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Page 1: UNIVERSITI PUTRA MALAYSIApsasir.upm.edu.my/id/eprint/69982/1/FK 2017 84 - IR.pdf · 2019. 7. 1. · A GEOSPATIAL APPROACH OF ESTIMATING VEGETATION ROUGHNESS FOR FLOOD MODELLING

UNIVERSITI PUTRA MALAYSIA

A GEOSPATIAL APPROACH OF ESTIMATING VEGETATION ROUGHNESS FOR FLOOD MODELLING

IZNI BINTI MOHD ZAHIDI

FK 2017 84

Page 2: UNIVERSITI PUTRA MALAYSIApsasir.upm.edu.my/id/eprint/69982/1/FK 2017 84 - IR.pdf · 2019. 7. 1. · A GEOSPATIAL APPROACH OF ESTIMATING VEGETATION ROUGHNESS FOR FLOOD MODELLING

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A GEOSPATIAL APPROACH OF ESTIMATING VEGETATION

ROUGHNESS FOR FLOOD MODELLING

By

IZNI BINTI MOHD ZAHIDI

Thesis Submitted to the School of Graduate Studies, Universiti Putra Malaysia,

in Fulfilment of the Requirements for the Degree of Doctor of Engineering

June 2017

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All material contained within the thesis, including without limitation text, logos, icons,

photographs and all other artwork, is copyright material of Universiti Putra Malaysia

unless otherwise stated. Use may be made of any material contained within the thesis

for non-commercial purposes from the copyright holder. Commercial use of material

may only be made with the express, prior, written permission of Universiti Putra

Malaysia.

Copyright © Universiti Putra Malaysia

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Abstract of thesis presented to the Senate of Universiti Putra Malaysia in fulfilment

of the requirement for the degree of Doctor of Engineering

A GEOSPATIAL APPROACH OF ESTIMATING VEGETATION

ROUGHNESS FOR FLOOD MODELLING

By

IZNI BINTI MOHD ZAHIDI

June 2017

Chairman: Badronnisa Yusuf, PhD

Faculty: Engineering

2D hydrodynamic modelling has become a powerful tool to simulate the interaction

between flow and floodplains to balance the environmental requirements and flood

risks. However, vegetation roughness remains a major uncertainty. Although

roughness is known to vary with depth, it is seldom implemented due to its intricacies.

This research developed a practical method to estimate depth-varying vegetation

roughness using GIS and remote sensing. Since high point density LiDAR is not

widely accessible due to its cost, the low point density LiDAR data was combined with

QuickBird satellite image using supervised and rule-based Object-based Image

Analysis (OBIA) techniques to map the 14 km2 tropical vegetated floodplain in

Malacca, Malaysia. The rule-based results showed an 8% improvement in the overall

accuracy to 88.14% compared to the supervised classification. The McNemar results

further demonstrated that the rule-based classification accuracy was highly significant

compared to the supervised classification with 617 matches compared to 556 for

supervised. It was shown that even with low point density, the nDSM derived from

LiDAR still retains a good quality in order to improve the classification of paved

surface as well as grass and cropland. Thereafter, a regression analysis was conducted

for the trees and shrubs in combination with field measurements to estimate the

vegetation widths with high correlations. Vegetation width is the main variable in

calculating the vegetation density and consequently, the roughness coefficient. The

derived canopy covers for the shrubs were found to be representative of the field

measurements. The linear relationship of shrubs was found to be very strong at 0.98

and 0.95 for the Pearson correlation coefficient and R2, respectively. This implied that

the shrub widths can be estimated based on the canopy covers as the widths are

generally uniform throughout their heights and can be discriminated spatially.

Therefore, it is assumed that the shrubs with 100% canopy cover to have the width

equivalent to the plot width. On the other hand, the tree widths cannot be discriminated

spatially due to the obstruction by the canopy. Accordingly, the relationship between

the tree widths and NDVI was decided to be the best indicator. As a result, the tree

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widths can be calculated using a regression equation with the accuracy of 0.76 for

Pearson correlation and 0.58 for R2. Consequently, ArcGIS routines were developed

to automate the methodology to conveniently transfer to other ArcGIS interfaces for

other study areas and datasets. ArcGIS routines can generate roughness maps at any

preferred spatial resolution for 2D hydrodynamic modelling input. The calculated

depth-varying vegetation roughness coefficients were subsequently compared against

the literature. These values were plotted against the calculated Manning’s roughness

coefficients which were very close to the range of experimental values of 0.055 to

0.180. A minimum value of 0.03 was found for vegetation with the lowest density of

0.01 m-1 at 0.2 m depth and a maximum value of 0.20 for vegetation with the highest

density of 0.20 m-1 at 2 m flow depth. The mean absolute error (MAE) was 0.04 and

30% lower possibly due to the higher drag coefficients used by previous researchers.

The software TUFLOW was used to assess the depth-varying vegetation roughness

based on ecotope map and rule-based classification by comparing the modelled flood

depths with those recorded during the January 2011 flood event at the reference points

A, B, C and D. The simulation results showed improvements whereby the errors were

reduced using the depth-varying roughness approach regardless of land cover maps.

However, the details in the rule-based classification map contributed to better

estimates. The P values of t-test revealed that the overall differences of flood depths

and velocities on vegetated floodplains between the constant and depth-varying

roughness were statistically significant, wherein the maximum differences in flood

depths and velocities were 0.40 m and 0.25 m/s, respectively. The flood depth

difference was significant as it was bigger than the accuracy of LiDAR data (+/-

0.15m). This underscores the importance of spatially explicit and depth-varying

vegetation roughness. This research bridges between theoretical and practical

applications for evaluating vegetation restoration and thinning practice to optimise

vegetated floodplains as natural flood storage systems. It is useful in providing less

fieldwork and offers greater certainty over vegetated floodplains.

Keywords: Remote sensing, GIS, Tropical vegetated floodplain, Vegetation density,

Depth-varying roughness, Hydrodynamic modelling

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Abstrak tesis yang dikemukakan kepada Senat Universiti Putra Malaysia sebagai

memenuhi keperluan untuk ijazah Doktor Kejuruteraan

SATU PENDEKATAN GEOSPATIAL BAGI MENGANGGARKAN

KEKASARAN TUMBUH-TUMBUHAN UNTUK PEMODELAN BANJIR

Oleh

IZNI BINTI MOHD ZAHIDI

Jun 2017

Pengerusi: Badronnisa Yusuf, PhD

Fakulti: Kejuruteraan

Pemodelan hidrodinamik dua dimensi (2D) banyak digunakan untuk mensimulasikan

interaksi antara aliran air dengan dataran banjir bagi mengimbangi keperluan alam

sekitar dan risiko banjir. Namun, masih wujud ketidakpastian untuk faktor kekasaran

tumbuhan. Walaupun sedia dimaklumi bahawa kekasaran tumbuhan berbeza

bergantung pada kedalaman, faktor tersebut jarang dikaji kerana rumit. Kajian ini

membangunkan satu kaedah praktikal untuk menganggarkan kekasaran tumbuhan di

kedalaman yang berbeza dengan menggunakan sistem maklumat geografi (GIS) dan

penderiaan jauh. Memandangkan data LiDAR berketumpatan tinggi sukar diperoleh

disebabkan faktor kos, data LiDAR berketumpatan rendah digabungkan bersama imej

satelit QuickBird dengan menggunakan teknik analisis imej berdasarkan penyeliaan

dan peraturan untuk memetakan 14 km2 dataran banjir tropika di Melaka, Malaysia.

Keputusan teknik berdasarkan peraturan menunjukkan peningkatan ketepatan

sebanyak 8% kepada 88.14% berbanding teknik berdasarkan penyeliaan. Ujian

McNemar menunjukkan ketepatan teknik berdasarkan peraturan adalah signifikan

dengan 617 persamaan berbanding 556 persamaan bagi teknik berdasarkan penyeliaan.

Ia menunjukkan walaupun dengan ketumpatan rendah, nDSM yang dihasilkan

daripada data LiDAR masih cukup berkualiti untuk meningkatkan ketepatan

klasifikasi permukaan berturap serta rumput dan tanah ladang. Analisis regresi

kemudian dijalankan untuk pokok rimbun dan pokok renek dengan kombinasi

pengukuran di tapak untuk menganggar kelebaran tumbuhan dengan korelasi yang

tinggi. Kelebaran ialah pemboleh ubah utama dalam pengiraan kepadatan tumbuhan

dan seterusnya pekali kekasaran. Hasil kiraan spatial permukaan kanopi bagi pokok

renek ia mewakili ukuran di lapangan. Hubungan linear antara kedua-dua parameter

didapati sangat baik pada 0.98 dan 0.95 masing-masing bagi pekali kolerasi Pearson

dan R2. Ini menunjukkan kelebaran pokok renek boleh dianggarkan berdasarkan

permukaan kanopi memandangkan kelebaran pokok renek secara umumnya adalah

sama bagi sepanjang ketinggiannya dan boleh dibezakan secara spatial. Maka, pokok

renek dengan permukaan kanopi 100% dianggap mempunyai kelebaran yang sama

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dengan kelebaran plot ukuran. Sebaliknya, kelebaran pokok rimbun tidak boleh

dibezakan secara spatial disebabkan halangan oleh kanopi. Oleh itu, hubungan antara

kelebaran pokok rimbun dengan NDVI diputuskan sebagai pengukur yang terbaik.

Hasilnya, kelebaran pokok rimbun boleh dianggarkan melalui formula regresi dengan

ketepatan 0.76 bagi pekali kolerasi Pearson dan 0.58 bagi R2. Seterusnya, rutin ArcGIS

dibangunkan untuk mengautomasikan kaedah pemindahan data dengan mudah kepada

perisian ArcGIS lain. Rutin ArcGIS ini boleh menjana peta kekasaran mengikut

resolusi pilihan. Pekali kekasaran tumbuhan di kedalaman yang berbeza dikira dan

kemudiannya dibandingkan dengan sorotan kajian. Nilai-nilai tersebut diplot untuk

dibandingkan dengan pekali kekasaran Manning dan keputusannya sangat dekat

dengan nilai-nilai eksperimen iaitu daripada 0.055 ke 0.180. Nilai pekali kekasaran

minimum 0.03 didapati bagi tumbuhan dengan ketumpatan paling rendah iaitu 0.01 m-

1 di kedalaman 0.2 m manakala nilai pekali kekasaran maksimum 0.20 didapati bagi

tumbuhan dengan ketumpatan paling tinggi iaitu 0.20 m-1 di kedalaman 2 m. Kesilapan

purata adalah pada 0.04 dan 30% lebih rendah. Ini mungkin disebabkan oleh pekali

seretan lebih tinggi yang digunakan oleh penyelidik dalam kajian sebelum ini. Akhir

sekali, perisian TUFLOW digunakan untuk menilai kekasaran tumbuhan di kedalaman

yang berbeza berdasarkan peta guna tanah ekotop dan pengelasan berasaskan peraturan

dengan membandingkan model kedalaman banjir dengan data peristiwa banjir pada

Januari 2011 di lokasi rujukan A, B, C dan D. Hasil kajian menunjukkan

penambahbaikan melalui pendekatan kekasaran di kedalaman yang berbeza tanpa

mengambil kira peta guna tanah. Namun, peta guna tanah berasaskan peraturan

menjana anggaran yang lebih baik. Nilai P daripada ujian-t menunjukkan perbezaan

keseluruhan kedalaman banjir dan halaju antara pemalar dengan kekasaran di

kedalaman yang berbeza adalah signifikan. Perbezaan maksimum dalam kedalaman

banjir dan halaju adalah pada 0.40 m dan 0.25 m/s. Perbezaan kedalaman banjir adalah

signifikan disebabkan ia lebih besar dari ketepatan LiDAR (+/-0.15m). Ini menegaskan

kepentingan peta guna tanah yang lebih tepat dan kekasaran tumbuhan di kedalaman

yang berbeza. Kajian ini menghubungkan antara teori dengan aplikasi untuk menilai

kepadatan tumbuhan untuk mengoptimumkan dataran banjir yang dipenuhi tumbuhan

sebagai sistem penyimpanan banjir secara semula jadi. Perkara ini amat berguna bagi

mengurangkan kerja lapangan dan menawarkan kepastian yang lebih jitu tentang

dataran banjir yang dipenuhi tumbuhan.

Kata kunci: Penderiaan jauh,, GIS, Dataran banjir tropikal, Ketumpatan tumbuhan,

Kekasaran kedalaman berbeza, Pemodelan hidrodinamik.

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ACKNOWLEDGEMENTS

“No man is an island” - John Donne

This thesis has been made possible with the guidance and help of several individuals

who have contributed in so many different ways towards the completion of this

research.

First of all, my utmost gratitude to my academic and industrial supervisors for giving

me the space to develop my own research but at the same time, always accessible:

Dr. Badronnisa Yusuf, Prof. Thamer Ahmed Mohamed and Dr. Helmi Zulhaidi

Mohd Shafri (Universiti Putra Malaysia)

Mike Cope and Matthew Kennedy (CH2M)

A huge thank you also goes to these organisations that have provided crucial data for

this research:

Malaysia Remote Sensing Agency

Malaysia Department of Irrigation and Drainage

Malacca Department of Irrigation and Drainage

Malacca Department of City and Regional Planning

Equally important, I would like to extend my appreciation to the Ministry of Higher

Education (Malaysia) for the financial support throughout the program of which

without, would have given me more things to stress about.

Last, but far from least, I would like to thank my family especially my parents, Zahidi

Yazid and Fadzlina Fadzil, who kept pestering me about finishing my studies, my

supportive husband, Rafiee Razak, who always stepped in when I needed to collapse

after pulling an all-nighter and our two boys, Youssef and Houd, who make me want

to be the best that I can be. Ultimately, thank you God for all the blessings He has

given me.

It truly has been a walk to remember, albeit quite a long one!

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This thesis was submitted to the Senate of Universiti Putra Malaysia and has been

accepted as fulfilment of the requirement for the degree of Doctor of Engineering,

Water Resources Engineering.

The members of the Supervisory Committee were as follows:

Badronnisa Binti Yusuf, PhD

Senior Lecturer

Faculty of Engineering

Universiti Putra Malaysia

(Chairman)

Thamer Ahmed Mohamed, PhD

Professor

Faculty of Engineering

Universiti Putra Malaysia

(Member)

Helmi Zulhaidi Bin Mohd Shafri, PhD

Associate Professor

Faculty of Engineering

Universiti Putra Malaysia

(Member)

Matthew Kennedy, Master

Flood Risk Specialist

CH2M

(Member)

____________________________

ROBIAH BINTI YUNUS, PhD Professor and Dean

School of Graduate Studies

Universiti Putra Malaysia

Date:

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Declaration by graduate student

I hereby confirm that:

this thesis is my original work;

quotations, illustrations and citations have been duly referenced;

this thesis has not been submitted previously or concurrently for any other degree

at any other institutions;

intellectual property from the thesis and copyright of thesis are fully-owned by

Universiti Putra Malaysia, as according to the Universiti Putra Malaysia

(Research) Rules 2012;

written permission must be obtained from supervisor and the office of Deputy

Vice-Chancellor (Research and Innovation) before thesis is published (in the

form of written, printed or in electronic form) including books, Journals,

modules, proceedings, popular writings, seminar papers, manuscripts, posters,

reports, lecture notes, learning modules or any other materials as stated in the

Universiti Putra Malaysia (Research) Rules 2012;

there is no plagiarism or data falsification/fabrication in the thesis, and scholarly

integrity is upheld as according to the Universiti Putra Malaysia (Graduate

Studies) Rules 2003 (Revision 2012-2013) and the Universiti Putra Malaysia

(Research) Rules 2012. The thesis has undergone plagiarism detection software.

Signature: ________________________ Date: __________________

Name and Matric No.: Izni Binti Mohd Zahidi (GS38121)

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Declaration by Members of Supervisory Committee

This is to confirm that:

the research conducted and the writing of this thesis was under the supervision;

supervision responsibilities as stated in the Universiti Putra Malaysia (Graduate

Studies) Rules 2003 (Revision 2012-2013) are adhered to.

Signature:

Name of Chairman of

Supervisory

Committee:

Badronnisa Yusuf

Signature:

Name of Member of

Supervisory

Committee:

Matthew Kennedy

Signature:

Name of Member of

Supervisory

Committee:

Thamer Ahmed Mohamed

Signature:

Name of Member of

Supervisory

Committee:

Helmi Zulhaidi Mohd Shafri

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TABLE OF CONTENTS

Page

ABSTRACT i

ABSTRAK iii

ACKNOWLEDGEMENTS v

APPROVAL vi

DECLARATION viii

LIST OF TABLES xii

LIST OF FIGURES xiv

LIST OF ABBREVIATIONS xvii

CHAPTER

1 INTRODUCTION 1

1.1 Overview 1

1.2 Hydrodynamic Modelling 5

1.2.1 One-Dimensional Models 6

1.2.2 Two-Dimensional Models 6

1.3 Vegetation Roughness 7

1.4 Remote Sensing For Hydrodynamic Roughness Estimation 7

1.5 Problem Statement 10

1.6 Research Objectives 13

1.7 Limitations 13

2 LITERATURE REVIEW 14

2.1 Introduction 14

2.2 Vegetation Roughness 15

2.3 Vegetation In Hydrodynamic Modelling 24

2.4 Deriving Vegetation Properties For Roughness Estimation 26

2.4.1 Laboratory Experiments 26

2.4.2 Remote Sensing 27

2.5 Image Classification For Vegetated Floodplains 29

2.6 Summary 32

3 MATERIALS AND METHODOLOGY 33

3.1 Introduction 33

3.2 Study Area 35

3.3 Remote Sensing Data 36

3.3.1 QuickBird Satellite Image 36

3.3.2 LiDAR Raw Dataset 39

3.4 Hydraulic And Hydrologic Data 43

3.4.1 Floodplain DTM 46

3.4.2 River Model 46

3.4.3 Structures 49

3.4.4 Boundary Conditions 51

3.4.5 Land Cover 53

3.5 Object-based Image Classification 56

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3.5.1 Supervised Support Vector Machine Classification 57

3.5.2 Rule-based Classification 60

3.6 Accuracy Assessment Techniques 62

3.7 Site Measurements 63

3.8 Determination Of Manning’s Roughness Coefficients 63

3.9 Vegetation Hydrodynamic Roughness 70

3.10 Vegetation Roughness Routine 70

3.11 Model Build 73

3.11.1 Structure Validation 74

3.11.2 Model Calibration 77

3.11.3 Scenario Runs 80

3.12 Summary 81

4 RESULTS AND DISCUSSION 82

4.1 Introduction 82

4.2 Object-based Image Classification 82

4.2.1 Supervised Support Vector Machine Classification 83

4.2.2 Rule-based Classification 85

4.3 Site Validation 89

4.4 Vegetation Roughness Comparison 94

4.5 Hydrodynamic Modelling 99

4.6 Summary 106

5 CONCLUSION AND RECOMMENDATIONS 107

5.1 Conclusion 107

5.2 Recommendations For Future Studies 111

REFERENCES 112

APPENDICES 121

BIODATA OF STUDENT 186

LIST OF PUBLICATIONS 187

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LIST OF TABLES

Table Page

2.1 Floodplains Manning’s values (modified from Chow, 1959) 20

2.2 Methods available to determine the roughness coefficients of vegetation 22

3.1 QuickBird-2 image properties 37

3.2 Summary of TUFLOW key data sources 44

3.3 River gauging stations 44

3.4 Cross section data 47

3.5 River crossing structures along the modelled reach 49

3.6 Constant roughness .tmf file format 54

3.7 Depth-varying vegetation roughness .tmf file format 55

3.8 Example of depth-varying vegetation roughness Trees_Shrubs.csv file 55

3.9 Land cover 58

3.10 List of attributes (Source: ENVI, 2010) 60

3.11 Rule-set for each class 61

3.12 Base values of Manning’s nb (modified from Aldridge and Garrett, 1973) 68

3.13 Adjustment values for factors that affect roughness of floodplains

(modified from Aldridge and Garrett, 1973) 69

3.14 List of model runs 74

3.15 Differences between observed and calibrated water levels for stations

2322413 and 2222412 78

3.16 January 2011 model setup 80

4.1 Confusion matrix for SVM classification 84

4.2 Confusion matrix for rule-based classification 86

4.3 McNemar test results between supervised and rule-based classification 86

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4.4 Range of tree widths and corresponding mean NDVI 92

4.5 Coefficients of Pearson correlation and determination 94

4.7 Photo comparison against Arcement and Schneider (1989) 97

4.8 Roughness comparison for all field measurements against Arcement and

Schneider (1989) 98

4.9 Model results and mean MAE obtained at the reference points A, B, C and

D 103

4.10 t-test results between model 2a and model 2b 106

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LIST OF FIGURES

Figure Page

1.1 IFM principles (Source: DID, 2015) 1

1.2 Structural measures in mitigating floods (Source: DID, 2015) 2

1.3 Non-structural measures in mitigating floods (Source: DID, 2015) 2

1.4 Spectral reflectance (Source: Auracle Geospatial Science Inc., 2013) 8

3.1 Methodology flowchart 34

3.2 Study area 35

3.3 Different types of vegetation in the study area 35

3.4 QuickBird image of the study domain area 37

3.5 Typical reflectance spectra of vegetation (Source: Vodacek, 2015) 38

3.6 NDVI image against the original image 39

3.7 LiDAR header 40

3.8 LiDAR point clouds coloured by elevation 41

3.9 Multiple returns from a single pulse (Source: John A. Dutton Education

Institute, 2014) 41

3.10 Hillshaded, colour-ramped DSM (left) and DTM (right) 42

3.11 DEM profiles 42

3.12 (A) QuickBird image and (B) nDSM 43

3.13 Model schematic 45

3.14 Study area topography 46

3.15 Original DTM (black) and carved river channel DTM (red) at XS3 48

3.16 Upstream rating curve at station 2322413 (Pantai Belimbing) 51

3.17 Upstream flow at station 2322413 52

3.18 Downstream water level at station 2222413 (upstream SAMB gate) 52

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3.19 Ecotope map 53

3.20 (A) Segmentation and (B) Merging images 57

3.21 Spectral reflectance of each class 59

3.22 Plant dimensions for frontal area calculation (Source: Rahmeyer, 1998) 65

3.23 Flow resistance model (Source: Arcement and Schneider, 1989) 65

3.24 Vegetation classes as 5 m square plots 70

3.27 ArcGIS Model Builder elements 71

3.28 ArcGIS routine outline for depth-varying vegetation roughness calculation 71

3.29 ArcGIS user interface for shrubs roughness calculation 72

3.30 ArcGIS user interface for trees roughness calculation 73

3.31 Structure schematisation in TUFLOW 75

3.32 Layered flow constrictions as applied in TUFLOW (Source: XPSWMM,

2015) 75

3.33 Examples of 1D model schematisation for structure validation in ISIS 77

3.34 Water level hydrographs between observed and calibrated data for station

2322413 79

3.35 Flow and water level hydrographs between observed and calibrated data for

station 2222412 79

4.1 Result of SVM classification for QB imagery and nDSM image 83

4.2 Result of rule-based classification for QB imagery and nDSM image 85

4.3 (A) QuickBird image against the classification results of (B) supervised and

(C) rule-based 88

4.4 Percentage area of each class 89

4.5 GPS point buffered as a 2.5m square vegetation plot 90

4.6 Relationship between range of measured ground cover percentage and

calculated canopy cover percentage 90

4.7 An example of estimating the shrub widths 91

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4.8 Point sampling for NDVI values 92

4.9 Relationship between mean NDVI and range of tree widths 92

4.10 An example of estimating the tree widths 93

4.11 Comparison between Chow’s (1959) constant Manning’s roughness

coefficients and the calculated depth-varying values 95

4.12 Photo comparison against Arcement and Schneider (1989) 97

4.13 Manning’s n distribution based on (1) look-up table and (2) vegetation

density approach at 1 m flow depth 100

4.14 Flood depths for models 1a, 1b, 2a and 2b 101

4.15 Flow velocities for models 1a, 1b, 2a and 2b 102

4.16 Difference in depths (model 2b - model 2a) 104

4.17 Difference in velocities (model 2b - model 2a) 105

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LIST OF ABBREVIATIONS

1D One-Dimensional

2D Two-Dimensional

3D Three-Dimensional

ADI Alternating Direction Implicit

ALS Airborne Laser Scanning

ASPRS American Society for Photogrammetry and Remote Sensing

CASI Compact Airborne Spectral Imager

CIR Colour Infrared

DBH Width Breast Height

DEM Digital Elevation Model

DID Department of Irrigation and Drainage

DSM Digital Surface Model

DTM Digital Terrain Model

FLC Form Loss Coefficients

GIS Geographic Information System

GPS Global Positioning System

IFM Integrated Flood Management

LAI Leaf Area Index

LiDAR Light Detection and Ranging

LP Low Point Index

MAE Mean Absolute Error

MLC Maximum Likelihood Classification

MSMA Urban Storm Water Management Manual

nDSM Normalised Digital Surface Model

NDVI Normalised Difference Vegetation Index

NIR Near Infrared

OBIA Object-Based Image Analysis

P Percentage Index

PPSM Points Per Square Metre

RBF Radial Basis Functions

RSO Rectified Skewed Orthomorphic

SAMB Syarikat Air Melaka Berhad

SVM Support Vector Machine

VHR Very High Resolution

VI Vegetation Index

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CHAPTER 1

1 INTRODUCTION

1.1 Overview

In its simplest form, flooding is water that has inundated usually dry areas (DEHP,

2012). This occurs when rainfall exceeds the land infiltration capacity, water exceeds

a watercourse capacity, or for low lying coastal areas, when storm surges or high tides

exceed normal levels. In all cases, flooding is known to cause devastating damages to

buildings, infrastructure, crops and agriculture. Flood victims often put the blame on

the authorities and request for compensation. This adds to the emergency operations

and cleaning costs. The emotional damage is even harder to put a figure on and may

cause long-term effects to the society.

A couple of examples in Malaysia were the infamous Cameron Highlands and

Kelantan floods in 2016 and 2013, respectively. Heavy rainfall resulting in a flash

flood killed people and destroyed many homes and vehicles. The disastrous episodes

were due to the massive deforestation and land clearing; for Cameron Highlands

particularly to make way for vegetable farms causing a great amount of sedimentation

built-up in the Bertam River and subsequently intense overflow (News Straits Times,

2013). With floods becoming more common throughout the country, the Malaysian

Department of Irrigation and Drainage (DID) is trying to adopt the Integrated Flood

Management (IFM) framework outlined in Figure 1.1. The IFM is an integrated

approach for effective and efficient flood mitigation management while maximising

the efficiency of floodplain and minimising damage to properties and loss of life.

Figure 1.1 : IFM principles (Source: DID, 2015)

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The framework incorporates both structural and non-structural flood mitigation

measures as illustrated in Figure 1.2 and Figure 1.3. The combination of different

measures supports the IFM concept of ‘living with floods’ by employing a basin

approach, maximising the positive aspects of water cycle, and integrating land and

water management. Flood hazard map is a substantial first step in formulating and

implementing any flood schemes. It is a risk assessment tool mitigating the drawbacks

of flooding. An understanding of the flow dynamic in watercourses and floodplains

such as flow depth, velocity, duration, and response time is crucial in flood

management. These parameters offer the locations and levels of hazard. A systematic

evaluation plays a key role in providing sensible outputs for designing a flood scheme.

Figure 1.2 : Structural measures in mitigating floods (Source: DID, 2015)

Figure 1.3 : Non-structural measures in mitigating floods (Source: DID, 2015)

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The IFM framework is not new. In many other regions, the interest in integrating river

and vegetation are growing as an effective approach to watershed management. The

benefits of having vegetation are numerous, ranging from rich biodiversity and

controls of erosion and sedimentation to providing nutrients for aquatic ecosystem

health (DEHP, 2012). Although it might not impact the extreme flood events where

even structural measures are overwhelmed, it has the possibility of lowering local

runoff for smaller flood events which take place more often. It is worth noting that

flow velocity is the more hazardous element in flooding. With vegetation obstructing

the flow, the localised flooding is amplified thereby creating a need for managing

vegetated floodplains effectively.

In balancing the hydrodynamic and environmental requirements, the effects of

different vegetation planting or cutting schemes on the flood extents, depths, and

velocities have to be assessed. For instance, trees planted on the river banks act as

buffer strips and while they can improve the water quality and riverine habitats, the

unkempt vegetation growth on the banks can increase flood levels by reducing the

carrying capacity of the flow course. The floodplain trees are a major cause of flood

resistance for vegetated floodplains. However, in other areas, the extra storage

provided by the vegetation can reduce the flood levels where it may benefit the

population. This highlights the significance of estimating vegetation in understanding

flood risk implications for restoring or cutting woody vegetation in riparian zones and

floodplains.

Vegetation within watercourses and floodplains undoubtedly influence how the fluvial

system behaves, particularly in reducing flow conveyance. Floodplain has a role in

reducing the peak discharge by channelling the excess water from the main river and

storing it for a time. Vegetation exerts increased resistance on the flow leading to

decreased velocity and increased water level (Zhang et al., 2013; Erduran and Kutija,

2003). The simple model Anderson et al. (2006) developed as a balanced

representation of primary vegetation properties such as density and height found that

flood waves propagation is more responsive to vegetation roughness for smaller floods

which occur more often thus making this subject even more critical.

Although the additional flow resistance of vegetation may increase the risk of flooding,

the positive effect is that vegetation can be manipulated for bank stabilisation and

erosion protection (Ministry of Forests, Lands and Natural Resource Operations,

British Columbia, 1999). Vegetation buffer can even provide some protection from

disastrous natural hazards such as tsunami (Chouhan and Rao, 2004). Additionally, the

reduced velocity encourages sedimentation and retention of nutrients in watercourses

which supports healthy ecosystems (Ministry of Natural Resources and Environment,

Putrajaya, 2009). Vegetation has also been used as a filter to improve surface water

quality (Helmers and Eisenhauer, 2006). Planting or removing more vegetation can

both increase or decrease the flood risk to different extents in different locations.

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Vegetation increases the flood depths and durations in the upstream of catchment while

the largely positive effects occur on the downstream end where the flood depths are

reduced. This is particularly the case for lowland areas where flow regulation and land

use change may affect the magnitude and frequency of flooding. On the receiving end,

the riparian vegetation controls the velocity of the runoff to the river. The trade-off is

between the lower flood depths and the slightly longer flood durations (Rutherford et

al., 2006). All these interacting factors should be taken into account for effective land

use planning.

Despite the impending aftermath, it is impossible to avoid floods altogether and there

is very little point trying to do so, as flooding is nature’s way of restoring biodiversity

by reviving floodplains, returning nutrients to the soil, wash off debris and sediments

as well as replenishing groundwater storage. Understanding the roles and limitations

of vegetated floodplains as natural flood storage systems adds another dimension to

land use planning (DEHP, 2012). This calls for objective management practices as part

of watershed planning that involves predicting the flow dynamic due to increased

resistance caused by vegetation.

Hydrodynamic modelling has become a popular tool to simulate the impacts of

different resistance due to the land cover on the overbank flow patterns and flood water

levels in watercourses and floodplains. There has been much advancement in

computational power and numerical algorithms since its inception, but the

performance of hydrodynamic modelling is still influenced by a number of

uncertainties which have been the basis of many studies. Roughness, which represents

the resistance of different land covers, has been demonstrated in many studies to affect

the flood depths and velocities, but it also remains one of the main uncertainties and

this has been well-documented (Medeiros et al., 2012; Noorayanan et el., 2012;

Stephens et al., 2012; Straatsma and Huthoff, 2011; O’Hare et al., 2010; Gu et al.,

2007; Stoesser et al., 2005; Werner et al., 2005, Wu et al., 2009).

In calibrating a hydrodynamic model, the roughness coefficient is normally adjusted

to minimise the deviation between prediction and observed data. However, it is very

subjective and loses its meaning in the process of becoming a measure to represent the

energy and momentum losses of the model as a whole. Horrit and Bates (2001) equally

stressed that the relationship between parameters used in calibration with the physical

representation may not be a simple one and often used to make up for poor model

build. A major downside of this computationally intensive process is that the calibrated

results can be manipulated without improving the model representation. This defeats

the purpose of model validation.

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This study contributes an original and proven methodology incorporating the cost-

efficient remote sensing data and Geographic Information System (GIS) to improve

the accuracy of tropical vegetated floodplain classification and roughness estimation.

Remote sensing and GIS allow the conversion of retrieved variables to roughness that

can be estimated for each grid cell through linear regression models relating vegetation

spatial attributes to vegetation density parameters such as vegetation width. This

provides an objective and relatively quick calculation of vegetation roughness instead

of the current subjective selection based on past studies or time-consuming field

measurements. Ultimately, this methodology enables roughness maps to be generated

at different spatial resolutions and used directly in 2D hydrodynamic modelling. The

quality of a roughness map can be evaluated by comparing the simulated flow

properties with those observed in the field.

1.2 Hydrodynamic Modelling

Hydrodynamic modelling can predict flows and water levels based on the conservation

laws of physics described by differential equations. Numerical methods are applied to

solve the equations by discretising the domain in which the schematisation scheme

differs from one software to another. In general, hydrodynamic modelling ranges from

one-dimensional (1D), 2D, to three-dimensional (3D) with their own strengths and

limitations. The 1D model generates results of flows in only one direction and the

velocity as an average value. The 2D model provides results of flows in two directions,

x and y, while the velocity is calculated as an average in either direction. The most

complex 3D model produces results of flows in an additional direction, z, whereas the

velocity can be calculated vertically.

The choice between the different models depends on a number of factors, mainly on

the study purpose, cost, time and level of accuracy or spatial variability. The 1D model

would yield good results in a relatively short time, but it is more suitable for narrow

floodplains where the width is typically smaller than three times the width of the main

channel (EA, 2009). This implies that the floodplain behaves in the same way as the

river channel. However, flooding is generally turbulent in nature and the assumption

that the floodplain flow is parallel to the main channel can be unrealistic. Another flaw

worth noting is that the cross-sectional averaged velocity contributes little when there

are large variations in velocity magnitude which is usually the case during flooding.

As the 3D model is derived from the averaged turbulent flow equations of Reynolds-

averaged Navier-Stokes, it would be useful to investigate the flow details. However,

the intricacies involved and high computational time prevent them from being

practically applied in the industry. The computational time is primarily influenced by

how refined the model needs to be which is a compromise between accuracy and

practical applicability. For a practical look at the model performance with aggregated

roughness coefficients, the 2D model is deemed more fitting as it could attribute

roughness specifically to vegetation and reduce the known difficulties within the 1D

roughness. A clear advantage is the model would be able to display the variations of

water levels, velocities, and the changing flow patterns due to vegetation.

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1.2.1 One-Dimensional Models

Attaining a firm understanding of the 2D numerical method requires identifying the

origins of the 1D model. The 1D model treats river channels as a set of cross sections

perpendicular to the flow direction while the floodplain is represented as extended

cross sections. The 1D model is based on the 1D Saint Venant or shallow water

equations with conveyance computed using a uniform flow law. These equations are

derived by integrating the Navier-Stokes equations over the flow cross-sectional

surface, assuming the flow direction is parallel to the river centre line.

The original Navier-Stokes equations describe fluid flow, combining five partial

differential equations with one for the conservation of mass, three for the conservation

of momentum and one for the conservation of energy. The equations are based on the

steady state and unsteady gradually varied flow models, derived under the following

assumptions:

Velocity is uniform

The flow is one-dimensional with no vertical accelerations

Pressure distribution is hydrostatic

Water levels are horizontal

Channel bed slope is small

One of the principle advances in 1D modelling is the conveyance estimation technique

such as the Conveyance Estimation System (HR Wallingford, 2003; Samuels et al.,

2002) incorporated in commercial packages such as ISIS and InfoWorks RS. This

system focusses on riverine vegetation, momentum exchange between watercourses

and floodplains flows, as well as the behaviour of natural channels. However, the

remaining drawbacks to the 1D schematisation are the floodplain flow is assumed to

be in 1D which is often not the case and the cross-sectional averaged velocity has a

less tangible physical meaning when there are large variations in the magnitude across

the floodplain.

1.2.2 Two-Dimensional Models

The 2D model is based on the 2D shallow water equations which are also known as

2D Saint Venant equations due to its 2D non-linear extension. Non-linear here means

that they do not satisfy the principle of superposition which subject shallow water

flows to shock waves, known to be discontinuous solutions of the shallow water

equations. These shocks on floodplains are generally in the form of hydrodynamic

jumps and are described as transition flows from supercritical to subcritical, caused by

either terrain changes or friction. The 2D solution algorithm solves the depth-averaged

2D shallow water equations which are the momentum and continuity equations for free

surface flow. They are derived using the hypotheses of vertically uniform horizontal

velocity and negligible vertical acceleration, namely the hydrostatic pressure

distribution. It is assumed that the wave length is much greater than the flow depth.

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1.3 Vegetation Roughness

As previously discussed, roughness is an essential input to a hydrodynamic model and

can be expressed by the Darcy-Weisbach f, Chezy C and the Manning’s n. However,

Manning’s n is widely used in hydrodynamic modelling as demonstrated by a number

of industrial software packages such as HEC-RAS, ISIS, MIKE and InfoWorks. The

roughness coefficient is usually applied as a bulk representation, but many agreed with

Chow (1959) that the resistance can no longer be defined as a deterministic value in

fluctuated flows which is often the case in flooding. This is important as flood

mitigation schemes depend heavily on predicted flood depths and velocities to design

for infrastructure and operation.

It is widely known that vegetation imposes higher resistance than the bed grain

particles, particularly for floodplain flow. Riparian vegetation similarly has a

significant impact on the floodplain flow. Riparian vegetation exists at the interface

between the river and the floodplain (Rutherford et al., 2006). It is known to play a

major role in flow resistance by increasing turbulent intensity as well as causing flow

retardance through additional loss of energy and momentum. Riparian regions impede

the surface runoff which in return can lower the downstream flood peak. While the

vegetated floodplain would impact the depth and duration of flooding, the riparian

vegetation would influence the timing of the flood delivery (Rutherford et al., 2006).

Vegetation is conventionally represented as rigid cylinders indicating that the total

shear stress equals the total of the bed shear stress and the equivalent shear stress due

to vegetation drag. Vegetation resistance highly relates to the flow depth and

corresponds to the vertical density variation. Gu et al. (2007) demonstrated how a

uniform roughness coefficient can be assumed when the ratio of flow depth and

effective height of the vegetation is two. On the contrary, anything below two shows

significant varied roughness coefficients dependent on the flow depth. Therefore, a

bulk roughness coefficient does not reflect the momentum losses in the flow through

vegetation. Ebrahimi et al. (2008) concurred that roughness coefficients increase with

vegetation density and decrease when flow depth and velocity decrease. A good

estimation of Manning’s n is important as its influence on water levels is significant.

A higher Manning’s n generally causes a higher flood risk (De Doncker et al., 2009).

1.4 Remote Sensing for Hydrodynamic Roughness Estimation

A classic definition of remote sensing by Jensen (2000) is the art and science of

obtaining information about an object without being in direct physical contact with the

object. It is a scientific technology used to measure and monitor important biophysical

characteristics and human activities on the earth. A good example to explain this is the

function of the eyes in which the information is gathered through the reflectance

amount of visible light energy.

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Technically, remote sensing can be defined as a technique of electromagnetic waves

with respect to objects such as materials, areas, phenomena or processes on the earth’s

surface, observed from a distance, as illustrated in Figure 1.4. The process involves

acquiring information of radiation from parts of the earth’s surface by means of close

range, airborne, or spaceborne sensors placed on stationary or moving platforms such

as aircrafts and satellites.

Figure 1.4 : Spectral reflectance (Source: Auracle Geospatial Science Inc., 2013)

In remote sensing, the reflection and emission of earthly objects are recorded while

field data of a descriptive and physical nature are added to these parameters. These

parameters are then analysed by image processing and interpreted according to the

spectral and spatial properties of the image and transformed into comprehensible data

useful for the qualification, quantification and mapping of objects, phenomenon, and

processes occurring on the earth.

Digital images in remote sensing are generally made from a collection of picture

elements, normally referred to as pixels. The process of photography uses chemical

reactions on the surface of a light-sensitive film to detect energy variations within a

scene. Electronic sensors generate an electrical signal that corresponds to the energy

variations in the original scene. By developing an image, a record of its detected signals

is obtained. This spectral response pattern is also known as a signature which describes

the degree of reflected energy in different regions of the spectrum.

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The successful application of remote sensing is based on the integration of multiple,

interrelated data sources and analysis procedures. All successful remote sensing

applications should consist of the following steps:

1. Clear definition of the problem

2. Assessment of the potential for addressing the problem with remote sensing

3. Determination of suitable remote sensing data acquisition procedures

4. Evaluation of the data interpretation procedures and the references required for

calibration and verification

5. Identification of the criteria to gauge the quality of information derived

While Very High Resolution (VHR) satellite images, particularly QuickBird image

used in this research, may be sufficient for general mapping applications, it is often not

the case when more details are required to make informed decisions. In 2D

hydrodynamic modelling for instance, surface roughness should represent the terrain

profiles and obstructions. Even with a highly accurate Digital Terrain Model (DTM)

which is a prerequisite, the hydrodynamic model requires vegetation to be reasonably

classified (NOAA, 2012). Thus, vegetation is required to be categorised into different

sub-classes as the different properties impose different roughness. This is when

spectral information is inadequate to segregate the types of vegetation due to severe

spectral resemblances and overlaps within the classes (Htun et al., 2011; Dengsheng et

al., 2010; Stibig et al., 2003; Blaschke and Strobl, 2001). Subsequently, Object-Based

Image Analysis (OBIA) is often preferred for classification due its better performance

(Blaschke et al., 2014; Hamedianfar and Shafri, 2014a; Zhang et al, 2013; Li et al.,

2011; Myint et al., 2011; Blaschke, 2010; Forzieri et al., 2010; Baatz and Schape,

2000). The fundamentals are the segmentation and merger of the homogenous pixels

based on their size, distance, texture, spectral similarity, and form (Li et al., 2011;

Baatz and Schape, 2000). OBIA can be carried out as supervised or rule-based.

The supervised technique can be performed by different supervised algorithms such as

K-nearest neighbour or Support Vector Machine (SVM). SVM has become a popular

algorithm in the remote sensing community due to its ability to provide good

classification results with a small amount of training samples (Hamedianfar et al.,

2014b; Heumann, 2011; Mountrakis et al., 2011). This algorithm which was

introduced by Boser et al. (1992) is then run for the supervised classification based on

the training samples defined by the user. Adversely, the rule-based technique is based

on human knowledge and reasoning about each feature classes (ENVI, 2008). The user

is required to define a rule-set that can include one or several attributes to identify each

class.

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Although VHR multispectral imagery is becoming more affordable and popular, Laser

Imaging Detection and Ranging (LiDAR) data acquisition can be very expensive for

vegetation studies alone and the readily available LiDAR data is often those below 4

points per square metre (PPSM) for DEM creations. PPSM, also known as point

density, is an important parameter of LiDAR. It is measured directly as the ratio

between the number of points and the covered area (Balsa-Barreiro and Lerma, 2014).

Recent LiDAR systems provide at least three returns per pulse in which any multiple

returns most likely represent vegetation (NOAA, 2012). Many of the studies

mentioned so far utilised high point density LiDAR data which are not easily obtained

due to its cost. Therefore, recent research has been centred on using VHR multispectral

imagery in combination of low point density LiDAR for land use classification and

vegetation mapping with the help of object-based methodology (Alexander et al.,

2014; Brubaker et al., 2014; Machala and Zejdova, 2014; Bujan et al., 2013; Takahashi

et al., 2010; Geerling et al., 2007).

1.5 Problem Statement

Flooding has long been recognised as one of the most damaging and costly natural

hazards. Flooding at a large scale does not just upset social and economic activities,

but also poses a risk to lives. Recovery and intangible damage such as the

psychological distress incurred can be very costly to the communities as much as to

individuals. It can also drive away potential investments which can be very devastating

particularly for developing countries such as Malaysia.

Common local practices to mitigate current intense overflows include river

canalisation and flood diversions although a greater focus is on flood warning, flood

management and non-structural measures (DID, 2011b). Over relying on structural

measures can increase vulnerability especially when extreme flood events exceed the

design measure. Excessive canalisation works, which often need to be carried out on

an annual basis, cause instability to river crossing structures and other infrastructure

within the vicinity. Such works also result in the loss of aquatic and riparian flora and

fauna habitat. While the aim is to lower the water levels, this also lowers the water

tables near the channel bed and consequently decreases groundwater nutrient influxes

into the river.

To make things worse, the canalisation works upstream may significantly impact the

downstream flow conditions. For this reason, constructing dams is becoming an

integral part to regulate the flow and provide excess floodwater storage. There are at

least 60 existing dams throughout Malaysia and counting. Any construction within the

river vicinity such as dams, barrages, and weirs also accumulate sediments and

interrupt the river sediment balance even when the dam cuts off sediment supply to the

downstream, causing scouring (DID, 2011b). This demonstrates how limiting flooding

in one place can increase flooding somewhere else. A short-term approach to cope with

siltation is dredging which goes back to the canalisation works discussed earlier,

resulting in a high maintenance cycle. Hence, the artificial methods employed at

present are not a sustainable solution.

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With climate change affecting the hydrological cycle through the temperature increase,

there will be a drop of effective precipitation leading to drier soil conditions and more

outflow sediments when it rains (Moui et al., 2012). Additionally, the more frequent

short-duration intense rainfalls will produce more direct runoff. While it is impossible

to avoid floods altogether, it becomes even more important to understand the dynamic

of vegetated watercourses and floodplains and to be able to limit the flood effects by

working with nature instead of against it. Educated land use planning can help allocate

appropriate land uses in areas that are more flood prone. This can complement the

engineering advances to help protect the floodplains and make them more resilient.

Being a developing country, Malaysia has the advantage of learning from the

experiences of developed countries. Take Japan for example. Years after World War

II when Japan was generating considerable wealth, they invested a lot in river

construction works such as river canalisation and dams but failed to take the

environment into account, leading to frequent floods, deteriorating water quality and

ecological health in the subsequent decades (Takahasi and Uitto, 2004). This echoes

the situation in the country where the majority of rivers can be classified as alluvial

streams (DID, 2012). This means the rivers are capable in adjusting to the natural

processes without any external influences to balance the hydrological regime and

hydrodynamic behaviours. Therefore, any changes to alter the natural river responses

may prompt gradual or drastic changes to the sedimentation rate, river slope, depth,

width and flow resistance to name a few. This can result in bigger impacts of flooding

similar to what happened in Japan.

Another example can be observed in Australia and the Netherlands where the flooding

issue used to be addressed by removing vegetation or raising the dykes (DEHP, 2012).

Australia subsequently commenced revegetation works and the Dutch created more

space for the floodwater by lowering floodplains, putting groins and excavating

secondary channels. However, Makaske et al. (2011) stressed the need to integrate

hydrodynamic evaluation of river engineering measures and vegetation succession in

riverine ecosystem rehabilitation plans as they found the growth of vegetation in the

Dutch Rhine River branches may result in up to 0.6 m higher river flood levels due to

the higher vegetation roughness.

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The presence of vegetation is known to amplify the turbulent intensity and

consequently produces a significant amount of energy and momentum losses and flow

retardance (Tsihrintzis and Madiedo, 2000). The standard approach in hydrodynamic

modelling is to assign a constant value to a vegetation cluster. Although this is

satisfactory for flood extent forecast, the simplistic approach may not be able to

accurately predict the depth-varying flow dynamic for more detailed applications. By

being able to quantify the vegetation better for hydrodynamic modelling, much of the

ambiguity surrounding the key aspects of roughness uncertainty can be removed.

Obtaining meaningful results from an improved hydrodynamic modelling will greatly

complement vegetation management in mitigating flood risk and conserving the

ecosystem, as a change of roughness coefficients across the model grids may change

the balance and extensively change the flow dynamic of floodplain storage,

conveyance and backwater effects (Helmers and Eisenhauer, 2006; Werner et al.,

2005). It is equally important to develop a practical methodology that can be easily

replicated to manage vegetation quantitatively so that people can benefit from positive

and sustainable socioeconomic and environmental effects. This is made possible

through the application of remote sensing and GIS. This leads to the main hypothesis

of this study: the geospatial approach in approximating spatially explicit and depth-

varying vegetation roughness can provide a practical alternative in modelling

vegetated floodplains.

In essence, while there is a considerable amount of resolved studies on vegetation

properties and their impacts on flow dynamic (Aberle and Jarvela, 2013; Sun and

Shiono, 2009; Anderson et al., 2006; Helmers and Eisenhauer, 2006; Rowinski and

Kubrak, 2002; Jarvela, 2002; Petryk and Bosmajian, 1975), the same cannot be

claimed for modelling vegetated watercourses and floodplains. Manning’s n is

dependent on the retardance factor which is a function of the vegetation properties such

as flexibility, height, thickness and density. To represent the variation of Manning’s n,

measurements are essential. Although conventional field survey would be the best

estimates, it is often not possible for large areas as it is time and cost consuming. Aberle

and Jarvela (2013) summed it up perfectly that the vegetation-flow interactions are

gaining much attention for the past few years, but none is yet suitable for practical

applications.

As a result, the geospatial approach is potentially the pragmatic way forward as it is

capable in developing and handling extensive spatial as well as tabular data. The

application of GIS and remote sensing has been extended to numerous fields that it is

only natural to utilise them in improving the estimation of vegetation roughness. This

study provides better understanding and improvements in the integrated river basin

study through the geospatial approach for various applications, as discussed. It is a

valuable step in providing a practical alternative to quantify depth-varying vegetation

roughness coefficients in 2D hydrodynamic modelling by producing detailed flood

maps for improved sustainable development and well-controlled vegetation

management.

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It is important to start right and not overlook the importance of environmental elements

such as vegetation. Rural areas are likely to be developed eventually and it will be

advantageous to be able to quantify more accurately how changing the natural

landscape may alter the flood dynamic. Incorporating vegetation as a flood mitigation

measure will also support the river’s self-resilient capacities and prompt a river to

function as naturally as possible as an alluvial stream is able to adapt to the natural

processes and balance the changing hydrological regime and flow dynamic.

Consequently, the environmental health can be preserved as well as the agricultural

lands, flora, and fauna habitat. Therefore, this research attempts to take a step forward

in quantifying the relationship between vegetated river basins and the varying

hydraulic using the geospatial approach.

1.6 Research Objectives

It is now established that vegetation can influence the impacts of flooding to a certain

degree, but the question is how to quantify the flood sensitivity to the amount of

vegetation in practice and how significant is the application of depth-varying

roughness? The main research objective is to develop a practical methodology via a

geospatial approach to calculate depth-varying vegetation roughness to be used in 2D

hydrodynamic modelling for practical applications. The specific study objectives are:

1. To improve land cover and vegetation classification geospatially by using

QuickBird satellite image and low point density LiDAR elevation for vegetation

density estimation on plot level.

2. To develop a geospatial method for the estimation of vegetation density and depth-

varying roughness for trees and shrubs using remotely sensed data and field

measurements.

3. To assess and validate the 2D hydrodynamic modelling results between constant

and depth-varying roughness using detailed and ecotope land cover maps.

1.7 Limitations

In making the research as meaningful as possible, the limitations have been reduced to

a minimum. However, it is worth noting that the regression analysis developed in this

research was based on the same modelled area and limited to the 0.6 m QuickBird

image and LiDAR dataset of 1.4 PPSM. It is possible that a new regression analysis

can be carried out using other datasets that may or may not have impacts on the current

model. Additionally, this research has classified vegetation into three general classes

of trees, shrubs as well as grass and cropland which are the main vegetation that

significantly predict hydraulic roughness (Forzieri et al., 2012). Although more

detailed classification might lead to better assessments, this would be too

computationally demanding for practical purposes. Another limitation is the drag

coefficient used in the roughness calculation. A number of studies have used a higher

range of drag coefficients which also vary with depths, though they are few and far

between compared to those who have used constant values. Therefore, a constant value

of 1.5 was selected for the roughness calculation.

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