Vietnam Ministry of Industry and Trade World Bank

Renewable Energy Development Project

Resettlement Plan Ha Tay Hydropower Subproject

Chu Pah District Gia Lai Province

Prepared by: Song Da - Tay Nguyen Hydropower Joint Stock Company

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Vietnam Ministry of Industry and Tracle World Bank

Renewable Energy Development Project

Resettlement Plan Ha Tay Hydropower Subproject

Chu Pah District Cia Lai Province

Prepared by: Song Da - Tay Nguyen Hydropower Joint Stock Company

Pleik. u, No vemher 2008

Table of contents

EXECUTIVE SlJMMARY ..................................................................................................... 4

................................................................................................................. . I INTRODUCTION 5

1.1 . Renewable Energy Development Project ......................................................................... 5

. 1.2. Ha Tay Hydropower Project (Chu-Pah District, Gia Lai Province ................................... 6

11 . IMPACTS OF THE SUBPROJECT ..................................................................................... 8

..................................................................................................................... 2.1. Loss of land 8 . 2.1 1. Permanent loss .......................................................................................................... 8

2.1.2. Temporary loss ................................................................................................... 9

............................................................................................... 2.2. Impacts of trees and crops 9

2.3. Impacts of houses and other structures ............................................................................ I0

2.4. Impacts of income and livelihood ................................................................................ I0

2.5. Others ............................................................................................................................ 1 1

111 . LEGAL FRAMEWORK AND ENTITLEMENTS OF DISPLACED PERSONS ................ 13

IV . SOCIO-ECONOMIC CHARACTERISTICS OF DISPLACED COMMUNITIES AND

HOUSEHOLDS .................................................................................................................. 17

4.1. Socio-economic characteristics of displaced communities: Dak To Ve commune and Ha

....................................................................................................................... Tay commune 17 ................................................ 4.2. Socio-economic characteristics of displaced households 18

............................................. V . COMPENSATION, ASSISTANCE AND RESETTLEMENT 20

5.1. Compensation ................................................................................................................ 20

5.2. Assistance ................................................... ................................................................. 22 ................................................................................................................. 5.3. Resettlement 23

5.3.1. Arrangement of the resettlement site ....................................................................... 23

j.3.2. Resettlement Implementation .................................................................................. 23

VI . INCOME AND LIVELIHOOD REHABILITATION PROGRAM FOR DISPL.ACED

........................................................................................................................... PERSONS 24

VII . PUBLIC CONSULTATION AND PARTICIPATION OF THE DISPLACED PERSONS 27

7.1. Participation of the displaced persons ............................................................................ 27

7.2. Public consultation ........................................................................................................ 27

7.3. Settlement of complaints and grievances ........................................................................ 29

VII1 . SUPERVISION. MOhITORING AND EVALUATION ............................................. 31

...................................................................................................................... . 1X REPORTING 33 .............................................................................................. X . IMPLEMENTATION PLAN 34

......................................................................... . XI RESETTLEMENT COST AND BUDGET 35

List of Acronyms

AU PMU DP C&R PC HH SE K v M MOF MOIT MW PMB RPF FFC PC WB

Administration Unit Project Management Un i t (at district level) Development program Compensation & Resettlement People's Council Household Socio-economic Kilovolt Meter Ministry of Finance Ministry-of Industry and Trade Megawatt Project Management Board Resettlement Policy Framework Fatherland Front Committee People's Committee World Bank

CURRENCY EQUIVALENT

(As of 3 l October 2008)

$ 1 .OO = VND 16.465

EXECUTIVE SUlMMAR Y

Ha Tay hydropower subproject with the in.rtallrd capacity oJ'9.OMW locates on Dak Po Tang stream, Ha Tay commune fChu-Pah district, Cia Lai province). The subproject is SOkm farfiom Pleiku city and 30km far from Kon Tum town in the North.

1,394,649 m2 of land will be acquired permanently for con.rtruction works in which the agricultural land, garden land, rc.sidentia1 land, area of traffic planning, unused river spring land and natural forest land take 996, 733m2 (mainly burnt-over lan4, 23,405 m', 21 1rn2, 8, 700m2, 161, 700m2 and 203,900m2, re.spectively.

There are 68 households of Ba-na ethnic in Dak To and Ha Tay communes (Chu Pak district, Cia Lai province) losing ports of rhe land due to acquisition. In which, there are 07 displaced households losing residential land and suffering affection on their structures, so they have to be relocated to a new resettlement area.

The acquired productive land area takes a significan! considerable rate in comparison with total existing productive land area of household. The average lost area of Ha Tay commune and Dak To Ye commune is 35.5% and 40.22% of total existing producfive land area, respectively.

19,821rn2 oj'burnt-over land which i s . under atlmini.r/ration of I hou.seholdv will be rrcquired temporurily to facilitate storage yrrrd of rnuterial.c, plant and equipments and worker capps. In addition, 8,725 p1ant.v and trees, mosf of which are perennial plants, will be suffrred ajJection.

Regarding public assets, 02 stayed bridges, which are used lo connect the population site to the production site and 03 domestic water withdrawal p0int.s of community, will be affected by the subproject.

The compensation fund will be released in the end of November, 2008 as schedzcled The resettlement shall be launched in h'ov, 2008 (3 householdv rebuild their house on their remaining residentiul land and I householdr conduct resettlement or1 u villuge range). The income and livelihood rehabilitation program for (he displaced households will be established and implemented in early December, 2009.

Total costs associated with compensation, re.rettlemenr are estimafed to be VND 8,368,329,637, equivalent to US$ 50,824.0.

I. INTRODUCTION

1.1. Renewable Energy Development Project

The objective of the proposed project is to increase the supply of least-cost electricity to the national grid from renewable energy sources on a commercially sustainable basis i n an environmentally and socially sustainable manner. The project will have three components: ( 1 ) the investment project imple~nentation component:(2) the regulatory development component, and (3) the pipeline development component. The Investment Project Implementation component will provide (i) a re-financing facility to participating commercial banks for loans to eligible renewables-based projects below 30MW developed by private sponsors, and ( i i ) technical assistance for building the capacity of participating banks and subproject developers to prepare, appraise, finance, and implement renewables-based projects according to international best practices. This component will be implemented by the Project Management Board (PMB) for Rural Energy and Renewable Energy of the Ministry of Industry and Trade (MOIT). The component has two subcomponents as described below.

Subcomponent I: Credif fo Supporf Renewable Enera lnvesfmenfs

Private developers will develop subprojects of below 30MW based on small hydro, wind, and biomass in accordance with REDP criteria including environmental and social safeguards. Developers will commit at least 20% in equity funding and will approach participating banks for lending of up to 80% of each subproject's total project cost. The participating banks, which have been selected on a competitive basis, will appraise eligible renewables-based subprojects proposed by developers and provide loans to projects that meet all the requirements of the participating banks. The banks will lend to subprojects on commercial terms determined by market forces and will bear the full credit risk of the funds. Eligible loans will be re-financed up to 80% of participating banks' lending or 64% of total project cost for each subproject. This means that participating banks will commit at least 16% of total project cost to each subproject as their own lending and project developers will contribute 20% as equity. Upon approval of an application for re-financing a loan, the respective participating bank will receive KEDP (IDA) re-financing through MOF. REDP's contribution will be based on IDA funding lent to the Ministry of Finance (MOF) on IDA terms. It is estimated that some 20 subprojects (90% small hydro and 5% each wind and biomass) will be supported by the re-financing facility, averaging some 10-1 I MW and with an average cost of about US$ 12 million. When fully operational, these projects are expected to comprise about 210 MW of installed capacity producing about 880 GWh of electricity annually.

Subcomponent 2: ~rchnicul ~s.vislunce for Invrs[mrnf Project Implernenfafion The technical assistance part of Component I will support the overall management of REDP, verification of eligibility for re-financing. and capacity building at PBs. developers/investors and others. This technical assistance facility will be managed by MOIT's PMB. The TA facility will support the subproject developers by providing them the necessary skills to identify good projects and to prepare proposals for bankers. navigate the approvals process, and negotiate financing. This would include. inter alia. training for conducting feasibility studies, design optimization. construction management, operation. maintenance, the management of financial risks and takes into consideration environmental and social safeguards.

The TA facility will support the PBs by enabling them to understand the risks of investment in renewable energy projects, supervise such projects with respect to safeguards, prepare credit policies for such projects, and ap.praise subprojects against those policies. The TA facility will also provide resources for project management of REDP by the PMB. If required, the TA facility would also assist the AU to evaluate projects against the eligibility criteria. The Resettlement Plan of Ha Tay hydropower subproject is prepared under the Renewable Energy Development Project (REDP).

1.2. Ha Tay Hydropower Project (Chu-Pah District, Gia Lai Province

Ha Tay Hydropower sub-project with the installed capacity of 9.0 MW will be located on Dak Po Tang stream - or otherwise called "la Krom stream" - belonging to Ha Tay Commune (Chu- Pah District, Gia Lai Province), approximately 50 krn far from Pleiku City and 30 krn far from Kon-Turn Town to the North. The major construction works consist of headwork weir, penstock, power house and other facilities will be located in Ha Tay Commune, but the reservoir will be stretched on the stream-area of 03 communes, i.e. Dak To Ver and Ha Tay communes (Chu-Pah District) and Daksomei commune (Dak-Doa District) - Gia Lai Province. Ha Tay Hydropower sub-project is categorized of post-dam work with a daily regulating reservoir. The average annual electricity generation output will be approximately 35.2 x lo6 kwh. The total construction cost (excluding compensation and resettlement cost) is estimated at 198.4 14 x 1 o9 VND. 'The expected construction period for the whole sub-project is 30 months from construction commencement date. The key technical parameters of Ha Tay Hydropower sub- project are as follows:

Map of the Subproject and the area of local ethnic minorities

Table 1: Key technical parameters of Ha Tay Hydropower sub-project

Construction items Unit

Reservoir

~ m '

I 2 I Power house I 1 I

Value

675

1 2.1 1 Calculated head 1 lvl 1 17.6 I

569

567

1.18

0.74

0.44

0.783

1.2 Normal water level

1.3 Dead water level

1.4 Storage capacity at normal water level 1 o6 rn3

1.5 Storage capacity at dead water level

ITJXrn capacity - I

MW 1 1.8

-- 1.6

r 1.7

2.3 Installed capacity M w j 9.0 -1 h e a m right bank ~ L - I Length of the dam's right bank

3.3 Width of the dam's right bank

3.4 Elevation of the dam's left bank 573

Useful storage capacity -

Surface area with normal water level

1 o6 rnl

~ r n '

3.5

3.6

Length of the darn's left bank

Width of the dam's left bank ----+- /+I 4

4.1

4.2

4.3

5

5.1

5.2

6

6.1

6.2

7

7.1 C

I

560

15

569

100

15

168.8 x 3 pipes -

2.5 x 2.5

X km d

Spillway I

Elevation of overflowing threshold (with a valve gate) M

Height of overflo\sing threshold (\\ith a tali c gate) lvl

Elevation of free overflowing threshold M

Headrace

Length of the canal's bed M

Width of the canal's bed M

Penstock

Length of penstock M

Diameter of penstock -t"- 35KV power line

Length of line I M

11. IMPACTS OF THE SUBPROJECT

2.1. Loss of land

2.1.1. Permanent loss

1,394,649m2 of land (1 39,46 ha) will be acquired permanently for construction works, including:

Table 2: Area of land lost permanently

I I Type Oftand

Permanenil 1 lost land (mr) 1 Affected objects I Agricultural land 52 farming households in Dak Vo Te Commune

16 farming households in Ha Tay Commune Chu-Pah Rubber Company 1 2 / Residential land I * I 1 I 07 householder in Dak Vo Te Commune, of which 04 households have to relocated (in-~lace resettlement)

/ 5 F.ir and spring 16 1700 Dak Vo Te Commune and Ha Tay Commune I

L 3

4

1 6 1 Natural forest land 1 203900 1 Dak Vo Te Commune and Ha Tay Commune 1 I I Total / 1,394,649 1 I

Garden land

Traffic planned land

Among the acquired agricultural land, 48,500m2 is one-crop rice land, 64,800m2 is land for planting rubber and 883,433m2 is burnt-over land. List of affected households and their details are given in the Annex I and Annex 2. Level of land loss for each construction works is as follows:

I . .

-Headwork weir:: Total 41,000m2 of land shall be acquired for construction of headwork weir, i n which 10,050m2 is burnt-over land, land for industrial trees of 02 households and Chu-Pah Rubber Company; 17,500m2 is river and spring land, unused land and 1 3,450m2 is natural forest land. The headwork weir shall not affect to rice land. - Reservoir bed: The reservoir bed shall take a considerable area of land. Total 1,206,575m2 of land shall be acquired permanently, which is mainly 2 1 I m2 of residential land of 07 households (04 households shall have to relocate), 23,405m2 of garden land of 09 households; 38,340m2 of one-crop rice land of 47 households, 1 08,450m2 of river and spring land, unused land (of which there are 8700m2 of traffic planned land of both Dak To Ve commune and Ha Tay commune), 864,843m2 of burnt-over land of 61 households and Rubber Company of Chu Pah District. and 17 1 ,326m2 of natural forest land. .

23405

8700

- Headrace channel: Total 33,462m2 of land shall be acquired permanently, in which 6,698m2 is one-crop rice land of 14 households, 6,700m2 is river and spring land, unused land, 1 8,000m2 is burnt-over land for planting perennial plants, industrial trees of 08 households. In addition, this works shall also acquire 2,064m2 of natural forest land. - Penstock: Total 15,277 m2 of land will be acquired permanently including 3,462m2 of one-crop rice land belonged to 6 households: ?,500m2 of river and spring land. unused land; 6,700m2 of burnt-over land belonged to 2 households and 2,6 1 5m2 of forestry land.

9 households in Dak Vo Te Commune --

Dak Vo Te Commune and Ha ~a~ Commune

- Powerhouse: Hydropo~\er plant and au~iliarq ~ o r k s will acquire total 9,571 rn2 rice land, including 3,760m2 of river and spring land and unused land. 4.?40m2 of burnt-over land and industrial trees belonged to 0 I household. and 1.57 1 tn2 of natiiral forest land.

-Access roads: Existing roads shall be expanded to become access road of 5m width and 15 km length. Among 63,985 m2 permanently acquired land. there are 23,190 m2 of river and spring land, unused land; 29,700m2 of burnt-over land for planting perennial plants and industrial trees belonged to 8 households and 1 1 ,095m2 of natural forest land. - 35kV line: The 35kV line with 8km length shall be connected through burnt-over land, river and spring land, unused land and forest land. 24,779m2 will be acquired permanently, including 8,300m2 of river and spring land, unused land; 14,700m2 of burnt-over land belonged to 05 households. In addition, this works shall also acquire permanently 1 ,779m2 of natural forest land.

Table 3: Inventory of acquired land \ C o n s t r u c t i o n I Of which

items (m2)

Ian! (m*)

1 Residential 1 Garden

Among total 68 households losing land, there are 52 households losing a permanently a part of agricultural land, 07 households losing both agricultural land, residential land and garden land, remaining 03 households losing permanently a part of agricultural land and garden land. The affected households are mainly in Dak To Ve commune (52 households), Ha Tay commune has only 16 affected households.

Ian! (m')

Headwork weir

Powerhouse

Access road

35 kV line

Total

2.1.2. Temporaty lo.s.5

23405 -

Reservoir bed

Headrace channel

19,82 I m2 of agricultural land (burnt-over land) which is under administration of 04 households, Ha Tay commune will be acquired temporarily to facilitate storage yard of materials, plant and equipments and worker camps. The agricultural land will be also acquired temporarily for the construction works during construction phase, including headwork weir (123,000m2), powerhouses (38,000m2) and access road (37.200m2). List of affected households and its details are attached in the Annex 3.

(m')

2.2. lmpucts of trees and crops

38340

6698

Penstock

1206575

33462

957 1

63985

24779

1 J94.649

The 68 displaced households will suffer affection totalled to 8,725 trees. Names of displaced households and details of affection are given in Annex 4 and Annex 5. As the commencement date of construction will be disclosed to the inhabitants living in the subproject site at least before G months. Simultaneo~~sl>. the construction shall not be commenced until the people harvesting completely their crops in the acquired land area. Therefore, there is no impact of

land, river and spring

land (m2)

3462 15277

2 1 1

23405 2 1 1

. .

1 7500 -

108450

6700

land for planting

industrial trees

2500

48500

land (m2)

(m2) I0050

864843

18.000

13450

171J26

2064 -

6700

3760

23 190

8300

170400

2615

4240

29700

14700

948233

1571

11095

1779

203900

crops such as cassava, maize, rice and other short-term crop plants. The affected trees and crops are mainly industrial trees, perennial plants, fruit trees and timbers. Number of affected crops and trees are as follows:

Table 1: Number of trees and crops affected by Ha Tay hydropower project

2.3. Impacts of houses and other structures

There are seven (07) households losing seven (07) houses and fences around the houses and cattle-shed. The affected 07 households are living in the Dak To Ve commune and are affected by the construction works of reservoir bed. List of affected households and their details are given in Annex 6. Among the affected houses, there are two affected houses to be constructed by Program 134 in order to support for the poor households. The houses' architectures are similar, including: fibro- cement roofs, wood walls, cement floors. Its area is different due to the different number of family members. These houses were constructed and delivered in 2005 so they are still in good situation. The remaining houses' architectures are different. including: metal sheet roofs;timber pillars, wood walls and soil tloors. The affected cattle-shed is also designed pri~nitively. si~nply. Almost the floors of cattle-shed is covered by cements, the round of cattle-shed is made by timber and the roofs is covered by fibro- cement roofs. The fences of affected households are made from wooden pillars, surrounded bamboo wattles. Among 07 households losing residential land, there are 4 affected households relocating in place. The remaining household shall dismantle their houses and rebuild on their remaining residential land. The 07 households losing residential land are Ba-na ethnic group.

2.4. Impacts of income and livelihood

Timber (tree)

3

According to the analysis result between the acquired agricultural land and existing agricultural land area, the lost agricultural land area takes a high rate. I t means that the households shall meet difficulties in livelihood and incomes, although they can reclaim to extend land area. Because, land area which can reclaim and are allowed to reclaim at locality is still abundant. In Ha Tay commune. the average acquired agricultural land area for each household is 35.5% of total existing agricultural land area. There is onl) 09, ho~~seholds (among 16 households losing land) having lost agricultural land area less than 10% of total existing agricultural land area, remaining households having lost agricultural land area more than 10% (in which there are 3 households having lost agricultural land area from 10% to 20% of total existing agricultural land area, 7 households having lost agricultural land area more than 40% and remaining households having lost agricultural land area from 20% to 30%). In Dak To Ve commune, the average acquired agricultural land area for each household is 40.22% of total existing agricultural land area. There are I8 households (among 62 households) losing agricultural land area more than 50% of total existing agricultural land area. The permanently acquired agricultural land area takes a high rate. So. i t will affect to the livelihood and income of households. especially ethnic minority households having main income source from agricultural products.

Papaya (me)

28

Total (tree) 8,725

Coft'ee (trre) I40

Mango (tree) 105

Jack (we)

48

Logan (tree)

4

Banana (tree) 4,539

Bamboo (tree)

75

Guava (tree) 93

~ o i - l o i (wee)

lhistle (tree)

3687 ( 3

2.5. Others

Apart from the aforementioned impacts, there is no other impact to the inhabitants i n the subproject site. There is no impact to the trading, business such as losing business place and material sources of households.

64,800m2 land of Chu Pah Rubber Company is acquired permanently. This area has been used to plant rubber trees for I year. According to the public consultation result with the company and employees, the acquired land area doesn't affect to the rubber planting area of company. Because, the company will be delivered additionally land for planting rubber trees by Chu Pah District. In addition, the company is reclaiming to expand the land area for planting rubber trees as permitted by the DPC of Chu Pah. The land acquisition for construction works will be no impact to the company workers' jobs and incomes. The workers' salary are kept by the wage fund of company.

2.6. Impacts ofpublic assets

The subproject shall affect to 8,700m2 of public land to be planned to construct road after 2010 i n Dak To Ve and Ha Tay Communes (including 3,800m2 of Dak To Ve Commune and 4,900m2 of Ha Tay Commune). According to the land use master plan duration 2010 - 2020, some inter-village roads of two villages will be buit to create favorable conditions for travelling among villages. However, a part of the traffic planning land area will be acquired to construct the access road, penstock and headrace channel of the subproject.

The water level of reservoir shall affect to 02 stayed bridges Hde village. Dak To Ve commune. These bridges were made of iron wire, wooden planks, 18m length for each one. These bridges are used to connect inhabitant site with productive places (milpa, forestry) of the people of Hde Village, Dak To'Ve commune.

There is impact to three (03) domestic water withdrawal places (in local language called "giot"), where the water is flowed from the upstream. 0 I water withdrawal place will satisfy the water use demand for 12 households and 02 remaining places will satisfy the water use demand for 18 households living in Hde Village (Dak To Ve Commune). So, the lost water source will affect adversely to these 30 households.

24 households in Hde village (Dak To Ve commune, Chu-Pah district) and 37 households in Daksomei commune (Dak-Doa District) usually catch tish i n the stream for their family life. While these communes are planned to be acquired for reservoir construction. The construction of dam as well as high-rise of the water level in the stream (when i t becomes the reservoir bed, the water level against current water level is more than 3m height) will affect to fishing of the households. At present, apart from fishing for living. the people do not use the stream for any other purposes. The water for living activities, bathing, washing is taken from water withdrawal places or well. The water for production shall not be lost but regulated better thank to the subproject.

Apart from the aforementioned impacts. there is no impact to p~~blic structures or physical cultural resources of the community. As per the consultation result. 203,900m2 of permanently acquired natural forest land will not affect to benefit of the com~nunity because thi.s area is legal under administration of the afforest program 661. This forestry is categorized as a thin forest, type 3 and has no economic value. The local people do not perform any activities to create income or develop livelihoods (cutting firewood, wood, gathering forest products without wood.etc..) in this forest area.

2.7. Mitigation measures for land acquisition

The subproject is planned with best effort to minimize area of land permanently acquired, especially agricultural land and residential land. Two mitigation measures that have been carried out are:

1. to reduce the water level of reservoir bed in order to decrease the area of acquired forest land, burnt - over land, residential land and garden land. If it compares scenarios including the lowest water level and the highest water level and it chooses the scenario of the lowest water level, it will be mitigated 604,000m2 of acquired land and 6 relocated households. Table 5. Water level of reservoir and their impacts ) Normal water T Number of relocated 1 ~ c ~ u i r e d l a n d r - Note

level households 1 area I I

569 04 139,4 ( Scenario selected I I I

to strictly supervise expansion of the existing roads serving for the subproject to ensure that the graded and bulldozed area is not larger than design, no falling of earth and rock into fields, milpa in order to avoid the land acquisition out of mandatorily acquired land area in accordance with the technical specifications. The gathering of materials, machines will be also supervised closely to no additional impact to trees, crops, land of the people.

111. LEGAL FRAMEWORK AND ENTITLEMENTS OF DISPLACED PERSONS

This Resettlement Plan is prepared under the REDP, so the legal framework for compensation and resettlement shall be based on the Policy Framework for compensation, resettlement and rehabilitation of project affected persons applied for REDP. The applicable policies for compensation and resettlement consist of (i) %I3 policy requirements, (ii) existing regulation on compensation, rehabilitation, resettlement of the Government of Vietnam; and ( i i i ) regulations on compensation, assistance and resettlement of the local authorities (Lam Dong Province). - Regarding the W B policy requirements. the OP 4.12. ( l n v o l u n t a ~ Re.re111ernenr) applies.

The main contents of OP 4.12 are shown in the RPF. - l'he existing regulations on compensation, assistance and resettlement promulgated by

the Government of Vietnam apply to implement the resettlement plan of Dak Me hydropower subproject No. I , including:

1. The Land Law 2003 issued on November 26,2003.

2. Decree 181/2004/ND-CP issued on October 29, 2004 guiding the implementation of the Land Law revised 2003.

3. Decree 188/2004/ND-CP issued on November 16, 2004 on methods to determine land prices and assorted land price brackets.

4. Circular 1 14/2004/TT-BTC issued by November 26, 2004 guiding the implementation of the Government's decree No 1 8812004N D-CP

5. Decree 197/2004/ND-CP issued on December 3. 2004 on compensation, assistance and resettlement when land is recovered by the state.

6. Circular I 16/2004/TT-BTC issued on December 7, 2004 guiding the implementation of the Decree 1 97/2004/ND-CP

7. Decree 17/2006/ND-CP issued on January 27, 2006 revising and cornple~nenting some articles of Decrees guiding the implementation of Land Law

8. Circular No. 6912006lTT-BTC issued on August 02, 2006 amending and executing Decree No. 1 16120041TT-BTC.

9. Decree No. 123/2007/ND-CP issued on July 27, 2007 amending and executing some articles of Decree No. 188/2004/ND-CP.

10. Decree 84/2007/ND-CP dated May 25'h 2007 on revision of issuing LURC, land acquisition, implementation of land use right, procedure for compensation, resettlement when land acquired by State and grievance redress

11 . Circular 1412008/1'TLT/BTC-BTNMT issued on January 3 1, 2008 guiding the implementation of some articles of the Decree 84/2007/ND-CP

The existing regulations on compensation, assistance and resettlement of the local authorities (Gia Lai Province) will apply for the Resettlement Plan, including:

1 . Decision No 479lQD-UB. dated Septe~nbcr 26. 2007 of Gia Lai Provincial People's Committee regarding regulations on percentage and limits of agricitlti~ral land area, garden land, adjoining ponds with residential land in inhabitant site.

2. Decision No 422lQD-CIBND, dated August 25. 2007 of Gia Lai Provincial People's Committee regarding adjustment of compensation u n i t prices for trees, crops in scale of Gia Lai Province.

3. Decision No 122/200/QD-UBND, dated December 31, 2007 of Gia Lai Provincial People's Committee, providing regulations on issuance of price list for different kinds of land i n Chu-Pah District (Gia Lai Province) in 2008.

4. Decision No I3tQD-UBND, dated January 10, 2008 of Gia Lai Provincial People's Committee, regarding issuance of compensation price list for houses, structures, construction works on land.

5. Decision No 2512008lQD-UBND, dated May 15, 2008 of Gia Lai Provincial People's Committee regarding compensation, rehabilitation, resettlement when the Government acquires land in the scale of Cia Lai Province.

Based on the policies of the Government, of W B and the local authorities on compensation, rehabilitation, resettlement, the following are basic principles applied in the Compensation, Resettlement Plan of the subproject.

Table 6: Principles applied for the compensation, assistance and resettlement of Hay Tay hydropower subproject

- .

1 . The displaced households losing residential land. agriculture land, crops. trees and others in the subproject site w i l l be compeinsated and assisted to improve or at least maintain their pre-project l iving standards, income earning capacity and production levels.

2. I n case, lack o f land use certificates (including residential land. agriculture land and others) and other legal claims associated with assets has no impact to the entitlements o f compensation. assistince and resettlement.

3. The land and asset acquisition plan. compensation, assistance and resettlement plan, income and livelihood rehabilitation plan and ethnic minority development plan should be consulted with all displaced people adequate1 y.

4. The compensation for the lost land, crops and trees and others wi l l be provided at replacement cost and no deducting depreciation and conversion values or any others.

5. Resettlemen[ shall be i n the village ol'al'l'ected persons ru keep their inherent social relations. House and residential land wi l l be compensated by replacement cost. The relocated households wi l l be supported transponationi shitiing allowance, livelihood rehabilitation and other allowance as per the regulations.

6 . The poor households. households having I'ernale householder and ethnic minority households, etc. and vulnerable households wi l l be assisted in accordance with esisting provisions of the local authorities. Simultaneously. other assistances shall be provided by the subprqject developer depending on the results o f consultation with these displaced households. - .-

The Entitlement Matrix of REDP is described in the RPF. Accordingly, the entitlement matrix of the subproject is established as follows:

Table 7: The Entit lement Matrix o f the subproject

Application

Less than 10% o f total land holding lost

Definition o f entitled person -

Al l households. individuals or organizations losing agriculture land due to

, acquisition (There are 05 displaced households)

I. Cash compensation for acquired land at 100% o f replacement cost.

2. Participating into the income and livelihood rehabilitation program under Ha Tay hydropower subproject.

3 Restoring land quality through so;; ensure that i t can be sanie or better than pr7~jau.s

-

1

Compensation Policy 8 of loss

Morethan 10% of HH's total land holding lost

Application

. *. e,,',.: ,.-,, < $

households)

Of affected trees are removable, the compensation

All households, individuals or organizations have over 10% of their a&ricultural land to be acquired (There are 63 displaced households)

Definition of entitled person

I. As priority, compensation "land fot land" equivalent productive capacity at a location acceptable to the displace persons, or if requested, or "land for land'' is not available, cash compensation for the lost land at 100% of replacement cost.

2. A rehabilitation assistance including training assistance amounting to a minimum of VNDl.5 million per household and to a maximum amount as approved by the provincial authorities to develop alternative sources of income. 3 , The displace persons will be given priority to participate in other local development programs funded by the government of international organizations. 4. Priority is given to hire the displaced persons working for the subproject i n construction and operation phase. .

5. The displaced persons will be given priority to participate in income and livelihood rehabilitation programs under the subproject.

Loss of public Af'fected public assets such as traflic planning land. stayed bridge. water withdrawal sites

Allowances i Material transport

Subsistence allowance

assistance

Social assistance

lncenti ve bonus

A ffected 1. A l l affected assets wi l l be restored as same as the communitie~ 1 lost quantity and its better quality. (bridgc rill be

Definition o f entitled person

(Dak To Ve and Ha Tay commune)

Compensation Policy 9 . " e+.

rebuilt and "giot nuoc" wil l be replaced by water well.

2. For loss o f land to be planned for transportation, it needs to grade. level and form a other traffic routine appropriately.

Relocating DP (7 households)

Relocating DP (7 households)

Severely affected farmers who have lost less than 10% o f their

3. The aquatic source wil l be restored in income and livelihood rehabilitation program.

A transportation allowance not to exceed VND3,000,000 per HH.

agricultural land (5

, households)

Severely affected farmers who have lost more than 10% (63 households)

A subsistence allowance equivalent to the market value o f 3Okg of ricelperson/month for 6 months.

1. Subsistence assistance equivalent to market value 01' 30kg ot'rice/peyson/month for 3 months if the DP is acquired a land area o f 500rn2 (but not exceed number o f family members). (Clause I, Article 8, Decision No.25/2008/QD-UBND ofthe PPC of Cia Lai on May I S , 2008).

I . Subsistence assisLance equivalent to market value o f 30kg o f ricelpersonlmonth for 6 months if the DP is acquired a land area o f 500m2 (but not exceed number o f family members). (Clause 2, Article 31, Decision Nu.Z5/2008/QD-UBND of the PPC of Gia Lai on May I S , 2008). 2 . A training assistance for 1 labour for each DH in case o f losing from 10% to 50% o f total acquired area; A training assistance for 2 labour for each household in case o f losing more than 50% o f total acquired area; and a training assisrance for all labour in case o f losing more rhan 70% o f total acquired

- are entitled to additional

who VND 1.000.0000 to VND currently 5.000.000lhousehold as provided by respective local

assistance (7 . households)

minimum o f 2.0 mill ion VND up to a maximum amount as determined by provincial

voluntarily

IV. SOCIO-ECONOMIC CHARACTERISTICS OF DISPLACED COMMUNITIES AND HOUSEHOLDS

4.1. Socio-economic characteristics of displaced communities: Dak To Ve commune and Ha Tay commune

Ha Tay hydropower project will affect to 02 communes: Dak To Ve and Ha Tay.

Dak To Ve commune has 367 households including 1,8 1 0 members. There are 03 ethnic groups living in the commune, those are: Gia-rai (200 households, 1016 members), Ba-na (129 households, 627 members) and Kinh (38 households, I22 members). Their main occupation is from cultivation and breeding. For the cultivation, the affected households in the sub-project site are doing other crop plants such as: cassava, rice, maize, boi loi, sugar cane, banana, and some other kinds of industrial plants such as coffee, almond. However, 3 kinds of plants that are grown with largest area are rice, cassava, maize. Livestock of affected households is not developed and the wander habit is still using popularly. Each household only has from I to 5 fowls and from I to 2 pigs mainly serving for consumption but no for commodity. Total cattle and poultry in the commune now is on$ 2,264. The breeding cows is more concerned, especially since the beginning of 2008, where the people are allowed to borrow capital for breeding development. During the first 06 months of 2008, number of cows in the commune increases from 94?0 704. The production and trading activities in the commune have not developed yet. The exchange of goods is made as per the method that small traders coming from other places provide sale of goods to local people and purchase agricultural products made by them. Apart from income source generating from cultivation and breeding, the local people have no other income sources. Average income per head of Dak To Ve commune, according to the commune-level statistics, in 2007 is 2,600,000 VNDipersonIyear. The rate of poor households of the Commune according to the new criteria of ~ i n i s t r ~ of Labor, Ward Invalid and Social Affairs in 2007 takes 47.5%. Dak To Ve commune is the beneficiary from the Mountainous Poor Communes Support Programs, especially Program 1 34 and Program 135.

Three ethnic groups in the commune have little mutual relations, each group lives in a separate area and is limited by language. Gia-rai and Ba-na usually use their own languages. More than 50% of displaced persons can not speak, write fluently popular language and 43% don't have enough literacy of popular. Rate of children going to school is high (98% in 2007). however, rate of children leaving out of school is too high, popularly leaving out of school when they complete primary education.

Ha Tay Commune has 3.392 persons belonging to 664 households. There are only 02 ethnic groups in the commune including Bana (639 households, 3,298 members) and Kinh (25 households, 94 members). Like ~ a k ~ o Ve commune, their main occupation is from cultivation and breeding. The main agricultural products are rice, maize, cassava, boi loi, fruit trees, pepper, banana and vegetable. The breeding of the affected households has not developed because of shortage of investment capital. their small breeding habit and backward breeding technique. Average income per head in 2007 of Ha Tay commune, according to the new criteria is 2,700,000 VNDipersonlyear. Rate of poor households in 2007 makes up 42%. Ha Tay commune is a poor mountainous commune, so the people i n the commune are supported in various aspects by the Program 134 and Program 135 such as building houses. clean water, supporting fertilizers, salt, kerosene.. .

Ba-na ethnic makes up majority in the commune, so Bana traditional cultural values are prominent. In the comlnune, 2.306 people (around 68% of displaced persons) can not speak,

write fluently popular language and about 40% don't have enough literacy of popular. Rate of children going to school in 2007 achieves by 95% however, almost children leave out of school when they complete secondary education.

4.2. Socio-economic clraracteristics of displaced Itouseholds

The socioeconomic census has been conducted for displaced households. 43 households on total 52 affected households in Dak To Ve commLlne and 13 households on total 16 affected households have been surveyed by questionnaires. Along with the questionnaires, the other data collection methods that were applied consist of in-depth interview. focused group discussion and statistics of the commune. The raw database on socio-economic characteristics of displaced households is available including 56 questionnaires of affected household, 20 in-depth interviews, 08 focused group discussions and indicators of socioeconomic statistics at commune and village level.

The in-dept interviewees are leader of commune. heads of Women's Association, Farmers' Association, Fatherland-Front, village patriarchs of 10 affected villages, 10 heads of village, head of social organizations at village level, PMB of afforesting program 661, Chu Pah rubber company and displaced households due to agriculture and residential land acquisition. The 10 focused group discussions are hold at 10 afkcled villages with the participation of heads of villages, village patriarchs, representatives of organizations and all displaced households relating to trees and crops.etc.. and some unaffected households.

The list of the participants in the in-depth interviews, focused group discussions is attached in the Annex 7. The questionnaire on the influenced households is attached in the Annex 8. The processing result of the Questionnaire on the households is attached in the Annex 9. The basic socio-economic conditions of the influenced people are as follows:

The average of each affected household has 5.2 members and householder's average age is 39.48 years old. Their main occupation is from farming (cultivation and breeding). The percentage of households doing secondary job is few, there are only 3.6% of total households have a sideline (mainly being as hired labour). Averagely, one household has 30,l 57m2 agricultural lands, of which the burnt-over lands are 25,294m2 and one-crop rice-lands are 4,863m2. Three major crop plants cultivated by the affected households are: cassava (which is being cultivated by 100% of households), rice (cultivated by 91.1% of households) and banana (cultivated by 76.8% of households). Besides, the affected households in the sub-project site are also doing other crop plants such as: pineapple, coffee-tree. etc. but the output is no remarkable. Rice and cassava are two crop plants that are bringing about the highest income to displaced persons, especially the cassava. The earnings from milpa are'usually higher than the ones from wet rice field because of a larger size, suitable to cultivate a variety of plants including rice. The breeding of the affected households has not developed because of their small breeding habit and backward breeding technique. Presently, the households are breed~ng pigs, poultry, goats and cattle. The investigation results indicate that there are only 48% of households breeding pig with average quantity fewer than 02 pigs per household; there are 64.3% of households breeding poultry with an average quantity fewer than 05 po~iltries per household; there are 7.1 % of households breeding goat; there are 33.9% of households breeding cattle with an average quantity o f 02 goats, 02 heads of cattle per household.

91% of the affected households are ranked as the poor households according to the new criteria of the Ministry o f Labor, War Invalids and Social Affairs (5 1168 households). The remaining

households are ranked as the medium household. Average income of the affected household in 2007, according to the commune-level statistics, is 166.666 VND/person/month (about 2,000,000 ~ ~ ~ / ~ e r s o n / m o n t h - i.e. below the threshold of poverty). 73.2% of the affected householders are receiving benefits from the Program 134 and 80,4% of the affected householders are receiving benefits from the Program 135 (support metal roofing, support the community to build clean water works, support money to buy salt, kerosene...). The affected households think that the main reasons of hunger and poverty are shortage of investment capital, capital for production (96.4% of the households): lack of information about market (91. I% of the households); lack of knowledge of production, cultivation, breeding (89.3 of the households).

In spite of poverty, the utensils of affected households are relatively enough. The result of questionnaires says that 88.2% of households have motorbikes, 76.6% of households have TVs, 7.9% of households have telephone.

Bana language is used for daily communication among members of affected households. The result of questionnaires says that 29.3% of displaced persons can not speak fluently and nearly 27.4% don't have enough literacy of popular language (Kinh language). More than 64% of displaced persons have education level below 3rd grade class.

The affected households are mainly using digging well-water (72.7%), the rate of family households utilizing both well-water and rivulet water is 60%, 34.5% of households are utilizing river-water and spring-water and the remaining balance is utilizing rain-water and water in the public tanks. Issues of the environmental sanitation are inadequately paid attention by the affected households; 94.6% of family households haven't a latrine whereas the remaining balance has a very simple latrine which is surrounded by leaves and waste-bags.

The working allocation in the affected households is unequal between man and woman, between husband and wife; In general, women have to shoulder more hard works than the men. According to the investigation results through questionnaires, apart from going to make a slash- and-bum cultivation or acting as a hired labour together with their husband, women normally take over the duty of collecting firewood (90.9% of households), carrying water (98.2% of households), washing clothes of their whole family (90.9% of households).

Regarding the land acquisition and land compensation, 100% of the households accept and agree with land acquisition for the subproject. For the compensation method for acquired land, no households choose the method "land for land". Because, they still have land for reclamation and expansion of their land area. The result of questionnaires and group discussion say that 100% of the affected households expect to be compensated by cash at the market price.

V. COMPENSATION, ASSISTANCE AND RESETTLEMENT

5.1. Compensation

Cut offdate: The cut-off date is on July 20, 2008. The cut-off date is the date starting inventory of affected assets. This date shall be announced in public to affected households 1 week earlier to ensure that of (i) householder. members of household and the inventory team of the District Compensation Committee, together conduct inventory of affected assets; (ii) i t confirms that the persons living at the subproject site or affected assets (trees. crops.etc..) will not be compensated for things occurred after the aforementioned cut off date. Replacement cost is defined by a group of people comprising representative of the compensation and site clearance committee of Chu Pah district, representative of subproject developer, authorities of 02 communes Dak To Ve and Hay Tay. women's association, farmer's association, 10 leaders of 10 affected villages and 10 householders on behalf of 68 affected households. The determination of replacement cost will be carried out from 26 to 27 July, 2008. The method for determination of replacement cost consists of: (i) meeting the households which transferred their land use right in the past time in the locality (both transferors and transferees) to collect information about land transferring prices; (ii) visiting and observing the transferred land areas to have foundation for comparison; (iii) meeting the households that have newly built their houses to collect information about costs of materials, manpower and other costs (transportation, inauguration and other cost of religious actions when building new houses...); (iv) meeting the brokers of land use right transfer in the locality for more references of actual transfer costs; and (v) comparing collected information on cost and price of compensation for land, crops, assets as specified in the Decision No 422IQD-UBND, dated August 25, 2007 of the Cia Lai Provincial People's Committee regarding adjustment of unit prices of compensation for trees, crops on the scale of Cia Lai' Province, Decision No 172/3007/QD-UBND, December 3 1 , 2007 of Cia Lai Provincial People's Committee, providing regulations on issuance of land price list in Chu-Pah District (Gia Lai Province) in 2008, Decision No I3IQD-UBND, January 10, 2008 of Cia Lai Provincial People's Committee, regarding issuance of price list of compensation for houses, structures, construction works on land, and Decision No 25/2008/QD-UBND, May 15, 2008 of Cia Lai Provincial People's Committee, regarding compensation, rehabilitation, resettlement when the State acquires land in Cia Lai Province. The collected replacement cost is higher than the price of compensation defined by Gia Lai Provincial People's Committee and furthermore, the replacement cost reflects exactly actual prices applied in the scale of province. So, all affected assets, trees and crops will be compensated by replacement cwl and this replacement cost will be determined by the replacement cost collection team .

Particularly, the compensation price is applied basing on the replacement cost as follows:

Table 8: Compensation price basing on the replacement cost

Assets Compensation price Replacement cost issued by PPC pplied for compensation

- Residential land 15,000 VND1m2 20,500 VND1m2

- Garden land 9,500 V N D I ~ ' 1 1.500 V N D I ~ '

- Annual growing land (rice land)

I -Traffic land 1 2,JOU V N L ) ~ ~ ' I h u ~ Jrlined

- Land for planting perennial plants (milpa)

- Land for planting rubber trees

- Natural forest land

2. Houses

3,750 V N D I ~ ~

3,500 V N D I ~ '

3,500 V N D / ~ '

- Houses with wooden pillars, wooden planks, metal rooting

5.500 VND1m2

- Bamboo, wooden Sences

700,000 VNDIha / Not detined

The procedure for compensation has 5 steps:

3. Trees, crops

- Rice - Perennial plants - Rubber trees

1. Applying value to the lost assets for compensation to each displaced household (with agreement confirmation of the affected households).

2. The summary of impacts and entitlement's summarizing his/her assets lost and their entitlements for compensation and other assistance will be disclosed to all affected persons at gathering places.

The compensation price basing on the replacement cost will be disclosed popularly in the public consultation.

1,200 V N D / ~ * 700 V N D / ~ ' 3,680 V N D / ~ ~

3. To submit compensation plan to the DPC of Dam Rong for approval.

Depending on kind of' plant, its value to defrne price for each kind of plant, in particular: Coffee: From 50,000 to 80,000 VNDltree Papaya: From 15.000 to 32.000 VNDltree Mangu: I'l'um 50,000 to 80,000 VND/tree Banana: From 15.000 to 25.000 VND/tree Jack: From 50.000 to 120,000 VNDltree Longan: From 60,000 to 120,000 VNDitree Thistle: From 30.000 to 50.000 VNDitree Roi loi: From I000 V N D I ~ '

Bamboo: From 10,000 to 150,000 VNDItree guava: From 50.000 to 120.000 VNDltree timber: From 100.000 ro 150.000 VNDltree

4. The approved compensation plan will be disclosed

5. The compensation and assistance will be paid

As of the end of November, 2008, the compensation will be paid to the displaced households with total estimated amount of VND5,883,672,4 I6VND. This cost is breakdown as follows:

5.2. Assistance

Table 2: Estimation of Resettlement Cost

The assistance amount as per the regulations specified in RPF and issued by the province includes livelihood rehabilitation, house shifting, production and support to poor households and pol icy households.

The assistant amount will be paid since the DPs taking over land to the contractor for construction. The assistance to arrangement of new jobs and training for change of their production for displaced households losing more than 10% of their holding land will be carried out after delivering the land around one month because it needs time to assess the training needs and prepare training conditions.

The assistance will be performed along with the bonus payment tor the DPs who timely hand the affected land to the project volunrar~ly. The bonus payment will be also informed to the displaced households before one month. The estimated costs for the assistance are as follows:

5,883,672,416

Unit price (W ~irn ' )

20,500 l 1,500 5,500 4,500

70 1,000

Depending on kind of plant. age

or plant

1,028,000 250.000 100,000

2,400

-

Quantity

21 1 23,405 48,500

948,233

19,82 1

8.725 trees

21 1 112.3 213,8

1

3

4.

Cost (VND)

4,841,375,500 4,325,500

269,157,500 266,750,000

4,267,048,500 14,273,000 19,82 1,000

425,003,916

425,003,916

266,413,000 2 16,908,000

28.1 25.000 2 1,380,000

350,880,000

Types1 Categories

Permanent loss of lands 1. Residential land 2. Garden land 2. Rice land 3. Burnt-over land 4. Forest land 5 Temporary loss of burnt-over land (ro be pard equal to lond renf)

Loss of trees and crops

Loss of trees

Impact of houses and structure

1. Houses 2. Cattle-shed 3. Fences Impact of public assets

2. Households losing more than 20% of 264 persons 1 6 months x 50 kg rice I *----I 475,200,000

Table 10: The estimated cost for the assistances

~ ~~- - .

4 Social allowance --F@@q I Assist to households under the threshold --- 57 households 57,000,000 1

1

2

3

Type of assistance Assistance to livelihood rehabilitation I . Households losing less than 10% of

Cost(VND) 567,900,000

15,300,000

Quantity

17 persons

land 3. Relocated households Shifting/transportation allowance 1. Shifting/ transportation allowance within the remaining residential land.' 2. Shifting/ transportation allowance to the new resettlement site The assistance to arrangement of new jobs and training for change of their

5

5.3. Resettlement

Unit price (VND)

3 months x 30 kg rice

. . I voluntarily

There are three (03) households lost houses and a pan of the residential lands. The remaining area is enough to re-build their houses without relocation. 02 households among 04 households losing whole house and residential land already have other residential land areas in village and they will shift to their existing land. 02 remaining households bought residential land from their relatives in village. Thus, all affected households will relocated within village and it is not necessary to provide a new resettlement site. The affected households will be compensated by cash at replacement cost for lost residential land, affected house, cattle sheds and fences. In addition, they will be supported the shifting allowance and other allowance for self-shifting and self-resettlement.

43 persons

03 households

04 households

of poverty Incentive Bonus Incentive bonus for DP who timely hand the affected land to the project

I Total

5.3.2. Resett/ement Implementation

1,483,900,000

According to the schedule. the payment for colnprnsatlon and allowance will be made a1 the end of November 2008. After that. households can relocate i n any appropriate time. The subproject developer will disclose the plan of \Later level of rewr~oi r for all affected ho~rsehold\ lo know when their land is affected and resettle initiativel~

I

I

production The affected households lost more than 5,000,000 10% of land (losing from 10% to 50%. training for I labour will be provided; losing from 50% to 70%, training for 2 labour will be provided; and losing more than 70%, training for all member of household will be orovidedi

6 months x 30 kg rice

2,000,000/household

~,000,000/household

705,000,000

136,000,000 136,000,000 68 households

77,400,000 . 18,000,000 6,000,000

12,000,000

705,000,000

2,000,000

VI. INCOME AND LIVELIHOOD REHABILITATION PROGRAM FOR DISPLACED

PERSONS

After consulting with the displaced persons, local government, the local relevant agencies and basing on the assessment of DP's actual condition, PMB of the subproject agrees with the compensation and site clearance committee of the DPC of Chu Pah, Chu Pah Rubber Company that they will co-ordinate with DPs to conduct the income and livelihood rehabilitation program as follows:

A. S~eci f ic activities 1. The compensation will be paid at the market price and made one time payment with other support cost to ensure that the displaced persons will have a fund to recover their income generation and livelihood.

2. The subproject developer has coordinated with the DPC of Chu-Pah and the Chu-Pah rubber company to develop the program on delivering area for planting rubber to the affected households in order to generate stable income source. The program shall start conducting on January 2009. Accordingly, each affected household will receive.04 ha of land for planting rubber. Chu-Pah Rubber Company shall support seedlings, organize training of rubber planting and caring techniques. The affected households will plant, take care of rubber and will receive 02 basic benefits, consisting of (i) In the first 04 years, when rubber trees are not grown'up, the households shall grow additionally other trees into the rubber planting land area and shall receive full this harvest; (ii) will receive a lumpsum amount for growing and taking care of rubber trees and will be paid monthly. According to the calculation, the income of households i n the first 04 years will be 24,000,000VND/household/year. After 04 years, the income of households will decrease due to no grow additionally other trees. However, their income level is still very good (about 16,000,000VN Dlhouseholdlyear). 3. The DPC of Chu-Pah and the Program 661 of Northwest Dak Doa agree to convert a part of forest land area, which is favorable for cultivation into production land and delivery to affected households due to agricultural land loss. Accordingly, the forest land area of around 60ha which is very favorable for agricultural production i n the small section 206 nearly Hre village will be converted into the production land and delivery to households losing agricultural land. The converted land has high humus degree, so i t is suitable to grow rice in first crops, then grow other plants such as maize, cassava. According to the schedule, the allocation of land to households will be made in January 2009. This program shall be documented in writing and circulated to all relevant agencies of district, commune; Program 6 1 of Northwest Dak Doa and subproject developer by the DPC of Chu Pah for implementation. 4. Apart from the forest land area to. be converted into the production land. an area of 6.0 ha has been planned for the affected households to reclaim and expand their cultivation area. The affected households are encouraged to register reclaimable land area, the subproject developer will support for fertilizers, seedlings and manday for reclaiming in accordance with the unit price specified by Gia Lai Provincial People's Committee. 5. According to the affected persons' opinion, the poverty is caused by shortage of investment capital and cultivation and breeding skills. After receiving the compensation cash, the households have full capital for production, because each household receives the compensation cash with amount of over 50,000.000 VND excluding other allowance. The remaining matter is provided training to improve culrivation and breeding skills for affected households. The subproject developer has coordinated with ('hii-Pah economic office to develop a Program on training cultivation and breeding technology, including topics such as growing and caring

technology of rice. maize. cassava (foci~sing on rice. maize. cassava with high productivity, hybridized rice, hybridized maize); technology of breeding and disease prevention for cattle, poultry (focusing on breeding pigs for food. sows, fowls, cows for food and reproductive cows). The training program will be held before paying the compensation cash around 15 days and will be held again after paying compensation 2 days. The training materials will be translated into Bana language and delivered to all participated households. 6. Members of affected households will given priority for employment by the subproject for suitable jobs (construction, planting trees, path widening .etc..) in the process of construction preparation, constructing the plants, maintenance and repairs .etc.. This income source is very stable because the works need about 30 local labourers for 24 months.

7. The households loosing from 10% to 50% of the agricultural land will be supported with the vocational training for 01 member of the family, from 50% to 70% will be supported with the vocational training for 02 member of the family and from more than 70% will be supported with the vocational training for all mem ber of the family. The job to be trained will be consulted for selection by the household. Vocational training will be developed after making compensation of 01 month.

B. Institutional arrangement and estimated cost

The subproject developer will coordinate closely with relevant departments, agencies and local authorities to organize implementation of the income and livelihood rehabilitation program, as follows:

- The subproject developer will coordinate with the compensation and site clearance committee of district to pay compensation cash and allowance to the affected households as per the approved schedule and the compensation cash will be paid one time.

- The subproject developer will coordinate with Chu-Pah Rubber Company, the CPC of Dak To Ve and Ha Tay and the affected households to implement the program on delivering rubber planting land to the affected households.

- The subproject developer will coordinate with the Afforesting Program 661 of Northwest Dak Doa and the CPC of Dak To Ve to convert using purpose of forest land area permitted by the DPC of Chu Pah and delivery to the affected households.

- The subproject developer will coordinate with the DPC of Dak To Ve and Ha Tay and the affected households to reclaim the area planned for the purpose of reclamation in the community.

- The subproject developer shall coordinate with the economic office of Chu-Pah District, the CPC of Dak To Ve and Ha Taj and the affected households to carry out programs on training to improve cultivalion, breeding technologies for the affected households.

- The subproject developer will carry out a employment program to prioritize local labour. Simultaneously. the subproject will coordinate with the vocational training centers to carry out vocational training for members of the affected households.

- The heads of villages, public consultation at commune level, social organizationsand the CPC of Dak To Ve and Ha Tay will coordinate with the subproject developer to carry out activities of the income and livelihood rehabilitation program, simultaneously to monitor, supervise the subproject developer in the implementation of program.

- The DPC of Chu-Pah will monitor. assess the imple~nentation of income and livelihood rehabilitation program.

The estimated cost for he program is VND135,000,000, including cost relating to reclamation (manday, feni lizers, seedlings), cost for training to improve cultivation, breeding technologies and other cost.

VII. PUBLIC CONSULTAI'ION AND PARTICIPATION OF THE DISPLACED PERSONS

7.1. Parricipalion of the displaced persons

The information relating to the subproject will be disclosed to 10 affected villages of 2 communes Dak To Ve and Ha Tay to ensure that they are fully aware of the impacts of the subproject and participate into various phases of the construction works. The information is summarized briefly and is disclosed to displaced people living at ten villages by the popular language ( King's language) and Ba-na language.

The information booklet is provided in the Annex 9 (Vietnamese version) and Annex 10 (Ba-na version). This document consists 07 main parts: (i) Introduction; (ii) Impacts of the subproject; (iii) Entitlements relating to the compensation, assistance and resettlement of displaced persons; (iv) Implementation plans; (v) Relevant documents; (vi) participation of displaced persons; and (vii) grievance procedures. This document is prepared in the form of question and answer to ensure that the community can understand documents easily. The document is printed by colour and prepared by two languages (the 2009 wall calendar having nice pictures) so that the households can keep and hang it at home for reading, monitoring and supervising the implementation later. The inhabitants living in the affected areas are invited to discuss with the subproject developer about the plan of compensation. assistance and resettlement and all other activities. The subproject developer proposes the implementation plan (socio-economic censu.s. inventory of the affected assets, compensation, resettlement and income and livelihood rehabilitation .etc..). Accordingly, the participants have opinions and agree the implementation schedules with the subproject developer.

During the implementation phase, the public consultation relating to the compensation, assistance and resettlement will be conducted actively. All affected households, leader of the village, representative of social organizations should conduct inventory of the affected assets. The replacement cost will be detined basing on the participation of head of the village, representative of social organizations and displaced persons. The displaced persons living at ten affected villages also participate into developing the income and livelihood rehabilitation program and monitoring the implementation plan of agreed activities. Basing on the information booklet of the subproject, the inventory of the affected assets, resettlement plan, matrix of entitlements and relevant documents should be disclosed. The community and displaced persons should be participated into the monitoring and supervision of compensation, rehabilitation, resettlement and income and livelihood rehabilitation program.

7.2. Public consulralion

On 01'' August 2008, Dak To Ve PPC issued a Decision to establish a Coninlittee of public consultation of the commune and on 04lh August, 2008, Ha Tay PPC also issued a Decision to establish a Committee of public consultation of the commune with its objective of carrying out coordination among the subproject developer, site clearance and compensation committee of Chu Pah district, commune authority and residents in order to carry out public consultation effectively. The actual situation shows that due to limited language skills and the habit of being shy in contacting the authority, the ethnic minority do not discuss directly their concerns about

the policy. Members of the Committee of the public consultation shall mainly include the village head and representatives from social association/union well trained for .the job, having full information and doculnents in order to carry out the consultation effectively. The.decision of establishing the Committee of the pirblic consultation of the commune is attached in Annex 11 and Annex 12.

Table 11: Functions and duties of Comn~ittee of Public Consultation at conlmunal kvel

According to the article 2 of ~ e c i s i o n z n es t ab l i sh in~rnmuna l Committee of pc~blic consultation of Dak To Ve and Ha Tay, the functions and duties of Comm~ttee ot 'p~~hl ic cons~~ltatinn art: as fnllo\r's: -1

1. Coordinating with Committee of Compensation and site clearance of district and the subproject developer to carry out the public consultation at affected billages in the subproject site.

2. Coordinating with the departments, branches and related parties to supervise, evaluate the operations related to the compensation, the resettlement and development of the ethnic minority such as inventory of aflected assets, compensation, resettlement, development of the livelihoods etc .

- -. 1 In fact, the Committee of public consultation plays a role of a facilitator for the process of public consultation. The displaced people can ask for information of compensation policy at any time without waiting until the information dissemination campaign to be conducted, access to the project documents. i he Committee of public consultation can support the residents during the process of grievance settlement, exchange information regularly (because members of the Committee include the village head and the head of mass organizatioll at the village' level), coordinate with the compensation and site clearance committee of district and the subproject developer in implementing public consultation, inform to the compensation and site clearance committee of district and the subproject developer all issues associated with the compensation, rehabilitation, resettlement.

The public consultation Committee has been trained b!, the subproject developer and the committee of compensation and site clearance of district about all requirements of public consultation, impacts of the project, matrix of entitlements, delivery of the related documents and implementation plan of public consultation.

The communal Committee of public consultation, the subproject developer and the Committee of compensation and site clearance of Chu Pah district coordinates to be held meetings at 10 \/illages in order to make consultatiorl of the subproject. The level of impacts, the negative and positive impacts, the mitigation measures and other implementation plan (inventory of affected assets, disclose of inventory results and compensation etc) are consulted with the affected community in these meetings. All residents of the ten villages, representative of the mass organizations and the head of village also participate into these meetings.

The meeting of public consultation on impact levels of the subproject, the matrix ofentitlernents, the compensation policies, the reg.t:Iation of compensation, rehabilitatiorr, rescttlemer~t and grievance procedures was held on August. 2008. All affected households participated into these meetings. The minute of the meeting is attached at Annex 13. The matrix of entitlements and the policy of conipenbation. assistance and resel~lcrnrnt are dibtrib~ltcd to the I i o ~ ~ ~ c l ~ t i l d ~ and pasted at head office of the CPC of Dak To Ve and l ia Tay. at home of the village heads and at the gathering place of villages.

The inventory of affected assets is conducted with the participation of public consultation Committee at the commirnal level. village heads. and representatices of the mass organizations and householders. The summary on inventor) of affected is prepared for each ho~~sehold and distributed to each household to check within 05 days. This summary is also pasted at the ofice of CPC, at home of the village head and at the gathering place of villages. The inventory group stays at the village within 07 days to rebolve all complaints, check damages again if required.

The cost of compensation, rehabilitation, resettlement (basing on the matrix of entitlements and the result of inventory of affected assets) is calculated for each household and distributed to the households. This result is pasted at the office of CP.C, at home of the village head and the gathering place of taking water of villages. The other meeting of public consultation with participation of all affected households was held to consult all issues associated with inventory of affected assets, compensation pricing, mitigation measures of adverse impacts, income and livelihood rehabilitation program and operations of compensation, assistance and resettlement. The meeting agreed the implementation plans for next activities associated with compensation, assistance and resettlement.

All relevant documents like information booklet, policy of compensation, resettlement, results of inventory of affected assets, compensation pricing, income and livelihood rehabilitation program and implementation plan for next activities etc have been distributed to the households and 01 set for the Committee of public consultation at commune level. Basically, the Committee can explain, provide full information to the affected households.

After the approved compensation, assistance and resettlement plan. the subpro-ject developer will coordinate with the compensation and resettlement committee of Chu Pah district and the Committee of public consultation at commune level to conduct consultation for this plan.

7.3. Settlement of complaints and grievances

The senlement of complaint and grievances has been discussed in detail to the affected households the community. All displaced persons will have the right to lodge complaints as the following legal basis:

1. The displaced persons disagree with the policy of compensation, rehabilitation, resettlement and other relevants, they would submit the complaints in writing to the CPC of Dak To Ve and Ha Tay or inform in the verbal manner (verbal) to a member of community consultation committee of the CPC. So that, the committee will take responsibility to work closely with the CPC to resolve a complaint. The CPC will resolve a complaint within a time limil of I 5 days.

2. In case, the agreement and conciliation are not obtained or the displaced persons don't receive any response within a time limit of I5 days as from the date of receipt of the complaint, the displaced persons will have the right to lodge a further complaint with the District Resettlement Committee/ Land Clearance Committee of the DPC of Chu Pah. Where the complaints will be resolved within 15 days from the date of receipt of such grievance.

3. Where a complainant disagrees with the decision on resolution by the DPC or the Representative of Committee, or the CPC doesn't reply within 15 days, it shall have the right to lodge the further complaints with the Provincial People Committee. The Representative of PPC will resolve within 30 days from the date of receipt of such the complant.

4. Where a complainant disagrees with the decision on resoliltion of thc complaint issued by the PPC or Provincial Resettlement committee, ir shall have the right to complaint to the People's Court in accordance with the regulations of the law.

Detailed procedures for grievance redress and specific steps are described in the information booklet of the subproject and has been distributed to the displaced persons. The information booklet also provides fully name, address and telephone of persons in charge of resolving the complaints. The displaced persons will be exempted from administrative and legal fees. 'The fee for lodging the complaint with the People's Court will be even exempted. All grievance dossiers will be kept at the CPC of Dak To Ve and Ha Tay, Consultation Committee at commune level and subproject developer.

VIII. SUPERVISION, M0NITORIN.G AND EVALUATION

I n t e r n a l r n o r n i t o r i n g

The subproject implementing agencies are responsible for conducting the internal rnornitoring of Resettlement Plan one time per motnth. The subproject developer will coordinate with the CPC of Dak To Ve and Ha Tay, Consultation Committee at communal level to supervise, momitor and evaluate the implementation of compensation, assistance and resefflement basing on the following mornitoring indicators. T a b l e 12: Basic indicators f o r supervision, morni tor ing and evaluation

Issues 1 Basic indicators 1. lmplementation plan 1 - The plan has been discussed with the

- The plan is suitable to the actual condition and is coordinated with the affected persons. - The plan is suitablelproper to the schedule of the other operations. - The manpower of carrying out the plan fully

I - The cost for carrying out the plan significantly

2. Compensation for land and crops 1 - Checking. counting the damages exactly. *--I

t 3. Assistance

- Schedule of the land acquisition, compensation, the land delibery . -The simple procedure of the compensation. - The measures to mitigate the compensation of the land and crops is carried out well or not (acquiring the land after planning work, the compensation for one time etc) - Ensuring the performed supports as specified in the matrix of entitlements. - Schedule ofcarrying out the compensation - l'he s~mple procedure of' compensation and making payment

- The stabilizationlintegration of the resettlement person at the new living place (administration, procedure etc). -The land area assigned in accordance to the regulation.

implementation plan and grievance settlement procedures. - The affected peoplelthe community1 the local authority /women's association participale into the related activities,

5 . Income and livelihood rehabilitation

6. Public Information Dissemination

I I especially the supervision of implementing the compensation, 1

- The conditions ot the infrastructure (Finished), the quallty of the infrastructure, the maintenance, the repair etc.) - The activities of the livelihoods are carried out as approved plan. - The attected people together make participation. - The affected householdslthe communitylthe communal authority ithe mass organization are fully disclosed information on the policy of compensation, rehabilitation, resettlement,

- -- ( assistance and resettlement. 7. Grievance and complaint procedures 1 I - The affected households and the colnrnunity clearly

I I understand the grievance procedures. I ( - Committee of public consultation ar communal l e ~ e l f thc ( com~nun~~l pcoplr's comlnltter clearly underhtand the grlekance / proczdu~rs and can support the affectcd people to lodge

I I complaints. -- __J

The internal monitoring report will be submitted quarterly to DPC of Chu Pah, DOIT of Cia Lai province and will be submitted to the PB on the regular basis. The local authorities, especially the DPC of Cia Lai will participate in supervision, monitoring of compensation, assistance and resettlement to ensure that the land acquisition and entitlement of displaced persons will be implemented in compliance with the approved resettlement and compensation plan, the information dissemination will be conducted by subproject developer and district resettlement committee and the displaced persons will be participated into the income and livelihood rehabilitation program, the grievance redress procedures will be complied and the consultation with displaced persons will be carried out adequately by subproject developer and district resettlement committee. The PBs are responsible for conducting the internal supervision, monitoring and evaluation of subproject to ensure that the subproject meets all requirements under REDP.

External monitoring and evaluation The independent monitoring agency will be invited to carry out the external monitoring, supervision and evaluation. The objective of external monitoring is to provide evaluation, supervision of resettlement plan, changes on living standard and job, income rehabilitation. The external monitoring will be conducted on an annual basis, except for the case that the initial phase will be required to conduct a twice yearly supervision. The external monitoring and evaluation will concentrate on reviewing pfogress indicators and sustainable indicators, providing some lessons and recommending measures to improve the performance of the compensation, rehabilitation, resettlement and livelihoods rehabilitation plan.

IX. REPORTING

The subproject developer will submit the Resettlement Plan to the DOlT of Cia Lai province and World Bank for reviewing and approval.

After obtaining the approval, the subproject developer will submit the quarterly progress report on implementation of Resettlement Plan to the DOlT of Cia Lai and PB. The submission of the quarterly report will be finalized when completing the activities of the compensation, rehabilitation, resettlement and livelihoods development.

X. IMPLEMENTATlON PLAN

'The resettlement plan will be carried out as follows:

X1. RESETTLEMENT COST AND BUDGET

The resettlement cost is estimated by V N D 8,368,329,657, equiva.lent to US$ 50,824.0. The breakdown is presented in the following table:

Table 13: Estimation of Resettlement Cost

1 4 1 lnstitutional arrangement 1 7~.00cl.000 I

Cost (VND) 5,883,672,4 1 6 I

2 Assistance and bonus

1 1 External monitoring and evaluation

-

Description

Compensation 1,483,900,000

I I 1 Contingency (1 0%) 7 6 0 , 7 5 7 4

b Z e 5 n d livelihood rehabilitation program 1 35,000,000

All resettlement cost will be covered by s~~bproject developer.

I Total 8,368,329,657

ANNEXES

Annex 1 List of permanently acquired land for each household

Ha Tay Commune (Chu Pah District, Gia Lai Proviuce)

- Chu Pah Rubber Company : 64800 m2

Annex 2 List of permanently acquired land for each household

Dak To Ve Commune (Chu Pah District, Gia Lai Province)

Annex 3 The temporarily acquired land area for each household

(Ha Tay commune, Chu Pah district, Cia Lai province)

Lost burnt-over land (m2)

Annex 4 The affected trees and crops for each household (Ha Tay commune, Chu Pah district, Gia Lai province)

Name of the affected household I Total

28 20

166 72 65 62

267

41 , 59

63

152

73

11

A 57

Address

Ethnic

20 ---- 15

Boiloi -

1 2

ppp

Ba-na Ba-na

Thistle t

Jacqkfrui

I 3 4 5 6 7 8 9 1 0 I I 1 2 1 3 1 4 1 5 1 6

Mik Khhn

Ba-na Ba-na Ba-na Ba-na Ba-na Ba-na Ba-na Ba-na

Ba-na

P

Ba-na

Coffe

8 5

Banana 1

Longan

Kon Komo Kon Komo

Mango e

[

Guava

Khyin Khuit Hyuih Juh Than Kruih Khoeh Djdoh

Hyung

___c_ Dr61

Kyer

llyiu

fhup

Lui

Bamboo tree

1 I

Konsulal Konsc~lal

1 Konsolhng Konsalang Konsalang Konsulsng Konsulang Konsolang

Konsolilng

Kon nghel

Kon nghel

Konsolal

Konsolal

Konsalal

65 5 1 15

, 55 33 40 15

2 1

34

Log of wood

28

5

1 Papaya

1

-

1 I

35

4

170

18

13

100 20 1 50 1

7 1

3

Ba-na

Ba-na

Ba-na 1 Ba-na

8 I

4 1

I

6 1 6

7

125

20

16

226 1

40 1 42

101

4

Annex 5 The affected trees and crops for each household (Ha Tay commune, Chu Pah district, Gia Lai province)

Papaya Log of wood

househol d

' 0 1 I

1 1

Total Name of Address

Bamboo

Hde Hde

I 2

I

Iacqkfrui t

Boiloi Thistle

yHdepp - - -

H V l l

Hde Hde

TUY OEN

HIT

YUNG

I

Longan Coffe I r Ba-na Ba-na

- Ba-na - - - - -

Ba-na Ba-na Ba-na Ba-na Ba-na Ba-na Ba-na

Hde

Hde 2 1 3 1 4 1 5 1 6 1 7 1 8 ' I

50 200

Hde

H de

Hde

pp

1 TU'ONG

THAN

I-INI U

PHANH

KRANH

AJLflI

HNIU AYAIH

- - - - 400 . 250-

- 25 114 1 154

l 7 54

Ba-na

Ba-na

- 10

Ba-na

Ba-na

Ba-na

10 2 3

_ 2 I

16

37

1

10

25

47

100 Hde

Hde

Hde

2 2

10

15

5

1 og

20 5

2

,

26 1 52 ,

I

2

Ba-na

Ba-na

Ba-na

- 1 7

1

4

2

.. , : t Hde 1 Ba-na

100 250

1

2

340

125

10 25

128 120 25

18

I

2 '

2- a

3

3

150 130

I

2

5

dk + 3

tree

3

18

18

24

100

352

230

180 . - w

4 a + . I'

r---,ppT-- , 73

I 1

41 1 292 160 240 -- 180

2 - I

1 2

136

---

1

4 ----

l

162 45 1

30

46

73

209

Annex 6 List of households suffering affection on houses and structures

(Dak To Ve commune, Chu Pah district, Gia Lai province)

Annex 7 Socioeconomic Status of Subproject Affected Households -Subproject Impacts and Compensation, Rehabilitation Measures

Characteristics of Affected HH Subproject Impacts

N i l n l i ol'tlradr ill'

l louseholds

Mik

I? h5n - --

Khyin

Khu.it

Hyu.ih

J L U ~

Than

K ruih

K hoeh

D-jaoh

Hyung

DrBi i~- Kyer

H ~ T u

Thup

Lki

- - - -

Compensation and Reh. I

Numbers o f

Persons in l lHs

6

I I

6

6

!I

7

8

5

2

13

12

7

12

3

14

3

I

PuorNulnerable t4l- l~

Poor Poor

--- Poor

Poor

Poor

Poor

Poor

Poor

Poor

Occvpationi o f HHs

I-armins rarm~ng

1;armtng

1arrnlng

Farrnlng

Farming

Farm~ne

rarming

Farming

Farrn~ng

Farming

Farm~ng

Farming

- Farming

Farming

Farming

Total

':?:; year

(VND)

8 000 000

7 000 000 10 000 00

0 10 OM) 00

0 10 O(W.OO

0 10OOO 00

0

Kh6ng XD 13 01X)OO

0

4.000 000

7 000000 IOW0.00

0

R MO OOrJ

8 000 000

6.000 000 1 1.000.00

0

9 000 000

Total o f Land

u;plF (nl2)

22.323

13.234

28.143

36.557

39.688

59.09 1

36.022

37.81 5

32.566

Area o f land to be acquired

1.323

3.234

8 143

6.557

19688

19.09 1

16022

12.815

17 566

50,57% Poor

Pa>r

Ponr

Poor

Poor

Poor

51 152 500 4 000 000

lost

5.93%

24.44%

28.93%

17.94%

49.6 1 %

32.31%

44.48%

33.89%

53.94%

--

61 257 i00

3.292.SU0

4 1.970 000

74.312 500

64 087 500

49.503

31.317

46.788

59.725

65.635

53.937

Compensation in cash

3 969 000

8.085 000

20 357 500

16 392 500

49.220 1100

47 727 500

40 055 IKX,

32 037 500

43 91 5 000

15.810

850

10.832

19 180

16.541

15.445

24 503

1 317

16.788

29 725

25.635

23.937

Land for land compensatio

n (m2)

854

2 OR7

5 254

4.231

12.704

12.318

10.338

8.269

1 1.334

49.50%

4.2 1%

35.88%

49.77%

39.06%

44,38%

2 1.600.000

6.300.000

2 1.600.000

5.400.000

25.200.000

5.400.000

2 0 0 0 9

2.000000

2.000 000

2 0 0 0 ~

2 oOO.000

(

Life Rehabilitation (30 kg rice* 10.000vndc3 rnonthslperson)

5.400 000

19.800.000

10 800 000

10.800000

I6200000

I 2 600 000

14.400.000

9.000.000

3.600.000

Movemen1 assistance

-

Occupati (2.000.00

Z 0011 000 ---

2 (N 2 000 000 --

2 000 000

2 000 000

2 000 000

2 000 000

4 000 000

AN THUY

VII'ONG - --

HYU'K

GLAl

M IN --

A Y U ' I H ---

Y LI'P ,

Fannlng 3000000 20 370 3 370 16.54% 8 425 000 2 174 7 200 000 2 X l O U

Farm~ng 10 00000 Poor 0 30513 12513 41,01% 8 074 9000000 2 000 (9 31282500

Farm~ng 1400000 Poor 0 23 029 12029 52.23% 30 072 500 7 762 5 400 000 4 000 000 -

Farm~ng Poor 8 000 000 26 101 4 601 17,63% 1 1 502 500 2 969 5 400 000 2 000 COO

Farming Poor Khdng XD 14937 3 937 26.36% 9 842 500 2 540 I 0 800 000 2 0 0 0 ( !

Farming Poor 6 000 000 22 867 1 867 8,16% 4 667 50P 1 205 5 400 000

Farmlng KhBng XD 28 078 1 1 078 39,45% 27 695 000 7 148 9 000 000 2 000 000

Farmma Poor

4

5

3 --

3

6

6

5

8

DJlP

B Y A U - - - - -

JIUH -

P H ~ U --

HLOI -- R U - A Y I E N G --

DJU'I

DJUIH

DAN

TO A N

will -

RUNG -

KER

8 000 000 19978 7 978 39.93% 19 945 000 5 148 14 400 000 2 000 000 Farm~ng Poor

8 000 000 29 942 18942 63,26% 47 355 000 I2 222 5 400 000 4 OW 0 0 ~ Farmlng ' Poor

7000000 - 33 823 6 823 20.17% 17057500 4 402 10 800 000 -- - 2 000 -- 000 Fdrmlng Poor

Khbng XD 26 252 11 252 42.86% 28 130 000 7 260 3 600 000 ? 000 00 I -- Farming Poor

3

6 -

2

8

3

5 --

3

5

4

?

2

6

>6 679 17 138 47.51% 55 430 OW 1 1 252 28 800 000 3 000 000 ? 000 OUO

10 863 23 692 57,98% 64 442 500 15 287 3 000 000 4 000 000 10 800000 ---- Farn~ng Poor I

LA[ I--/- YHANH

3 0 ~

-- Farming

0 20.98 I 3.481 16.59a/o 8.702 500 2.246 I 0.800 000 1 2000 000 Fanning Poor I

3000.030 16.391 4.391 26.79% 10.977.500 2 833 12.600.000 2.000000 Farmlng Poor I

8 000 000 15185 1.185 7.80% 2.962 500 765 2.700.000 Farm~ng Poor

5 000 000 26.408 13.408 50,77%' 33.520 000 8 651 7.200000 4.000 000 Farm~ng Poor

5000.000 13 840 2.140 15.46% 5.350 000 1.381 7.200.000 2 000 000

1 ADLlCll I 1 Farming

ADU'K

MfN

I HNHA 1 3 1 / 600oooo 1

2.000.000

BIU

BAI

GIU

4

5

30.872

3

4

4

I Farm~ng

4 7 000 000 Farming

. 8 000000 I dnds w ~ t h no1

15.000 Farming

Farm~ng

Farm~ng

Famlng

Fanlng

Famlng

Poor

6.0000~)

8.000000

9 000 000 10 000 00

o

3 ow 000

32 029

23215

Poor

Poor

5 029

4 215

Poor

Poor

14.716

31.421

3 216

11.421

40 520

1 8 568

22 363

. 13 520

I 568

1 363

Annex 8 List of participants of the in-depth interview and the focused group discussion (Socioeconomic census)

Position V ~ c e President of the People Committee ot' Ha Tay Commune

--- - Cadastral stalt'of Ha ray Commune

-- Chairman of Committee for Fatherlands Front of Hatay Commune

Chairman of Women's Union Ha Tay Commune -

Chairman of Farmers' Union Ha Tay Commune

Head of Kon So Lang hamlet -

Head of Kon Bah hamlel

Head of Konhngleh hamlet . p- - ----

Head of Kon So Lai hamlet ------

t lead ol' Kon Lo m u hamlet

V ~ c e president of the People's Committee Dak To Ver Commune

-- Land survey officer Dak To Ver commune

tiead of Tueh hamiel

1

2

3

4

5 - 6

7

8

9

10

1 I

12

13

18

19

2 0 --

21

Thuch Head of Om hamlet

Yung Head of Hde hamlet

Name BiCn

Khak

Hneih

Ytn

Uu

Khoan

YBn

Dyat

Hyunh

AMach --- ---

Ru a YiCng

~ r A n Van Phong

Uch

A Yiri

Pluk

Hich ---

Va Thanh Minh

Chairman of Commitlee of Fatherland Front of Commune

Chairman ofthe Elderly's Union of commune

Chairman of Women's Union of commune

Director of Chu Pah rubber company -- Head ofeconomic department. Chu Pah rubber company

- Inhabitant of Hre village

-. -

Inhabitant of I Ire \ illage - Inhabitant of Goech village

lnhahilant of' Mor village -

Inhabitant of Kon So Lai village

Inhabitant c ~ l ' Kon so Lai village --

Inhabitant 01' Kon Bah village

Inhabitant of Kon Bah village

Inhabitant oVKon Nghel village

Inhabitant of Kon Nghel village

22

23

24

25

26 --

27

28

29

V3 Thao

Dual

Hniu

Hlot --

Vhit

Biang

Ngui

HuyCn

30

31 - 32

Phirt

DrBi

Kyer

Annex 9

Questionnaire to the affecteded households H a f a y Small Hydropower sub-project

............................................ Hamlet:

....................................... Commune:

I. Information about the householder

................................................................................................. 1. - Householder's full name:

2. Age: ........................................................................................................................... 3.Sex: Male 0 Female U

................................................................................................................................ 4.- Ethnic group:

...................................... 5.- Education (which grade at school):

6. - Can you read and write well the Kinh language? Y c s O No 1

7.-Can you communicate well in Kinh language (understand all contents of communication)? Yes O No O 8. Major occupation of the householder (the one taking the most of time): ................................ 9.How often does the householder go out of the commune:

+ Go out ofthe commune everyday 0 + Go out of the commune once a week 0

+ Go out of the commune once a month 0 + Go out ofthe commune once a year 0

.................................................................. +Other than aforesaid (specib):

10.Reasons of going out of the commune

+ 7'0 carry out business 0 + To visit relatives. friends 0

+Tobuyfoodforthefamily 0 + Cultural activities, entertainment 0

................................................................ + Other than the aforesaid (specify):

11. General information about the household:

................................................................ 1 I . Total number of persons in the family:

12. Information about the tamily members (not including the householder)

....................................... Member I: Male 0 Female 0 Age: .............. Education (which grade)

....................................... .............. Member 2: Male 0 Female Age: Education (which grade)

...................................... .............. Member 3: Male 0 Female 0 Age: Education (which grade)

..................................... Member 4: Male 0 Female 0 Age: .............. Education (which grade)

...................... ............ Member 5: Male 0 Female 1 Age: .............. Education (which grade) .. Member 6 : Male 0 Female [I Age: .............. Education (which grade) ....................................... Member 7: Male 0 Female 0 Age: .............. Education (which grade) ....................................... Member 8: Male 0 Ibemille I1 Age: .............. IZducation ( \ \ hich grade) ......................................

Member 9: Male O Female fl Age: .............. Education (which grade) .....................................

Member 10: Male 0 Female 0 Age: .............. Education (which grade) .....................................

13. How many t'amily members cannotconimunicate well in Kinh language? ............................................ ................ .......................... 14. How many hmily members cannot rcad and write in Kinh languagec? ..

............................................... 15. Which language is used among the famil) members:

I l l . Economic activities of the household

16. Major job ot' the household (job being done by the most of the family members, taking the most of time):

............................ ....................... 17. Apart from the major job. what is the second,job ol' the family: .. 18. Which o f the followings, the household is categorised:

+ Poor household 0

+ Middle household 0

+ Better o f f household I1

+ Rich household 0

19. Is the family supported by any Government's Support Programs?

..................... Program 133 N o 0 Yes 0 I f yes, what are the supports:

...................... Program 134 N o 0 Yes 0 I f yes, what are the supports:

...................... Program 135 N o 0 Yes 0 If yes, what are the supports:

...................................................... 20. What activity t iom which is the main income source ol'the liimily?

................................................. 21. H o w much is the estimated income in 2007 o f the lamily (VND)

(Merhod o/calclclationr To add up al l /he prodrrc/s /he fami!v gained sYch ns rice, callle, poullty converled inlo

money,lhen deducling !he im~estrnen/s .sirch a.7 ferlili-er. pe.rricide, collie-feed hrr~ not ded~rcting work's p q

Then add 10 other earned amounts of money g a n y 10 form /he income of /he u~hole year).

22. How much is the expected expenditure in 2007 o f the family (To add up all estimated expenses such as for food,

....................... medical treatment, school fee, travel, purchase o f t'urniture in 2007)?

23. What kind o f plants is the family growing:

-Coffee 0 Mango 0 Pepper 0 Banana 0 Rice 0

- Cashew 0 Tea 0 Casava O Maize 0 Melon O

........................................................................................................ - Other plants (specify)

+Among the above plants, which one brings the highest income to the family?

24. Which brings higher income to the family, growing on the mountain slopes or growing in the water fields?

- Growing in the water fields brings higher income 0

- Growing on the mountain slopes brings higher income 0 25. What animals is the household breeding?

- Pig II H0\4 many heads: ........................................................

-Poultry 0 How many heads: ........................................................ ........................................................ - Goat 0 How many heads:

- Cattle I1 H o u man! heads: ...................................................... ....................................................... - Others (specify) ............................ :...How many heads:

26. In agricultural production, does the family encounter any difliculties'?

(Stick the box i f the household doens lack or meet difficulties, do not stick the box if the household does not lack or

meet difficulties)

- Lack o f production land 0 - Lack o f irrigation water 0

- l.ack o f labour 0

- I.ack o f money for investment 0

- Lack o f market information 0

- I.ack scientitic and lrchnicul kno\vledgr ol'culti\atiori. breeding 0

- Other difticulties (specify) .............................................................................................

- No difticulties 0

27. In the following year (2009) does the family intend to develop any more production activities?

-Not develop any more activities, uphold the existing ones 0

- Intend to develop more production activities (specify) ..........................................................

IV. Living conditions of the household

- Rain-water

- Water from public tank

28. In the family, who does the following work:

- Water from river, spring 0

- Water from creeks, water points adjacent to house 0

Men

[I

0 I 0

-- 0

0

0

Work

-Working in the fields, milpas ~. - Going to collect firewood

----- - Going to take water

- Cooking for the family

-Going to work as hired labor

- Washing clothes

- Water from drilled well 0

29. What water source is the family using tbr their domestic use:

- Women

0

0

0

0 -

0

0

........................................................................................................ - Others (specify)

30. What is the latrjne of the family like

-There is no latrine, they relieve themselves in the forest, river, stream U

-The temporarily covered latrine (with leaves, cloths, sacks ...... ) 0

- Septic toilet 0

- Others (specify) ................................................................................................................ 3 1 . What energy sources does the Family use for lighting'?

- Grid connected e lect r ic i~ 0

- Small generator placed in the streamiriver ad.iacenr to the house ' 0

- Kerosene U

- Firewood burnt all night 0

- No energy sources are used 0 . . .................................................................................................................. - Others (specify)

32. Which of the following things do you have in the family'?

- Bicycle:

- Motorcycle:

- TV:

Yes 0; No 0; I F yes, how many: ...................... Yes 0: No 0; I t ' yes, how many: ......................

Yes 0; No 0; If yes, how many: ......................

- Video, digital recorder: Yes 0; h o 0; I I' yes, how many: ...................... - Radio: Yes 0: No 0: I I' yes. ho\r man) : ......................

...................... - Desk telephone: Ycs U: No O: If yes. how many:

- Mobile telephone: Yes 0: No U: I ryes. h o \ ~ many: ......................

- Electric fan: Yes 0: No O: I f \ cs. ho\r man) : ......................

- Ox cart:

- Water pump:

- Electric cooker:

Yes 0: No 0; Il'yes, how many: ...................... Yes 0: No U: IS yes. how many: ......................

Yes 0: No 0: If yes. how many: ......................

V. Awareness of Ha Tsy Small Hydropower sub-project

33. Do you know that Ha Tay Hydropower sub-project will be built in the locality or not?

- Know 0

- D o not know 0

If you know, then by what means of communication?

- Know through the family members U

- Know through the friends, neighbors 0

- Know through the commune's leaders 0

- Knows through the District's compensation and land acquisition council 0

- Know through the developer, developer's staff 0

..................... .......................................................................................... - Other sources (specify) :

34. Do you know that your land, plants will be affected'?

- Know 0

- Do not know 0 35. Do you accept for your affected land to be acquired for the hydropower sub-project?

- Accept 0 Why do you accept ............................................................... - Do no1 accept 0 Why do you not accept ............................................................ 36. I f a part of your agricultural land is lost, how do you want i t to be compensated?

- Land for land 0 - Cash for land at the agreed price 0

- Other methods (specify) ............................................................................................. 37. In general, according to you, how will HaTay Hydropower sub-project impact on the family life?

- Do not impact 0 - Impact but insignificantly 0

- Impact negatively on the family life (specify) ...................................................................................

Annex 10 Analysis result of questionnaires to the affected households

Valid Cumulative Commune Frequency Percent Percent Percent

DakToVe 4 3 76.8 76,s 76,s Ha Tay 13 23,2 23,2. 100,O Total 5 6 100,O l00,O

I. Information about households. 1. Name of families

Valid Cumulative Frequency Percent Percent Percent

A Duc I 1,s 1,8 1,s A Duoi Ajuih Ayaih Ayuih Biang Bleh Bqih Byou Dan Djaoh Pi i P Djuih En Giu Glai Hit Hlot Hniu Huyen Hvit Hyuih Hyuk Hyung Jiuh Ker Kheoh Kranh Kruit La i Long Lui Ming Ngoi Nhanh

Oen 1 1,8 1,s 64,3 Phanh I 1,s 1,s 66,l Phar 1 1,s 1,s 67,9 Phau 1 1,s 1,s 69,6 Phut 1 1,s 1,8 7 1,4

Que I 1,s 1,s 73,2 Rong 1 1,8 1,s 75,O Ru A Yieng 1 1,s 1,s 76,s Tai 1 1,8 1 3 78,6 Than 2 3,6 3,6 82,1 Thup 1 1,8 1,s 83,9 Thuy I 1,s 1,8 85,7 Toan I 1.8 1.8 87,5 Tuh I 1,s 1,s 89,3 Tuong 1 1,8 1,s 9 1,l

TUY I 1,s 1,8 92,9 Vui 1 1,8 . 1,s 94,6 Yil I 1,8 1,s 96,4 Y ung 1 1,s 1,s 98,2

YUP 1 1,s 1,8 1 Oq,O Total 56 100,O 100,O --

A

2. Age

N Valid 5 6 Missing 0

Mean 39,48 Minimum 18 Maximum 78

3. - Gender

Frequency Percent Valid Cumulative Percent Percent

Male 52 92,9 92,9 92,9 Female 4 7,l 7,1 100,O Total 5 6 100,O 100,O

4. Nationality

Valid Cumulative Frequency Percent Percent Percent

Bana 56 100,O 100,O 100,O Total 5 6 100,O 100,O 100,O

-

5 . Education

- Statistics - -- N Valid 56

Missing 0

Mean 2,52 Minimum 0 Maximum 9

Valid Cumulative Frequency Percent Percent Percent

1 1 1 3 1.8 35,7 2 I I 19,6 19,6 55,4 3 1 1 19,6 19,6 75,O 4 2 3,6 3.6 78,6 5 4 7,1 7.1 85,7 6 3 5,4 . 5,4 91,l 7 2 3,6 3,6 94,6 8 2 3,6 3,6 98,2 9 I 1,8 1,8 100,O Total 5 6 100.0 1 00,0 - -

6. Ability to read and write King language fluently. --- -

Frequency Valid Cumulative

Percent Percent Percent

Yes 27 48,2 48,2 48,2 No 29 51,8 5 1,8 100,O Total 56 100,O 100,O

7. Ability to communicate in King language fluently ( Understand conversation)

Frequency Percent Valid Cumulative

Percent Percent

Yes 2 8 50,O 50.0 50,O No 28 50,O 50,O 100,O Total 5 6 100,O 100,O

8. Major occupation of head of household. (Occupation which takes most of time) -

Frequency Percent Valid Cumulative Percent Percent

Agriculture 5 6 100,O 100,O 100,O

9. How often head of household goes out of commune? - P

Frequency Percent Valid Cumulative Percent Percent

Weekly 10 17,9 17,9 17,9 Monthly 13 23,2 23,2 41,l Yearly 3 3 58,9 58,9 100,O

Total 56 100,O 100.0 - -

10. Reason of going out:

Cases Col Response % For buying foods 2 3.6% For visiting relatives 5 5 98,2% ---

11. General information about households

11. Number of persons in family:

N Valid 56

Missing 0 Mean 5,27 Minimum 1 Maximum 12

Frequency Percent Val id Cumulative Percent Percent

2 3 4 5 6 7 8 9 10 12 Total

12. Information about family members (Not include head of household)

Men Women Total Member 1 Count 7 49 5 6

Member 2

Member 3

Member 4

Yo Count Yo Count Yo Count Yo

Member 5 Count 14 9 2 3 Yo 60,9% 39, 1% 1 OO,O%

Member 6 Count 13 4 17 Yo 76,5% 23,5% 1 OO,O%

Member 7 Count 10 3 13 Yo 76,9% 23,1% 1 OO,O%

Member 8 Count 4 4 8 Yo . 50,0% 50,094 1 OO,O%

Member 9 Count I 1 2 Yo 50,0% 50,0% 1 OO,O%

Member 10 Count

Yo

Age o f members

Average age Member 1 37,88

Member 2 15,66

Member 3 10.88

Member 4 9,68

Member 5 8,05

Member 6 7,OO

Member 7 . 4,69

Member 8

Member 9

Member 10

Education of members (which grage)

Average education Member 1 3.09

Member 2 5,38

Member 3

Member 4

Member 5 3,78

Member 6

Member 7

Member 8 6,0000

Member 9

Member 10

13. How many family members cannot well communicate in King language ?

N Valid 2 9

Missing 2 7 Mean 1,83 Minimum 0 Maximum 8

Valid Cumulative Frequency Percent Percent Percent

0 12 2 1,4 4 1,4 4 1,4 1 I 1,s 3,4 44,8 2 8 14,3 27,6 72,4 3 2 396 699 79,3 4 3 5,4 10,3 89,7 5 2 3,6 6,9 96,6 8 1 178 374 100,o Total 2 9 5 1.8 100.0 Missing 2 7 48,2 Total 56 100.0

14. How many family members cannot read and write King language ?

N Valid 32

Missing 24 Mean 1,63 Minimum 0 Maximum 8

Valid Cumulative Frequency Percent Percent Percent

0 14 25,O 43,s 43,8 I 2 3 4 5 8 Total Missing Total 5 6 100,O

15. What is the language used daily by family members?

Valid Cumulative Frequency Percent Percent Percent

Bana 56 100,O 100,O 100,O Total 56 100,O 100,O

111. Economic activities of house holds

16. Major occupation of family ( the job that most of family members do and take most of the time)

Val id Cumulative Frequency Percent Percent Percent

Agriculture 56 100,O 100,O 100,O

17. Beside major occupation, what is the second job of the family? '

Valid Cumulative Freauencv Percent Percent Percent.

Commune's officer in charge of women.

Employer 2 3,6 3,6 100,O Total 56 100,O 100,O

18. Which of the followings the family is classified ?

Valid Cumulative Frequency Percent Percent Percent

Poor 5 1 91,l 91,l 91,l Average 5 8,9 8,9 100,O Total 56 100,O 100,O

19. Does the family receive supports from the Support Programs of Government?

Benefits from 134 Benefits from 135 Benefits from 1 33 Program Program Program

Count . YO Count YO Count % Yes 6 10,7% 41 73,2% 45 80,4% No 50 89,3% 15 26,8% 1 1 19,6% Total 5 6 1 OO,O% 56 100,0% 56 100,0%

Benefits from 133 Program

Frequency Percent Loans 6 100.0

Total 100,O 100,O

Benefits from 134 Program

Valid Cumulative Frequency Percent Percent Percent

3 2 57,l 57,l 57,l Electricity, road, water supply Electricity, road, water supply, school

House House, water supply Total

Benefits from 135 Program

Valid Cumulative Frequency Percent Percent Percent

43 76,s 76,s 76,s Variety 2 3,6 3,6 80,4 Road, electricity, school

Metal roof covering 4 7,1 7,1 98,2 Construction of road 1 1,s 1,s 100,O Total 5 6 100,O 100,O --

20. From which activies does the family's main income get?

Valid Cumulative Freauencv Percent Percent Percent

- -

Farming 5 6 100,O 100,O 100,O

21. Estimate income of the family in 2007 (dong):

N Val id 5 0 Missing 6

Mean 7.540.000,OO Minimum 2.000.000 Maximum 25.000.000

Valid Cumulative Frequency Percent Percent Percent

2.000.000 2 3,6 4,O 4,0 3.000.000 4 7.1 8,O 12,O 4.000.000 3 5,4 6,O 18,O 5.000.000 1 1 19,6 22.0 40,O 6.000.000 3 5,4 6.0 46,O 7.000.000 3 5.4 6,O 52,O

8.000.000 9 16,l 18,O 70,O 9.000.000 2 3,6 4,o 74,O 10.000.000 7 12,5 14,O 88,O 1 1.000.000 2 3,6 4,O 92,O 13.000.000 1 13 2,O 94,O 15.000.000 1 1,8 2,o 96,O 20.000.000 1 1-8 2,o 98,O 25.000.000 1 1,8 2,o 100,O Total 5 0 89.3 100,O Missing 6 10,7 Total 56 100,O

22. Estimate expenses of the family in 2007 ( including expenses in foods, medical care, tutor fee, travelling, furniture that the family paid in 2007)?:

N Valid 46

Missing 10 Mean 7.445.652,17 Minimum 500.000 Maximum 20.000.000

Valid Cumulative Frequency Percent Percent Percent

500.000 I 1,8 2 2 2,2 1 .000:000 3 5,4 6 3 8,7 2.000.000 5 8,9 10,9 19,6 4.000.000 I 1 3 2,2 21,7 5.000.000 2 3-6 4,3 26,l 6.000.000 4 7,1 8,7 34,8 7.000.000 5 8,9 10,9 45,7 8.000.000 7 12,5 15,2 60,9 9.000.000 3 5,4 6,5 67,4 10.000.000 8 14,3 17,4 84,8 1 1 .OOO.OOO 2 3,6 4-3 89, l 12.000.000 3 5,4 6 5 95,7 15.000.000 I 1.8 2 2 97,8 20.000.000 1 1.8 2.2 100,O Total 46 82,l 100.0 Missing 10 17,9 Total 5 6 100,O

23. What kinds of tree the family is cultivating ?

Cases Col Response % Coffee 2 3,6%

Almond Mango Tea Pepper Manioc Banana Maize Rice Pine apple

+ Among those above, which tree brings higher income for the family:

Cases Col Response % Rice 14 93,3% Manioc Maize

24. Which one brings higher income for the house hold: Working in rice field or in milpa?

Valid Cumulatiye Freauencv Percent Percent Percent

Working in rice field Working in milpa 4 1 73,2 73.2 100,O Total 5 6 100,O 100,O

25.Which animqls the household is breeding?

Pig Poultry Goat Cattle N Valid 2 7 3 6 4 19

Missing 2 9 20 52 3 7 Mean 1,37 4,94 2,2500 2,47 Minimum I 1 1 ,00 1 Maximum 4 10 3,OO 8

Pig

Valid Cumulative Frequency Percent Percent Percent

Valid 1 19 33,9 70,4 70,4 2 4 Total

Missing System Total

Poultry

Valid Cumulative Frequency Percent Percent Percent

Valid I 2 3.6 5,6 5,6

3 4 5 6 7 10 Total

Missing System Total

Goat

Valid Cumulative Frequency Percent Percent Percent

Valid 1 ,OO 1 I ,8 25,O 25,O 2,oo 3,OO Total

Missing System Total

Cattle

Valid Cumulative Frequency Percent Percent Percent

Valid I 9 16,l 47,4 47,4 2 I 1 3 5,3 52,6 3 6 10,7 3 1,6 84,2 4 I 1,8 5,3 89,5 6 I I ,8 5,3 94,7 8 1 13 5,3 100,O Total 19 33,9 100,O

Missing System 3 7 66,l Total 5 6 100,O

26. In agricultural production. does the family face any difficulties in (Note: Don't cross the box if you don't lack; to cross the box you lack or got difficulties)

Cases Col Response % Lack of production land 22 39.3%

Lack of water for irrigation Lack of labour Lack of moneyfor investment Lack of information

Lack of knowledge No difficulies

27. In the following year (2008) does the family has plan to develope any more production activities?

Valid Cumulative Frequency Percent Percent Percent

Not develope any activities

Has plan to develope more production 3 5,4 5,4 100,O activities Total 5 6 100,O 100,O

Plan to develope

Valid Cumulative Frequency Percent Percent Percent

5 3 94,6 94,6 94,6 Grow more maniac 3 5,4 5,4 100,O Total 5 6 100,O 100,O

IV. Life conditions of the house holds

28. In the family who does the following works?

Cases Col Response %

Working in fields, milpas Women 4 5 81,8% Men Children

Going to cut firework Women Men Children

Going to take water Women Men Children

Going to work as hired labour Women Men Children

Cooking for family Women Men Children

Washing clothes Women

Men 2 0 36,4%

Children 9 16,4%

29. What kind of water is the family using for their living activities:

Cases Col Response %

Well-water 40 72,7%

Water from public tank Water from river, spring Water from creeks, water points brought 33 60,0% near the house Water from drilled well

30. What is the toilet of the family like?

. Valid Cumul Frequency Percent Percent Perc 1

There is not a toilet, they relieve themselves in the forest, river, stream 53 94,6 94,6 There is not a toilet, they relieve themselves in the forest, river, stream 3 5,4 5,4 Total 56 100,O 100,O

31. What energy sources does the family use for lighting?

Col Response

Cases % Grid electricity 54 96,4%

Small generator placed in the river near the house

Kerosene

Candle

Firewood burnt all night 3 5,4%

No energy sources are used

32. Which of the following things do you have in the family?

No I 2 3 4 Total Bicycle Count 34 19 2 1 56

Yo 60,7% 33,9% 3,6% 1,8% 100,0% Motobicycle Count 6 43 1 I 5 1

Yo 11,8% 84,3% 2,0% 2,0% 1 OO,O% TV Count 1 1 36 47

Yo 23.4% 76,6% 1 OO,O%

Video, digital recorder

Radio

Desk telephone

Mobile telephone

Electric fan

Ox cart

Water pump

Elecltric cooker

Count %

Count Yo Count Yo Count Yo Count Yo Count Yo Count Yo Count

V. Awareness of Ha Tay Hydro-electrical Work

33. Do you know,that Ha Tay Hydro-electrical Work will be built in the locality or not?

Valid Cumulative Freauencv Percent Percent Percent

Know 56 100,O 100,O 100,O

If you know, then by what means of communication?

Col Response

Cases % Know through the family members -

Know through the friends, neighbors 47 85.5%

Know through the commune leaders 5 1 92,7%

Knows through the District Committee for

compensation, land acquisition 40 72,7%

Know through the investor, investor's staff 37 67,3%

34. Do you know that its land, plants shall be influenced?

Valid Cumulative Frequency Percent Percent Percent

Know 56 100,O 100,O 100,O

35. Do you accept for its influence land to be withdrawn for the hydro-electrical work?

Valid Cumulative Freauencv Percent Percent Percent

Accept 5 6 100,O 100,O 100,O

Valid Cumulative Frequency Percent Percent Percent

Follow policy of the government

I 1,8 1,8 1,8

Product electricity for the country Benefits for community Total 56 100,O 100,O

- - - - - - - - - - - - - -

36. If a part of your agricultural land is lost, how do you want to be compensated?

Col Response

Cases YO Land to land change Land to be paid for in cash at the negotiable price

37. In general, according to you, how will Ha Tay Hydro-electrical Work impact on the family life?

Valid Cumulative Frequency Percent Percent Percent

Do not impact 56 100,O 100,O 100,O

Annex 11 Information about Ha Tay Hydropower sub-project

(In the popular language)

Song Da Tay Nguyen Hydropower JSC Chu Pah District People's

Committee Chu Pah District's Compensation and Land Acquisition Council

1. Where will Ha Tay Hydropower sub-project be built?

Ha Tay Hydropower sub-project will be built on Dak Po Tang River or also called Ia Krom River, Ha Tay Commune, Chu Pah District, Gia Lai Province. Hydropower dam, penstock, power-house and other auxiliary works will be placed in Ha Tay Commune, the hydropower reservoir stretches on the stream belonging to three communes Dak To Ver and Ha Tay, Chu Pah District; Daksomei, DakDoa, Gia Lai Province.

2. What will be the impacts of Ha Tay Hydropower sub-project?

Ha Tay Hydropower sub-project will impact on the area of total 158.94ha. In which, the reservoir's bed will impact on 1.77ha of residential land of 04 households in Hde Hamlet, Dak To Ver Commune, 9.1 ha of single crop rice field, 3.3 I ha of rubber growing land, 58.38ha perennial tree growing land of both Dak To Ver and Ha Tay, and Daksomei. The construction area of the work items such as dam, power house need to acquire 18.84ha, mainly rubber growing land and perennial tree growing land of Ha Tay Commune. Besides, the project will impact on 0.66ha of cemetery, 0.87ha of land planned for transportation, 02 stayed bridges of Dak To Ver Commune and a certain forest area under the State's management in both Dak To Ver and Ha Tay Communes.

3. What will be the objectives of the policy on compensation, rehabilitation and

resettlement for the people affected by Ha Tay Hydropower sub-project?

The overall objective of the policy on compensation, rehabilitation and resettlement for the affected people is that: the affected people will be supported so that their socio-economic conditions will be recovered at least as equal as those before the constr~iction of Ha Tay Hydropower sub-project. The poor households, households in difficult conditions will be supported to improve their socio-economic conditions better than before the construction of the sub-project.

4. Who will be entitled to the policy on compensation, rehabilitation and resettlement of Ha

Tay Hydropower sub-project?

All individuals, households, business enterprises, organizations that are impacted by the construction process of the sub-project and by water rising in the hydropower reservoir shall be compensated and supported. The impacts may be under the form of loss of land, water sources, fixed or non-fixed assets, influence on fishing on the stream or collecting aquatic products on the

stream, influence on business, jobs, place of work, place of residence or living environment ... shall be compensated and supported.

5. How shall the lost agricultural land be compensated?

The loss of the allocated or reclaimed agricultural land shall be compensated in cash for the land

area to be acquired at the replacement cost at the time of compensation. The temporarily

influenced agricultural land shall also be compensated at the market price according to land lease

level. Besides, the affected households shall be supported to reclaim and enlarge their land area

for farm produces and for water rice upon the discussions with the affected people in the

community consultative meetings.

6. How shall the individuals and households who lose their residential land be

compensated?

The residential land shall be compensated in cash at the replacement cost at the time of compensation.

7. How is "market price" defined?

It is the amount sufficient to replace lost assets without deduction of taxes and transaction costs.

In particular for the aforesaid agricultural land and residential land, the market price is calculated

as follows:

Production land (fields, ponds, gardens, forests...): basing on the market price to reflect the actual

land transfer, sale and purchase in the locality. If in the locality there exists no actual prices of

land sale and purchase, exchange, it shall be based on the production value.

Residential land basing on the market price to reflect the actual residential land sale and purchase

in the locality. If in the locality there exist no actual prices of land sale and purchase, it shall

based on the price of residential land at the similar places.

8. Do the affected households need legal documents to be compensated, supported for their

loss of land and assets on land?

All affected individuals, households shall be entitled to the equal rights of being compensated

and supported regardless the status of ownership, socio-economic position or any elements that

contradict the objectives of compensation, rehabilitation and resettlement. Lack of legal

documents related to land and assets does not bar the affected people from entitlement to the

policy on compensation, rehabilitation. In short, the affected individuals, households do not need

legal documents to get compensation, rehabilitation for their affected land and assets. However,

the identification of ownership and use status depend on the determination made by the

Commune People's Committee, individuals whose lands are adjacent to the affected area,

publicly disclosed at the Commune People's Committee to avoid any claims on ownership.

9. How shall the compensation for houses, works on land be implemented?

The people whose houses are affected shall choose one o f 02 alternatives: (i) the affected

household is compensated in cash as equal as the amount that they can build a house o f the

similar size, better materials and nicer than the existing one. The residential land to be granted is

at least of equal size or more than the lost residential land area and the affected people wil l build

their house or (ii) the affected people shall be granted land area o f at least equal size or more than

the lost residential area, his house wil l be built by the Compensation and land acquisition council

and handed over to the affected people with the area o f equal size to the lost house area, made of

better materials and nicer. According to this alternative, the house design wi l l depend on the

affected people's intention. The affected people can choose one o f the two aforesaid methods

(alternatives) in the community consultative meetings.

Other affected works such as rice store-houses. cattle-shed, fences, etc. shall be compensated for

replacement of the similar size and materials but with the new ones. The affected people +all be

compensated in cash according to the market price of new materials and labour cost to build

these works.

10. How shall compensation for community's assets on land be implemented?

The works o f the community that are affected consist o f 02 stayed bridges, water sources and

cemetery. New stayed bridges shall be built with better quality. Wells shall be dug where the

water sources are impacted, each for every 3 households. Pay for leveling and bulldozing for the

burial-ground shall be compensated to the commune.

11. How shall compensation for perennials, fruit trees, plants in garden and plants on milpa

be implemented?

Compensation shall be made for different kinds o f plants basing on actual value o f the plants at

the market price. Besides, the households shall also receive support for new fruit seedlings,

timber seedlings to grow in their remaining areas based on community consultative meetings

with the people.

12. How shall other supports to the influenced people be implemented?

The households whose residential land, i f receive compensation in cash to build houses by

themselves shall be supported for costs o f transporting salvable materials removed from their old

houses and transporting other furniture. Unit price o f transport support is in accordance with the

Regulations on resettled house support issued by Gia Lai Provincial People's Committee at the

support time. Besides, each household whose residential land is impacted shall be supported

3,000,000 VNDihousehold.

The households, individuals whose over 1000m2 of land for agricultural production are acquired

shall receive a cash allowance equal to 30 kg of rice per month in uninterrupted 03 months to

stabilize their lives. Price of rice is calculated at the average price in the locality at the support

time.

The households, individuals classified as sedentarized ones who had desired to change jobs and

registered with the Commune People's Committee during the detailed inventory for losses shall

be supported the costs for vocational training. Support amount is in accordance with the

regulations on levels of vocational training support issued by Gia Lai Provincial People's

Committee at the support time.

13. Shall the households whose agricultural land is impacted be supported for agricultural

development?

Yes, households whose agricultural land is impacted shall be supported. Forms of supports

consist of support for reclamation to enlarge their land area at the support level defined by Gia

Lai Provincial People's Committee at the support time. The affected households shall also be

supported with new fruit seedlings, forest seedlings and fertilizers within 01 year. Besides, the

affected households shall be trained on 03 topics including (i) method of cultivation on sloppy

land, (ii) method of breeding development, and (iii) method of intensive multi-cropping

cultivation and crop calendar and effective utilization of land. The affected people shall also be

supported with domestic animals according to the community consultative results in terms of

quantity and categories of animals.

14. Shall the sub-project provide the people who frequently catch fish for their meals in the

stream any supports to fishery development?

The hydropower sub-project wi.11 not influence on the people's fishing in the stream. However,

all affected people shall be provided support for training on pond and reservoir fish culturing

technology. Apart from the training support, the affected households shall receive cash for

materials to make fish culturing cages in the reservoir.

15. How shall compensation for the forest area and industrial trees implemented under

management of the State's Programs and organizations be made?

The forest area and industrial trees implemented under management of the State's Programs and

organizations shall be compensated according to the uni t price detined by Gia Lai Provincial

People's Committee at the time of compensation.

16, How is the Program of compensation, rehabilitation and resettlement expected to

implement?

Community consultative activities and people's participation: From March 2008 to December 2009.

Detailed inventory for losses and disclosure the results: From May 16,2008 to December 3 1,2008.

Setting up the Program of lncome recovery: From January 01,2009 to June 30,2009.

Making compensation: From January 0 1, 2009 to March 3 1, 2009.

Implementation of Program of income recovery: From July 01, 2009 to December 12,2009.

Resettlement of the affected people: From December 3 1,2008

Construction activities: October 0 1,2008.

17. How shall the affected people participate in the activities of compensation,

rehabilitation?

All affected people shall be consulted and participate in the activities of compensation,

rehabilitation and resettlement such as socio-economic survey, detailed inventory for. losses,

disclosure of loss inventory results, discussion on compensation price, implementation of

activities of income recovery, monitoring, supervision, etc. The affected individuals,

communities' recommendations, proposals shall be considered in the stage of design and

implementation of activities of compensation, rehabilitation and resettlement, and development

of livelihoods. The District's compensation and land acquisition council shall set up a mechanism

to receive the people's opinions and resolve claims during the process of preparation and

implementation of the Program of compensation, rehabilitation and resettlement, and ethnic

minority development.

All affected individuals and their families shall participate in the community consultative

meetings and other related activities to ensure that the impacted individuals and their families are

fully informed and consulted.

18. What documents need be available in the hamlets and villages for reference?

- Information about Ha Tay Hydropower sub-project.

- Summary of rights and benefits to compensation, rehabilitation and resettlement for the people

affected by the sub-project.

- Regulations on compensation, rehabilitation and resettlement issued by Gia Lai Provincial

People's Committee in 2008, 2009.

- Inventory list of losses by each household ofthe hamlet

- List of compensation amount by each household of the hamlet

- Plan of compensation, rehabilitation and resettlement

-Complaint settlement procedure.

19. How could the affected people claim their problems?

For all complaints related to compensation, rehabilitation and resettlement, the affected people

can lodge their oral or written complaint to the head of the hamlet or the commune's community

consultative committee. The head of the hamlet or the commune's community consultative

committee shall be responsible for working with the Commune People's Committee to resolve

the complaints of the affected people.

If the affected people are not satisfied with the resolution of the Commune People's Committee,

they can contact the Compensation and land acquisition board of Ha Tay Hydropower sub-

project, directly meet Mr. (Ms.) Ro Lan Chung, Chairman of the Dictrict's Compensation and

Land Acquisition Council, Vice-chairman of Chupah District at the following address: Chu Pah

District People's Committee, Phu Hoa Township, Chu Pah, Gia Lai Province, Telephone

number: 059 842 377 or Directing Board of Ha Tay Hydropower sub-project, the contact person:

Mr. Pham Tu Mau at the address of Song Da Tay Nguyen Hydropower Joint Stock Company,

No.20 Pham Van Dong, Pleiku City, Gia Lai Province. Telephone number: 059 720 098. '

Annex 12 Information about Ha Tay Hydro-electrical Work

(In the Bana language)

C6ng ty CP dak UY BAN N H A N DAN TORING CHU'PAH SONG DA TAY N G U Y ~ N tcnvul chawiiwg tu gum pang n2ng hnih oei anho

Filla boar t a b6h gah c6ng trinh dien dak Ha Tiy

1. Anih pcr jing cdng trinh di@n dak Ha T i y ?

C6ng trinh dien dak Ha Tiy gah pa jing ah dak kroang pa ting, pcmah de krao kroong krom,

gahteh xZ Ha Tiy t a ring Chupah char Gia Lai. D6u jal c6ng trinh: anih bat dak, anih moong

dak troong ding dak jrot, hnamku mai, anih woei lang pang d6m c8ng trinh tu gum anai m8u

ah xi3 Ha Tiy, mat dicn dak kujung truh anih dak haboong tro gah teh 3 to xb DBktover, x5

Ha Tiy ta ring Chlrpah, x2 Daksomei ta ring E)ak Doa char Gia Lai.

2.Ddm tcrdirong pcrm tro gah cdng trinh di@n dak Ha Thy?

CBng trinh ditn dak Ha Tiy duh to rou trd dT d3ng 158,94 ha teh, 1Bm noh anih moopg dak

tmou trd 1,77 ha teh oei 04 td hnam pliy Hde x2 Daktcrver, teh patam ba 01 dqt to rom 9,l

ha teh patam cao su 3,3 1 ha teh polam along lo so naln 125,92 ha di pEng td xi7 Daktaver, xB

Ha Tiy pang xb D8ksmei. Anih xZ pojing c6ng trinh, anih bM, hnam woei lang kal ayok

18,84 ha lagah teh patiim cao su pang along lasu nam, xb Ha Tiy.P2h aug oaih du an duh tu

r a m truh the pusat 0,66ha; 0,87 ha amau teh putroong, barto kotoa toh ah x i Diiktcrver pang

minh s6 teh britrd teh d5k woei lang tr6 2 td x2 Daktwer pang xB Ha Tby.

3.Kyb adrin gah chinh sael Bn towih, t q u m oei nao 5n bcrngai trd tcr rom b&t cdng

trinh di@n diik Ha Tiy. KyB adrin dl dang gah chinh sael an towih, tagum oei nao 2n bcmgai trd tma: Bagai trd

t m m g&h an tagum dam tadrong KTXH a n kan hap axoong tb xet d8h t a xcmg at6 adeoh

bM pujing c6ng trinh dien d5k Hi T2y. D6m hnam t a neih, hnam dei t a nap t8pkan h8p goh

tagum la by& d6m t a drong KTXH he kan hap at6 ku so gB dei c6ng trinh.

4.Lu guh yuu d i n g chinh sael padreo towih, togum, anih oei hnam cdng trinh.di@n d i k

Ha Tiy:

DT dsng d6m tangla, dBm unl hnam, doanh nghiep, pagar trb ta r a n yua c6ng trinh pujing,

cBng trinh pang bat dak moong ditn dik duh dei padreo tawih, tagum. To ram pu hlom

hxoong teh chdh, h l i u dak, t m a m dram ha n2ng dak uh ha ning, t a r m rap ca Ism kopal

dak d8nh aydk hla nhet hla nhdt 1bm kapal dik, taram truh pam jang, pudro p m jang, anih

oei pom jang anih oei dah jum jak erih.. .duh padreo towih pang tagum.

5.Padreo towih choh jang:

Teh choh jang gah axoong dBh choong pa oaih trd axoong hlong hloi g&h padreo tawih 19ng

jen ?in ra yah teh trd ayou towih teh Bh Quy&t d]nh s6 122/2007/QD-UBND nar 31/12/2007

ka UBND char Gia Lai sa kat todrong tadra d6rn teh I i rn tming Chupah, char Gia Lai sa

nam 2008.Teh choh jang trd ta ram aman g6 dei tagum kia s a k d hniu.

6.Podreo teh oei: k-.

Teh oei trd ta r a u gih padreo hang jCn kia sak& a h ~ u ~ & t djnh s6 122/2007/QD-UBND nar

31/12/2007 ka UBND char Gia Lai tadrong saktrt todra d6m khul teh Ihm tming Chuptih

char Gia Lai nam 2008.

7.Kiu sukdt pod reo towih:

D6m hlak j&n kad patal, rdt aydk d6m ta nam dn9m trd hyong uh axoong ka thu& duh hloi

d6m xech xoch anai.

Teh jang (teh na, salung ka, pagarg brak6ng ...) k'ia Iim saktrt ah ~ u ~ & t djnh s6

122/2007/QD-UBND nar 31/12/2007 ka UBND char Gia Lai tadrong saktrt khul teh Ibm

taring Chu pah char Gia Lai narn 2008.

8,Kiu iin d6m unh hnam tr8 to rum goh padreo, togum gi3h teh piing toman dram ka

pal teh: D6m tangla, unh ta nuh trd tmom g&h axoong tagum la I%i trd gah yua anih KTXH ta dah ki kio anai yak tarong tadrong, tagum, anih oei nao uh dei Hlabaar t6m tech gah teh pang t a

man dram uh g&h pa gat an pangai trd tmau uh dei yua padreo towih tagurn. Akom 13 tagla,

unhdarn trd tmam ting uh dei d6m hlabaar t6rn teh gah tadreo, tagum an teh choh; ta man

dram trd tman ka ban, gih dzi Uy ban nhin din x i t a bat anih yua ayok gah teh pang to man

dam g8h tu ugla, unh hnam Iim xi5 dei ka p9h ta ran pang gih patruh di d2ng uh Ujl ban

nh2n din xi3 hji tudrong pa rnabom gah yua yok trd pa jah.

9.Podreo towih gah hnam oei, cdng trinh kopah teh:

Pcmgai trd t a r m hnarn gah raih bar phuong an:

Gah minh, unh hnam trd taram gah padreo tawih pang jen kla ta ying d2l kia gih pajing

hnam plong dei yah dang dil kia sak6t 5h ~ u y & t djnh s6 122/2007/QD-UBND nar

3 1/12/2007 gah Uy ban nhdn dbn char Gia Lai n9m 2008.

Gah bar, bongai tr6 tmom gah ra yah teh ta sit dCI dang ail jah uh lahloi ro yah teh oei trd

hyong, hnam gah khul ch8 nang, tagurn pang anih oei nao du an dicn dak HB T6y pom pang

pa jao an bangai trd taram d6rn ra yah to galatd ra yah hnam trd hyong pang taman hlong

loi aliing hlo kia phu.ong an hniu, thi&t k6 hnarn gah chi3 aping mdng lang g8h pmgai trd

toram.

D6m c6ng trinh anai thor xum ba, k u drong, pa gar ... tr6 tmum gih pudreo tuwih putal trd

k u ha ndng ping tuman del chdng toman pling. Pcmgai trd tu rum g ih pudreo pang jen k iu

tuman anai Idm de podro pang pujang aman g ih porn ku dih c6ng trinh andu.

10. Padreo towih t m i m dram b61 bal tr8 anit:

Gah or kutoa to1 pang la l ing dak trd tmum: K u toa to1 g ih pum plcmg pang tuman pling

aling hloh. Ah anih ma hldu dak trd tmom gah xer pdng pum sueng dak pa aling t6m uah

hnam trd tmum.

Gah teh pa sat tmum pungai pum jang tu b6-p Ujl ban nhin d in x i tmom d6m hundng dag

dCI r u yah trd tmum.

11. Padreo towih gn tam along dunh s a nim, along xa plig, al6ng IAm pa gar ping

along Iim mir: Hud6m pldy along-tu man pa tam duh gdh pudreo tuwih k iu suk6t tai Quy&t djnh s6

422lQD-UBND nar 25/08/2007 k u Uy ban nhin d in char Cia Lai gah tu drong ming sa kut

pudreo tuwih p l iy al6ng tu man putam Idm char Cia Lai.

12. D6m tagurn i n bmgai trB tarom:

L u unh hnam la yio ayou tuwih oei t u nai g ih axoong jen broh nam cho toman pum hnam xo

pang cho hnam tuman hnam anai tugum chu borh nlim k iu C)uy&t djnh an tugum anih oei

anao ku UBND char Cia Lai k6 anicl tugum, d6m unh hnam trd tmum teh oei g ih tu gum

3.000.000 d6ng/ha. D8m unhnam, minh dtr6 yak trd tuwih la k u pal 1.000 m2 teh chuh jang

gah tugum wa axoong anih pang axoang chdh jang g ih tugum pang jen k iu su kut l i m Quy&t

djnh k u s6 25lQD-UBND nar 08/05/2008 ku Ujl ban nhin d in char Cia Lai.

Unhnam minh dtr8 I i m ch6h jang dei adrin aplih porn jang g ih chih mat pling UBND x i Ibm anar ch i lang tr6 tunap t6m tal gdh axoong jCn po hnam jang anao g ih tugum k iu su kut

tugum kiu su kut tugum jCn pa hnam jang k iu UBlUD char Cia Lai su kut Idm pa yau tugum.

13. D6m tagum ha nuh choh jang i n bangai tr8 taram teh choh jang: D6m unhnam trd tmum teh choh jang g ih tugum ha nuh choh jang la yiu pudreo tuwih

tudrong tugurn ha d6m tugum anai jang teh, hlong putam, p l in anam g ih tugum kTu Quy&t

djnh ku UBND char Gia Lai k iu pa yau tugum. Cah angoaih d6m hnam trd tmom g ih pa

hnam gah k u kach jang teh kbng, k u kach joh roong pang k u kach putam tu mam dram pang

pom jang teh guh yiu.

14. D6m hnam tagum ayong jang ha nuh ta marn rong d ik: Cdng trinh dien dak gdh uh trd torom truh tadrong ch2 ka ko bungai pl iy. Dong rong du an

pujang khaih anih mong dak gdh an ka knuh hhul ka gdh yuo la hloh. D61n bongai trd turom

g ih tu gum pa hram gah tudrong c h i ka ka pal dak mong.

15. Pcrdreo towih rcr yah ping along putim yicr gah c h u m g trinh pcr gcrr teh dak:

Pa yah bri, along potam yia gah chumg trinh pa gm teh dak gah tagum kTa sa kot ka uhun

char Gia Lai Ibrn pa yan tagum.

16. Pcr hlom b 6 jang chucrng trinh pcrdreo towih, tcrgum, anih oei nao: D6m khul woei lang pang kow pa Iby: dong khei 0312008 truh khai 1212009.

~ h 2 j8 anat anot pang khan rodah ch2 j8: d2ng khei 0512008 truh khai 0312009.

Pa jang an tagum: khei 0112009 truh khai 1212009.

Pa jang chumg trinh ha nuh pa yia: khei 0412008 truh khai 0812009.

P m jang chumg trinh ha nuh pa yia: khei 0912008 truh khai 1212009.

B& jang enih oei nao bmgai trb ta r m : Ibrn khei 1 1; 12 so nam 2009.

DBng go1 ha d6m p m jang: khei O 112009.

17. Tcr drong akom kcr bmgai tr6 tcrrcrm Ilm ha d i n pcrdreo towih, tcrgum:

Di dang lu bmgai trd t m m gbh aping pang gbh akom Ibrn tadrong padreo t w i h , tagum,

anih oei nao kum tr6 ch2 lang anih jang, ch2 lang anih t6m teh, khan ra dah ch8 lang anat

anot, p m a akom gah so kot padreo t w i h p m jang d6m tadrong p m yiea, kTa lang woei

lang .... Ha d6m aping, apai k6 minh dr8 pang b6l bal trd t m m gbh lang ka leng Ibrn dZrk ta

b8h pang p m jang d6m tadrong padreo t w i h tagum, anih oei nao, ha nuh d6m pa jang dei

yuo, khul chB lang, tagum pang anih oei nao ha nuh mong lang apai ka koa pa lei pang

axoong d6m khan p6 g& lbm pom anam pang jang chuang trinh padreo t w i h , tagum. Anih

oei nao pang'anuh pmgai kot oei.

Di d5ng minh dh8 pang unhnam ha d6m bmgai trd t m m gbh akom pa ma bBI pang p m

jang trd anai gbh potil lang minh trd pang unhnam bangai trd t m m gbh pa tbng pang p m a

t6m teh.

18. Hcr dam hlarcrar khom dei ah pcrlei kcrleng nsng:

+ Hlabaar to p6h gah hnam ka mai dicn dak H a Tby.

+ Roi ta b6h ha d6m gbh yua gah padreo t w i h , anih oei nao an bmgai trd t a r m ka hnam,

ka m2i.

+ Sa kot podreo t w i h , anih.oei nao ka UBND char Gia Lai s o nan~ 2008; 2009.

+ Pa hlom pa jang padreo t w i h , tagum, anih oei nao.

+ Hlaar tum grum j8 lang anat anot kTa unhnam k6 palei.

+ Hlaar tum grum ga s a k6-t padreo t w i h kTa unhnam ka palei la yia dei trd yua ch2 lang pa

ti1 ka khul woai lang tagum, anih oei nao taring Chupah axoong tadrong p m a pag6-t uh lap.

19. Tcrm r6h puma had6m pug&, vh lap kcr kcrn polei: X6h bmgai trd tarom dei todrong 3 h ka lap dah pug& gah tadrong trd gah padreo t w i h ,

tagum, anih oei nao, xu. gbh tabap woei polby dah khul ta b6h kon palei Ibm x. gbh p m a

khan pang nor dah hlaar. Woei palby dah khul ta boh kon palei I i m x5 dei pam jang pang

UBND x5 p m a ta nuh uh k a lip, pagat ka bangai trd tararn.

Yah uh ka lap ding tadrong puma tmuh ka UBND x5, bungai trd t m m g$h tabCrp gbh khul

pa oaih hnam ka m2i dien dak H a Tby, tobop potil boh Ra Lan Chung - Chtj t/ch khul woei

Iang, Phb chu tjch taring Chupah, anih oei; UBND taring Chupah thj t r in Phu Hba, taring

Ch~rpiih char Cia Lai; ka s6 rajeo 059842377, y5h uh tab@p Ban Giam d6c cbng trinh dien

dak Ha Tiy, tab6-p p a i l boh Pham Tu M$u anih oei Cbng ty c8 phin thuy dien Sbng Da T i y

NguyCn - 20 Pham Van D i n g - Pleiku - Gia Lai, ~6 dien thoai: 059.720098.

Annex 13 Dicision to set up the Commune - Level Community Advisory Board

(DakToVe Commune)

, 1 1 1 I I I 6 ; Y : ( I3Vll - 01) r~y(i) 08 lhdng 01 r~dnl 2007 clin < I l r

ban !hiu d i n rinll ( ; i i~ L3i V$ vitc plii' duy ;~ cho phkp c0riC'lv si)n@ dil 4 tl~lri,c I dng c011g ~y SAng d i J i u ILI citng rrirth 1IiL;y dicn I lb ' lay. l~u!.<n Chi1 pfih:

(::t~i c ~ i Q u y ? ~ JjliI\ s&. 7Ol'l;F\ND - (){) ng iy 3 5 [h ing: n3111 2008 1 . j ban r~hi l l ddn tirih (iia La1 v? vie( [hay ddi cdng ~y thhv dicn I la -Id! rir ccing rrinll "

tliiiy dign s3ng d ? ~ 1 sang c.611~ id l , l ~ ~ i i !Iifi:. dien sAn9 d i .l'5> n g ~ ~ g k n : Can cu Quyi.t djnh s6: 232illl~NL) - (20 n g i y 03 ~ h d n g 4 n5in 7-008 cila iiy

ban nh2n d311 Iiuyen Chti PBh ~i vi@c ~phC duyet phdcing i n t6ng 1116 bhi thiri~llg. hd

Lr? tni d jnh ct, cdnf: trinll n h i ln iy tht'~y dien 1 l i I'By phan dia bill huyen ( :h~ i

P?ih; Y6r de rig111 c i ~ a i i n hA Vnl, phbng - 'l'hfing L? ~i.

~ i h 1. fhanh lap H;u1 Ihaln \;in tong ddng tr5.11 dja h in xii y6~n ciic rhbnh

viitn saki:

0 I . Ong: K u A Y ii-ng 1'C7K, LJBND xS. L.hm [rirdrlg bull 02. 0 1 1 ~ : I'i.Brl VBn I'holig CII. D/n chin11 XI) I hi1111 \*is11

07. 01 lg : I!ch I'hdn rnidng l i ng 'l'uitk I'hinh vien

04 onS: ill '1I iA11 1 r ~ 6 n ~ lang Rlor 'I'll;i~~h vi?n

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~ i e u 3. Cic (311~ (h i ) cdng c1ili.c V3n ptiri~ig - l l i6ng kE si v i clis 6119 bi cci ?

IGn tal di&u I ch/u ~r;icli ~ i h i c ~ i i [lii hillih t~uyi\{ d/lih niy.1.

TMI CY BAN NHAN DAN x.&

Annex 14 Dicision to set up the Commune - Level Community Advisory Board

(Ha Tay Commune)

Crin cir F)~&I 1 1 1 I..LI$L ti) cllirc I-lL)NI) -U13NIl n51n LO(i:): F C:Hn cu ~ u ~ k t ciinll sh: 59iUBNL)-C)D ngdy OI; thing 01 II~I~I 2007 cua 1)).

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ct&rig 1:3i c8c rhi,n \;Ins In,n% l,t~u vyc c0ni; \ ~ . i n \ ~ thuy ~ l ~ $ r , ~ i l l ~ \\:i , l : iy . \'hO! hv[? vhi cAc l ' , i~~ i . r i K ~ ~ l l l cilc hCr1 cii l i ? ~ ~ CILI:III [ ,&I I I ~ I I I ~ gii111 s i t , L I ~ I I I I I gii C<IG I > < ) ; #

, . di~rig li211 ~ ~ I ; L I ) ~ l C r i L I ~ ~ I ITU, 1,ii d!tili C I ~ . L I I ~ L I LI,:I ~ h i c ~ I~gi C\&I hi1 t i d i r ~ k i CL: ~ I I . ! I t r i s~ l ki1iI1 1;.

Ilan tlxun vd11 . ~:6r1g , d611g sL! ho;>t (lcng tu ng11y$11 vi quy611 lc~i ci13 inpri~i bj A1111 111rhng v i 19 c i l ~ nhi g i h r ~ g u b ~ bj Bnl-i Ilirtmg viri xb, 13an d2n hb # i A i phbn:: rn$t biPg h l ~ y c n v i N h i nay t l ~ u y die11 l l i 'I'Cy. Hall tlla~rl v:^;l~ c*n;j d<)ng x,i tkr giii th6 sau kh i h o i n tlibnh nl1ii:rn tu .

l)i;t13. ( ; i c O I . I ~ , L > ~ I V513 l ~ l ~ O ~ i g - LIIC$II~, I,? x.5 V;I ~ric. OII;; t,:~ c0 14i ;iiiLl 1 c I I ! ~ I V < ~ I . I I r l t ~ i < ~ l i l lii 11?1r1li q t ~ ~ i l C ~ ~ I I I I rli~h

(:)u):?i di11l1 lihy ct i hii:l~ Iqc. b: lir n:!Ay I\$.:.

Annex 15 Minute of the meeting on community advisory of compensation, support

and resetlement policies (DakToVe commune) /

/-. . cfip,c; H(>;+ Y.\ I 161 (:I-IC ~ ( i ~ i : \ VIK'I NAY!

DOC l i ~ p - 'I'L~ do - l l anh p l ~ ~ i c

i I , I rhirlg n8rn ?00d

, .

Bien b i n cuec hop cerl: drjnp l i n g flBQ lhl tllG 1:

Thinh phan thnm gin:

I . HIji d d 1 7 ~ bdi thrrirnx, lro' fro, I C ; ~ dink crr 1r11.vPn C ' /~ l~pc i I~ :

- Nguyen Duy Narri ChG t ~ c h xL. ulj vikn hqi tldn;;

oris. Din11 Vie1 Luu [.'j 4:1 I I ~ I i l61.1~.

2. f)ui dien nhri ~nny 1huj dien HIJ Tuv: {jn:: S ~ I I ~ & I ~ &TI! 1,11111 K e rv:in ~ru;mg

c)llg: l't,:,l~l l ' )L l ) I{l&l\ 'L'ru(n~p phhr~? 1'6 clliic h in i l chinh

. Ban [hum vth cdrlg d t j r r ( ~ ~ r i p xd: J )

. <jng !ha). ~2 u .- A - 7 1 C ~ Y .- 1) er x 9.' - r+Wy b 6

. o:lg (b;ll. . l i t 7 I,=-: p d y f - I:), @% Q./- ,b - ,~ . .h& v(& - Ong !,hi): q erl - on:{L~i); E.L-

P - Brig i h i ) : .nlro bJ - ( j n g i b i j : ~ ~ a ' ~ c ,

i)ng!b:l): ?,-itkg

f? - o n g (bi): 4. .<dA - o n s ( b i ) . . p ~ k - &p (h i ) : H ,'w - Ong (b i ) :

Noi dun: cubc hop t l ~a rn ran c0nq d h e : 'TL>;JII l l iz thin11 ~ i l ~ . l r ~ rhml g1.1 cilr\c. I i~>p c!S J ~ q c nghc. d ~ i diqn C ~ L I ddu t i f Nhh

n i i y (hi\$ :ti211 ''I'$y I~I!II! I X I ~ \ c I,,')I ~III~; I~~IITI \fir1 cC111g C ~ ~ > I I ~ <$c v h 52 5i1i1:

- Q u y Irlo cDr1.s t i i f111 cilo r!lu- c1ii.n Lln Tiy. - DII Li@'r~ c i c [ i c Jcing t icl l iU< v i tii'i! SUC C~ILI c6ng ki-~nh ~h t !$ Jicn I f l S i y . - C i c :inh tlt1<.~11; CLI [ h i V? (If11 d:11. L,:!!, c[>i. Iho:~ 1nz11: cb;~ ng~!:li d5!1 [t#:~$c k 5

H.) 1.31;

- PIIL:UII: i l l L ? ~ ! - I 1'11. c'ic G{LI:<Y:~I ICII ~2 dir i bu d131 VGI 1!;1ti.11 t:;~ri L C 221 b1 iir111 hurrn; b01 dl1 i n

. Trao ,idi c:ic r ~ $ i dun? vc; 7'hi l i?u ttd11;t r i l l c i ~ a du i n . \rat> d&l v i ci1 (:Ilk kliif!~~ nai. th ic rnic.

- Sau klir rr;lo tl61. rIiar11 v i n v:! ngllc ( I~ I tllcn Yhh m;iy lhuy diCrl HA 7'ay t r i It71 c i c thir: :rlhc cirn 11gtr;rl c!3n i .6 c:li \.ilr: r l ? nE11 rren h ~ > i righi d.i rhhri: nhir c i c n6i dung sau:

a'~ klc?i II~UCJL J i 1 h i i i 1 v t qu? 1\10 c i ~ a 11t1i nlrjy L ~ L I $ Jicn Hn ' l a y v$ lOOC/I ngt~bi i l i ~ r l cldntl_ vtii %I r l i s;ly cl;ip. \! l r i d;!l n l i i rniy, l l ~ y 6 1 ilirinl@ dAv uh vi r r i F

cun cic c;iu ph5n khac ci i ;~ ~ l h h rn!ly. " ": b) 100% n p i r i dan d5 nh$n thlic duqc c i c t i c dQng I A khbng Idn v3. Idlong

Bnh h u h g d&n slrlh kc clia hq. D c) Tohn be nguui d3n c6 dl1 113 tili s611 men dht hobo tohn thbrlg nhdt vC

phlrong 911 din b i ~ vh niirc d6n bi l cua FlGi cl6ng b&i rhuin~g, h3 11.u v i 1Ji d/nh cu I

huycn CbupUi (16 ra. d) IOOYC r~guu i d>ln d6ng y v6 c i c I+n phrip 119 trr? p h ~ ~ c hdi Ihu nh3p duac d6

@ xui1.

t$ ~, .@

Thi)ng ~ I J < I c u ~ c Ihop I I ~ L ~ J I #!:ill tli nl1a11 rlit'rc duqc V ! ~ C lhilni g : ~ \.go <tic liog deny ili'-:> b i ~ nllu. rh6i h ~ r p cirr~g i101 J6ns J i l l bb kignl LKI, k ~ c r n d!ilti, do d i m vB k i i n i rra vice dp durlg ntuc d?i1 hu clia Li$i ~ldr ig d i : i bL c.6 i n h h~rirrr! rrlrc tie'p den ,qiiy$rl lgr sua zhinh 110 r o i ~ i bfi n;u??i dB11 hi ir ih huiniz tlic1.1 cvc:, t15o hlm; rl1;111i 5::' c0ng t i c c1Cri l) i~ cii :~ t11ji JOng dtln hi^.

f'! Suu kh1 dune nghe \i :r;io diir v E co cIiC k l l ~ e u nai, rhdc mdc [hi mc>i nguc'li (la hi& dur~c kh i s6 c i c :;. kien chus ~ h o i d6ng s2 Il'lnh h3y vh b l ~ y r3 9 kign O c!:ju v i r~htr tllr n i o .

g ) Neirljl d311 clZ hi&i ~LICTC. c;ic hirile rl~t!c hien deli t ~ i l tuy nh i ln cimg cci rr19L sb $ kii.11 ! lg l l<~I dtiri rr~uOn hie'[ su 1118 l i ~ s ~ l 1.6 rhhi gran khi nil,) rhuc l l ier~ 3Cn hi1 L:hi nil,, nliil ~r ldy .;u dunp JE chi^ tihng trlelr kllai can11 16c r1.i.n tlii-n r:cIi cl5r (I;! 111~1 hAi. Me1 SO y k~$ii tilac n19c phtrmig ph:ip 110 Ira s? rlirqc h h 11qn bang ticn hay bang

. l i~cl l vat. Mt)i $ ki2'n ~ h i c rn ic dii d ~ r ~ c : dai dien Kli:~ miy t I i~19 t114~1 FIL 'FA:, 1,; liri v3 d lqc .;u rihS~ i1.i cua lo211 II~II.;~I tlrln bi ;in11 hi1611g.

H ~ e n b i n nhy thdng nl151 sau CLIOC bpp v i nhong nguhi [ham gia dbog 9 kg tell du6i JAY.

Annex 16 Minute of the meeting on community advisory of compensation, support

and resetlement policies (HaTay commune)

' r h i n h phan tham gia: I . H4i ddng b8i tlrtrimg, h j tru, tai e n h cu hrcyen Cllrrp&: - - 611~: MLI Day Chi1 r ~ c h A S , 11); viC11 hci drjn:,

- On;: tlinh ViCr L1n.1 Ui, \'it11 hni d i j t~g.

2. Dai dien nlrrj nzay tlruj diL;~t H a Tug:

4. Cdc doan t h d x h hei gti'rn: Dal Jien UBMT td qudc: Da i Jicn D o h 1 thanh nitn; D+i dieo H(>i phi! r ~ i r : Dqi (11Cn tl(:)i ndng Jii11 ~5 I'ii TJy.

Uoi dung cuoc hop tharn ban cOng dhllp:

- Kk 1io;icll rh~!c hiqn CI:>II~ I;;( itii~: I ~ L , din I~ IJ

- C i i hi) i rq LJOI v o ~ :ipii>~ b~ null t~ir(:l~g.

- Sir rlizirn giii GU;I ~I$IIUI &III \a(.; tic LI(.Y+I d1j11g (!ti1 l)u

- Trao ,jdi c6i: 1161 I!II~I;! v l j 'l"/li I I ~ L I rlilili:_' rill cilil dv .ill. t r i l i~ (jdi :.t! en clit?' kii~@'u 11;u rhdc ~ n i c

- Sau klii tr3o ddi. than1 v i r ~ v i rlplic dat t11Cn UhYl r i i iy rtu; die11 Hi Tby trd lili c6c rhdc rnic ci1a 11gir;r1 diin r e !I:!( k51i (I$ nPu LrCn Ihoi nfhj d l rhdn: nli i t t i c

i i c ) ~ dung sau:

a ) L l n ~ ngirhi d i hi& v2 cluy m a cha n l i i 171:iy 1hu9 t l~$n H:I ' m y v:i 100% ngulri d3n dbng ); vdi v / r r i xfiy dAp. v i rri d a ~ nl i i~ rn:iy. t~iy&n tluirns dny v i v / rri i f i n cic cdu phin khSc ci1.1 n116 1 r 1 . i ~

b) 100% npiriit i!:ln (1% rlliau thirc il~rqc cic r jc dbng la khalrg ltin v i khdng Bnli h~ rh lg d&n sinh kCclja h9.

2 ; loan I)<I ngudl (I;III cu d.ii vb L;II uzrl clal IIO~II toarl rtrong nliAl vc pliurtnig i n d21l hu vd ~ni irc. il2n I h i ~ crl:l Hi7i J6np hdi r l i ~ rb~g , hi; II-~? v3 r6i dir~h cu Iluy@n Ch~rpall rli: r;i.

d j 1008 nguhi (1311 ddnp > vC cdc bitn phAp hd tru phyc b6i L~III IIIIA~J duwc d& xudr. -

2) TIIOI.I~ qua C U C ~ Iiop i lgut~i dB11 d3 nhln hirc dvqc vlec rhilrn giii v3o cdc Iloat dong din hh nhu: ph6i help cbiig hoi dong d in bu k i im trs, ki€m d/~ ih . do dKrn v3 kidm ir;t viec i p dvng IIII?~ dCrl 1 6 cita HQi d611g ddn bG c6 Bnh hurhg trqc I.I+

d61 quv611 l(~1 cu:~ chinti hi? v;l roiti~ Iho rugui~i d i n hi iunli hurhig iich circ, hito tiimg rha~li 513 ~CIiig 15c d in hi1 CU~I I l<)i LIL~IL~ ~ C I I 1 l i 1 .

f j 5111 kt11 dut?c nghc v i ~ 11;to til61 vc) ctr cliS k111Cu 11;11. 1113~ rnac rhi nip! oglrui dS liifu duuc klir c6 cdc 5 k i ? ' ~ ~ cl1u.a [I106 1l5ng sZ trinli b iy vh h&y r i ) $ klbn 6 d6i1 v h nllur rht n&u.

21 Nsirtrl d;!n dii h16u d[rc:lc. ~,i,. lbul:r(. t1111c. h ~ u i d f r ~ hi! 111) r l l l i i : ~ ~ ~ L ? I I ~ c h 1113t $6 9 k ih i r ig~rir~ dan niucin h ~ f t cu 111; l~,(rn v? t h t ~ ~ Elan klii n:lo thud hier~ den hi^, L ~ I nho 11hB nuiy ><I rhpg (1s c.hG J i h g 1rii.n khai canh rdc rreli dien rich d;ir dii 11>u h6i. .Met sd 9 kien thic n16c v t ~,hlrcmg phrip lid rru. SF duqc 116 11.c bing ti& 11i1v b;inp hi&n vJi. Mpi 9 kit'ri tlidc n t ~ c d i dirgc dai d i f n N h i mriy rhu i drcn 1Ii 1-n tri 1Si vr\ duryc slr nh5r l r i clia tuSn bd iiplrhl <!an bi 3r1h li~rilnp.

Bitn b i l l nhy ~lldrlg 111l i1 l S~IU ~1131: Ii<~p v i ~i l l t? l~g l~guiri rhi~ni c i a dOng $ k j t?li durAi d4y I

P

SrJ W b l vAd . , n C-