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Who is the Erd˝os of Economics? Thomas Krichel 1, 2, 3 1 Long Island University 2 Novosibirsk State University 3 Open Library Society Guildford 2012–03–16

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Page 1: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

Who is the Erdos ofEconomics?

Thomas Krichel1,2,3

1Long Island University 2Novosibirsk State University 3OpenLibrary Society

Guildford 2012–03–16

Page 2: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

thanks to

Rob Witt and the Department

Open Society Institute and JISC

the RePEc gang, especially ChristianZimmermann

Vincent J. Berton, Jr

Page 3: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

also thanks to

Society for Economic Dynamics

Dept. of Economics at WUStL.

William Waites

Francisco Javier Moraiz Gargallo

Page 4: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

Erdos

Paul Erdos (1913–1996) was a veryprolific mathematician.

He wrote 1500+ papers with 511co-authors.

Page 5: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

Erdos number

Published mathematicians keep anErdos number.

It the number of co-authors separatingthem from Erdos.

There is some prestige in a lownumber.

Page 6: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

issues

Beyond the anecdotal I am not awareof actual evidence that Erdos was everthe most central mathematician.

We would find it difficult to relate thisto economics.

Page 7: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

what do we need

data, with detour on current workPART 1

methods PART 2

calculation infrastructure PART 3

Page 8: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

data

Document data. We get this fromRePEc.

Author identification data. We getthat from the RePEc Author ServiceRAS.

The latter is crucial.

Page 9: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

without RAS data

There are many ways one can expressan author’s name. Just look at myNovosibirsk visitor page.

There are many authors who share aname expression, e.g. MichaelDevereux.

Automated methods are notsuccessful.

Page 10: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

RePEc

RePEc is misunderstood as arepository.

in fact it is a collection of 1300+institutional, discipline-specificrepositories.

some of the largest come frompublishers.

roughly 1.1 million bib items

Page 11: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

personal registration

I created the RePEc Author ServiceRAS in 1999.

Initially called “HoPEc”.

The first programmer was Markus J.R.Klink.

Page 12: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

stage i

At initial registration, the author givespersonal information.

email address

name and name variations

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name variation

It is assumed that a paper may havebeen written by an author if it hasmatched one of her name variations.

RAS also performs some fuzzysearches offline to spot spellingmistakes.

Page 14: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

stage ii: claiming papers

This is the heart of RAS.

Authors claim or disclaim papers thatcarry a name variation of their.

There is an email alert service for newmatching papers.

Page 15: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

success of RAS

over 30k authors registered

from an old independent list of top1000 economists over 80% areregistered.

Page 16: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

a RePEc for all disciplines

RePEc bibliographic data → 3lib

RePEc Author Service → AuthorClaim

EDIRC → ARIW

Page 17: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

3lib

3lib is an initial attempt at building anaggregate of freely availablebibliographic data.

It’s a project by OLS sponsored byOKFN.

40+ million records from the usual:PubMed, OpenLibrary, DBLP, RePEcand institutional repositories

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3lib elements

The data elements in 3lib are verysimple

title

author name expressions

link to item page on provider site

identifier

3lib is meant to serve AuthorClaim.

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AuthorClaim

AuthorClaim is an authorship claimingservice for 3lib data.

It lives at http://authorclaim.org.

It uses the same software as theRePEc Author Service, called ACIS.

It is running since early 2008.

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advantages of AuthorClaim

Bulk data freely available

Robust and simple design.

Avoids authors to work with manyclaiming systems.

Page 21: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

AuthorClaim data

ftp://ftp.authorclaim.org

CC0

more than 100 profiles, growing slowly.

Page 22: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

so far so good

I should not to talk about AuthorClaimbut about a services that we can buildwhen we have identified authors.

When we have this data, we can findout who has been writing papers withwhom.

In other words we can study theco-authorship network.

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PART 2: methods

I will illustrate the methods by lookingat a very small example set of data.

This is gathered from AuthorClaimand E-LIS

Page 24: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

E-LIS

It is a subject-based eprints archive forlibrary and Informations Science.

Founded by Antonella de Robbio in2003.

Over 10k papers

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E-LIS plus AuthorClaim

Some folks registered withAuthorClaim and claimed E-LIS papers

This forms a very small real-worlddataset used to illustrate the methods.

Data shown here were correct as of 1November 2011.

Page 26: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

445 papers claimed by 36authors (1)

72 Tomas Baiget61 Ulrich Herb43 Antonella De Robbio39 Thomas Krichel26 Andrea Marchitelli & fernandapeset,20 Ross MacIntyre

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445 papers claimed by 36authors (2)

16 Dirk Lewandowski15 Bozena Bednarek-Michalska14 Lidia Derfert-Wolf11 Zeno Tajoli & Imma Subirats9 Derek Law & Emma McCulloch &Philipp Mayr8 Jeffrey Beall

Page 28: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

445 papers claimed by 36authors (3)

7 Nuria Lloret Romero6 Benjamin John Keele5 Adrian Pohl & Maria FranciscaAbad-Garcia4 Walther Umstaetter3 Andrea Scharnhorst & Jose ManuelBarrueco & Thomas Hapke &

Page 29: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

445 papers claimed by 36authors (4)

3 Christian Hauschke & Klaus Graf

2 Frank Havemann & Eberhard R. Hilf& Bhojaraju Gunjal & Chris L. Awre

1 Loet Leydesdorff & Peter BollesHirtle & Alexei Botchkarev &Christina K. Pikas & Oliver Flimm &Sridhar Gutam

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co-authorship

When two registered author claim tohave authored the same paper, we saythat they are co-authors.

The authorship relationship creates alink between the two authors.

The link is symmetric.

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58 papers have beenco-claimed by 16 co-authors

12 fernanda peset

10 Tomas Baiget

8 Imma Subirats

6 Antonella De Robbio

4 Nuria Lloret Romero

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58 papers have beenco-claimed by 16 co-authors

2 Andrea Marchitelli & Ulrich Herb &Ross MacIntyre & BoenaBednarek-Michalska & ThomasKrichel & Dirk Lewandowski & LidiaDerfert-Wolf

1 Derek Law & Emma McCulloch &Sridhar Gutam & Philipp Mayr

Page 33: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

network and components

When we start with one co-author,and we move to her co-authors, whatother authors can be reach?

We call the authors we can reach bystarting from any one of them byfollowing co-authorship relationships acomponent of the network.

Page 34: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

network components (1)

Scottish: Derek Law & EmmaMcCulloch

Polish: Boena Bednarek-Michalska &Lidia Derfert-Wolf

German: Dirk Lewandowski & SridharGutam & Philipp Mayr

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network components (2)

Giant: Andrea Marchitelli & UlrichHerb & Thomas Krichel & AntonellaDe Robbio & fernanda peset & ImmaSubirats & Ross MacIntyre &NuriaLloret Romero & Tomas Baiget

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the giant component

The giant component is larger than allother components together.

Most real existing networks have agiant component.

As the network grows, older smallcomponents join the giant componentand new small components arecreated.

Page 37: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

centrality

Who is at the most central author inE-LIS?

The answer is that it depends on howwe measure centrality.Two measures are commonly used

closeness centrality

betweenness centrality

Both depend on a measure of distance

Page 38: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

distance

To understand that we need a measureof distance.

We say that two authors have distanceone if they are co-authors.

We say that two authors have distancetwo if they are not co-authors, buthave a common co-author.

etc

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shortest paths

In order to find the distance betweentwo authors, we have to evaluate allpossible paths between them.

We need to find shortest pathsbetween. There are well-knownalgorithms to find them.

The distance is the length of theshortest path.

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distances for Imma Subirat

Tomas Baiget 1

Antonella De Robbio 1

Ulrich Herb 2

Thomas Krichel 1

Nuria Lloret Romero 2

Andrea Marchitelli 2

Ross MacIntyre 2

fernanda peset 1

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distances for Ulrich Herb

Tomas Baiget 1

Antonella De Robbio 3

Thomas Krichel 2

Nuria Lloret Romero 3

Andrea Marchitelli 4

Ross MacIntyre 4

fernanda peset 2

Imma Subirats 2

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closeness centrality

The average distance of Imma is muchsmaller than the average distance ofUlrich.

In fact, we can calculated to averagedistance of the every author from allother authors.

This is what we call closenesscentrality of an author.

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diameter

This is the length of the longestshortest paths between any twoauthors.

In our network the diameter is four.

This much smaller than the number ofauthors in the giant component (9).

We say that our network has the smallworld property.

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shortest paths from TomasBaiget (1)

−→ Thomas Krichel

−→ fernanda peset −→ Nuria LloretRomero

−→ fernanda peset

−→ Imma Subirats −→ Antonella DeRobbio −→ Ross MacIntyre

Page 45: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

shortest paths from TomasBaiget (2)

−→ Ulrich Herb

−→ Imma Subirats −→ Antonella DeRobbio

−→ Imma Subirats −→ Antonella DeRobbio −→ Andrea Marchitelli

−→ Imma Subirats

Page 46: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

shortest paths from AntonellaDe Robbio (2)

−→ Imma Subirats −→ fernandapeset −→ Nuria Lloret Romero

−→ Imma Subirats

−→ Imma Subirats −→ Tomas Baiget−→ Ulrich Herb

−→ Imma Subirats −→ Tomas Baiget

Page 47: Who is the Erdos of Economics?openlib.org/home/krichel/presentations/guildford_2012-03-16.pdf · Novosibirsk visitor page. There are many authors who share a name expression, e.g

shortest paths from AntonellaDe Robbio (2)

−→ Imma Subirats −→ fernandapeset

−→ Andrea Marchitelli

−→ Ross MacIntyre

−→ Thomas Krichel

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s. p. from Ross MacIntyre

−→ Antonella De Robbio −→ ImmaSubirats −→ fernanda peset −→NuriaLloret Romero

−→ Antonella De Robbio −→ ImmaSubirats −→ fernanda peset

−→ Antonella De Robbio −→ ImmaSubirats

−→ Andrea Marchitelli

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s. p. from Ross MacIntyre

−→ Antonella De Robbio −→ ImmaSubirats −→ Tomas Baiget −→Ulrich Herb

−→ Antonella De Robbio −→Thomas Krichel

−→ Antonella De Robbio −→ ImmaSubirats −→ Tomas Baiget

−→ Antonella De Robbio

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what do the paths tell us?

Some authors are appear more oftenas intermediaries than others.We can evaluate the number of timesan author appears as an intermediary.This is the betweenness centrality ofan author.A number of authors have zerobetweenness. They are called marginalauthors.

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summary

We build a network.We find two ways to evaluate authors

closeness

betweenness

Now let us look at the results.

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ranking for closeness (1)

rank name closeness1 Imma Subirats 1.52 Antonella De Robbio 1.752 Tomas Baiget 1.752 Thomas Krichel 1.75

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ranking for closeness (2)

rank name closeness5 fernanda peset 1.8756 Andrea Marchitelli 2.56 Ross MacIntyre 2.58 Ulrich Herb 2.6259 Nuria Lloret Romero 2.75

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ranking for betweenness

rank name betweenness1 Antonella De Robbio 2.71 Imma Subirats 2.73 Tomas Baiget 2.0254 fernanda peset 1.575

Andrea Marchitelli, Ross MacIntyre,Nuria Lloret Romero, me and UlrichHerb are marginal.

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the missing bit

In this simple model, we have onlylooked at one shortest path.

In fact there can be multiple shortestpaths.

I did not show them up there. I thinkthey are not there is that samplescenario.

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path multiplicity

They appear as soon as we have arectangular collaboration.

A write with B and D.

B write with A and C.

C write with D and B.

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what paths?

It is possible to generalize the binarymodel to incorporate collaborationstrengths.

The most sensible approach that Ihave seen comes from a paper byMark Newman.

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weighted model (of MarkNewman)

Let a paper be written by A authors.If two authors have collaborated in thepaper, their collaboration strength isaugmented by 1/(A− 1).The distance between two authors isone divided by the collaborationstrength.

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desirable properties

The sum of the collaboration strengthof an anther is the sum of the papersan author has collaborated on.

for more see M. E. J Newman,Scientific collaboration networks. II.Shortest paths, weighted networks,and centrality, Physical Review E. Vol.64, 016132, 2001.

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undesirable properties

It violates triangular inequality.

I first saw this when I looked up myconnection to Joe Pearlman on a fullset of calculations using a networkbuild on this weighted collaboration.

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Pearlman problem example(1)

P1: A1 A2

P2: A1 A3

P3: A2 A3 A4 A5 A6

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Pearlman problem example(2)

s(A1,A2) = 1

s(A1,A3) = 1

s(A2,A3) = 1/4

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Pearlman problem example(3)

d(A1,A2) = 1

d(A1,A3) = 1

d(A2,A3) = 4

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the problem

Shortest path from A2 to A3 is:A2 −→ A1 −→ A3.

This is all right for an academic paper.

For a running services, it is notacceptable.

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to proceed

I calculate all shortest binary paths.

I evaluate the weighted length of all.

I eliminate all shortest paths thatdon’t have minimum weighted length.

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PART 3: calculationinfrastructure

There are 20k+, meaning that thereare a lot of paths.I have a special machinefricka.openlib.org that does only dothe calculations. It is behind a firewall.A RePEc machine compiles theinformation about RAS every day.

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updating

A set of processes takes turn, takesthe oldest updated author.

We calculate the shortest “paths” filefor starting from an author.

We calculate an “inter” file withintermediate authors used by theauthor.

We calculate a “report” file.

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time

At this time, over 1 million secondsbetween current time and average file.

The average retrieved path is 500kseconds old.

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retrieval

If we need to show the shortest pathbetween two author, we have twosources.

We use the most recent source.

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generic implementation

ICANIS is as generic software that is(with one minor fudge) adaptable tomany networks.

It has complete separation betweenresults and presentation.

It is used to calculate theAuthorClaim, E-LIS and RASnetworks.

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RAS network

http://collec.repec.org

This is not the machine doing thecomputations.

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to do

full code documentation

home page search

produce summary statistics of thenetwork

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the end

Thank you for your attention

http://openlib.org/home/krichel