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    Michel Weber

    Whitehead's Pancreativism

    Jamesian Applications

    Process Thought volume VIII

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    AbbreviationsWhitehead

    ADG The Axioms of Descriptive Geometry, Cambridge, 1907.

    APG The Axioms of Projective Geometry, Cambridge, 1906.

    AE The Aims of Education, 1929 (Free Press, 1967).

    AI Adventures of Ideas, 1933 (Free Press, 1967).

    CN The Concept of Nature, 1920 (Cambridge, 1964).D Lucien Price,Dialogues, 1954 (Mentor Book, 1956).

    ESP Essays in Science and Philosophy, Philosophical Lib., 1947.

    FR The Function of Reason, 1929 (Beacon Press, 1958).

    ICNV Indication, Classes, Numbers, Validation,Mind, 1934.

    IM An Introduction to Mathematics, 1911 (Oxford, 1958).

    IS The Interpretation of Science, Bobbs-Merrill Co., 1961.

    MCMW On Mathematical Concepts of the Material World, 1906.MT Modes of Thought, 1938 (Free Press, 1968).

    OCN On Cardinal Numbers,American J. of Mathematics, 1902.

    OT The Organisation of Thought, Williams and Norgate, 1917.

    PM Principia Mathematica, 19101913 (Cambridge, 19251927).

    PNK Principles of Natural Knowledge, 1919/1925 (Dover, 1982).

    PR Process and Reality, 1929 (Free Press Corr. Edition, 1978).

    R The Principle of Relativity, Cambridge, 1922.RM Religion in the Making, Macmillan, 1926.

    S Symbolism, Its Meaning and Effect, Macmillan, 1927.

    SMW Science and the Modern World, 1925 (Free Press, 1967).

    TRE La thorie relationniste de lespace,Revue de Mta., 1916.

    UA A Treatise on Universal Algebra, Cambridge, 1898.

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    AbbreviationsJames

    BC Psychology. Briefer Course, 1892 (Henry Holt, 1920).

    CER Collected Essays and Reviews, Longmans, 1920.

    EMS Exceptional Mental States, Charles Scribner's Sons, 1982.

    EP Essays in Philosophy, Harvard University Press, 1978.

    EPR Essays in Psychical Research, Harvard U. Press, 1986.ERE Essays in Radical Empiricism, 1912 (Bison Books, 1996).

    ERM Essays in Religion and Morality, Harvard U. Press, 1982.

    MS Memories and Studies, Longmans, 1911.

    MEN Manuscripts, Essays and Notes, Harvard U. Press, 1988.

    MT The Meaning of Truth, Longmans, 1909.

    Letters The Letters of William James, Atlantic Monthly Press, 1920.

    P Pragmatism, 1907 (Longmans, 1916).PP The Principles of Psychology, 1890 (Dover Pub., 1950).

    PU A Pluralistic Universe, 1909 (Bison Books, 1996).

    SPP Some Problems of Philosophy, 1911 (Bison Books, 1996).

    TT Talks to Teachers and Students, Henry Holt, 1899.

    VRE The Varieties of Religious Experience, Longmans, 1902.

    WB The Will to Believe, Longmans, 1897.

    Perry Thought and Character of William James, Little, Brown, 1935.

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    0Preface

    In his review of Cliffords Lectures and Essays, William James hasclaimed that

    The union of the mathematician with the poet, fervor withmeasure, passion with correctness, this surely is the ideal.1

    It seems to me that this mysterious unison is nowhere as evident as in Plato,Leibniz, Peirce, Bergson and Whitehead. According to the latter,

    philosophy is indeed both akin to algebraic calculus and to poetry2

    Moreover, the factual systematic correlation and even Wahlverwandt-schaften of Peirces (18391914), James (18421910), Bergsons (18591941) and Whiteheads (18611947) worldviews has often been noted butrarely studied in detail. To think them together offers the possibility of

    activating one of the very rare possible synergies between first-ratephilosophers. Their respective thought developments, albeit genuinelypersonal, spring from a similar radical empiricism feeding a pragmaticmethod making sense in the very same ontological direction.

    There has not only been some significant influence (direct and indirect)between them but there is also a strong compatibility of their respectivevisions (which does not mean at all, however, that their respectivecategories can be carelessly put side by side). One could speak of a processpragmatic pluralism to suggest the visionary community that was the direct

    by-product of the anti-SpencerianZeitgeist, a chaosmotic mood that will besketched during our inquiry. That community should be expanded of course

    1James review of William Kingdon Cliffords Lectures and Essays Vol. 1 (Editedby Leslie Stephen and Frederick Pollock, London, MacMillan and Co., 1879) isreprinted in his CER 138. See the Abbreviations for the references to theeditions I am using; I have sought to quote the most accessible editions.

    2See the Bergson and Whitehead issue ofProcess Studies, edited by Randall E.

    Auxier (Volume 28/3-4, 1999) and MT vii, 50, 174.

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    viii Michel Weber

    to immediate fellows: upstream to James Ward (18431925) and G.Fechner (18011887), downstream to J. Dewey (18591952), S. Alexander(18591938) and Bertrand Russell (18721970), and to more processuallyeccentric figures such as Philippe Devaux (19021979) in Belgium, Enzo

    Paci (19111976) in Italy and Jean Wahl (18881974) in France.

    1

    As a matter of interest, Whitehead has successively taught at Trinity

    College (Cambridge), University College and Imperial College of Scienceand Technology (London), and eventually at the other Cambridge, the oneof the State of Massachusetts, i.e., the John Harvard University. Tireless

    polygraph, after a distinguished career of algebraist and logicist (18911913), of philosopher of natural science (19141923), he framed inHarvard a revolutionary ontology in anti-metaphysical times parexcellence (19241947). For his part, William James has spent his entire

    academic career at Harvard, where he taught physiology and anatomy(1873), psychology (18761889) and philosophy (18811907)withperiods where these fields overlapped.

    If we focus especially on the proximity existing between James andWhitehead, we are forced to acknowledge the existence of a mysteriumconjunctionis between two psychic opposites: on the one hand, their late

    philosophical vision is basically the same; on the other, the philosophicaltemperaments differ slightly. Two issues ought to be distinguished

    pragmatism and radical empiricismand in both cases James appears to

    have framed his argument in dialogue with Peirce and to have made bolderclaims than Whitehead, who has kept an archeological temperament ofsorts. On the one hand, the pragmatic standpoint, that cannot be severedfrom the triple opening that defines post-modernity (spatial, temporal and

    psychological), has been adopted by numerous scholars in the late XIXthand early XXth century. On the other hand, radical empiricism embodiesJames central trait. Although it is also present, to a certain extent, inPeirces phaneroscopy

    2and in Husserls imperative to return to thing

    themselves (Zurck zu den Sachen selbst3), James motto all experiences

    1Such a global contextualization has been attempted in the biographical entriesfeatured by the Handbook of Whiteheadian Process Thought, edited by MichelWeber and Will Desmond and published by ontos verlag in 2008.

    2Peirce, Adirondack Lectures (1905), in Collected Papers of Charles SandersPeirce , edited by Charles Hartshorne and Paul Weiss, Cambridge, HarvardUniversity Press, 1931, Vol. 1, 284.

    3Husserl, Ideen zu einer reinen Phnomenologie und phmenologischePhilosophie, Jahrbuch fr Philosophie und phmenologische Forschung, t. I,Halle, Max Niemeyer, 1913, 19.

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    Prface ix

    and only experiences (ERE) has been throughly enforced only by Jameshimself. Peirce, like Whitehead, had too much of a systematic temperamentand Husserl seemed to be increasingly concerned only with the empiricaldata disclosed in sense-perception and in rational data produced by

    ratiocination. In other words, only James relativizes the normal state ofconsciousness through experience. Whitehead, for one, heavily relied uponimagination with that regard.

    The Preface examines briefly this temperamental contrast in order to openthe way to the assessment of their respective pragmatism and particularlyof the ontological question of the bud or epochal theory ofactualization.

    First, a little tiological reminder. Although James is very unlikely tohave read any of Whiteheads workswhich were mainly mathematical

    (say logico-algebraical) until the publication of The Organisation ofThought, Educational and Scientific in 19171Whitehead has read veryearly James Pragmatism (1907)2 and one can speculate that he promptlydevoured as well the Varieties of Religious Experience (1902) and theEssays in Radical Empiricism (published in 1912, but all of which essayswere written in the years 19041905). James pragmatism is also discussedin the unpublished Whitehead-Russell correspondance. For instance, in hisletter to Russell of January 5, 1908, Whitehead criticizes Russellsinterpretation of Jamesian pragmatism:

    Your article on Pragmatism does not quite convince meperhaps

    because the alternative you dismiss without discussion (i.e. no facts)

    seems to me by far their strongest thrust. You do no seem to me to

    touch a theory such as this: The life of sensation and emotion (I dont

    know the technical terms) is essentially without thought and without

    subdivision. Objects are only for thought; they are the form by which

    thought represents the alien complex of sensation. As soon as I think I

    perceive the landscape, I am creating for the purpose of thought the

    objects I and the landscapeand so on, if I proceed to split up thelandscapeNow as to truththere are two essentially dis-tinct

    1 Most papers are reprinted in The Aims of Education and Other Essays, 1929.2 Cf. Alfred North Whitehead, sub verso Mathematics, in Encyclopaedia

    Britannica, XIth edition, vol. 17, Cambridge, Cambridge University Press,19101911, pp. 878-883, p. 881; reprinted under the title Mathematics, Natureof in the XIVth edition (vol. 15, London and New York, 1929, pp. 85-89); and

    later reprinted in ESP.

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    x Michel Weber

    indefinable harmonies which constitute the whole of truth (1) the self-

    consistency of thought with itselfthis is logic: and (2) the

    consistency of thought with the non-rational complex of sensation

    but this does not mean that the relation between objects should be

    thought of, as they are in fact, because the objects themselves are not

    in fact, they are merely in thought. Thus for truth the objects of

    thought are partly arbitrary within the limits necessary to secure the

    two harmonies. I am quite prepared to hear that the pragmatist position

    as thus sketched is too hopeless to require refutation. All I mean is that

    I do not see how it is refuted on the lines laid down in your article.1

    Having said this, the temperamental contrast can be sketched with thehelp of the following pairs of concepts: James was a cosmopolitan US-

    American, an extravert and experimental geniuswhereas Whitehead wasa British, introvert, imaginative systematiser. This contrast is only forheuristic purposes and two further points deserve to be made straight away.Primo, James entire life was crippled by mood swings that sometimesmade his social life painful whereas Whitehead enjoyed teaching andgathering around him his colleagues and students (during the then famousevening at the WhiteheadsD 15). Perhaps that, when all is said anddone, the two philosophers were equally lonely. Secundo, when Whiteheadclaimed that Plato had intuitioned all philosophical problems and provided

    hints (even sometimes contradictory hints) to solve them, he failed to seethat Peirce had done the exact same thing only a couple of decades beforehe arrived in Harvard! (James and Peirce met in 1861, the year ofWhiteheads birth.) Hence his famous quote could apply, mutatis mutandis,to Peirce:

    The safest general characterization of the European philosophical

    tradition is that it consists of a series of footnotes to Plato. I do not

    mean the systematic scheme of thought which scholars have

    doubtfully extracted from his writings. I allude to the wealth of general

    ideas scattered through them. His personal endowments, his wide

    opportunities for experience at a great period of civilization, his

    inheritance of an intellectual tradition not yet stiffened by excessive

    systematization, have made his writing an inexhaustible mine of

    1Quoted by Ronny Desmets A Refutation of Russells Stereotype, in RonnyDesmet and Michel Weber (edited by), Whitehead. The Algebra of Metaphysics.

    Applied Process Metaphysics Summer Institute Memorandum , Louvain-la-

    Neuve, ditions Chromatika, 2010, pp. 172-173.

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    Prface xi

    suggestion. Thus in one sense by stating my belief that the train of

    thought in these lectures is Platonic, I am doing no more than

    expressing the hope that it falls within the European tradition. But I do

    mean more: I mean that if we had to render Plato's general point of

    view with the least changes made necessary by the intervening two

    thousand years of human experience in social organization, in aesthetic

    attainments, in science, and in religion, we should have to set about the

    construction of a philosophy of organism. In such a philosophy the

    actualities constituting the process of the world are conceived as

    exemplifying the ingression (or participation) of other things which

    constitute the potentialities of definiteness for any actual existence.

    (PR 39-40)

    To put it differently: all the intuitions that Peirce always tried tosystematically unfold and that were put at work, usually in a more

    pedestrian manner, by James, perhaps gained a second systematic life inWhitehead.

    If it is safe enough to characterize James works as American, the factremains that he was truly a citizen of the (Western) world, fluent in Frenchand German, someone who was straightforward, outgoing, very eager tovulgarize science. He was equally in love with experience itself, with itsintrinsic opacity and even with the danger of its off-limits intercourse. All

    he wrote was taped from the depths of his own experiences (some of thembeing borderline: neurosis, intoxications, hypnosis). On the other hand,Whitehead really appreciated the zeal for knowledge1 and for freedom2which underlies the American ethos but he claimed to have remained a

    1 Today in America, there is a zeal for knowledge which is reminiscent of thegreat periods of Greece and the Renaissance. But above all, there is in allsections of the population a warm-hearted kindness which is unsurpassed in any

    large social system. (ESP 14) Americans are always warm-hearted, alwaysappreciative, always helpful, but they are always shrewd; and that is what makesfor me the continual delight of living in America, and it is why when I meet anAmerican I always expect to like him, because of that always delightful mixtureof shrewdness and warmheartedness. (ESP 114) I do feel that if a man is goingto do his best he ought to live in America, because there the treatment of anyeffort is such that it stimulates everything that is eager in one. (ESP 115)

    2 This is the justification of that liberalism, that zeal for freedom, which underliesthe American Constitution and other various forms of democratic government.

    (ESP 65)

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    xii Michel Weber

    typical example of the Victorian Englishman.1 He read French andGerman, but probably only in technical materials. Moreover, Lowe hasaptly claimed that Whitehead was a lonerwith many good friends but noconfidant.2 He certainly accepted the radical empiricism promoted by the

    life and thought of his illustrious predecessor in Harvard, but did so in aless existential manner: experiences that were out of his reach weresimply imagined. Whatever relative truth James digged out through(often painful) experiences, Whitehead reached through (apparently

    painless) imaginative generalizations. Both philosophers had strongintuitions and were keen to expand the scope of their fields of expertise at atime when their contraction was more fashionablebut Whitehead thealgebraist was always keener to frame these intuitions into a grand scheme.Both explicitly argued that science depends upon metaphysics: James sinceThe Knowing of Things Together (1894) and Whitehead since SMW(1925). Neither had a real philosophical scholarly background: philosophywas for them primarily a matter of a dialogue with their contemporaries, aneminent Cambridge tradition promptly actualized in Harvard.

    Granting that it is altogether of little heuristic value to understand theJames-Whitehead lineage as the genius and his epigone, the factremains that their temperamental difference, community of vision andlegacies allow such an interpretational short-circuitprovided that itremains critical. Perhaps that a well-tempered Nietzschean contrast

    between Dionysus and Apollo would open more interpretative doorsThis also brings in the issue of intuition: the concept of intuition is perhapsnot fashionable anymore in philosophy, but it is a key to understandthinkers such as James and Whitehead (or Einstein

    3). It is not just a matter

    1 ESP 115. I am exactly an ordinary example of the general tone of the VictorianEnglishman, merely one of a group. (ib.)

    2 Victor A. Lowe, A.N. Whitehead. The Man and His Work. Volume I: 18611910,Volume II: 19101947 (edited by J. B. Schneewind), Baltimore, Maryland and

    London, The Johns Hopkins University Press, 1985 & 1990, vol. II, p. 150.3

    I believe in intuition and inspiration At times I feel certain I am right whilenot knowing the reason. When the eclipse of 1919 confirmed my intuition, I wasnot in the least surprised. In fact I would have been astonished that it turned outotherwise. Imagination is more important than knowledge. For knowledge islimited, whereas imagination embraces the entire world, stimulating progress,giving birth to evolution. It is, strictly speaking, a real factor in scientificresearch. (Albert Einstein, Opinions and Aphorisms. On Science in Cosmic

    Religion. With other Opinions and Aphorisms , New York, Covici / Friede

    Publishers, 1931, p. 97)

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    Prface xiii

    of pointing at Bergsons influence on both of them, but of naming theirradical empiricism and the tropism towards systematization that animatestheir writings. On the one hand, both accepted all experiences as validmatters of facts, i.e., starting points for philosophical generalizations; on

    the other, both wrote in order to recreate these fleeting experientialanchorings in the readers mind. Unfortunately, Stebbing and Russellcouldnt agree less and the reputation of our thinkers suffered immenselyfrom these ad hominem arguments1

    To repeat: although the radical empiricist premise is plain in both cases,Whiteheads is a little bit more shy with regard to its existentialimplementation. The concrete many-sidedness of experience is of

    primordial importance to him, but so is the discovery of a completeformalism. We have here a trait that is constant in the development of his

    thought: he has contemplated the logico-mathematical field sub specietotalitatis in Cambridge, geometry as a physical science in London, andmetaphysics under the category of creativity in Harvard. Out of this

    journey, two speculative loci appear of particular importance: theontological status of extension and of propositional functions.2

    The question of the lure of their thought-development is morestraightforward: James life and works is the product of an eschatologicalquest linked to his archaeological agnosticism3 (that went astray in his lastyears); Whiteheads is piloted by an archaeological quest correlated to his

    eschatological agnosticism (the same remark holds). In other words, Jamesis animated by a constant desire to cope with the (individual) totalexistential risk. His philosophy is not only concerned with life as it is livedand with its pragmatic improvement, it is pursued for its Emersoniantransfigurative virtue. James' own philosophical development displays withgreat strength that this quest is quite dangerous because it puts our entireexistence (even our post-mortem existence) at risk. In XXth century

    parlance: neurosis has to be abolished at the risk of psychosis. At all costs.

    1

    Lizzie Susan Stebbing, The Notion of Truth in Bergsons Theory ofKnowledge, Proceedings of the Aristotelian Society, XIII, 1913, pp. 224-256.Cf. Philippe Devaux, Le bergsonisme de Whitehead, Revue Internationale de

    Philosophie, vol. XV, no. 56-57, fasc. 3-4, 1961, pp. 217-236.2 See the interesting, but partial, analyses of James A. Bradley: The Speculative

    Generalization of the Function. A Key to Whitehead, Tijdschrift voor Filosofie,64, 2002, pp. 253-271.

    3 The attitude of looking away from first things, principles, categories, supposednecessities; and of looking toward last things, fruits, consequences, facts (P 54-

    55).

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    xiv Michel Weber

    One has to leave behind oneself the old social cloak imposed by thepolitical forces of this world and enhance one's awareness of theimportance of the present moment, of its duty and visionary weights. Thisinvolves in practice the destruction of all opinions, the destruction of all

    lies.Besides Plato, Hume provides an early background and Huxley a

    powerful recent exemplification for this argument. Here is what Humewrote in his 1758 essay:

    Nothing appears more surprising to those who consider human

    affairs with a philosophical eye than the easiness with which the many

    are governed by the few, and the implicit submission with which men

    resign their own sentiments and passions to those of their rulers. When

    we inquire by what means this wonder is effected, we shall find that,as Force is always on the side of the governed, the governors have

    nothing to support them but opinion. It is, therefore, on opinion only

    that government is founded, and this maxim extends to the most

    despotic and the most military governments as well as to the most free

    and most popular.1

    His concern is amplified by techno-scientificprogress, as Huxley argued in1946:

    There is, of course, no reason why the new totalitarianisms shouldresemble the old. Government by clubs and firing squads, by artificial

    famine, mass imprisonment and mass deportation, is not merely

    inhumane (nobody cares much about that nowadays); it is

    demonstrably inefficientand in an age of advanced technology,

    inefficiency is the sin against the Holy Ghost. A really efficient

    totalitarian state would be one in which the all-powerful executive of

    political bosses and their army of managers control a population of

    slaves who do not have to be coerced, because they love their

    servitude. To make them love it is the task assigned, in present-day

    totalitarian states, to ministries of propaganda, newspaper editor and

    schoolteachers. But their methods are still crude and unscientific.2

    1David Hume, Of the First Principles of Government, 1758

    2 Aldous Huxley, Foreword [1946] of Brave New World [1932], With an

    introduction by David Bradshaw, Hammersmith, HarperCollins, 1994).

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    Prface xv

    Hence, all social narratives that prevent liberation from the not alwaysobvious oppressive powers have to be obliterated.

    Even though Whitehead is obviously, for his part, hoping for sometransfigurative virtue, he remains more discrete on these shores. The basic

    engine of his radical empiricist speculations is formal: to question themeaning of simple obvious statements in order to attain higher orders ofabstractions. What do we mean by space-time, by immediate sense-

    perception, by simultaneity? For sure, nothing can be omitted,1 buthow do we manage the wealth of data if not through discursive thinking?These are some of the questions that will be treated here.

    Whitehead's PancreativismThe Basics has provided tools to understandWhitehead secundum Whitehead. We now seek to bring him in dialoguewith James. It will be a pragmatic dialogue looking for two types ofsynergy: to establish the relevance of a Jamesian background to readWhitehead, and to adumbrate how Whitehead can help us understand thestakes of James works. In order to keep our argument tight, the bookfollows a triadic structure: the first three chapters adopt the vantage pointof Whitehead to assess James; the next three chapters seek to understandWhitehead with the help of James main intuitions; the last three chapters

    provide some applications of that synergy.

    The general train of thought of this monograph has been established in theyears 19992004, when I was a regular contributor to the Streams ofWilliam James, created and nurtured by Randall Albright, who was theleading figure of the William James Society (WJS) before the publication ofthe Society became William James Studies (2006). Over the years, I havecontracted many intellectual debts, the most enduring ones being perhaps toPierfrancesco Basile, Ronny Desmet and Anderson Weekes. I would alsolike to dedicate this book, as imperfect as it is, to the memory ofT. L. S. Sprigge (19322007), with whom I have created the EuropeanWilliam James Projectin 2001, Peter H. Hare (19352008), famous for his

    dogmatic pluralism (!), and Sergio Franzese (19632010), whose untimelydeath has left an aching void in Italian process pragmatism. All three were

    1 In order to discover some of the major categories under which we can classify theinfinitely various components of experience, we must appeal to evidence relatingto every variety of occasion. Nothing can be omitted, experience drunk andexperience sober, experience sleeping and experience waking, experiencedrowsy and experience wide-awake, experience self-conscious and experienceself-forgetful, experience intellectual and experience physical []. (AI 226; cf.

    AI 222)

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    xvi Michel Weber

    looking forward to celebrate the centenary of the death of William Jamesand were planning scholarly events that their departure to Hades eventually

    prevented.

    Finally, before launching our argument, it is important to remember once

    again Whiteheads precious warning: everything that is simple (or clear) isfalse but usablewhile everything that is complex (or obscure) is adequate

    but unusable.1 Similarly, James has claimed that the art of being wise isthe art of knowing what to overlook. (PP II 369) Speculative philosophy isno easy task.

    1 Seek simplicity and distrust it. (CN 163) Exactness is a fake. (Immortality,

    in ESP 96.)

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    1

    IntroductionWhiteheads Reading of James and Its Context

    When Bertrand Russell visited Harvard in 1936, there were two heroes inhis lecturesPlato and James.

    1Although this claim should be carefully

    examined in itself, the exact same could be said of his former mentor

    Whitehead. Precisely the same year, Whitehead wrote the following to hisassistant Hartshorne, on the occasion of the publication of a Festschriftdedicated to him:

    My general impression of the whole book [] confirms my

    longstanding belief that in the oncoming generation America will be at

    the centre of worthwhile philosophy. European philosophy has gone

    dry, and cannot make any worthwhile use of the results of nineteenth

    century scholarship. It is in chains to the sanctified presuppositions

    derived from later Greek thought. It is in much the same position asmediaeval scholasticism in the year 1400 A.D. My belief is that the

    effective founders of the Renaissance are Charles Peirce and William

    James. Of these men, W.J. is the analogue to Plato, and C.P. to

    Aristotle, though the time-order does not correspond, and the analogy

    must not be pressed too far. Have you read Ralph Perrys book (2

    1So has I. B. Cohen told H. Putnam: cf. Hilary Putnam, Pragmatism. An OpenQuestion, Oxford / Cambridge, Blackwell, 1995, p. 6. With that regard, it isinteresting to remember that in Russells 1950 essay Eminent Men I haveKnown, James is said to be the most personally impressive philosopher, andthis was in spite of a complete naturalness and absence of all apparentconsciousness of being a great man (Bertrand Russell, Unpopular Essays[1950], London, Routledge, 1995, pp. 181-187). Russell is explicitely excluding

    philosophers still alive from this assesment: Whitehead, with many others, is notmentioned at all, either because the essay was written before 1949, or becauseRussell was not in the mood to mention his former colleague and friend (andalthough in various places he has insisted on the importance of Whitehead for

    the development of his own thought).

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    2 Michel Weber

    vols.) on James? It is a wonderful disclosure of the living

    repercussions of late 19th century thought on a sensitive genius. It is

    reminiscent of the Platonic Dialogues. W.J.s pragmatic descendants

    have been doing their best to trivialize his meanings in the notions of

    Radical Empiricism, Pragmatism, Rationalization. But I admit W.J.

    was weak on Rationalization. Also he expressed himself by the

    dangerous method of over-statement.1

    Whitehead makes three outstanding claims here. Primo, a third Renaissanceis taking place in America in the XXth century; secundo, it makes plainthat philosophy has to be in medias res; tertio, Peirce might be the brain ofthis revolution, but James is its hart. The Peircean turning-about of 1878and its Jamesian echo in 1907 seek to undo the supernaturalism of the

    second Renaissance (Mersenne, Descartes, Gassendi) and to recover,volens nolens, the totality disclosed by the naturalism of Ficinus (TheologiaPlatonica de immortalitate animae, 1482), Pico della Mirandola (Dehominis dignitate, 1486), Bruno (La cena de le ceneri, 1584), Campanella(Civitas Solis, 1623) and Andreae (Christianopolis, 1619). Naturalistichumanism is back.

    According to the author ofProcess and Reality, philosophical movementsarticulate themselves around two main characters: the genius whoinaugurates them, and the systematiser who gives form and expands the

    founding intuitions of the former (PR 57 and 73). Whitehead was toohumble to consider himself as more than a systematiser of othersintuitions, and the complete list of the thinkers he praises (in one way oranother) would be quite long: the early Whitehead is particularly sensitiveto the recent foundational developments in algebra and geometry (G.Peano, G. Cantor; H. Grassmann, W. Hamilton, G. Boole, G. Riemann;Leibnizs and Russells shadows should not be forgotten); his middle

    period especially tackles electromagnetism (M. Faraday, J.C. Maxwell),extending to Einsteins theories of relativity (including H. Poincars andH. Minkowskis and H. Poincars inflections) and the nascent quantummechanics (M. Planck, N. Bohr); the late Whitehead also shows the

    1The letter, that was first printed in George Louis Klines A.N. Whitehead: Essayson His Philosophy (Englewood-Cliffs, Prentice-Hall, Inc., 1963), is reprinted infull in Lowe II, 345 sq. The Festschrift in question is: Filmer Stuart Cuckow

    Northrop (et al.), Philosophical Essays for Alfred North Whitehead. [ACollection of Papers by Nine Younger American Philosophers, Former Students

    of A. N. Whitehead, Professor of Philosophy at Harvard University] , London,

    Longmans, Green and Co., 1936.

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    Whiteheads Reading of James and its Context 3

    influence of contemporary thinkers: S. Alexander, H. Bergson, F.H.Bradley, C.D. Broad, J. Dewey, L.J. Henderson, W. James, J. McTaggart,G.H. Mead, T. P. Nunn, G. Santayana and J. Ward. In the background, thesystems of Aristotle, Descartes, Galileo, Hume, Kant, Leibniz, Locke,

    Newton and Plato stand out as well.This chapter attempts to quote all the explicit occurrences of James in

    Whiteheads corpus and to weave them into a synthetic argument.1

    Itargues from the texts themselves, factually putting into brackets previousinquiries dealing with Whiteheads Jamesian legacy. The argument unfoldsin three sections: (i) general background, (ii) stylistic similarities, (iii)specific impacts.

    1.1. General Background

    The above list of thinkers is not exhaustive at all, and, according to thecircumstances, Whitehead puts emphasis on one supreme master ofthought (PR 39) rather than another. There is, however, an obviousfourfold influence on his later speculations, as he himself testified:

    In Western literature there are four great thinkers, whose services

    to civilized thought rest largely upon their achievements in

    philosophical assemblage; though each of them made important

    contributions to the structure of philosophic system. These men arePlato, Aristotle, Leibniz, and William James. (MT 2)

    Let us review each philosopher.

    1.1.1. Plato

    Plato is constantly acclaimed for his numerous flashes of insight and theopenness with which he systematically expands them:

    1This chapter constitutes an expansion of my Whiteheads Reading of James andIts Context, Streams of William James, Volume 4, Issue 1, Spring 2002, pp. 18-22 and Volume 5, Issue 3, Fall 2003, pp. 26-31. See also my Whitehead etJames: conditions de possibilit et sources historiques d'un dialoguesystmatique, in A. Benmakhlouf et S. Poinat (d.), Quine, Whitehead, et leurscontemporains, Noesis, 13, 2009, pp. 251-268. A synoptic survey ofWhiteheads references to James can furthermore be found in Scott SinclairsWilliam James as American Plato?, William James Studies, Vol. 4, 2009, pp.

    111-129.

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    Plato's contribution to the basic notions connecting Science and

    Philosophy, as finally settled in the later portion of his life, has virtues

    entirely different from that of Aristotle, although of equal use for the

    progress of thought. It is to be found by reading together the

    Thetetus, the Sophist, the Timus, and the fifth and tenth books of

    theLaws; and then by recurrence to his earlier work, the Symposium.

    He is never entirely self-consistent, and rarely explicit and devoid of

    ambiguity. He feels the difficulties, and expresses his perplexities. No

    one could be perplexed over Aristotle classifications; whereas Plato

    moves about amid a fragmentary system like a man dazed by his own

    penetration. (AI 146-147)

    hence:

    The safest general characterization of the European philosophical

    tradition is that it consists of a series of footnotes to Plato. I do not

    mean the systematic scheme of thought which scholars have

    doubtfully extracted from his writings. I allude to the wealth of general

    ideas scattered through them. His personal endowments, his wide

    opportunities for experience at a great period of civilization, his

    inheritance of an intellectual tradition not yet stiffened by excessive

    systematization, have made his writing an inexhaustible mine of

    suggestion. (PR 39)

    Notice his derogatory assessment of the systematization of Plato(something German scholars have been prone to attempt, as he repeatedlyremarked). Whitehead found the Timus, which he studied very carefully,definitively more inspiring than Newtons Scholium, for the simple reasonthat the former would have welcomed XXth science into its framework,whereas the later could not

    1

    The difficulty of communication in words is but little realized. If I

    had to write something about your personality, of course I couldbuthow much would remain that couldnt be put into words. So, when the

    rare balance of knowledge and perception appears, as in William

    Jamesone who could communicate so much more than mostit is

    1 Cf. PR 70-74. Luc Brisson and F. Walter Meyerstein could be said to have

    followed Whiteheads vision with their bookInventing the Universe. PlatosTimaeus, The Big Bang, And the Problem of Scientific Knowledge [1991], State

    University of New York Press, 1995).

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    perhaps an advantage that his system of philosophy remained

    incomplete. To fill it out would necessarily have made it smaller. In

    Platos Dialogues there is a richness of thought, suggestion, and

    implication which reaches far. Later, when we came to be more

    explicit concerning some of those implications, we have a shrinkage.

    (D 271)

    This cautiousness with regard to systematization does not mean howeverthat the whole enterprise is flawed. Whitehead is actually endowed with asystematic mind, but he attempts only to systematize his own experiencefor his own sake. There is, in other words, no dogmatic reductionisminvolved. Plato, moreover, just like James, does not provide us only withsporadic intuitions that are often apparently contradictory: they also bringhints as to how to assemble them and to bringing them together, to jointheir potentialities. Granted, these are sometimes as elusive, being akin tocavalry charges, but the overall movement is holistic.

    1

    One last issue deserves to be mentioned (not addressed): the ontologicalstatus of the eternal objects. Before and after Process and Reality,Whitehead adopts a rhetorical mode of exposition that leads mostcommentators to underline his Platonician stance. But in the magnum opusitself, he agrees with Heraclitus and James: because we never descendtwice in the same experiential stream, no two ideas are ever exactly the

    same (PP I 235).

    1.1.2. Aristotle

    Aristotle receives both due acknowledgement for his decisive impact on theframing of the scientific mind and lament for the speculative cowardlinesshe showed in key matters. Yes, Aristotle settled scientific inquiries with hismasterly analysis of the notion of generation [ and,] in his own personexpressed a useful protest against the Platonic tendency to separate a staticspiritual world from a fluent world of superficial experience. (PR 209)

    Yes, he was the last metaphysician to have approached Gods conceptdispassionately (SMW 173). But if he invented science, he destroyed

    philosophy (D 139) in so far as he was the apostle of substance andattribute, and of the classificatory logic which this notion suggests.(PR 209) This is exactly where the shoe pinches:

    1Whitehead believes that we can only partially weave into a train of thought what

    we apprehend in flashes. (cf. ESP 127)

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    If you conceive fundamental fact as a multiplicity of subjects

    qualified by predicates, you must fail to give a coherent account of

    experience. The disjunction of subjects is the presupposition from

    which you start, and you can only account for conjunctive relations by

    some fallacious sleight of hand, such as Leibnizs metaphor of his

    monads engaged in mirroring. The alternative philosophic position

    must commence with denouncing the whole idea of subject qualified

    by predicate as a trap set for philosophers by the syntax of language.

    (R 13)

    Moreover, from an historical perspective, he has had a dogmatic influenceon Western thought as well as a deceitful one; his ignorance ofmathematics did not serve him well;

    1and his Logic was a more superficial

    weapon than philosophers deemed it (AI 117).

    1.1.3. Leibniz

    For his part, Leibniz is not much discussed in Whitehead's corpus, whichbasically means two things. On the one hand, his impact on thephilosophy of organism is so deep that it completely fades in Whitehead'scategorical landscape; on the other, Whitehead does not seem to have muchsympathy for the German philosophical mindKant being a notableexception. This is after all nothing but a very personal affair: one feels atunison with some authors, and totally foreign to others. But it is probably

    1In a sense, Plato and Pythagoras stand nearer to modern physical science thandoes Aristotle. The two former were mathematicians, whereas Aristotle was theson of a doctor, though of course he was not ignorant of mathematics. The

    practical counsel to be derived from Pythagoras, is to measure, and thus toexpress quality in terms of numerically determined quantity. But the biologicalsciences, then and till our own time, have been overwhelmingly classificatory.Accordingly, Aristotle by his Logic throws the emphasis on classification. The

    popularity of Aristotelian Logic retarded the advance of physical sciencethroughout the Middle Ages. [] In the seventeenth century the influence ofAristotle was at its lowest, and mathematics recovered the importance of itsearlier period. (SMW 28-29) Aristotle was clearly not a professionalmathematician, and he does not in his works show any acquaintance with thehigher brancheshe makes no allusion to conic sections, for examplebut hewas fond of mathematical illustrations, and he throws a flood of light on the first

    principles of mathematics as accepted in his time. (Sir Thomas Little Heath, AManual of Greek Mathematics, New York, Dover Publications, Inc., 1963, p.

    184)

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    Whiteheads Reading of James and its Context 7

    as well part of the political tragedy of the late XIXth and XXth centuries:there has been, alas, many conflicts involving German and British peopleand Whitehead's youngest son Eric was killed in action in 1918.

    1(The issue

    of the real or imagined hostility between individuals should be understood

    from the perspective of class struggles: there is no realanimosity betweenBritish people and German people, only an engineered one serving theinterests of international capitalism.

    2)

    1.1.4. James

    Out of these four philosopher-scientists, Plato and James receive specialappraisal because of their intuitive capacities, orto use the concept thathas a medullar virtue in Whitehead's essaysbecause of theircreativity. Aswe will see in a moment, their style is usually closer to Whitehead's thanAristotles and Leibnizs. The two latter are actually known for theirsystematicity: both were aiming at a full understanding of all the details ofthe God/World business, and consequently rigidified their writings as muchas they could. Non-contradiction was for them a major concern.

    Having said this, we are forced to notice that the partition Whitehead usesbetween intuitive and systematic thinkers does not really apply tohimself. He obviously considers that he is simply improving the coherenceof utterances of geniuses like Plato and James (failing to grasp theimportance of Peirce), something that puts him among the systematisersor the coordinators of past achievements; but, when all is said and done,he is, as his style demonstrates, notinterested in sealing an ultimate system,only keen to develop local systems as far as possible. In its turn every

    philosophy will suffer a deposition. (PR 7). His efforts in imaginativegeneralization make his thought belong to both sides.

    This double tension really requires more development, but our shortpointillist chapter will be busy only with Whitehead's explicit evocations ofJames (18421910). In other words, the broader question that is the

    1PNKs dedication runs as follows: To Eric Alfred Whitehead, Royal FlyingCorp, November 27, 1898 to March 13, 1918. Killed in action over the Fort deGobain giving himself that the city of his vision may not perish. The music ofhis life was without discord, perfect in his beauty.

    2James Stuart Martin, All Honorable Men, Boston, Little, Brown and Co, 1950;Charles Higham, Trading with the Enemy, an expos of the Nazi-American

    Money Plot, 19331949, New York, Delacorte Press, 1983; Harold James, TheGerman Slump. Politics and Economics, 19241936, Oxford, Clarendon Press,

    1986.

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    underground influence of James on Whiteheads speculations will not betreated here: I will not comb the texts in order to reveal not-so-obviousJamesian foundations. The fact is that when a thinker has had a long andenduring influence on another, most connections start working in the back

    of the mind of the writer, who does not bother mentioning all of themexplicitly, or then simply quotes from memory.

    Let us first pin point his personal appreciation of James with six majorexemplification.

    In one of his 1910Encyclopaedia Britannica entries, Whitehead refers thereader to JamesPragmatism (1907) on the old question of the one and themany.

    1As far as we know, this is the earliest reference to James in

    Whiteheads corpus. It is all the more significant that it occurs in amathematical discussion and that James book has been probably read at

    Cambridge, when Whitehead, while teaching applied mathematics, wasapparently focusing his researches only on algebraic, geometrical andlogico-mathematical issues.

    Science and the Modern World speaks of an adorable genius whopossessed the clear, incisive genius which could state in a flash the exact

    point at issue. (SMW 2 and 147)

    In a truly crucial passage ofProcess and Reality, his magnum opus, hespeaks of the authority of William James (PR 68; cf. our commentaryinfra on the introduction of the epochal theory of time).

    A 1936 paper claims that William James and John Dewey will stand outas having infused philosophy with new life, and with a new relevance tothe modern world.

    2

    We have quotedsupra MT 2s commendation of Plato, Aristotle, Leibniz,and James; here is what is said of the latter:

    1Alfred North Whitehead, sub verso Mathematics, in ESP 278. As far as James

    is concerned, this question is relevant since his The Knowing of ThingsTogether, 1895 (an essay, belonging to his idealistic phase, that is also knownunder the title The Tigers of India and has been reprinted in MT 43 sq. andCER 371 sq.).

    2Alfred North Whitehead, Remarks to the Eastern Division of the AmericanPhilosophical Association, Proceedings and Addresses of the American

    Philosophical Association, X, 1936, pp. 178-186. Reprinted in ThePhilosophical Review , XLVI, 1937, pp. 178-186, and later in ESP (without thefirst paragraph, and under the title Analysis of Meaning), pp. 122-131, here p.

    123.

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    Whiteheads Reading of James and its Context 9

    Finally, there is William James, essentially a modern man. His

    mind was adequately based upon the learning of the past. But the

    essence of his greatness was his marvellous sensitivity to the ideas of

    the present. He knew the world in which he lived, by travel, by

    personal relations with its leading men, by the variety of his own

    studies. He systematized; but above all he assembled. His intellectual

    life was one protest against the dismissal of experience in the interest

    of system. He had discovered intuitively the great truth with which

    modern logic is now wrestling. (MT 3)

    Interestingly enough, Whitehead speaks of Thucydides and Gibbon in asimilar fashion: all three displayed an extended practical experienceallowing them to understand the deep significance of contemporary events

    (D 121-122 and 225). The radicalimportance of direct, lived, immediatelygiven experience is, for instance, at the root of his criticism of Hume:philosophy must build on life as it is lived, not be developedindependentlyand supplementedby ad hoc hypotheses drawn fromhabitual experience.

    1Later on, in the same book, he adds:

    Harvard is justly proud of the great period of its philosophic

    department about thirty years ago. Josiah Royce, William James,

    Santayana, George Herbert Palmer, Mnsterberg, constitute a group to

    be proud of. Among them Palmer's achievements centre chiefly in

    literature and in his brilliance as a lecturer. The group is a group of

    1Hume can find only one standard of propriety, and that is, repetition. Repetitionis capable of more or less: the more often impressions are repeated, the more

    proper it is that ideas should copy them. Fortunately, and without any reason sofar as Hume can discover, complex impressions, often repeated, are also oftencopied by their corresponding complex ideas. Also the frequency of ideasfollowing upon the frequency of their correlate impressions is also attended byan expectation of the repetition of the impression. Hume also believes, withoutany reason he can assign, that this expectation is pragmatically justified. It isthis pragmatic justification, without metaphysical reason, which constitutes the

    propriety attaching to repetition. This is the analysis of the course of thoughtinvolved in Hume's doctrine of the association of ideas in its relation tocausation, and in Hume's final appeal to practice. It is a great mistake to attributeto Hume any disbelief in the importance of the notion of cause and effect.Throughout the Treatise he steadily affirms its fundamental importance; andfinally, when he cannot fit it into his metaphysics, he appeals beyond hismetaphysics to an ultimate justification outside any rational systematization.

    This ultimate justification is practice.(PR 133)

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    10 Michel Weber

    men individually great. But as a group they are greater still. It is a

    group of adventure, of speculation, of search for new ideas. To be a

    philosopher is to make some humble approach to the main

    characteristic of this group of men. (MT 174)

    In 1936, he also wrote:

    my belief is that the effective founders of the American

    Renaissance are Charles Peirce and William James. Of these men, W.

    J. is the analogue to Plato, and C. P. to Aristotle, though the time-order

    does not correspond, and the analogy must not be pressed too far.1

    There is no other published evidence that Whitehead read James before hewas offered a position at Harvard: James is simply not cited anymore

    before the 1925 Lowell lectures (whose expansion became SMW). For hispart, Paul Weiss, who has been one of Whiteheads assistant in Harvard, isconvinced that he looked into James only when he settled down in the U.S.

    2Evidence cannot be found either in his personal notes or manuscripts,

    since they have been destroyed after his death, upon his request, by his wifeEvelyn.

    3Whitehead was exceptionally comfortable in Harvard. Even

    though he remained a British Victorian, as he used to call himself withhumour and modesty, most of his hopes for civilization relied upon theideals and the dynamism of American society.

    4(Dwelling within the elite

    of the Ivy League, he was obviously not aware at all of the struggles ofthe lower classes.5)

    It is not entirely clear what happened to his (rather extended) library.Some twenty-two of his books are now in the Milton S. Eisenhower

    1Whitehead, Letter to Charles Hartshorne, January 2, 1936, in Lowe II, 345. Thequote is contextualizedsupra.

    2Paul Weiss, personnal communication to the author, 08/08/2001.

    3Lowe,A. N. Whitehead. The Man and His Work, Vol. I, p. 246.

    4There is an ideal of human liberty, activity, and coperation dimly adumbratedin the American Constitution. It has never been realized in its perfection; and byits lack of characterization of the variety of possibilities open for humanity, it islimited and imperfect. And yet, such as it is, the Constitution vaguely disclosesthe immanence in this epoch of that one energy of idealization, whereby bare

    process is transformed into glowing history. (MT 120)5

    Howard Zinn,A Peoples History of the United States: 1492Present, New York,

    HarperCollins, 1980.

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    Whiteheads Reading of James and its Context 11

    Library (Johns Hopkins University), as a part of the Victor Lowes legacy.1

    Among them, one can find the Longmans, Green and Co. edition (London,1929) of the Varieties of Religious Experiencewhich he might thus haveread only in the late twenties.

    2

    The first thing to be said with regard to his personal edition of theVarieties is that Whitehead has most certainly read them before deliveringthe Lowell Lectures of 1926 (that became Religion in the Making). One oftwo things: either he has rediscovered Jamesian themes by himselflikethe idea that religion is solitariness

    3or he has read the Varieties no later

    than on the occasion of writing his Lectures, which means that the volumehoused in Johns Hopkins is not the first edition he has worked on.Furthermore, CN (1920) already mentions Bergson and, since Bergson andJames philosophical developments are so intertwined,

    4it probably makes

    1Lowe is the author of the only bibliography of Whitehead (see a previousfootnote), a work that he carried on for more than twenty years with the supportof Whiteheads family. Unfortunately, he died before the completion of thesecond volume, that was posthumously published by a non-Whiteheadiancolleague. For an inventory of his papers, consult the Alfred North WhiteheadCollection Ms. 282 and 284, Special Collections, Milton S. Eisenhower Library,The Johns Hopkins University.

    2

    Here is what we have been told with regard to Whitehead's copy of James'sVarieties: Whitehead's copy of James's Varieties contains only one marginalcomment. At the end of the second full paragraph on p. 431, Whitehead placed avertical line next to the text that begins But high-flying speculations like thoseof either dogmatic or idealistic theology... Outside the line, he comments,why. He has marked many other passages of text, but without comments.(Margaret Burri, Curator of Manuscripts, Johns Hopkins University, personnalcommunication to the author, 05/10/2001.)

    3Religion is the art and theory of the internal life of man, so far as it depends on

    the man himself and on what is permanent in the nature of things. This doctrineis the direct negation of the theory that religion is primarily a social fact. []Religion is solitariness; and if you are never solitary, you are never religious.(RM 16)

    4On the cross-influences of James and Bergson, see the meticulous inquiries ofMilic Capek: The Reappearance of the Self in the Last Philosophy of WilliamJames, The Philosophical Review 62, 1953, pp. 526-544; La significationactuelle de la philosophie de James, Revue de Mtaphysique et de Morale, 67anne, 1962, pp. 291-321; and La pense de Bergson en Amrique, Revue

    internationale de philosophie 31, 1977, pp. 329-350.

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    12 Michel Weber

    sense to claim that if he knew one he knew the other. The story is here thatit is through his personal friend, Herbert Wildon Carr, author ofHenriBergson. The Philosophy of Change,

    1that Whitehead got intellectually

    acquainted with the Parisian philosopher. Besides, Carr was the Honorary

    Secretary of the Aristotelian Society, where he lectured on Bergson andwhere Bergson himself lectured probably with Whitehead attending.Whitehead joined the Society in 1915. Furthermore, there was acorrespondence between Whiteheads friend and Aristotelian Societymember Haldane and Bergson with regard to Haldanes book on Einsteinstheories of relativity, which included a discussion of PNK and CN.

    2

    More than this, one could argue that he has always had time for a little bitof eclecticism and that Does Consciousness Exist (1904) might haveattracted his attention at the time of its publication or perhaps when it was

    included in the ERE (1912). To flesh out a little bit what could appear as apurely gratuitous speculation, let us evoke the case of Whiteheads interestin theology: if one considers only the published evidence, one is forced toconclude that before the 1925 Lowell Lectures, the philosopher could not

    be bothered with that field. However, we learn from his Dialogues withPrice that during eight of these years in Cambridge [U. K.], he wasreading theology. This was all extracurricular, but so thorough that heamassed a sizable theological library. At the expiry of these eight years hedismissed the subject and sold the books. (D 13) And it is the case as well

    that during his student days, when he was a member of the elitistCambridge Apostles discussion group, religious questions werediscussed, together with all sorts of philosophical subject. Lowe reviewsthat topic,

    3but does not mention discussions of psychological concepts

    besides telepathy.

    G. Sarton, the well-known historian of science has claimed that originalideas are exceedingly rare and the most that philosophers have done in thecourse of time is to erect a new combination of them.

    4This could be the

    1London/Edinburgh, T. C. & E. C. Jack, 1911.

    2See for instance the letter of Bergson to Haldane, Paris, 14 july 1921, to be foundat the National Library of Scotland in Edinburgh, MS 5915 / ff. 68-70.

    3Victor A. Lowe, op. cit., Vol. I, pp. 112-145.

    4George Sarton, quoted by John D. Barrow and Frank J. Tipler, The CosmologicalAnthropic Principle, Oxford, New York, Melbourne, Oxford University Press,1986; Issued with correction as an Oxford University Press Paperback, 1988, p.27. He has perhaps read Sainte Beuves Portraits lit traires: On retombetoujours, on tourne dans un certain cercle, autour d'un petit nombre de solutions

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    Whiteheads Reading of James and its Context 13

    case in his discipline; in the history of metaphysics, however, we see everyso often the daring expression of direct personal insights into theontological texture of our world. Starting from that pure experience, the

    blissful philosopher attempts to engineer a novel system of thought as

    worthy as possible of the founding event. The problem is that attempts atrationalization will probably borrow conceptualities and/or itself spur muchsecondary thinking. The unmediated dialogue between experience andreason could then be broken to generate second-order speculationsdrifting from their shimmering experiential soil. Here lies the pathology ofthought. But when speculations (first-order or second-order) are(re)directed toward the full thickness of lived experience, rationalization

    brings forth contrasts and intensity in experience. There is a nobleness ofreason; and it is linked with the fate of normal consciousness. Perhaps anyfair assessment of the impact of the borrowings made by a given authorneeds to be preceded by ahypotheticalanswer to these basichermeneutical puzzlings.

    The remaining of this chapter intends to display the stylistic similaritiesbetween the two philosophers and the specific impacts of James onWhitehead.

    1.2. Stylistic Similarities

    Whitehead and James have different philosophical temperaments andbackgroundsthe former remained basically an introverted BritishVictorian whereas the later was through and through an extrovertcosmopolitan, but a similar worldview takes shape in their works. In thefirst volume of Whiteheads Pancreativism, we have seen that two mainfeatures characterize the late Whiteheads style: circumambulation andconstructive discrimination. Uphill, we additionally found his radicalempiricism and, downhill, his non dogmatism. All four traits are alsoJamesian and underline the atemporal congeniality between the two

    philosophers.Whitehead adopts a methodological radical empiricism and considers

    pluralism as a matter of fact:

    qui se tiennent en prsence et en chec depuis le commencement. On a coutumede s'tonner que l'esprit humain soit si infini dans ses combinaisons et ses

    portes; j'avouerais bien bas que je m'tonne qu'il le soit si peu. (Bibliothque

    de la Pliade, 1954, vol. II, p. 466)

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    14 Michel Weber

    Fragmentary individual experiences are all that we know [] all

    speculation must start from these disjecta membra as its sole datum. It

    is not true that we are directly aware of a smooth running world, which

    in our speculations we are to conceive as given. In my view the

    creation of the world is the first unconscious act of speculative

    thought; and the first task of a self-conscious philosophy is to explain

    how it has been done.

    There are roughly two rival explanations. One is to assert the

    world as a postulate. The other way is to obtain it as a deduction, not a

    deduction through a chain of reasoning, but a deduction through a

    chain of definitions which, in fact, lifts thought on to a more abstract

    level in which the logical ideas are more complex, and their relations

    are more universal. (AE 163-4)

    His motto is as well to forge every sentence in the teeth of irreducible andstubborn facts.

    1We find ourselves in a buzzingworld, amid a democracy

    of fellow creatures,2

    and philosophy has to do justice to phenomena asthey are given: you may polish up commonsense, you may contradict indetail, you may surprise it. But ultimately your whole task is to satisfy it.(AE 107) Now what exactly is given is itself a matter of debate in

    philosophy. Significantly enough, rather than theorizing the question,Whitehead gives a Jamesian extensive definition:

    In order to discover some of the major categories under which we

    can classify the infinitely various components of experience, we must

    appeal to evidence relating to every variety of occasion. Nothing can

    be omitted, experience drunk and experience sober, experience

    sleeping and experience waking, experience drowsy and experience

    wide-awake, experience self-conscious and experience self-forgetful,

    experience intellectual and experience physical, experience religious

    and experience sceptical, experience anxious and experience care-free,experience anticipatory and experience retrospective, experience

    happy and experience grieving, experience dominated by emotion and

    1William James writing to Henry James, as quoted by SMW 3.

    2PR 50 specifying, in a footnote, this epithet is, of course, borrowed from

    William James.

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    Whiteheads Reading of James and its Context 15

    experience under self-restraint, experience in the light and experience

    in the dark, experience normal and experience abnormal. (AI 226)1

    Let us furthermore note that the pragmatic consequences of concepts arequite often evoked in his corpus

    2and that the pragmatic function of reason

    is central in his eponymous book (FR,passim): the function of Reason is topromote the art of life. There is however only one occurrence giving hisdefinition of pragmatism:

    This doctrine places philosophy on a pragmatic basis. But the

    meaning of pragmatism must be given its widest extension. In much

    modern thought, it has been limited by arbitrary specialist

    assumptions. There should be no pragmatic exclusion of self-evidence

    by dogmatic denial. Pragmatism is simply an appeal to that

    self-evidence which sustains itself in civilized experience. Thuspragmatism ultimately appeals to the wide self-evidence of

    civilization, and to the self-evidence of what we mean by

    civilization. (MT 106)

    Adventures of Ideas remarks that each mode of consideration is a sort ofsearchlight elucidating some of the facts, and retreating the remainder intoan omitted background (AI 43). It would be of course a topic of its own to

    precisely discriminate the variations of meaning of the concept in Jamesand Whiteheads respective minds.

    To exemplify the circumambulative practice in a paragraph is difficult,because it is made of waves of arguments that are, by definition, spread

    1An alternative formulation can be found in students notes taken duringWhiteheads classes: You must survey all the sides of the universe, thevariations in our value experience, we must look at all rare moments when wewere near angels and near pigs, and the rare moments when our value notion isso indiscriminating that it is a mere throb of immediacy, a vague feeling as when

    we fall asleep. (Frederick Olson, Alfred North Whitehead Lecture. StudentNotes 19361937, Unpublished, to consult at Harvards Pusey: HUC8923.368.3) The polar themes of clarity and vagueness are essential inWhitehead: cf. the well-known quote of Russells Portraits from Memory andOther Essays, New York, Simon and Schuster, 1956, p. 40 (You think theworld is what it looks in fine weather at noon day; I think it is what it seems likein the early morning when one first wakes from deep sleepclaimedWhitehead.)

    2Cf. the pragmatic test of SMW 50, RM 27, PR 13, 181, 337; or the pragmatic

    appeal to the future, pragmatic appeal to consequences and the like (passim).

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    over his entire corpus and do not even always use the same concepts. Arather straightforward example is nevertheless provided by the Function ofReasons definitions of the art of life (cf. pp. 4, 8, 18, 22, 26). In hisAimsof Education one also finds an interesting argument for a renewed

    educational expertise essentially consisting of a more focused training inkey disciplines: students should get acquainted with a few essential (andinterconnected) mathematical tools by actually applying them to variousconcrete problems. By so doing, the mind grows far better than withclassical training. Mechanical learning of fragments of knowledge does not

    bring the mastering of knowledge. Of course, he is especially concernedwith the mathematical curriculum, but his argument is intended to have a

    broader expressiveness. By the same token, Whitehead insists on the notionofrhythm:

    In approaching every work of art we have to comport ourselvessuitably in regard to two factors, scale and pace. It is not fair to the

    architect if you examine St. Peters at Rome with a microscope, and

    the Odyssey becomes insipid if you read it at the rate of five lines a

    day. (AE 70)

    This notion could furthermore be used to rebuild his entire percolativeontology: the creative process is rhythmic: it swings from the publicity ofmany things to the individual privacy; and it swings back from the privateindividual to the publicity of the objectified individual. (PR 151)

    Constructive discrimination expresses a typical mode of understanding ofthe nature and function of language. When carving discriminalities, wehave to keep in mind the full concreteness of experience. According toWhitehead,

    Philosophers can never hope finally to formulate []

    metaphysical first principles. Weakness of insight and deficiencies of

    language stand in the way inexorably. Words and phrases must be

    stretched towards a generality foreign to their ordinary usage; and

    however such elements of language be stabilized as technicalities, they

    remain metaphors mutely appealing for an imaginative leap. (PR 4)

    With that regard, while discussing James's Varieties of ReligiousExperience, he insisted that the difficulty of communication in words is butlittle realized (see D 271, quoted supra p. 20). Plato, James andmetaphysical intuitions are again in the hot seat. The existence of somenonrational remainder (VRE 456) is directly linked to the linguistic

    position just discussed. When Whitehead claims that he is

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    also greatly indebted to Bergson, William James, and John Dewey.

    One of my preoccupations has been to rescue their type of thought

    from the charge of anti-intellectualism, which rightly or wrongly has

    been associated with it. (PR xii; cf. AI 223)

    he has obviously in mind a dialectic similar to the one we have named withthe trinomial rational/irrational/nonrational. The concept of irrational

    pictures the discrepancies of status of a given proposition treated indifferent thought systems; the concept of nonrational points at the factthat, whatever our rational efforts are (whatever the thought system), thefully-fledged concreteness remains beyond it. Logic has been shaken by theexistence of formally undecidable propositions; metaphysics has still todraw all the consequences from the ultimate rational opacity of the brutefacts (WB 90 and 143). His reinstatement of vagueness is already

    noticeable in the vague gestalts of On Some Omissions of IntrospectivePsychology (1884) and in his insistence on the unclassified residuum inhis 1890 article on psychical research (see WB 299 sq. and 137).

    Anyway, from a broader perspective, one has to acknowledge that toprofess irrationalism per se is to claim that reason has no public weightwhereas the authors here mentioned are reluctant to confer that weight onlyin the private sphere. The public use of reason remains fully justified.

    Hence the professed non-dogmatism from which Whitehead never

    departed, even at the speculative height that is PR:There remains the final reflection, how shallow, puny, and

    imperfect are efforts to sound the depths in the nature of things. In

    philosophical discussion, the merest hint of dogmatic certainty as to

    finality of statement is an exhibition of folly. (PR xiv)

    Speculative language is not glossolalia, it makes the most of what one hasto transform the emotional vividness of experience into the concreteness ofa shared world. Natural language is intrinsically ambiguous andintentional; it is far from being a pure logical entity, and, as a matter offact, its countless equivocations have been very often disparaged. Ofcourse, it is worth distinguishing thefaculty of language (that can actualiseitself in gestures, postures, screams, etc.) from orality, and orality fromliterature, and, within the literary corpus, prose from poetry... (APorphyrian tree that can be reformed and complexified as one could wish).The same linguistic constraints do not hang over living speech andweighted writing. The former is truly eventful, its constitutive temporalityexplains its linearity (that can be of course modulated through repetitionsand other rhetorical patterns). This chapter has been mainly concerned with

    the latter, which is like the systematic thunder after the experiential

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    lightning. Writing facilitates reflection, analysis, abstractions of all sorts.Making possible a very technical and variegated use ofstyle, writingsomewhat drags language away from temporality and linearity. Itsmultifarious semantic potential is directly correlated with the stylistic

    managing of polysemiality and interanimation. In other words, out of thethree degrees of freedom that have been sketched on their way towardsconcreteness, style stands out as the catalyst of the semantic process. Solelystyle can make the reader fall under the authors spell and thereby leadhim/her at the outskirts of an intuitive vision that remains nevertheless

    private. The intentionality opening the propositional entanglement to theworld shields language from the danger of barren coherence. For instance,a dictionary does not, properly speaking, define anything; it is just a tissueof mutual cross-references. To the contrary, the efficacy of language comesfrom its self-effacing ability in front of what it lures us. The organization ofa conceptual network revealing the ontological surplus asks a peculiargesture made of invocatory repetitions and daring crosscheckings;eventually, it is an art of the voidthat is requested. That evocative capacityis a sort of implosive capacity: language has to die to give birth to meaning.If it remains there, like an apathetic screen, meaning has not beenconveyed. The intuitive grasping of the power of language is a nocturnalexperience that sees the revelation of its faculty of making things rise fromtheir absence. Semantic, the function of language is also apophantic, powerof manifestation of total anthropo-cosmic experiences.

    1

    1.3. Specific Impacts

    As far as we know, only fourexplicitconceptual points of contact illustratethe dialogue of Whitehead with James: the epochal theory of time, theconcept of feeling, the functional concept of consciousness, and thedefinition of the concept of religion.

    1.3.1. Epochal Theory of TimeThere has beenand still ismuch fuss about the ins and out ofWhitehead's adoption of an ontological atomism or epochal theory oftime.

    2The first point to clarify is that he does not shift from a continuist

    1On the concept of apophansis, see, e.g., Heideggers Sein und Zeit, Tbingen,Niemeyer, 1927, p. 33.

    2L.S. Ford, for one, has repeatedly published on the matter but, as V. Loweremarked straight away: the result should be presented as no more than a

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    ontology to an atomistic one: his early inquiries outspokenly refuse toquestion the mystery of the coming-to-be and passing-away; it is only whenthe philosopher decides to further question the conditions of possibility ofgenuine eventfulness that he passes the gates into the ontological field.

    Now, the reason for adopting a (refurbished) ontological atomism is pluralbut can be easily triangulated with Leibniz monadology, Plancks quanticthunder, and James interpretation of Zenos everlasting antinomies.

    In support of his contention that there is a becoming of continuityandno continuity of becoming (PR 35)Whitehead especially refers toJames SPP:

    These conclusions are required by the consideration of Zeno's

    arguments, in connection with the presumption that an actual entity is

    an act of experience. The authority of William James can be quoted in

    support of this conclusion. He writes: Either your experience is of no

    content, of no change, or it is of a perceptible amount of content or

    change. Your acquaintance with reality grows literally by buds or

    drops of perception. Intellectually and on reflection you can divide

    these into components, but as immediately given, they come totally or

    not at all. James also refers to Zeno. In substance I agree with his

    argument from Zeno; though I do not think that he allows sufficiently

    for those elements in Zeno's paradoxes which are the product of

    inadequate mathematical knowledge. But I agree that a valid argument

    remains after the removal of the invalid parts. (PR 68)1

    Whitehead basically agrees with James reading of Zeno, but adds that ifthe parts that are the product of inadequate mathematical knowledge arecorrected by infinitesimal calculus, then a valid argument remains.Whiteheads full answer comes with his cautious articulation of genetic andmorphogenetic analyses: the former deals with the concrescing actualityand does not allow the use of infinitesimals; the latter applies to the past

    logically possible history (Lowe, Ford's Discovery about Whitehead,International Philosophical Quarterly, Vol. 17, 1977, pp. 251-264, p. 226reviewing Fords The Emergence of Whitehead's Metaphysics, 19251929,Albany, New York, State University of New York Press, 1984).

    1Whitehead quotes Some Problems in Philosophy, Ch. X; the footnote adds: myattention was drawn to this passage by its quotation in Religion in The

    Philosophy of William James, by Professor J. S. Bixler. The source is likely tohave been Bixlers Religion in the Philosophy of William James, Boston,

    Marshall Jones Co., 1926.

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    actualities and provides the conditions of possibility of the infinitedivisibility of actualities in transition. Curiously, he does not raise here themore fundamental issue that is the theorisation of the fitness (thematchness?) of mathematics to the concrete.

    Process and Reality is entirely built upon the adoption of ontologicalpercolation. From the perspective of the postmodern significance ofWhitehead's thought, the atomization of the act of experience is oftremendous importance. It seals a mutual requirement between epochality,liberty and novelty, thereby allowing a complete reformation of the old-fashioned philosophical substantialism and of its heir, scientificmaterialism. Independently existing substances with simple location arereplaced by strings of buds of experience (Whitehead speaks of nexuses ofactual entities). More precisely, the actual entities are hierarchized in

    societies, and in societies of societies, allowing both for the irruption of theunheard and its echoing in an ever-fluctuating cosmic tissue. As a result,the laws of physics are the mere outcome of the social environment(PR 204): The characteristic laws of inorganic matter are mainly thestatistical averages resulting from confused aggregates. (SMW 110) Let usnote, by the way, that James Principles of Psychology also featured arevival of the Humean thesis of the relativity and contingency of the lawsof nature: The Laws of Nature are nothing but the immutable habits whichthe different elementary sorts of matter follow in their actions and reactionsupon each other. (PP I 104)

    1.3.2. Contiguism

    According to Whitehead, it is obvious that pragmatism is nonsense apartfrom final causation. (FR 26) The problem of the meshing of thediscontinuous and the continuous is vital for psychology as well as

    philosophy, for epistemology as well as ontology. How is it possible tocategorialize the socialization of present and past actualities, of final andefficient causation, of freedom and determinism? James saw as well that

    novelty seems to violate continuity and that continuity seems to involveinfinitely shaded gradation (SPP 153):

    The same returns not, save to bring the different. Time keeps

    building into new moments, every one of which presents a content

    which in its individuality never was before and will never be again.

    (SPP 147-148)

    Hence his use of the concept of contiguity in a radicalempiricist way (e.g.,ERE 108, PU 359 and MT 175 but also WB 246), that is implicitely

    introduced when Whitehead socializes his epochal actualities, and that I

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    have extensively (no pun intended) used myself. Whiteheads technicalanswer lies in the asymmetrical structure secured by vector-likerelationships. His more intuitive conceptualisation lies in his extended useof the concept of feeling. Transitions arefeltrelations.

    On the occasion of the examination of Bradley's notion of feeling, aconcept that expresses for him the primary activity at the basis ofexperience, the connection is established with James:

    I may add that William James also employs the word in much the

    same sense in his Psychology. For example in the first chapter he

    writes, Sensation is the feeling of first things. And in the second

    chapter he writes, In general, this higher consciousness about things

    is called Perception, the mere inarticulate feeling of their presence is

    Sensation, so far as we have it at all. To some degree we seem able tolapse into this inarticulate feeling at moments when our tension is

    entirely dispersed. (AI 231)

    The concept of feeling occupies a decisive place in Whitehead's lexicon.Feelings are the internal-external (vectorial) relationships that grant boththe interdependence of all actual entities andtheir idiosyncratic atomicity.Referring to Bradleys inclusive whole, he qualifies that naked awarenessas an experience itself in its origin and with the minimum of analysis(AI 231). The proximity with the Jamesian concept of pure experience is

    plain obvious.

    1.3.3. Consciousness

    The renewal of the concepts of consciousness and ego-soul is of course inthe continuation of the aforementioned issue of the ontological conditionsof possibility of a total cosmic processualization. Whitehead has done hishomework here:

    The two modern philosophers who most consistently reject the

    notion of a self-identical Soul-Substance are Hume and WilliamJames. But the problem remains for them, as it does for the philosophy

    of organism, to provide an adequate account of this undoubted

    personal unity, maintaining itself amidst the welter of circumstance.

    (AI 186-187)

    In other words, if you allow the destruction of the substantialistic platform,a difficult conceptual reconstructionthe replacement of the entitativeconcept of consciousness by a functional if not a serial onehas to take

    place in order to interpret the continuity evidenced by our experience. The

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    death of the Cartesian Ego is evoked in length by Whitehead. Although itis an exaggeration to attribute a general change in a climate of thought toany one piece of writing, or to any one author (SMW 143), he goes on incomparing Descartes' Discourse on Method with James Does

    Consciousness Exist:No doubt Descartes only expressed definitely and in decisive form

    what was already in the air of his period. Analogously, in attributing to

    William James the inauguration of a new stage in philosophy we

    should be neglecting other influences of his time. But, admitting this,

    there still remains a certain fitness in contrasting his essay, Does

    Consciousness Existpublished in 1904, with Descartes' Discourse on

    Method, published in 1637. James clears the stage of the old

    paraphernalia; or rather he entirely alters its lighting. Take for examplethese two sentences from his essay: To deny plumply that

    'consciousness' exists seems so absurd on the face of itfor

    undeniably 'thoughts' do existthat I fear some readers will follow me

    no farther. Let me then immediately explain that I mean only to deny

    that the word stands for an entity, but to insist most emphatically that it

    does stand for a function. (SMW 143)

    As usual, Whitehead is very level-headed in his reading. He furthercritically remarks:

    In the essay in question, the character which James assigns to

    consciousness is fully discussed. But he does not unambiguously

    explain what he means by the notion of an entity, which he refuses to

    apply to consciousness. In the sentence which immediately follows the

    one which I have already quoted, he says: There is, I mean, no

    aboriginal stuff or quality of being, contrasted with that of which

    material objects are made, out of which our thoughts of them are

    made; but there is a function in experience which thoughts perform,

    and for the performance of which this quality of being is invoked. That

    function is knowing. 'Consciousness' is supposed necessary to explain

    the fact that things not only are, but get reported, are known.

    Thus James is denying that consciousness is a 'stuff'.

    The term 'entity,' or even that of 'stuff,' does not fully tell its own

    tale. The notion of 'entity' is so general that it may be taken to mean

    anything that can be thought about. You cannot think of mere nothing;

    and the something which is an object of thought may be called an

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    entity. In this sense, a function is an entity. Obviously, this is not what

    James had in his mind. (SMW 144)

    What James argument lacks, says Whitehead, is a clear definition and asharp analysis of the concept of substance that is discarded. But Whitehead

    is identifying here a blind spot laming as well his own writings: onecannot find in the Whiteheadian corpus a discussion of the proximity anddifferences existing between the shades of meaning of the Greek andMedieval concepts of substance and of the Modern one. The Greek conceptinsists on what is permanent in change (basically, it is the question of theousia); the Modern one insists rather on what exists/stands by itselfand isdirectly correlated with a theological hypothesis (God as an independentexistent unaffected by time). Whitehead does not really distinguish

    between these two concepts and mainly attacks the modern one from the

    perspective of its neglect of time (fallacy of simple location) and becauseof the bifurcations it installs. Now, some scholars have argued that it istotally illegitimate to apply the criticism designed for the Modern conceptto the Greek or Medieval one, that could be read, it seems, in a processfashion.

    1This point made, let us go on:

    In agreement with the organic theory of nature which I have been

    tentatively putting forward in these lectures, I shall for my own

    purposes construe James as denying exactly what Descartes asserts in

    hisDiscourse and hisMeditations. Descartes discriminates two speciesof entities, matter and soul. The essence of matter is spatial extension;

    the essence of soul is its cogitation, in the full sense which Descartes

    assigns to the word cogitare. (SMW 144)

    Following James in this, Whitehead thus focuses only on the Modernconcept. He concludes:

    The reason why I have put Descartes and James in close

    juxtaposition is now evident. Neither philosopher finished an epoch by

    a final solution of a problem. Their great merit is of the opposite sort.They each of them open an epoch by their clear formulation of terms

    in which thought could profitably express itself at particular stages of

    knowledge, one for the seventeenth century, the other for the twentieth

    1See, e.g., Ivor Leclerc, The Nature of Physical Existence, London/New York,George Allen and Unwin Ltd./Humanities Press Inc., 1972, or the last book ofWilliam Norris Clarke, s. j.: The One and the Many. A Contemporary Thomistic

    Metaphysics, Notre Dame, Indiana, University of Notre Dame Press, 2001.

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