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  • 8/11/2019 Trampling the Archaeological Record an Experimental Study

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    Society for American Archaeology

    Trampling the Archaeological Record: An Experimental StudyAuthor(s): Axel E. NielsenReviewed work(s):Source: American Antiquity, Vol. 56, No. 3 (Jul., 1991), pp. 483-503Published by: Society for American ArchaeologyStable URL: http://www.jstor.org/stable/280897.

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    TRAMPLING

    THE

    ARCHAEOLOGICAL

    RECORD:

    AN

    EXPERIMENTAL

    STUDY

    Axel E. Nielsen

    This

    paper reports

    on several

    experiments

    carried

    out to

    explore

    the

    transformations

    of

    the

    archaeological

    record

    affected

    by

    trampling.

    These

    transformations

    include

    changes

    in

    artifact

    distributions

    and

    formal

    alterations

    that

    should

    be taken into account when

    carrying

    out studies

    of

    activity

    areas. The

    experiments

    were made on

    dry,

    hard-packed

    surfaces

    and in the same sediments

    after

    a

    rain.

    The materials used were

    bones,

    obsidian

    flakes,

    sherds,

    and

    fragments

    of

    brick and wood. The

    analysis focuses

    on vertical

    displacement,

    horizontal

    displacement,

    and

    damage

    (breakage,

    microflaking,

    and

    abrasion),

    paying

    special

    attention to the

    response

    of

    the

    trodden

    substrate

    and its

    implications

    for

    the whole

    process.

    The interaction

    of

    trampling

    with other

    formation

    processes

    (e.g.,

    maintenance)

    also is considered. The main

    patterns

    observed in the

    trampled

    materials

    are vertical and

    horizontal size

    sorting,

    and

    characteristic size distributions in sherds. These

    empirical

    generalizations

    are then

    integrated

    in a

    model that can

    help

    to

    identify trampled

    contexts and assess their

    potentialfor

    behavioral

    inference.

    El

    presente

    art?culo describe varios

    experimentos

    realizados con el

    prop6sito

    de

    explorar

    las

    transformaciones

    producidas por pisoteo

    en el

    registro arqueologico.

    Tales

    transformaciones

    incluyen

    cambios en la

    distribucion

    de

    artefactos y alteraciones formales que deben tenerse en cuenta al realizar estudios de areas de actividad. Los

    experimentos

    fueron efectuados

    sobre

    superficies muy

    compactas,

    secas

    y

    luego

    de una lluvia. Se utilizaron

    huesos,

    lascas de

    obsidiana,

    tiestos

    y fragmentos

    de ladrillo

    y

    madera. Los

    aspectos

    que

    se analizan son

    desplazamiento

    vertical,

    desplazamiento

    horizontal

    y

    danio

    (fractura,

    microlascado

    y

    abrasion),

    prestando especial

    atencion

    a la

    respuesta

    del substrato

    pisoteado

    y

    sus

    implicancias para

    el

    proceso

    en su

    conjunto.

    Tambien se considera la

    interaccion

    delpisoteo

    con otros

    procesos deformacion (p.e.,

    mantenimiento).

    Los

    principales patrones

    observados

    en los

    materialespisoteados incluyen

    ordenamiento

    verticaly horizontalpor

    tamanio

    y

    distribuciones caracteristicas

    en la dimensi6n

    de los tiestos. Estas

    generalizaciones empiricas

    son

    luego integradas

    en un modelo

    que

    puede

    contribuir a

    identificar

    contextos

    pisoteados,

    asi como a

    evaluar su

    potencial para

    establecer

    inferencias

    de cardcter

    conductual.

    Since

    Stockton's

    (1973) pioneering study,

    trampling by

    humans

    and

    animals has

    been

    recognized

    as a

    major

    process

    by

    which

    archaeological

    materials and

    deposits

    are transformed

    in

    their formal

    and

    spatial

    attributes

    (e.g.,

    Schiffer

    1983,

    1987).

    Understanding

    the

    potential

    effects of this

    process

    is a

    prerequisite

    for

    many

    behavioral

    inferences

    in

    situations

    where

    treadage

    is

    likely

    to have taken

    place.

    During

    the last two

    decades,

    for

    instance,

    many

    studies

    have

    attempted

    fine-grained

    reconstruc-

    tions of the

    spatial

    organization

    of

    living

    floors.

    Typically

    these

    analyses identify

    discrete areas

    devoted to limited

    groups

    of activities like

    food

    processing

    and

    consumption,

    storage,

    trash

    disposal,

    tool

    manufacture and

    maintenance,

    resting,

    etc.

    In

    order to

    make

    these kinds of inferences it is

    necessary

    to know

    minimally: (a)

    the activities

    in

    which the artifacts

    were

    used;

    (b)

    the

    circumstances

    that

    led to artifact

    deposition

    (whether

    they

    constitute

    primary,

    secondary,

    or

    de facto

    refuse);

    and

    (c)

    if

    there have been

    changes

    in

    their

    formal and

    spatial

    attributes after

    deposition.

    It is in

    the

    context of this

    last

    problem

    that

    trampling, along

    with other

    processes

    of

    disturbance have to be

    taken into account. Intensive trampling modifies the horizontal distribution of artifacts, it obscures

    patterns

    existing

    in

    their

    original

    deposition,

    and

    eventually

    introduces new trends in

    their

    spatial

    arrangement.

    By

    producing

    vertical

    migration

    of

    materials it also can

    move artifacts

    across strati-

    graphic units,

    and mix in

    the same

    deposits

    items

    originating

    in

    different

    occupations.

    When

    trodden,

    artifacts

    undergo

    several

    types

    of

    damage,

    like

    breakage,

    microchipping

    and abrasion.

    The

    resulting

    traces

    sometimes

    mimic the

    damage produced

    by

    use or

    by

    other

    postdepositional

    processes,

    and

    Axel E.

    Nielsen,

    Laboratory of

    Traditional

    Technology,

    Department

    of Anthropology,

    University of

    Arizona,

    Tucson,

    AZ

    85721,

    and

    Cdtedra de Prehistoria

    y

    Arqueologia,

    Escuela de

    Historia,

    Universidad Nacional de

    Cordoba,

    Argentina

    American

    Antiquity, 56(3), 1991, pp.

    483-503.

    Copyright

    ? 1991

    by

    the

    Society

    forAmerican

    Archaeology

    483

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    AMERICANANTIQUITY

    therefore

    can

    unwittingly

    lead to

    erroneous

    functional

    interpretations.

    Since

    trampling

    is a

    ubiq-

    uitous

    process

    on

    occupation surfaces,

    its effects cannot be overlooked when

    assessing

    the

    suitability

    of

    particular

    deposits

    for

    carrying

    out

    spatial

    studies at the

    microscale

    (Clarke

    1977).

    Trampling

    also can be considered

    a broad

    category

    of

    human

    activity

    in

    itself,

    or a

    common

    element

    of

    various activities. Some

    models

    concerning

    the differential use of

    space

    can

    be charac-

    terized

    in

    terms

    of

    sharp

    differences

    in

    the

    amount of human

    traffic.

    By

    inferring

    the

    presence

    and

    relative

    intensity

    of

    trampling

    in

    different

    spatial

    units

    rough

    functional distinctions can

    be made

    (e.g., storage

    rooms vs. habitation

    rooms;

    areas of domestic or restricted

    circulation vs.

    areas

    open

    to

    public

    traffic

    [cf.

    Whittlesey

    et

    al.

    1982]).

    A

    number of authors have taken

    into

    account

    possible

    alterations

    of

    deposits

    resulting

    from

    trampling

    based

    on

    reasonable

    assumptions

    of what its

    effects are

    likely

    to be

    (e.g., Bradley

    and

    Fulford

    1980; Hughes

    and

    Lampert 1977;

    Rosen

    1986,

    1989).

    In

    addition,

    there have been several

    attempts

    to

    explore

    trampling

    ethnoarchaeologically (De

    Boer

    and

    Lathrap 1979;

    Gifford

    1978;

    Gifford and

    Behrensmeyer 1977;

    Wilk

    and

    Schiffer

    1979)

    and

    experimentally

    under different

    degrees

    of control

    (Behrensmeyer

    et

    al.

    1986;

    Courtin and Villa

    1982;

    Flenniken and

    Haggerty

    1979;

    Gifford-

    Gonzalez et al. 1985; Lindauer and Kisselburg 1981;Muckle 1985; Olsenndisselburg 19n and Shipman 1988; Pintar

    1987;

    Pryor

    1988;

    Stockton

    1973;

    Tringham

    et al.

    1974;

    Villa and Courtin

    1983).

    These studies

    have

    focused

    primarily

    on

    two issues:

    (1)

    how

    human

    trampling

    disturbs

    stratigraphic sequences

    by

    producing

    vertical

    migration

    of

    items,

    and

    (2)

    how

    treadage generates patterns

    of

    damage (mainly

    in

    lithics and

    bone)

    in

    order to

    differentiate them from

    damage

    produced

    by

    use

    or

    butchering

    activities.

    Although

    several

    generalizations

    have

    begun

    to

    emerge

    as a

    result

    of

    this

    work,

    it

    is

    surprising

    that the results of different

    studies

    vary widely

    and are even

    contradictory

    in

    many respects (compare,

    for

    example,

    Tringham

    et

    al.

    [1974]

    and

    Flenniken

    and

    Haggarty [1979]

    on

    edge damage,

    or Gifford-

    Gonzalez et al.

    [1985]

    and

    Pintar

    [1987]

    on

    the relation between

    size/weight

    of

    artifacts and

    vertical

    displacement).

    This situation indicates that

    these kinds

    of

    experiments

    will

    have to be

    repeated

    many

    times

    for

    reliable

    generalizations

    to be

    drawn,

    and that considerable work is

    still

    needed

    before we are able to

    apply

    them to

    archaeological

    inference.

    The

    present paper reports

    on six

    experiments

    designed

    to

    examine some

    of

    the

    contradictory

    results achieved

    by previous

    studies and to

    explore aspects

    of

    trampling

    processes

    that have

    received

    little

    attention

    in

    the literature. These include:

    (a) patterns

    of ceramic

    breakage,

    (b)

    the influence

    of

    the

    different

    density

    of various materials on

    displacement,

    and

    (c)

    the interaction between

    trampling

    and other

    formation

    processes.

    MATERIALS AND

    PROCEDURES

    The six

    experiments

    are

    labeled

    TR-I

    through

    TR-VI and

    were carried out

    in

    backyards

    and

    in

    a

    park

    in

    the

    city

    of Tucson.

    A

    summary description

    of

    them

    is

    presented

    in

    Table

    1. The

    next

    three

    sections offer

    details about

    the

    trampled

    substrate,

    the materials

    used,

    and the

    design

    followed

    in each case.

    The

    Substrate

    Except

    for

    TR-III,

    all

    experiments

    were

    performed

    on

    dry,

    highly

    consolidated surfaces with no

    vegetation

    cover. TR-III

    was carried out on the same sediments but five

    hours after a

    heavy

    rain

    in

    order to

    assess

    the effects of

    trampling

    on a

    wet,

    softer substrate.

    Two

    attributes of

    the substrate

    are

    considered

    to

    have

    the

    most influence

    on

    the

    way trampling

    impacts

    the

    archaeological

    record:

    texture and

    penetrability.

    A

    grain-size analysis

    of

    the

    sediments

    in

    the

    trampled

    areas showed that

    according

    to their texture

    they

    could be classified

    as

    muddy

    gravels

    (Folk

    1980):

    79

    percent

    gravel,

    mostly

    in

    the

    granule

    fraction;

    10

    percent

    sand;

    11

    percent

    mud.

    A pocket penetrometer (Bradford 1986) was used to measure the penetrability of the substrate,

    with

    limited

    success.

    This

    is a

    hand-operated,

    calibrated-spring

    tester

    that

    measures

    penetrability

    in

    kilograms per

    square

    centimeter

    necessary

    to stick

    its

    tip

    into

    the

    ground.

    This is the

    only

    technique

    484

    [Vol.

    56,

    No.

    3,

    1991]

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    Table 1.

    Summary

    of Features of

    Each

    Experiment.

    TR-I

    TR-II

    TR-III TR-IV

    Number of items 318

    173

    78

    88

    Materials used

    bones,

    lithics,

    sherds

    bones,

    lithics,

    sherds

    bones,

    lithics,

    sherds

    sherds

    Size of

    original

    1

    x

    1

    m

    1

    x

    I m

    1

    x

    1

    m

    .5

    x

    .5

    m .

    concentration

    Wet/dry

    dry

    dry

    wet

    dry

    Soil

    penetrabilitya

    2.49

    >4.5

    1.63

    >4.5

    Number

    of cross-

    1,500

    800

    800

    100, 200, 300,

    ings

    400,

    800

    Variables

    consid-

    vertical-movement,

    vertical and horizon-

    vertical and

    horizon-

    fracture

    ered

    damage

    tal movement

    tal movement

    a

    Soil

    penetrability

    measured

    in

    kg/cm2.

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    AMERICAN

    ANTIQUITY

    Table

    2. Size

    Distribution

    of Pieces Used

    in

    TR-I,

    TR-II,

    and

    TR-III.

    Size

    Categorya

    1 2

    3 4

    5

    6

    7

    Total

    TR-I

    Bones

    11 25

    23

    19 6 1

    15

    100

    Sherds 25 30 26 19 6 1

    0

    107

    Lithics 28

    41 27 7 5 2 1 111

    Total

    64 96 76 45 17 4

    16 318

    TR-II

    Bones

    4

    5 9 3

    7

    2 4 34

    Sherds

    2

    12 1

    3

    11 14 9

    12 73

    Lithics

    17 20

    15 10

    2 1

    1 66

    Total

    23

    37 37 24

    23 12

    17

    173

    TR-III

    Bones

    1 5

    10 6 3 0

    5

    30

    Sherds

    0

    7 7

    1

    3

    2 2 22

    Lithics

    7

    8 5 3

    1

    2

    0 26

    Total

    8 20

    22

    10

    7 4 7

    78

    a

    C,7,t

    =

    _, lr-

    mm

    i

    -

    =

    '11

    m

    m

    .

    4

    =

    4

    l_

    50

    mm;

    5

    =

    51-60

    mm;

    6

    =

    61-70

    mm;

    7

    =

    >70

    mm.

    for

    measuring

    the

    resistance

    to

    penetration

    of a

    surface,

    since

    others,

    like bulk

    density

    (Black

    1965:

    381),

    measure the

    compaction

    of the

    top layer

    as a whole. Its

    results, however,

    are not

    precise

    enough

    to be taken as an absolute

    measure of

    penetrability

    but rather as a relative estimation for

    broad comparisons. Each locality was tested over an area of 5 m2 (10 points per

    m2)

    immediately

    before and after the

    experiments

    in

    order to assess variations

    in

    penetrability.

    The means of

    these

    measurements for each case are

    displayed

    in

    Table

    1

    and discussed

    in

    detail below.

    Materials

    The

    materials

    used were obsidian

    flakes,

    coyote

    and

    sheep

    bones

    weathered 2-3 months

    (fragments

    of

    mandible,

    diaphysis

    and articular

    parts

    of

    long

    bones,

    and

    vertebrae), fragments

    of oak wood

    and

    brick,

    and

    sherds from the

    following

    five

    types

    of

    pottery: (a) High-tempered

    slabs made of

    commercial

    clay

    (Westwood EM-207)

    fired at 700?C for 30 minutes

    (thickness

    7

    mm); (b)

    small

    Mexican low-fired

    globular

    vessel

    (12

    cm

    high,

    wall thickness 4.3-5.6

    mm);

    (c) large

    Mexican low-

    fired

    globular

    vessel

    (40

    cm

    high,

    wall thickness 4.8-7.4

    mm); (d) biglobular (gourd-shaped)

    Mexican

    vessel (wall thickness 4.5-7.0 mm); (e) Italian high-fired flower pot (wall thickness 3.9-4.8 mm with

    an increase to

    6.2

    mm in

    a 30-mm band

    along

    the

    rim).

    These

    types

    are

    presented

    in

    order of

    increasing

    hardness,

    determined

    mainly by

    differences

    in

    firing

    temperature,

    and therefore

    the

    grades

    A

    through

    E

    can be considered

    a

    rough

    ordinal measure

    of the

    strength

    of the

    paste.

    The

    Experiments

    During

    the

    experiments

    attention

    was

    paid

    to three different

    aspects

    of

    trampling.

    TR-I

    through

    TR-III

    focused on horizontal

    and vertical

    movement and

    general

    damage

    in

    artifacts.

    TR-IV

    and

    TR-V were

    designed

    to examine

    patterns

    of ceramic

    breakage,

    and

    TR-VI

    focused

    on

    the influence

    of material

    density

    and

    object

    bulk ' on

    horizontal

    migration.

    Accordingly,

    three basic

    designs

    were followed.

    TR-I,

    TR-II

    and

    TR-III.

    Before each

    experiment

    all items were

    numbered and

    weighed,

    and

    their maximum

    length

    was recorded

    (Table

    2).

    The flakes

    were

    spray

    painted

    to facilitate

    the

    486

    [Vol.

    56,

    No.

    3,

    1991]

    I-

    1L

    C

    fLL,rt

    lll

    i.

    tal

    C

    I

    I1-1-Ullllll,.L

    -

    j

    I-+killllll,-t

    -

    -t I

    -

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    AMERICAN

    ANTIQUITY

    Table 3. Number of Items of Each

    Kind

    of MaterialBuried

    and

    on the Surface

    n

    TR-I and TR-II.

    Surface Subsurface

    Totala

    TR-I

    Bones 48

    (51.6%)

    45

    (48.4%)

    93

    Sherds 75

    (40.8%)

    109

    (59.2%)

    184

    Lithics

    27

    (21.9%)

    96

    (78%)

    123

    150

    (37.5%)

    250

    (62.5%)

    400

    TR-II

    Bones 22

    (66.7%)

    11

    (33.3%)

    33

    Sherds 179

    (83.6%)

    35

    (16.4%)

    214

    Lithics 36

    (51.4%)

    34

    (48.6%)

    70

    237

    (74.8%)

    80

    (25.2%)

    317

    a

    The differencesbetween the numbersof items recoveredand

    those in the

    original assemblages as described in Table 2 are due to the combined effects

    of

    loss and

    breakage.

    The

    same

    phenomenon

    was recorded

    by

    Gifford-Gonzalez

    et al.

    (1985:808)

    in their

    experiment

    on

    loamy

    soil,

    and is familiar

    to

    ecologists (e.g.,

    Liddle

    1975;

    Weaver and Dale

    1978)

    who conceive

    trampling

    both as an erosive

    process

    that increases the

    depth

    of the

    paths

    and as

    a

    compacting

    process

    that

    increases the bulk

    density

    of the soil near the

    surface. For a

    given trampling agent

    there

    exists

    a maximum stable

    compaction

    value that is a function of the

    microstructure of the soil.

    The

    loose cover

    is a more

    dynamic

    element

    that is

    likely

    to

    vary

    in thickness

    depending

    not

    only

    on the

    soil,

    but also

    on the

    intensity

    of

    treadage,

    slope,

    and

    patterns

    of rainfall.

    Trampling

    after rain

    (TR-III)

    had different

    effects. The

    muddy

    surface

    was

    initially very penetrable

    (mean

    =

    1.63

    kg/cm2;

    s.d.

    =

    .55),

    but doubled its

    compaction

    after

    treadage

    (mean

    =

    3.25

    kg/cm2;

    s.d.

    =

    .58).

    No loose

    layer

    developed,

    and

    very

    few artifacts

    were buried

    completely.

    Most

    of

    them

    were stuck

    in

    the soft

    substrate

    during

    the first few

    crossings,

    and remained

    in the same

    position

    throughout

    the

    experiment.

    At the end

    they

    still were visible

    from the

    surface.

    These various

    responses

    of the substrate are

    important

    for

    understanding many

    effects

    of

    trampling.

    They

    will

    be referred to

    while

    discussing

    particular

    aspects

    in the

    following

    sections.

    Vertical

    Displacement

    This dimension

    of

    trampling

    processes

    has received

    the most attention

    because it

    has

    implications

    for the

    interpretation

    of

    stratigraphic

    sequences

    and

    chronology.

    Most

    of the studies

    have been

    carried out on loose

    sandy

    soils,

    where artifacts

    from the same

    original

    assemblage

    have been

    recovered

    in

    levels

    separated up

    to

    16 cm

    (Stockton

    1973).

    In

    a

    more

    compact

    soil

    (loam)

    Gifford-

    Gonzalez et al.

    (1985)

    recorded

    3 cm as the

    maximum downward

    movement,

    with 94

    percent

    of

    the items

    found within the

    first centimeter.

    Existing

    studies are

    contradictory regarding

    the

    presence

    of

    a correlation

    between

    the

    size,

    weight,

    or

    density

    of the artifacts and their

    vertical

    migration.

    Villa and

    Courtin

    (1983:277)

    worked

    with

    different

    kinds of

    material

    and found

    no correlation

    between this

    variable

    and

    vertical

    migration.

    They only generalize

    that

    pieces lighter

    than 50

    g may

    move,

    while heavier ones

    will

    tend

    to remain

    near the level

    where

    they

    were

    placed.

    Gifford-Gonzalez et

    al.

    (1985:811)

    report

    that

    none

    of the

    attributes

    indexing

    size

    or volume

    yielded

    a

    significant

    correlation

    with

    depth

    below

    surface.

    On

    the

    other

    hand,

    Pintar

    (1987)

    obtained a

    significant

    correlation

    value

    (Spearman's

    rank coef-

    ficient

    =

    -.8)

    for size/vertical

    displacement,

    suggesting

    that smaller

    items

    tend to

    be

    more

    displaced

    downward. A similar correlation is apparent in Muckle's (1985:Table 16) trampling experiments

    with

    shell

    on

    a loam substrate.

    In an

    ethnoarchaeological

    context,

    Gifford

    (1978:82)

    previously

    had

    observed a

    tendency

    of smaller

    objects

    to be

    trapped

    in loose sand surfaces.

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    REPORTS

    Table

    4.

    TR-II:

    T

    Tests

    for

    Length/Weight

    nd

    Vertical

    Migration.

    Surface

    Subsurface

    Mean

    s.d. Mean

    s.d.

    t

    value

    p

    All items

    Length

    34.6

    13.5

    23.5

    9.4 3.99 .000

    Weight

    4.9

    4.6

    1.9 2.5

    7.48 .000

    Bones

    Length

    54.7

    21.5

    26.3

    9.6 5.24 .000

    Weight

    3.9 3.6

    .7

    .5 4.02 .001

    Sherds

    Length

    30.9

    12.3

    23.5 9.2

    4.09 .000

    Weight

    5.2

    4.4 3.0

    3.2 3.50

    .001

    Lithics

    Length

    34.6

    13.5

    23.5

    9.4 3.99

    .000

    Weight

    4.3 6.1 1.1

    1.3

    3.05

    .004

    Note:

    All

    lengths

    are

    in millimeters and all

    weights

    are

    in

    grams.

    The maximum vertical

    migration

    recorded

    during

    the

    experiments

    here

    reported

    was 1.5 cm.I

    Under

    dry

    conditions,

    this

    corresponds

    to the

    thickness of the loose

    top

    layer

    discussed

    in

    the

    previous

    section. No artifact

    penetrated

    into the

    hard-packed

    bottom one. It

    follows

    from this that

    (1)

    the

    proportion

    of buried items will

    covary

    with the

    thickness of the loose

    top layer,

    and

    (2)

    size

    sorting

    will

    occur,

    since

    only objects

    no thicker than

    the thickness of the

    top

    stratum

    can be buried.

    In TR-I, which was carried out on a more permeable substrate (2.49 kg/cm2) and trampled 1,500

    times,

    the

    top

    level

    averaged

    1.5 cm and

    contained 62.5

    percent

    of the artifacts.

    In TR-II

    (>4.5

    kg/cm2,

    800

    crossings),

    the loose

    layer

    did not

    exceed

    1 cm

    and included

    only

    25.2

    percent

    of the

    recovered

    assemblage (Table 3).

    Size

    sorting

    is

    apparent

    when the

    proportions

    of

    buried and unburied

    pieces

    of each kind of

    material

    are considered.

    Lithics,

    which included

    smaller

    (Table 2)

    and flatter

    items than sherds and

    bones,

    were

    consistently

    buried

    in

    higher

    proportions.

    T

    tests

    comparing

    two

    indicators of size-

    length

    and

    weight-for

    surface and

    subsurface sets from TR-II

    show

    that these differences

    are

    very

    significant

    (Table 4).

    No such

    sorting

    occurred after

    treadage

    on

    wet

    ground.

    The

    proportions

    of

    surface/subsurface

    artifacts

    seem to

    vary randomly

    across

    material

    type

    (Table 5). Moreover,

    neither

    length

    nor

    weight

    render

    statistically significant differences between objects recovered in various levels (Table 6). No

    loose

    cover is

    developed

    in

    this

    situation. The

    materials, rather,

    are

    pushed

    down

    by

    the feet

    and

    stuck

    in

    the

    permeable

    substrate.

    If

    the

    surface is

    penetrable

    enough (ca.

    2

    kg/cm2

    or

    less),

    no

    sorting

    occurs.

    Trampling

    under these

    conditions will

    tend to

    fix in

    their

    initial

    horizontal location

    objects

    of all

    sizes

    except

    the

    very large

    ones.

    Eventually,

    once the soil

    dries

    and

    hardens,

    erosion will

    develop

    the

    loose

    top

    layer

    releasing

    some of

    the

    artifacts,

    and

    sorting

    will

    start

    again.

    These

    contrasting

    observations

    call attention

    to

    the

    different

    mechanisms of vertical

    displacement

    of

    artifacts

    trampled

    on

    wet and

    dry

    ubstrates. Under

    dry

    conditions

    the artifacts tend

    to act as

    passive

    elements

    (Pryor

    1988)

    that are

    covered

    by

    the

    loose

    dirt scuffed onto them

    by

    treadage.

    Since

    this

    loose

    top layer

    is

    very thin,

    size becomes

    a critical factor for

    the

    materials to be covered.

    Since

    in

    hard-packed

    surfaces vertical

    displacement

    does

    not exceed 1.5-2

    cm,

    no serious

    strati-

    graphic

    disturbance or

    archaeologically

    recognizable sorting

    by

    size will

    occur. These

    patterns

    of

    vertical migration, however, limit the impact of other forms of disturbance on parts of the assem-

    blage,

    since

    burial will

    drastically

    reduce the

    horizontal

    movement of the small

    items and will

    protect

    them

    from

    being

    removed

    during

    maintenance.

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    AMERICAN

    ANTIQUITY

    Table 5. Number of Items of Each

    Kind of MaterialBuried

    and

    on

    the Surface in TR-III.

    Surface Semiburied3

    Subsurface Total

    Bones

    7

    (25%)

    13

    (46%)

    8

    (29%)

    28

    Sherds 4

    (17%)

    17

    (74%)

    2

    (8%)

    23

    Lithics

    8

    (31%)

    16

    (61%)

    2

    (8%)

    26

    Total 19

    (25%)

    46

    (60%)

    12

    (15%)

    77

    a

    Items that

    penetrated

    completely

    into

    the substrate

    but

    still were

    partially

    visible from

    the

    surface.

    From an

    archaeological

    point

    of view

    two

    situations can be

    expected

    when

    dealing

    with hard-

    packed

    sediments

    as

    those

    analyzed

    in

    the

    present

    study:

    1.

    If

    the

    surface was buried after a

    period

    of

    dry trampling (as

    can

    be

    assumed,

    for

    instance,

    in

    the case of

    roofed

    areas),

    the

    less-disturbed evidence

    will

    be

    found

    in

    a thin

    (20

    mm

    at

    most),

    loose

    level

    overlaying

    a

    hard,

    compact,

    and

    probably

    sterile one

    (unless

    previous

    occupations

    exist

    in

    the

    site).

    Holding

    constant other

    factors,

    the artifacts recovered

    in

    that

    upper

    layer

    should be

    very

    small

    and could be

    considered

    primary

    refuse.

    2. If

    the last

    trampling period

    took

    place

    under

    wet

    conditions,

    items of all sizes will

    be

    found

    embedded

    in

    a

    relatively

    hard

    layer.

    The

    previous

    discussion

    also

    illustrates the

    complexity

    of

    the formation

    of

    living

    floors. The

    widely

    shared notion that

    intensively

    occupied

    surfaces are

    hard

    and

    highly compacted

    needs to be

    treated

    with

    caution. For

    instance,

    if

    a

    period

    of

    dry

    trampling

    preceded

    the burial of the

    surface,

    once the

    excavation

    reaches the hard

    occupation

    floor,

    quite

    probably

    the most relevant behavioral

    evidence

    in

    the form of small remains and microartifacts

    already

    has been retrieved.

    Special

    tech-

    niques,

    like

    microarchaeological

    analysis (Hassan

    1978;

    Rosen

    1986;

    Stein and Teltser

    1989),

    should

    be employed to recover this information.

    Horizontal

    Displacement

    Only

    two

    experimental

    studies have searched for

    patterns

    in

    the horizontal

    displacement

    of

    trampled

    artifacts.

    Villa and Courtin

    (1983:277)

    observed that

    the most

    displaced pieces

    are

    light

    while

    the

    heavy

    pieces

    moved little but there is no obvious linear correlation between

    horizontal

    displacement

    and

    weight.

    .

    .thus

    weight

    is not

    a

    good

    predictor

    of

    displacement.

    Pintar

    (1987:16-

    18)

    arrived at

    a

    similar

    conclusion,

    obtaining

    an inverse but

    nonsignificant

    correlation between

    length

    and horizontal

    migration

    of flakes.

    Table 6. TR-IIl: T Tests for Length/Weight and Vertical

    Migration.

    Surface

    Subsurface

    Mean s.d. Mean

    s.d. t value

    p

    Bones

    Length

    37.4 8.8

    35.9

    19.0

    .21 .84

    Weight

    2.7

    1.8 1.8 2.0

    .98

    .34

    Sherds

    Length

    54.7

    29.1

    26.0

    7.1

    1.87

    .14

    Weight

    21.6

    21.7 1.2

    1.2

    .51

    .15

    Lithics

    Length

    29.(

    14.9

    27.5 16.3

    .12

    .92

    Weight

    4.8

    11.2

    1.5 1.9

    .78

    .46

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    REPORTS

    Table 7.

    Mean Horizontal

    Migration

    of Materials

    in TR-II

    and

    TR-III.

    TR-II

    TR-III

    Bone 78.1 cm

    (range

    0-314)

    52.7 cm

    (range

    0-228)

    Ceramics

    41.0 cm

    (range

    0-336)

    11.9 cm

    (range

    0-83)

    Lithics

    23.9

    cm

    (range 0-126)

    19.2 cm

    (range 0-122)

    The

    results of

    TR-II

    and

    TR-III

    concur

    in

    general

    terms

    with those of

    Villa and

    Courtin and

    Pintar.

    Although

    the correlations

    length/horizontal

    movement

    and

    weight/horizontal

    movement

    are

    positive

    in all the

    cases,

    they

    are not at all

    significant

    (range

    of

    r

    values

    =

    .0884-.5545).

    TR-III

    produced

    similar results. The

    only

    observed difference

    is that materials

    moved less

    than

    in

    the

    experiments

    performed

    on

    dry

    surfaces because

    they

    were

    trapped

    in

    the substrate

    from the

    beginning

    of the

    process.

    However, when the different materials are compared in terms of their mean horizontal migration

    some trends arise

    (Table 7).

    Bones

    moved more than

    lithics, whereas,

    at

    least

    in the

    dry-trampling

    case,

    ceramics had an intermediate

    response.

    Three factors

    could account

    for these results:

    density,

    size,

    and

    shape.

    Denser materials-like

    lithics-may

    have moved less

    because,

    holding

    size

    constant, they

    weigh

    more. It also could be

    argued

    that

    although length

    is not a

    predictor

    of

    horizontal

    migration,

    there

    is still a weak

    positive

    correlation between both

    variables. Since bone

    assemblages

    included more

    large pieces

    than lithic and ceramic

    ones,

    differences

    in

    size still could

    be

    responsible

    for the

    differences

    in

    mean

    displacement.

    Shape

    is a third variable that

    may

    be reflected

    in

    these

    figures.

    Three

    of the more

    displaced

    bones

    were vertebrae

    which,

    by

    their

    very shape,

    are more

    likely

    to be kicked

    away

    than flat elements

    like

    sherds or

    flakes.

    In

    fact,

    size and

    shape

    are

    better conceived as a

    single

    attribute,

    that can

    be referred

    to

    as

    bulk,

    which determines

    the

    probability

    of

    an

    object being

    kicked or scuffed

    by

    human traffic.

    TR-VI

    was

    designed

    to examine

    the relative influence of these variables on horizontal

    migration.

    An

    assemblage

    with

    equal

    numbers of

    prismatic fragments

    of oak wood

    (.59 g/cm3)

    and brick

    (1.84

    g/cm3)

    distributed

    in

    three size

    categories

    was used. The sizes were

    large (.57

    x

    .46

    x

    .29 cm

    =

    73.4

    cm3),

    medium

    (.45

    x

    .28

    x

    .14 cm

    =

    17.6

    cm3),

    and small

    (.30

    x

    .19

    x

    .11 cm

    =

    6.3

    cm3).

    Each one included

    eight

    pieces

    of each material. Materials and sizes were chosen

    to maximize

    contrasts

    in

    density

    and bulk.

    Sixteen small sherds

    (2.6-4.6

    cm3,

    maximum

    length

    =

    32

    mm)

    were

    included to facilitate

    comparisons

    with the

    assemblages

    used in

    previous

    cases.

    All

    pieces

    were

    scattered

    along

    a

    heavily

    used dirt

    path

    in

    a

    park

    in

    Tucson. The mean

    displacement

    recorded after

    three

    days

    is shown

    in

    Table

    8.

    As noticed

    previously,

    denser materials tend to move less when size

    and

    shape

    are

    held constant.

    A t test run between wood and brick fragments of all sizes indicates that the differences in horizontal

    movement between

    both

    materials

    are

    significant (t

    =

    1.90;

    df

    =

    32;

    one-tail

    p

    2

    kg/m2),

    objects

    follow at least three

    different

    patterns

    of horizontal

    migration

    according

    to their size.

    Very

    small items

    (50

    cm3) are kicked

    and

    scuffed rather than trodden and therefore

    will

    move faster and more

    systematically

    to stable

    positions

    in the

    marginal

    zone. Less dense elements

    will

    tend to move

    farther,

    but

    again,

    a horizontal

    sorting by density

    is not

    likely

    to occur.

    TR-VI

    also serves to illustrate how

    maintenance, by acting selectively upon size,

    can

    modify

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    REPORTS

    Table

    9.

    Breakage

    ndex

    (bx)

    for Nine Ceramic

    Assemblages

    After DifferentAmounts

    of

    Trampling.

    Number

    of

    Crossings

    Cumulative

    50

    100

    200 300

    400 800

    1,500

    Index

    Type

    A TR-I

    1.84 1.84

    Type

    A

    TR-II

    3.46 3.46

    Type

    B TR-V

    4.00

    1.22

    1.23

    6.00

    Type

    C

    TR-I

    1.36 1.36

    Type

    C

    TR-II

    2.05 2.05

    Type

    D TR-II

    2.89

    2.89

    Type

    D TR-III

    1.45 1.45

    Type

    D TR-IV

    2.01

    1.17 1.08 1.24

    1.11

    3.18

    Type

    E TR-V 1.71

    1.10

    1.34

    2.53

    trampling patterns. After three days, seven of the large pieces (both wood and brick) had been

    removed.

    hremoved.hree

    days

    later

    fragments

    of all sizes had been cleaned

    up,

    but still the

    larger

    ones were

    the most affected. On the other

    hand,

    none of the sherds

    (all

    of them smaller

    than 4.6

    cm3)

    were

    missing (Figure 1).

    In

    accordance with the

    McKellar

    Principle

    (Schiffer

    1987:62),

    these observations

    show that smaller items are left

    behind

    in

    regularly

    maintained

    areas. From the

    point

    of

    view of

    spatial

    analysis, they imply

    that maintenance eliminates

    part

    of the noise that

    trampling

    introduces

    in

    depositional patterns,

    since

    bigger, probably

    more

    displaced

    objects,

    are more

    likely

    to be removed.

    Damage

    Different sorts of

    damage

    affect each material

    according

    to its

    physical

    properties.

    The

    present

    section

    focuses on ceramics and lithics. Bones were

    only

    abraded and will not be considered here.

    For a discussion of trampling marks on bone see Behrensmeyer et al. (1986) and Olsen and Shipman

    (1988).

    Ceramics. Sherds showed various abrasion traces

    (Schiffer

    and Skibo

    1989),

    such as a

    slight

    rounding

    of

    edges,

    and

    in

    few cases

    microchipping

    and

    delamination,

    especially along

    the

    edges

    of

    polished

    surfaces. But

    breakage

    is

    certainly

    the

    most obvious kind of

    damage.

    To

    facilitate

    comparisons

    among assemblages,

    a

    breakage

    index

    (bx

    =

    number

    of

    fragments

    after

    selected

    trampling

    episode

    divided

    by

    number of sherds before

    that

    episode)

    was

    calculated for each

    type

    of

    pottery

    in

    each

    experiment.

    The

    results are

    displayed

    in

    Table 9.

    The differences in

    fragmentation

    for the same

    type

    in

    different

    experiments

    indicates

    the

    critical

    role of

    surface hardness

    in

    the

    process

    of fracture. The

    three

    assemblages

    trampled

    on

    relatively

    penetrable

    soils

    (A

    and C

    TR-I,

    D

    TR-III)

    had a

    breakage

    index lower than

    two,

    even

    though

    the

    sherds of TR-I were trampled twice as much; the rest of the assemblages (that were trodden on

    surfaces

    harder than

    4.5

    kg/cm2)

    exceeded this value.

    Another trend

    reflected

    in

    these

    figures

    is the

    decreased fracture rate after the first few

    crossings,

    showing

    how the

    reduction

    in

    size increases

    the

    strength

    of the sherds

    (cf. Kirkby

    and

    Kirkby

    1976:

    237).2 Eventually

    a stable size where no further

    breakage

    occurs would be reached. This value

    would

    be a

    function of the

    microstructure of the

    paste,

    sherd thickness and

    curvature,

    and the nature

    (weight

    and contact

    surface)

    of the

    trampling agent.

    It

    follows that after a few

    crossings

    sherd size should be

    unimodal,

    distributed around a value

    that,

    when

    reached,

    would

    effect a

    significant

    increase in

    breakage

    resistance.

    Untrampled

    assem-

    blages,

    on

    the

    other

    hand,

    would

    present

    a random

    distribution of sizes

    produced

    by

    the

    original

    fracture of the

    vessels. Further

    trampling

    would result in

    a slow

    reduction of the modal value and

    an

    increasing

    positive

    skewness of the whole distribution.

    When

    the modal value reaches the smallest

    size category, the whole curve would approximate a Poisson distribution. If this proposition is

    correct,

    it

    could be a useful

    device for

    recognizing

    archaeologically trampled

    assemblages

    and

    perhaps

    even for

    determining

    the relative amount of

    treadage

    that

    occurred.

    493

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    50

    *

    TYPE

    C

    TR-I

    N=28

    40

    -

    TYPE

    A

    TR-I

    N=80

    30-

    //

    - -

    -,

    \

    TYPE TR-ii

    ... / ....... \N=

    ..?'

    *

    \^

    ^^-

    N=33

    1

    2

    3 4

    5

    6

    7

    size categoriesize caotegories

    Figure

    3. Size distribution of six ceramic

    assemblages

    after

    trampling.

    Size

    categories

    are:

    1

    =

    11-20

    mm;

    2

    =

    21-30

    mm;

    3

    =

    31-40

    mm;

    4

    =

    41-50

    mm;

    5

    =

    51-60

    mm;

    6

    =

    61-70

    mm;

    7

    =

    71

    mm

    or more.

    494

    [Vol.

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    3,

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    REPORTS

    50

    0

    cross

    100 cross

    40

    ---_-

    .......

    -,

    *,;

    .

    200 cross

    3..0

    -

    ^ \

    300 cross

    400 cross

    20-

    -

    800 cross

    1 2 3 4

    5

    6 7

    size

    categories

    Figure

    4. TR-IV:

    Progressive

    reduction

    in

    size of one ceramic

    assemblage

    (type D)

    as a

    result

    of

    trampling.

    Size

    categories

    are:

    1

    =

    11-20

    mm;

    2

    =

    21-30

    mm;

    3

    =

    31-40

    mm;

    4

    =

    41-50

    mm;

    5

    =

    51-60

    mm;

    6

    =

    61-70

    mm;

    7

    =

    71

    mm

    or more.

    After

    trampling (Figure 3)

    the least fractured

    assemblages

    (Type

    C

    TR-II bx

    =

    2.050;

    Type

    D

    TR-II

    bx

    =

    2.889; Type

    D TR-III

    bx

    =

    1.454)

    show an unimodal curve with

    the mode

    in

    category

    3,

    while the most reduced ones

    approximate

    a Poisson distribution. The

    abnormally

    skewed

    curves of types A TR-I and C TR-I, considering their relatively small breakage index (1.837 and

    1.357),

    are

    explained

    readily by

    their

    originally

    skewed distribution

    which,

    if

    types B,

    E

    (TR-V)

    and

    D

    (TR-IV)

    are assumed to be

    representative cases,

    are

    very unlikely

    to occur

    in

    naturally

    broken

    pots. Furthermore,

    if

    the areas under

    analyss

    contain

    secondary

    refuse,

    their

    original

    size distribution

    will

    tend to be skewed

    negatively,

    provided

    that smaller

    objects

    are

    more

    likely

    to

    escape

    maintenance

    activities and be left behind

    in

    original activity

    areas.

    This

    would

    provide

    an even

    stronger

    contrast

    between

    trampled

    and

    untrampled

    assemblages

    in

    secondary

    refuse.

    To determine how much

    trampling

    is

    necessary

    for the size distribution to

    adopt

    each

    shape,

    Figures

    4-6

    wre

    constructed.

    In

    these

    cases,

    the curves drawn as solid

    lines do reflect the

    size

    of

    sherds

    produced by

    the initial

    breakage

    of whole

    pots.

    In

    TR-IV,

    after

    just

    100

    crossings only

    one

    sherd

    larger

    than

    71 mm is

    left

    (which

    remains unbroken

    throughout

    the

    process),

    and the

    general

    curve

    already

    shows the characteristic

    configuration. Changes

    after this

    first

    stage

    are much more

    gradual.

    This

    process

    is even clearer for

    type

    B TR-V

    (Figure

    5)

    in

    which no sherd exceeds 45

    mm

    in

    length

    after 50

    crossings.

    As

    noted

    previously, type

    E

    was a

    high-fired

    flower

    pot

    that had the

    hardest

    paste

    among

    the

    vessels used.

    Consequently,

    it

    experienced

    the slowest size reduction

    (Figure

    6).

    Several

    fragments

    corresponding

    to

    the reinforced

    rim

    of the vessel

    remained

    relatively large.

    Unlike

    type

    B,

    which

    was

    exposed

    to the

    same

    trampling

    conditions,

    the mode of

    the distribution for

    type

    E

    did not reach

    category

    1

    by

    the

    end of the

    process.

    The

    response

    of

    this

    type

    suggests

    that

    particularly strong

    wares-beyond

    the

    range

    considered

    in

    this

    study-probably

    will

    depart

    from the trends described thus far.

    Fragments

    of

    storage

    vessels

    with

    extremely

    thick walls or

    ceramics fired at

    exceptionally

    high

    temperatures

    can be so

    strong

    that the

    stress of human

    trampling may

    not be

    enough

    to effect a

    significant

    amount of

    fracture.

    The preceding observations can be summarized as follows:

    1.

    Holding

    constant other

    factors,

    it can be inferred that a

    sherd

    sample

    has been

    trampled

    if

    its

    size

    distribution

    is

    found

    to be

    unimodal,

    with the mode lower than 30

    mm,

    and

    with no

    fragments

    495

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    [Vol.

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    No.

    3,

    1991]

    0 cross

    50 cross

    100 cross

    400 cross

    -

    -

    -

    -

    1 2 3

    4

    5 6

    7

    size

    categories

    Figure

    5. TR-V:

    Progressive

    reduction

    in size

    of one ceramic

    assemblage (type

    B)

    as a result of

    trampling.

    Size

    categories

    are:

    1

    =

    11-20

    mm;

    2

    =

    21-30

    mm;

    3

    =

    31-40

    mm;

    4

    =

    41-50

    mm;

    5

    =

    51-60

    mm;

    6

    =

    61-70

    mm;

    7

    =

    71

    mm

    or

    more.

    larger

    than

    50

    mm

    in

    length

    or

    just

    very

    few

    corresponding

    to

    especially

    strong

    parts

    of the vessels

    (like

    the

    articulation

    of the

    body

    and the

    base).

    2. If

    the

    penetrability

    of the

    soil,

    the nature of

    the

    trampling agents,

    and the

    strength

    of the

    ceramic

    material can be assumed approximately constant across samples

    (i.e.,

    they show a similar range of

    internal

    variability),

    and no other cultural

    formation

    processes

    are

    acting

    upon

    this

    dimension of

    0 cross

    50 cross

    100

    cross

    400

    cross

    - -

    -

    -

    1

    2

    3

    4

    5 6 7

    size

    categories

    Figure

    6.

    TR-V:

    Progressive

    reduction

    in size of one ceramic

    assemblage (type

    E)

    as a

    result of

    trampling.

    Size

    categories

    are:

    1

    =

    11-20

    mm;

    2

    =

    21-30

    mm;

    3

    =

    31-40

    mm;

    4

    =

    41-50

    mm;

    5

    =

    51-60

    mm;

    6

    =

    61-70

    mm;

    7

    =

    71 mm

    or

    more.

    496

    70

    60

    50

    40

    30

    20

    10

    0

    50

    40

    30

    20

    10

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    REPORTS

    40

    0+100

    cr.

    - k 0+300 cr.

    ~

    /'

    *\

    0+800

    cr.

    10

    -

    0

    'I

    I

    I

    I

    1

    2

    3 4

    5

    6

    7

    size

    categories

    Figure

    7.

    Size distribution of three

    hypothetical assemblages combining

    trampled

    and

    untrampled

    sherds.

    Size

    categories

    are:

    1

    =

    11-20

    mm;

    2

    =

    21-30

    mm;

    3

    =

    31-40

    mm;

    4

    =

    41-50

    mm;

    5

    =

    51-60

    mm;

    6

    =

    61-70

    mm;

    7

    =

    71

    mm

    or more.

    the

    material,

    then the

    degree

    of

    positive

    skewness of the

    distribution is a relative

    indicator of the

    amount of

    trampling undergone

    by

    different

    assemblages.

    Two

    objections

    could be raised

    against

    these

    generalizations.

    First,

    if

    freshly

    broken

    assemblages

    are mixed with

    previously

    trampled ones,

    as

    may

    happen,

    for

    instance,

    if a

    path

    crosses a

    secondary

    refuse

    area,

    would the

    patterns

    described above still be

    recognizable?

    Would it be

    possible

    to detect

    the

    presence

    of both

    kinds

    of artifacts

    in

    the mixed

    assemblage?

    To answer these

    questions,

    the

    figures

    for some

    trampled

    and

    untrampled

    sets chosen at random

    were combined

    in

    three

    ways (type

    D TR-IV

    0+100

    crossings; type

    A TR-II

    0

    +

    type

    D TR-IV

    300

    crossings;

    and

    type

    D

    TR-II

    0+type

    D TR-IV

    800

    crossings)

    and the distributions

    represented

    in

    graphic

    form for the

    resulting

    mixed

    assemblages (Figure

    7).

    As can be

    seen,

    the

    trampling

    patterns

    still are

    perfectly

    visible.

    The

    slightly

    high

    proportion

    of

    large pieces

    shown

    in

    the curve

    as a solid line could serve as an indicator of the

    presence

    of the

    untrampled

    set,

    if

    these sherds do

    not

    have

    special

    attributes

    that would

    give

    them

    higher breakage

    resistance.

    Another

    process

    that could

    produce

    a

    similarly

    skewed size distribution

    in

    the

    assemblages

    is

    maintenance (Schiffer 1987:64), since the biggest artifacts would be retrieved and discarded in

    secondary

    refuse

    areas. Two alternatives exist to

    distinguish

    both

    processes.

    First,

    after

    trampling,

    a few

    large fragments corresponding

    to

    stronger parts

    of the vessels that should not be

    present

    in

    rdual

    primary

    efusesidual

    rimarprobably

    will

    remain.

    Second,

    in

    trampled assemblages

    not

    subjected to

    maintenance,

    one should find a consistent

    proportion

    of

    big

    pieces

    of other kinds of materials more

    resistant to

    fracture

    (e.g.,

    bone,

    lithics).

    It

    should be

    recalled, however,

    that these

    large

    items

    may

    have

    migrated

    to the

    margins

    of the areas of most intense traffic

    (see

    section on horizontal

    displace-

    ment

    above).

    A

    second

    possible

    objection

    stems

    from the fact

    that,

    if the size

    distribution

    for

    untrampled

    sherds

    is

    random,

    it is

    possible-though

    improbable-that

    such distributions fall within the

    specifications

    for

    trampled

    material.

    Type

    C

    (TR-I), represented by

    the solid

    line

    in

    Figure

    2,

    would be a case

    in

    point.

    Although

    it

    does not

    represent

    any

    natural

    breakage,

    if

    such a distribution

    was found it

    would be interpreted erroneously as a trampled assemblage.

    To

    provide

    an additional

    control,

    it was

    postulated

    that there should be a correlation between

    the

    mean size of

    the sherds and

    their size variability (as

    measured

    by

    the standard deviation

    of

    the

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    AMERICANNTIQUITY

    30

    before

    trampling

    25-

    A

    A

    25

    A

    after

    0

    -

    trampling

    ._

    20-

    >

    -

    4

    )

    10-

    5-

    10

    20

    30 40 50

    60 70

    Mean Size

    (maximum

    length)

    Figure

    8. Size and size

    variability

    for

    eight

    ceramic

    assemblages

    before and after different amounts

    of

    trampling.

    Before

    trampling,

    r2

    =

    .2438;

    after

    trampling,

    r2

    =

    .8576;

    a

    =

    -3.2830;

    and

    b

    =

    .4686.

    set)

    through

    successive

    stages

    of reduction.

    Figure

    8

    displays

    a scatter

    plot

    for these two

    variables

    in

    all the

    assemblages

    before

    (nine samples)

    and after different amounts of

    treadage (16 samples).

    As

    predicted,

    the

    points

    representing

    the sets before reduction are

    dispersed

    through

    he

    diagram

    (Pearson's

    r

    =

    .4938),

    while those

    corresponding

    to

    trampled assemblages

    are

    aligned

    in

    a

    regular

    pattern (r = .9271) indicated by the regression line in the graph. The trajectory of individual

    assemblages through

    increasing

    treadage

    show even

    higher

    correlations

    (r

    =

    .99 for

    types

    D TR-IV

    and

    B

    TR-V). Certainly,

    the

    general validity

    of this

    pattern

    should be tested

    and,

    eventually,

    readjusted

    using

    a

    larger sample.

    However,

    considering

    that the materials

    used were

    extremely

    heterogenous,

    it is

    likely

    that the

    pattern

    will

    hold

    in

    any archaeological

    situation

    regardless

    of the

    internal

    variability

    of the

    ceramic material.

    Therefore,

    a

    second

    procedure

    for

    differentiating

    trampled

    and

    untrampled samples

    can be

    pro-

    visionally

    postulated.

    If

    a

    given

    ceramic

    assemblage

    has been

    trampled,

    the mathematical

    expression

    of the

    regression

    shown

    in

    Figure

    8

    (y

    =

    bx

    +

    a)

    should

    predict

    its standard deviation

    from its

    mean size.

    In

    other

    words,

    the

    expression

    S

    =

    .4686

    X

    -

    3.283,

    where

    5S

    =

    standard deviation

    of

    length,

    and

    X

    =

    mean

    length,

    should hold

    with

    a

    margin

    of error

    of

    ?

    1.19

    (measurements

    taken

    in

    mm),

    corresponding

    to the standard error

    of

    the

    regression

    line.

    The

    range

    of values

    predicted

    Table 10.

    PredictedandActualStandard

    Deviations of

    Length

    for

    Nine Ceramic

    Assemblages

    Before

    Trampling.

    Assemblage

    Mean

    (mm)

    Predicted S Actual S

    A TR-I

    29.59 9.39-11.77 12.28

    A TR-II

    41.63

    15.03-17.41 18.79

    B TR-V

    42.29 15.34-17.72

    25.60

    C

    TR-I

    33.86

    11.39-13.77 9.08

    C

    TR-II

    54.00

    20.83-23.21

    13.76

    D TR-II

    59.33

    23.33-25.71

    23.85

    D TR-III

    41.36

    14.91-17.29

    18.58

    D TR-IV

    40.86

    14.67-17.05

    21.16

    E TR-V

    45.73

    16.96-19.34

    24.09

    498

    [Vol.

    56,

    No.

    3,

    1991]

  • 8/11/2019 Trampling the Archaeological Record an Experimental Study

    18/22

    REPORTS

    25

    3

    ass.

    trampled

    20

    -

    1

    ass.

    trmp.

    ? + 1

    untrmp.

    C

    -

    A

    '>

    A

    o

    ....-

    .

    3

    ass.

    qa

    15

    C)

    o ,,--

    untrampled

    ^

    -U

    *e

    ---'

    o

    -~0

    5-^

    -6^

    0

    0

    i

    15

    20

    25 30 35

    40

    45

    Mean Size

    (maximum

    length)

    Figure

    9. Size and size

    variability

    for three

    hypothetical

    ceramic

    assemblages combining

    trampled

    and

    untrampled

    sherds.

    The line

    represents

    the

    pattern

    obtained from the

    eight assemblages

    with various

    amounts

    of

    trampling

    (small circles) (see Figure 8).

    by

    this

    procedure

    and

    the actual ones for the standard

    deviation of the

    nine

    assemblages

    used

    in

    this

    study

    before

    trampling

    are

    displayed

    in

    Table

    10. Most values of S

    fall,

    as

    expected,

    out of

    the

    predicted

    range

    for

    trampled assemblages, including

    C

    TR-I

    that could have

    been

    mistaken as

    trampled following

    the size-distribution

    procedure.

    The

    only

    exception

    is

    D

    TR-II, that,

    in

    any

    event,

    can never be mistaken as trodden if its size distribution-35

    percent

    of the sherds

    larger

    than

    71

    mm-is

    considered

    (Figure

    2,

    long

    dashed

    line).

    Finally, Figure

    9 shows the

    ability

    of the

    size-variability procedure

    for

    detecting

    assemblages

    containing

    various

    types

    of

    untrampled

    material and for

    classifying

    correctly

    other

    hypothetical

    mixed

    samples.

    The line

    represents

    the

    pattern

    obtained on the basis

    of all

    trampled

    sets

    (small

    circles).

    As

    expected,

    the solid

    circle

    (three

    trampled

    sets

    added)

    falls

    close to the

    line,

    within the

    range

    of

    variability

    predicted

    for trodden materials. The combination of one

    trampled

    and one

    untrampled

    assemblages

    (solid triangle)

    is situated out of this

    range,

    and three

    untrampled

    sets

    together

    fall even farther

    away

    from the line.

    Consequently,

    it is

    suggested

    that the

    application

    of both

    procedures,

    size distribution

    and size

    variability, by using

    two different

    dimensions of the

    data,

    can discriminate with a

    high

    degree

    of

    confidence between trampled and untrampled sherd samples, and even establish relative amounts

    of

    treadage (or activity)

    on the material

    if

    certain conditions are met.

    Lithics. The three kinds of

    damage

    considered

    here

    (breakage, microflaking,

    and

    abrasion)

    were

    observed on lithics. Table

    11

    shows the number of

    pieces

    representing

    the first two

    alterations in

    Table 11. Number of

    Flakes

    Showing Breakage

    and

    Microflaking.

    TR-I

    TR-II TR-III

    Broken

    29

    (24.8%)

    17

    (19.8%)

    5

    (19.0%)

    Microflaked 31

    (26.5%)

    32

    (37.2%)

    6

    (23.0%)

    Broken and microflaked 11 (9.4%) 25 (29.7%) 2 (8.0%)

    Undamaged

    46

    (39.3%)

    12

    (13.9%)

    13

    (50.0%)

    Total 117

    86 26

    499

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    TR-I,

    TR-II,

    and TR-III.

    As

    noted

    by

    Gifford-Gonzalez et

    al.

    (1985:813), breakage

    is more

    frequent

    on

    harder surfaces

    (TR-II).

    Artifacts

    in

    TR-II were

    more

    damaged

    even

    though

    artifacts

    in TR-I

    were

    trampled

    twice as

    much. Lithics

    trampled

    on a

    wet substrate

    (the

    most

    permeable)

    were

    the

    least

    damaged.

    Abrasion was

    especially

    severe on

    prominent parts

    of the

    flakes,

    such as

    percussion

    bulbs and

    dorsal

    ridges.

    There are

    considerable

    differences in the

    literature

    concerning

    the

    type

    of

    edge damage

    produced

    by

    trampling. Working

    with

    obsidian

    flakes,

    Tringham

    et al.

    (1974:113),

    who

    performed

    the

    first

    experiment

    on this

    subject,

    established three criteria

    for

    differentiating trampling

    from use

    damage.

    The scars

    are

    randomly

    distributed around

    the

    perimeter

    of the

    flakes;

    they

    occur

    only

    on the surface

    opposite

    to

    the

    trampler;

    and

    they

    lack

    fixed

    orientation

    or

    size,

    but

    are characterized

    by

    marked

    elongation.

    A later

    experiment

    carried out

    by

    Flenniken and

    Haggerty (1979)

    contradicts

    these criteria.

    They

    found that out of 157 flakes

    (37 percent)

    that underwent

    edge

    modification

    during

    treadage,

    56

    (13

    percent)

    could be classified

    as

    tools,

    and

    their

    edges

    were

    remarkably

    similar to used

    ones.

    They

    pointed

    to the absence of

    polish

    as the

    only

    definitive indicator

    of

    trampling damage

    as

    opposed

    to

    use.

    On the other

    hand,

    Gifford-Gonzalez

    et al.'s

    (1985)

    and

    Pryor's

    (1988)

    studies

    agree

    with

    Tringham

    et

    al.

    concerning

    the

    sparseness

    of

    the

    scars

    along

    the

    edges,

    but these scars

    were not

    elongated

    and

    originated

    on both surfaces

    of the artifacts.

    The results of the

    experiments

    reported

    here

    are

    in

    general

    agreement

    with the

    conclusions

    of the

    latter authors. Most

    pieces

    show

    one

    to

    three isolated scars

    randomly

    distributed

    along

    the

    edges,

    regardless

    of their

    angle. They

    originate

    on either surface

    and

    no

    distinctive

    shape

    or size

    could

    be

    identified,

    except

    for

    a trend

    of

    larger

    scars

    to

    occur

    on

    steeper

    edges.

    However,

    six or seven

    pieces

    from

    the

    dry-trampled assemblages

    depart

    from this

    general

    trend.

    They

    show rows of

    continuous

    parallel

    scars

    along

    one

    or more

    edges

    that

    could

    be

    mistaken

    easily

    for intentional

    retouch.

    CONCLUSIONS

    Several transformations

    that

    occur

    in

    spatial

    and

    formal attributes

    of materials

    exposed

    to

    tram-

    pling

    have been

    discussed

    separately

    in

    previous

    sections.

    These

    observations

    are

    now

    integrated

    to outline

    sets of traces

    in the

    archaeological

    record

    that

    can

    help

    to

    identify

    trampled

    contexts.

    Of

    course,

    the

    applicability

    of these

    generalizations

    is

    restricted

    to

    situations where

    the relevant

    con-

    ditions

    are

    comparable

    to those considered

    in

    the

    present study.

    Minimally,

    these

    conditions

    are:

    similar

    materials

    in

    terms

    of

    size,

    density,

    and

    fracture

    properties,

    and

    trampling

    by

    humans

    on

    hard-packed

    substrates

    (ca.

    2

    kg/m2

    penetrability

    or more

    when

    dry).

    A

    small

    amount

    of

    trampling

    will

    cause

    the

    migration

    of

    bulky

    items to

    the

    margins

    of

    the

    trampled

    area

    where

    they

    will

    stay

    stationary

    unless

    affected

    by

    other

    factors.

    Small and

    medium

    size

    objects

    will move

    randomly

    within the

    traffic

    zone,

    blurring previous

    patterns

    in their

    horizontal

    arrangement that might have existed

    within the

    rampled

    area.

    Only very

    small items

    will

    remain

    in

    their

    original

    location

    by being

    absorbed

    in

    he

    riginal

    substrate.

    In other

    words,

    even

    moderately

    trampled

    areas

    will

    be

    composed

    of

    a

    marginal

    zone characterized

    by

    a

    high

    proportion

    of

    bulky

    artifacts,

    and a

    traffic

    zone

    with

    small-

    and medium-size

    items

    randomly

    scattered

    and

    very

    small

    ones buried

    close

    to

    their

    original

    spot

    of

    deposition.

    In this

    initial

    stage

    the

    sherds

    already

    will exhibit the

    typical

    relation

    between

    mean and

    standard

    deviation

    of

    size

    and

    will

    adopt

    a size

    frequency

    distribution

    that

    resembles

    a

    bell-shaped

    curve

    or

    a

    Poisson

    distribution,

    depending

    on

    the

    strength

    of the

    paste,

    the thickness of

    the

    sherds,

    and

    their

    curvature.

    Few

    lithics

    will break

    and

    present

    isolated

    and

    randomly

    distributed

    flake

    scars

    along

    their

    edges.

    A

    few

    damaged

    edges

    may

    mimic

    retouching.

    If

    trampling

    continues

    and the

    area

    is

    not

    cleaned,

    the

    original

    pattern,

    preserved

    by

    the

    small

    pieces initially

    trapped

    in

    the

    substrate,

    will

    be

    obscured

    increasingly

    by

    the

    absorption

    of

    new

    small pieces produced by the fracture of objects after having been displaced horizontally. On the

    other

    hand,

    medium-size

    items

    that are

    unlikely

    to

    be

    trapped

    in the substrate

    will reach

    gradually

    stable

    positions

    in

    the

    marginal

    zone.

    500

    [Vol.

    56,

    No.

    3,

    1991]

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    REPORTS

    Thus,

    while

    original

    fine-grained

    horizontal

    configurations

    within

    the

    traffic

    zone

    will

    be

    no

    longer recognizable,

    the contrast between traffic and

    marginal

    zones

    will

    be

    stronger.

    The

    former

    will

    be

    characterized

    by

    a

    high frequency

    of small artifacts

    and

    microartifacts

    randomly

    scattered,

    low

    proportion

    of medium-size

    items,

    and

    virtually

    no

    bulky

    ones

    (cf.

    O'Connell

    1987:95).

    The

    latter

    will

    have

    high frequencies

    of

    artifacts

    in

    large

    size

    categories

    and

    very

    few

    in

    the

    small

    ones.

    All

    of them

    will

    be

    displaced

    far from their

    original

    locations.

    The substrate of the traffic zone

    will

    consist of

    a

    top

    loose

    layer (5-20

    mm

    thick) containing

    many

    small

    artifacts and microartifacts and

    an

    extremely compacted,

    sterile bottom

    layer.

    The

    latter

    usually

    is

    identified

    during

    excavation and can orient the

    application

    of

    microarchaeological

    tech-

    niques

    to

    recover the former. Differences

    in

    penetrability

    between traffic and

    marginal

    zones

    also

    can

    be

    recognized

    in

    the

    archaeological

    record

    (see

    Koike

    1987).

    In

    addition,

    the

    whole

    assemblage

    should show severe

    damage--randomly

    scarred

    edges

    and

    abraded

    ridges

    in

    most

    flakes,

    and

    rounded, microchipped,

    and delaminated

    edges

    in

    sherds.

    The

    size

    frequency

    distribution of sherds should be

    extremely

    skewed

    as

    well.

    When

    applying

    these

    generalizations

    to

    archaeological

    cases

    it

    should be

    kept

    in mind

    that

    every

    deposit is the result of multiple formation processes, including human activities and the action of

    environmental

    factors. Sometimes the material effects of

    these

    processes overlap,

    this

    is,

    different

    processes

    can

    produce

    similar

    traces.

    For

    instance,

    ethnoarchaeological

    studies have demonstrated

    that horizontal

    size

    sorting

    also can result

    from

    the

    spatial

    organization

    of activities themselves and

    corresponding disposal

    modes

    (Binford

    1978;

    O'Connell

    1987),

    or

    cleaning (DeBoer

    and

    Lathrap

    1979;

    Simms

    1988).

    When

    inferring trampling

    in

    archaeological

    cases, therefore,

    one should consider

    as

    many

    traces

    as

    possible,

    as well

    as relevant

    independent data,

    in

    order to differentiate it from

    other

    processes

    that

    may

    have acted

    upon

    the materials

    and

    generated

    similar

    patterns.

    On the

    other

    hand,

    the

    interaction with other

    formation

    processes

    can

    modify

    the

    effects

    of

    trampling

    itself. For

    example,

    as has

    repeatedly

    been

    demonstrated,

    maintenance

    operates

    selectively

    on

    larger

    items.

    If

    an

    intensively

    trampled

    area

    is

    frequently

    cleaned,

    clear

    depositional patterns

    are

    likely

    to be

    preserved

    in

    the

    distribution of small artifacts

    in

    the traffic zone.

    Bigger objects,

    therefore

    more

    displaced,

    will

    be

    cleaned

    up

    systematically

    and

    will

    not remain

    long

    enough

    to be

    randomly

    displaced

    and

    fractured

    in

    different

    locations,

    contributing

    additional

    small

    artifacts that would

    obscure

    existing patterns

    reflected

    in

    this size

    fraction. On the

    other

    hand,

    in

    rarely

    maintained

    areas the

    contrast between

    marginal

    and

    traffic zones

    will

    be

    stronger,

    and

    damage

    will

    be more

    severe because

    artifacts

    will

    be

    exposed

    longer

    to

    treadage.

    Differences

    in

    environmental

    conditions,

    or

    in

    exposure

    to such

    conditions,

    can

    effect variations

    in

    these

    patterns

    as well.

    Rain,

    for

    instance,

    generates

    a

    muddy

    and

    very penetrable

    surface that

    will

    trap

    all

    artifacts

    regardless

    of

    their size.

    This will

    prevent

    the

    objects

    from

    moving

    horizontally

    and

    will

    reduce

    damage.

    However,

    once

    the surface dries

    and

    treadage

    erosion

    generates

    the loose

    cover

    again,

    larger

    items

    will

    be

    released,

    start

    moving

    horizontally,

    and

    be

    exposed

    to

    retrieval

    during

    cleaning

    activities,

    while smaller

    ones

    will

    remain

    embedded

    in

    the

    top

    layer.

    If rains are

    very frequent and evenly distributed throughout the year, very little horizontal movement (and

    postdepositional

    patterning)

    will

    take

    place

    in

    unroofed

    trampled

    areas.

    Even

    in

    spaces

    regularly

    cleaned, compact

    occupation

    floors

    will

    be found with

    artifacts

    of various sizes embedded and

    damage

    will be

    less

    severe. On the other

    hand,

    if

    the

    amount

    of

    rainfall

    is small and

    unevenly

    distributed

    during

    the

    year (as

    is often the

    case

    in

    semiarid

    environments),

    trampling

    patterns

    will

    be

    much

    clearer,

    more so

    if

    the surfaces were

    buried or

    abandoned after a

    long

    period

    of

    dry

    treadage.

    Future

    studies can

    define variations

    in

    the

    patterns

    discussed above when

    treadage

    occurs

    under

    different

    conditions.

    This

    basic

    understanding gained through experimentation,

    together

    with

    relevant

    ethnoarchaeological

    observations,

    can

    provide

    criteria

    applicable

    to the

    archaeological

    identification of

    trampling,

    and hence contribute to assess

    the

    potential

    of

    particular

    contexts for

    various

    kinds of

    behavioral inference.

    Acknowledgments.

    The

    research

    reported

    on here

    has been

    supported

    by

    the

    Laboratory

    of

    Traditional

    Technology, Department

    of

    Anthropology,

    University

    of

    Arizona,

    Tucson. I

    want

    to

    express my gratitude

    to

    501

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    ANTIQUITY

    several

    persons

    that

    help

    me

    during

    the work. Michael Schiffer

    gave

    me access to the lab and made

    insightful

    comments on drafts of the

    paper.

    William

    Walker,

    James

    Spicer,

    and Nieves Zedeniio ent their

    feet and shared

    generously

    their time and ideas.

    James

    Skibo,

    Chuck

    Bollong,

    William

    Walker,

    and the

    editorial staff ofAmerican

    Antiquity helped

    to

    make several

    points

    clearer in the text.

    I

    also benefited

    from the comments of Steven

    Simms,

    Duncan

    Metcalfe,

    Harold

    Hietala,

    and

    an

    anonymous

    reviewer.

    Finally,

    I

    am indebted

    to the

    Fulbright

    Com-

    mission for their

    support.

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