why are we learning/developing this mathematics?

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Why are we learning/developing this mathematics? Two major scientific developments of the past 50 years: Complexity of nonlinear dynamical systems Development of information technologies 1

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Why are we learning/developing this

mathematics?

Two major scientific developments of the past 50 years:

• Complexity of nonlinear dynamical systems

• Development of information technologies

1

Structural stability is not generic

Homoclinic tangencies

• Newhouse Phenomenon - strange attractors and arbitrarily

long stable periodic orbits intertwined in parameter space.

2

Structures or patterns at multiple scales

• Chaos

• Continuously changing patterns

3

Structures or patterns at multiple scales

• Turbulence - spatial-temporal chaos

4

Structures or patterns at multiple scales

• Fractals - topography

5

Structures or patterns at multiple scales

• Microstructures in materials - transient complexity

6

We need rigorous mathematical techinques that can do two

things:

• Capture those structures that persist under perturbation.

• Identify structures down to a particular scale.

7

Conley theory (topological generalization of Morse theory) pro-

vides us with appropriate tools.

8

Conley theory (topological generalization of Morse theory) pro-

vides us with appropriate tools.

I. Structure Theorems

• Existence of periodic orbits

9

Conley theory (topological generalization of Morse theory) pro-

vides us with appropriate tools.

1. Structure Theorems

• Existence of periodic orbits

• Structure of connecting orbits

10

Conley theory (topological generalization of Morse theory) pro-

vides us with appropriate tools.

1. Structure Theorems

• Existence of periodic orbits

• Structure of connecting orbits

• Existence of symbolic dynamics

11

Conley theory (topological generalization of Morse theory) pro-

vides us with appropriate tools.

1. Structure Theorems

• Existence of periodic orbits

• Structure of connecting orbits

• Existence of symbolic dynamics

• Existence of homoclinic tangencies

12

Conley theory (topological generalization of Morse theory) pro-

vides us with appropriate tools.

1. Structure Theorems

• Existence of periodic orbits

• Structure of connecting orbits

• Existence of symbolic dynamics

• Existence of homoclinic tangencies

• Singular perturbations

13

Conley theory (topological generalization of Morse theory) pro-vides us with appropriate tools.

1. Structure Theorems

• Existence of periodic orbits

• Structure of connecting orbits

• Existence of symbolic dynamics

• Existence of homoclinic tangencies

• Singular perturbations

• Time series14

2. Bifurcation Theorems

• Homoclinic and heteroclinic orbits

15

2. Bifurcation Theorems

• Homoclinic and heteroclinic orbits

• Resolution or Data Compression

16

2. Bifurcation Theorems

• Homoclinic and heteroclinic orbits

• Resolution or Data Compression

• Computer Graphics

17

18

Limiting factors in applying the Conley index

1. Finding index pairs

19

Limiting factors in applying the Conley index

1. Finding index pairs

2. Computing the Conley index

20

Computer Assisted Proof in Dynamics

1. Chaotic dynamics in Lorenz equations

21

Computer Assisted Proof in Dynamics

1. Chaotic dynamics in Lorenz equations

2. Homoclinic tangencies in Henon

22

Computer Assisted Proof in Dynamics

1. Chaotic dynamics in Lorenz equations

2. Homoclinic tangencies in Henon

3. Infinite Dimensional Systems

• Bifurcation diagrams (Swift-Hohenberg, Kuramoto-Sivashinsky,

FitzHugh-Nagumo)

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0.3 0.4 0.5 0.6 0.7 0.8 0.9 10

0.05

0.1

0.15

0.2

0.25

0.3

0.35

0.4

0.45

0.5

M(1+)

M(2+)

M(0)

ut = E(u) =

ν −(1 +

∂2

∂x2

)2u − u3, u(·, t) ∈ L2

(0,

L

),

u(x, t) = u

(x +

L, t

), u(−x, t) = u(x, t), ν > 0, (1)

24

Computer Assisted Proof in Dynamics

1. Chaotic dynamics in Lorenz equations

2. Homoclinic tangencies in Henon

3. Infinite Dimensional Systems

• Bifurcation diagrams (Swift-Hohenberg, Kuramoto-Sivashinsky,

FitzHugh-Nagumo)

• Global attractors for gradient systems (Swift-Hohenberg)

25

Computer Assisted Proof in Dynamics

1. Chaotic dynamics in Lorenz equations

2. Homoclinic tangencies in Henon

3. Infinite Dimensional Systems

• Bifurcation diagrams (Swift-Hohenberg, Kuramoto-Sivashinsky,

FitzHugh-Nagumo)

• Global attractors for gradient systems (Swift-Hohenberg)

• Chaotic dynamics (Kot-Schaffer)

26

Computer Assisted Proof in Dynamics

1. Chaotic dynamics in Lorenz equations

2. Homoclinic tangencies in Henon

3. Infinite Dimensional Systems

• Bifurcation diagrams (Swift-Hohenberg, Kuramoto-Sivashinsky,FitzHugh-Nagumo)

• Global attractors for gradient systems (Swift-Hohenberg)

• Chaotic dynamics (Kot-Schaffer)

4. Geometric approximations of vector fields.

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Conley Index

f : X → X a continuous function on a locally compact metric

space

S ⊂ X is invariant if for every x ∈ S there exists a full trajectory

γx : Z → S such that

γx(0) = x, and γx(n + 1) = f(x).

N ⊂ X is an isolating neighborhood if

Inv(cl(N), f) := {x ∈ N | ∃ γx : Z → N} ⊂ int(N)

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Let P = (P1, P0) with P0 ⊂ P1 be a pair of sets in X. Define

fP : P1/P0 → P1/P0

by

fP (x) =

{f(x) if x, f(x) ∈ P1 \ P0

[P0] otherwise.

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Let P = (P1, P0) with P0 ⊂ P1 be a pair of sets in X. Define

fP : P1/P0 → P1/P0

by

fP (x) =

{f(x) if x, f(x) ∈ P1 \ P0

[P0] otherwise.

A pair of compact sets P = (P1, P0) is an index pair for f if

• P1 \ P0 is an isolating neighborhood

• fP is continuous.

In order for fP to be continuous, P0 must be an exit set for P1.

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Theorem: (Wazewski Principle) If fP is not homotopically trivial,

then

Inv(cl(P1 \ P0), f) 6= ∅.

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Theorem: (Wazewski Principle) If fP is not homotopically trivial,

then

Inv(cl(P1 \ P0), f) 6= ∅.

Remark: Homotopy theory is hard to compute with.

32

Theorem: (Wazewski Principle) If fP is not homotopically trivial,

then

Inv(cl(P1 \ P0), f) 6= ∅.

Remark: Homotopy theory is hard to compute with.

Theorem: (Wazewski Principle) If

fP∗ : H∗(P1/P0, [P0]) → H∗(P1/P0, [P0])

is not nilpotent, then

Inv(cl(P1 \ P0), f) 6= ∅.

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Shift Equivalence

The homology Conley index of Inv(cl(P1 \ P0), f) is the shift

equivalence class of fP∗ : H∗(P1/P0, [P0]) → H∗(P1/P0, [P0]).

Two group homomorphisms f : X → X and g : Y → Y are shift

equivalent if there exist group homomorphisms r : X → Y and

s : Y → X and a natural number m such that

r ◦ f = g ◦ r, s ◦ g = f ◦ s, r ◦ s = gm, s ◦ r = fm

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Prop: Let f : X → X and g : Y → Y be group homomorphisms

that are shift equivalent. Then f is nilpotent if and only if g is

nilpotent.

Proof: Assume f is not nilpotent. Since s◦ r = fm, neither r nor

s are trivial. Assume that gk = 0. Then

r ◦ f = g ◦ r,

s ◦ r ◦ f ◦ (s ◦ r)k = s ◦ g ◦ r ◦ (s ◦ r)k,

fm ◦ f ◦ (fm)k = s ◦ g ◦ (r ◦ s)k ◦ r,

fm(k+1)+1 = s ◦ g ◦ (gm)k ◦ r,

fm(k+1)+1 = 0.

This contradicts the assumption that f is not nilpotent.

Exercise: f(x) = 2x is not shift equivalent to g(x) = x.

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