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Warranty and Maintenance Decision Making for Gas Turbines Susan Y. Chao*, Zu-Hsu Lee, and Alice M. AgoginoUniversity of California, Berkeley Berkeley, CA 94720 *[email protected] [email protected] [email protected]

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Warranty and Maintenance Decision Making for Gas Turbines

■Susan Y. Chao*, Zu-Hsu Lee†, and Alice M. Agogino‡

■University of California, BerkeleyBerkeley, CA 94720*[email protected][email protected][email protected]

Acknowledgments■ Many thanks to General Electric

Corporate Research and Development and the University of California MICRO Program.

■ Special thanks to Louis Schick and Mahesh Morjaria of General Electric Corporate Research and Development for their guidance and intellectual input.

Gas Turbine Basics■ Complex system: large number of

parts subject to performance degradation, malfunction, or failure.

■ Turbine, combustion system, hot-gas path equipment, control devices, fuel metering, etc.

■ Condition information available from operators, sensors, inspections.

Gas Turbine Maintenance■ Enormous number of candidates for

maintenance, so ideally focus on most cost-effective items.

■ Maintenance planning (optimized, heuristic, ad hoc) determines:◆ Inspection activities◆ Maintenance activities◆ Intervals between inspection and

maintenance activities.

On-line Statistical AnalysisExpert Subjective ProbabilitiesOn-line Machine LearningKnowledge ExtractionDiagnosis

Maintenance Planning

Sensor Fusion

Sensor Validation

MaintenancePlanning

Repair or Replace PartsOrder Inspections

Sensor ReadingsInspection Results

Gas Turbine Warranty■ Warranty/service contract for gas

turbine would transfer all necessary maintenance and repair responsibilities to the manufacturer for the life of the warranty.

■ Fixed warranty period determined by manufacturer.

■ Gas turbine customer pays fixed price for warranty.

4 Key Issues■ Types of maintenance and sensing

activities (current focus)■ Price of a gas turbine and service

contract ■ Length of service contract period ■ Number of gas turbines for consumer

Consumer Profit MaximizationHow many gas turbines should the

customer purchase, if any?

■ Maximize Rj (nj,w)–(p1 + p2) *nj* -

n (w/µ) * shutdown loss

Producer Profit MaximizationHow much should the manufacturer

charge for a gas turbine engine and warranty?

How long should the warranty period be?

■ Maximize (p1 + p2 - m) *Σnj*

p1,p2,w

Subject To m=F0 (xt, s, ts) .

Optimal MaintenanceWhat types of maintenance and sensing

activities should the manufacturer pursue? How often?

■ Derive an optimal maintenance policy via stochastic dynamic programming to minimize maintenance costs, given a fixed warranty period.

■ Solve for F0 (xt, s, ts).

Gas Turbine Water Wash Maintenance■ Focus on a specific area of gas turbine

maintenance: compressor water washing.

■ Compressor degradation results from contaminants (moisture, oil, dirt, etc.), erosion, and blade damage.

■ Maintenance activities scheduled to minimize expected maintenance cost while incurring minimum profit loss caused by efficiency degradation.

Compressor Efficiency■ Motivation: if fuel is 3¢/KWHr, then

1% loss of efficiency on a 100MW turbine = $30/hr or $263K/yr.

■ On-line washing with or without detergents (previously nutshells) relatively inexpensive; can improve efficiency ~1%.

■ Off-line washing more expensive, time consuming; can improve efficiency ~2-3%.

Decision Alternatives

Blade replacement

Major scouring

Do nothing

On-line wash

Do nothing

Off-line wash

Major inspection

Influence Diagram

CurrentEngineState, s´

AverageEfficiency,

xt

Decision,d

TotalMaintenance

Cost, v

LastMeasured

EngineState, s

Stochastic Dynamic Programming■ Computes minimum expected costs

backwards, period by period. ■ Final solution gives expected

minimum maintenance cost, which can be used to determine appropriate warranty price.

■ Given engine status information for any period, model chooses optimal decision for that period.

Stochastic Dynamic Programming Assumptions■ Problem divided into periods, each

ending with a decision.■ Finite number of possible states

associated with each period.■ Decision and engine state for any

period determine likelihood of transition to next state.

■ Given current state, optimal decision for subsequent states does not depend on previous decisions or states.

Other Assumptions■ Compressor working performance is

main determinant of engine efficiency level.

■ Working efficiency and engine state can be represented as discrete variables.

■ Current efficiency can be derived from temperature and pressure statistics.

■ Intra-period efficiency transition probability depends on maintenance decision and engine state.

Dynamic Program Constraints

{ }{ } [ ]

c c d P x x s d

P s s t t loss x F x s t

t txs

s t t t s

t1 1 1 1

1 1 1

1

= + ′

• ′ − • +

+′

+ + +

+∑∑( ) , , )

, ( ) ( , , )

{ }{ } [ ]c c d P x x s d

P s s t t loss x F x s t

t txs

s t t t s

t2 2 1 2

1 1 1

1

= + ′ •

′ − • +

+′

+ + +

+∑∑( ) , , )

, ( ) ( , , )

Dynamic Program Constraints

{ }{ }

[ ]

c c d P s s t t

c dP x x s d

loss x F x s t

ss

d d d d

t t

t t t sx t

3 3

1

1 1 14 5 6 1

= + ′ − •

+′ •

+ ′

=

+

+ + +

∑+

( ) ,

min ( ), , )

( ) ( , , ), ,

{ } { }[ ]

cP x x s d P s s t t

loss x F x s t

t t s

t t t sxs t

7

1 7

1 1 11

=′ • ′ − •

+

+

+ + +′ +

∑∑, , ) ,

( ) ( , , )

Dynamic Program Constraints

{ }{ }

[ ]

c c d P s s t t

c dP x x s d

loss x F x s t

ss

d d d d

t t

t t t sx t

3 3

1

1 1 14 5 6 1

= + ′ − •

+′ •

+ ′

=

+

+ + +

∑+

( ) ,

min ( ), , )

( ) ( , , ), ,

Ft (xt, s, ts) = min [ c1, c2, c3, c7 ]

{ } { }[ ]

cP x x s d P s s t t

loss x F x s t

t t s

t t t sxs t

7

1 7

1 1 11

=′ • ′ − •

+

+

+ + +′ +

∑∑, , ) ,

( ) ( , , )

Dynamic Program SimulationUser/Other Inputs

■ Service Contract period■ Cost of each decision■ Losses incurred at each

efficiency level■ Transition probabilities

for state and efficiency changes

Program Outputs

■ Expected minimum maintenance cost

■ Optimal action for any period

Turbine Performance Degradation Curves*

*Source: GE

Turbine Performance Degradation Curves*

*Source: GE

Online Water Wash Effects*

*Source: GE

indep1 etac l4ww shown

y = -0.0132x + 562.92

86

86.5

87

87.5

88

88.5

89

89.5

90

8/31/98 0:00 9/5/98 0:00 9/10/98 0:00 9/15/98 0:00 9/20/98 0:000.1

Online Water Wash Effects*

*Source: GE

indep1 flow l4ww shown

800

820

840

860

880

900

920

940

8/31/98 0:00 9/5/98 0:00 9/10/98 0:00 9/15/98 0:00 9/20/98 0:00 9/25/98 0:00

0.1

Efficiency Transition Probabilities

X(t+1)=

1 2 3 4

X(t)=1 >0;

1,2,4,5,6,7

>0;6,7

0 0

2 >0;1,2,4,5

>0;1,2,4,6,7

>0;6,7

0

3 >0;4,5

>0;1,2,4

>0;1,2,4,6,7

>0;6,7

4 >0;4,5

>0;4

>0;1,2,4

>0;1,2,4,6,7

Conclusions■ Analyzed maintenance and warranty

decision making for gas turbines used in power plants.

■ Described and modeled economic issues related to warranty.

■ Developed a dynamic programming approach to optimize maintenance activities and warranty period length suited in particular to compressor maintenance.

Future Research ■ Sensitivity analysis of all user-input

costs .■ Sensitivity analysis of the efficiency

and state transition probabilities.