w's, z's and jets

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Volume 154B, number 5,6 PHYSICS LETTERS 9 May 1985 W's, Z's AND JETS S.D. ELLIS 1.2, R. KLEISS and W.J. STIRLING CERN, CH 1211 Geneva23, Switzerland Received 24 January 1985 The process p + ~ ~ W ±, Z 0 plus 2 jets is discussed in the context of perturbative QCD. The magnitude of the expected rate for this process and the correlations anticipated between the jets are presented. Now that the hadronic production of W ±'s and Z0's is being "regularly" observed [1] at the CERN p~ coUider, it is informative to study this process in more detail. In particular, it is of interest to consider the structure of the accompanying hadronic event, i.e. the structure of the inclusive state X in the pro- cess p + ~ -+ W±, Z 0 + X. A natural way to character- ize X is in terms of the number of hadronic jets. Such analyses will test both the perturbative framework thought to describe this process [2] and, perhaps, pro- vide some basis from which to interpret the (possible) apparent differences [3] between the structure of the states X which accompany W±'s and those which ac- company Z°'s. While the definition of a jet is, in principle, very difficult to make precise [4], we shall treat it here as an experimental rather than theoretical issue. A straightforward application of the various experimen- tal cuts to the perturbative final states appears [2] to work satisfactorily. In particular, a perturbative calcu- lation [2] of the single jet configuration in which a jet is defined in terms of a parton with a minimum PT separated from other partons by a minimum relative angle seems to adequately mimic the actual cuts ap- plied to the full hadronic final states without the need of detailed Monte Carlo simulation of the complete f'mal state. These cuts on the perturbative final state 1 Permanent address: Department of Physics, University of Washington, Seattle, WA 98195, USA. 2 Research supported in part by the US Department of En- ergy, Contract No. DE-AC06-8IER-40048. 0370-2693/85/$ 03.30 © Elsevier Science Publishers B.V. (North-Holland Physics Publishing Division) not only mimic the actual experimental hadronic cuts but also serve to control the infrared and coUinear sin- gularities inherent in the perturbative calculation. The angular cut controls the collinearity associated with "final state" bremsstrahlung configurations, while the requirement of a minimum jet PT prevents the emis- sion of partons which are arbitrarily soft or collinear with the incoming partons. With these cuts, the initial and final state partons are separated in phase space and perturbative cross sections are finite. In practice an ad- ditional polar angle cut (with respect to the beam di- rection) may be applied corresponding to a particular detector acceptance for jets. The present note will address the production of two large PT jets in the final state defined in the above fashion. In the perturbative context the desired pro- cess is described by the simple expression (V = W-+or z 0) o(V + 2 jets) = o(p + ~ -->V + 2 jets + X') (1) =fdXl dx2G(Xl,a)G(x2,Q)o(ab-+ V +ef, Q), where a sum over the relevant parton types is under- stood, i.e., a and b can be u, d, s, or c quarks or anti- quarks or gluons (g) while e and fare summed over the same set plus b quarks. In the results presented be- low the scale Q is set to Mv and the structure func- tions, G, are those of Duke and Owens [5] of type 1 (DO1) with AQCD = 0.2 GeV unless otherwise stated. The parton hard scattering cross section, o, is calcu- lated at order a 2 in the "tree" approximation. It is a 435

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Page 1: W's, Z's and jets

Volume 154B, number 5,6 PHYSICS LETTERS 9 May 1985

W's, Z 's A N D J E T S

S.D. ELLIS 1.2, R. KLEISS and W.J. S T I R L I N G

CERN, CH 1211 Geneva 23, Switzerland

Received 24 January 1985

The process p + ~ ~ W ±, Z 0 plus 2 jets is discussed in the context of perturbative QCD. The magnitude of the expected rate for this process and the correlations anticipated between the jets are presented.

Now that the hadronic production of W ±'s and Z0's is being "regularly" observed [1] at the CERN p~ coUider, it is informative to study this process in more detail. In particular, it is of interest to consider the structure of the accompanying hadronic event, i.e. the structure of the inclusive state X in the pro- cess p + ~ -+ W ±, Z 0 + X. A natural way to character- ize X is in terms of the number o f hadronic jets. Such analyses will test both the perturbative framework thought to describe this process [2] and, perhaps, pro- vide some basis from which to interpret the (possible) apparent differences [3] between the structure of the states X which accompany W±'s and those which ac- company Z°'s.

While the definition of a jet is, in principle, very difficult to make precise [4], we shall treat it here as an experimental rather than theoretical issue. A straightforward application of the various experimen- tal cuts to the perturbative final states appears [2] to work satisfactorily. In particular, a perturbative calcu- lation [2] of the single jet configuration in which a jet is defined in terms of a parton with a minimum PT separated from other partons by a minimum relative angle seems to adequately mimic the actual cuts ap- plied to the full hadronic final states without the need of detailed Monte Carlo simulation of the complete f'mal state. These cuts on the perturbative final state

1 Permanent address: Department of Physics, University of Washington, Seattle, WA 98195, USA.

2 Research supported in part by the US Department of En- ergy, Contract No. DE-AC06-8IER-40048.

0370-2693/85/$ 03.30 © Elsevier Science Publishers B.V. (North-Holland Physics Publishing Division)

not only mimic the actual experimental hadronic cuts but also serve to control the infrared and coUinear sin- gularities inherent in the perturbative calculation. The angular cut controls the collinearity associated with "final state" bremsstrahlung configurations, while the requirement of a minimum jet PT prevents the emis- sion of partons which are arbitrarily soft or collinear with the incoming partons. With these cuts, the initial and final state partons are separated in phase space and perturbative cross sections are finite. In practice an ad- ditional polar angle cut (with respect to the beam di- rection) may be applied corresponding to a particular detector acceptance for jets.

The present note will address the production of two large PT jets in the final state defined in the above fashion. In the perturbative context the desired pro- cess is described by the simple expression (V = W -+ or z 0)

o(V + 2 jets) = o(p + ~ --> V + 2 jets + X')

(1)

=fdXl d x 2 G ( X l , a ) G ( x 2 , Q ) o ( a b - + V +ef, Q),

where a sum over the relevant parton types is under- stood, i.e., a and b can be u, d, s, or c quarks or anti- quarks or gluons (g) while e and f a r e summed over the same set plus b quarks. In the results presented be- low the scale Q is set to M v and the structure func- tions, G, are those of Duke and Owens [5] of type 1 (DO1) with AQCD = 0.2 GeV unless otherwise stated. The parton hard scattering cross section, o, is calcu- lated at order a 2 in the " tree" approximation. It is a

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Volume 154B, number 5,6 PHYSICS LETTERS 9 May 1985

straightforward, if tedious, task to evaluate the dis- tinct perturbative 2 ~ 3 processes (252 in the case of the W ±, 69 for the Z 0) which contribute to the per- turbative cross section in eq. (1).

The actual calculation was performed by evaluating the matrix element on the helicity amplitude level us- ing the spinor product method introduced in ref. [6] and performing the phase space integrals using VEGAS [7]. For the gluon polarization vectors we used a rep- resentation similar to that given by the CALKUL Col- laboration [8] which serves to considerably simplify the calculation of the three giuon vertex. The W ±, Z 0 polarization vectors were constructed explicitly from the four-momenta of their decay products. The advan- tages of this method are several. First, the numerical evaluation of the amplitudes is very systematic and straightforward and therefore simple to check. More- over, for a subset of the diagrams contributing to this process, we have compared the speed of the evaluation with an algebraic expression for the cross section ob- tained by the usual trace algebra methods. We con- clude that the numerical evaluation of the expressions used here is at least as rapid as that for the more usual expressions. Finally the explicit representation of the W ±, Z 0 polarization vectors in terms of the lepton four-momenta mentioned above enables us to directly implement cuts on the decay products of the weak bo- sons. Explicit results for the matrix elements and fur- ther calculational details will be given elsewhere [9].

The focus of the remainder of the present letter will be on the results of the calculation. The simplest characterization of the results is in terms of the cross section of eq. (1). This cross section is a function of the total energy (taken to be 540 GeV everywhere in this letter) and of the experimental cuts used to de- fine a jet. As noted above these are here taken as a minimum jet PT and minimum angular separation. W i t h p T I E T > I P ~ m = 10 GeV/c and r = (A~b2+ At/2) 1/2

/> rmi n = 1 (where ¢ is the azimuthal angle and r/is the pseudorapidity), the present calculation yields a cross section times branching ratio of 8.2 picobarns for V = W + + W- and 2.3 picobarns for V = Z 0 at x/~ -= 540 GeV. However, a truly complete perturbative analysis of this process (and the 1 jet case) should also include contributions which are higher order in as (often re- ferred to as the "K-factor" [10]). These have not yet been evaluated completely and will not be included here. Thus it seems more sensible to study ratios of

cross sections so that such theoretical uncertainties tend to cancel out along with some of the experimen- tal uncertainties. This procedure also tends to mini- mize the dependence on the specific choice of struc- ture functions as noted below. In particular, it is use- ful to define the ratios

R n = o ( V + n jets)/o0(V), (2)

where R 1 has already been discussed in ref. [2~. The results for R 1 (at order as 1) and R 2 (at order a~) for x/~ = 540 GeV and for W ± and .Z 0 production are plot- ted in fig. 1 as functions ofP~ mn for a fixed angular cut rmi n = 1. The numerical uncertainty in evaluating these quantities from eq. (1) is of order 1%. However, as noted earlier (the "K-factor" and jet definition is- sues), the systematic theoretical uncertainties are con- siderably larger. Fig. 1 illustrates the expected falling behavior with increasing P~nin.of both ratios for p~nin < M v ; for very large P~ nm (>Mv but <x/s/2)

101 I I I I

10 0

10-1

10_ 2 \ \

\N\\

10"3 i] - \XX;NXN~.xx::

10-~ I i I L 1 0 10 20 30 ~0

PT m~ (fieV/c)

Fig. 1. The ratios RI and R 2 for V -S-(W++W7-. ) (solid lines) and V = Z ° (dashed lines) as functions ofP~ un. The structure functions used were DO1 and the jet angular cut was rmin = 1 .

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Volume 154B, number 5,6 PHYSICS LETTERS 9 May 1985

one would expect an asymptotically constant ratio of ratios proportional to simply a number times the strong coupling constant a s. Note the much more re- markable feature that, for this value of rmin and in the exhibited p~nin range,

R2 ~ (R1) 2 . (3)

In detail, of course, these ratios depend on the angu- lar cut rmi n. For R 1 this dependence occurs only in the higher order corrections and is presumably rather weak for rmi n neither very large nor very small. For R2, however, there is an explicit dependence at lead- ing order. As rmin ~ 0 the perturbative collinear singu- larity becomes important and the cross section diverges logarithmically. As rmin becomes large the available phase space for the 2 jets becomes smaller and R 2 ~ 0 . For p~nin = 10 GeV/c the phase space limit corre- sponds to rmi n = 8.3. Thus it is clear that the relation- ship (3) cannot hold in detail for arbitrary rmin- How- ever, in the case p~nin = 10 GeV/c, R 2 only varies by about a factor of 2 as rmi n varies over the experimen- tally reasonable range 0.5 < rm. in < 1.5. Thus, for rea- sonable values of rmin and p~nm and to within factors of 2, Rn can be easily estimated as a function o f P ~ nin from R1, i.e.,

R n ~ (R1) n , (4)

at least for n's and p~nin's such that overall energy conservation is not a severe constraint. This simple re- sult also suggests that, fo rP~ nin and rmin values such that R 1 ~ 1 (as in the reported experimental re- sults [ 1 ]), a fixed order perturbative description of the inclusive process is appropriate. With respect to the reported observation [3] that the average number of jets accompanying W±'s is smaller than for Z0's, it is clear from fig. 1 that perturbation theory predicts very similar (not different) accompanying final states as one would naively expect. It is also worth noting that, while R 1 is dominated by the quark-ant iquark annihilation contribution (approximately 9 times the quark-g luon contribution), R2 receives approximate- ly equal quark-ant iquark and quark-g luon contribu- tions with a negligible gluon-gluon piece.

To obtain some feeling for the theoretical system- atic error we have calculated R1 w and R w also for the second set of Duke and Owens [5] structure func- tions, DO2, with AQC D = 0.4 GeV. These second structure functions differ from the first through the

101 I I I I

10 0

10-I

10- 2

10-3

10- ~' R2 " ' ~ I I I I

0 10 20 30 ~0

PT ~n (GeV/c)

Fig. 2. The ratios R w and R w for the two sets of structure functions from ref. [5] : DO1 with AQC D = 0.2 GeV (solid lines) and DO2 with AQC D = 0.4 GeV (dashed lines).

larger A value and a "harder" gluon distribution. The minimal dependence of the present results on these details is clearly indicated by comparing the two sets of curves in fig. 2. The bulk of the difference is due simply to the larger value of t~ s in the DO2 results and corresponds to a variation by about 10% in R w and 30% in R w.

A particularly simple way of characterizing the rate of multi-jet production is to consider the jet multiplic- ity distribution, i.e., the fraction fn events containing n jets. In the present context we have

fn =Rn/(l + ~i Ri ). (5)

The UA1 [3] data for W ± and Z 0 are shown in fig. 3 together with the QCD predictions. The results de- pend, of course, rather sensitively on the value o f P ~ nin (fig. 1). We have chosen a value of 6 GeV/c, corre- sponding to the nominal experimental jet threshold of

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Volume 154B, number 5,6 PHYSICS LETTERS 9 May 1985

1

0.1 ~_=

I I I I a ~ p - - - v ¢ t ÷ n j e ts

t ~_= 0.1

I I I b ~P - - - - Z ° ÷ n j e ts

0.01 I I 0.01 I I I 0 2 0 2 3

n n

Fig. 3. Jet mul t ip l ic i ty distributions for (a) W + and (b) Z ° production. The data are from ref. [3] . The QCD predictions are indi- cated by the horizontal lines corresponding t o P ~ n m = 6 GeV/c, rmi n = 1 and the two sets of structure functions DO1 (solid lines) and DO2 (dashed lines).

5 GeV/c increased by 20%. [Although the Z 0 appears to differ from theoretical expectations, it must be re- membered that the number of Z 0 events (9) is much smaller than the number of W +- events (68) and it is therefore premature to draw any definite conclusion.]

Given the possibility of differences between the ob- served W ± and Z 0 events, it is particularly interesting to describe these multi-jet final states in more detail in order to further test the perturbative picture. We will present here only a brief description of some of our results, leaving a detailed report to a longer paper [9]. The simplest measure is the angular distribution of the jets. Following ref. [2], we def'me the angle 0* to be the angle between the jet and the average beam direc- tion in the V + 2 jet centre-of-mass system. For small p~nin values, the distribution of the jets in 0* exhibits the characteristic "initial state" bremsstrahlung like spectrum peaking for large rapidity (small angles with

respect to the beam direction). However, this process is n o t dominated by "initial state" effects but also re- ceives sizeable "final state" bremsstrahlung contribu- tions as was also noted in ref. [2]. For a large P~ nin value the rapidity falling structure functions, which tend to minimize the total energy involved in the per- turbative process, will serve to ensure that the jets are centrally produced. The distribution in A~ between the jets exhibits little correlation at small p~ in while PT conservation leads to a ~b correlation which peaks near 180 ° for large p~nin values. Corresponding effects of phase space cuts and momentum conservation ap- pear in calculations of the V + 2 jet invariant mass. The distribution for this quantity exhibits a lower cut- off of approximately M V + 2P~ mn and peaks at approx- imately 50 GeV above the value. Since the essentially identical structure is expected in both W e and Z 0 pro- duction, it will be informative to measure these dis-

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Volume 154B, number 5,6 PHYSICS LETTERS 9 May 1985

10-1 I I [ I I I

pS~Z°* jets

10 -2 " ~

<

,-.Y

o

10-'~

10 -5 I t I t I I 10 20 30 ~,0 SO 60 70

I aZ [GeV/t) z z Fig. 4. Distributions of the quantity d.Rn/dP T for n = 1 (solid

line) and n = 2 (dashed line).

tributions experimentally in the two cases. The preceding discussion focused on inclusive V

production with only a topological n-jet characteriza- tion of the accompanying final state. It is illuminating to consider the subset of events where the PT of the V is also specified. This is because, for the decay Z 0 ~ , such events generally exhibit large missing trans- verse energy [ 11 ]. With the choice p~nm = 6 GeV/c

• • . z z the results for the distnbutmn dRn]dP T are displayed in fig. 4 for n = 1, 2. The areas under these distribu- tions are just the corresponding points on the curves in fig. 1. We note immediately, that the dominance of Z 0 + 1 jet events [RZ(6)>~RZ(6)] arises from rather low values o f P T for the Z 0. In contrast, if we focus on the region pZ t> 40 GeV/c (approximately 20% of the total 2 jet events), the two distributions in fig. 4 are comparable. This, perhaps surprising, result suggests that simple, low order tree graph analyses of the jet structure in this kinematic regime are suspect. In par- ticular, the fact that the magnitude of the order ct 2 2 jet rate is comparable to the order as 1 1 jet rate for sizeable PT of the V suggests that order a 2 corrections to the 1 jet cross section (virtual correction diagrams plus real emission diagrams with the second parton

outside the PT and r cuts) may be important and sim- ilarly for the corresponding order t~ 3 corrections to the 2 jet cross section, etc. Thus, while lowest order perturbation theory may be sufficient to describe the PT distribution of the V in this regime (when no top- ological questions are asked and cancellations can oc- cur between different topologies), it does not imme- diately follow that the PT of the V is balanced by a single jet. Rather it appears that there are sizeable con- tributions from multi-jet configurations. A precise de- scription deafly requires a more complete analysis [9].

So far we have described the production of weak bosons and 2 jets in terms of a single hard scattering of a pair of partons, one from each hadron. Another interesting mechanism which produces the same final state is double parton scattering in which there are two independent subprocesses - one producing a weak boson, the other a pair of large PT jets -- involv- ing two partons from each hadron [12,13]. Since the two parton distribution functions are proportional to 0rR2) -1 where R is the effective radius of the hadron, the overall normalization of such processes is rather uncertain. With this in mind it is important to look for ways of distinguishing final states produced by single and double scattering. As an example, we can consider the distribution in the relative azimuthal angle of the two jets, A¢, discussed above. The characteristic fea- ture of double scattering is that the jet transverse mo- menta are approximately equal and opposite. The A~ distribution would therefore be expected to be sharp- ly peaked around A~ = 180 °, with a width proportional to (kT)/P~ in where (kT} is the average transverse mo- mentum in a jet. In contrast, the single scattering dis- tribution is very broad, being essentially fiat at smaller values of P~ ran. It appears, therefore, that the two pro- cesses can be readily distinguished in practice - a more quantitative study is in progress [9].

In addition to providing tests of perturbative QCD per se, the production of a weak boson and two jets as described above also provides an important background to double weak boson production. To avoid rates that are too low at least one of the bosons must be detected by its hadronic (two jet) decays. Therefore we consider the two processes

qr: 1 ~ W(~ev) W(-~q-q) (6a)

and

q~ ~ W(-~ev) q~, (6b)

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Volume 154B, number 5,6 PHYSICS LETTERS 9 May 1985

which have a similar final state when the invariant mass of the final q~ pair in (6b) is of o rderMw. More quantitatively, if we require mq~ i > 70 GeV then at x/~ = 540 GeV the relevant cross sections are

o(pp ~ WW) ~ 0 (0 .2 ) p b , (7a)

o(pp ~ W + 2 jets) lDouble Scattering~ O(1) p b , (7b)

o(pp ~ W + 2 jets) l Single Scattering ~ O(15) p b , (7c)

where the first two numbers are taken from ref. [ 12] and the third is from the present analysis. I t would there- fore appear that it will be very difficult to observe the

production of two weak vector bosons in this way, just as i t is difficult to identify single W e and Z 0 pro- duction via their hadronic decays. This becomes cru- cial in scenarios where a new heavy neutral ("Higgs") state H is expected to decay predominant ly into W+W - . For M H ~ O(2Mw) we have this same prob- lem of the effect being mimicked by the process q~l ~ W±qrl . Of course the ult imate observability of such a state H will depend sensitively on its mass, width, product ion cross section, etc. A more detailed study is in progress [9].

In summary, a perturbative tree level analysis pro- vides an adequate description of the inclusive process p~ ~ V + n jets + X'. Various details o f the 2 je t final state have been enumerated here. In all cases the re- suits are very similar, independent of whether the V is a W ± or a Z 0. The present study indicates, however, that more care is necessary if the V is required to have sizeable PT. In this kinematic regime higher order and virtual corrections seem t o be important for a detailed understanding of the accompanying multi-jet state where states containing more than one je t appear to play a sizeable role. The multi-jet states arising from a single hard scattering are apparently readily distin- guishable from those arising from double hard scatter- ing. Both o f these processes consti tute a large back- ground for the detect ion of double weak boson pro- duction.

We thank our colleagues in the TH Division at CERN and in the UA1 and UA2 Collaborations for many helpful discussions. We especially acknowledge R.K. Ellis for communicating to us preliminary re- suits from a similar analysis by R. Gonsalves and him.

References

[1] UAI Collab., G. Arnison et al., Phys. Lett. 122B (1983) 103; 126B (1983) 398; 134B (1984) 469; 147B (1984) 241; UA2 CoUab., M. Banner et al., Phys. Lett. 122B (1983) 476; UA2 Collab., P. Bagnaia et al., Z. Phys. C24 (1984) 1 ; Phys. Lett. 129B (1983) 130.

[2] S. Geer and W.J. Stirling, CERN preprint TH. 4603/84 (1984).

[3] UA1 Collab., S. Geer, paper presented at DPF Annual Meeting of the American Physical Society (Santa Fe, 1984), CERN preprint EP[84-160.

[4] See, e.g.S.D. Ellis, lectures in: Proc. l l t h SLAC Sum- mer Institute on Particle physics (July 1983), ed. P. McDonough, p. 1.

[5] D.W. Duke and J.F. Owens, Phys. Rev. D26 (1982) 1; D28 (1983) 357 (E).

[6] R. Kleiss, Nucl. Phys. B241 (1984) 61. [7] G.P. Lepage, J. Comput. Phys. 27 (1978) 192. [8] CALKUL Collab., P. de Causmaecker et al., Phys. Lett.

105B (1981) 215; F. Berends et al., Nucl. Phys. B206 (1982) 1 ; B239 (1984) 382; B239 (1984) 395.

[9] S.D. Ellis, R. Kleiss and W.J. Stirling, in preparation; R.K. Ellis, S.D. Ellis, R. Gonsalves, R. Kleiss and W.J. Stifling, in preparation.

[10] W.J. Stifling, in: Proc. Drell-Yan Workshop (Fermilab, 1982), p. 131.

[11] UA1 Collab., G. Arnison et al., Phys. Lett. 139B (1984) 115; UA2 Collab., P. Bagnaia~et al., Phys. Lett. 139B (1984) 105.

[12] B. Humpert, Phys. Lett. 131B (1983) 461. [13] N. Paver and D. Treleani, Nuovo Cimento 70A (1982)

215; 73A (1983) 392; Trieste preprints ISAS-60/83/E.P., ISAS-43/84/E.P.; B. Humpert and R. Odorico, Phys. Lett. 154B (1985) 211.

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