vestibular rehab in short
TRANSCRIPT
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Vestibular
RehabilitationT H I R D E D I T I O N
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Steven L. Wolf, PT, PhD, FAPTA, Editor-in-Chief
Vestibular Rehabilitation, 3rd Edition
Susan J. Herdman, PT, PhD, FAPTA
Pharmacology in Rehabilitation, 4th Edition
Charles D. Ciccone, PT, PhD
Modalities for Therapeutic Intervention, 4th Edition
Susan L. Michlovitz, PT, PhD, CHT and Thomas P. Nolan, Jr., PT, MS, OCS
Fundamentals of Musculoskeletal Imaging, 2nd Edition
Lynn N. McKinnis, PT, OCS
Wound Healing: Alternatives in Management, 3rd Edition
Luther C. Kloth, PT, MS, CWS, FAPTA, and
Joseph M. McCulloch, PT, PhD, CWS, FAPTA
Evaluation and Treatment of the Shoulder:
An Integration of the Guide to Physical Therapist Practice
Brian J. Tovin, PT, MMSc, SCS, ATC, FAAOMPT and
Bruce H. Greenfield, PT, PhD, OCS
Cardiopulmonary Rehabilitation: Basic Theory and Application, 3rd Edition
Frances J. Brannon, PhD, Margaret W. Foley, RN, MN,
Julie Ann Starr, PT, MS, CCS, and Lauren M. Saul, MSN, CCRN
For more information on each title
in the Contemporary Perspectives in Rehabilitation series, go to
www.fadavis.com.
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Vestibular
RehabilitationT H I R D E D I T I O N
Susan J. Herdman, PT, PhD, FAPTAProfessor, Departments of Rehabilitatio
Medicine and Otolaryngology Head and Neck Surger
Director, Division of Physical Therap
Emory Universi
Atlanta, Georg
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F. A. Davis Company
1915 Arch Street
Philadelphia, PA 19103
www.fadavis.com
Copyright 2007 by F. A. Davis Company
Copyright 2000 and 1994 by F. A. Davis Company. All rights reserved. This book is protected by copyright.
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Library of Congress Cataloging-in-Publication Data
Vestibular rehabilitation / [edited by] Susan J. Herdman. 3rd ed.
p. ; cm. (Contemporary perspectives in rehabilitation)
Includes bibliographical references and index.
ISBN-13: 978-0-8036-1376-8
ISBN-10: 0-8036-1376-81. Vestibular apparatusDiseasesPatientsRehabilitation. I. Herdman, Susan.
[DNLM: 1. Vestibular Diseasesrehabilitation. WV 255 V5836 2007]
RF260.V4725 2007
617.882dc22 2007007436
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is granted by F. A. Davis Company for users registered with the Copyright Clearance Center (CCC)
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v
Baseball has always been my passion. I played the sport
from the time I could walk all the way through college. I
always thought one could learn a lot about life from par-
ticipating and from observing the game.teamwork,
responsibility, strategy and so on. In that context and for
reasons far transcending the purpose of this book, I
adopted the Boston Red Sox as my team. Through cir-
cumstances far more surreal than circumstantial, I was
interviewed by Weekend America, a National PublicRadio show the day after the Red Sox miraculous come-
back against the New York Yankees to win the American
League title in 2004. The interview was taped on Thurs-
day, October 21 two days before the first game of the
World Series in which my team defeated the St. Louis
Cardinals in four consecutive games, and aired immedi-
ately before the first game. During the interview, Bill
Radke asked if the Red Sox could win the Series (a
thought that any self-respecting Sox fan would never
contemplate after 86 barren years filled with countless
frustrations) and win or lose, if I thought the team play-
ers would all be back the following year to start their own
dynasty. To the latter question I responded that I doubted
the possibility since in contemporary sports the notion of
team loyalties and perpetuation of excellence amongst a
cohesive unit was easily supplicated by the lure of more
lucrative promises from rival baseball clubs.
So what does this stream of consciousness have to
do with the third edition of Vestibular Rehabilitation?
These thoughts about this radio interview crept into my
mind as I was reviewing Susan Herdmans third edition.
Here is a text already filled with contributions from cli-
nicians and researchers acknowledged as superstars in
this field. Each of these individuals is already quite busy
and well in demand for other academic and intellectual
opportunities. Yet rather than abandoning the team, Dr.
Herdman has strengthened it further and moreover has
revised the line up to field an even stronger team that
will have even greater appeal to the fans. Hence at a
time when star quality seeks autonomy at the sacrifice of
team congruity, the exact opposite has occurred for
Vestibular Rehabilitation, Third Edition.
Dr. Herdman has painstakingly adhered to the prin
ciples of the Contemporary Perspectives in Rehabilita
tion Series by assuring that each contributor has update
references and has, when appropriate, challenged th
readers critical thinking skills. The text is written fo
any specialist in vestibular rehabilitation or any studen
or clinician aspiring to become one. While already estab
lished as the gold standard for the assessment and man
agement of patients with vestibular disorders, this thiredition takes off from where the second edition has lef
There are four new chapters and several others have bee
revamped considerably. The four new additions to th
already comprehensive text include: a chapter (12) b
Ronald Tusa on Migraine, Mnires Disease and Motio
Sickness that represents a considerable expansion from
his chapter on migraine in the second edition and distin
guishes these three problem areas and their medical man
agement; a chapter (13) by Timothy Hain and Jane
Helminski on Mal de Dbarquement Disorder, a problem
that has received increasing attention since the secon
edition of this book and now includes guidelines fo
treatment and indications that physical therapy may b
inappropriate in the treatment of this disorder; a chapte
(18) on Compensatory Strategies for the Treatment o
Vestibulo-Ocular Hypofunction by Michael Schubert tha
offers new information on compensatory mechanism
used by patients undergoing vestibular rehabilitation; an
a chapter (26) by Ronald Tusa on Non-vestibular Dizz
ness and Imbalance that uniquely addresses lesions no
directly implicated in the central vestibular pathway
including disuse disequilibrium, spino-cerebellar ataxi
leukoaraiosis, and normal pressure hydrocephalus. In fac
the last 5 chapters of the third edition are grouped t
emphasize assessment and management of disorder
either within or external to the central vestibular path
ways or in the treatment of non-vestibular dizziness.
Moreover in addition to adding several new contrib
utors including Janet Helminski, Sharon Polensek
Michael Schubert, Greg Marchetti, and Robert Lande
many chapters have undergone substantial revision
Ronald Tusa has converted what had been one presenta
Foreword
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tion on quantification of vestibular function tests and
clinical examination into two exciting chapters presented
from the physicians perspective on History and Clini-
cal Examination (7) and Vestibular Function Tests (8).
The chapter (24) by Helen Cohen on disability now
approaches the concept in a diagnosis specific manner.
Perhaps the most dominating impression created
from this unique team is deriving a realization that con-
tributions from vestibular neurorehabilitation therapists
and specialty physicians blend almost seamlessly into a
continuum of fact pointed toward a comprehensive
understanding of the assessment and management of
patients with vestibular disorders. In fact, one gets the
impression that the content of this book could hav
easily been extracted from dialogue amongst these inte
disciplinary specialists at a symposium or workshop
While students new to this topic might not appreciate th
value of such a constellation of knowledgeable profe
sionals, those clinicians familiar with many of thes
authors and their contributions to vestibular rehabilitatio
will recognize that within these hard covers lie conten
the sum of whose parts far exceeds the whole.
Steven L. Wolf, Ph.D., PT, FAPTA, FAHASeries Editor
viii FOREWORD
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The 3rd edition of Vestibular Rehabilitation! I never
expected that the little black book published in 1994
would have multiple editions, much less that we would
(or even could) provide a CD with the book to augment
the written word with videos of patients. These videos
have been chosen to provide the reader with examples of
both normal and abnormal clinical tests, with visual
examples of some of the exercises used in the treatment
of BPPV and of vestibular hypofunction, and with exam-ples of non-vestibular oculomotor and gait signs that
should help with differential diagnosis. As I reviewed a
multitude of video clips of patients we made over the past
20 years, I found that I remembered these people and
their individual personalities and problems. What a won-
derful experience this has been and how thankful I am for
everything they taught me. If I had only one person to
thank, it would be the accumulation of all these people.
Once again, we have extended the material present-
ed to include several new chapters and have augmented
the material presented in all the chapters to reflect
changes in our understanding of management of vestibu-
lar disorders. The new chapters include management of
persons with mal de dbarquement syndrome, and per-
sons with dizziness that is unrelated to the vestibular sys-
tem such as disuse disequilibrium and central disorder
The third new chapter presents new information abou
the mechanisms that underlie compensation for vestibu
lar hypofunction. In addition to these new chapters, ther
are a number of new topics presented within differen
chapters such as differential diagnosis in BPPV to ident
fy disorders that mimic BPPV, differentiation amon
Mnires, migraine, and motion sensitivity, and the rol
of chemical labyrinthectomy in the management oepisodic vertigo.
Another shift you will find in the book, as well as i
many clinical studies, is an increasing use of function
measures, rather than impairment measures, to asses
outcome of rehabilitation. Of great value is the Interna
tional Classification of Functioning, Disability an
Health (ICF) scheme (World Health Organization 200
http://www.cdc.gov.hchs/about/otheract/ic99/icfhom
htm). The ICF provides a framework for the descriptio
of health-related states and includes both positive expe
riences and negative consequences of disease. It consis
of three domains that can be used to describe the effect odifferent disorders or diseases on a persons health, wit
a number of environmental and personal contextual fac
tors that may affect each of those domains (Table below
Preface
Normal Function and Structure Activities ParticipationVersus Versus Versus
Impairment (body level) Limitations (individual level) Restriction (societal level
Contextual Factors
Environmental Factors Personal Factors
e.g. Natural environment e.g. Gender, age
Support and relationships Co-morbidities
Attitude of family Social background
Attitude of society Education and profession
Services, systems, policies Past experience
Products and technology Coping style
HEALTH CONDITION DISORDER OR DISEASE
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Because it provides a more comprehensive depic-
tion of the health of an individual, the ICF model shifts
the emphasis away from impairment and disability to a
more balanced perspective.
Finally, we have tried, as in the other editions of
Vestibular Rehabilitation, to provide you with an update
on evidence that supports our practice. There is an
increasing body of research that support different exer-
cise approaches as appropriate and successful tools in the
management of patients with vestibular dysfunction. The
number of blinded, randomized clinical trials is growing
and they provide compelling evidence that we are effec-
tively improving outcome in these patients. Some studies
offer guidance in how certain treatment can be modified
to simplify treatment for the patient. Still other studies
explore the extent of recovery that can be achieved. Som
studies offer insight into new methods for identifying th
nature of the vestibular dysfunction such as involvemen
of the utricle and saccule. I expect that in the next 5 to 1
years there will be another great leap in our knowledg
and we will have several additional rehabilitatio
approaches. Researchers are exploring the use of tech
niques such as virtual reality, sensory substitutio
devices, vestibular implants, and methods to induce ha
cells regeneration. These techniques are not ready yet bu
the next edition of this book may be filled with wonder
ful new ways to help people with vestibular disorders.
Susan J. Herdman, PT, PhD, FAPTAEditor
x PREFACE
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Annamarie Asher, PT
Clinical Education Coordinator
Physical Therapy Division
Physical Medicine and Rehabilitation
Department
University of Michigan Health System
Ann Arbor, Michigan
Thomas Brandt, MD, FRCPDepartment of Neurology
Klinikum Grosshadern
University of Munich
Munich, Germany
Richard A. Clendaniel, PT, PhD
Assistant Professor
Doctor of Physical Therapy Program
Department of Community and Family
Medicine
Duke University Medical Center
Durham, North Carolina
Helen Cohen, EdD, OTA, FAOTA
Associate Professor
Department of Otorhinolaryngology
Baylor College of Medicine
Houston, Texas
Ian S. Curthoys, PhD
Professor of Vestibular Function
School of Psychology
University of Sydney
Sydney, Australia
Marianne Dieterich, MDDepartment of Neurology
Johannes Gutenberg University of
Mainz
Mainz, Germany
Michael Fetter, MD
Department of Neurology II
Klinikum Karlsbad-Langensteinbach
Karlsbad, Germany
Timothy C. Hain, MD
Associate Professor
Department of Physical Therapy and
Movement SciencesNorthwestern University
Chicago, Illinois
G. Michael Halmagyi, MD
Department of Neurology
Royal Prince Alfred Hospital
Camperdown, Australia
Janet O. Helminski, PT, PhD
Associate Professor
Physical Therapy Program
Midwestern University
Downers Grove, Illinois
Fay B. Horak, PT, PhD
Senior Scientist and Research Faculty
Neuroscience Graduate Program
R.S. Dow Neurological Sciences Institute
Oregon Health and Science University
Portland, Oregon
Emily A. Keshner, PT, EdD
Professor and Chair
Department of Physical Therapy
Temple University
Philadelphia, Pennsylvania
Robert Landel, PT, DPT, OCS
Associate Professor
Department of Biokinesiology and
Physical Therapy
University Southern California
Los Angeles, California
R. John Leigh, MD
Professor
Department of Neurology
Case Western Reserve University
Director
Ocular Motility Laboratory
Cleveland VA Medical Center
Cleveland, Ohio
Gregory F. Marchetti, PT, PhD
Assistant Professor
Department of Physical Therapy
Duquesne University
Pittsburgh, Pennsylvania
Douglas E. Mattox, MD
Professor and Chair
Department of Otolaryngology-Head
Neck Surgery
Emory University School of Medicine
Atlanta, Georgia
Sharon Polensek, MD, PhD
Assistant Professor
Department of Neurology
Emory University School of Medicine
Neurologist
Dizziness and Balance Center
Center for Rehabilitation Medicine
Atlanta, Georgia
Rose Marie Rine, PT, PhD
Associate Professor
University of North Florida
Jacksonville, Florida
Michael C. Schubert, PT, PhD
Assistant Professor
Department of Otolaryngology-
Head and Neck Surgery
Johns Hopkins School of Medicine
Baltimore, Maryland
Contributors
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Neil T. Shepard, PhD
Professor of Audiology
Department of Special Education and
Communications Disorders
University of Nebraska Lincoln
Lincoln, Nebraska
Anne Shumway-Cook, PT, PhD,FAPTA
Professor
Division of Physical Therapy
Department of Rehabilitation Medicine
University of Washington
Physical Therapist
Seattle, Washington
Ronald J. Tusa, MD, PhD, NCS, ATC
Professor
Departments of Neurology and
Otolaryngology Head and Neck
Surgery
Director
Dizziness and Balance Center
Center for Rehabilitation Medicine
Emory University School of Medicine
Atlanta, Georgia
Susan L. Whitney, PT, PhD, NCS, ATC
Associate Professor
Departments of Physical Therapy and
Otolaryngology
University of Pittsburgh
Pittsburgh, Pennsylvania
David S. Zee, MD
Professor
Department of Neurology
Johns Hopkins University
Baltimore, Maryland
**Series Editor**
Steven L. Wolf, PhD, PT, FAPTA,
FAHA
Professor, Medicine
Professor, Rehabilitation Medicine
Emory University School of Medicine
Center for Rehabilitation Medicine
Atlanta, Georgia
xii CONTRIBUTORS
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x
Cheryl D. Ford-Smith, MS, PT, NCS
Assistant Professor
Department of Physical Therapy
Virginia Commonwealth University
Richmond, Virginia
James Megna, PT, NCS
Coordinator
Balance and Vestibular Rehabilitation ClinicSouthside Hospital
Bay Shore, New York
Gail F. Metzger, BS, MS, OTR/L
Senior Occupational Therapist &
Assistant Professor
Department of Occupational Therapy
Alvernia College
Reading, Pennsylvania
Roberta A. Newton, PT, PhD
Professor & Associate DirectorPhysical Therapy Department
Temple University
Philadelphia, Pennsylvania
Reviewers
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x
I would like to express my gratitude to the wonderful co
leagues I have worked with in the clinic. Over my year
as a physical therapist, they have honed my skills, cha
lenged my assumptions, contributed to my researc
and made me a better clinician. So my thanks go to Ro
Tusa, Courtney Hall, Lisa Gillig, Tim Hain, John Leigh
David Zee, Doug Mattox, Rick Clendaniel, and Michae
Schubert.
I also want to thank the authors of this edition oVestibular Rehabilitation. They have contributed the
considerable knowledge and perspectives so we can a
learn how best to help the dizzy patient. As a resul
many more clinicians will become familiar with the prob
lems and management of vestibular disorders and many
many more patients will receive appropriate treatment.
Acknowledgments
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xvi
SECTION ONE
Fundamentals 1
CHAPTER 1 Anatomy and Physiology of the NormalVestibular System 2
Timothy C. Hain, MD
Janet O. Helminski, PT, PhD
CHAPTER 2 Vestibular Adaptation 19
David S. Zee, MD
CHAPTER 3 Role of the Vestibular System inPostural Control 32
Fay B. Horak, PT, PhD
CHAPTER 4 Postural Abnormalities inVestibular Disorders 54
Emily A. Keshner, PT, EdD
CHAPTER 5 Vestibular Compensation: ClinicalChanges in Vestibular Functionwith Time after UnilateralVestibular Loss 76
Ian S. Curthoys, PhD and
G. Michael Halmagyi, MD
CHAPTER 6 Vestibular System Disorders 98
Michael Fetter, MD
SECTION TWO
Medical Assessment andVestibular Function Tests 107
CHAPTER 7 History and ClinicalExamination 108
Ronald J. Tusa, MD, PhD
CHAPTER 8 Vestibular Function Tests 125
Ronald J. Tusa, MD, PhD
CHAPTER 9 Otolith Function Tests 144
G. Michael Halmagyi, MD and
Ian S. Curthoys, PhD
CHAPTER 10 Auditory Examination 162
Sharon Polensek, MD, PhD
SECTION THREE
Medical and SurgicalManagement 177
CHAPTER 11 Pharmacological and OpticalMethods of Treatment for VestibularDisorders and Nystagmus 178
R. John Leigh, MD
CHAPTER 12 Migraine, Mnires and MotionSensitivity 188
Ronald J. Tusa, MD, PhD
CHAPTER 13 Therapy for Mal deDbarquement Syndrome 202
Timothy C. Hain, MD
Janet O. Helminski, PT, PhD
CHAPTER 14 Surgical Management of VestibularDisorders 205
Douglas E. Mattox, MD
CHAPTER 15 Psychological Problems andthe Dizzy Patient 214
Ronald J. Tusa, MD, PhD
Contents in Brief
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CONTENTS IN BRIEF xv
SECTION FOUR
Rehabilitation Assessment andManagement 227
CHAPTER 16 Physical Therapy Diagnosis forVestibular Disorders 228
Susan J. Herdman, PT, PhD, FAPTA
CHAPTER 17 Physical Therapy Management ofBenign Positional Vertigo 233
Susan J. Herdman, PT, PhD, FAPTA
Ronald J. Tusa, MD, PhD
Appendix 17A-DifferentialDiagnosis: Mimicking BPPV 261
Ronald J. Tusa, MD, PhD
CHAPTER 18 Compensatory Strategiesfor Vestibulo-OcularHypofunction 265
Michael C. Schubert, PT, PhD
CHAPTER 19 Physical Therapy Assessment ofVestibular Hypofunction 272
Susan L. Whitney, PT, PhD, NCS, ATC
Susan J. Herdman, PT, PhD, FAPTA
Appendix 19A EvaluationForm 300
Appendix 19B Dizziness HandicapInventory 307
CHAPTER 20 Interventions for the Patientwith Vestibular Hypofunction 309
Susan J. Herdman, PT, PhD, FAPTA
Susan L. Whitney, PT, PhD, NCS, ATC
CHAPTER 21 Assessment and Interventionsfor the Patient with CompleteVestibular Loss 338
Susan J. Herdman, PT, PhD, FAPTARichard A. Clendaniel, PT, PhD
CHAPTER 22 Management of the Pediatric Patientwith Vestibular Hypofunction 360
Rose Marie Rine, PT, PhD
CHAPTER 23 Management of the Elderly Personwith Vestibular Hypofunction 376
Susan L. Whitney, PT, PhD, NCS, ATC
Gregory F. Marchetti, PT, PhD
CHAPTER 24 Disability in Vestibular
Disorders 398
Helen S. Cohen, OTR, EdD, FAOTA
CHAPTER 25 Assessment and Managementof Disorders Affecting CentralVestibular Pathways 409
Marianne Dieterich, MD
Thomas Brandt, MD, FRCP
CHAPTER 26 Non-vestibular Dizziness and
Imbalance: From DisuseDisequilibrium to CentralDegenerative Disorders 433
Ronald J. Tusa, MD, PhD
CHAPTER 27 Assessment and Managementof the Patient with TraumaticBrain Injury and VestibularDysfunction 444
Anne Shumway-Cook, PT, PhD, FAPTA
CHAPTER 28 Non-vestibular Dizziness andImbalance: Suggestions forPatients with Migraine andMal de Dbarquement 458
Neil T. Shepard, PhD
Annamarie Asher, PT
CHAPTER 29 Non-vestibular Diagnosisand Imbalance: CervicogenicDizziness 467
Richard A. Clendaniel, PT, PhD
Robert Landel, PT, DPT, OCS
Appendix A Questionnaire forHistory and Examination 485
Index 493
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xviii
SECTION ONE
Fundamentals 1
CHAPTER 1 Anatomy and Physiology of theNormal Vestibular System 2
Timothy C. Hain, MD
Janet O. Helminski, PT, PhD
Purpose of the Vestibular System 2
The Peripheral Sensory Apparatus 3
Bony Labyrinth 3
Membranous Labyrinth 3
Hair Cells 4
Vascular Supply 4
Physiology of the Periphery 5
Semicircular Canals 6
Otoliths 7
The Vestibular Nerve 7
Central Processing of Vestibular Input 8
Vestibular Nucleus 9
Vascular Supply 9
Cerebellum 10
Neural Integrator 10
Motor Output of the Vestibular
System Neurons 10
Output for the Vestibulo-ocular Reflex 10
Output for the Vestibulospinal Reflex 10
Vestibular Reflexes 11
The Vestibulo-ocular Reflex 11
The Vestibulospinal Reflex 12
The Vestibulocollic Reflex 12
Cervical Reflexes 12
The Cervico-ocular Reflex 12
The Cervicospinal Reflex 12
The Cervicocollic Reflex 12
Visual Reflexes 13
Somatosensory Reflexes 13
Neurophysiology of Benign Paroxysmal Positional
Vertigo 13
Higher-Level Vestibular Processing 14
Velocity Storage 14
Estimation: Going Beyond Reflexes 15
Higher-Level Problems of the
Vestibular System 16
Compensation for Overload 16
Sensor Ambiguity 16
Motion Sickness 16
Repair 17
Summary 18
CHAPTER 2 Vestibular Adaptation 19
David S. Zee, MD
Recalibration, Substitution,
and Alternative Strategies 19
Compensation after Unilateral
Labyrinthectomy 20
Bilateral Vestibular Loss 23
Experimental Results in Nonhuman
Primates 23
Studies of Vestibulo-ocular Reflex Adaptationin Normal Subjects 24
Imagination and Effort of Spatial 00
Localization in Vestibular Adaptation 25
Context Specificity 26
Neurophysiologic Substrate
of Vestibulo-ocular Reflex Adaptation 26
Summary 27
CHAPTER 3 Role of the Vestibular System inPostural Control 32
Fay B. Horak, PT, PhD
Sensing and Perceiving Position and Motion 33
Orienting the Body to Vertical 34
Postural Alignment 34
Weighting Sensory Information 36
Controlling Center of Body Mass 40
Role in Automatic Postural Responses 41
Stabilizing the Head and Trunk 46
Summary 47
Contents
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CONTENTS x
CHAPTER 4 Postural Abnormalities inVestibular Disorders 54
Emily A. Keshner, PT, EdD
Examining the Vestibulospinal System 55
Advantages and Limitations of Clinical Tests 55
Dynamic Posturography 55
Tests of Quiet Stance 58
Stabilometry 58
Tiltboards 59
Stepping Tests 59
Virtual Reality Environments 59
Postural Reactions in Peripheral Vestibular
Disorders 59
Deficient Labyrinthine Inputs 60
Indicators of Vestibulospinal
Deficiency 61
Indications of Vestibulospinal
Distortion 63
Postural Reactions in Central Vestibular
Lesions 63
Postural Dysfunction with Disorder of
Other Sensory-Motor Centers 64
Mechanisms for Recovery of Postural Stability 66
Sensory Substitution 66
Compensatory Processes 67
Summary 70
CHAPTER 5 Vestibular Compensation: ClinicalChanges in Vestibular Functionwith Time after UnilateralVestibular Loss 76
Ian S. Curthoys, PhD and
G. Michael Halmagyi, MD
Overview 77
Causes 77
The uVD Syndrome 79
Static Symptoms 79
Dynamic Symptoms 81
Sensory Components 84
Clinical Evidence Concerning Factors Affecting
the uVD Syndrome and Vestibular
Compensation 84Decompensation 87
Psychological Factors 87
Medication 88
Plasticity of the Vestibulo-Ocular Reflex 89
Rehabilitation 89
Neural Evidence Concerning Recovery after Unilateral
Vestibular Deafferentation 89
Angular versus Linear Acceleration 92
Cerebellum 92
Neural Network Models of Vestibular Function
and Compensation 92
Summary 93
Acknowledgments 93
CHAPTER 6 Vestibular System Disorders 98
Michael Fetter, MD
Benign Paroxysmal Positional Vertigo 98
Vestibular Neuritis 98
Mnires Disease and Endolymphatic
Hydrops 100
Perilymphatic Fistula 102
Vestibular Paroxysmia
(Disabling Positional Vertigo) 103
Bilateral Vestibular Disorders 103
Summary 104
SECTION TWO
Medical Assessment andVestibular Function Tests 107
CHAPTER 7 History and ClinicalExamination 108
Ronald J. Tusa, MD, PhD
History 108
Elements that Help with the Diagnosis 108
Elements that Lead to Goals for Management,
Including Physical Therapy 112
Physical Examination 113
Spontaneous Nystagmus 113
Skew Eye Deviation 116
Vestibular-Ocular Reflex 116
Maneuver-Induced Vertigo and Eye
Movements 118
Visual Tracking 120
Stance and Gait 122
CHAPTER 8 Vestibular Function Tests 125
Ronald J. Tusa, MD, PhD
Tests that Specifically Assess Labyrinth or
Vestibular Nerve 125
Caloric Test 125
Rotary Chair Testing 127
Quantified Dynamic Visual Acuity 131
Strengths of Test 132
Weaknesses of Test 132
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xx CONTENTS
Vestibular Evoked Myogenic Potential Test 132
Subjective Visual Vertical Test 133
Tests That Do Not Specifically Assess Labyrinth or
Vestibular Nerve 134
Visual Tracking 134
Computerized Dynamic Posturography 134
Summary 142
CHAPTER 9 Otolith Function Tests 144
G. Michael Halmagyi, MD and
Ian S. Curthoys, PhD
Otolith Structure 144
Otolith Function 146
Primary Otolithic Afferents 146
Central Projections 146
Function of Otolithic Input 147
Subjective Visual Horizontal or Vertical Testing of
Otolith Function 147
Peripheral Vestibular Lesions 147
Central Vestibular Lesions and Settings of the
Subjective Visual Vertical 149
Clinical Significance 149
Vestibular Evoked Myogenic Potential Testing of
Otolith Function 150
Physiological Background 150
Method 151
Clinical Applications 152
Comment 159
Summary 159
Acknowledgments 159
CHAPTER 10 Auditory Examination 162
Sharon Polensek, MD, PhD
History and Physical Examination 162
Audiological Evaluation and Management 163
Evaluative Procedures 163
Audiological Management 169
Medical Testing in the Evaluation of Hearing
Loss 170
Laboratory Testing 170
Radiological Imaging 170
Clinical Presentations of Auditory Impairment 170Sudden Sensorineural Hearing Loss 170
Hearing Loss from Infectious Disease 171
Pharmacological Toxicity 171
Surgical Management of Hearing Loss 172
Cochlear Implants 172
Cerebellopontine Angle Tumors 174
Superior Semicircular Canal Dehiscence 174
Perilymphatic Fistula 174
Other Causes of Hearing Loss 175
Summary 175
SECTION THREE
Medical and Surgical
Management 177
CHAPTER 11 Pharmacological and OpticalMethods of Treatment for VestibularDisorders and Nystagmus 178
R. John Leigh, MD
Vertigo 178
Pathophysiology of Vertigo 178
Neuropharmacology of Vertigo and
Nystagmus 180
Treatment of Vertigo 180
Oscillopsia 182Pathogenesis 182
Treatment of Oscillopsia 183
Nystagmus and its Visual Consequences 183
Pathogenesis 183
Treatments 183
Summary 186
Acknowledgments 186
CHAPTER 12 Migraine, Mnires and MotionSensitivity 188
Ronald J. Tusa, MD, PhD
Incidence of Migraine 188Symptoms of Migraine 188
Case Example 188
Symptoms during Vestibular Migraine Aura 189
Classification and Criteria for Diagnosis 189
Migraine 189
Disorders Associated with Migraine 192
Pathophysiology of Migraine 192
Dopamine D2 Receptor 192
Calcium Channel Receptor (CACNA1A) 193
Noradrenergic System 193
Serotonin 5HT1 Receptor and the Headache
Phase 193
Management 193
Treatment of Vestibular Migraine 193
Prophylactic Medical Therapy 194
Abortive Medical Therapy 196
Migraine versus Mnires Disease 197
Summary 200
Patient Information 200
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CONTENTS x
CHAPTER 13 Therapy for Mal deDbarquement Syndrome 202
Timothy C. Hain, MD
Janet O. Helminski, PT, PhD
Cause of the Syndrome: Persistent Adaptation to
Swaying Environments? 202
Treatment 203
Summary 204
CHAPTER 14 Surgical Management of VestibularDisorders 205
Douglas E. Mattox, MD
Acoustic Neuromas
(Vestibular Schwannomas) 205
Surgical Approaches 206
Middle Cranial Fossa 206
Translabyrinthine Approach 206
Suboccipital Craniectomy 207Complications 208
Stereotactic Radiosurgery 208
Mnires Disease 208
Surgical Management of Mnires Disease 209
Chemical Labyrinthectomy 209
Post-Traumatic Vertigo 211
Benign Paroxysmal Positional Vertigo 211
Perilymphatic Fistula 211
Vascular Loops 212
Summary 213
CHAPTER 15 Psychological Problems andthe Dizzy Patient 214
Ronald J. Tusa, MD, PhD
Psychological Disorders and Their
Prevalence 214
Dizziness in Patients with Psychological
Disorders 214
Psychological Problems in Patients with
Dizziness 215
Assessment 216
Scales 216
Clinical Examination 218
Examination for Psychogenic Stance and
Gait Disorders 218
Dynamic Posturography 219
Psychological Disorders 219
Anxiety 219
Mood Disorders 219
Somatoform Disorders 220
Factitious and Malingering Disorders 221
Management 221
Medications 222
Summary 226
SECTION FOUR
Rehabilitation Assessment and
Management 227
CHAPTER 16 Physical Therapy Diagnosis forVestibular Disorders 228
Susan J. Herdman, PT, PhD, FAPTA
Physical Therapy Diagnosis and the International
Classification of Functioning, Disability,
and Health Model of Diasablement 228
History 229
Clinical Examination 229
Diagnostic Flowchart 230
Identification of Modifiers 231Summary 232
CHAPTER 17 Physical Therapy Management ofBenign Positional Vertigo 233
Susan J. Herdman, PT, PhD, FAPTA
Ronald J. Tusa, MD, PhD
Characteristics and History 233
Mechanism 233
Semicircular Canal Involvement 234
Diagnosis 235
Dix-Hallpike Test 236
Side-Lying Test 237
Roll Test 237
Test Series 237
Treatment 238
Treatment of the Most Common Form of BPPV:
Posterior Canal Canalithiasis 238
Treatment of Posterior Canal BPPV:
Cupulolithiasis 245
Variations in SCC Involvement 248
Algorithm for Treatment of BPPV 251
Evidence-Based Practice 251
Quality of Available Evidence to Use Repositioning
Maneuvers to Treat BPPV 251
Quality of Available Evidence to Use
the Liberatory Maneuver to Treat BPPV 252
Quality of Available Evidence to Use
Brandt-Daroff Habituation Exercises
to Treat BPPV 253
Managing Persistent Imbalance in Patients
with BPPV 254
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xxii CONTENTS
Contraindications to the Assessment and
Treatment of BPPV 255
Unraveling Complicated Cases 256
Summary 259
APPENDIX 17A Differential Diagnosis:
Mimicking BPPV261
Ronald J. Tusa, MD, PhD
Central Positional Vertigo with Nystagmus 261
Episodic Signs and Symptoms (Benign) 261
Persistent Signs and Symptoms
(Pathological) 261
Central Positional Nystagmus without
Vertigo 261
CPN Present Only When Patient Is Supine
(Benign) 261
CPN Present When Patient Is Supine and When
Sitting (Pathological) 262
Peripheral Positional Vertigo with Nystagmus Other
Than BPPV 262
Pressure-Induced Disorders 262
Positional Dizziness without Nystagmus 263
Orthostatic Hypotension 263
Head Extension Dizziness and Extreme Rotation
Dizziness 263
CHAPTER 18 Compensatory Strategiesfor Vestibulo-OcularHypofunction 265
Michael C. Schubert, PT, PhD
Normal Vestibulo-Ocular Reflex 265
Abnormal Vestibulo-Ocular Reflex 265
Compensatory Strategies 265
Saccadic Modifications 267
Cervico-Ocular Reflex 267
Effects of Prediction 268
Enhanced Smooth Pursuit 270
Summary 270
CHAPTER 19 Physical Therapy Assessment of
Vestibular Hypofunction 272Susan L. Whitney, PT, PhD, NCS, ATC
Susan J. Herdman, PT, PhD, FAPTA
Normal Structure and Function versus
Impairment 272
Vestibulo-Ocular Function and Dysfunction 272
Perception of Head Movement and Position 274
Postural Instability 274
Cervical Range of Motion 274
Physical Deconditioning 274
Activities versus Limitation 274
Participation versus Restriction 275
Physical Therapy Evaluation 275
History 276
Clinical Examination 278
Oculomotor and Vestibulo-Ocular Testing 278
Balance Assessment 284
Gait Evaluation 289
Red Flags 293
Transition from Assessment to Treatment 294
Is There a Documented Vestibular Deficit? 294
What Type of Vestibular Problem Does this Patient
Have? 294
Not All Dizzy Patients Have a Vestibular
Lesion 294
Assess and Reassess 295
Quantify the Assessment 295
Determining Whether There Has Been
Improvement 295
Summary 295
Acknowledgments 295
APPENDIX 19A Evaluation Form 300
APPENDIX 19B Dizziness HandicapInventory 307
CHAPTER 20 Interventions for the Patient
with Vestibular Hypofunction 309Susan J. Herdman, PT, PhD, FAPTA
Susan L. Whitney, PT, PhD, NCS, ATC
Mechanisms of Recovery 309
Cellular Recovery 309
Reestablishment of Tonic Firing Rate 309
Recovery of the Dynamic Component 310
Vestibular Adaptation 310
Substitution 311
Habituation 312
Evidence that Exercise Facilitates Recovery 312
Goals of Treatment 313Treatment Approaches 313
Adaptation Exercises 314
Substitution Exercises 315
Expectations for Recovery 317
Factors Affecting Outcome 317
Treatment 320
General Considerations 320
Problem-Oriented Approach 321
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CONTENTS xx
Problem: Visual Blurring and Dizziness When
Performing Tasks that Require Visual Tracking
or Gaze Stabilization 321
Problem: Exacerbation of Symptoms 323
Problem: Static and Dynamic Postural
Instability 323
Problem: Progression of Balance and
Gait Exercises 326
Problem: Physical Deconditioning 326
Problem: Return to Driving 327
Summary 328
Acknowledgment 329
CHAPTER 21 Assessment and Interventionsfor the Patient with CompleteVestibular Loss 338
Susan J. Herdman, PT, PhD, FAPTA
Richard A. Clendaniel, PT, PhD
Primary Complaints 338Balance 338
Oscillopsia 339
Sense of Disequilibrium or Dizziness 339
Physical Deconditioning 339
Assessment 339
History 339
Mechanisms of Recovery 343
Gaze Stability 343
Postural Stability 344
Compensatory Strategies 345
Evidence that Exercise Facilitates Recovery 345
Treatment 346Progression of Exercises 346
Guidelines to Treatment and Prognosis 347
Future Directions 351
Summary 358
Acknowledgment 358
CHAPTER 22 Management of the Pediatric Patientwith Vestibular Hypofunction 360
Rose Marie Rine, PT, PhD
Incidence of Vestibular Deficits in Children 360
Development of Postural and OculomotorControl as Related to Vestibular System
Function 363
Evaluation of Children with
Vestibular System Dysfunction 365
Treatment of Vestibular Dysfunction 370
Peripheral Disorders 370
Central Vestibular and Postural
Control Deficits 370
CHAPTER 23 Management of the Elderly Personwith Vestibular Hypofunction 376
Susan L. Whitney, PT, PhD, NCS, ATC
Gregory F. Marchetti, PT, PhD
Normal Changes of Aging 376
Vestibular Function 376
Visual Deficits 378
Somatosensory Changes 378
Musculoskeletal Deficits 381
Postural Hypotension 382
Cerebellar Atrophy 382
Fear of Falling 382
Attention 382
Depression 382
Risk of Falling in Older Adults with Vestibular
Disorders 383
Questionnaires for Balance
Assessment 383
Dizziness Assessment 387
Typical Balance Tests 390
Home Assessment 390
Duration of Treatment 390
What to Do Once the Risk Factor
Has Been Identified 390
Summary 394
CHAPTER 24 Disability in VestibularDisorders 398
Helen S. Cohen, OTR, EdD, FAOTA
Evaluating Disablement 398
Benign Paroxysmal Positional Vertigo 399
Chronic Vestibulopathy 400
Bilateral Vestibular Impairment 400
Acoustic Neuroma 402
Mnires Disease 404
Acknowledgments 406
CHAPTER 25 Assessment and Managementof Disorders Affecting CentralVestibular Pathways 409
Marianne Dieterich, MD
Thomas Brandt, MD, FRCP
Clinical Classification of Central
Vestibular Disorders 409
Vestibular Disorders in (Frontal)
Roll Plane 410
Etiology 415
Natural Course and Management 415
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xxiv CONTENTS
Thalamic and Cortical Astasia Associated
with Subjective Visual Vertical Tilts 417
Torsional Nystagmus 417
Vestibular Disorders in (Sagittal) Pitch Plane 417
Downbeat Nystagmus 418
Upbeat Nystagmus
(Upbeat Nystagmus Syndrome) 419
Summary 423
Vestibular Disorders in (Horizontal)
Yaw Plane 423
Vestibular Cortex: Locations, Functions,
and Disorders 424
Multimodal Sensorimotor Vestibular Cortex
Function and Dysfunction 424
Spatial Hemineglect: a Cortical
Vestibular Syndrome? 426
Vestibular Epilepsy 426
Paroxysmal Central Vertigo 427
Summary 428
Acknowledgment 428
CHAPTER 26 Non-vestibular Dizziness andImbalance: From DisuseDisequilibrium to CentralDegenerative Disorders 433
Ronald J. Tusa, MD, PhD
Disuse Disequilibrium and Fear of Fall 433
Description 433
Useful Outcome Tests 434
Management 434
Leukoaraiosis and Normal-PressureHydrocephalus 434
Description 434
Useful Outcome Scores 436
Management 436
Progressive Supranuclear Palsy,
Parkinsons Disease, Large-Fiber Peripheral
Neuropathy, and Spinocerebellar
Ataxia 437
Description 437
Useful Outcome Scores 438
Management 438
CHAPTER 27 Assessment and Managementof the Patient with TraumaticBrain Injury and VestibularDysfunction 444
Anne Shumway-Cook, PT, PhD, FAPTA
Vestibular Pathology 444
Concussion 445
Fractures 446
Central Vestibular Lesions 446
Vestibular Rehabilitation 446
Vertigo 447
Eye-Head Coordination 447
Postural Control Underlying
Stability 448
Assessment 448
Impairments Limiting Postural
Stability 452
Time Course for Recovery 453
Summary 456
CHAPTER 28 Non-vestibular Dizziness andImbalance: Suggestions forPatients with Migraine andMal de Dbarquement 458
Neil T. Shepard, PhD
Annamarie Asher, PT
Definition of Non-vestibular Dizziness 458
Mal de Dbarquement 459
Migraine-Associated Dizziness 460
Primary Anxiety and Panic 462
Methodological Considerations for
Assessment and Treatment
Development 464
CHAPTER 29 Non-vestibular Diagnosisand Imbalance:Cervicogenic Dizziness 467
Richard A. Clendaniel, PT, PhD
Robert Landel, PT, DPT, OCS
Proposed Etiologies 468
Posterior Cervical Sympathetic
Syndrome 468
Vertebrobasilar Insufficiency 468
Altered Proprioceptive Signals 468
Examination 475
Management 476
Summary 477
Appendix A Questionnaire for Historyand Examination 485
Index 493
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Patients with unilateral and bilateral vestibular hypofunc-
tion (BVH) typically have subjective complaints of
imbalance, and they frequently complain of oscillopsia
a visual blurring or jumping of the environment during
head movement. These are all serious problems, resulting
in decreased activity level, avoidance or modification of
driving with resultant diminished independence, limited
social interactions, and poor quality of life. Bilateral lossof vestibular function potentially has a more profound
effect on a persons ability to participate in the normal
activities of daily living than would a unilateral loss of
vestibular function, and patients with bilateral vestibular
loss (BVL) often restrict their activities and can become
isolated.
The main points this chapter addresses are as fol-
lows:
1. The assessment and physical therapy treatment
appropriate for people with bilateral vestibular
hypofunction (BVH) or loss (BVL).
2. The evidence that vestibular rehabilitation can
improve postural stability and decrease the
sense of disequilibrium in many patients,
enabling them to resume a more normal life.14
3. Preliminary evidence that visual acuity during
head movement also improves.
4. Expectations for the outcome of the rehabilita-
tion process, including the observation that not
all patients experience improvement.
5. The necessity for patients with BVH to continu
with exercises or with activities that challenge
balance in order to sustain their improvement.
In addition, several case studies are used to illustrat
different points.
Primary Complaints
Balance
Patients with BVL are primarily concerned with the
balance and gait problems. During the acute stage of the
disease, they may feel off balance even when lying or si
ting down. More typically, however, their balance prob
lems are obvious only when they are standing or walking
Patients in whom BVL develops after the use of an oto
toxic medicationthe most common cause of BVL
often do not know they have a balance problem until the
get out of bed. Typically, these patients have been treate
with the ototoxic medication because of a serious infec
tion. They are often debilitated, and their balance prob
lems are initially attributed to weakness.
Even with full compensation, balance problem
persist. Although the other sensory and motor systems d
help compensate for the vestibular loss, these system
cannot substitute completely for the loss of vestibula
function (see Chapter 20, Figs. 20.2 and 20.3). Norm
postural stability while walking requires the combine
use of at least two of three sensory cues: visual, vestibu
338
CHAPTER 21Assessment andInterventions for thePatient with CompleteVestibular Loss
Susan J. Herdman, PT, PhD, FAPTA Richard A. Clendaniel, PT, PhD
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lar, and somatosensory. Patients who have no vestibular
function, therefore, have difficulty when either visual
or somatosensory cues are also significantly decreased
(e.g., walking in the dark). Although balance may be
poor, it is not known what the actual frequency of falling
is for patients with BVL. Most patients are able to pre-
vent falls even though they may sidestep or stagger occa-
sionally.
Oscillopsia
Another problem for patients with BVL is the visual blur-
ring that occurs during head movements. Initially, loss of
vestibular function results in a decrement in visual acuity
even when the patient is stationary, if the head is not sup-
ported.5 Even after the best compensation, patients say
that objects that are far away appear to be jumping or
bouncing. This visual blurring or oscillopsia increases
with irregular or unpredictable head movements such aswould occur while walking. As a result, patients may not
be able to read street signs or identify peoples faces as
they walk, or they may have difficulty seeing clearly
while in a moving car. Severe oscillopsia also affects pos-
tural stability because decreased visual acuity affects the
persons ability to use visual cues for stability.6
Sense of Disequilibrium or Dizziness
Patients often complain of dizziness, heaviness, or a
sense of being off-balance that is separate from their
actual postural instability. This feeling lessens or disap-pears when the person is lying down or sitting with the
head supported. It increases dramatically when the person
is moving. This dizziness or disequilibrium may diminish
as a result of compensation, but for many patients, it
remains a serious and debilitating problem that can lead
to decreased physical activity, social isolation, and
depression.
Physical Deconditioning
Poor physical condition can be a significant problem for
patients with BVL. It can be caused directly by a
decreased activity level because of either the patients
fear of falling or by the increased dizziness that occurs
with movement. It is especially a problem for patients
whose vestibular loss is secondary to ototoxic medica-
tions, who are already debilitated because of severe
infection. Many patients undergoing peritoneal dialysis,
for example, develop infections that are treated with gen-
tamicin, a vestibulotoxic aminoglycoside.
Assessment
The assessment of patients with BVL is similar to th
for patients with unilateral vestibular deficits; therefore
only certain aspects of the assessment are described here
Physical therapy assessment of patients with BVL mu
address the intensity of their subjective complaints, pos
tural instability, and oscillopsia, overall physical condition, and their ability to perform activities of dail
living (ADLs). This assessment must also identify othe
factors that might affect recovery, especially visual an
somatosensory deficits. A summary of the assessmen
and the usual findings for patients with BVL is presente
in Box 21-1.
History
Etiology
Bilateral loss of vestibular function can occur for severa
reasons (see Chapter 6). Most common is the effect o
an ototoxic medication such as gentamicin. Bilater
vestibular loss was once considered to be an idiosyn
cratic response to gentamicin; initial studies indicate
that less than 3% of people who received gentamici
have a vestibular deficit.7 Subsequent studies, howeve
showed that the incidence of aminoglycoside ototoxicit
ranges from 9% to 15%.810 These are most likely con
servative estimates based on relatively small studie
(fewer than 150 participants in each study) and the fac
that vestibular loss was assessed with electronystagmog
raphy. The prevalence is between 10% and 20%. I
patients who have renal impairment, are older than 6
years, are taking loop diuretics, or have previous vestibu
lar loss, it rises to 20% if they undergo renal dialysis an
receive gentamicin.
The significance of knowing the underlying etiolo
gy of the BVL lies in the accompanying problem
that the patient may have. The patient who has a sponta
neous or sequential BVL is less likely to have othe
health problems that will affect recovery than the patien
who had a severe infection and was treated with a
ototoxic medication. Furthermore, the patient who ha
a loss of vestibular function, with its resultant balanc
and visual problems, secondary to ototoxic medica
tion may also have to deal with significant anger an
depression.
Fall History
Patients with BVH are more likely to fall than norma
subjects in their age range and than patients with unila
eral vestibular hypofunction.11 It is imperative that info
Chapter 21 ASSESSMENT AND INTERVENTIONS FOR THE PATIENT WITH COMPLETE VESTIBULAR LOSS 33
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340 Section FOUR REHABILITATION ASSESSMENT AND MANAGEMENT
TEST RESULTS IN PATIENTS WITH BILATERAL VESTIBULAR LOSS (BVL)
Box 21-1
Subjective Complaints
Disability score: Continues to be abnormal with
symptoms typically interfering with both work and
leisure activities. Activities of daily living (ADLs): Most people
with BVL will be independent in their basic ADLs,
such as dressing, bathing, getting on and off a toi-
let, preparing a simple meal, and light housekeep-
ing. Bathing often is modified, however, because
of the difficulty getting into and out of a bathtub
and/or maintaining balance in a shower when the
person closes the eyes.
Balance confidence: Patient may or may not
achieve a criteria improvement to an average confi-
dence in balance 80% across activities.
Oculomotor Examination
Abnormal findings in room light, including poor
vestibulo-ocular reflex (VOR) to slow and rapid
head thrusts; visual acuity with head stationary is
usually normal, but during gentle oscillation of the
head, acuity could change to 20/100 or worse.
With Frenzel lenses: No spontaneous, gaze-evoked,
head shakinginduced, tragal pressureinduced,
hyperventilation-induced, or positional nystagmus.
Dynamic visual acuity, as measured with the com-
puterized system, remains abnormal during active
head movements in at least 25% of patients (seeChapter 8).
Sensation
Somatosensory and visual information is critical to
functional recovery and must be carefully evaluated.
Coordination
Should be normal.
Range of Motion
Should be normal, but patients may voluntarily
restrict head movement because it makes them less
stable and also results in poor vision.
Strength (Gross)
Should be normal unless patient has become inactive.
Postural Deviations
Should be normal.
Positional and Movements Testing
Should not result in vertigo.
Sitting Balance
Patients may have difficulty maintaining their balance
during weight-shifting while sitting during the acute
stage but should not during the compensated stage.
Static Balance
Romberg test: Abnormal result during acute stage
in many patients.
Sharpened Romberg test: Patients with complete or
severe bilateral loss will not be able to perform this
with eyes closed.
Single-leg stance: Difficult to perform even during
compensated stage, with eyes open.
Standing on rail: Usually not tested.
Standing on foam surface: Difficult to perform
with decreasing base of support. Should not beattempted in many patients.
Force platform: During compensated stage, anteri-
or-posterior sway should be normal or close to nor-
mal with eyes open and closed on stable surface.
Balance with Altered Sensory Cues
Increased sway when visual or somatosensory cues
are altered; loss of balance when both visual and
somatosensory cues are altered.
Dynamic Balance (Self-Initiated Movements)
Fukudas stepping test: Normal result with eyes
open during compensated stage; patient cannot per-
form with eyes closed (rapid loss of balance).
Functional Reach
May be decreased with eyes closed.
Ambulation
The patients gait is usually at least slightly wide-
based during compensated stage. There is a tenden-
cy to use visual fixation while walking and to turn
en bloc. Tandem walking cannot be performed
with eyes closed.
Gait speed: Preferred gait speed remains slower than
normal for age in at least 30% of patients with BVL
Walk while turning head: Gait slows and becomes
ataxic.
Singleton test: Loss of balance is expected. Uneven
surfaces or poor light will result in increased ataxia
and, possibly, loss of balance.
Fall risk: There can be clinically important
improvement in scores, but the majority of patients
(73%) remain at risk for falling on the basis of
Dynamic Gait Index scores.3
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mation about frequency of falls, when the most recent fall
occurred, conditions under which the fall occurred, and
whether or not an injury was sustained be obtained from
the patient. It is also important to identify whether or not
the patient has had any near falls, times when falling
to the ground was prevented because they grabbed onto
an object or a person or because someone caught them.
Comorbidities
While taking the patients history, the clinician should
identify the presence of progressive disorders, especially
those affecting vision such as macular degeneration and
cataracts, and those affecting sensation in the feet, such
as diabetes. These disorders lead to a gradual decrease in
available sensory cues and will have an adverse effect on
balance in the future.
Subjective ComplaintsThe patients complaints of disequilibrium and oscillop-
sia can be assessed using a visual analog scale (VAS).
The Dizziness Handicap Inventory12 and the Activities of
Daily Living Assessment for Vestibular Patients13 are
useful tools for assessing the patients perception of dis-
ability or handicap as well as the patients functional abil-
ities and problems.
Vestibular Function
One important consideration in designing a treatment
program is the presence or absence of remaining vestibu-
lar function. Vestibular function can be documented with
tests such as the rotational chair and caloric tests. This
information is then used to determine which exercises to
give the patient. If no vestibular function remains, the
exercises must be directed at the substitution of visual
and somatosensory cues to improve gaze and postural
stability.
The presence of remaining vestibular function can
be used as a guide to predict the final level of recovery for
patients.2,3 Patients with incomplete BVL are often able
to return to activities such as driving at night and to some
sports. Patients with severe bilateral loss may not be able
to drive at night, and some patients cannot drive at all
because of the gaze instability. Activities such as sports
and dancing may be limited by the visual and the balance
problems.
Vestibular function tests can also be used to follow
the course of the vestibular loss and of any recovery of
vestibular function that might occur.14, 15 Certain amino-
glycoside antibiotics are selectively taken up by vestibu-
lar hair cells, leading to a gradual loss of vestibular
function. Typically, loss of vestibular function continue
even after the medication is stopped. Some improvemen
in vestibular function may occur if some hair cells wer
affected by the ototoxic drug but not killed. Potentially, a
increase in gain may also occur with the use of vestibula
adaptation exercises. This has been demonstrated i
patients with unilateral vestibular loss but not in patien
with BVL.16
Visual System
Assessment of visual function should include at least
gross test of visual field and a measure of visual acuity
because both can affect postural stability.6 Measurin
visual acuity during head movement is particularly impo
tant. The vestibulo-ocular system normally stabilizes th
eyes during head movements; when there is no vestibulo
ocular reflex (VOR) to stabilize the eyes during hea
movement, small amounts of retinal slip (movement o
image across the retina) will degrade vision. For instanc
a retinal slip of 3 degrees per second (deg/sec) woul
cause visual acuity to change from 20/20 to 20/200.17 A
such, in patients with no vestibular function, the hea
movement that occurs in a moving car can cause a degra
dation of visual acuity that would make driving unsafe.
Dynamic Visual Acuity
Assessment of visual acuity during head movemen
(dynamic visual acuity [DVA]) can be performed eithe
clinically or with a computerized system. The advantag
of the computerized system is that the test and result ar
standardized and more reliable.18 Clear differences i
DVA scores occur among normal subjects, those wit
dizziness from non-vestibular causes, and patients wit
known vestibular loss (Table 21-1). The results of th
computerized DVA test are both sensitive (90% for thos
older than 65 years and 97% for those younger than 6
years) and specific (94%) for vestibular loss. The clinic
DVA, however, is easy to perform and is sufficiently rel
able to be useful as a guide to treatment and its efficac
(Fig. 21.1).19
Somatosensory System
Particular attention should be paid to assessment o
vibration, proprioception, and kinesthesia in the fee
Although mild deficits in sensation in the feet ma
have no effect on postural stability in otherwise norma
individuals, but in patients with vestibular loss, somato
sensory deficits may have profound effects on balanc
and on the potential for functional recovery. As with visu
al system disorders, being aware of potentially progre
Chapter 21 ASSESSMENT AND INTERVENTIONS FOR THE PATIENT WITH COMPLETE VESTIBULAR LOSS 34
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sive disorders affecting somatosensory information is
important.
Balance and Gait
Patients with BVL must be given a detailed assessment of
balance and gait. Obviously, static balance should be
assessed first. In the acute stage, patients with bilateral
vestibular deficits may have positive Romberg te
results. In the compensated stage, the Romberg result i
usually normal. Although some patients are able to per
form the Sharpened Romberg test with eyes open, thecannot do so with eyes closed. Patients with bilatera
vestibular deficits also have difficulty performing tests i
which both visual and somatosensory cues are altered
An example would be Fukudas stepping test, in whic
342 Section FOUR REHABILITATION ASSESSMENT AND MANAGEMENT
Table 21-1 DISTRIBUTION OF NORMAL AND ABNORMALDVA SCORES BASED ON A COMPUTERIZED SYSTEM
DVA Normal DVA Abnormal DVAType of Subject (LogMAR) Score (%) Score (%)
Normal (n 51) 0.040 0.045 96.1 3.9
Dizzy, non-vestibular (n 16) 0.097 0.099 87.5 12.5
Unilateral vestibular loss (n 53) 0.282 0.140 11.3 88.7
Bilateral vestibular loss (n 34) 0.405 0.134 0 100
DVA Dynamic Visual Acuity; LogMAR logarithm of the mminimum angle of resolution.
cDVAL(LogMAR)
cDVA Scores of Patients with Dizziness or Imbalance
BVL UVL No Vestibular Loss
1.20
1.00
0.80
0.60
0.40
0.20
0.00
Figure 21.1 Distribution of dynamic visual acuity scores (shown as the logarithm of the minimumangle of resolution [LogMAR]) obtained with the clinical test in patients with unilateral vestibular loss(UVL) and bilateral vestibular loss (BVL) and in normal subjects. (From Venuto, et al, 1998.19)
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the eyes are closed and the patient is marching in place.
Patients may have normal responses with eyes open dur-
ing this test but will fall with eyes closed.
Determining how well patients use different sensory
cues to maintain balance and whether they depend on
particular sensory cues is critical. It is important to rec-
ognize that these features may vary considerably from
patient to patient and can change over the course of
recovery. Bles and colleagues20 have shown that patients
with BVL are initially more dependent on visual cues
than on somatosensory cues for balance. With time, their
ability to use somatosensory cues improves. This
improvement varies from patient to patient, however, and
must be carefully assessed (Fig. 21.2).
The gait of patients with bilateral vestibular deficits
is often wide-based, slow, and ataxic. Patients decrease
their trunk and neck rotation in an effort to improve sta-
bility by avoiding head movements. Arm swing is simi-
larly decreased. Many patients use excessive visual fixa
tion and therefore have increased difficulty if asked t
look up while walking. Patients typically turn en bloc
and may even stop before they turn. Asking patients t
turn their heads while walking results in increased ataxi
and, often, loss of balance.
Mechanisms of RecoveryThe mechanisms used to stabilize gaze in the absence o
vestibular inputs have been well studied (Box 21-2). Th
mechanisms involved in maintaining postural stabilit
are still somewhat less well understood, althoug
research is being done in this area.
Gaze Stability
Subjects without vestibular function must develop diffe
ent mechanisms to keep the image of the target on th
Chapter 21 ASSESSMENT AND INTERVENTIONS FOR THE PATIENT WITH COMPLETE VESTIBULAR LOSS 34
Figure 21.2 Posturography test results from patients with bilateral vestibular loss demonstratingthe differences in ability to maintain postural stability when different sensory cues are altered or
removed. Patients are tested using the following six different conditions:Available cues: Unavailable or altered cues:
Test condition 1 Vision, vestibular, somatosensory Test condition 2 Vestibular, somatosensory Vision absentTest condition 3 Vestibular, somatosensory Vision alteredTest condition 4 Vision, vestibular Somatosensory alteredTest condition 5 Vestibular Vision absent, somatosensory alteredTest condition 6 Vestibular Vision altered, somatosensory alteredResults show patients who have difficulty when both visual and somatosensory cues are altered (A),when somatosensory cues only are altered (B), when visual cues only are altered (C), and wheneither visual or somatosensory cues are altered (D).
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fovea during head movements (see Box 21-2). Central
preprogramming of movements is probably the primary
mechanism by which gaze stability is improved in
patients with BVL. The contribution of central prepro-
gramming has been assessed by comparing the gain of
compensatory eye movements21,22 or by comparing visu-
al acuity during predictable and unpredictable head
movements.23 The difficulty with central preprogram-
ming as a substitute for the loss of vestibular function is
that it would not be effective in situations in which head
movements are unpredictable, such as walking.
Other mechanisms used to improve gaze stability
are modifications in saccadic and pursuit eye move-
ments.21,24 Patients with complete BVL may make hypo-
metric saccades toward a visual target. Then, as the head
moves toward the target, the eyes would be moved pas-
sively into alignment with the target. They may also
make accurate saccadic eye movements during combined
eye and head movements toward a target, and then make
corrective saccades back to the target as the head move-
ment pulls the eyes off the target. These strategies enable
the patient to recapture a visual target after a head move-
ment.21 Pursuit eye movements can be used during low-
frequency (and low-velocity) head movements to
stabilize the eyes. The limits of smooth-pursuit eye
movements depend on the nature of the stimulus (pre-
dictable vs. unpredictable; sinusoidal vs. constant-veloc-
ity). In general, for sinusoidal stimuli, smooth pursuit
works well at frequencies of up to 1 Hz. For constant-
velocity stimuli, smooth pursuit can work well up to
target velocities of 100 deg/sec. Later evidence demon-
strates that patients with bilateral vestibular deficits have
higher smoothpursuit gains than normal controls,
although the patients performance is still within the nor-
mal range.24
At one time, potentiation of the cervico-ocular reflex
(COR) was thought to contribute to the recovery of gaze
stability in patients with BVL.21,25,26 In the COR, sensory
inputs from neck muscles and facet joints act to produce
a slow-phase eye movement that is opposite to the direc
tion of the head movement during low-frequency, brie
head movements. The COR, therefore, complements th
VOR, although in normal subjects it is often absent and
when present, contributes at most 15% of the compensa
tory eye movement. In patients with complete BVL, th
COR operates at head movement frequencies up to 0.
Hz, well below the frequency range of head movemen
during normal activities. Therefore, although the COR
increased in patients with BVL, it does not actually oper
ate at frequencies that would contribute significantly t
gaze stability during the head movements that woul
occur during most activities.
Kasai and Zee21 found that different patients wit
complete BVL use different sets of strategies to compen
sate for the loss of VOR. Therefore, exercises to improv
gaze stability should not be designed to emphasize an
particular strategy but, instead, should provide situation
in which patients can develop their own strategies t
maintain gaze stability (see Box 21-2). No mechanism t
improve gaze stability fully compensates for the loss o
the VOR, however, and patients continue to have diff
culty seeing during rapid head movements.
Postural Stability
A study on the course of recovery of patients with com
plete bilateral vestibular deficits over a 2-year period ha
shown that patients switch the sensory cues upon whic
they rely.20 Initially they rely on visual cues as a subst
tute for the loss of vestibular cues, but over time, the
become more reliant on somatosensory cues to maintai
balance. In this study, patients were required to maintai
balance when facing a moving visual surround. Over th
2-year study, the subjects recovered the ability to main
tain balance to within normal limits in the testing para
digm except at high frequencies. The vestibular system
functions at higher frequencies than the visual o
somatosensory systems, a difference that would explai
why neither visual nor somatosensory cues can substitut
completely for loss of vestibular cues.
The contribution of somatosensory inputs from th
cervical region to postural stability in patients with com
plete BVL is not clearly understood. Bles and co
leagues27 found that changes in neck position did no
affect postural stability in patients with complete BVL
They concluded that somatosensory signals from the nec
do not contribute to postural stability. We do not know
however, whether kinesthetic signals from the neck
which would occur during head movement, affect postu
al stability. Certainly patients with bilateral vestibula
344 Section FOUR REHABILITATION ASSESSMENT AND MANAGEMENT
MECHANISMS USED TO
STABILIZE GAZE Change in amplitude of saccades
Use of corrective saccades
Modification of pursuit eye movements Central preprogramming of eye movements
Box 21-2
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dysfunction become less stable when asked to turn their
heads while walking. This observation may indicate that
kinesthetic cues do not contribute significantly to dynam-
ic postural stability. Another interpretation is that such
patients rely more on visual cues to maintain postural sta-
bility, and thus, when the head moves and visual cues are
degraded, their balance becomes worse. The contribution
of somatosensory cues from the lower extremities to pos-
tural stability in patients with BVL is also not well under-
stood. Certainly some patients depend on somatosensory
cues rather than on visual cues. Perhaps more important-
ly, we do not yet know how the degree of somatosensory
loss affects postural stability in these patients.
The loss of either visual or somatosensory cues
in addition to vestibular cues has a devastating effect
on postural control. Paulus and associates28 reported a
case in which the patient had a complete BVL plus a
loss of lower extremity proprioception. This patient
relied on visual cues to maintain his balance. When
the effectiveness of the visual cues was degraded (i.e., by
fixation on a visual target more than 1 m away), his
postural stability deteriorated significantly. Again, visual
and somatosensory cues do not substitute fully for the
lost vestibular contribution to postural stability (see
Chapter 20).2931
Compensatory Strategies
Patients can be taught, and often develop on their own,
strategies to use when in situations in which their balance
will be stressed. For example, they learn to turn on lights
at night if they have to get out of bed. They may also
wait, sitting at the edge of the bed, before getting up in
the dark to allow themselves to awaken more fully and
for their eyes to adjust to the darkened room. They should
be advised to use lights that come on automatically and
to have emergency lighting inside and outside the house
in case of a power failure. Patients may need to learn how
to plan to move around places with busy visual environ-
ments, such as shopping malls and grocery stores. For
some patients, moving in busy environments may require
the use of some type of assistive device, such as a shop-
ping cart or a cane, but for many patients with BVL, no
assistive devices are needed after the patients become
comfortable walking in the environment.
Evidence that ExerciseFacilitates Recovery
There is some evidence that experience facilitates recov-
ery after bilateral ablation of the labyrinth. Igarashi and
coworkers32 trained monkeys to run along a straight pla
form. Performance was scored by counting the number o
times the monkeys moved off the straight line. A two
stage ablation of the labyrinth was then performed. Afte
the unilateral ablation, animals given specific exercise
recovered faster than nonexercised animals, but all an
mals eventually achieved preoperative functional level
After ablation of the second labyrinth, all monkeys ha
difficulty with the platform run task. The control grou
reached preoperative balance performance levels i
81 days, whereas the exercise group did so in 62 day
This result was not significantly different owing to th
large variation in individual animals. These researcher
also measured how long the animals took to reach 8 con
secutive trial days in which they could keep their balanc
at preoperative levels. The exercise group achieved thi
criterion in 118 days. The control group took longer. On
animal took 126 days, another took 168 days, and on
animal had not achieved that criterion at 300 days. Th
conclusions from this study are that (1) recovery from
bilateral deficits occurs more slowly than recovery from
unilateral lesions, (2) exercise affects that rate of recov
ery in bilateral and unilateral lesions, and (3) the fina
level of function may be improved if exercises are give
after bilateral lesions.
Several studies have studied the effectiveness o
vestibular exercises on postural stability during function
al activities for patients with chronic bilateral vestibula
deficits. Krebs and colleagues,1 in a double-blinded
placebo-controlled trial, found that the patients perform
ing customized vestibular and balance exercises had be
ter stability while walking and during stair climbing tha
patients performing isometric and conditioning exercise
such as using an exercise bicycle. Furthermore, th
patients who had vestibular rehabilitation were able t
walk faster. They used vestibular adaptation and eye-hea
exercises as well as balance and gait training. In a con
tinuation of this study, Krebs and colleagues4 agai
demonstrated that as a group, those individuals perform
ing the vestibular rehabilitation exercises had increase
gait velocity, improved stability while walking, an
decreased vertical excursion of the center of mass whil
walking. They noted a moderate correlation betwee
improved gait measures at 1 year and the frequency o
performing the home exercise program over the preced
ing year. When results for the patients with BVL (n 51
were combined with those for patients with UVL (n
33), 61% of the patients demonstrated significan
improvements in gait.
In a retrospective chart review of 13 patients wit
BVL, Brown and associates3 noted that as a group, th
Chapter 21 ASSESSMENT AND INTERVENTIONS FOR THE PATIENT WITH COMPLETE VESTIBULAR LOSS 34
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patients had significant improvements in various meas-
ures (Dizziness Handicap Inventory, Activities-specific
Balance Confidence Scale, Dynamic Gait Index, Timed
Up and Go test, and Sensory Organization Test com-
ponent of dynamic posturography). Again, not all
patients benefited to the same extent. These investigators
noted that 33% to 55% of the patients demonstrated what
were considered clinically significant changes on the dif-
ferent measures. In another retrospective study, Gillespie
and Minor2 found that 63% of the patients with BVL who
received vestibular rehabilitation demonstrated improve-
ments (defined as reported increased activity levels,
reduced symptoms, and demonstrated normal gait veloc-
ity, normal Romberg test result, or normal DVA score).
Expectations of Level of Recovery
Several studies of patients with vestibular hypofunction
clearly state that some patients do not improve.3,4,3336 In
patients with UVH, depending on what outcome measure
is used, between 10% and 30% of subjects do not
improve.34,35 In patients with BVH, outcome is worse,
with between 25% and 66% failing to show improve-
ment3 (Herdman preliminary data). These findings are
extremely important, because as clinicians, we deal with
individuals, not groups.
Treatment Approach
Not all exercise approaches are appropriate for patients
with BVL, however. Telian and coworkers37 studied the
effectiveness of a combination of balance exercises,
vestibular habituation exercises, and general conditioning
exercises for patients with bilateral vestibular deficits.
They were unable to demonstrate a significant change in
functional activity in these subjects after treatment. Thus,
vestibular habituation exercises do not appear to be
appropriate for these patients. This makes sense, because
habituation exercises are designed to decrease unwanted
responses to vestibular signals rather than to improve
gaze or postural stability.
TreatmentThe treatment approach for patients with complete loss
of vestibular function involves the use of exercises that
foster (1) the substitution of visual and somatosensory
information to improve gaze and postural stability and
(2) the development of compensatory strategies that can
be used in situations in which balance is maximally
stressed (Boxes 21-3 and 21-4). Patients with some
remaining vestibular function may benefit from vestibu
lar adaptation exercises to enhance remaining vestibula
function (Fig. 21.3, page 347). For both groups, postura
stability can be improved by fostering the use of visua
and somatosensory cues. This approach is also used i
the treatment of patients unilateral with vestibular hypo
function (see Box 21-4).
Once the patients specific problems have bee
identified, the exercise program can be established
During the initial sessions, particular attention should b
paid to the extent to which the exercises increase th
patients complaints of dizziness. The patients percep
tion of dizziness can be the major deterrent (limiting fac
tor) to his or her eventual return to normal activitie
Head movement, a component of all exercises, increase
that dizziness. Also, the home exercise program typicall
requires that the patient perform exercises many time
daily. Patients may find that they become increasingl
dizzy with each performance of the exercises; the Hea
Movement VAS can be used to quantify this problem
Additionally, inability of the patient to sustain hea
movement for 1 minute helps define the initial exercis
program.
It is important to explain to the patient that som
increase in dizziness is expected at the beginning of th
exercise program and with any increase in the intensit
of the exercises. Only one exercise involving head move
ment should be prescribed initially. Other exercises ca
be added and the frequency and duration of the exercise
can be increased as the patient improves. The patien
should perform at least one set of all the exercises at th
time of the clinic visit. Patients should also be taught ho
to modify the exercises if the dizziness becomes over
whelming (Box 21-5, page 347). They should be strong
ly encouraged to contact the therapist if they are havin
difficulty. In patients for whom dizziness continues to b
a problem, we suggest meditation and relaxation tech
niques to try to reduce the effect of the dizziness on th
patients life.
Progression of Exercises
The reported number and frequency of patient visits t
the clinic varies tremendously from study to study
Improvement in patients undergoing vestibular rehabil
tation has been reported when patients were seen once
day for 3 days38, two or three times a week for month
once a week for 4 or 5 weeks,34,35,38, once a month,3,39-
or even once in several months.42,43 It is difficult to dete
mine appropriate practice patterns by comparing thes
studies, however, because different exercise approache
346 Section FOUR REHABILITATION ASSESSMENT AND MANAGEMENT
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Chapter 21 ASSESSMENT AND INTERVENTIONS FOR THE PATIENT WITH COMPLETE VESTIBULAR LOSS 34
PATIENT INSTRUCTIONS FOR EXERCISES TO IMPROVE GAZE STABILITY
Box 21-3
1. To improve remaining vestibular function and
central preprogramming:
Tape a business card on the wall in front of you
so that you can read it. Move your head back and forth sideways, keep
the words in focus.
Move your head faster but keep the words in
focus. Continue to do this for 1 to 2 minutes
without stopping.
Repeat the exercise moving your head up and
down.
Repeat the exercises using a large pattern such
as a checkerboard (full-field stimulus).
Note: When training the patient to perform this
exercise, the physical therapist should watch the
patients eyes closely. If the patient is making cor-rective saccades, he or she should slow the head
movement down.
2. Active eye-head movements between two hori-
zontal targets to foster the use of saccadic or pur-
suit strategies and central preprogramming:
Look directly at one target, being sure that your
head is also lined up with the target.
Look at the other target with your eyes and then
turn your head to the target (saccade should
precede head movement). Be sure to keep the
target in focus during the head movement.
Repeat in the opposite direction.
Vary the speed of the head movement, butalways keep the targets in focus.
Note: Place the two targets close enough together
that when you are looking directly at one, you can
see the other with your peripheral vision. Practice
for 23 minutes, resting if necessary.
T