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Special Article Topical Agents for the Management of Musculoskeletal Pain Steven P. Stanos, DO Chronic Pain Care Center, Rehabilitation Institute of Chicago, and Department of Physical Medicine and Rehabilitation, Feinberg School of Medicine, Northwestern University, Chicago, Illinois, USA Abstract The recent recognition of the magnitude of cardiovascular risk of both nonselective nonsteroidal anti-inflammatory drugs and COX-2 selective inhibitors, in addition to the persistent concerns about the use of opioids, has brought increased attention to nonsystemic, topical analgesics. These agents have a favorable safety profile and there is increasing evidence indicating their efficacy for a variety of pain disorders. The use of topical analgesics in the treatment of the most prevalent musculoskeletal pain syndromes is described, with a focus on mechanisms for drug delivery and clinical trials data. J Pain Symptom Manage 2007;33:342e355. Ó 2007 U.S. Cancer Pain Relief Committee. Published by Elsevier Inc. All rights reserved. Key Words Counterirritants, local anesthetics, musculoskeletal pain, topical analgesics Introduction Musculoskeletal pain encompasses a wide spectrum of disorders from simple ligamen- tous injuries (e.g., ankle sprains) to intra- articular disorders (e.g., osteoarthritis and rheumatoid arthritis), muscle pain syndromes (e.g., myofascial pain and fibromyalgia), and various spine-related neck and low back condi- tions (e.g., disc degeneration, disc herniation, facet arthropathies, and spondylosis). These disorders are highly prevalent and exact a huge toll in terms of individual quality of life and cost to society. Topical analgesics may provide a safe and effective therapeutic approach for some musculoskeletal pains. Epidemiology Low back pain (LBP) and osteoarthritis are the most common musculoskeletal disorders. LBP creates a significant burden on society due to its high prevalence (17.6% within the U.S. work force) 1 and consequent economic impact (estimated to exceed $50 billion). 2 LBP is the most reported musculoskeletal pain 3 and as many as 84% of adults will experi- ence LBP in their lifetime. 4 When chronic, the complex pathophysiology, often involving both musculoskeletal and neuropathic compo- nents, may cause the management of LBP to be notoriously challenging. Osteoarthritis affects more than 20 million Americans between the ages of 25 years and 75 years 5 and is predicted to become the Address reprint requests to: Steven P. Stanos, DO, Reha- bilitation Institute of Chicago, Chronic Pain Care Center, 1030 North Clark Street, Suite 320, Chicago, IL 60610, USA. E-mail: [email protected] Accepted for publication: November 28, 2006. Ó 2007 U.S. Cancer Pain Relief Committee Published by Elsevier Inc. All rights reserved. 0885-3924/07/$esee front matter doi:10.1016/j.jpainsymman.2006.11.005 342 Journal of Pain and Symptom Management Vol. 33 No. 3 March 2007

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Page 1: Topical Agents for the Management of Musculoskeletal Pain › wp-content › uploads › Stanos... · LBP is the most reported musculoskeletal pain3 and as many as 84% of adults will

342 Journal of Pain and Symptom Management Vol. 33 No. 3 March 2007

Special Article

Topical Agents for the Managementof Musculoskeletal PainSteven P. Stanos, DOChronic Pain Care Center, Rehabilitation Institute of Chicago, and Department of Physical Medicine

and Rehabilitation, Feinberg School of Medicine, Northwestern University, Chicago, Illinois, USA

AbstractThe recent recognition of the magnitude of cardiovascular risk of both nonselectivenonsteroidal anti-inflammatory drugs and COX-2 selective inhibitors, in addition to thepersistent concerns about the use of opioids, has brought increased attention to nonsystemic,topical analgesics. These agents have a favorable safety profile and there is increasingevidence indicating their efficacy for a variety of pain disorders. The use of topical analgesicsin the treatment of the most prevalent musculoskeletal pain syndromes is described, witha focus on mechanisms for drug delivery and clinical trials data. J Pain SymptomManage 2007;33:342e355. � 2007 U.S. Cancer Pain Relief Committee. Published byElsevier Inc. All rights reserved.

Key WordsCounterirritants, local anesthetics, musculoskeletal pain, topical analgesics

IntroductionMusculoskeletal pain encompasses a wide

spectrum of disorders from simple ligamen-tous injuries (e.g., ankle sprains) to intra-articular disorders (e.g., osteoarthritis andrheumatoid arthritis), muscle pain syndromes(e.g., myofascial pain and fibromyalgia), andvarious spine-related neck and low back condi-tions (e.g., disc degeneration, disc herniation,facet arthropathies, and spondylosis). Thesedisorders are highly prevalent and exacta huge toll in terms of individual quality oflife and cost to society. Topical analgesics

Address reprint requests to: Steven P. Stanos, DO, Reha-bilitation Institute of Chicago, Chronic Pain CareCenter, 1030 North Clark Street, Suite 320, Chicago,IL 60610, USA. E-mail: [email protected]

Accepted for publication: November 28, 2006.

� 2007 U.S. Cancer Pain Relief CommitteePublished by Elsevier Inc. All rights reserved.

may provide a safe and effective therapeuticapproach for some musculoskeletal pains.

EpidemiologyLow back pain (LBP) and osteoarthritis are

the most common musculoskeletal disorders.LBP creates a significant burden on societydue to its high prevalence (17.6% within theU.S. work force)1 and consequent economicimpact (estimated to exceed $50 billion).2

LBP is the most reported musculoskeletalpain3 and as many as 84% of adults will experi-ence LBP in their lifetime.4 When chronic, thecomplex pathophysiology, often involving bothmusculoskeletal and neuropathic compo-nents, may cause the management of LBP tobe notoriously challenging.

Osteoarthritis affects more than 20 millionAmericans between the ages of 25 years and75 years5 and is predicted to become the

0885-3924/07/$esee front matterdoi:10.1016/j.jpainsymman.2006.11.005

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Vol. 33 No. 3 March 2007 343Topical Agents for Musculoskeletal Pain

fourth leading cause of disability by the year2020, worldwide.3 Over the course of the dis-ease progression, joints undergo degenerationof articular cartilage, osteophyte formation,and subchondral bone sclerosis.5 Nerve fiberslocalize densely within bone, and chronicpain is thought to arise from sensitized noci-ceptors that become exposed due to the ero-sion of articular cartilage.6

Numerous other musculoskeletal pains areprevalent. Ankle sprain alone has an incidenceof 52.7 per 10,000, according to a study con-ducted in the United Kingdom.7 Bone painmay result from metastatic cancer, orthopedicsurgery, and traumatic injuriesdpotentially af-fecting many people. Although the majority ofthese injuries are benign and self-limiting,many patients may experience intermittent ormore persistent pain and/or loss of function,both of which adversely affect a patient’s gen-eral quality of life.8

The Biology of Pain: Pathologicvs. Physiologic Pain

In a healthy individual, pain may be definedas a complex sensory experience associatedwith actual or potential tissue damage.9 Injuryin the periphery induces keratinocytes andblood vessels in the dermis to release excit-atory factors, such as prostaglandins, substanceP (SP), and calcitonin gene-related peptide,which bind to receptors on nociceptive fibersand cause depolarization. These unspecial-ized, peripheral nerve fibersdC and Ad poly-modal nociceptorsdcan be stimulated bynoxious thermal, chemical, and mechanical in-puts. They transmit signals from the peripheryvia the dorsal horn to higher cerebral struc-tures.10 Generally, the intensity, localization,and timing of the initiating stimuli are re-flected in the level of the neuronal signal.11

In contrast, with inflamed tissue, an externalstimulus is not required to generate signaltransduction and transmission to the dorsalhorn. This hypersensitivity, seen in diseaseslike osteoarthritis, can be inhibited by a num-ber of different pharmacologic agents, suchas nonsteroidal anti-inflammatory drugs(NSAIDs), opioids, and cannabinoids.11

Topical Drug DeliveryControversy regarding postmarketing ad-

verse event (AE) data and a re-examinationof coxib and traditional NSAID safety studiesignited intense debate within both popularand medical media starting from the end of2004 and still ongoing currently.12 Certainly,the debates brought the issue of pharmaco-therapy safety to the forefront, and conse-quently may have positively affected theprescribing habits of clinicians. Hence, healthcare providers and the pharmaceutical indus-try are currently reassessing the potential anal-gesic and additional safety advantages of oneof the oldest routes of delivery, topical applica-tion.13 Potentially, topical agents can achievea similar efficacy to oral formulations withoutthe associated systemic side effects. Some evi-dence has shown that topically deliveredagents can accumulate to therapeutic concen-trations within the local tissues to which theyhave been applied while maintaining low se-rum levels. Potentially, lowering the systemiclevels of medications reduces the associatedrisk of organ or tissue toxicity; a more com-plete list of the benefits and limitations of der-mal and transdermal delivery systems14e32 arelisted in Table 1.

Topical agents comprise a growing part ofthe over-the-counter analgesic market, as wellas a smaller evolving niche market of com-pounding pharmacies in the United Statesand Europe. Topical medications for pain ac-counted for 6.1% of the U.S. analgesic marketin 2000.33 Yet, an email survey in 2002 con-ducted by the American Society of RegionalAnesthesia and Pain Medicine indicated thatonly 27% of clinicians prescribe compoundedtopical analgesics, despite the perception that43� 3% of treated patients respond favorablyto topical agents, with an average of 47� 3%pain relief and few side effects.34

Topical vs. TransdermalThe terms ‘‘topical’’ and ‘‘transdermal’’ are

sometimes used interchangeably, although im-portant differences need to be considered.Both delivery methods must transverse thestratum corneumdthe major barrier to de-livering treatment.6 Transdermal methodsdeliver medication through percutaneous ab-sorption, with the goal of achieving

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therapeutic systemic levels of active drug com-parable to oral medications. Transdermalpharmacotherapies can be, and often are, ad-ministered distal to the site of injury (i.e., sus-tained release nicotine and clonidine patchesand long-acting fentanyl delivery systems),and typically deliver therapy over an extendedperiod of time after a slow onset of action. Incontrast, topical agents use cutaneous deliveryto specifically target the site of application.The sites of action for topical agents are thesoft tissues and peripheral nerves underlyingthe site of application.13 Serum levels generallyremain relatively low, and consequently, sys-temic side effects or drug-drug interactionsare more unlikely.13

The vehicle in which the active ingredi-ent(s) are delivered can affect the skin pene-tration depth and absorption rate into theepidermis.13 The penetration of topical modal-ities is limited by the stratum corneumdadense layer of flattened keratinocytes that

Table 1Benefits and Limitations of Analgesia

by Cutaneous Delivery

Benefits Limitations

� First passmetabolism and othervariables associated withthe gastrointestinal tract(such as pH and gastricemptying time) areavoided.15e17

� Reduced side effects, andthe minimization of drugconcentration peaks andtroughs in the blood.17,18

� Ease of dose terminationin the event of untowardside effects.� Delivery can be sustained

and controlled over aprolonged period.19,20

� Direct access to thetarget site.13,14

� Convenient and painlessadministration.15,16

� Improved patientacceptance and adherenceto therapy.21e23

� Ease of use may reduceoverall health treatmentcosts.24

� Provides a viablesolution for treatmentwhen oral dosingis not feasible(i.e., in unconscious ornauseated patients.)17

� Diffusion acrossthe stratum corneumonly occurs formolecules <500 Da.25

� Topical agentsmust have bothaqueous and lipidsolubility.26

� Both intra- andinterindividualvariability in thepermeabilityof skin, as well asdifferences betweenhealthy and diseasedskin, causes variableefficacy.27,28

� Skin enzymes can causemetabolism beforecutaneous absorption,reducing the potencyof the drug.29

� Localized skinirritation, suchas erythema, can becommon.30e32

Adapted from Ref. 14.

shelters the live epidermis (Fig. 1).6,14 Oncepast this relatively impermeable barrier, anal-gesics may access the unmyelinated C-fibersand encounter the predominant keratinocytesand melanocytes of the epidermal layer. Belowthe epidermis, the dermal layer also containsnociceptive fibers, along with fibroblasts, con-nective tissue, blood vessels, hair follicles,and glands. Collectively, the nerves present inthe epidermis and dermis are referred to asthe cutaneous nociceptors.6

Animal models have suggested that the vari-ability in transcutaneous absorption rates be-tween topical agents is likely derived fromtheir ability to negotiate the superficialskin.35 Ideally, a topical agent will have a lowmolecular weight (<500 Da)14 and have bothhydrophobic features in order to transversethe stratum corneum and hydrophilic charac-teristics to penetrate the predominantly aque-ous epidermis.35,36 Furthermore, ex vivostudies of human skin tissue indicate that non-physiological pHs of the vehicle can reducethe skin penetration of an agent, while occlu-sion of the skin surface can have a beneficialimpact on drug delivery.36

Several delivery agents have been engi-neered to increase the bioavailability of topi-cally delivered analgesics. For example,lecithin organogels are biocompatible jelly-like phases, composed primarily of hydratedphospholipids and organic liquid, which havebeen used to deliver NSAIDs and other treat-ments for muscle spasm, cancer, and brux-ism.37 Also, lecithin, pluronic gel, andisopropyl palmitate (called pluronic lecithinorganogel-PLO) have been combined to cre-ate a colloidal gel used to topically deliverNSAIDs.38 Additionally, polyethylene glycoland limonene39 have been used as topical pen-etration enhancers, increasing the absorptionrate of NSAIDs by up to 75-fold.36 Datingback as far as a century ago, the delivery of top-ical therapeutics was ameliorated by nonphar-macologic methods, such as iontophoresis.14

This method uses a low-level current to en-hance the permeability of a topically appliedagent. Finally, patch preparations and ‘‘plas-ters’’ incorporate adhesive cloth disposable sys-tems and may offer additional benefit to moretraditional topical creams, gels, or solutions,given their potential to deliver medication ata continuous rate.40

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Hair shaft

Dermal papillae

Hair follicle

Hair root

Artery

Vein

Pacinian corpuscle

Root hair plexus

Adipose tissue

Eccrine sweat gland

Hypodermis

Reticular layerPapillary layer

Pore

Meissner’scorpuscle

Stratumbasale

Stratumspinosum

Stratumgranulosum

Stratumlucidum

Stratumcorneum

Deeper tissueNonsteroidalanti-inflammatoryagents (NSAIDs)

SystemicOpioidsAntidepressants

LocalAnesthetics

Free nerveending

Sebaceous(oil) gland

Arrector pilimuscleSensorynerve fiber

Fig. 1. Anatomy and physiology of the skin with the potential targets or sites of action of selected analgesics.Adapted from Ref. 14.

Although analgesics have been the mostthoroughly studied in controlled trials of alltypes of agents delivered topically, anestheticsand counterirritants can be administered topi-cally as well. In fact, some of the oldest topicalmedicines may have been counterirritantsdmild or moderate noxious agents that suppressthe perception of pain.13 Anesthetic agentshave evolved considerably for the treatmentof musculoskeletal pain, too. Some examplesof commercially available products andpharmacy-compounded agents are listed inTable 2.

Topical Treatment Options: ClinicalTrial EvidenceNonsteroidal Anti-Inflammatory Drugs

Topical NSAIDs have been more widely usedand studied in Europe than in the UnitedStates. Research primarily conducted inEurope has suggested several potential peri-pheral mechanisms of analgesic activity, in-cluding the inhibition of prostaglandinsynthesis, the lipoxygenase pathway, and

excitatory amino acids, as well as modulationof G-protein mediated signal transduction.13

A large variety of topical formulations ofNSAIDs are available commercially, includingthe agents listed in Table 3.35

Pharmacokinetic data suggest that topicallyapplied NSAIDs can result in enhanced local

Table 2Examples of Topical Agents for the Treatment

of Musculoskeletal Pain and PrescribingConsiderations

CommerciallyAvailable Products

Pharmacy-CompoundedPreparations

Examples Capsaicin Alpha-2 agonists2.5% lidocaine/

2.5% prilocaineAnticonvulsantsLocal anesthetics

Lidocainepatch 5%

NMDA antagonistsNSAIDs

Doxepin OpioidsTCAs

Considerations � Consistency ofpreparation

� Potential variabilityof preparation

� Establishedsafety and efficacy(FDA approval)

� Lack of controlledtrials

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concentrations without significant toxic sys-temic levels. Heyneman et al. summarizedboth single- and multiple-dose NSAID absorp-tion studies.36 Collectively, the studies indi-cated that following topical administration ofNSAIDs, peak plasma levels were less than10% of the concentrations obtained fromoral dosing (range, 0.2%e8.0%). As the totalsystemic absorption from topical applicationis only 3%e5% of the oral route, systemic tox-icity from topical NSAIDs are correspondinglyrare. Also, the length of time before Cmax isachieved following topical application rangedfrom 2.2 to 23 hours, approximately 10 timeslonger than the time required for the equiva-lent oral dose. Topical NSAIDs achievesteady-state generally within 2e5 days of re-peated application.36

Penetration studies also indicate that topi-cally applied NSAIDs reach therapeutic con-centrations below the site of application.36 Atwo-way crossover design assessed the levels ofsubcutaneous absorption and muscle absorp-tion of 800 mg of oral ibuprofen or 16 g of5% ibuprofen gel administered to the thigh.41

Microdialysis probes inserted 25e30 mm intothe muscle found average values of 63.5�90.3 ng h mL�1 and 213.4� 117.2 ng h mL�1

of ibuprofen for the topical and oral routes, re-spectively. The ibuprofen concentrations inthe dermis were 22.5-fold greater when deliv-ered topically; the mean values of ibuprofenin the subcutaneous tissue were 731.2�605.0 ng h mL�1 and 176.6� 122.9 ng h mL�1

for the topical and oral routes, respectively.41

Another study of 100 patients consideredthe ketoprofen concentrations in the intra-articular tissues following a single applicationof a 30 mg plaster, multiple applications of

Table 3Topical NSAIDs

Formulation Active Ingredient

Ointment IndomethacinCream Diclofenac, ibuprofen, benzydamine,

salicylic acidSpray IndomethacinPatch/plaster Diclofenac, flurbiprofenGel Piroxicam, diclofenac, felbinac,

ketoprofen, indomethacin,ibuprofen, salicylic acid, eltenac

Drops Ketorolac, flurbiprofen, suprofen,diclofenac

Foam Ketoprofen, felbinac

Reprinted with permission from Ref. 35.

plasters over a five-day period, or a 50 mgoral dose.42 The median Cmax values for topicaland oral administration were 568.9 ng/g and85.7 ng/g in the cartilage, respectively (a 6.8-fold difference). In contrast, the plasma valueswere 18.7 ng/ml for topically administered ke-toprofen and 2,595.3 ng/ml for the oral route.Overall, when applied topically, the ketopro-fen levels were 30-fold greater in the cartilagethan in the plasma.42

Relative to any other topically administereddrug, the largest amount of clinical evidencehas been accumulated for NSAIDs.13 A meta-analysis by Moore et al. considered 86 random-ized, placebo-controlled trials of NSAIDs fortreatment of pain conditions; 10,160 patientswere included.43 The effectiveness measurenearest to one week following the start of treat-ment for acute conditions, such as soft tissuetrauma, sprains, and strains, and the two-week measure for chronic pain conditions,such as osteoarthritis and tendonitis, wereused in the meta-analysis. Overall, the numberneeded to treat (NNT) was 3.9 for acute painconditions, more specifically: 2.6 for ketopro-fen, 3.0 for felbinac, 3.5 for ibuprofen, and4.2 for piroxicam (benzydamine and indo-methacin had efficacies comparable to pla-cebo). For chronic pain conditions, the NNTwas 3.1 and ranged between 2.7 and 3.8. Fur-thermore, for all pain conditions studied, top-ical NSAIDs rarely induced local skin reactions(3.6%) and more rarely had any adverse sys-temic effects (<0.5%).43 Similarly, a smallermeta-analysis of 26 double-blind, placebo-controlled trials by Mason et al., found thattopical NSAID treatment was safe and effectivefor acute pain, following one week ofapplication.44

Another meta-analysis of randomized, con-trolled trials by Lin et al. assessed the efficacyof topical NSAIDs relative to placebo or oralformulations for the treatment of osteoarthri-tis.45 Compared to placebo, a positive treat-ment effect was observed only during Weeks1 and 2 of treatment; reported pooled treat-ment effect sizes for pain relief were 0.41(95% confidence interval [CI], 0.16e0.66)and 0.40 (95% CI, 0.15e0.65) for each week,respectively. In contrast, even in the firstweek, topical NSAIDs were found inferior tooral versions for improving pain and function,and topical agents induced more local side

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effects as well. The authors concluded that notrial evidence has supported the benefit ofNSAIDs over placebo for treating osteoarthritisafter two weeks of application, and even sug-gested that the current practice guidelines onosteoarthritis that advocate the use of topicalNSAIDs46e48 should be revised.45 However,two recent, randomized, controlled trials ofa topical diclofenac solution for the treatmentof pain from knee osteoarthritis reported ben-efit following four and 12 weeks of applica-tion.49,50 Measured by Western Ontario andMcMaster Universities Osteoarthritis Indexscores, the study group had a 42.9% decreasein pain relative to baseline following fourweeks, and a 45.7% decrease after 12 weeks,compared to a respective 26.9% and 33.3% de-crease in pain by the vehicle-control groups.Measurements of physical function, stiffness,and pain on walking indicated similar benefitof the topical diclofenac over placebo in bothstudies. Likely due to the skin penetration en-hancer, dimethyl sulfoxide, 30 of the 84 pa-tients in the four-week study group and 68 of164 patients in the 12-week study group re-ported skin irritation (typically dryness), lead-ing to the discontinuation of five patients ineach of the treatment groups.49,50

Various novel NSAID patches or plastershave been developed, conferring a more con-stant delivery of a standardized dose of analge-sic (although individual skin variability affectsthe actual amount absorbed). A study by Galeret al. used a multicenter, randomized, paralleldesign to assess the efficacy of a topicaldiclofenac patch for treatment of pain fromsports-related soft tissue injuries, such assprains, strains, or contusions.51 A diclofenacepolamine 1.3% or placebo patch was appliedtwice daily on 222 patients for two weeks. Thestudy group achieved statistically significantpain intensity differences from placebo duringclinic visits on Day 3 (P¼ 0.036) and Day 14(P # 0.044) following treatment initiation,but not on Day 7. Forty percent of participantsgiven placebo reported AEs, while 34% ofstudy group patients reported side effects.51

A similar study comparing a diclofenac patchto placebo for patients with traumatic bluntsoft tissue injury found that the analgesic con-ferred a significantly beneficial effect over pla-cebo (P< 0.0001), as measured by tendernessproduced by pressure.52 Also, the time

required to reach pain resolution at the siteof injury was significantly shorter for the studygroup (P< 0.0001). The study and controlgroups experienced a similar frequency ofAEs, most commonly local cutaneous reac-tions.52 Finally, a placebo-controlled study ofpatients with pain due to ankle sprain assessedthe analgesia achieved by the application ofa 100 mg topical ketoprofen patch overa two-week period.8 There were significantlyfewer observations of spontaneous pain forthe study group compared to the controlgroup during all visits (Days 3e4, Day 7� 1,and Day 14� 2). Most notably, there wasa 49.9� 20.2 mm (�73%) decrease in painfrom baseline at Day 7� 1 for patients giventhe ketoprofen patch, compared to a37.6� 24.3 mm (�57%) decrease among thepatients given a placebo patch. The intergroupdifference in pain relief was significant(P¼ 0.0007), but the difference in AEs wasnot. Thirty-one percent of the study group and24% of the control group experienced AEs.8

Nitroglycerin (NTG)Topically applied NTG has been studied for

localized treatment of musculoskeletal pain.NTG may be converted to an anti-inflammatoryagentdnitric oxide (NO)dthat is released en-dogenously by activated macrophages.53 Treat-ment-generated NO may modulate theinflammatory process, as well as produceanalgesia through mechanisms directed at noci-ceptors, similar to the activity of cholinergicdrugs.53 For example, acetylcholine is a cholin-ergic agent that can induce analgesia by stimu-lating the release of NO, leading to anelevation of 3050 cyclic guanidine monophos-phate concentration in nociceptors.

A randomized, double-blind, placebo-controlled trial evaluated a 5 mg NTG patchfor relief of shoulder pain when applied dailyover a three-day period. While no change inpain intensity was observed in the controlgroup, after 48 hours the NTG group reporteda significant decrease in pain intensity frombaseline, on a 0e10 analog scale (2� 0.3;P< 0.003). Two of 10 patients in the treatmentgroup experienced headache.53 Paoloni et al.examined the use of topical NO for the treat-ment of chronic extensor tendinosis in a ran-domized, placebo-controlled trial. Comparedto the placebo group, patients in the NO

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group reported significantly reduced elbowpain while active at two weeks (P< 0.05), re-duced extensor tenderness at six and 12 weeks(P< 0.05), and an increase in wrist extensorstrength at 24 weeks (P< 0.05).54

Local AnestheticsTopical anesthetics likely provide pain relief

by reducing ectopic discharges from superficialsomatic nerves.13 A number of mechanisms thatcontribute to peripheral sensitization may bedecreased by topical anesthetics.55 Experimentsthat have used complete Freund’s adjuvant toinduce inflammation have shown a correlationbetween the upregulation of tetrodotoxin-resistant, voltage-gated sodium channels andan inflammatory state.56,57 As sodium channelsplay a fundamental role in the excitability ofneurons, alterations in their expression levelsor function can lead to the neuronal hyperexcit-ability observed in many types of chronic painconditions.58 Additionally, pharmacotherapieswhich block sodium channels have been shownto provide effective analgesia for the manage-ment of some types of chronic pain.58

The lidocaine patch 5% likely reduces theectopic transmission of pain signals to the dor-sal horn of the spinal cord by inhibiting abnor-mal sodium channels in dermal nociceptorsresiding in the area of the localized pain.59

The current basic mechanistic understandingof osteoarthritis suggests that pain is theresult of a chronic inflammatory state in in-tra-articular joints. Blocking upregulatedsodium channels in inflamed tissues from in-ducing aberrant transmissions may provideanalgesia.60 A two-week pilot study tested theability of the lidocaine patch 5% to provide an-algesia for 20 patients with knee osteoarthritis.At the completion of the trial, statistically sig-nificant improvements were observed for allWestern Ontario and McMaster Universitiessubscale scores of pain, as well as the compos-ite index (P< 0.01). Also, 84% of the patientsreported the achievement of moderate-to-complete global pain relief, while 90% ofthe patients had no observed erythema. How-ever, due to the lack of controls and small sam-ple size, further randomized, controlled trialswere recommended.59

Another open-label study used the Neuro-pathic Pain Scale to assess the analgesiaachieved by the application of the lidocaine

patch 5% for 100 patients with knee osteoar-thritis.61 All four composite measures weresignificantly improved (P< 0.001) followingtwo weeks of treatment. No treatment-relatedAEs were reported in the group given lido-caine patch 5% monotherapy.61

Finally, an open-label study of 137 patientswith knee osteoarthritis considered the use ofthe lidocaine patch 5% as add-on therapy toa stable analgesic regimen (e.g., acetamino-phen, NSAIDs, COX-2 inhibitors, tramadol,opioids).62 Following two weeks of treatmentonce daily with the lidocaine patch 5%, aver-age pain intensity scores decreased by 29%(4.2� 2.2) compared to baseline scores(5.9� 1.5; P< 0.001). Also, Brief Pain Inven-tory measurements of pain interference onquality of life decreased from 37.2� 13.7 atbaseline to 23.5� 15.1 at Week 2 (P< 0.001).Fourteen patients experienced treatment-related side effects that included headache(n¼ 4), dermatitis (n¼ 3), and taste distur-bance (n¼ 2). Although there were no seriousAEs reported, five patients discontinuedtreatment.62

Open-label trial evidence has suggested thatthe lidocaine patch 5% may be beneficial forpatients experiencing LBP as well. A six-week,nonrandomized trial conducted by Gimbelet al. considered the patch’s effectiveness foracute/subacute (<3 months, n¼ 21), short-term chronic (3e12 months, n¼ 33), orlong-term chronic (>12 months, n¼ 77)LBP.63 Compared to baseline, significant re-ductions in pain intensity were reported by pa-tients within all three categories, at both twoand six weeks (P # 0.007). Overall, 25 patientsreported treatment-related AEs; 20 of thoseAEs were mild-to-moderate in severity.63 A sim-ilarly designed study of 71 patients also foundsignificant improvement measured by the Neu-ropathic Pain Scale composite at Weeks 2 and6 (P< 0.001).1 Eleven patients reported der-mal side effects, while five patients reportedsystemic side effects (dizziness and nausea).1

Topical CounterirritantsCounterirritants, such as capsaicin, cam-

phor, menthol, and garlic, are a category ofanalgesics that excite and subsequently desen-sitize nociceptive sensory neurons.64 Althoughmany of the members of this group have hada long history of common medical use, it was

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not until recently that their molecular mecha-nisms of action were elucidated. All of thesepungent plant derivatives act on the recentlyelucidated transient receptor potential (TRP)superfamily, a group of structurally similarion channels, such as TRPV1 (also called vanil-loid receptor subtype 1), TRPV3, TRPM8, andTRPA1.65 The superfamily is activated bycapsaicin, camphor, menthol, and garlic,respectively64 (Fig. 2). These thermosensitivereceptors detect a wide range of temperaturesranging from noxious heat to extreme cold, aswell as other stimuli, including acidic pH,lipids, changes in extracellular osmolarityand/or pressure, and depletion of intracellu-lar Ca2þ stores (Fig. 3).6,66 These proteins areexpressed in primary sensory neurons as wellas other tissues. Upon the activation of TRP re-ceptors, the release of calcitonin gene-relatedpeptide, SP, and other inflammatory neuro-transmitters are induced; hence, producinglocal irritation and inflammation.67 This canlead to two types of desensitization: 1) acuteor ‘‘pharmacologic’’ desensitization character-ized by a diminished response during a constantagonist application, and 2) over a longer pe-riod, tachyphylaxis or ‘‘functional’’ desensitiza-tion characterized by a reduction in responseafter many stimulations.64

As early as the 19th century, the selective ef-fects of capsaicin on sensory nerve fibers wererecognized.6 The spicy ingredient in chili pep-pers has been used to relieve neuropathicpain, uremic pruritus, and bladder overactivity,as well as for providing analgesia.68 Currently,nonprescription creams, lotions, and patchescontaining 0.025%e0.075% capsaicin byweight for treatment of musculoskeletal andneuropathic pains are available.69 When

applied topically, capsaicin has a biphasic phar-macologic effect on sensory neurons. The firstphase is characterized by the excitation and ac-tivation of TRPV1, while the second phase pro-duces analgesia from the depletion ofpronociceptive transmitters, including SP.70

There is significant pain, burning, itching,and cutaneous vasodilatation experiencedupon initial application due to excitation andsensitization of cutaneous C- and A-fiber noci-ceptors; however, the repeated application ofcapsaicin leads to the persistent desensitiza-tion of nociceptors during Phase 2.71

A systematic review of topical capsaicin forthe relief of musculoskeletal pain pooled theresults of three double-blind, placebo-controlled trials, summing up to 368 patientsin total.72 After four weeks of treatment withcapsaicin 0.025% or plaster, the mean re-sponse rate (the percentage of patients withat least 50% pain relief) was 38% (range,34%e42%), while the placebo response ratewas 25% (range, 17%e37%). The NNT was8.1 and approximately one-third of the pa-tients experienced local, treatment-relatedAEs.72 An older meta-analysis also reportedthat capsaicin cream provided better pain re-lief for osteoarthritis than placebo (odds ra-tio¼ 4.36; 95% CI¼ 2.77-6.88).73 However,products with low concentrations of capsaicinrequire multiple applications to provoke thedesensitization of nerves,68 and often contam-inate the patient’s personal surroundings(bed, contact lenses, etc.).6 Those hindrances,along with the side effect of burning and painupon application, reduce patient adherenceand concomitantly, the efficacy of the treat-ment.6,68 Yet due to the reversible desensitiza-tion of nociceptive C-fibers and lack of

Fig. 2. TRP family receptors and their thermosensitivity (adapted from Ref. 69).

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Brain: burning pain sensation

Temperature>43ºC

Endogenous/exogenousagonists:

anandamide , 12-hydroxyeicosatetraenoic acid,

N-oleoyldopamine,capsaicin, resiniferatoxin,

olvanil, DA-5016, SDZ 249-665, civamide, and

camphor

Spinal cord

Sensory neuron

Peripheral nerve

Action potential

Intracellular Ca2+ signal and depolarization

Cell membrane

Ca2+

Na+

AcidosispH<6

H+O

O

HO

NH

Fig. 3. Acute activation of the TRPV1 receptor leads to local intracellular calcium signals and the sensation ofheat or burning pain. TRPV-transient receptor potential vanilloid. Reprinted with permission from Ref. 6.

systemic side effects, topical capsaicin was rec-ommended by the European League AgainstRheumatism (EULAR) in 2003 for the treat-ment of knee osteoarthritis.47

The potent analog of capsaicin, resinifera-toxin (RTX), is an extract from the resin ofthe Euphorbia cactus.6 RTX induces a slower de-polarization and influx of Ca2þ into C-fibers74

and induces less pain upon application.68 De-spite some promising clinical trial results fortreating detrusor hyperreflexia and bladderhyperreflexia,68 RTX has not been approvedfor use within the United States.

Camphor is derived from the wood of thecamphor laurel tree (Cinnamomum camphora)and historically, the sweet-smelling compoundhas had many medicinal uses, including as a de-congestant, cough suppressant, and antipruriticagent.64 Over-the-counter camphor-containingbalms have also been used to provide analgesia.Recent research has implicated three receptorsin camphor’s mechanism of action, TRPV3, thecapsaicin receptordTRPV1, and the garlicreceptordTRPA1.64

The analgesic capacity of the compounds ingarlic (allicin and diallyl disulfide) have notbeen well-explored, although they have beenoften used to treat hypertension, high bloodcholesterol, and thrombosis.67 Allicin anddiallyl disulfide both bear a structural resem-blance to the components in mustard plantswhich induce pain and inflammationdisothio-cyanates. Likewise, recent research has indi-cated that mustard and garlic depolarizesensory neurons specifically through activationof the TRPA1 receptor to elicit inflammatorypain.67,75

In contrast, mentholdthe component thatconfers mint smell and flavor to the Menthaspeciesdis often included in eutectic formula-tions of local anesthetic agents.76 Anecdotally,menthol induces tingling and cooling sensa-tions when applied topically. Menthol gener-ates analgesia through its Ca2þ channelblocking activity. In addition to bindingTRPM8,65,69 menthol binds k-opioid receptors,and possibly engenders analgesia throughboth mechanisms.76 Animal studies have

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demonstrated that menthol can confer analge-sia following both noxious thermal and chem-ical stimuli.76 Furthermore, similar to otherterpenes, menthol is an effective topical per-meation enhancer for water-soluble drugs,such as the antidepressant, imipramine.77

Another type of counterirritant is topical ru-befacients containing salicylates. Although, ithas been postulated that analgesia is conferredby a mode different than that of NSAIDs, asyet, salicylates have an unidentified mecha-nism of action.78 Despite this, salicylates areoften found in many topical preparations.Randomized, clinical trial data describing theefficacy of salicylates for pain relief have beensystematically reviewed by Mason et al.78 Onlythree double-blind, placebo-controlled trialshave been published that consider the use oftopical salicylates for the treatment of acutemusculoskeletal pain. The study groups ex-hibited significantly better pain reductionsthan placebo (relative benefit¼ 3.6, 95% CI,2.4e5.6; NNT¼ 2.1, range, 1.7e2.8). Al-though the long-term efficacy data and thereporting of AEs were poor for chronic muscu-loskeletal pain, the information from six dou-ble blind, placebo-controlled trials indicateda relative benefit over control of 1.5 (range,1.3e1.9; NNT 5.3, range, 3.6e10.2).78

Other counterirritants often found in over-the-counter analgesic preparations includemarsh tea, peppermint oil, and poison ivy. Arandomized, controlled trial explored the useof a topical homeopathic gel that includedthe ingredients, Symphytum officinale (comfrey),Rhus toxicodendron (poison ivy), and Ledum pal-ustre (marsh tea) for the management of kneeosteoarthritis pain.79 The 86 patients that com-pleted the trial in the homeopathy groupreported a reduction in pain of 16.5 mm byvisual analogue scale, compared to an8.1 mm pain reduction by the 86 patients inthe piroxicam group. The difference betweenthe treatment groups was 8.4 mm (95% CI,0.8e15.9). Twelve patients within the homeop-athy group and 16 patients within the NSAIDgroup experienced an AE, causing five andnine patients, respectively, to withdraw fromthe study.79

Other AgentsHeat wraps are a popular therapy for back

pain, and the treatment has been

recommended by practice guidelines in boththe United States and the United Kingdomfor management of acute LBP.80 A random-ized, single-blind clinical trial compareda group of 113 patients treated with a 40�Cheat wrap for 8 hours per day to patients givenone of the two most common oral, nonpre-scription drugs in the United States: acetamino-phen (4,000 mg/day; n¼ 113) or ibuprofen (1,200 mg/day;n¼ 106).80 Significantly better mean pain reliefwas obtained by the heat-wrap therapy groupon Day 1, and then again by Days 3e4 (extendedmean pain relief¼ 2.61, compared to 1.68 foribuprofen, P¼ 0.0001 and 1.95 for acetamino-phen, P¼ 0.0009). Furthermore, lateral trunkmobility and disability significantly improvedfor the heat-wrap therapy group relative to thecomparators.80 Another randomized, controlledtrial also found better functional outcomes forpatients treated with low-level heat wraps thanfor the control group.81 Combining heat wrapswith directional, preference-based exercise fur-ther reduced disability scores after a week oftreatment to nearly half those of either therapyalone.81

For thousands of years, medicinal leecheshave been used for the treatment of variousdiseases, and more recently have offereda novel option for the treatment of venouscongestion in plastic surgery82,83 and inchronic musculoskeletal disorders.84 Leeches,Hirudo medicinalis, purportedly have biologi-cally active, anti-inflammatory and anticoagu-lant mediators within their saliva.85 Ina recent study, 24 patients with osteoarthritisof the knee were locally administered four tosix leeches for approximately 70 minutes,and compared with 27 patients treated witha 28-day regimen of topical diclofenac gel(300 mg, twice a day).84 The mean reductionin pain observed within the leech therapygroup was 53.5� 13.7 at baseline and19.3� 12.2 at Day 7. Compared with the diclo-fenac group (51.5� 16.8 at baseline and42.4� 19.27 at Day 7), there was a significantbetween-group difference (�23.9; CI, �32.8to �15.1; P< 0.001). However, 17 of the 24 pa-tients administered leeches experienced localitching, while none of the patients given topi-cal NSAIDs reported pruritus.84

Although the evidence-based literature indi-cates that systemic opioids are effective at

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providing analgesia for a variety of painful con-ditions, topical preparations of opioids havenot been well-explored, with the exception ofsome studies of relief from painful skin ul-cers.86,87 Potentially, the local application ofopioids could minimize systemic side effects,such as sedation, respiratory depression, andnausea.88 A 2005 study followed three patientsadministered topical morphine in PLO gel forrelief of chronic arthritis pain.89 A satisfactorylevel of pain control was reported, althoughlikely due to the systemic absorption of theopioid, as indicated by urinalysis results.89 Fur-thermore, an animal study indicated potentialsynergy between topical lidocaine and topicalopioids.88 Possibly, combining different drugclasses to create a topical preparation that tar-gets multiple peripheral sites may enhance theanalgesia obtained. Preliminary results in ananimal model suggest that combining topicalmorphine with topical cannabinoid may im-prove the antinociceptive effects that areachieved, while reducing central nervous sys-tem exposure to opioid.90 Other precursoryresults suggest that topical cannabinoid prepa-rations may buffer emerging pain signals at pe-ripheral sites via CB1 receptors, while avoidingthe dysphoric side effects and abuse potentialof central-acting cannabinoid agents.91 Thispromising research could lead to the develop-ment of another agent in the armamentariumof topical analgesics.

ConclusionRecent research has significantly evolved our

understanding of the diverse mechanisms bywhich topical preparations induce analgesia.Many topical agents have significantly less sys-temic AEs than oral pharmacotherapies, whileproviding effective pain relief. In particular,topical NSAIDs have demonstrated benefitfor treating pain from acute and chronic mus-culoskeletal conditions, while topical lidocainehas provided effective peripheral analgesia forlocalized pain associated with joint and lowback ailments. Also, clinicians should becomefamiliar with over-the-counter topical prepara-tions for analgesia, as they are often used andcan contain ingredients with analgesic mecha-nisms supported by evidence in the literature.Furthermore, maintaining an understanding

of topical delivery systems, as new ones are de-veloped and others optimized, will be impor-tant to providing continuing best practice forpatients requiring diverse, multimodal optionsfor managing their pain.

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