DTD 11/012011 Baal 21 , 000.000 22,081.92 20,996.31 735 . 00 3.33

3.5% 01202017 328.71 1.76

87612EAP1TARGETCORP CALLABLE 5.375% A2 20 , 000.000 22 , 481.00 19 , 612 71 1 , 075 00 4 78

05/01/2017 179 17 1 54

88732JAL2

TIME WARNER CABLE 675% Baa2 20 , 000 000 22,428 80 22,311 25 1,350.00 6 02

07/01/2018 675 00 3 79

89233P5F9TOYOTA MOTOR CREDIT CORP SERIES Aa3 23 , 000 000 23,349 14 23 , 057 26 782 00 3 35

MTN DTD 09/152011 3 4% 230 26 3 18

09/15/2021

" Rating Not Available

01/01 12014 #36

ACCOUNT STATEMENT PAGE11


STATEMENT PERIOD JANUARY 01. 2013 THROUGH DECEMBER 31. 2013



DESCRIPTION RATING PAR VALUE VALUE COST ACCRUED INC MATURITY'.^TS^ ! ,,1, yn^w.°

`GOF2P012ATE=^_

92343VAW4

VERIZON COMMUNICATIONS DTD Baal 20.000 000 21 , 958 60 20 , 837 11 1 , 200 00 5.4603/282011 6% 04/01/2041 300 00 5 31

WAL MART STORES INC DTD Aa2 19,000 000 22,835 15 25. 363 93 1,178 . 00 5.16

04/15/2008 6 2% 04/ 15/2038 248.69 4.79

TOTAL CORPORATES SUB- 949 , 669.79 912 , 203.59 39,906 . 45 4.20

TOTAL 9, 968.73

1- 'fi J- fir-'K - -' Y• ^•7 ie _. w r .a

F,. <a^..^ss_YU, Mimi=

912810EQ7UNITED STATES TREASURY 6.25% Aaa 52 , 000 000 66 .795 56 64, 083 31 3 , 250 00 4 8708/15/2023 1 , 227.58 2.85

912810RB6

UNITED STATES TREASURY DTD Asa 53, 000.000 42,954 91 43.696 48 1,523.75 3.5505/15/2013 2 875% 05/15/2043 197.83 3.97

912828PC8UNITED STATES TREASURY N/B DTD Aaa 87,000 . 000 88 , 413 75 88 , 278 16 2,283.75 2.5811/15/2010 2 .625% 11/15/2020 296.51 2.37

912828PJ3UNITED STATES TREASURY DTD Aaa 177, 000 000 180,423.18 181 , 300 61 2 , 433.75 1.3511/30/2010 1.375% 11/30/2015 213.96 0.36

912828QV5UNITED STATES TREASURY INFLATION Aaa 63 , 214.300 64 .167 57 66, 393 63 395.09 0.62INDEX BOND DTD 07/29/2011 .625% 182 . 51 0.4207/15/2021

91282BVB3UNITED STATES TREASURY OTD Aaa 47,000 000 42,362 51 43 ,503.53 822 . 50 1.9405/15/2013 1 .75% 05/15/2023 106.79 2.96

TOTAL TREASURIES SUB- 485 ,117.48 487,255.72 10 ,708.84 2.21

TOTAL 2 ,225.18

N .11 :,'^-•e

31359MH89FEDERAL NATIONAL MORTGAGE ASSN Aea 41 ,000 . 000 45 .061 87 42 ,646 87 2,050 00 4 555% 03/15/2016 603 61 0 48

31371MCF2

FEDERAL NATIONAL MORTGAGE ASSN 9,476 110 10 .427 61 9, 911 41 521 19 5 00POOL# 255770 5 5% 07/01/2035 43.43 2.75

3137EACHO

FEDERAL HOME LOAN MTG CORP DTD Aea 66 , 000 000 67 ,929 84 70, 503 12 1 . 897 50 2 7901/072010 2.875% 02/09/2015 748 46 0 23

929903DT6

WACHOVIA CORP DTD 06/08/07 5 75% A2 19 , 000.000 21 .673 30 19.226 48 1 , 092 50 50406/15/2017 48 56 1.55

931142CM3

'* Rating Not Available

01/01/2014 #36

' Y




DETAIL LISTING OF PRINCIPAL ASSETS (CONTINUED



'AGENCIE-S^`.'_,_° '--.__E <-z'=^Y'=^"^' 1~'•4» i _ _ - f'",^-v_ _--^ -rW- *

^. rt="" .?.`' =n?-.^.-i^^ru;•^- rx_ {

03, ::.il:'m 'tis:" < _.T'^ ; ;`_L•: - - ,..!

3138A7FR4

FEDERAL NATIONAL MORTGAGE ASSN 19. 080 740 19 , 653.93 19 ,742 59 763 23 3 88

POOL #AH5575 DTD 02/01/2011 4% 63 60 3 45

02/01/2041

3138A8SR8

FEDERAL NATIONAL MORTGAGE ASSN 16, 521 440 17 , 513.06 17.357 84 660 86 377

POOL #AH6827 DTD 03/01/2011 4% 55 07 2 35

03/01/2026

3138EGNK6

FEDERAL NATIONAL MORTGAGE ASSN '• 10,397 200 11,044 . 84 11 , 060 01 467 87 4 24

POOL #AL0393 DTD 06/01 /2011 4 5% 38 99 3 32

06/01/2041

3138MFTC1

FEDERAL NATIONAL MORTGAGE ASSN •' 22, 396 610 22,271.19 22 . 344.12 783 88 3 52

POOL #AQ0546 DTD 11/01 /2012 3 5% 65 32 358

11/01/2042

31402C4H2

FEDERAL NATIONAL MORTGAGE ASSN •' 30,106 . 750 33 , 173.72 29,970.33 1,655.87 4 99POOL #725424 DTD 04/01 /04 5 5% 137 99 2 82

04/01/2034

31402DDB3FEDERAL NATIONAL MORTGAGE ASSN •• 4.859.560 5,347 . 36 4,816.27 267 28 5 00POOL #725598 DTD 06/012004 5 5% 22 27 2 89

07/01/2034

31402RFV6FEDERAL NATIONAL MORTGAGE ASSN 15,154 . 490 16 , 460.96 16 , 345.56 757 72 4 60POOL #735580 DTD 05/01/05 5% 63 14 2 6406/01/2035

31402RJ26

FEDERAL NATIONAL MORTGAGE ASSN 4,441 . 200 4 , 803.07 4,736.13 244 27 5 09POOL #735681 5 5% 07/01/2020 20 36 1 36

31403CXG1

FEDERAL NATIONAL MORTGAGE ASSN '• 18 . 285.460 19 , 675.89 17,665 .47 914 27 4 65POOL #745079 DTD 11/01 /05 5% 76 19 1 64

12/01/2020

31406JRU9

FEDERAL NATIONAL MORTGAGE ASSN '• 2,981 890 3,208.13 3,124 47 149 09 4 65POOL#811499 5% 09/01/2020 12 42 1 65

31408DA87

FEDERAL NATIONAL MTG ASSN POOL 2.369 050 2,551.80 2 , 352.96 118 45 464#847931 5% 12/01/2020 9 87 1 68

31409JJG6

FEDERAL NATIONAL MORTGAGE ASSN 9 ,992.760 11,091 16 10 , 578 27 599 57 5 41

POOL #872463 6% 06/01 /2036 49 96 2 53

3141OFSS5

FEDERAL NATIONAL MORTGAGE ASSN 11 .454 430 12 , 720 95 11 . 540 33 687 27 5 40

POOL #888029 6% 12/01 /2036 57 27 2 51


01/01 /2014 #36






DESCRIPTION RATING PAR VALUE VALUE COST ACCRUED INC MATURITY^.+^y,, .^°K-pc•,,a, ,-..^yy,.._.. .--...,g,..-.^.-^v^"a^i'^`^^°^7°_2a""' ^'c ^ ' j`_^''^_9^^7:5„ ^? '^.a*^^4"`-^ ,. ^y;^ _

=="-y^- ^; ^^' (l^R, .S ... ?, ^<_.i. .' y''S;7:^e^-SyNGIESe :^ .^^l r 'i -v'^ w`1^•- - = "-AGE ^r; "

-_ _ ,, ,_ _ _ b,.,^ .4 3y j

31410GJW4

FEDERAL NATIONAL MORTGAGE ASSN 8 , 582 520 9 . 414 25 8 . 551 68 472 04 5.01

POOL # 888677 5 5% 39 34 1 7708/01/2022

31412XV35

FEDERAL NATIONAL MORTGAGE ASSN 8 , 065 710 8.931 97 8.150 14 483 94 5 42

POOL #938134 OTD 06/01 /07 6% 40 33 2 60

07/01/2037

31413YRR4

FEDERAL NATIONAL MORTGAGE ASSN 6,623 610 7.327 37 6,670 17 397.42 5.42

POOL #959596 DTO 11/01 /07 6% 33 12 2.6511/01/2037

31416RBE2FEDERAL NATIONAL MORTGAGE ASSN 9 , 690 . 860 9 , 979 65 10 24960 387.63 3.88POOL #AA7236 DTD 05/01/2009 4% 32 30 3 4006/01/2039

31418AFC7

FEDERAL NATIONAL MORTGAGE ASSN 17,889 900 18,276 . 86 18 , 734.07 536 . 70 2.94

POOL #MA1062 DTD 04/012012 3% 44.72 2 47

05/01/2027

31418UEEO

FEDERAL NATIONAL MORTGAGE ASSN 9,609 . 430 10,184.55 10,237.04 432.42 4.25POOL # A06432 DTD 06/012010 36.04 3.314.5% 06/01/2040

31419BCTO

FEDERAL NATIONAL MORTGAGE ASSN 18,861 470 18 , 758 11 19 , 919.48 660 . 15 3.52POOL #AE0981 DTD 02/01/20113.5% 55 01 3.5803/01/2041

31419DMQ1

FEDERAL NATIONAL MORTGAGE ASSN 16,823 690 17,601 . 62 17 , 454.59 588.83 335POOL #AE3066 DTD 09/012010 3.5% 49.07 2.1809/01/2025

TOTAL AGENCIES SUB- 403,409.76 394,662.62 16 , 497.45 4.09TOTAL 2 , 397.88

055451AN8

BHP BILLITON FIN USA LTD DTD Al 46 , 000 000 46 , 252 08 45,981 61 460.00 0 9902/24/2012 1% 02/24/2015 162 28 0 52

06739GBB4

BARCLAYS BANK PLC DTD 04/072010 A2 21 , 000 000 21 , 857 43 21.024 92 819.00 3 753 9% 04/07/2015 191 10 0 66

22546QAA5

CREDIT SUISSE NEW YORK DTD Al 43 , 000 000 43,700 90 45 , 296 80 2 , 365.00 5 415/4/09 5 5% 05/01/2014 394.17 0 59


01/01/2014 #36





EST ANNUAL YIELDMARKET TAX INCOME! CURRENT!


IN-, EL"

NECLUS

3128M74W3

FEDERAL HOME LOAN MTG CORP POOL 9,710930 10 , 287 76 10 , 354 28 436 99 4 25

#605937 DTD 07/01 /2010 4 5% 36 42 3 3408101/2040

3128M7KV7

FEDERAL HOME LOAN MTG CORP POOL 11,357 600 12.248 72 12,307 02 567 88 464#605408 DTD 04/01 /2009 5% 47 32 3 2012/01/2036

312943WG4FEDERAL HOME LOAN MTGE CORP POOL 17.595 200 18.085 93 18 , 887 38 703 81 3 89

#A95147 DTD 11/01 /2010 4% 58.65 3 4911/01/2040

68323AAE4ONTARIO (PROVINCE OF) DTD Aa2 46.000.000 46 , 035.88 46 , 073 94 632 . 50 1.3701/27/2011 1 375% 01 /272014 270 57 0 29

71645WAP6PETROBRAS INTL FIN CO DTD Baal 43,000 000 44,244 42 44 , 897.92 2 , 472.50 5.5910/30/09 5.75% 01 /20/2020 1,105 76 5.19

78011DAC8ROYAL BANK OF CANADA DTD Aaa 46,000 000 45,578.18 46 , 030 01 552.00 1.2109/192012 1.2% 09/19/2017 156.40

87425EAL7TALISMAN ENERGY INC DTD 6/1/09 Baa2 19 , 000.000 22,755.73 22,486.13 1,472.50 6.477.75% 06/01/2019 122 . 71 3.69

TOTAL MISCELLANEOUS SUB- ® 311 ,047.03 OV, 313,340 . 01 10 , 482.18 3.37TOTAL 2,645.38

TOTAL FIXED 2,149 , 244.06 2 , 107,461.84 77,594 . 92 3.6117,137.17



MISCELLANEOUSN53745100LYONDELLBASELLINDUSTRIES-CLA LYB 650 000 52,182.00 47,770 25 1 , 560 00 2.99SEDOL #B3SPXZ3 ISIN#NL0009434992

TOTAL MISCELLANEOUS 52,182 .00 e47,770.25 1,660 . 00 2.990.00

TOTAL PRINCIPAL ASSETS 10, 432,190.45 7,940, 612.19 225 , 320.98 2.1623,567.03

Rating Not Available

00

01/01/2014 #36

RealzdGainLoss

I. rG i o TS

REGIONS BANK Run on 05 / 06/2014 02:39:22 PM^Yr^,^ j^l

TRUST Realized Gain / Loss Report Start Date: 01/01/2013

End Date: 12/31/2013Account : 1055000897 (Closed ) Administrator : LAURA WAINWRIGHT 205-801-0380

AS AGENT FOR JAMES RUSHTON I FOUNDATION

Description,, ,Sold Acquired Proceeds Cost-

-*•SHORTTERM CAPITAL GAIN.'(LOSS)

4000 UNITSÔF - 01/07/2013 ' 05/09/2012 4;091,88 4,086.52.TEVA PHARMA FIN,1IV'-LLC,DTD111/10/20111.7% 11/10/2014

651.93 UNITS OF 01/15/2013 03/06/2012 651.93FEDERAL HOME LOAN MTG CORP POOL#G05937 DTD 07/01/2010 4 . 5% 08/01/2040798:86 UNITS OF " "' ' ' :'fi`r=z 01/15/2013'07/09%2012 : 79$.86FEDERAL HOME LOAN MTGCORP POOL * - " • ' ^ '#G05408 DTD04/Ol/2009' 5%.'12/01/2036

i`, ^:'r* Mc545.9 UNITS OF 01/15/2013 06/11/2012 545.90FEDERAL HOME LOAN MTGE CORP POOL#A95147 DTD 11/01/2010 4% 11/01/2040

695.12

Gain/Loss Covered

5.36

43 19-

865'' 69F • K 66:78-

585.99 40.09-

i '°808.233UNIT$ OF

'01 2S 2013 : 0 07 012 808:23: ;8'54 : 83 46.60

FEDERAL NATIONAL MORTGAGE,ASN ; POOL °#AA7236 OTD, 05/0'1/2009 :4% 66/01/2039652 UNITS OF 01/25/2013 05/07/2012 652 . 00 682.77 30.77-FEDERAL NATIONAL MORTGAGE ASSN POOL#MA1062 DTD 04/01/2012 3% 05/01/2027624 UNITS OF = 'r'% 01/25/2013;%< 64105/20i2 624. 00: 664':15 40.75.FEDERAL `NATIONAL MORTGAGE,ASSNrPOOLT# , a

"^; •k^-^ `"'

AD6432aDTD01/2010 4.5% 06/0f12040 ' '.23000. 00 UNITS • OF 01 /29/2013 12/11/2012 23,619.03 23,709 . 34 90.31-UNITED STATES TREASURY DTD 11/30/20101.375°10 11/30/2015

587:96 UNIT 5"OF 02/15/2013;^ 03%06/2012 587:96 . " - 626 91 38 95- ` ...FEDERAL HOME LAN MTG CORP POOL • ?"a •' ' .. r

. .

#G05937_1DTD 07/01/2010 4.5%08/01%2040968.14 UNITS OF 02/15/2013 07/09/2012 968 . 14 1,049 . 07 80.93-FEDERAL HOME LOAN MTG CORP POOL#G05408 DTD 04/01/2009 5% 12/01/2036429.37ÙNITSOF •, r 002/15/2013 , 05/11/2012 ; -429.37 460.90' 31.53-FEDERAL• HOME LOAN MTGE CORPtPOOL ' ^' `' x '° • , .

'_

#A95147 DTD'i1'J01/2010 4°x6-11/01/2040 ' . . ' • „ ` ., : ' - t '.491.74 UNITS OF

. ,

02/25/2013 05/07/2012 491.74 514 .94 23.20-FEDERAL NATIONAL MORTGAGE ASSN POOL# MA1062 DM 04/01/2012 3% 05/01/2027594'68 5UNITS OF 02/25/2013 04/05/2012 ; 594:68 633 . 52 38 .84FEDERALpNAIIONAL• MORTGAG-EÂSSN,POOL;#AD6432 DTD 06/01/2010.4 . 5,% 06/01/20408000 . 00 UNITS OF 03/01 /2013 12/11/2012 8, 229.38 8, 246.73 17.35-UNITED STATES TREASURY DTD 11 /30/20101.375% 11/30/2015

6000 .00 UNITS OF ' 03/04/2013 ': 12/11'/,2012 , , 6,171 . 33 6,185: 05 13.72-UNITED STATES TREASURY DT6.11/30/2010 ;1.3750A 11/30/2015 -2000 . 00 UNITS OF 03/06/ 2013 11 /29/2012 2 , 000 18 2 , 012 74 12.56-CHEVRON CORP CALLABLE DTD 12/05/20121.104% 12/05/2017-2017

4000 .00 UNITS OF • 03/11/2013 12/1-1/2012 , 4,107 . 50 4,123.36 15.86-UNITED STATES TREASURY DTD 11/30/2010

-' ' -

1.375% 11/30/2015872.87 UNITS OF 03/15/2013 07/09/2012 872.87 945.84 7297-FEDERAL HOME LOAN MTG CORP POOL# G05408 DTD 04/01/2009 5% 12/01/2036672.6 UNITS OF 03/ 15/2013 06/11/2012 672.60 721 . 99 49.39-FEDERAL HOME LOAN MTGE CORP POOL#A95147 DTD 11/01/2010 4% 11/01/2040

I

4 RealzdGainLoss

444.87 UNITS OF 03/25/2013 05/07/2012 444 87 465.86 20.99-FEDERAL NATIONAL MORTGAGE ASSN POOL#MA1062 DTD 04/01 /2012 3% 05/01/2027

553.91 UNITS OF 03/25/2013 04/05/2012 553 .91 590 . 09 36.18-FEDERAL NATIONAL MORTGAGE ASSN POOL #AD6432 DTD 06/01/2010 4.5% 06/01/20402000 . 00 UNITS OF 03/26/2013 12/11/2012 2,054.37 2, 061.68 7.31-UNITED STATES TREASURY DTD 11 /30/20101.375% 11/30/2015

7.63:22UNITS'OF. 04/15/2013LHR M LF D G OR

07/09/2012 76122 '638G- & "'A O E =E E OAN MT , C P POOL

KG05408DTTD 04/01/2009, 5%•`12%01/2036351.85 UNITS OF 04/ 15/2013 06/ 11/2012 351 . 85 377 . 69 25.84-FEDERAL HOME LOAN MTGE CORP POOL#A95147 DTD 11/01/2010 4% 11/01/2040544:44 . UNITS OF` ^'.< + 09I25/2013 4 - - '"05/07/2012; 5.44.44 ] ;570. 131+ X25:69-"-FEDERAL-LNATIONAL• MORTGAGE{ASSNyPOOL

,

' '#MA1062:DTD0^4/01%2012 39'o05/0 l/2027` , _` ',

ti '•_`xz .' • _ ,„.

528.31 UNITS OF 04/25/2013 03/06/2013 528.31 557.94 29.63-FEDERAL NATIONAL MORTGAGE ASSN POOL#AE0981 DTD 02/01/2011 3.5% 03/01/2041400()UNITS OF Hi" ." :#s,; v -tk ' 04%25%2013_ U5/07/2012 4;134.1'6 -,4'23160 ra: • y -=x:',9744=7-1 s

{ •CCRGROUP;INl0DTD06 15%2010>6%

`S ^,^^'.- _ ti4

!^^`v<,

1Q/13/2U13 . i wy " i '

, t.: ea. ^- e- itLa s,"

; ^_ _;. a`:r :':.__ a „".'n t - •,. zm,.<,22000 .00 UNITS OF 05/01/2013 12/ 11/2012 22,623.05 22,678.50 55.45UNITED STATES TREASURY DTD 11/30/20101.375% 11/30/2015

681.32UNITS .OF ' ;^s ti.- h r ,,. ry'r -^ n;< 05 15 2013:. 07 , r - tv r i. ' y. h r^z^-°^ , / /• ./09/2012 • Y 68. 1.32

l

FEDERAL?HOME - LOANMTGCORP-POOL' :^^4G05408 DfD.z iW

.M.,ra

442.47 UNITS OF 05/15/2013w

06/11/2012 442.47 474:96 32.49-FEDERAL HOME LOAN MTGE CORP POOL#A95147_ DTD 11/01/2010 4% 11/01/20101-10L1U OOÛNITS OF fo `'' a re* 05 152013

^ '=" 1 1^1' 2U123i 'i9- 34 f

• `11 29^ ". t a:, b r r JGA1 k 'S '4(VTTEDSfATES URY'DTD 11'}30 2010 F r . = '.^; ,,.

a 331' /3 = w 'L ^^sue: x? _,t ry :.,_, r: _'r L=> T .. ^.. t'^ el22000.00 UNITS OF 05/16/2013 12/11/2012 22, 596.41 ' 22,678 . 50 82.09-UNITED STATES TREASURY DTD 11 /30/20101.375% 11/30/2015825.00,5 ARES OF n __ ,•• ;';; v U5 17 2013 ' s 1-2/12/2012,', 7-567 Oa '.°'ER64.359:99 =. 1792s89CoverN«^,._•F A YTI F N °&^(U ^.,,'^3 __^...P.rm."t:."»&e+ - ,5 LSL-+Y.' ^n:t9 .l

(.t-

: C'ar^.^.ti.'.Y`„-•:>m^.t r.'.

µ:..^• .-'.f ' ..[:YÊ.Yii1Cf'i^ LfS` Rt ` %"' ^ \

200 SHARES OF 05/ 17/2013. i ...v .

12/12/2012 13,287.70 10,006.28 3,281 .42 CoveredWALT DISNEY CO432:34 UNITS OF ' ••FEDERAL „NATIOIVANL MORTGAGE?ASSN POOL,

03%Ob%2013, : ' 456:59 ' ^= ^ `^_ . ^ •^^ _^;

E09 U2/O1f201'113:5°rb03/Ol/2041 ' , ,r, i'`;,w>-'4000 .00 UNITS OF 06/06/2013

_12/11/2012 4, 098.75 4,123 . 36 24.61-

UNITED STATES TREASURY DTD 11 /30/20101.375% 11/30/2015

75704'UN1TS OFs3:" .; ^'. ; > .i'` - 05/17/2013 x;^,s r : .^ a, Y r07/09 2012.: 757;04rt f4 t820:32, "; ,, h 63:28•^: ,;FEDERAL HOME,,L'OAN(MTG'CORP4POOLt-

KE.

-,,r , ,:: a,

^ tG45408;DTDx04101%2009,5%112/Ol/203fi; • - om- < ki.i YO •1ì, -...-. r.- =^' ^, ''7000 .00 UNITS OF 06/18/2013 12/ 11/2012 7,168.99 7,215 .89 46.90-UNITED STATES TREASURY DTD 11 /30/20101.375% 11/30/2015

561 06/25/2013 03/06/2013 . =561:85: j _593=37=; , 3152ax4FEDERAL NATIONAL MORTGAGE+ASSN:PO'OL ,'

_,i,Y 4 ;3 r

#AE0981`DTD 02J01%2011 `3:5.°/6;03 /,01/2041 r;.: _ 11 r . ; -,J _ = ^,43000. 00 UNITS OF 06/24/2013 12/11/2012 43 , 813.73 44, 326.17 512.44-UNITED STATES TREASURY DTD 11 /30/20101.375% 11/30/2015

2100000 • UNITS' OF '• 07/11 /2013 12/11/2012 21 ,446:25 X21;647 .66 ; 201:41UNITED STATESTREASURY, DTD -11/30/20101.375% 11/30/2015

450 SHARES OF 07/ 11/2013 10/16/2012 19,498 21 14 , 584.50 4, 913.71 CoveredLOWE'S COMPANIES INC150 SHARES OF 07/ 11/2013 07/20/2012 - 13,600.26• 10, 797;12 - - 2,803 : 14 CoveredANADARKO ' PETROLEUM 'CORP` " ' .497.86 UNITS OF 07/25/2013 03/06,12013 497 86 525 . 79 2793-FEDERAL NATIONAL MORTGAGE ASSN POOL#AE0981 DTD 02/01 /2011 3.5% 03/01/2041464.71 UNITS OF 08/26/2013 07/11/2013 464.71 480. 83 16.12-

RealzdGaln Loss

FEDERAL NATIONAL MORTGAGE ASSN POOL#AH5575 DTD 02/01 /2011 4% 02/01/2041209.43 -UNITS OF 08/26/2013 07/08/2013 209.43 208.94 0 49FEDERAL NATIONAL MORTGAGE ASSN POOL4AQ0546 DTD 11/01/2012 3 . 5% 11/01/2042358.42 UNITS OF - 08/26/2013 03/06/201'3, - 358.42 378.53 20 11-FEDERAL NATIONAL'MORTGAGE •ASSN POOL#AE0981 DTD 02/01/2011 3 :5%"03/01%204T21000 00 UNITS OF 09/03/2013 12/11/2012 211402.78 21 , 647.66 244.88-UNITED STATES TREASURY DTD 11 /30/20101 375% 11 /30/2015

3000 . 00 UNITS OF 'y 09/09/2013- 03/06%2013' ;; X2;925:93 300843 -82:50-ROYAL BANK OF CANADA DTD.09/19/20121.2% 09/19/2017"

11000 UNITS OF 09/13/2013 11/28/2012 10, 665.71 11,000.00 334.29-CHEVRON CORP CALLABLE DTD 12/05/20121.104% 12/05/2017-2017

14000UNITS, OF 09/r13%2013?'? 11^29/2012 ' ,` r• 13;574'S4Yy ,^ 19 r'-`°" }, ; - i } ,089:181' V 514 6a= ,

CHEVRON CORP CALLABLE:DTD;1 2/05/20f,2,,,1:104%12/05/2017_:20171'._253.93 UNITS OF 09/25/2013 07/1112013 ' 253.93 262.74 8 . 81 -FEDERAL NATIONAL MORTGAGE ASSN POOL#AH5575 DTD 02/01/2011 4% 02/01/2041223;56 UNITSvQF ; t= r 3 ;" 09%25%201307%08%201'3' - 223`56` ;ry 2i^: r z; r,.; ;< 22 :04: O:SY` 3FEDERAL!NATI0NAL'MQRTGAGE,4ASSN!P000 r t gr x R'` '`? ;. "v;#A 5'16 ' DTD ^11 0 ` 2012 3;5°fr ll Oit 2 ^` >>' `x3IR J L,. I;."235.03 UNITS OF 09/25/2613 03/06/2013 235. 03 248. 21 13.18-FEDERAL NATIONAL MORTGAGE ASSN POOL#AE0981 DTD 02/01/2011 3 . 5% 03/01/2041425 00;6HARE5;OF ":;• >; Q9127 013`_'' { 245:55, F ,31.1:15 : t "` I 10%f61201-241 .>.'' _ 39 934°40'. 1 CoveredMCDONALDS CORP ,.^. ss::a..>Ki`-: ' •'-4a'- -

-;.'à __"^•`r'" .X^..^.i tfl ;,^ 'S:.r+,:ra^*.}..^.'::'r.ay .,._.x_. .-,,... .:^rL-^ ^.^^..::• G..^..iBEl= ^V100.00 SHARES OF 09/27/20

;13 05/17/2013 5,639 .90 5,136 . 16 56174 Covered

TJX COS INC NEW

-1000.00lUNrrSt0F,r"- '-,,- ,s _ , x a I0/.04 2013 `'; DA 24 2013' •^' i w g w: ax ._r ,CITIGROUP!>INC

999$8 # .1;00132. r>3`44Ôl 30 2013 1

rF , ,rx . ^r^^.,: ^, nr , je aq ; S e',' • t , si r ;.4` 1 ` :.a

i••. ar,pf. 4 .^ w-tam. a' iî, ;:' ^ : ., - , ^,• a,, z---,. v `• ^ ,5.,•'i01` 15 2016r^^ _ a j x_`'k' < r: r ` ^"V°.'

^..

.r^ .te r - €.x.-^ ;,E ^,•,..: :. ,^.^ ^, .^ ^,^:1000 UNITS OF 10/04/2013 09/11/2013 1,140.32 1,053.48 86.84VERIZON COMMUNICATIONS DTD 09/18/20136.55% 09/15/2043

3000 UNITS'OF, y . z t : za...& 10/p,4/213x '" now,0911/2613 .3 " •k' ` "^t s . r 3;169:17. ; 251.79'

VERIZON COMMUNICATIONS,ZDTD;09 8/2013 ? ' ^^'. - s. •

_=a•.,x7 '. r- ^' r .=L _ :,.d^. !^t^ .w>> . r.-._. ,_-.-r>,^...tr _.:, z ^`t.,i , ^r'-' :.ri'.•`r....F^. r.6000 UNITS OF 10/10/2013 09/11/2013 6,788 . 22 5,992 . 98 795.24VERIZON COMMUNICATIONS DTD 09/18/20136.55% 09/15/20434060 •UNITS OF , '4-40/10%2013="'; 09%11/2013'' `{ "` 525148' an;ar ` x -5 ' ' `.., $s7' a ( ,' •. ^. , -,4;2X 68`> 'Y 313:8U;

V,

,: ^ -.„w- .' .^ •' , a,_.._ >^ • , , ? ` `=' 7VER ZONiCOMh1UNICATION5D1DA'I09. `18 2013'-,•. /^ I•^sa` W°'t %z.- • 1..,}i+;.^ :ì '4'^ °-a ••xs:, ^Y : y ^''i^r +z-I

6.55%09/15/2043_ «, - ''^ =;= ^.st•' '" 4^• `°à ,','' ' ^r^ a t:`, ^ s''k«s•1.:m^Ê,;. .. _.z....:... ,cYe,. .,'i;. .:,.^.al'•^r,i:... ,,..- , .. ^.z. s, :f.^3's-'^.r^"+:' ,..x ^,.5, .'f

10000 UNITS OF 10/10/2013 09/11/2013 11 , 313.70 10,534.80 778.90VERIZON COMMUNICATIONS DTD 09/ 18/20136.55% 09/ 15/2043

206.96 UNITS OF, z' ."'= '.10/25J2b13=. O7%d1%2013" =_x20'6:96: - s-; x:214:14 =2 z_ 7,:18 '```FEDERAL,, NATIONAL MORTGAGE-ASSN} P^,OOL#AH5575 DTD 02/01%2011 4%",0 0 20t_ A-1139.88 UNITS OF 10/25/2013 07/08/2013 139 . 88 139 . 55 0.33FEDERAL NATIONAL MORTGAGE ASSN POOL#AQ0546 DTD 11/01 /2012 3 . 5% 11/01/2042159.06 UNITS OF "Y10125/20]34 03/06/201 ' „' °159 . 06 167x,98 8.92FEDERAL NATIONAL MORTGAGE ASSN POOL#AE0981 DTD 02/01/2011 3 . 5%'03/01/2041 • • : _ ;, r'259.07 UNITS OF 11/25/2013 07/ 11/2013 259 . 07 268.06 8.99-FEDERAL NATIONAL MORTGAGE ASSN POOL-AH5575 DTD 02/01 /2011 4% 02/01/2041158.18 UNITS OF 1- 11/25/2013 07/08%2013 - , <: '- ,i --- 158 :18, 157.81 0.37FEDERAL NATIONAL MORTGAGE 'ASSN •POOL - >:: , = • ^#AQ0546 DTD 11/01/2012 3 . 5% 11/01/2042 •' ° - - , '165.12 UNITS OF 11 /25/2013 03/06/2013 165.12 174.38 926-FEDERAL NATIONAL MORTGAGE ASSN POOL#AE0981 DTD 02/01/2011 3.5% 03/01/2041167.74 UNITS OF 12/26/2013 07/ 1,1/201.3 ' 167.74 173. 56 5.82-FEDERAL NATIONAL MORTGAGE ASSN POOL -#AH5575 DTD 02/01 / 2011 4% 02/01/2041 `

RealzdGainLoss

239.98 UNITS OF 12/26/2013 07/08/2013 239.98 239 42 0.56FEDERAL NATIONAL MORTGAGE ASSN POOL#AQ0546 DTD 11/01/2012 3.5% 11/01/2042

162.03 UNITS OF 12/26/2013 03/06/201i 162.03 171.12 9.09-FEDERAL NATIONAL MORTGAGE ASSN POOL ,#AE0981 DTD 02/01/201-13.5% 03/01/2041 -

- TOTAL SHORT TERM CAPITALGAIN (LOSS). - I- • -- 440,499:34 412,211.22 : ;28,288.12 '

LONG TERM CAPITAL GAIN (LOSS)

12000 UNITS OF 01 /07/2013 11 /07/2011 12,275.64 11,984.28 291.36TEVA PHARMA FIN IV LLC DTD 11/10/20111.7% 11/10/2014

5000 • UNITS ,9F ,01/07/,2013,x,4. 11'/08/20i1 :: , - _ ''5,114:85 r FY-':5 '009.15 ' - - 10570;TEV :FtiARMA, FIN IV:LLC:DTD 11/10/2011' y xfi ° _ y ;`- w1:7%A 11/10/2014_ _ t1: u._.__ l-^.^,_ _, _. ` :,. cry `_ ,"4 ..,• - ^^: _ ` "' iT, i3000 UNITS OF 01 /07/2013 11/09/2011 3,068.91 3,009 . 15 59.76TEVA PHARMA FIN IV LLC DTD 11/10/20111.7% 11/10/2014

'072 ' y r wry ;w-IOOO;UIVPTS^OF t 01" %,ri /` U13 ; 1.1/09%2011 fit, 2'045: 94 °r rt^ ;2;006: 108` ; y39Tg6' °'.J `T ^ f 'i

^ -a • - t'^P,"` ;:-' t- ?f ! .t _ ^',.} ... `•..^,.

t^TEVA^PHARMA,FIN^NLLC,,DTD- 11%10/2011s

^'17°1` YO'014°

^' ,yy _ ^^ ._y Yj :;^,•r.c.- r ,i.:..a, t,r<:. r"' ^: ;... / !2 ^ _L'a^:.M__ .,,.. rc _. ._ a ..r: .. ,-_'..^+:^.^ _ `._7- .4:,^'..^``t ..:...^;^ ^

»`•, •^t ^ '•at ..,.'_-•';.,i^C

^... ^5u ^ h ^ 'C.' a

649.71 ' UNITS OF 01 /25/2013 09/08/2009 649. 71 679 . 56 29.85-FEDERAL NATIONAL MORTGAGE ASSN POOL#255770 5 .5% 07/01/2035

1536 66 UNITS OF" 4 6145/&3'P 08%09% ` `;1' ; 536 -^`•--pm. - -- • .rt ^. Y <_n _ 2O1t1 ?66 +• " 1;61'4.451'' 7M ' >FEDERALNATIONAL'MORTGAGMSSN,POOL;^'' '`

._^

#Af 16827DTD i03701%2011,49^0 O3/01/2O26:. 3 nhaeY'. =: `.•> z- }',

388.42 UNITS OF 01/25/2013 11/04/2011 388.42 413 . 18 24.76-FEDERAL NATIONAL MORTGAGE ASSN POOL#AL0393 DTD 06/01/2011,4.S% 06/01/2041

2019:97, UNITSOFr':w 2013L 03/0^20U^7e ' ="`: 2;019397; 1 f 5 v i5; E/ - „ _ 2 010;82 ^- a 9:_ :•

FEDERAL;ffV71TI0Ni4L >MORTGAGEA55N POOL#,725424:DTD 09/01104`5:5,/x,04/01/2034_,_ ,. . _,.: ^' i ;, _

o i :•,.,^

270.15 UNITS OF 01/25/2013 04/09/2007 270. 15 267 .74 2.41FEDERAL NATIONAL MORTGAGE ASSN POOL#725598 DTD 06/01%2004'5.5% 07/01/2034

120^ .8`UN `nQFi ^s"t> ..yam , it ''°"a.•°,'=- F ox •'

"fi.,, ,^.u. ..... .. ._•---•,^f .1 `

c•:-ITS OAQ-101.3." 08%0912011 x'1208:80, - -1303 80 195.00-f^r* _1 4l^.-`.it <•. .o, -- '^"a ,,^

EEDERAL$ 110 AI MORTGAGE(/CSSN POOL g 3a ti. _ * r •^ F t k,'< f <^'a r rn°` '" -£ g' fit=

735580

206.39 UNITS OF 01/25/2013 09/08/2009 206. 39 220 . 10 13.71-FEDERAL NATIONAL MORTGAGE ASSN POOL97356815.5% 07/01/2020

72412^tJNITS OFD 01/25/2013-;106/318/2007' j''` . "'724:12 * 9699)57 =^ 24:551 `''T rep r r$FEDERAL,NA'TTONAL^MORTGAGE-ASSNJP.OOL? ° 1, ';#745079 DTDr13o ),6 'A_213.2 UNITS OF 01 /25/2013 09/08/2009 213 . 20 223.39 10.19-FEDERAL NATIONAL MORTGAGE ASSNPOOL#811499 5% 09/01/2020

01` 25!2013 .. U /09 2006*V `! 103x45 r: '' : = k/ _ l!/ :, .t. -^; ,'^.;1U4:16 , .^:";?.>': ^ r; :^•^, • 0:71"FEDERAL NATIONAL,MTGASSN POOL #847931

1916.07 UNITS OF 01/25/2013 09/08/2009 1 ,916.07 2,028 . 34 112.27-FEDERAL NATIONAL MORTGAGE ASSN POOL'872463 6% 06/01/2036

1295:28'UNI1 S OFA ° - , ` ==:' v 01/25/Z013 ", 05/07%2007,'.'"FEDERAL^NATIONAL'MORTGu0.GE•ASSN POOL„ r V 11 4#888029 69/6.12/01/2036; 5 - ,226.17 UNITS OF 01 /25/2013 08/27/2007 226 . 17 225 . 36 0.81FEDERAL NATIONAL MORTGAGE ASSN POOL888677 5 . 5% 08/01/2022

1027.. 9711NITS OF • . 01/25/2013 12/10/2007 " ' ,. 1,027 . 97 `, . 1,038.73 10.76-FEDERAL NATIONAL^MORTGAGE ASSN POOL#938134`DTD 06/01/07 6% 07/01/2037 - .'1806.36 UNITS OF 01 /25/2013 11/08/2007 1 , 806.36 1,819.06 1270-FEDERAL NATIONAL MORTGAGE ASSN POOL#959596 DTD 11/01/07 6% 11/01/20371134 . 47 UNITS OF 01/25/2013 08/09/2011 1,134 .47 1,177 01 42.54-FEDERAL NATIONAL MORTGAGE ASSN POOL#AE3066 DTD 09/01/2010 3 . 5% 09/01/2025

RealzdGainLoss

1929 SHARES OF 02/04/2013 02/07/1974 60, 279.89 213 27 60,066.62PROTECTIVE LIFE CORP

3000 . 00 UNITS OF 02/06/2013 01/10/2012 3, 153.57 3,205.71 52 14-FEDERAL HOME LOAN MTG CORP DTD -01/07/2010 2 . 875% 02/09/2015 -50 SHARES OF 02/08/2013 08/15/2011 11 , 897.23 8 , 18845 3,708.78 CoveredBLACKROCK INC

569:33 UNITS OF 02/25/2013 09/08%2009 569 . 33 595 . 48 26.15-FEDERAL NATIONAL-MORTGAGE ASSN POOL#2557, 70 5.5% 07/01/2035

1074 . 46 UNITS OF 02/25/2013 08/09/2011 1 , 074.46 1 , 128 85 54 39-FEDERAL NATIONAL MORTGAGE ASSN POOL#AH6827 DTD 03/01 /2011 4% 03/01/2026482:41 UNITS OF 02/25/2013 : •1-1/04/2011 t -1482:41 513 . 16 30 75,FEDERAL `NATIONAL':MORTGAGE<ASSNPOOL'' ;

.

#A10393^6TD.06/01/20111 4 . 5°8 06/01/2041 ,1942 . 12 UNITS OF 02/25/2013 03/07/2007 1,942.12 1,933.32 8.80FEDERAL NATIONAL MORTGAGE ASSN POOL725424 DTD 04/01/04 5 . 5% 04/01/2034

27224'UNITSOF " 5/20139Q4/09/2007 ?i ,^^ '^ '

272 24r 269.82 2.42FEDERAL VATIOt+IAL:MORTGAGE •OOL^-.SIV 'P -• <

,

#725598 ;DTD;06/0i/2004 5j5% 07/01/2034,1062 . 18 UNITS OF 02/25/2013 08/09/2011 1,062 . 18 1,145 . 66 83.48-FEDERAL NATIONAL MORTGAGE ASSN POOL#735580 DTD 05/01/05 5% 06/01/2035161:78 UflTS:OF p 5

ti'f 2 2% 01W, 09/08/2009 = ' y ..,

''

." ._ ^. ..a 161'.78, 172,52 0 . 74

cFEDERALIVATIONALMORTGA'GEASSN 'POOL = IRVIN `,:,; „ yn < s x' `-735

Y r. , yi# 68V5778.72 UNITS OF 02/25/2013 06/18/2007 778. 72 752 . 32 26.40FEDERAL NATIONAL MORTGAGE ASSN POOL#745079 DTD 11/01/05 5% 12/01/2020179'99 UNTfS :OF r" 02/252013_ 08/2009 i I sf r r,.. .. ,, 79:9 ;' 188.60, 8:61`FEDERAL N4lIONAL'MORGAGErASSiV , . tr^ ^ r_^.>POO #8149 s'u_09%O1J3020,- , - 12. _ °`4 (y ^^y. ° w4+. Cw%ea53TL, w i3E '

xr X1. ^ ;;,;:r.- :.t, k2'^

= . ; ri • 3^y[,-YFiiS• 'f..

157.69 UNITS OF 02/25/2013 61/09/2006

^.. _ ...

157 .69 156 . 62S$Y+^r ^.^ >[ •J.r 4ii:."

1.07FEDERAL NATIONAL MTG ASSN POOL #8479315% 12/01/20201578'7.i;UMTS 02%25%2017+F 9 08 009 - `=

.?..mB'.' Ni/2i '

_ ^'1'578:71: ° '1611.:21

' ':9250=

. -•FEDERAL NA1ION :MAL ORTGAGE ASSN POOc '=':gp wrx + t^^ r ';r`•

s: ° _ '. i . k : s:',; t. .#8724636%; Y;, .5_.

S`> ' ,

1066 . 05 UNITS OF 02/25/2013 05/07/2007 1,066.05 1,074 . 05. . . _.,.

8.00-FEDERAL NATIONAL MORTGAGE ASSN POOL#888029 6% 12/01/2036

5761,UNiTS:OF; ;r.^,_b,y ^°°':-,. ' . ";•^,, F02/251201'308/27 2007' = ^' S76. 10:r ^,'

s K:s574.03;_^ ,x. , v - ,y r

FEDERAL3NAl 'IOtVAL^ fNORTGAGEASNPOOL:-`'` sd t ^ ^ L '

k w

S,Yx z;,ar`888677 :5:5% 08/.Ol /2022 ,^ r• '" - -% ,i^ <. a k& x a _ " 'A_

1147 .72 UNITS OF 02/25/2013 12/10/2007 1 , 147.72. _ .1,159 . 74 12.02-

FEDERAL NATIONAL MORTGAGE ASSN POOL#938134 DTD 06/01/07 6% 07/01/2037

'r102J35/2013* 1/08%2007 1'703:12`'

1715:10." 1.1 98FEDERAL- NATIONAL MORTGAGEASSN POOL ` ,

' '

:

?#959596§DTD 11/01/07 640 11%01/2037 ,_ . , ; '3`, ^Y Y _ •: !:;. ,,; ;_ _ ` „' ;, .846.84 UNITS OF 02/25/2013 02/07/2012 846 . 84 895 . 67 48.83-FEDERAL NATIONAL MORTGAGE ASSN POOL#AA7236 DTD 05/01 /2009 4% 06/01/20391039.47 UNITS OF , 02/25/2013 '; 08/09/2011 ` 1;039:47x 078.451,. 38.98• _FEDERAL NATI N ~,n, -'0 AL MORTGAGE ASSN P bL .: -<.A? 066 DTD.09/01/2016 3 :5%'09/01/2025=2000 .00 UNITS OF 03/06/2013 09/ 15/2010 2,095 . 96 2,075 . 32 20 64DIRECTV HOLDGS/FING DTD 03/11/20103.55% 03/ 15/2015

1000.00-UNITS OF- 06/15/20if 1) '"1,357.51' 1,242. 38 115.13AFLAC INC DTD 5/21%09 8.5% 0'5/15/2019rl1000 . 00 UNITS OF 03/06/2013 08/22/2011 1 , 045.32 1,021 49 23 83AMERICAN EXPRESS CREDIT CORP SERIES:MTN DTD 09/ 13/2010 2 . 75% 09/15/20151000 . 00 UNITS OF - 03/06/2013 05/20/2010 ' -, 1,263.46 1,098 . 02 165.44GOLDMAN SACHS GROUP INC DTD 2/5%09 - - -7.5% 02/ 15/2019 -1000 00 UNITS OF 03/06/2013 04/16/2010 1 , 132.18 1,033 05 99 13CA INC DTD 11 / 13/09 5 375% 12/01/20192000 .00 UNITS OF 03/06/2013 11 /29/2010 2 , 032.88 1,998.22 34.66

RealzdGainLoss

HEWLETT- PACKARD CO DTD 12/02/2010 2.2%12/01/20152000 00 UNITS OF 03/06/2013 02/22/2012 2,017. 44 2,00472 12.72BHP BILLITON FIN USA LTD DTD 02/24/20121% 02/24/2015

1000 .00,UNITS OF 03/06/2013 04/27/2009-

1 , 223.47 -99311 229:76P MORE AN CHASE-& CO DTD 04/23/09 6.3%

04/23/2619 }2000 .00 UNITS OF 03/06/2013 02/02/2012 2 , 076.72 2, 072.70 4.02INTERNATIONAL BUSINESS MACHINES DTD07/22/2011 1 .95% 07/22/2016

1000:00 UNIrS;,OF` 03/06/2013 05/06%2011 - :1;046.45, 1;046.06' , •' :0.39 -'MORGANoSTANLEY'01D41/20/2009 '4:2%

3000 . 00 UNITS OF 03/06/2013 10/13/2009 3,472.68 3,010. 05 462.63MORGAN STANLEY SERIES : MTN DTD 9/23/095.625% 09/23/2019

1000 .UD;IlNITS;OF ^, u ,. r 03%06/2013 ; Q6/13/2011,it,. 51,109 : 95;+. = 3;U67: 10 1 ;. '42:85°PETROBRAS INTLAFIN .CO1DTDf10/30%09 ;5;7596

y

2000 . 00 UNITS OF 03/06/2013 09/21/2009 2,554 . 62 2,358.98 195.64TALISMAN ENERGY INC DTD 6/1/09 775%06/01/2019

/ /? ,., 44, tea .06%Z013' 90803 71TOYOTA4MOTOR1c rf CORP^SERIEs,pm, ;

2000 .00.UNITS OF 03/07/2013 01/31/2011 2,019 . 14 2,000. 88 18.26ONTARIO (PROVINCE OF) DTD 01/27/20111.37596 01/27/2014

OOO:OO UNITS OFr''' ^` U3%07%201? 1U 01'1/28/2 ,^,.^. '_' .^ • _. := - ^ ^ . ,` -x2 D12.42140 . ^^, =128:14:. w n. r^ ' •

_.5Uf![fRUSi ' BIC_5, _INCDTD°1°1 Ole Z01^1;3 5%^K'_^ ^. "^^^ `'^

. â3, r o'[!,- •>3, ^y^ ,.^.^p ^^ ^ .} ^. ;2 .

`'

^

, . ,-.^, J:^^,'Y^tie:a`ta r ^ {„ ^^ ` ` '"'`;_, ^' `. ^ `%%_^

F, ,t"t ^{i.f [ a,01/20/2014, ?rr.1 t .°t yk r `^ ',e.J h ,9. "k 'T

Lf ..-,,: 2> t 1'.

'n::.Fa_ x•.':crx •' MR,^ ;'

:: i ^ d ` t •.

1000 . 00 UNITS OF 03/06/2013 10/17/2007

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1,169 . 84 988.26 181.58TARGET CORP CALLABLE 5.375% 05/01/2017

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2 , 169.61 1 ,958.13 211.48UNITED STATES TREASURY N/B DTD11/15/2010 2.625% 11/15/2020

2000 qouN1TSrOF °' r ' ;y ,' 03J96/2013° 04/19[ 010;:s _ 2 27,9i98F" 1878! -- -, s'; 401 18S- .=MERRILL' LYNCFI:8iC0 2037"6:11%o 01/29/

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2250 SI ARESiOFj• = r << 03/15%2013 ,02/06/2012 78'478 .44' " .75 482:10 ` '_ "'_Y `JOHNSON TLS:TNC

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434:01 UNITS OF = - 03/25/2013 09/08/2009 .'

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RcalzdGainLoss

5% 12/01/2020556 16 UNITS OF 04/25/2013 09/08/2009 556 . 16 588 .75 32.59-FEDERAL NATIONAL MORTGAGE ASSN POOL#872463 6% 06/01/2036

985.88 UNITS OF ^ 04/25/2013 : 05/07/2007 985 . 88, 993 . 27 _ 7 39-FEDERAL NATIONAL MORTGAGE ASSN POOL#888029 6% 12/01/20361277 . 75 UNITS OF 04/25/2013 08/27/2007 1,277.75 1 , 273.16 4.59FEDERAL NATIONAL MORTGAGE ASSN POOL #888677 5 . 5% 08/01/2022

883.38 UNITS OF 09/25/2013 f "12/10/2007 883.38, 892.63- 9,25-FEDERAL NATIONAL MORTGAGE 'ASSF P00L#938134 'DTD 06/01/07,6%07/01/20371121 . 55 UNITS OF 04/25/2013 11/08/2007 1 , 121.55 1 , 129.44 7.89-FEDERAL NATIONAL MORTGAGE ASSN POOL#959596 DTD 11/01 /07 6% 11/01/2037664:95 UNITS OF 04%25/2013 02%07J20121jr- 664.95 703 ,_19''- ::

`'38.34

, •;. s , t,^FEDERAL• NATIONAL ,MORTGAGE ASSN POOL; ''F ' ' `' `: *01720094°%; "`` ^,. .î05/23 06/Ol'R039 ; ;1=.: a•ws : ' =t', __^. _.^.^ :_,._ ._• . , x_,., _ _w _ ,. ,_-. ,

552.43 UNITS OF 04/25/2013 04/05/2012 552 .43 588 . 5152 .^„..

36.08-FEDERAL NATIONAL MORTGAGE ASSN POOL #AD6432 DTD 06/01/2010 4 . 5% 06/01/2040

-96 UNITS 0F`' '. ' K. 04/B 13 08 09 2011 t z '-lw 8G7 132 55

d

FEDERi4LNAIONAL'MORTGAGEÂSSN POOL s =" s s` I_ ^ - "<<^66iDTD09' i 0 1 °% 0254E30.t 1%20 0 ;3.5 t09%Of/21 _ ._ zE <

380 SHARES OF 04/24/2013 08/30/2005 24,638 . 67 20,428 .80 4,209.87STRYKER CORP

17220 SHARESOF,rt. d/2 ' 13 ,:11/15/2007, .19264:50 7015 2`:02F5 _x c Y, ^* rr „> rte," ' , a i .,a. =1 r'437:52- tiSTRYKER.CORP ,160 SHARES OF 04/24/2013 04/09/2010 10,374.18 9;211 : 20 1,162.98STRYKER CORP •

40µ5HARES• OF: . ` k . :' .' r 04/24/201 ^ ^ D 147.942,1 12 a ' ®^ "/ Z 593 541 = 5=:2 tP , 'a ,445:60 0vere

n 'sSTRYKER :COR „. +s. 3^:..^'^+tw6^^r .. n.., :Sa.,•^. .s i L : am$t 3^4^,x:%o: t$^^ T&- . n .. .

750 SHARES OF 04/24/2013 10/12/2011 70, 202.01 59,474.40, . . , y

10,727.61 CoveredLABORATORY CORP AMER HLDGS COM'NEW2QO SHARES_OF x at p-203, `0 012

.,w=.- ..^. ,^.:i 2J 12 /3Y 28;7,2053^,^- 17.;63770; . `re`

L OAT RY OR " ' M ' ^ '_' a`°1,082 : 83;Covered'

"'AB ;;CO P AMER HLDGS CO :NEW . N •.- k :a+w Fem.>.:v `p19000 . 00 UNITS OF 04/24/2013 12/13/2010 19,631 . 37' 20,729 . 19 1,097.82-CITIGROUP INC DTD 06/15/2010 6%12/13/2013

f000 ' UNf S OF ^ ` , ` ''„` 04` 2U13 1 13 2o1o 1 033 54'`^ '1;09101-;:

`'•''„ o- t "=' .r,', "ÛTIGROUPINCDTD06%152U10^`6°Yoi =' ^ ^• :, sw , N3. _. .a,. _''-y,•,t^Y . =¢'- 6,>'^,;; ^>, ,,.

100 SHARES OF 04/29/2013 11/15/2007 8,268 . 81 7,439 . 82 828.99PEPSICO INC

150 SHARES OF p4/29/3013 „ 11%1 /2007 • '>12;734721 k = 7;961.39 ` "U `VE 1

' 4 773 33' vk> =}='.ms „A .,`.,c.. xxTRA LERS COMPANIES INC.' cr ._._.+:' ..-vi=,_ _ " .^.- a.;'^: ' ^.,

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=u•51. .<

900 SHARES OF 04/29/2013 03/20/2012 65,176.53 47,810 . 52. 5..

17,366 . 01 CoveredHJ HEINZ CO

50.SHARES OF, r, ' p4' 29 201`3' ?02 2^' °# " ^f ` '' l',, / 1/2U12r , .r 3;218, 20: ;7,64.84 - 3-453.36 CoveredBtACKROCKINC'. "TM503.92 UNITS OF 05/15/2013 03/06/2012 503.92 537 . 30 33.38-FEDERAL HOME LOAN MTG CORP POOL,#05937 DTD 07/01 /2010 4 . 5% 08/01/2040250.00 SI-IARES OF ``' 4 _ X v:, 05/17/2U13x 11%15%2 7T _ _ 14, 860:03A ^ ' 10,582:05' 4,277.98', % zCVS/CAREMARK CORPORATION

610 SHARES OF 05/17/2013 11 /15/2007 41 , 786.37 59 , 899.80 18,113.43-PRUDENTIAL FINANCIAL INC

630 SHARES OF 05/17/2013 04/09/2010 y . ' 43156:41 ;'_ : ;39;805 '. 731 "3350.69PRUDENTIAL FINANCIAL•• INC185 SHARES OF 05/ 17/2013 02/21/2012 12 , 672.92 11,344.11 1,328.81 CoveredPRUDENTIAL FINANCIAL INC

150.00 SHARES OF 05/17/2013 11%15/2007 > ;;.1,3,192 . 22` 10, 023:00 3;169.22JOHNSON & JOHNSON t' 1;900 SHARES OF 05/17/2013 03/20/2012 53,337.73 46,394 . 55 6,943 . 18 CoveredEMERSON ELECTRIC CO

100 SHARES OF 05/17/2013,,; 08/24/2010 • - 8,089 . 82 5,478 . 35 2,611.47NEXTERA ENERGY, INC -610.97 UNITS OF 05/28/2013 09/08/2009 610 97 639. 04 28.07-FEDERAL NATIONAL MORTGAGE ASSN POOL255770 5 5% 07/01/2035

RealzdGainLoss

1015 . 5 UNITS OF 05/28/2013 08/09/2011 1,015.50 1,066 . 91 51.41-FEDERAL NATIONAL MORTGAGE ASSN POOL#AH6827 61D . 03/01 /2011 4% 03/01/2026450.15 UNITS OF 05/28/2013 11 /04/2011 450.15 478.85 28.70-FEDERAL NATIONAL MORTGAGE ASSN POOL#AL0393 DTD 06/01/2011 4 . 5% 06/01/2041

1755 5ÙNITS OF 05/28/2013 - 03/07/2007 1;755 . 50, 1,747. 54 7.96FEDERAL4NTIONAL MORTGAGE ASSN POOL#,725424 .: DTD'Q4/01/04.5 . 5% 04/01/2034276.59 UNITS OF 05/28/2013 04/09/2007 276 . 59 274.13 2.46FEDERAL NATIONAL MORTGAGE ASSN POOL4725598 DTD 06/01/2004 5.5% 07/01/20341001'62:UNITS06-. 05/2872013.08/09/2011FEDERAL NATIONAL -,MORTGAGE ASSN POOL - '' 8 2 ru

#735580,DTD 05/,01/055% 06/01/2035172.3 UNITS OF 05/28/2013 09/08/2009 172 . 30 183.74 11.44-FEDERAL NATIONAL MORTGAGE ASSN POOL#735681 5.5% 07/01/2020

740.3&UN1 5OF,'' , :. - ; 05 28 2013 - 06 18 2007' °^ _°= s r ' '« z 2510"r`, I'_!' % / {rFn 740:3654 k 715:26FEDERAL NATIONAL, MORTGAGE 'ASSN ;POOLx`745079' DTD 11 01 0 :. I .= ;e T r :.s , z.: __ >1g i

w I -S,=5S6r1'2J01/202U' yr.. _-. - ._ _^ ._, ._ _ ! !" __ .._ , s'" ?,' ''-`^ r°Y' .-' •. '

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163.86 UNITS OF 05/28/2013 09/08/2009 163 . 86 171.69 7.83-FEDERAL NATIONAL MORTGAGE ASSNPOOL#811499 S% 09/01/2020

t53 3 ^JNTf^ OF : a„':_ \' ` . r a 05/28%2013`.-?; 01109/2006FEDERAL¢NATIONALAMTG* 8 _ - r _._ r . y152 26 _ r. =1:04; F• v.^,,,.,^„ ASSN^POOL,# 47931if_,r ^^^: .,b-- - °',ì •^.'•,.^- ^k.^`^='^ y '^",,-•„^" ,.s.^ -,tyF{,

01/202 ,s..53`..^^'=,_`.:'. .... ,.,.. ,._ ``'__„-. 'T 4s ...............` ..: ._^4: 'Y. .._.....'"F. +. ,_....re.,.F`. 1c,r7; ,.'!'P.v^ 1Â'•. ., 's :yJ^=z'1

320.89 UNITS OF 05/28/2013 09/08/2009 320 .89 339.69 -18.80-FEDERAL NATIONAL MORTGAGE ASSN POOL#872463 6% 06/01/2036

X1012 `61 UN1T5/0F. +,^^ %° w' " ` .61,V"`°= = 05R8!'2013 05 07 007 &4r012.b1=•_ : _ n/ /2' rb:,l'..' vex tt -;::

FEDERAL ATIONAL MORTGAAGE ASSN POOL.;r l f' t• ' '` •? ;: a , r. 1,. r, ,'• • c. j ,

- Z = -ik Y.'' Y. <i.. := ^._ l f. G-.•".:+tY. '+' Si4.........- K. 7'^FiN"+ 3 Enn.4, iu. #,.Sd "tL'.at:' ,. 4^1f

741,25 UNITS OF' 05/28/2013 08/27/2007 741 . 25 738 . 59 :2.66FEDERAL NATIONAL MORTGAGE ASSN POOL #888677 5. 536,08/01/2022T19 4 UNITS!OF 37:04i yam' r ^ = ' 05/28/2013 12%1Of2007 '' -?' ' 729 40 ' ' "'}

Mal

MORTGAGE ASSN POOLrv^s^^sa ',^'-h^ft, 4

938 34 D06= ^, -

ac

1010 .73 UNITS OF 05/28/2013 11/08/2007 1,010. 73 1,017 . 84 7.11-FEDERAL NATIONAL MORTGAGE ASSN POOL

4959596 DTD 11/01/07 6% 11/01/2037641"9liNITS;OF ` Y z OSJ28%2U33 : = 02J07%2012; e641951 37U 1 wV '11

w ^,.li{;ERAL NATIONAL?MORTGAGE?1A55N :POOLM in 4 " `::^^ r- : k:

AA7236:D7Dw05%01%2009.9% 06%01%20394° •,r^,•=

_ „393.59 UNITS OF 05/28/2013 05/07/2012 393 . 59 412 . 16 18.57-FEDERAL NATIONAL MORTGAGE ASSN POOL#MA1062 DTD 04/01/2012 3% 05/01/2027

511:081UNITS01 • F` 051 28 2013 ;. D4 OS%20121,°= 3; ê^ 8 :^, 544.46 r ` (33:38=v a,`F,EDEFiAI NA IIbNAL .MORTGAGE#'AA.SSWP.OOL

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741.66 UNITS OF 05/28/2013 08/09/2011 741 . 66 769 .47 27.81-FEDERAL NATIONAL MORTGAGE ASSN POOL#AE3066 DTD 09/01/20103.5% 09/01/20252000t00UNITS OF;`', ^'^ .j ^ q .•- ' 06/0.6%2013" 05%07/2012 , -2389 .92_' *,t2;9O1 641;: 11:72- ' -ONMCASfCORP;DT0^06/18/0954796,07/01/2019,1:.;'^ _ x... ^_'.t rr î-1 t-.. z• Y,<.. ; .

1 °2000 .00 UNITS OF 06/06/2013 05/08/2012 2,559 . 60 2,627.48 67.88-HESS CORPORATION DTD 2/3/09 8.125%02/15/2019

2000100'UNITS OF 06/06/2013 02/02/2012 2,065 .4,0' 2072: 70',INTERNATIONAL BUSINESS MACHINES: DTD,07/22/2011 1 . 95%107/22/2016'2000 . 00 UNITS OF 06/06/2013 05/07/2012 2 , 156.48 2,252 . 42 95.94-PETROBRAS INTL FIN CO DTD 10/30/09 5.75%01/20/2020

3000 :00 UNITS- OF, 06/06/2013 01/10/2012 3,128:22 •3,205 .71' • 77.49-FEDERAL • HOMETOAN .MTG CORP DTD - '01/07/2010 2 . 8750W 02/09/2015483.33 UNITS OF 06/17/2013 03/06/2012 483.33 515.35 32 02-FEDERAL HOME LOAN MTG CORP POOL# G05937 DTD 07/01 /2010 4 . 5% 08/01/2040

RealzdGainLoss

606.28 UNITS OF 06/17/2013 06/ 11/2012 606. 28 650.80 44.52-FEDERAL HOME LOAN MTGE CORP POOL#A95147 DTD 11/01/2010 4% 11 /01/2040736 56 UNITS OF 06/25/2013 09/08/2009 736 56 770.10 3384-FEDERAL NATIONAL MORTGAGE ASSN POOL#255770 5. 5% 07/01/2035

917.56UNITS OF 06/25/2013 08/09/2011 '917,56, 964'.01 46.45;FEDERAL NATIONAL MORTGA6E `%15SNPOOL:;=#A116827

_DTD;03/01/2011-44`03/0172026' "- >

451.24 UNITS OF 06/25/2013 11 /04/2011 451 24 480 . 01 28.77-FEDERAL NATIONAL MORTGAGE ASSN POOL#AL0393 DTD 06/01/2011 4 . 5% 06/01/2041

1815'99,UNM;OF 06/25/2013 - 03/07/2007 1 , 815.99 `. 1;607;76rG 8c23.FEDERAL NTIONAI MORTGAGE-A§SWROCW725424 ;DTD 04/01/0415;5% 04/01/2034`-':

266.65 UNITS OF 06/25/2013 04/09/2007 2666S 264 . 28 2.37FEDERAL NATIONAL MORTGAGE ASSN POOLe°725598 DTD 06/01/2004 5 .5% 07/01/2034863'87,UNITS,0F.

y _ .. .-.-, Y ;.,Y ,•,'-' _ '., a U6/25%2013 08%09/2011_ 863.87, r t ?936, ,67:89FEDERAL`NATIONAL MORTGAGEASSNIPOOL#73558,0,•QTD!US Ol 0555%0^ /01/^035: ` „ c : >' `L .' ^;( ,f^'('yy;..+" 's

171.44 UNITS OF 06/25/2013 09/08/2009 171 . 44 182. 82 11.38-FEDERAL NATIONAL MORTGAGE ASSN POOL#735681 5 . 5% 07/01/2020686:47 UNITSjOF=`f ;' b :r w°.; O6/25^/2013 F, 05/,'18/2007, - ';686.47' 663:'193r ^" r%'23 28' fk 'FEDERAL NATIONAL MORTGAGEA55N; P>OOLe745079;DTD'11/0i/USp59ô 12%Ol%2020 r';

39.54 UNITS OF 06/25/2013 09/08/2009 39 . 54 41 . 43 1.89-FEDERAL NATIONAL MORTGAGE ASSNPOOL#811499 5% 09/01/2020

16$:14 ÛN1T5 OF. ^^. ^ .m Y ., 4 sue; y,.r.: -; ,A x z06%25/,2013; 01%09%2006 ,: t „ L=" r.' 1614 . r,. -,U402 nrr1:12

z a x - 1 „ .. T 4 ^ ^q1 4FEDERAL NATIO 'r Y ^,.. NALMTGÂ55N^POOL _847931 ::" • ,z : • , _ ,; r , n wart

ll1 4^. y`, T: ,=

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23.81 UNITS OF 06/25/2013 09/08/2009 23.87 25 . 27 1.40-FEDERAL NATIONAL MORTGAGE ASSN POOL11872463 6% 06/01/2036 _953!55 S'OF=" .3^ c - s:1- 0^/?52013.'; US/07/2007 .<.. 953:55 ?.96070{.`7:1'S

ERAL:NATIONAL ;MORlGAGElASSNPOOL;^s;`x:^'

#8880296%:121%1/2036 3 S ': ` ? v:uR>>z ' ,. v I F Y : ,. ^^ k Y et x >..==-a,.3t, .^.:. Vii. ._ ,. _ s_i :^}-"., -, .,=i. ^'.'^ z .c . r ..:,•t ,_ "^..s,^.. £::?.^5 ^`...,..-^^ z-,'. ^ z ^,^^:

2r`. ^ w^.^.t^:::rfit. , ^^'^'..'•'

554.79 UNITS OF 06/25/2013 08/27/2007 554.79 552 . 80 1.99FEDERAL NATIONAL MORTGAGE ASSN POOL #888677 5.5% 08/01/2022

kI9-47366UNITS_OF.i ?p ^:',!^^„• ^• 3y' 06 2013: ^31' 007 ^^ 47"3'1'6-

^D E.^RAL NAIIOtIAL : MORTGAGE;ASSN POOL t. . "' F . M , A ' - y ''`•; .. k ,^y ^r,' ,, ,; .; ".^< <, u'',

t w j 3>? ,:fi ^%5 gar x:. • r x ; & ^-b.. r^"':°;7t'.., `-.. ^n "` 'i^ • ' w -" ,", e 7938134:D I D.06/.O 7 6°.6` 0'7/01%2037 n ri ' n•' - = , 5 - yz °< ^_-_

_

942.86 UNITS OF 06/25/2013 11/08/2007 942 . 86 949 .49 6.63-FEDERAL NATIONAL MORTGAGE ASSN POOL4959596 DTD 11/01/07 6% 11/01/2037

737^21ÛfV17S OF;'';''' z `: "' L"Y „: Q6 25 20131 02/' 072012~1•-'s"`;;.727:21 .' 3 'z/'^ ` r fi9:14' = •^ "41.93;AFEDERAL NATIO ;,IJi4l N10RT tGE ASSNPOOL "' ;" r „~ : Y 'x i ?'",t z LLx • .r ^' '; xM ' ' ' ; "w ' "- F ,#AAZ?36 UTD,, 5/,017,2U94,%x.06/Qf1/20 ;•-',z39,- = •_ ^ ,_ ,^ :.^ . ` .496.65 UNITS OF 06/25/2013 05/07/2012 496 65 520.09 23.44-FEDERAL NATIONAL MORTGAGE ASSN POOL#MA1062 DTD 04/01/2012 3% 05/01/2027

06/25/2013 04'/05/2012 568 : 74- ' - .,605:89c - `'" 37x15=FEDERAL, NATIONAL-MORTGAGEAD6432 DID;06/01/2010,9E5° 06/01/2c 40 ..'783.82 UNITS OF 06/25/2013 08/09/2011 783 . 82 813 . 21 29.39-FEDERAL NATIONAL MORTGAGE ASSN POOL#AE3066 DTD 09/01/2010 3 . 5% 09/01/2025440,SHARES OF ;x •;: ` " ,* ;} `^,, : • ; 07/01'/2013 ' 08/30/2005 37„123:06 20442.40` . =16 680;66'ALLERGANINC

230 SHARES OF 07/01/2013 10/23/2008 19 ,405.24 7 , 979.65 11 ,425.59ALLERGAN INC

230 SHARES OF -• .-" 07/011201.3 04/09/2010 19,405.29 . - 14;561 30 - 4;843.94ALLERGAN INC ,920 SHARES OF 07/01/2013 11/15/2007 22,450.26 27,119 . 94 4,669.68-CISCO SYSTEMS INC

540 SHARES OF - ;, 07/01/2013 02/21/2008 13,177.33 12,744.00 _ 433.33CISCO SYSTEMS INC - -540 SHARES OF 07/01/2013 04/09/2010 13,177.33 14 ,391 00 1,213 67-CISCO SYSTEMS INC

RealzdGainLoss

200 SHARES OF 07/01/2013 02/21/2012 -. - 4,880 .49 4,089.90 790.59 CoveredCISCO SYSTEMS INC

2000 . 00 UNITS OF 07/08/2013 05/07/2012 2 , 044 28 2,066 62 22 34-DUKE ENERGY CORPORATION DTD 11/17/20112.15% 11 / 15/2016

2000 .00 UNITS OF 07/08/2013 " ` 05/07/2014 2,074 . 08 2,080.50 6.42-AMERICAN EXPRESS CREDIT CORP SERIES:,MTN DTD 09/13/2010 2 . 75%',09/15/2015 ,2000 00 UNITS OF 07/08/2013 05/07/2012 2, 080.04 2,128 32 48.28-GOLDMAN SACHS GROUP INC DTD 516/09 6%05/01/2014

3000 .00 UNITS 'OF 07/08/2013 _' OS/07/201z2 T . 3 015:66 3 016 35 69-0, , .BHP BILLITON FIN-USA LTD DTD.02/24•/2012

.

1%02/24/2015

3000 . 00 UNITS OF 07/08/2013 05/07/2012 3 , 016 80 3 , 046.05 29.25-ONTARIO (PROVINCE OF) DTD 01/27/20111.375% 01/27/2014

2000:00 UNITS OF _ OS%07/2012 2,225:361 -2'324:38FEDERAL NATIONAL-MORTGAGE ASSN

5ftd', jo

99:02;

03/15/2016

405.54 UNITS OF 07/15/2013 03/06/2012 405.54 432 . 41 26.87-FEDERAL HOME LOAN MTG CORP POOL4G05937 DTD 07/01/2010 4.5% 08/01/2040727'6U(Vrf OF: , w, '07/15

12013',07/091201 2•.;= .'788:42 ;.*•` 4F;^ T^

60:83=; ;-î^ .FEDERAL F10ME,LOAN 'MTG,CORP POOL x'•_% sy'^ `-` :0 48 D1D 20l °J 9 o l 6 = ' 1'5 w 04 O 0 (% S# O 03_ .: .z:.SS.,^ tw. - '^

427.28 UNITS OF 07/i5/2013 06/11/2012 427.28 458 . 66 31.38-FEDERAL HOME LOAN MTGE CORP POOL4A95147 DTD 11/01 /2010 ,4% 11/01/2040300 SH kES'OF a •^ 'w < , ` ' ss 07)11%2013'14,715/2007 395:95! , '.'+1693164 :''•'`'y'io s3j702:31'.'^', gss- ^y°F r' ''4411C PRE C l

.1 AN EX SS- O.L, u za t ws ^ 'a ,tom `.r. , l R-i :i'_ _1000 SHARES OF 07/11/2013 02/06/2012 48, 520.26 37,677.20 10,843 . 06 CoveredMETIIFE INC

250;SI1ARES;OF' N= ;^^ "a' 07/14/2013 021201•t/^ . 12,1+30:06 q ° _.i ;9757 '38;^'''

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.,gv': t: ^ 1 .':1i.^-^ME L FE:INCf •' d Y-T .:..3^Y%.y'``'^€" lR Frc

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. . .

90 SHARES OF 07/11/2013 04/09/2010 10,310.22 7,497. 00

_

2,813.223M CO

1`50 HAR'ES;OF ", t r ' °3 07/Ibl/2013; 03%20%3012 10246:32 ; 8185;71„`` yH''..M ,u. - f i' `,-• TS t. ^. Y / x2;060 ^61x /`^.WrCJ N:

DANAHER [ARP DEL . .w, ;. L ^, 9245 SHARES OF 07/11/2013 04/09/2010 5,850.51 4,532.50 1,318.01GENERAL ELECTRIC CO

1415,.5T UNITS OF 07%25%20 1-3:j U9%08%2009N N O G ''" 'a; •,.

19:09-" 'AT!O AL MFEDERAL I POOI =' i ^•.,,_RT AG 00

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815.07 UNITS OF 07/25/2013 08/09/2011 815 .07 856.33 41.26-FEDERAL NATIONAL MORTGAGE ASSN POOL#AH6827 DTD 03/01 / 20114% 03/01/2026

[214:.48 N I '? ,11/0412011

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FEDERALNATIONALMORTGAGE!ASSN r00L`13 67-

#A 930YD 1/20114.S 0 0 ",06/O % 6/-03 1/2041a x c r; ,^k: r .:r1564 . 18 UNITS OF 07/25/2013 03/07/2007 1,564 . 18 1,557.09 7.09FEDERAL NATIONAL. - MORTGAGE ASSN POOL# 725424 DTD 04/01/04 5.5% 04/01/2034233.81 UNITS.OF.: ` F L-; n 07/25%2013„=04%0912007 2 08"

mow, ` q^ ' ,'„ -• a=', °->„ _ ^:FEDERAL,NATIONAL MORTGAGEjA55NtPO0L ,«s•.

#725598 DID 06/01/2004 5 5%'07 ^_•; ^:- x•,:r '.,^'`. '.`^^'i^?ît::.., f:^^.^z^^,'i;`:.s,' x • -./01/2034' . ' • •

856 85 UNITS OF 07/25/2013 08/09/2011 856.85 924 .19 67.34-FEDERAL NATIONAL MORTGAGE ASSN POOL# 735580 DTD 05/01/05 5% 06/01/2035140.73 UNITS OF -'Y40:73 150.08 935-FEDERAL NATIONAL MORTGAG ÀSSN PO

Y#735681 5.5% 07/01/2020 ' , '=r. r = _ a 4. " -% ,841,58 UNITS OF 07/25/2013 06/18/2007 841.58 813 05 28.53FEDERAL NATIONAL MORTGAGE ASSN POOL# 745079 DTD 11/01/05 5% 12/01/202040.35 UNITS OF •, 07/25/2013 09/08/2009 -, . 46.35 42 . 28 1.93-FEDERAL NATIONAL MORTGAGEASSNPOOL#811499 5% 09/01/2020 -. • " -138.11 UNITS OF 07/25/2013 01 /09/2006 138 .11 137 17 094FEDERAL NATIONAL MTG ASSN POOL #8479315% 12/01/2020

613.85 UNITS OF 07/25/2013 09/08/2009 613 . 85 649.82 35 97-

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RealzdGainLoss

715 55 UNITS OF 08/26/2013 06/ 18/2007 715 . 55 691 . 29 24.26FEDERAL NATIONAL MORTGAGE ASSN POOL745079 DTD 11/01/05 5% 12/01/2020

38.21 UNITS OF 08/26/2013 09/08/2009 38.21 40 . 04 -1.83-FEDERAL NATIONAL MORTGAGE-ASSN -POOL#811499 5%,09/01/2020 - -108.71 UNITS OF 08/26/2013 01/09/2006 108 . 71 107 . 97 0.74FEDERAL NATIONAL MTG ASSN POOL #8479315% 12/01/2020

354.67UNIT OF 08/26/2013-' , 09/08/2009; 354.67 . 375:45 ` ^, ; - '20.'78-FEDERAL NATIONAL MORTGAGE ASSN POOL#,872463;6%06/01/2036 „ .1009 . 16 UNITS OF 08/26/2013 05/07/2007 1,009.16 1,016.73 7.57-FEDERAL NATIONAL MORTGAGE ASSN POOL#888029 6% 12/01/2036

382:47UNITSOF ;S

- 08/26/2013r

:08/27/2007,,:x:' 382 :47 .FEDRAL NATIONALMORTGAGEASSNjPOOL •i#

?381z1Oit - r_ - 1x37a; " - > ,' : •'

88867 5 5%08/01/2022.

1161 . 31 UNITS OF 08/26/2013 12/10/2007 1,161.31 1,173 . 47 12.16-FEDERAL NATIONAL MORTGAGE ASSN POOL -#938134 DTD 06/01/07 6% 07/01/203789646GNITStO s'` i ': i 08/3612013`31%08/20Q7:. 6.4' 902761 F° ,6. sFEDERAL' NATIONALMORTGAGEIASSN 'POOL " .` -' ; "° '' i-: " ;_, s ,:., v •: , ,.•"'

#959596 OTD;14/01/076°, 1=1/01%3037 .. ' , ,. .' ' -^{^329:91 UNITS OF 08/26/2013 02/07/2012 329.91 348.93 19.02-FEDERAL NATIONAL MORTGAGE ASSN POOL#AA7236 DTD 05/01/2009 4% 06/01/20391-2936rUNIT56 r:W:=' ;i: ti 1< 08 %2013 05%07/202 J` Y^ ` '936 35,46- -.. ^^.,,f,.. 6:10

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MA1062 .DTD;04/01/2012 3,( 05/01/202 ^ ,'.4 ^fn ' Y^ ` lz' r c M => tir.: ,,. ^, " - ^, "-•, `° .•,^

459.71 UNITS OF 08/26/2013 04/05/2012 459 . 71 489 . 73 30.02-FEDERAL NATIONAL MORTGAGE ASSN POOL #AD6432 DTD 06/01/2010 4 .5% 06/01/2040646A'3UN1TSi0 f 09/2011

' { "67_ x-`,,, 08 '6/2013; ` "- ^646. 03^3 0x263 ,.- 2423- .

FEDERAL NATIONAL'MORTGAGE;ASSN'POOL '' ;^ ',

'#AE3066'OTD^09/0]%201U 375° 09/01/2025 ° ' _. s `r ` *4, ff^ i '" p s', tiI ^''

3000 .00 UNITS OF 09/09/2013 08/09/2010 3,095 . 04 3,329:94 234.90-CREDIT SUISSE NEW YORK DTD 5/4/09 5.5%

•05/01/2014

2000:OOUNITS'OFa ., ; = .' .- °02

-,/02' -2;G'748--r, 0x09 05 2UL3r 202" .2, 'sue-.,. 24

INTERNATIONAL BUSINESS^MCÎINES'DTD '° '° "W Q°

07/22/.2011";1:95 ^,^,,;ME, "•fif.. »=.:#' i$t .:w.cv^ ,. ..fe'l;. +,'tL ,-:.'^F4.t'.

2000.00 UNITS OF 09/09/2013 05/07/2012 2,313 . 10 2,249. 12 63.98MERRILL LYNCH & CO INC SERIES : MTN DTD04/25/08 6.875% 04/25/2018

^y..2000 700 UNITS -OF>;: .09/09%2013, U5/Q6%201=1 ; 2069 52' 4' , ;• 42 2 . 121 Rgp:° : ¢27x30=.'MORGAN STANLE' cDTDr13/20/2009-42%0 •rc

,'y! ,,,j. _ a t xa "',,r, 's.t . - . :., '..S'""', . Û^, ^ •^^'-.- -',^<+5• : u rY{, • • .3 ^..e ^s • :e.. •T -

2000 .00 UNITS OF 09/09/2013 05/07/2012 2,307 . 48 2,444 . 96 137.48-ORACLE CORPORATION DTD 04/09/08 5.75% `04/15/2018

2000 OOiJNITS OF'y= - ' 091,09R /013 05"07l2012 ter, n^^2{035100;s • ^ . , . _

12641-;-UNITED -STATES TREASURY N/B,D.a TD • n3 ,f r .a'Y•:h':ib iù s, { '" °_xti`• ^.

T/15/2010i2: 675%11/15/3020 `; '. ^r5; = _;-'?`. :.a... .,^:` _,.._^ :_<.>_- =^•^.._ = zr;" ^z

2000 .00 UNITS OF 09/09/2013 01/10/2012 2,072 . 00 2,137.14 65.14-FEDERAL HOME LOAN MTG CORP DTD01/07/2010 2 .875% 02/09/2015

281.39 UN1TSrOF; •.,^ •: - :: ` ' • ' - 09/16/2013• 03/,06/2012 ' i=' 281 .39 - 300;031 18 :644'FEDERAL`FiOME • LOAN MTG CORP -0&L"',_,," : ; 5 e Î },' -"^' ' _` y ;' ; r •% 3G05937 DTD`07/,01%2010 4:5%08/01/2040 - '

586.61 UNITS OF 09/ 16/2013 07/09/2012 586 . 61 635 . 65 49.04-FEDERAL HOME LOAN MTG CORP POOL#G05408 DTD 04/01 /2009 5% 12/01/2036225.35 UNITS OF.. 09/16/2013 06/11/2012 "22535 , ' : ; -291:90' •,', 16.55-FEDERAL HOME LOAN MTGE CORP POOL#A95147 DTD -11/01/2010 4%`11/01/2040403.52 UNITS OF 09/25/2013 09/08/2009 403 . 52 422 . 06 18.54-FEDERAL NATIONAL MORTGAGE ASSN POOL#255770 5.5% 07/01/2035

685.65 UNITS OF 09/25/2013 08/09/2011 - 685.65 • • -720.36 34.71-FEDERAL NATIONAL MORTGAGE ASSN POOL#AH6827 DTD 03/01/2011 4% 03/01/2026

Real7dGainLoss

165 UNITS OF 09/25/2013 11 /04/2011 165 . 00 175 52 1052-FEDERAL NATIONAL MORTGAGE ASSN POOLR AL0393 DTD 06/01/2011 4.5% 06/01/2041

1308 . 9 UNITS OF I 09/25/2013 03/07/2007° 1,308.90 1;302 . 97 5.93FEDERAL NATIONAL MORTGAGE A5SN POOL -#725424 DTD 04/01/04 5.5% 04/01/2034 - '196.07 UNITS OF 09/25/2013 04/09/2007 196.07 194.32 1.75FEDERAL NATIONAL MORTGAGE ASSN POOL# 725598 DTD 06/01/2004 5 . 5% 07/01/2034

671.45 UNITS OF - -' 09/25/2013; 108/09/201`1 = y6.7, 1 45; - 'J24.22, ' 52:77-FEDERAL NATIONAL MORTGAGE ASSN POOL Y - _#735580 DTD 05/01%05 S%:06/01%2035195 86 UNITS OF 09/25/2013 09/08/2009 195 . 86 208 . 87 13.01-FEDERAL NATIONAL MORTGAGE ASSN POOL# 735681 5 . 5% 07/01/2020

722.21 • UNITS OF `1'^ "' " 09 2 01 06`,18 697.72!_,.J^2007 ;<, 24:49'FEDERAL NATIONAL MORTGAGE ASSN;POOL

^•,î-

w" j-

#745079 DTD'11J01%05A5616A,2/61%2020 - -- -L&.129.03 UNITS OF 09/25/2013 09/08/2009 129 . 03 135 . 20 6.17-FEDERAL NATIONAL MORTGAGE ASSNPOOL#811499 5% 09/01/2020

102:18 ',UNITS ÒF?-. 9 200609r/25J2Q13 011012 'k:k k lU2^18 . - 1:49! 069?,10FEDERAL NATIONAL MT,GASSfV;P00L;#847931 ,.st "

r,,^,, ^r=, °v,:,r r;,. :: ;` j_•

5% 12/01/2020,

602.09 UNITS OF 09/25/2013 09/08/2009 602.09 637 . 37 35.28-FEDERAL NATIONAL MORTGAGE ASSN POOL"872463 6% 06/01/20367395 UNITS?'OF n 09%25%2Q13= 05J07%2007' 1â''; 3950,FEDERALNATI NAL

w. 5.55;0 MORIGAGEtASSN

#888029 ',6%12"Ul/206_' t°.^/ M ..?..^'. ,:C.:.' 'a..S?^<m.-wam _ -m:Ci... c3'^"^„_ S ^'_ ;,'{. •rDiC. ...,-..,,... i8^,..._ ,. F.Cf`. "".i-': '.d-^, ..:.. _..:. ...^.i^ 'u_^.

452.7 UNITS OF 09/25/2013 08/27/2007 452.70 451.07 1..63

FEDERAL NATIONAL MORTGAGE ASSN POOL #888677 5 .5% 08/01/2022963:74,UNIiSOFD _ w' ,;; •. ;., a _1k 9 5 013 14020073 '"-,;T ` i/2 '..A^^- /' ,. . 63Jj4 = =468:59' : >4:85;FEDERAL:(NATIONAL-MORTGAGE ASSNepOO =_ 'a ^.=, F;' , : ^• -` 'a `- . ^z

`+,.f 4 y, fix, ,.`^; ';-' ^:.^: °I

#938134 DTD06/01/07 "-460.54 UNITS OF 09/25/2013 11/08/2007, 460.54 463.78 3.24FEDERAL NATIONAL MORTGAGE ASSN POOL#959596 DTD 11/01/07 6% 11/01/2037259:38 UrM.OE -0 09/258 13`:,, 02/07/2012 A, y-259 :38" 't s 274;33 "14. 95I',a^;.FEDERAL, NATIONAL MORTGAGE ÀSSN 'POOL> s A ,g '" :.„d'r' i r 'ii "% l''r; >^°, t:.:{T.u T: ;.... •. ^%,'•'. - ^' : ,: ì

#AA7236 DTD.05/01/2009 4%06/01/2039' l191.14 UNITS OF 09/25/2013 05/07/2012 191 . 14 200 . 16 9.02-FEDERAL NATIONAL MORTGAGE ASSN.POOL#MA1062 DTD 04/01/2012 3% 05/01/2027282.13UNITSOF

p ri.* 0925/2013` 09'05 2Ui2FEDERAL

!282:134NATIONAL: M0^2TGA E,ASSN ,POOL ^ ,. ', t p • ? t"" I J t'i

1%3010}4:5% % s `g^r'. ;' r .. :•= t "tom

.,``

AD6432 DTD;06J6

429.6 UNITS OF 09/25/2013 08/09/2011 429. 60 445 . 71 16.11-FEDERAL NATIONAL MORTGAGE ASSN POOL#AE3066 DTD 09/01/2010 3 .5% 09/01/2025

100 SHARES OF p9 72013 08/15/,2011t?` °° i`,z' 4r Yjr a-_---..: 1;269 . 15, Covered

TEXAS INSTRS INC Ly »M. h` , - W^' -_`; =`'7` z• Y .. `Y'j200 SHARES OF 09/27/2013 02/21/2012 8, 021.85 6, 719.60 1 , 302.25 CoveredTEXAS INSTRS INC

50 SHARES OF U9/27/2013 03/05/2010' 9,401 . 10 :, 5;254:38=VISA INC CLASS A'SHRS _ -'° î= = ^^'^ .._ ^:^,^;. G•;.; .' " -75 SHARES OF 09/27/2013 04/09/2010 14,483.23 6, 937.42 7,545.81VISA INC - CLASS A SHRS

505 SHARES OF =, ;09%27/2013 07/14/2009s^^ ;x.'53, 281.81 371414 .95 15, 866.86MONSANTO CO

495 SHARES OF 09/27/2013 04/09/2010 52 , 226 73 34 , 080.75 18, 145.98MONSANTO CO

620 SHARES OF ;,; , . .' ;09/27%2013 ` 08/30%2005 . , l%058 . 94 18;073.86 4 0,985.08VERIZON COMMUNICATIONS _• Y;. - „' ,180 SHARES OF 09/27/2013 11/ 15/2007 8 , 436.47 7,357 81 1 , 078.66VERIZON COMMUNICATIONS400 SHARES OF 09/27/2013. 02/21/2008 •18,7.47.70 13,308.24 5,439.46VERIZON COMMUNICATIONS "

2850 SHARES OF 09/27/2013 03/20/2012 78,768.04 75,057.88 3,710.16 CoveredXCEL ENERGY INC

1000.00 UNITS OF 10/04/2013 01/28/2011 1,047.36 1,005.55 41 81

RealzdGainLoss

ANHEUSER-BUSCH INBEV WOR DTD -01/27/2011,1-875% 02/15/2016 -

1000.00 UNITS OF 10/04/2013 05/08/2012 1,035 . 48 1,061 , 86 26 38-DIRECTV HOLDGS/FING DTD 03/ 11/20103.55% 03/ 15/2015

1000 UNITS-OF-. - 10/04/2013 05/07/2012 1;028.35 -- :1,033:31 4 96-DUKE ;ENERGY 'CORPORATION DTD'11/17/20112:1596='i1J13/2016,

2000 . 00 UNITS OF 10/04/2013 03/31/2010 2 , 089.50 2,007.32 82.18BARCLAYS BANK PLC DTD 04/07/2010 3.9%04/07/2015

2000:OO;UNITS _OF,- ate,. - 10/04/2013.,05/07/2012 2;193 . 50_;'" "2;289 . 38; 95;88-GENERAL ELECTRIGCAPITALVCORP DTD01u14/08#5.87,5% 01/,1'4/2038 :1000 .00 UNITS OF 10/04/2013 05/07/2012 1,091.22 1 , 113.97 22.75-GENERAL ELECTRIC CAPITAL CORP DTD02/11/11,5.3% 02/11/2021

1000A0UNITS-0F 10I' 0412013 > OS/,07l201 2_ ` r' `T` ` ^''I rrxy?1,210.33 i62i54t;fGOLDMANsSACHS'GROUPINC,D,TD-2%S/097:5°16 02%JS201g^

1000.00 UNITS OF 10/04/2013 05/07/2012 1,172 . 58 1,189 . 79 17.21-J PMORGAN 'CHASE & CO DTD 04/23/09 63%04/23/2019

2000'l1NIiS"OFr:' yin "> ^+ ,r- ` - r 10 U4 2013 ' ' 05 08 201'2 108 10 ',k t. +^, 9 ^S £ ,t

SI1(±f12UST'BICSINC'DTD<11/01/2014 315%< "', . ,I

1000.00 UNITSIOF 10/04/2013 05/07/2012 1 , 274.36 1,372.58 98.22-CATERPILLAONC DTD12/05/08 7.9%12%15/20182000 OO UNYTS OF ° - 0/04%2013 05/ 1 012; " ';X2;039,40; > %2 030 90x - 3 ^ 3 0; t F$:.

s , 3 F rw » .' s" NaFEI1LET 'CO^DTD'%12/02720l0 2 2% j,-

, jzj''`'. +E^°_^ s 5-, ,,`'"", •at' . ry't` f •^.s^^ M1 0 2015 'R ^

'•°.r(eaR:, i3lE•; •,i a "^' ' aP',#' "' ..4 : -t^'•F^- ' a . ts,^:

:1/ ,2/, V, : r :. . . ... _ ,= ;,. ...•.rs ^'.{..' '}FF..--a . ,, . .. y^ q=:.^L..3W: _ ..^__ «S.`^^.....ae..:4 .C°v _ til._'._:. ••fa^ :a tLy,,SC.ti_

2000 ;00 UNITS OF , 10/04/2013 05/07/2012 2, 229.02 2,252 . 06- '23.04-CA INC DTD 11/1'3/09 5.375% 12/01/20191000 0'US NITS'OF ^Fj" •10 04 2013,=.: 05 07 2U12"i

-1R&'^1193:21' 's`.. ; -^ :'1`, 19 27 ", 4•x50.56; *,

AT&T, INC 13/08:5:6°j6 05%15/20181000.00 UNITS OF 10/04/2013 05/07/2012 996.52 1,064 . 24 67 72-INTEL CORP DTD 09/19/2011 3 .3% 10/01/2021

1000 .00WN175 ..;10/04/201 -' 05/08/2012'ro39.,18, 92:29,

ARGETCARP CALiABI Ei5:3759^ 05/01/2017'

3 . K^i :.2000 .00 UNITS-OF 10/04/2013 10/30/2007 2,301.26 2,023.84 277.42WACHOVIA CORP DTD 06/08/07 5.75%06/15/2017

lOOO?QO UI!IITS;OF at; e 'js "r : O O4 201' x.;f . j v ' = % I I 3:, ° 05/07/2012§+ " y v ^ ..xi t.•... _.: ,X 078100' i `" 107712 > a; 088e Y ,

PRUDENTTALFINANCIAL4DTD•,11/18/2010`4:5% %_': i a•.U S` ^ .`

L

; +l.. "^ ' 'f ?ro`, -r ' '%erlr ^' "•' '^'' ;t r- .L

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1=1L15/2O2O `' ': ^_, ` S~.,

1000.00 UNITS OF 10/04/2013 05/07/2012 1 , 204.34 1,261 . 71 57.37-PFIZER INC DTD 3/24/09 6. 2% 03/15/2019 '2000 OO±lJNITS'0 ^' = " r ^-: i0/04Y/2013;; 09%12/201>2 •`,:: m " 2¢ 080:62` r ' , 18883 ; ; % 08.2.1 ;f Y1

UMTED<STAIESTRElrSURYP1/B,DTDq£.•, Y;r .n+°t.' RY, , e -^ ..*v; <.. :<. ^,^ ;

5 020;

1°1'/15/2010x2 625%^1.1%1 R ``- r^- ^« ^'^'' : r^ E v ^' -. :_4_ _ .. - . . ,.. ,.. _ _-a _.....^ _^, :. _^4; t • . _183.06 UNITS OF 10/ 15/2013 03/06/2012 183 . 06 195 . 19 12.13-FEDERAL HOME LOAN MTG CORP POOL#G05937 DTD 07/01/2010 4.5% 08/01/2040

43944,UNITS'OF :• 'C'': ' i• 10/15/2013 ; 07/09/2012 ' 439.14 - ;= 36.71''475185'FEDERAI_ HOME LOAN INTG CORP ,POOL

.,_

#G05408' 3 Dl U; 60, 9q d2i0l/206

160.158 UNITS OF 10/ 15/2013 06/11/2012 160 . 58 172 . 37 11.79-FEDERAL HOME LOAN MTGE CORP POOL'#95147 DTD 11/01/2010 4% 11/01/2040

750 SHARES OF; ' - - 10/ 17/2013 08/14/2012 -"50,346 . 60•-= 44;332 '50 " `>> 6;014 . 10 Covered`6AXTERzINTERNATIONAL INC :.100 SHARES OF 10/ 17/2013 10/03/2008 9 , 522.84 5, 155.82 4 , 367.02THERMO FISHER SCIENTIFIC, INC

100 SHARES ;OF ` ~ - 10/ 17/2013 02/21/2012 9, 522.84 5;633:95. 3,888 = 89 CoveredTHERMO FISHERSCIENTIFIC, INC. -500 SHARES OF 10/17/2013 02/21/2012 21,529 . 62 21,995 . 00 465.38-CoveredISHARES MSCI EMERGING MARKETS ETF424.37 • UNITS OF 10/25/2013 09/08/2009 424 .37 443.86 19.49-FEDERAL NATIONAL ,MORTGAGE ASSN POOL# '255770 5 .5% 07/01/2035 -340.85 UNITS OF 10/25/2013 08/09/2011 340 85 358 11 17 26-

RcalzdGainL.oss

FEDERAL NATIONAL MORTGAGE ASSN POOL#AH6827 DTD 03/01/2011 4% 03/01/2026

167.61 UNTTS OF 10/25/2013 11/04/2011 167.61 1-78.29 10.68-FEDERAL NATIONAL MORTGAGE ASSN'POOL .#AL0393 0TD 06/01/201-1 4.5% 06/01/2041 - -1056.54 UNITS OF 10/25/2013 03/07/2007 1,056.54 1,051.75 4.79FEDERAL NATIONAL MORTGAGE ASSN POOL#725424 DTD 04/01/04 5.5% 04/01/2034162.84;UNITS ,OF ,'. 10/25/2013 04%09/2007 ;162.84° 161:39, "; -1.45FEDERAL•NATIONAL';MORTGAGE,ASSN,POOL ; ^ ''`;, • -_ -#725598;DTD'06/01%2004 5:5%d07/01/2034532.13 UNITS OF 10/25/2013 08/09/2011 532.13 573.95 41 82-FEDERAL NATIONAL MORTGAGE ASSN POOL#735580 DTD 05/01/05 5% 06/01/2035

154.38'UNITS OF'^•. ` ' . ` :.° ' '= <10/25/20137" 09/08/2009- 159.38• `9164:63 r u,"10:25;FEDERAL`NATIONALI4ORTGAGE ASSN$POOL -"--s, .';•735681r5:5%j)7/01/2D20''' . i.- . -". 3Y: a'_. _. ;`

y .:;,;

'470.89 UNITS OF 10/25/2013 06/18/2007 470.89 454.92 15.97FEDERAL NATIONAL MORTGAGE ASSN POOL#745079 DTD 11/01/05 5% 12/01/202043.13tUNllS'OF;<° '' ^.#r JPA-V 10G/25%2013' 0908 2U09' ,` ;.43,13',k,. :•l â'.c_..;_s-'.,';-` fit:.

:, 0. 3, I I s - _ f ^. ;S '^' a`= Z O65 x. >•_^ "FEDERAL NATIONAL MORTGAGEASSN , : r,,` F^ a• -< ;' =- , • , .:. ;<' :. '^,2_. :f

POOL'#811499'5%409/Dl/3020,>>= _a90.25 UNITS OF 10/25/2013 01/09/2006 90.25 89.64 0.61FEDERAL NATIONAL MTG ASSN POOL #8479315% 12/01/2020738.521JNITSOF.^t'' "^R;^ r; ^.?x' ^, > s :•a ';-~,.W:.:

ORT:10/2/2U1^3, 09%Q8%2009` ' x 738 2 ::p 781.79 c 43:27 ;__

FEDERAL- NATIQNAL'M

,°^

GAGE ASSNjPOOL < 5;^'srz463.6 r r oe ^, ' a.Of/2036 12 S_ ^^ v:FX a.: :,A`-_ ,r f . : hr'€ x.. .- -- -- - - =cv ^. E,• f's=-*•:

555.38 UNITS OFFEDERAL NATIONAL MORTGAGE ASSN POOL

10/25/2013 05/07/2007 555.38 559.55 4.17-

#888029 6% 12/01/2036

83:03 I^NfiS 10^J203.1 08 :27l2007: 83.03q} ^ f 8 3v. • xC^ di a e. I,_,, e G. 2.73 ` 'r a ' 0.30' vFEDER .NAT..YIONAL*MORTGAGEfAS

a,^ :r.,^ ° `.ê ---rCKKC• ^ ^ ^ . •1'.^"al`S :^--),. ^#3xe ..fir-3^ ^}_ i ^1C .^.^^ ^ ':.5._..

233.9 UNITS OFFEDERAL NATIONAL MORTGAGE ASSN POOL

10/25/2013 12/10/2007 233.90 236.35 2.45-

#938134 DTD 06/01/07 6% 07/01/2037

71 88 l1NIf5OFt t f A „'^ 10/25/2013 11/0$/;2007'. t 4 ;`7 4•.88 k '-`.` " Y719 91 _ " ` 'S 03= = " "'FEDERAL`NA11O VAI slMORTGAGE/^SN POOU_ Y

rt :.;.. ^. 1;,.. .t s"fir"-+ x'T !a `-^5:'--°•, qty Y. £". .' :.E.7"'{••,`^-''^-+--

#959S961DTDk1"1/o1JU7 694111/01RU37'r L-a100.95 UNITS OF 10/25/2013 02/07/2012 100.95 106.77 5.82-FEDERAL NATIONAL MORTGAGE ASSN POOL#AA7236 DTD 05/01/2009 4% 06/01/2039

:;a' - g' it 'ter _" ^- i'.nY± x c .- ^.%_r-. ._ ,-d' f. -9'•c_. g> 4 _174S;UMTSrOF^K.•;;5^°^.s f 10/25/2013 : 05/07%2012 :'^; ;1374:8U ';183105 '= ?8:25=Y'`' .xEEDERAL'NATIONAE MORTGAGEA55N P1JOL'+

,. _153.55 UNITS OF 10/25/2013 04/05/2012 153.55 163.58 M1 10.03FEDERAL NATIONAL MORTGAGE ASSN POOL #AD6432 DTD 06/01/2010 4.5% 06/01/2040

278 --0 S;OF ^x `08709/2011 x; s'r 278.67, • _ " 289:121 p• ±;' 10:45FEDERAL,NATIONAL?MORT,GAGE, pASS(J;P.QOL--.',,P,' , ' gaJ' > •^ , -"

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363.63 UNITS OF 11/15/2013 07/09/2012 363.63 394.03 30.40-FEDERAL HOME LOAN MTG CORP POOL#G05408 DTD 04/01/2009 5% 12/01/2036

150.88',UNITS OF, - -' 03/06/2012 150.88 160:88 ' ;10.00-FEDERAL"HOME LOAN'MTGCORPPOOL':;F#605937,DT0'07/017201045%08/o1/2040^_,

220.62 UNITS OF 11/15/2013 06/11/2012 220.62 236.82 16.20-FEDERAL HOME LOAN MTGE CORP POOL#A95147 DTD 11/01/2010 4% 11/01/2040

341.92 UNITS OF,-- - , > r. 11/25/20131 `09/08/2009''. 341:92 357.63' 15.71-FEDERAL NATIONAL MORTGAGE1ASSN"POOL# ` : -255770'5.5% 07/01/2035283.73 UNITS OF 11/25/2013 08/09/2011 283.73 298.09 14 36-FEDERAL NATIONAL MORTGAGE ASSN POOL#AH6827 DTD 03/01/2011 4% 03/01/202667:47 UNITS OF 11/25/2013 11/04/2011 67.47 71`77 4.30-FEDERAL NATIONAL MORTGAGE ASSN POOL#AL0393 DTD 06/01/20114.5% 06/01/2041 `964.51 UNITS OF 11/25/2013 03/07/2007 964 51 960.14 4.37

RealzdC;ainLoss

FEDERAL NATIONAL MORTGAGE ASSN POOLq725424 DTD 04/01/04 5 . 5% 04/01/2034158.36• UNITS OF 11/25/2013 04/09/2007 158.36 156.95 1.41FEDERAL NATIONAL MORTGAGE ASSN POOL -#725598 DTD 06/01 /2004 5 . 5% 07/01/2034414.84 UNITS OF 11 /25/2013 08/09/2011 414 .84 44744 3260-FEDERAL NATIONAL MORTGAGE ASSN POOL#735580 DTD 05/01/05 5% 06/01/2035128°37 UNITS OF - ,, - • ,11/25/2013 09/08%2009 136.89 8.52 -FEDERAL NATIONAL MORTGAGE ASSN POOL#735681 5 5% 07/01/2020590.09 UNITS OF 11/25/2013 06/18/2007 590.09 570 08 20.01FEDERAL NATIONAL MORTGAGE ASSN POOL#745079 DTD 11/01/05 5% 12/01/202038.98: UNITSrOF - 11/25/2013% ' 09/08/2009 ^; - = •-=38'98< 40.84 1 86-_FEDERAL NATIONAL MORTGAGEP

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OOL#81128.22 UNITS OF 11/25/2013 01/09/2006 28.22 28 . 03 0.19FEDERAL NATIONAL MTG ASSN POOL #8479315% 12/01/2020

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•d +' 1.-#872463 606%Ol%2036.i a ? t3 _ h _ _`1 *s i1 ` '=iF: a;__ a '•- ._534.16 UNITS OF 11/25/2013 05/07/2007 534 . 16 538.17

v

4.01-FEDERAL NATIONAL MORTGAGE ASSN POOL'8880296% 12/01/203682187SUNMf OFD 0827 07_^. 11{)25%2013 20/,' /: , 2.7

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505.78 UNITS OF 11 /25/2013 12/10/2007 505 . 78 511 . 07 5.29FEDERAL NATIONAL MORTGAGE ASSN POOL#938134 DTD 06/01/07 6% 07/01/2037349 9fl4 UfVIT5 0FEDERALNATIONAL'MORTG GE ASSN POOL

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i xA _. ^,; ._:; x81.08 UNITS OF 11/25/2013 02/07/2012 81 . 08 85.75 4.67FEDERAL NATIONAL MORTGAGE ASSN POOL#AA7236 DTD 05/01/2009 4% 06/01/2039247:58 UfVTiSàF ;`s 1]%25%2'0 3' ; 05%07/2012F= ffl-4 '58,'<4 %259126.FFDERALsNATIONAIPMORTGAGE ' V'ASSN ; POOL', ^

frii%68. t

102.73 UNITS OF 11/25/2013 04/05/2012 102.73 109.44 6.71FEDERAL NATIONAL MORTGAGE ASSN POOL ;*AD6432 DTD 06/01/2010 4.5% 06/01/2040M.13 UNTfS:OF_ -'

U8%..J,.,-,: $ 11'!?5/2013Y 09 2011 1 u°;u;x 45.13 ; 2- 54:32``

FEDERAL;NATIONAL > GE ASSN P00i, . a r

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6000 UNITS OF 11/21/2013 05/06/2011 6,699 . 06 6,218 . 94 480.12GENERAL ELECTRIC CAPITAL CORP DTD01/14/08 5.875% 01/14/2038

13000 UNITSÒF' 11/212013,: 05/10/201fc' .` 1'4;514x63 ; `' 13;40462;ENE ELL =C CC ' =f ^Y

1,109.81RA ;,u,.. ^: TRIG E AJ AL, ^ CORP^DTDx;F^^^^ ^;^•^ : '°•^;^z;: :; a '- _

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1000 UNITS OF 11 /21/2013 05/07/2012 1 , 116.51 1 , 144.69 28 18-GENERAL ELECTRIC CAPITAL CORP DTD01/14/08 5.875% 01/14/2038

175 SHARES OF •`- " =' 12/06%2013 ` 021%2008 % ty %31,821 . 08; tsr., 38,085 ^ 68•/-° Z' t

6,264.60-UNIPER' NETINORKS .JNG.1025 SHARES OF 12/06/2013 02/21/2012 22,112.95 24, 804.49 2,691 54 - CoveredJUNIPER NETWORKS INC

154.79• UNITS 'OF - • •. " , , - , ' 12%16/2013 : • 03/06/2012- 154:79` ` .165.044

10.25-FEDERAL HOME LOAN MTG.CORP POOL • .#G05937 DTD 07/01'/2010 4 . 5% 08/0172040 • ;' r , . : "330.25 UNITS OF 12/16/2013 07/09/2012 330. 25 357 . 86 27 61-FEDERAL HOME LOAN MTG CORP POOLnG05408 DTD 04/01/2009 5% 12/01/2036176.67 UNITS OF - j 1-2/16/2013 , 176.67 189.64 12 97-FEDERAL HOME LOAN MTGE CORP POOL ,#A95147 DTD 11/01/2010 4% 11/01/2040148.33 UNITS OF 12/ 26/2013 09/08/2009 148 .33 155 14 68j-FEDERAL NATIONAL MORTGAGE ASSN POOL#255770 5 5% 07/01/2035

RcalzdGainLoss

292.79 UNITS OF 12/26/2013 08/09/2011 292 . 79 307 . 61 14.82-FEDERAL NATIONAL MORTGAGE ASSN POOL#AH6827 DTD 03/01/2011 4% 03/01/2026

167.63 UNITS OF 12/26/2013 11/04/ 2011 167 . 63 178 . 32 10.69-FEDERAL NATIONAL MORTGAGE ASSN POOL#AL0393 DTD 06/01/ 2011 4 . 5% 06/01/2041

744.81 UNITS OF 12/26/2013 03/07/2007 744 . 81: .^ 74'1.43 3:38:FEDERAL NATIONAL MORTGAGE-ASSN POOL#725424 ' DTD 09/01/04 . 5.5°/° 04/01%2034 • _ ' " _ -- -.114.53 UNITS OF 12/26/2013 04/09/2007 114 . 53• 113 . 51 1.02FEDERAL NATIONAL MORTGAGE ASSN POOL# 725598 DTD 06/01 /2004 5 .5% 07/01/2034

368.0EUNITS°OF . '; , 12/26%2013 08/09/2011 - 368:01; 39-6§01 7-1024'°=FEDERAL NATIONAL MORTGAGE ASSN POOL t , - `•; '

X735580 :DTD,05/01/05,5%06J01 /2035 .

103.13 UNITS OF 12/26/2013 09/08/2009 103 . 13 109.98 6.85-FEDERAL NATIONAL MORTGAGE ASSN POOL'735681 5 .5% 07/01/2020

432 58' UNIIS OF 12/26/2013 06%18/2007 7-43'2'-'5-81 : ^"- _ ' " 417;911• j " 14:67E ' f w=FEDERALNATIO014MO'RTGAGE ;ASSN POOL ,. 41-745079DTD Ul%05 59'oro12J01%2020'IlJ l_ ;, .:

87.83 UNITS OF 12/26/2013 09/08/2009 87 . 83 92 .03 4.20-FEDERAL NATIONAL MORTGAGE ASSNPOOL#811499 5% 09/01/2020

33 19sU'NITSrOFrn. ,, ,;,s,, ,^,fi ' 12j26/2013,.yi01%09/20U6 .^. .

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5°%i12%Ol/202U L ^, . .r,,.:_'437.72 UNITS OF 12/26/2013 09/08/2009 437 - 7237. 72 '_463 . 37 25.65-

FEDERAL NATIONAL MORTGAGE ASSN POOL#872463 6% 06/01/2036

5412 UN 'OF "` iC-jF 'r- - 4=-- ,1 262013FEDERAL,NATIONAL MORT

GAGE,ASSNPOPOOL ;"

,0

05 07 2 0 " _ 4 , °^' -5 45753.E S.^ ^-y^^G'

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558.14 UNITS 'OF 12/26/2013_,

08/27/2007 558 . 14 556.13 2.01FEDERAL NATIONAL MORTGAGE ASSN POOL #888677 5 .5% 08/01/2022

509'97 NTfSOF^ „ .^ - 2/2612013,aNAL gpTGAGE;ASSN POOL,•

^^- 12%3Uj2007 `t r = - ^

0,

7 '

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;.' ^37 '^

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398.05 UNITS OF 12/26/2013 11 /08/2007 398. 05 400 . 85 2.80-FEDERAL NATIONAL MORTGAGE ASSN POOL#959596 DTD 1 1/01/07 6% 11/01/2037

, :-^ NIT5;OF , • ^. ;,.12%2b/2013 ;,146Uy.x.=i

FEDERAL- NATIONAL MORTGAGE'ASSN 'POOL

n^'S..- r- y...:-^... ,i^'"^Y',

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1-. a z G^• >'. LC' V 'F

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- , hu' ""•-'Xf,

". , , • ; w _ .. __ .. :t ^, _, :166.41 UNITS OF 12/26/2013 05/07/2012 166. 41 174 . 26 7.85-FEDERAL NATIONAL MORTGAGE ASSN POOL#MA1062 DID 04/01/2012 3% 05/01/2027

135 79 UNrfS OF%' "' t T ' 5^ ,'' ' 1226J2U13 yY^"st f a` +$'^

`04/U5/2O12'^',. ,` '"7q8:67,'x'144

FEDERAL;NATIONAL MOREiA ASSWPOOL#`' Rne4 .,4 ry k .

INel • ^'''* y •• c

DTD 06/01/201U '4:5% 06/01/2040 'AD6432a,^ . C

ay` to: :la ^.t , , ..l h ^281.66 UNITS OF 12/26/2013 08/09/2011 281 . 66 292.22 10.56-FEDERAL NATIONAL MORTGAGE ASSN POOL#AE3066 DTD 09/01/2010 3 . 5% 09/01/2025

-;-? :.rz'i.^ _ :^: - 't4,,,,. .v i _ ..'.,^v a ,v .. •: s ..i.:,^:...: ^. 1.`•` .z. _.„ ••,a^''.x%

TOTAL LONG TERM CAPITAL GAIN (LOSS) 1,812, 090.97 1,538,468.77 273,622.20•.y, i ' Via: ' - o-, ^,

.,y ; Ci `_ =a,:' '- ^i,, .e ^. <' u,^'r..,°J=; '-.

' SHORT TERi CAPITAL GAIfVS,DI'VibENDS " ` ' Z'-I- `"'; x `•'

2000 BASIS .SHARES ,OF - • y ;: r '• ,,x., , a^^' , -.2292;PIMCO TOTAL RETURN INSTL FD`#35

*' TOTAL SHORT-TERM CAPITALGAINSDIVIDENDS -' -

0.00 _^OAO 22.92

" LONG TERM CAPITAL GAINS DIVIDENDS

2000 BASIS SHARES OFPIMCO TOTAL RETURN INSTL FD #35

119 92

RealzdGainLoss

' • TOTAL LONG TERM CAPITAL GAINSDIVIDENDS

0 00 0.00 119.92

SUMMARY

Desciiptlon; _ Amount

SUMyMMRbF CAPITAGGAINS,AND,LOSSES-

TOTAL SHORT TERM CAFITAI.tAIN}(LOSS)_. ' •--., -.^'^'. ...^.,.. ;'`' < ;` --` °wmot,....TOTAL SHORT TERM CAPITAL GAINS DIVIDENDS 22.92fVETiSFIOftT TERM ;'CJIPITAI GNN;(LOSSj;'.. x ° , _ _ __"_ "_ _ : t 28 X

TOTAL,LOIVGIERMfCAPIfALGAIIV '( L`OSS);fe x_...nt--':.= ; ;`,"" `. .` _ ;, " _" -_ :., ``273623:201TOTAL LONG TERM CAPITAL GAINS DIVIDENDS 119.92

TAL28'%:RATEG4PITALsGAINS DMDENDKSr.

,:^z

^:,_::s:,

x`:' , _. _

-3:' rti-.x p-

.: ^-::. ':=ATO U^0.0TOTAL SEC 1250 CAPITAL GAINS DIVIDENDS 0.00TOTALSEC,1202-APITAL GAINS:DIVIDENDS y '' r "= '; F w _ _ ., „'; k

Pw.NET LONG TERM CAPITAL GAIN (LOSS) 273 , 742.12•n?^^^ .....`.>v.:'...1.''_ .

'''"^.^,r^k..^.- ':.., '-.^^..z., ari.-. _ ..w -^z:_, ii,w., a^f"y',:"c?_4_' ^ +'^"^^• :^".: °- :.

.^-.^.;:;^"'fie

^.. F ,--^ c. , =^`?'r .Y'^^' "•. ^'

NET CAPITAL GAIN (LOSS) 302,053.16°-'Y_'=' .qp °'m• " '''"" ". ' f" 'T' _ ,- ". S m

.'.:". -Xmac.

tOTAL(3kN LOSS ROM'SALESVi r,-rH -U FKN( 1wN COST), uigm0'1;DATE K V «4,4 -41

E&, .

.Tr_l

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