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University of Groningen New strategies for (biological) particle handling and separation in microfluidic devices Jellema, Laurens-Jan Cornelis IMPORTANT NOTE: You are advised to consult the publisher's version (publisher's PDF) if you wish to cite from it. Please check the document version below. Document Version Publisher's PDF, also known as Version of record Publication date: 2010 Link to publication in University of Groningen/UMCG research database Citation for published version (APA): Jellema, L-J. C. (2010). New strategies for (biological) particle handling and separation in microfluidic devices. s.n. Copyright Other than for strictly personal use, it is not permitted to download or to forward/distribute the text or part of it without the consent of the author(s) and/or copyright holder(s), unless the work is under an open content license (like Creative Commons). Take-down policy If you believe that this document breaches copyright please contact us providing details, and we will remove access to the work immediately and investigate your claim. Downloaded from the University of Groningen/UMCG research database (Pure): http://www.rug.nl/research/portal. For technical reasons the number of authors shown on this cover page is limited to 10 maximum. Download date: 10-09-2021

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Page 1: University of Groningen New strategies for (biological) particle … · Chapter 4 106 than smaller particles. 8 Particles can be separated according to size, since larger par- ticles

University of Groningen

New strategies for (biological) particle handling and separation in microfluidic devicesJellema, Laurens-Jan Cornelis

IMPORTANT NOTE: You are advised to consult the publisher's version (publisher's PDF) if you wish to cite fromit. Please check the document version below.

Document VersionPublisher's PDF, also known as Version of record

Publication date:2010

Link to publication in University of Groningen/UMCG research database

Citation for published version (APA):Jellema, L-J. C. (2010). New strategies for (biological) particle handling and separation in microfluidicdevices. s.n.

CopyrightOther than for strictly personal use, it is not permitted to download or to forward/distribute the text or part of it without the consent of theauthor(s) and/or copyright holder(s), unless the work is under an open content license (like Creative Commons).

Take-down policyIf you believe that this document breaches copyright please contact us providing details, and we will remove access to the work immediatelyand investigate your claim.

Downloaded from the University of Groningen/UMCG research database (Pure): http://www.rug.nl/research/portal. For technical reasons thenumber of authors shown on this cover page is limited to 10 maximum.

Download date: 10-09-2021

Page 2: University of Groningen New strategies for (biological) particle … · Chapter 4 106 than smaller particles. 8 Particles can be separated according to size, since larger par- ticles

103

Tunable Hydrodynamic Chromatography

of Microparticles Localized in Short

Microchannels

L.C. Jellema1, A.P. Markesteijn2, J. Westerweel2, E. Verpoorte1

Accepted for publication in Analytical Chemistry

1. Pharmaceutical Analysis, Department of Pharmacy, University of Groningen,

A. Deusinglaan 1, PO-box 196, 9700 AD Groningen, The Netherlands2.Laboratory for Aero- and Hydrodynamics, Delft University of Technology,

Mekelweg 2, 2628 CD Delft, The Netherlands.

Chapter 4

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Chapter 4

104

This paper describes a new way to perform hydrodynamic chromatography for size

separation of particles based on a unique recirculating flow pattern. Pressure-driven

(PF) and electro-osmotic flows (EOF) are opposed in narrow glass microchannels

that expand at both ends. The resulting bidirectional flow turns into recirculating flow,

due to non-uniform microchannel dimensions. This hydrodynamic effect, combined

with the electrokinetic migration of the particles themselves, results in a trapping phe-

nomenon, which we have termed flow-induced electrokinetic trapping (FIET). In this

paper, we exploit recirculating flow and FIET to perform a size-based separation of

samples of microparticles trapped in a short separation channel using a hydrodyna-

mic chromatography approach. As these particles have the same charge (same zeta-

potential), they exhibit the same electrophoretic mobility, but they can be separated

according to size in the recirculating flow. While trapped, particles have a net drift ve-

locity towards the low-pressure end of the channel. When, due to a change in exter-

nally applied PF or electric field, the sign of the net drift velocity reverses, particles

can escape the separation channel in the direction of the EOF. Larger particles exhi-

bit a larger net drift velocity opposing the EOF, so that the smaller particles escape

the separation channel first. In the example presented here, a sample plug containing

2.33 µm and 2.82 µm polymer particles was introduced from the inlet into a 3-mm-

long separation channel and trapped. By tuning the electric field with respect to the

applied PF, the particles could be separated, with the advantage that larger particles

remained trapped. The separation of particles with less than 500 nm differences in dia-

meter was performed with an analytical resolution comparable to base-line separation

in chromatography. When the sample was not trapped in the separation channel but

located further downstream, separations could be carried out continuously rather than

in batch. Smaller particles could successfully pass through the separation channel

and particles were separated on size. One of the main advantages of exploiting FIET

for hydrodynamic chromatography (HDC) is that this method can be applied in quite

short (few mm) channel geometries. This is in great contrast to examples published

to date for the separation of nanoparticles in much longer micro- and nanochannels.

Abstract

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Tunable Hydrodynamic Chromatography of Microparticles Localized in Short Microchannels

105

4.1 Introduction

As microfluidic systems become increasingly multifunctional, the ability to work

with particles in microchannels has gained in importance. Integration of a step to re-

move particulate matter from samples may be required for sample preparation, or

particles may be the actual analyte of interest, requiring sorting or separation. In ei-

ther case, the approach chosen strongly depends on the application being considered

and the properties of the particles themselves. As a result, there are a growing num-

ber of examples of particle separation devices in the literature. Some of these are

based on the fabrication of well-defined filter structures directly in microchannels,1-

3 while others involve separations performed in continuous flow with or without ex-

ternal forces applied to achieve separation. The reader is referred to the review by

Pamme, who gives an excellent overview of continuous-flow particle separation me-

thods.4

Our interest lies in the continuous-flow separation of micrometer-sized particles in

simple microchannels, with an eye to developing applications for cells and biologi-

cal macromolecules. Over the last decade or so, a number of new particle separation

mechanisms in microfluidic devices have been reported, benefiting from the exqui-

site control of laminar solution flows possible only at the micro- and nanoscale. Se-

veral of these are based on the use of pressure-driven flow (PF) profiles to separate

particles according to their size. One approach which actually predates the introduc-

tion of microfluidic devices is hydrodynamic chromatography (HDC), first descri-

bed by Dimarzio & Guttman5-7 and Small8 in the early seventies of the last century.

HDC is reminiscent of Taylor-Aris dispersion,9-11 a phenomenon by which a soluble

compound is dispersed in a pressure-driven laminar flow due to the combination of

velocity variation across the flow profile and molecular diffusion between streamli-

nes. However, where Taylor-Aris dispersion addresses the problem of point particles,

HDC involves the separation by flow of particles of finite size.5 This separation oc-

curs because particles in a fluid flow follow the streamlines in which they are present.

Because the centre of a particle cannot get any closer to the channel walls than its ra-

dius,5 larger particles occupy a slightly smaller region of the channel. As a result,

larger particles do not occupy the fluid volume near the wall, sampling only those fas-

ter velocities found toward the center of the channel. These particles thus gain a hig-

her average velocity than the fluid, with larger particles having a higher mean velocity

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Chapter 4

106

than smaller particles.8 Particles can be separated according to size, since larger par-

ticles reach the end of the channel before smaller particles do. HDC was performed

initially in long (many cm), mm-diameter columns packed with particles tens of mi-

crometers in diameter to obtain the narrow fluidic conduits required for the size se-

paration of sub-micrometer particles. The introduction of precision-made

microchannels, produced using chip-based technologies and having depths of 1 μm

or less, has represented a major advance for this technique. It has become possible,

for instance, to perform separations of nm-sized particles and proteins in channels

having lengths of just a few cm.12-14 Pressure-driven mobility and dispersion have

also been studied for non-rigid particles, such as DNA strands, in micro- and nanof-

luidic channels, where DNA mobility exhibits both length-dependent and length-in-

dependent regimes.15 However, while HDC could probably be adapted to

microchannels having effective diameters of tens of micrometers, channels having

lengths of many cm would be required, making this approach impractical for many

integrated microfluidic systems.

In an alternative approach, known as deterministic lateral displacement, the use of

the flow profile around an array of obstacles arranged in rows with a periodic offset

was demonstrated for high-resolution size separation of sub-micrometer-sized parti-

cles by Huang et al.16 This approach was further developed for larger biological par-

ticles by Ingles in an application for sizing blood components.17, 18 The gap between

the obstacles determines the range of particle sizes that can be separated, with gap

sizes on the order of just a couple of micrometers required for sub-micrometer parti-

cles.16 Therefore, precisely dimensioned micropillar arrays are required for these se-

parations.

Other purely microfluidic particle separation approaches exploiting flow velocity

profiles to separate micrometer-sized particles include those of Yamada and Seki,

who developed pinched-flow fractionation (PFF)19 and hydrodynamic filtration

(HDF)20 for size-based separation of particles. In PFF, the sample stream containing

particles is pinched against the wall of a narrow channel segment with a second car-

rier stream. The center of a smaller particle ends up closer to the wall than that of a

larger particle, so that particles in the pinched stream are forced to sample different

streamlines depending on their size. When the narrow channel abruptly widens, the

flow streamlines containing different-sized particles diverge, resulting in the particles

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Tunable Hydrodynamic Chromatography of Microparticles Localized in Short Microchannels

107

being separated from one another. In HDF a particle-containing sample flow enters

a channel with side branches. Only the fluid flow near the wall enters the side bran-

ches, where the width of this flow depends on the relative flow rate distribution be-

tween side and main channels. Particles with radii less than the width of this flow

and contained within it can enter into the side branch with the flow. Size separation

and pre-concentration can be simultaneously performed with the HDF system. The at-

tractive feature of both HDF and PFF is that they use channels with micrometer cross-

sections, fabricated using standard cleanroom procedures. Particle separation can be

performed in channels which are significantly larger than the particles themselves,

avoiding channel clogging and allowing particles to be collected further on in the

system according to their size.

The separation mechanism in this work is also hydrodynamic in nature, as in the work

of Huang et al., Ingles et al. and Yamada & Seki, but differs in that flow is bidirec-

tional due to the application of combined pressure-driven (PF) and electro-osmotic

(EOF) counter flows. Various methods to manipulate both particulate and molecular

analytes by opposing PF and EOF have been reported.21-25 As early as 1993, Hori etal. demonstrated that it was possible to concentrate molecular analytes in a conven-

tional flow system using this approach, concentrating small molecules and DNA by

factors of 10 to 47.26 Ista et al. also describe the electrokinetic separation of small

molecules in a microfluidic device by focusing into stationary zones using a pres-

sure-driven counter flow.27 In our case, the bidirectional flow, as depicted in Fig. 1,

is forced to assume a recirculating flow pattern when generated in diverging and con-

verging channel geometries; particles can be trapped and concentrated in this flow.21

“Diverging” and “converging” in this work are defined in terms of the direction of

pressure-driven flow, as shown in Fig. 2. We have reported charge-based particle se-

paration using the hydrodynamic effect combined with the electrokinetic properties

of the particles themselves, an approach we have termed flow-induced electrokine-

tic trapping (FIET).28 Trapping and preconcentration of charged particles is observed

in the recirculating flow, under conditions where the average net velocity of the par-

ticles themselves approaches zero. Importantly, the electrophoretic mobility (zeta po-

tential) of the particles determines the flow conditions required for trapping.

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Chapter 4

108

Here we address a different aspect of FIET, namely the possibility to separate same-

charged particles based on their size. The mechanism for size separation relies on the

bi-directional flow generated in a narrow separation microchannel, and resembles

HDC in that it is based on the fact that larger particles occupy a smaller volume of

the flow domain. The particle trapping approach described above is used to localize

the sample. Once trapped in the recirculating flow, both small and large particles ha-

ving similar charge will exhibit movement to and fro in the narrow separation chan-

nel. However, we have observed that the net direction of particle flux is dictated by

particle size under given EOF and PF conditions, making size-based separation pos-

0.5

0

1.0

z/h-2 -1 0 1 2

y/hA B

C

0 0.2 0.4 0.6 0.8 1

-0.5

-1.0

[veo

-v(y

)]/v

eo

1.0

0.5

0

-0.5

PF EOF

[veo

-v(y

=0,z

)]/v

eo

Figure 1. (A) shows the vertically-averaged velocity profile inside the channel along the y-axis(width) for w / h = 5. There is a net drift of particles carried by the flow in the central part ofthe channel. (B) shows the vertical velocity profile along the z-axis (depth) for y = 0 and w /h = 5. This shows that fluid moves in opposite directions, i.e. in the direction of the EOF nearthe wall and in the direction of the PF in the central part of the channel. (C) The potential flowsolution of the net flow and resulting streamlines (greylines) in the converging/diverging chan-nels (see also Fig. 2) for a flow where EOF is slightly larger than the external PF. The co-lors have no significance other than to distinguish between streamlines.The recirculatingstreamlines in the diverging and converging geometry are for particles under trapping con-ditions with a net drift velocity opposing the EOF. Particles are depleted in region A and col-lect in region B, following the FIET principle. When increasing EOF relative to the PF, thedrift to the low-pressure side is reduced and the area of the recirculating regions is also re-duced. When the drift reverses, e.g. due to an increase of EOF relative to the PF, the recircu-lating regions disappear, and trapped particles escape in the direction of the EOF. This firstoccurs for the smaller particles.

y

x

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Tunable Hydrodynamic Chromatography of Microparticles Localized in Short Microchannels

109

sible. As the electric field is tuned to higher values with respect to a fixed PF, the size

of the smallest particles able to leave the separation channel increases, leaving larger

particles localized in the recirculating flow. In this paper, we demonstrate this new size

separation approach exploiting recirculating bi-directional flow for separation of

same-charged micrometer-sized particles.

4.2 Theory

Opposing PF and EOF in a microchannel can result in a bidirectional fluid move-

ment, with the PF and EOF dominating in the centre and near the walls of the chan-

nel, respectively. The etched glass microchannels used in this study have a D-shaped

cross-section, with widths that are always more than twice as large as their depths.

These channels can thus be treated as rectangular channels of width, w, and height,

h, with a large aspect ratio, i.e. w >> h, and a length, L. A fluid column at the inlet de-

termines the pressure difference Δp applied for the pressure-driven flow (PF). The re-

sulting laminar flow in the channel is known as Poiseuille flow and is given by an

analytical solution of the Navier-Stokes equation.29 The fully-developed velocity pro-

file v(y,z) is independent of the position x along the channel and is given by:30-32

Figure 2. On top schematic representation of the used geometry with the according namesmentioned above (“Diverging” (div) and “converging” (con) are in this work defined in termsof the direction of pressure-driven flow.) Below, close up of the schematic overview of the sep-aration mechanism, left converging geometry and right diverging geometry. Particles aretransported bidirectional in the narrow separation channel. Due to the larger net drift veloc-ity of the small particles in the direction of the EOF, they can escape the separation channelwhile larger particles remain trapped. The net drift velocity is indicated with the arrows con-nected to the particles, whereas the large arrows in the diverging and converging geometryindicate the recirculation of the flow.

PF EOF

1st div 2nd div 2nd con1st con

inlet outlet

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Chapter 4

110

where η is the viscosity of the fluid. An electric field E is applied along the channel

axis, which generates an electro-osmotic flow. Given that the electric double-layer

thickness λ is much smaller than the channel height (h / λ → ∞), the electro-osmotic

flow velocity veo is given by

where μEOF is the electro-osmotic mobility, ε0ε the electric permittivity of the wor-

king fluid, and ζw the zeta potential of the wall. The value of μEOF depends on solu-

tion and substrate material parameters only.

When E is appropriately set, with the EOF opposing the PF, it is possible to achieve

a zero volume flux through the cross section of the channel, i.e.

where v(y) is the vertically-averaged PF velocity defined in (1). (A net zero volume

flux would occur in the case of a closed channel as a result of satisfying mass con-

servation.) Fig. 1A and B show velocity profiles calculated with Equations 1-3. Fig.

1A shows the height-averaged velocity profile inside the channel for w / h = 5. This

shows a net fluid motion in the direction of the EOF near the sidewalls and a net fluid

motion in the direction of the PF in the central part of the channel. Fig. 1B shows the

velocity profile along z for y = 0 and w / h = 5, which indicates that fluid moves in

opposite directions.

Now, suppose that the fluid in the separation channel contains particles with a finite

radius, a. Because of the finite size, the centre of a particle cannot get any closer to

the walls than its radius.5 Assuming that the particle velocity is equal to the local

fluid velocity, the particle flux Φ is then given by

veo − v (y)[ ]

−w /2

+w /2

∫ dy = 0, with v (y) = v(y,z)0

h

∫ dz, (3)

E4

Ev w0EOFeo πη

εζεμ == (2)

v(y,z) =

4h2Δp

π 3ηL

1

n3 1−cosh(nπ y /h)

cosh(nπ w/2h)

⎣ ⎢

⎦ ⎥

n=1,3,5,K

∑ sin nπz

h

⎛ ⎝ ⎜

⎞ ⎠ ⎟ (1)

with − 12 w ≤ y ≤ + 1

2 w, 0 ≤ z ≤ h

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Tunable Hydrodynamic Chromatography of Microparticles Localized in Short Microchannels

111

This implies that the finite-diameter particles experience a net drift in the direction op-

posite to the EOF. (When observing the particles in the channel one will see them

move in both directions, depending on their z-position (see Fig. 1B) although there

is a mean drift opposing the EOF.)

In this work we consider charged particles, so that electrophoretic mobility needs to

be accounted for. The electrophoretic velocity, vep, is described by the Helmholtz-

Smoluchowski equation, and exhibits a linear dependence of particle mobility, µep,

on the electric field:33, 34

The zeta potential of the particle is given as ζp. The electro-osmotic and electropho-

retic velocities are both related to the electric field and influence the particle. The ob-

served velocity of a charged particle in an applied electric field is known and referred

to as the apparent velocity, vapp, given by:35

Particles in this study had the same charge and thus experience the same apparent

velocity when an electric field is applied, in contrast to our previously reported work

on separation of differently charged, same-sized particles.28 Therefore, the separation

mechanism depends solely on the hydrodynamic effect.

A recirculating flow pattern occurs at the diverging and converging geometries of the

channel. The streamlines of this flow pattern can be easily computed for a channel

geometry with w / h >> 1; under this condition, the flow is referred to as Hele-Shaw

flow.36 Under this condition, the height-averaged velocity is irrotational and can be

determined by means of a potential flow calculation. The zero volume flux case is first

solved, using a boundary condition at the diverging and converging geometries con-

sisting of jets near the wall (corresponding to the narrow regions of flow in the di-

rection of the EOF near the side walls) and a uniform flow opposing the EOF in the

central region of the channel. The potential flow solution of a net flow through the

Φ = veo − v(y,z)a

h−a

∫ dz⎛

⎝ ⎜

⎠ ⎟

− 12 w+a

+ 12 w−a

∫ dy < 0 (4)

EEv p

epep ηεζε

μ 0== (5)

vapp = μE OF ± μep( )E = μappE (6)

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Chapter 4

112

converging/diverging channel is then added. The resulting streamlines are shown in

the contour plot36 given in Fig. 1C. The flow pattern shows the recirculation patterns

at the diverging and converging geometries, bounded by a dividing streamline. Par-

ticles that enter the channel and pass close to the channel wall are displaced across

the dividing streamline and become trapped in the recirculating flow domain. Due to

the net particle flux that opposes the EOF, the particles collect at the low-pressure side

of the channel (location B in Fig. 1C). This is the mechanism underlying FIET, and

is why the narrow separation channel is also called the “trapping channel”.28

When the EOF is increased for a fixed external PF, the drift velocity of the particles

is reduced. Consider a situation in which the separation channel contains two types

of particles with radii a1 and a2, with a1 >> a2. The particles are made of the same

material, have the same charge and therefore experience the same electrophoretic

mobility. However, from Equation (4) it is clear that the drift velocity for the larger

particles is larger than for the smaller particles. At a given point the EOF has been inc-

reased to such an extent that the drift velocity changes sign. This will first occur for

the smaller particles, which are then transported in the direction of the EOF and es-

cape the separation channel, while the larger particles remain to recirculate. Hence,

a size-based separation occurs for particles with equal charge. In a manner analo-

gous to HDC, mentioned above, smaller particles sample different streamlines than

larger ones, so that particles can be separated from each other. By tuning of the elec-

tric field, the ‘particle size cut-off’ property of the system can be altered. In other

words, the FIET system as exploited in this paper for size separation of particles can

be used as a localized virtual, tuneable filter. Furthermore, the largest particle type

will remain in the separation channel while separation is performed. These particles

may also be perfused with other media to perform sample preparation or reactions.21

The separation principle is shown schematically in Fig. 2.

4.3 Materials and Methods

Fabrication and design

Microfluidic devices were fabricated in-house, using standard photolithography, wet

etching and fusion bonding as described in detail previously.28 Channel structures

were etched in 4-inch photoresist- and chromium-coated borofloat glass wafers ob-

tained from Telic Co (Valencia CA, USA), using an HF (50%):HNO3 (70%):H2O so-

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Tunable Hydrodynamic Chromatography of Microparticles Localized in Short Microchannels

113

lution, in a 100:28:72 ratio. D-shaped channels with diverging and converging ele-

ments were typically 3 cm long, 20 µm deep and had opening angles of 90o, resulting

in segments that varied in width from 55 µm to 300 µm, as depicted in Fig. 2. The nar-

row separation channel is 55 µm wide. Each segment of uniform width between the

1st diverging and 2nd converging geometry is 3 mm long. Plastic 1000-µL pipette tips

(Sarstedt, Nümbrecht, Germany) 7 mm in diameter, about 50 mm long, and with the

narrow ends cut off, were fixed with glue (Kombi snel, Bison International, Goes, The

Netherlands) over the in- and outlet holes to serve as reservoirs. The pressure-driven

flow was generated using a column of fluid (0-5 mbar, equivalent to 0-5 cm of fluid

column height or 0-500 Pa) in the reservoir at the inlet. To apply electric fields, elec-

trodes made from 0.5-mm-diameter platinum wire (Sigma-Aldrich Chemie B.V.,

Zwijndrecht, The Netherlands) were inserted through the tip walls approximately 2

mm above the chip and fixed with glue. The cathode (negative pole) of the high-vol-

tage power supply (Labsmith, Livermore, CA, USA), was connected to the electrode

in the inlet, making the electrode at the outlet the anode; EOF thus ran from the out-

let to the inlet. The chip was placed on the X-Y translational stage of an inverted mi-

croscope (DM-IL Leica, Wetzlar, Germany) with a digital camera (Leica DFC300

FX, Wetzlar, Germany) for visual inspection. The microscope was equipped with ob-

jectives with long working distances and correction mounts in order to be able to

image flows in substrates up to 2 mm thick. During experiments, magnifications of

20 and 40 times were used.

Experimental arrangements for particle characterization

To confirm that particles had different sizes and the same charge, laser diffraction

analysis37 (LDA) and particle imaging velocimetry38 (PIV) measurements were per-

formed independently. Mean particle diameters were measured with LDA using a

HELOS BF laser diffraction apparatus (Sympatec GmbH, Clausthal-Zellerfeld, Ger-

many) equipped with a SC-40-mL quartz cuvette. Each measurement required 40 mL

of buffer solution containing particles with an optical concentration (Copt) between

12.5 and 42.5 %, and was performed in duplicate. The buffer used was the same as

in the FIET experiments. In addition to the LDA measurement, the apparent velocity,

vapp, due to EOF and particle electrophoresis (Equation (6)) was determined in the

wide channel segment using the PIV software program, PIVview 2C (PIVTec GmbH,

Gottingen, Germany). Movies were acquired at 30 frames per second for 60 seconds

using the Leica camera, resulting in more than 800 independent images that were

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Chapter 4

114

evaluated with the PIV software.

Experimental conditions for separation experiments

Prior to experiments, the channel walls were conditioned with 100 mM sodium hy-

droxide solution for 10 minutes to obtain a homogeneous EOF, and rinsed for 10 mi-

nutes with the same borate buffer (10 mM, pH 9.2) used in the FIET experiments.

Boric acid p.a. and di-sodiumtetraborate-decahydrate p.a., for preparation of the bo-

rate buffer, were obtained from Merck (Darmstadt, Germany). Polymethylmethacry-

late (PMMA) microspheres (particles) of three different sizes ranging between 2 and

3 μm, obtained either from Microparticles GmbH (Berlin, Germany) or Fluka (Buchs,

Switzerland), were diluted and mixed from stock solution using borate buffer to ty-

pical concentrations of 107 particles mL-1.

Particle solutions were loaded at the in- or outlet (Fig. 2) at the beginning of each ex-

periment, after the channel had been filled with buffer. Special care had to be taken

to ensure that the column heights that define the PF were accurately set. When parti-

cles were loaded at the inlet, they entered the channel automatically with the PF, whe-

reas they could be brought into the channel using a high applied potential (large EOF)

when loaded at the outlet to counter the PF. Trapping was tuned to the electrokinetic

mobility of the particles by adjusting the EOF (varying the applied potential) with res-

pect to the PF. Differences in particle size could be observed visually, so that mi-

croscopic inspection could be used to determine separation selectivity.

0

10

20

30

40

50

60

0 50 100 150 200

30

20

50

40

10

5 10 15 20

Applied Electric field/V cm-1

Appare

nt velo

city/µ

m s

-1

v app=(µEOF

+ µEP)E

00

60

0,00

10,00

20,00

30,00

40,00

50,00

60,00

70,00

80,00

90,00

100,00

Cum

ula

tive d

istr

ibution

/%

100

1

80

60

40

20

2 3 4 10 20

2.82 µm

2.33 µm

0

2.54 µm

Particle size/µm

Figure 3 (A) Results of laser diffraction measurements of three particle species. Lines are forPMMA particles with median diameters of 2.33 µm, 2.54 µm and 2.82 µm, respectively. (B)PIV measurement of apparent velocity of the three particle species as a function of the E. Re-sults confirm that particles have different sizes but the same charge. vapp: apparent velociy;µEOF: electro-osmotic mobility; µEP: electrophoretic mobility; E: electric field.

A B

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The separation was monitored using a fixed number of particles. Prior to each expe-

riment a sample plug was defined as follows. When the particles were loaded at the

inlet they entered the channel with the PF and were transported towards the outlet.

When the first particles arrived at the 2nd converging end (Fig. 2), the potential was

increased to obtain trapping conditions, and particles were preconcentrated and trap-

ped. No new particles entered the channel from this moment on, and a defined num-

ber of particles was present in the separation channel.

To characterize the separation, particles leaving the separation channel were counted

at the 1st converging geometry, marking the beginning of the separation channel. Par-

ticle numbers were counted in sequentially recorded movies of 10 seconds each made

during the experiments, with a Hand Tally Counter from Tamaco (Taiwan).

4.4 Results and discussion

Particle characterization

Prior to trapping and separation experiments, the PMMA particles were characteri-

zed independently to confirm that particles had different sizes but the same charge.

Particle sizes were determined with LDA and measurements revealed that the parti-

cle types studied had median diameters of 2.33 µm, 2.54 µm and 2.82 µm, as shown

in Fig. 3A. Importantly, the difference of 490 nm between the 2.33-µm and 2.82-µm-

diameter particles was sufficiently large to easily distinguish the two particle types vi-

sually. The vapp is the result of the difference between the electrophoretic and

electro-osmotic velocities (equation (6)) caused by the electric field, and could the-

refore be measured in the channel using PIV, under conditions where no PF was pre-

sent. The values of vapp, determined over a range of applied electric fields as shown

in Fig. 3B, confirmed that the particles with different sizes yielded the same vapp, and

thus the same charge. The particles were made from PMMA and experiments were

performed in a pH=9.2 borate buffer. Under these conditions, the particles are nega-

tively charged and electrophoresis is in a direction opposite to EOF.

Demonstration of hydrodynamic chromatography using flow-induced electro-

kinetic trapping

Size-based separation, exploiting the hydrodynamic effect of FIET in a channel with

diverging and converging geometry was studied using the 2.33-µm and 2.82-µm-

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diameter particles. Application of a 40-mm-high column of the fluid containing the

particles at the inlet (cathode) caused a PF. The particle mixture entered the channel

automatically with the flow. A sample plug containing a 2:1 mixture of small-to-large

particles was trapped with an applied potential of 90 volts along the channel, as des-

cribed in the Materials and Methods section. The mechanism for particle trapping

has been described previously.21, 28 The local electric fields vary along the length of

the device as a function of channel geometry. To determine the E at each point in the

channel, the current was first recorded at a given potential, and the total resistance was

calculated to be 9.4∗ 107 Ω. The corresponding E in the narrow and wide channel

segments were then calculated from the total resistance as described previously28;

these values are reported in Table 1. We refer the reader to this table for local E va-

lues in the following discussion, in which applied potentials are given in the text.

The FIET mechanism ensures that the particles remain in the separation channel, as

PF= 4 mbar, U= 90 V PF= 4 mbar, U = 90 V PF= 4 mbar, U= 90 V

PF EOF

25 µmA

PF= 4 mbar, U= 115 V PF= 4 mbar, U= 115 V PF= 4 mbar, U= 115 V

PF EOF

25 µmB

PF EOF

25 µmC

PF EOF

25 µmD

PF EOF

25 µmE

PF EOF

25 µmF

Figure 4. Close-ups taken from a video showing a size separation of small and large beadswith the same charge and diameters of 2.33 µm and 2.82 µm, respectively. (A-C) Images weretaken under conditions where small and large beads were both trapped, potential of 90 V. (D-F) Images taken 600 seconds after increasing the potential to 115 volts and separation wasstarted. ote the decreased amount of small beads, as they have been transported out of theseparation channel, leaving mainly large beads behind. See also Electronic Supplementary In-formation for videos of the particles under trapping and separation conditions.

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explained in the Theory section. When present in the narrow channel, the particles ob-

tain a net flux in the direction of PF and are directed towards the low-pressure side

of the channel. At the 2nd diverging geometry, the particles are redirected back into the

separation channel by the FIET mechanism. This was observed during experiments

as a gradient of trapped particles in the channel, visible in Fig. 4A-C. This is in ac-

cordance with the theory, since the diverging geometry is the low-pressure end of the

separation channel. Furthermore, it was observed that the larger particles are located

more towards the 2nd diverging geometry than the smaller particles, due to the larger

particles exhibiting a larger flux towards the low-pressure end of the channel. Ho-

wever, it should be mentioned that a few beads did escape under trapping conditions,

though this occurred only at the converging end and at a rate of only 2 beads min-1.

When the voltage was increased to separation conditions, 115 volts in this experi-

ment, small particles escaped the separation channel at the converging end. Small

particles (2.33 µm) were transported towards the inlet by EOF, while large particles

(2.82 µm) remained trapped and recirculated, Fig. 4D-F. This is expected as, due to

the increased electric field, the particle size cut-off of the separation increased. Hence

2.33-µm-diameter particles could escape the separation channel, whereas 2.82-µm-

diameter particles remained trapped. The sign of the net drift velocity for small par-

ticles flipped and separation could be achieved. The increasing concentration of larger

particles towards the low-pressure end of the separation channel was still observed

(Fig. 4 D-F). However, the gradient was more diffuse, with large particles located

more towards the converging geometry of the separation channel than under trapping

conditions for both particles. The net drift velocity towards the low-pressure side of

0

50

100

150

200

250

300

350

0 100 200 300 400 500 600 7

Part

icle

s le

ft in

trap

ping

cha

nnel

Time (s)

2.33 µm diameter 2.82 µm diameter

Figure 5. Percentage of each particle type left in the separation channel under separationconditions, 115 volts. After 500 seconds the applied potential is increased to 175 volts, so thatboth particle types escape and the total amount of particles could be determined. (n=5)

0 100 200 300Time/s

400 500 600 700

Part

icle

s left in tra

ppin

g c

hannel

0

100

200

300

150

250

350

50

2.33 µm 2.82 µm diameters

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the channel for the larger particles was decreased, due to the increase in E. Videos of

trapping and size separation corresponding to experiments of the type in Fig. 4 are

available for viewing in the Supplementary Information (Figure-S1 and S2).

Next, the separation of 2.33 µm and 2.82 µm diameter particles was monitored by

examining the number of particles leaving the separation channel over time at the 1st

converging geometry, after trapping a defined sample plug as described in the Mate-

rials and Methods section. When the potential was increased to separation conditions

(115 volts applied), small particles started to migrate out of the separation channel as

the sign of their net drift velocity flipped. Thus, by tuning the electric field, the par-

ticle size cut-off increased to the extent that particles of 2.33 µm diameter escaped

from the separation channel, leaving 2.82 µm diameter particles trapped. On average

113 ± 26 large and 279 ± 29 small particles were present in the separation channel

after the sample plug was defined (n=5). Prior to the experiment, the particle su-

spension was introduced into the inlet reservoir so that particles could enter the chan-

nel. However, the particles tended to settle on the bottom of the reservoir, influencing

the number of particles entering the channel. This process is responsible for the large

variation in the number of particles present in each experiment. In Fig. 5, the amount

of each particle type left in the separation channel versus time is shown. During the

first 500 seconds, a clear decrease in small particles in the separation channel was ob-

served. The percentage of small particles present decreased to 29.5±11.2% of the ori-

ginal. However, 98.3±1.5% of the large particles remained trapped. This results in a

change in the small-bead-to-large-bead-ratio from 2.5:1 to 1:1.5. In time, the rate of

small particles leaving the separation channel decreased; this can be explained by the

Ecut-

off/V

cm

-1

Particle size/µm

60

55

45

50

40

35

2.2 2.3 2.4 2.5 2.6 2.7 2.8 2.9

Figure 6. Curve for the electric field in the narrow channel when particles start to escape atthe converging geometry as a function of the particles size. n=10, n=5 and n=13 for 2.33 µm,2.54 µm and 2.82 µm diameter particles, respectively.

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fact that the absolute particle amount decreased, as shown in Fig. 5. After 500 se-

conds, the applied potential was increased to 175 volts, further tuning the particle

size cut-off to exceed 2.82 µm. In the following 200 seconds, both particle types es-

caped the separation channel. Once the channel was empty, the initial number of both

particle types could be determined by summing up all escaped particles. These results

are comparable to work with PFF39, 40 and HDF41 from the Seki group. It was repor-

ted for PFF40 that 76.4% of 2.1-µm-diameter and 49.5% of 3-µm-diameter particles

end up in the same reservoir, whereas the remaining particles of each type were col-

lected separately in two different reservoirs. When using HDF41 67% of 2.1-µm-

diameter and 90% of 3-µm-diameter particles were collected in specific outlets.

In Fig. 6, the E in the narrow channel at which particles first escape from the separa-

tion channel as a function of the particle size is plotted. In other words, the change in

sign of particle drift velocity as a function of the E was determined; we term this

value of E the Ecut-off. It should be noted that the values of Ecut-off plotted in Fig.

6 were not obtained during separation experiments, but for each particle size indivi-

dually in separate experiments. However, the Ecut-off determined in this way are in

close agreement with those obtained in size separation experiments, discussed above.

Equation (7) can be used to calculate the size resolution of the separation, RS, in a

manner analogous to chromatographic separations.39

where ΔEcut-off is the difference in applied electric field at which two particle sizes

first escape from the separation channel, and σ the standard deviation of the measu-

red Ecut-off. This standard deviation is caused by both the variation between experi-

ments and in the size distribution of each particle type. The RS for the separation of

2.33-µm and 2.82-µm-diameter particles is 1.4, whereas in chromatography RS is 1.5

for so called “baseline separation”.39 For Fig. 6. a third set of particles, with a mean

diameter of 2.54 µm and the same charge as the other particle types, was tested. The

characterization of these particles is shown in Fig 3. Clearly, there exists a linear re-

lationship between particle size and the Ecut-off. at which the particles escape the se-

paration channel. The RS for separating 2.33 µm and 2.54 µm diameter particles and

2.54 µm and 2.82 µm diameter particles is in both cases 0.9. The smallest 210 nm dif-

ference obtained here is comparable to the smallest differences obtained with PFF40

)(2 21 σσ +Δ

= −offcutS

ER (7)

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with which 0.50-µm-diameter particles could be separated from 0.86-µm-diameter

particles. It was observed in experiments that particle mixtures with all three of these

sizes could be separated. However, it was more difficult to distinguish between the

different particle sizes using simple microscopic inspection. Thus, the factors influ-

encing the RS are of interest to improve the resolution of the separation.

Continuous size-based particle separation using flow-induced electrokinetic

trapping

Besides batch processing of sample plugs, this system can also be used for continu-

ous separation if particles are loaded into the outlet reservoir. Due to the 40-mm-high

fluid column at the inlet, none of the particles enter the channel but remain in the out-

let. When applying a separation potential of 115 volts, only small particles enter the

channel to pass through the separation channel, due to their net drift velocity flip-

ping. Because the system is tuned to the Ecut-off for 2.33-μm-diameter particles,

these particles enter the channel with the EOF, while 2.82-µm-diameter particles re-

main in the outlet. This is as expected, based on the results of the experiment where

the escape of particles from the separation channel was studied. Separation of 2:1

mixture of small:large beads was performed in 15 minutes, during which time all par-

ticles passing the 1st converging geometry were counted. All the 402 ± 79 particles

counted were small (n=3). It should be noted that the experiment was stopped after

15 minutes, but could have been continued for at least an hour, making this a conti-

nuous-mode separation. This is even better than expected from the previous results

for batch-mode processing, where 98.3% of the large particles were still trapped after

500 seconds, but a small percentage had been lost. Furthermore, the rate of particles

passing the 1st converging geometry increases over time during the experiment. This

is because the particle concentration at the microchannel entrance increases as the

particles slowly settle in the bottom of the reservoir. It should be noted that the chan-

nel between the 2nd converging geometry and the outlet reservoir has the same width

as the separation channel, and thus can act as a separation channel as well. However,

2.82-µm-diameter particles never enter this narrow channel under these circumstan-

ces, as they cannot escape the reservoir. It can be concluded that the separation chan-

nel works as a tuneable filter where the applied E determines the value of the

particle-size cut-off. In this last case, the separation with the FIET system works in a

continuous manner, and the summarised advantages by Pamme are applicable here.4

In principle any sample volume can be processed, the separation can be monitored

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121

continuously and changes to the separation parameters can be implemented by tu-

ning PF or electric field. The sample can be further processed elsewhere on the chip,

as proposed by Manz.43 The separation is based on intrinsic properties of the particles,

i.e. their size, making labelling of the sample unnecessary, provided the detector is

adequate enough to detect small size differences.4

4.5 Conclusion

This is the first demonstration of size separation of micrometer-sized particles ha-

ving identical charge, using a hydrodynamic chromatography effect based on a re-

circulating bi-directional flow pattern produced by opposing EOF and PF in

non-uniform microchannels.21, 28 While the selective trapping of particles in the re-

circulating flow has been shown to be dictated by particle electrokinetic mobilities,28

size separation depends on a purely hydrodynamic effect. It is well worth noting that

this separation of micrometer-sized particles, with differences on the order of 200

nm, was performed in a 3-mm-long, 20-µm-deep channel. This is a very short chan-

nel, when one considers that HDC of fluorescently-labelled nanospheres and 10 kDa

dextran required 80-mm-long, 1-µm-deep channels12, 14. FIET thus offers a simple,

HDC microfluidic approach for high-resolution, size-based separation of larger par-

ticles in the micrometer and sub-micrometer range. A second advantage of FIET is

that it can be applied for both batch and continuous separations, unlike HDC, which

is a batch separation method in which sample plugs are injected onto the column.

Thirdly, separation can be tuned by altering the applied PF or electric field to start se-

paration and/or increase the particle size cut-off of the separation. The particle sizes

that can be used with FIET are comparable to other flow-inspired techniques like

PFF39 and HDF.20 These techniques have been used for cells with sizes similar to par-

ticles, such as erythrocytes in blood20, 39 and mixtures of Escherichia coli and yeast

cells.44 Choi et al. have given an example of cell cycle synchronization based on a dif-

ferent microfluidic size-separation technique called hydrophoresis.45 With tunable

HDC, it should be possible to perform similar experiments, with the advantage of se-

lecting one cell type in the trapping process. Lettieri et al. demonstrated the possibi-

lity of handling biological particles with recirculating flows by trapping 48 kbp

λ-DNA.46 We thus anticipate that the FIET technique will be applicable to the pre-

concentration, pretreatment and separation of various kinds of particles, e.g. cells and

bacteria, in biochemical analysis, environmental studies or in industrial or medical en-

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vironments. On the way to development of biological applications, future work will

also involve the investigation of factors influencing the resolution and efficiency of

the system.

4.6 Acknowledgement

The authors would like to thank Paul Hagendoorn from the Pharmaceutical Techno-

logy and Biopharmacy group of the University of Groningen for performing the laser

diffraction measurements. Ralph Lindken from the Fluid Dynamics Section of the

Delft University of Technology is thanked for recommendations in setting up the PIV

measurements by LJ.

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