three-and four-part proximal humerus fractures · ment of three-and four-part proximal humerus...

10
25 Bulletin of the NYU Hospital for Joint Diseases 2012;70(1):25-34 Min W, Davidovitch RI, Tejwani NC. Three- and four-part proximal humerus fractures: evolution to operative care. Bull NYU Hosp Jt Dis. 2012;70(1):25-34. Abstract The recent increase in life expectancy is expected to bring about a concurrent rise in the number of proximal humerus fractures. Those presenting with significant displacement, osteoporosis, and comminution present distinct clinical challenges, and the optimal treatment of these injuries re- mains controversial. As implant technologies and treatment strategies continue to evolve, the role and appropriateness of certain operative and nonoperative treatment modalities are being debated. Prior concerns regarding humeral head viability forced many physicians to abandon operative management in favor of nonoperative modalities. However, with greater appreciation and understanding of the factors governing humeral head viability, operative intervention is increasingly used and investigated. Nevertheless, sub-opti- mal results with earlier implants continue to cloud the debate between nonoperative and operative treatment modalities. This paper will review historical considerations, biologic considerations, and implant considerations in the manage- ment of three-and four-part proximal humerus fractures. P roximal humerus fractures account for approximately 5% of all fractures and represent the third most frequent fracture of the elderly. 1 Most commonly related to osteoporosis, 2 these fractures are often associ- ated with elderly co-morbidities that increase their risk for low-energy falls, such as medication, poor vision, and loss of protective reflexes. However, unlike many osteoporotic fractures, proximal humerus fractures can also occur in the fit elderly. 3 Due to the anticipated increases in life expec- tancy, the number of elderly proximal humerus fractures is expected to triple by 2030. 4 A significant majority (85%) of these fractures are mini- mally- or non-displaced 4 and are generally treated nonopera- tively. 5 However, controversy exists regarding the optimum treatment for displaced fractures. Treatment options range from nonoperative to operative modalities. Recent meta- analyses and larger retrospective and prospective series have not shown an advantage of one treatment modality in the management of all displaced fractures. 3,6-8 Adding to this debate, newer implant technologies have challenged the conventional thinking regarding management of displaced proximal humerus fractures. This paper, written in two parts, will examine the evolution of treatment of proximal humerus fractures, and the role that newer implant technologies have played in changing this paradigm. Nonoperative Management As early as 180 AD, Galen described his treatment of proximal humerus fractures and fracture-dislocations. 9 After reduction by traction-countertraction methods, the extremity was immobilized with a valgus mold. 9 Because there were no effective operative methods available, this was considered the first described form of treatment for highly comminuted and unstable proximal humerus fractures. Subsequently, non- operative management continued to serve as the treatment of choice for highly comminuted or unstable proximal humerus fractures, due to lack of effective surgical technologies and concerns regarding humeral head viability. Existing literature 5,7,10-12 has generally supported nonoper- ative management; however, while minimally displaced and non-displaced fractures are preferentially and successfully treated using nonoperative methods with good results, 5,7,10-12 Three-and Four-Part Proximal Humerus Fractures Evolution to Operative Care William Min, M.D., M.S., M.B.A., Roy I. Davidovitch, M.D., and Nirmal C. Tejwani, M.D. William Min, M.D., M.S., M.B.A., is in the Division of Orthopae- dic Surgery, University of Alabama at Birmingham, Birmingham, Alabama. Roy I. Davidovitch, M.D., and Nirmal C. Tejwani, M.D., are in the Department of Orthopaedic Surgery, NYU Hospital for Joint Diseases, New York, New York. Correspondence: Nirmal C. Tejwani, M.D., Department of Or- thopaedic Surgery, NYU Hospital for Joint Diseases, 301 East 17th Street, Suite 1402, New York, New York 10003; nirmal. [email protected].

Upload: dangnga

Post on 11-Apr-2019

231 views

Category:

Documents


0 download

TRANSCRIPT

25Bulletin of the NYU Hospital for Joint Diseases 2012;70(1):25-34

Min W, Davidovitch RI, Tejwani NC. Three- and four-part proximal humerus fractures: evolution to operative care. Bull NYU Hosp Jt Dis. 2012;70(1):25-34.

Abstract

The recent increase in life expectancy is expected to bring about a concurrent rise in the number of proximal humerus fractures. Those presenting with significant displacement, osteoporosis, and comminution present distinct clinical challenges, and the optimal treatment of these injuries re-mains controversial. As implant technologies and treatment strategies continue to evolve, the role and appropriateness of certain operative and nonoperative treatment modalities are being debated. Prior concerns regarding humeral head viability forced many physicians to abandon operative management in favor of nonoperative modalities. However, with greater appreciation and understanding of the factors governing humeral head viability, operative intervention is increasingly used and investigated. Nevertheless, sub-opti-mal results with earlier implants continue to cloud the debate between nonoperative and operative treatment modalities. This paper will review historical considerations, biologic considerations, and implant considerations in the manage-ment of three-and four-part proximal humerus fractures.

Proximal humerus fractures account for approximately 5% of all fractures and represent the third most frequent fracture of the elderly.1 Most commonly

related to osteoporosis,2 these fractures are often associ-ated with elderly co-morbidities that increase their risk for low-energy falls, such as medication, poor vision, and loss

of protective reflexes. However, unlike many osteoporotic fractures, proximal humerus fractures can also occur in the fit elderly.3 Due to the anticipated increases in life expec-tancy, the number of elderly proximal humerus fractures is expected to triple by 2030.4 A significant majority (85%) of these fractures are mini-mally- or non-displaced4 and are generally treated nonopera-tively.5 However, controversy exists regarding the optimum treatment for displaced fractures. Treatment options range from nonoperative to operative modalities. Recent meta-analyses and larger retrospective and prospective series have not shown an advantage of one treatment modality in the management of all displaced fractures.3,6-8 Adding to this debate, newer implant technologies have challenged the conventional thinking regarding management of displaced proximal humerus fractures. This paper, written in two parts, will examine the evolution of treatment of proximal humerus fractures, and the role that newer implant technologies have played in changing this paradigm.

Nonoperative ManagementAs early as 180 AD, Galen described his treatment of proximal humerus fractures and fracture-dislocations.9 After reduction by traction-countertraction methods, the extremity was immobilized with a valgus mold.9 Because there were no effective operative methods available, this was considered the first described form of treatment for highly comminuted and unstable proximal humerus fractures. Subsequently, non-operative management continued to serve as the treatment of choice for highly comminuted or unstable proximal humerus fractures, due to lack of effective surgical technologies and concerns regarding humeral head viability. Existing literature5,7,10-12 has generally supported nonoper-ative management; however, while minimally displaced and non-displaced fractures are preferentially and successfully treated using nonoperative methods with good results,5,7,10-12

Three-and Four-Part Proximal Humerus FracturesEvolution to Operative Care

William Min, M.D., M.S., M.B.A., Roy I. Davidovitch, M.D., and Nirmal C. Tejwani, M.D.

William Min, M.D., M.S., M.B.A., is in the Division of Orthopae-dic Surgery, University of Alabama at Birmingham, Birmingham, Alabama. Roy I. Davidovitch, M.D., and Nirmal C. Tejwani, M.D., are in the Department of Orthopaedic Surgery, NYU Hospital for Joint Diseases, New York, New York.Correspondence: Nirmal C. Tejwani, M.D., Department of Or-thopaedic Surgery, NYU Hospital for Joint Diseases, 301 East 17th Street, Suite 1402, New York, New York 10003; [email protected].

Bulletin of the NYU Hospital for Joint Diseases 2012;70(1):25-3426

the studies evaluating the role of nonoperative management in severely comminuted proximal humerus fractures are non-validated, non-randomized, and inconclusive.4 Zyto retrospectively investigated the clinical and radio-graphic results of displaced three- and four-part displaced fractures treated nonoperatively and followed for a minimum of 10 years, and found that, despite poor functional scores and non-anatomic reductions radiographically, all patients report high contentment with their outcomes.6 However, Zyto’s recommendations for nonoperative treatment were reserved for three-part fractures, as the four-part fractures demonstrated more disability than the three-part group. Lill examined the role of nonoperative management in two- and three-part fractures and found that over 60% of their patients had good and excellent Constant scores. However, similar to Zyto’s study,6 four-part fractures uniformly had poor outcomes and poor Constant scores, mostly attributed to avascular necrosis of the humeral head and resulting arthrosis.13 Based on these findings and in light of our current treatment strategies, nonoperative treatment for displaced three- and four-part fractures is currently reserved for in-dividuals who are medically contraindicated for surgery or have low-demand lifestyles where the risks of surgery outweigh its benefits. While these studies suggest that non-operative treatment is better suited for three-part fractures (as compared to four-part fracture), nonoperative treatment in these highly displaced fractures may result in significant functional impairment, shoulder stiffness, and malunion.14

Humeral Head Viability and the Evolution to the Role of Operative TreatmentDespite the potential limitations of nonoperative manage-ment for highly displaced fractures, it was historically held as the preferred treatment option due to concerns for humeral head viability. Traditionally, nonoperative measures were preferred since it was believed that operative management may disrupt humeral head blood flow and accelerate avas-cular necrosis.15 With the predominant blood supply of the humeral head coming from the arcuate artery (a branch existing lateral to the bicipital groove and originating from the anterior humeral circumflex artery), earlier surgical techniques potentially had a higher risk of disrupting this critical blood supply. This was evident in the higher rates of avascular necrosis after operative treatment of four-part fractures seen in earlier series.16 However, Neer’s results were the first to suggest that nonoperative management of these fractures was a poorer alternative than operative treatment.16 This finding, coupled with improved surgical techniques and implant options, began to challenge the notion that operative treatment was a poor option for displaced fractures. Additionally, improved understanding regarding the factors and risks for humeral head avascular necrosis lead to further understanding and im-proved fracture management. While the association between

fracture pattern and avascular necrosis rate has not yet been clearly established,17 it is clear that poor surgical techniques can increase the risk of avascular necrosis in three-part fractures to that seen in four-part fractures.18 This further clarifies Neer’s original theory, where he believed that three-part fractures did poorly due to poor surgical technique and inadequate reductions while four-part fractures did poorly due to avascular necrosis.16 While Neer’s original theory had led him to recommend operative fixation for three-part fractures with proper surgical technique and arthroplasty for four-part fractures,16 other investigators now argue that, despite the higher incidence of avascular necrosis in four-part fractures as compared to three-parts,19-21 the decision to treat with operative fixation versus arthroplasty should ideally be based on multiple factors (including patient age and activity level, treatment goals, and medical co-morbidities). Currently, reported rates for avascular necrosis vary from 3% to 37%.17 In that regard, to minimize these rates, an ac-curate assessment of humeral head vascularity is crucial in determining both the viability and the prognosis following a proximal humerus fracture. The Hertel criteria employs radiographic markers to determine the adequacy and qual-ity of humeral head vascularity by examining the extent of metaphyseal extension of the proximal humerus fracture and the amount of medial hinge disruption.22 The investigators found that the integrity of the medial hinge and the length of the posteromedial metaphyseal head extension were key predictors of vascular disruptions. Specifically, metaphyseal head extension less than 8 mm and medial hinge disruption greater than 2 mm were good predictors of humeral head ischemia. Recently, Crosby, using tetracycline labeling for displaced three- and four-part fractures, demonstrated a high rate of vascular preservation, especially in younger patients in the anterosuperior aspect of the humeral head.17 In ad-dition to examining the fracture pattern as recommended by Hertel, an adequate understanding of the humeral head vascular anatomy, surgeon expertise, the patient’s physi-ologic status, activity level, and expected outcome should all be collectively considered to maximize patient outcomes and minimize humeral head necrosis.17

Operative ModalitiesThe gradual shift to operative treatment of these complex fractures was spurred by both an improvement in implant technologies and techniques, along with concurrent increases in patient and surgeon expectations for improved functional outcomes. The introductions of locking plates and reverse shoulder arthroplasties (RSA) have expanded the options available for treatment, while concurrently generating fur-ther controversy.

Closed Reduction and Percutaneous PinningThe advantage of closed reduction and percutaneous fixa-tion is that it can be performed with minimal surgical dis-section and can potentially decreased risk of humeral head

27Bulletin of the NYU Hospital for Joint Diseases 2012;70(1):25-34

vascular supply disruption. Resch reported percutaneous fixation of three- and four-part fractures in 27 patients and found that at an average of 24-months follow-up all three-part fractures demonstrated good to very good functional results without avascular necrosis.23 Good radiographic results were achieved in the four-part fractures but only when they initially presented in a valgus-impacted manner. The investigators concluded that the medial periosteum serves as both an important source of vascular supply and as a hinge for reduction maneuvers (Fig. 1). This is a technically demanding procedure, especially for more complex proximal humerus fractures. It is a reasonable alternative for AO type A fractures with greater than 66% translation and combined cortical thickness greater than 4 mm, but may not be as good an option in osteoporotic bone and comminuted fractures since this technique requires adequate cortical purchase.

Intramedullary Nail FixationThe use of antegrade intramedullary nail fixation for dis-placed proximal humerus has been reported as an alternative method of treatment to perform stable fixation with minimal soft tissue dissection. Some investigators have also argued that in addition to the preservation of the periosteal blood supply, intramedullary techniques limit operative time, surgical exposure, and length of hospital stay.24 Most studies that have been published on these implants have investigated their use in displaced proximal humerus fractures with an intact head fragment.25-28 In a prospective

study by Stedtfeld,29 112 consecutive patients with displaced fractures were treated and evaluated. The investigators found good functional results in two- and three-part fractures. However, the investigators had a 16% complication rate. They reported that, in four-part fractures, a substantial risk of post-operative complications and bad functional results exist. Koike evaluated 54 patients with two-, three-, and four-part fractures treated with intramedullary nailing30 and found that none of the patients developed avascular necrosis. Seventy-nine percent of patients reported satisfactory to ex-cellent results. However, only three of their treated patients had four-part fractures. Adedapo and Ikpeme evaluated the role of intramedul-lary nail fixation in three- and four-part fractures.31 At the one-year follow-up, the median Neer scores were 89 and 60 for the three- and four-part fractures, respectively. However, 13% of their patients, all of whom were in the four-part group, continued to have significant pain at final review. Complications noted in their series included proximal screw loosening and extrusion in three patients and avascular ne-crosis in one patient. The use of intramedullary implants is not ideal for four-part or osteoporotic fractures.

Open Reduction Internal Fixation with Locking Plate With the advent of locked plates, this technology was ap-plied to the proximal humerus to provide the advantages of a fixed-angled implant without the difficulties and limita-tions of first generation fixed angle (blade plate) fixation.

Figure 1 A, Displaced two-part proximal humerus fracture in a skeletally immature patient, B, treated with closed reduction and per-cutaneous pinning. C, Six months post-operatively, after the pins were removed.

C

B

A

Bulletin of the NYU Hospital for Joint Diseases 2012;70(1):25-3428

Currently, most of these implants are precontoured to the anatomy of the lateral proximal humeral metaphysis and function as an internal fixator providing angular stability (Fig. 2).24 Advantages of these implants include the ability to obtain anatomic reduction with less fracture devitalization, preservation of the rotator cuff integrity, ability to maintain stable fixation in the face of significant comminution and osteoporosis, and multi-angle screw fixation.24,32 In a bio-mechanical cadaveric study performed by Siffri, simulated humerus neck fractures subjected to cyclic loading compar-ing locking plate constructions to blade plates demonstrated significantly greater torsional stiffness of locking plates and similar bending stability between the two.33 Weinstein and coworkers34,35 found similar results, and Edwards and colleagues35 noted that a locking plate was far superior to a proximal humerus nail in both varus bending and torsional stability. Given that most proximal humerus fractures fail secondary to rotational and bending moments, such added stability potentially prevents many of the failures noted with other implant types.36,37

Despite these promising biomechanical results, early clinical studies evaluating the results of proximal humerus locking plates were mixed. Kettler reported on 225 frac-tures treated with the PHILOS (Synthes, Stratec Medical Ltd, Mezzovico, Switzerland) proximal humerus locking plate.38 In their series, the investigators reported a high rate of complications resulting from technical error, includ-ing malreduction (14%), screw perforations (11%), and implant dislocations (4.5%). Similarly, Bjorkenheim39 and Fankhauser40 reported hardware failure, nonunion, avascular

necrosis, and malunion as complications in their series using the PHILOS plate. Later studies utilizing the plate demonstrated more promising results. Moonot evaluated the PHILOS plate in 32 patients with displaced three- and four-part fractures, with an average age of 59.9 years.41 Distinct from previous stud-ies, the investigators addressed bone defects with bone graft substitutes, while tuberosity displacement was treated with anatomic reduction. As a result, the mean Constant score was 66.5, without significant differences in outcomes when comparing patients below and above 60 years of age. They demonstrated a 6% malunion rate and a 3% rate of nonunion and avascular necrosis. Similar findings were also found by Papadopoulos.42 Shahid,43 however, found that those who were elderly or had fracture-dislocations performed slightly poorer with this fixation. Other studies44-45 examining the use of locking-plate con-structs in three- and four-part fractures demonstrated compa-rable results. Hente44 noted a 16% rate of avascular necrosis; however, their study did include fracture-dislocations (which were responsible for 80% of these complications). Compli-cations in their series were related to hardware, including greater tuberosity displacement and screw loosening. Hente strongly recommended this construct with tension band wir-ing of the tuberosities as an alternative to prosthetic replace-ment. Hirschmann46 found, at one year postoperatively, that the range of motion of the injured side was 80% that of the contralateral side. Moreover, absolute and relative Constant scores significantly improved from six-months (average 56) to twelve-months (average 65) postoperatively. One over-

Figure 2 A, Displaced three-part proximal humerus fracture-dislocation in a 42-year-old patient, B, treated with open reduction internal fixation with a proximal humerus locking plate.

BA

29Bulletin of the NYU Hospital for Joint Diseases 2012;70(1):25-34

riding concept that can be garnered from these studies is the importance of intra-operative reductions, particularly of the tuberosities on functional outcomes.44-45 Solberg retrospectively examined 70 patients older than 55 years of age with three- or four-part proximal humerus fractures treated with locked plates.47 His study indentified two groups based on the initial direction of the humeral head deformity: those with varus deformity and those with valgus deformity. Complications of avascular necrosis, humeral head perforation, loss of fixation, tuberosity displacement, and varus subsidence were encountered in 79% of those with varus deformity as compared to 19% of those with valgus deformity. Constant scores for all three-part fractures were also significantly better than four-part fractures, but differ-ences between the varus and valgus subgroups were only significant for the three-part group (p < 0.01, as compared to p = 0.19 for the four-part subgroups). The investigators felt that, because the locking plate functions as a tension band by “pulling” the humeral head out of varus, the initial varus malalignment placed the implant at a distinct mechanical disadvantage (especially in osteoporotic bone). Solberg also found that fractures with metaphyseal segment length of less than 2 mm had a higher risk of developing avascular necrosis. The investigators concluded that the angulation of the initial deformity and the length of the metaphyseal segment attached to the articular fragment have a significant influence on final outcomes in these fractures. Agudelo and coworkers examined the predictors of loss of fixation in proximal humerus locking plate fixation.48 In their series, the overall incidence of loss of fixation was 13.7%. They found that there was a statistically significant association between varus malreduction and loss of fixation (30.4% when the head-shaft angle was below 120° versus 11% when the head-shaft angle was greater than 120° [p = 0.02]). Similarly, Lee attempted to determine the prognostic factors for successful clinical outcomes.49 They concluded that delay in rehabilitation and decreased head-neck shaft angle, caused by lack of medial support, were the primary factors that led to poor outcome. Other investigators, such as Micic50 and Clavert,51 also found that early post-operative failures of the locking plate were associated with initial mal-reduction, poor operative technique (including inadequate screw length or plate positioning), loss of medial support, and failure to adequately fix the tuberosities.

Prosthetic ReplacementThe use of primary arthroplasty in displaced three- and four-part proximal humerus fractures was first proposed by Neer.16 Non-locking internal fixation gave mixed results, and concerns regarding avascular necrosis compelled many sur-geons to treat complex fractures primarily with arthroplasty options.16,24,52-54 With improved fixation implants available, arthroplasty has become reserved for treating fractures that are more technically demanding to reconstruct (i.e., four-part fractures with complex fracture patterns and significant ar-

ticular involvement, especially in patients older than 60 years of age and head splitting fractures). However, functional results are only moderately satisfactory, despite predictable pain relief.55 With the increasing popularity of reverse shoul-der arthroplasties (RSA), the role of arthroplasty has been revisited. Regardless of which primary arthroplasty option is selected, aseptic loosening, periprosthetic fractures, infec-tions, and dislocations can occur and must be considered.24

HemiarthroplastyThe indications for hemiarthroplasty in the management of proximal humerus fractures, although evolving due to the advent of locking-plate implants, have traditionally been for four-part fractures, three-part fractures in older patients with poor bone quality, fracture-dislocations, head-splitting fractures, and fractures involving greater than 40% of the articular surface.56-58 Concerns regarding the higher rates of avascular necrosis in four-part fractures and the tenuous fixation of fracture fragments in osteoporotic bone have led most surgeons to advocate hemiarthroplasty as the preferred option over internal fixation (Fig. 3).56 Valgus-impacted four-part fractures demonstrate a significantly lower rate of avascular necrosis and thus are an exception to this prefer-ence for hemiarthroplasty.3,59 Recent studies have demonstrated that, despite predict-able pain relief, hemiarthroplasty provides inconsistent functional outcomes.55,60,61 These findings are in contrast to earlier studies that demonstrated more reliable functional results.56,57,62,63 It has been shown that early passive range of motion post-operatively, followed by long-term active range of motion and strengthening, is essential to achieve optimal outcomes after shoulder hemiarthroplasty.62,64,65 However, the insufficient bony healing of displaced tuberosities af-ter intra-operative fixation at the stem of the prosthesis, malpositioning of the tuberosity fragments, and incorrect positioning of the prosthesis are probably the most important factors determining the outcomes of this treatment modal-ity.24,36,64,66,67

Approximately 4% to 50% of shoulders treated with hemiarthroplasty experience malunion or nonunion of tuber-osity fixation, resulting in the most significant complication after hemiarthroplasty for proximal humerus fractures.58,65,68 A recent multicenter study by Kralinger and associates re-vealed that tuberosity positioning is a significant factor in the functional outcome of hemiarthroplasties for fractures of the proximal humerus; however, pain did not correlate with displacement of the tubesrosity.62 These findings were also reported by Mighell57 and Coleman69 in their reviews. Aside from devascularization and inadequate fixation that may lead to tuberosity nonunion, Boileau determined that the factors most commonly associated with tuberosity malunion include poor intra-operative positioning of the prosthesis, age, sex, and initial malposition of the greater tubosity.68 Due to importance of anatomic restoration of humeral head position, studies have assessed the use of intra-operative

Bulletin of the NYU Hospital for Joint Diseases 2012;70(1):25-3430

anatomic landmarks, such as the bicipital groove, to deter-mine the appropriate 30° to 40° of retroversion for prosthesis orientation.67 Christoforakis and colleagues proposed using the contralateral humerus to estimate the proper retroversion for each patient as an individualized approach to restoring native anatomy.64 However, a recent study by the same inves-tigator has found that, when evaluating the mean Constant scores using these two techniques, there is no difference.64 However, the results of this study are limited secondary to its small sample size. Use of bony landmarks when assessing for proper pros-thesis orientation is limited by the distortion that occurs in complex fractures. Murachovsky validated the use of the pectoralis major tendon as a reproducible landmark for ac-curate restoration of humeral height with hemiarthroplasty reconstruction.70 By dissecting 40 cadaveric shoulders, he determined that the distance between the upper border of the pectoralis major tendon insertion on the humerus and the top of the humeral head averaged 5.6 cm ± 0.5 cm. This provides an easily reproducible intraoperative check of prosthetic humeral head height. The third factor influencing outcome with arthroplasty is the union of the tuberosities. A cadaveric study by de Wilde examining the strength of fixation of the bone-ten-don interface of the rotator cuff to the articular rim of the hemiarthroplasty prosthesis found that it is strong enough to resist fracture fragment displacement under forces as-sociated with activities of daily living.71 Frankle and col-leagues determined that circumferential cerclage around the tuberosities decreases interfragmentary motion and strain, maximizes fracture stability, and facilitates post-operative rehabilitation.72 However, Pijls and associates presented a new sling technique for tuberosity fixation in uncemented hemiarthroplasty for severe fractures of the proximal hu-merus, due to concerns regarding suture damage from the edges of the drill holes in traditional tuberosity fixation

techniques.73 The investigators felt that in some cases the sutures placed by standard drill holes failed due to suture cut-out through osteoporotic bone, leading to suboptimal tuberosity positioning. The investigators found that their sling technique provided better tuberosity positioning, stable fixation (which they felt translated to improved functional outcomes), patient satisfaction, and pain scores as compared to traditional drill-hole techniques. Heterotopic ossification, glenoid degeneration, prosthetic loosening, and axillary nerve injury may also be seen with hemiarthroplasty treatment. Reported rates of heterotopic ossification range from nine to 56%.57,65,68 While the studies do not specifically indicate a reason for this difference, it has been shown that patients with hemarthrosis or concomitant rotator cuff tears have a significantly higher risk of hetero-topic ossificaiton.24,74,75 Mighell and coworkers57 have also reported an 8% rate of glenoid degeneration at an average of three-year follow-up, while Parsons and associates76 have determined that functional outcome, as determined by the Constant score, is negatively correlated with joint space narrowing and glenoid degeneration.77 Other complications, such as prosthetic loosening, infection, and nerve injury are rarer, occurring at reported rates of 3% to 6%,64,65 1% to 2%,57,63 and less than less than 1%,57,63-65 respectively.77 The optimal timing of hemiarthroplasty treatment has also been evaluated. Acute reconstruction is technically easier and has been shown to be preferable to delayed hemiarthro-plasty. Mighell57 found statistically significant improvement in ASES scores in patients treated within 2 weeks of initial injury, and Becker78 determined that fractures treated early with hemiarthroplasty showed better shoulder motion by video motion analysis and clinical outcomes when treated within 2 weeks of injury. In contrast, Prakash and cowork-ers65 did not find any difference in his series of early (less than 30 days) versus late (greater than 30 days, average time from injury to surgery was 13 months) treatment with

Figure 3 A, Displaced four-part proximal humerus fracture-dislocation in a 62-year-old patient, B, treated with hemiarthroplasty.

BA

31Bulletin of the NYU Hospital for Joint Diseases 2012;70(1):25-34

hemiarthroplasty with regards to range of motion.77 While the optimal timing on hemiarthroplasty replacement remains controversial, it can be inferred from these studies that earlier surgery tends to lead to better outcomes.

Reverse Total Shoulder ArthroplastyConcerns related to the positioning and healing of the tuber-osity in hemiarthroplasty have led to the development and use of reverse shoulder arthroplasty (RSA) for the treatment of proximal humerus fractures, particularly in the elderly. By converting the glenoid into a spherical head and the head of the humerus into a socket, the center of rotation of the glenohumeral joint is medialized, giving the deltoid a more effective moment arm (Fig. 4).79 This new relationship eliminates the detrimental effect generated from rotator cuff deficiency resulting from tuberosity malunion or nonunion. Boileau80 and Cazeneuve evaluated the Grammont reverse shoulder prosthesis in traumatic cases and, although evaluat-ing only a small series and reporting on early results, found this method to be acceptable. Bufquin and colleagues evaluated the reverse total shoul-der arthroplasty in 43 consecutive patients with a mean age of 78 years in a prospective review with short-term follow-up.79 Patients with three- or four-part fractures of the proximal humerus were treated with a RSA. Patients were found to have satisfactory clinical outcomes, with a mean anterior elevation of 97° and a mean active external rotation in abduc-tion of 30°. The mean Constant scores, however, were only 44. Complications included reflex sympathetic dystrophy, neurologic injury (most of which resolved), and anterior dislocation. Despite these findings, the investigators pro-posed that RSA is an attractive alternative that still requires long-term investigation. A recent study by Cazeneuve and Cristofari evaluating radiographic outcomes at an average follow-up of 6.5 years demonstrated that, for acute proximal humeral fractures in the elderly, unsatisfactory radiographic images were obtained in 70% of cases.81 These unsatisfac-tory changes included evidence of glenoid loosening and scapular notching. However, only one revision was required

at 12-year follow-up. Levy and colleagues examined the use of RSA as a treat-ment for failed hemiarthroplasty for proximal humerus frac-tures.82 Over a five year period, 29 patients with a mean age of 69 previously treated with hemiarthroplasty were revised to a RSA (for glenoid arthritis or rotator cuff deficiency from tuberosity malpositioning). Proximal humeral allografts were used in cases where significant bone defects were en-countered. After follow-up for an average of 35 months, the average total ASES score improved from 22.3 preoperatively to 52.1 (p < 0.001). There were also significant improve-ments noted in the ASES pain score, forward flexion, and abduction. There was a trend towards improvement in the ASES functional score, but it was not statistically signifi-cant. The overall complication rate, however, was 28%. The investigators concluded that the RSA offers a salvage-type solution to the problem of failed hemiarthroplasty due to glenoid arthritis, tuberosity and rotator cuff deficiency, and implant failure. Currently, the role of RSA in primary and late salvage treatment of proximal humerus fractures is still being inves-tigated. However, early evidence does show that it may have a role in primary treatment when tuberosity reconstruction is not a viable option or when salvage from a previously failed hemiarthroplasty is required.

ConclusionAlthough no level one data exists, the literature suggests that three-part fractures are better treated with internal fixation with locking plates,83 especially those presenting with initial valgus displacement and those that possess a longer medial metaphyseal segment.47 Recommendations for most displaced three-part fractures include internal fixation, with the option of prosthetic replacement for those not amenable to humeral head preservation techniques.3,18 If surgical treatment is chosen, select four-part fractures in the elderly may be better treated with arthroplasty, with the exception of the valgus impacted four-part fractures.3,23,59 One must understand that the ability to re-establish adequate

Figure 4 A, Displaced four-part proximal humerus fracture in an 84-year-old patient, B, treated with reverse shoulder arthroplasty.

BA

Bulletin of the NYU Hospital for Joint Diseases 2012;70(1):25-3432

head-neck shaft angulation, anatomic reduction of the tu-berosities, and obtain adequate post-operative rehabilitation are vital to success and help determine optimal outcome if this option is chosen.47-49,84 The role of reverse shoulder arthroplasty is currently being investigated, but may prove to be another tool in the armamentarium in the treatment of these complex injuries. Regardless of implant technology, sound technique, accu-rate anatomic reduction, and proper patient selection are the most important factors in determining treatment success.84 Therefore, the surgeon is not advised to use one treatment option for all types of displaced proximal humerus fractures. The various methods available at the surgeon’s disposal serves as a spectrum of treatment options that, when used appropriately, can maximize the outcomes of this difficult clinical challenge.

Disclosure StatementsDrs. Min and Davidovitch have nothing to disclose. Dr. Tejwani or a member of his immediate family is a member of a speakers’ bureau or has made paid presentations on behalf of Stryker, Biomet, and Zimmer and has received research or institutional support from Biomet. Dr. Tejwani is also a product developer for the Biomet OptiLock Upper Extremity Plating System Proximal Humeral Plates.

References1. Helmy N, Hintermann B. New trends in the treatment of proxi-

mal humerus fractures. Clin Orthop Relat Res. 2006;442:100-8.

2. Jones G, Nguyen T, Sambrook P, et al. Progressive loss of bone in the femoral neck in elderly people: longitudinal find-ings from the Dubbo osteoporosis epidemiology study. BMJ. 1994;309(6956):691-5.

3. McLaurin TM. Proximal humerus fractures in the elderly are we operating on too many? Bull Hosp Jt Dis. 2004;62(1-2):24-32.

4. Court-Brown CM, Garg A, McQueen MM. The epidemiol-ogy of proximal humeral fractures. Acta Orthop Scand. 2001 Aug;72(4):365-71.

5. Koval KJ, Gallagher MA, Marsicano JG, et al. Functional outcome after minimally displaced fractures of the proximal part of the humerus. J Bone Joint Surg Am. 1997;79(2):203-7.

6. Zyto K. Nonoperative treatment of comminuted fractures of the proximal humerus in elderly patients. Injury. 1998;29-5:349-52.

7. Court-Brown CM, Cattermole H, McQueen MM. Impacted valgus fractures (B1.1) of the proximal humerus. The results of non-operative treatment. J Bone Joint Surg Br. 2002;84(4):504-8.

8. Ilchmann T, Ochsner PE, Wingstrand H, Jonsson K. Non-operative treatment versus tension-band osteosynthesis in three- and four-part proximal humeral fractures. A retrospec-tive study of 34 fractures from two different trauma centers. Int Orthop. 1998;22(5):316-20.

9. Brorson S. Management of fractures of the humerus in Ancient Egypt, Greece, and Rome: an historical review. Clin Orthop

Relat Res. 2009;467(7):1907-14.10. Hanson B, Neidenbach P, de Boer P, Stengel D. Functional

outcomes after nonoperative management of fractures of the proximal humerus. J Shoulder Elbow Surg. 2009;18(4):612-21.

11. Tejwani NC, Liporace F, Walsh M, et al. Functional outcome following one-part proximal humeral fractures: a prospective study. J Shoulder Elbow Surg. 2008;17(2):216-9.

12. Court-Brown CM, McQueen MM. The impacted varus (A2.2) proximal humeral fracture: prediction of outcome and results of nonoperative treatment in 99 patients. Acta Orthop Scand. 2004;75(6):736-40.

13. Lill H, Bewer A, Korner J, et al. [Conservative treatment of dislocated proximal humeral fractures]. Zentralbl Chir. 2001;126-3:205-10.

14. Neer CS 2nd. Displaced proximal humeral fractures. I. Classification and evaluation. J Bone Joint Surg Am. 1970;52(6):1077-89.

15. Lee CK, Hansen HR. Post-traumatic avascular necrosis of the humeral head in displaced proximal humeral fractures. J Trauma. 1981;21(9):788-91.

16. Neer CS 2nd. Displaced proximal humeral fractures. II. Treat-ment of three-part and four-part displacement. J Bone Joint Surg Am. 1970;52(6):1090-103.

17. Crosby LA, Finnan RP, Anderson CG, et al. Tetracycline labeling as a measure of humeral head viability after 3- or 4-part proximal humerus fracture. J Shoulder Elbow Surg. 2009;18(6):851-8.

18. Hintermann B, Trouillier HH, Schafer D. Rigid internal fixa-tion of fractures of the proximal humerus in older patients. J Bone Joint Surg Br. 2000;82(8):1107-12.

19. Gerber C, Schneeberger AG, Vinh TS. The arterial vasculariza-tion of the humeral head. An anatomical study. J Bone Joint Surg Am. 1990;72(10):1486-94.

20. Laing PG. The arterial supply of the adult humerus. J Bone Joint Surg Am. 1956 Oct;38-A(5):1105-16.

21. Naranja RJ, Jr., Iannotti JP. Displaced three- and four-part proximal humerus fractures: evaluation and management. J Am Acad Orthop Surg. 2000;8(6):373-82.

22. Hertel R, Hempfing A, Stiehler M, Leunig M. Predictors of humeral head ischemia after intracapsular fracture of the proximal humerus. J Shoulder Elbow Surg. 2004;13(4):427-33.

23. Resch H, Povacz P, Frohlich R, Wambacher M. Percutane-ous fixation of three- and four-part fractures of the proximal humerus. J Bone Joint Surg Br. 1997;79(2):295-300.

24. Konrad GG, Mehlhorn A, Kuhle J, et al. Proximal humerus fractures - current treatment options. Acta Chir Orthop Trau-matol Cech. 2008;75(6):413-21.

25. Rajasekhar C, Ray PS, Bhamra MS. Fixation of proximal humeral fractures with the Polarus nail. J Shoulder Elbow Surg. 2001;10(1):7-10.

26. Mittlmeier TW, Stedtfeld HW, Ewert A, et al. Stabilization of proximal humeral fractures with an angular and sliding stable antegrade locking nail (Targon PH). J Bone Joint Surg Am. 2003;85-A Suppl 4:136-46.

27. Zhu Y, Lu Y, Wang M, Jiang C. Treatment of proximal humeral fracture with a proximal humeral nail. J Shoulder Elbow Surg. 2010 Mar;19(2):297-302.

28. Yamane S, Suenaga N, Oizumi N, Minami A. Interlocking

33Bulletin of the NYU Hospital for Joint Diseases 2012;70(1):25-34

intramedullary nailing for nonunion of the proximal hu-merus with the Straight Nail System. J Shoulder Elbow Surg. 2008;17(5):755-9.

29. Stedtfeld HW, Attmanspacher W, Thaler K, Frosch B. [Fixa-tion of humeral head fractures with antegrade intramedullary nailing]. Zentralbl Chir. 2003;128(1):6-11.

30. Koike Y, Komatsuda T, Sato K. Internal fixation of proximal humeral fractures with a Polarus humeral nail. J Orthop Traumatol. 2008;9(3):135-9.

31. Adedapo AO, Ikpeme JO. The results of internal fixation of three- and four-part proximal humeral fractures with the Polarus nail. Injury. 2001;32(2):115-21.

32. Strohm PC, Helwig P, Konrad G, Sudkamp NP. Locking plates in proximal humerus fractures. Acta Chir Orthop Traumatol Cech. 2007;74(6):410-5.

33. Siffri PC, Peindl RD, Coley ER, et al. Biomechanical analysis of blade plate versus locking plate fixation for a proximal humerus fracture: comparison using cadaveric and synthetic humeri. J Orthop Trauma. 2006;20(8):547-54.

34. Weinstein DM, Bratton DR, Ciccone WJ 2nd, Elias JJ. Lock-ing plates improve torsional resistance in the stabilization of three-part proximal humeral fractures. J Shoulder Elbow Surg. 2006;15(2):239-43.

35. Edwards SL, Wilson NA, Zhang LQ, et al. Two-part surgical neck fractures of the proximal part of the humerus. A biome-chanical evaluation of two fixation techniques. J Bone Joint Surg Am. 2006;88(10):2258-64.

36. Badman BL, Mighell M. Fixed-angle locked plating of two-, three-, and four-part proximal humerus fractures. J Am Acad Orthop Surg. 2008;16(5):294-302.

37. Wheeler DL, Colville MR. Biomechanical comparison of intramedullary and percutaneous pin fixation for proximal humeral fracture fixation. J Orthop Trauma. 1997;11(5):363-7.

38. Kettler M, Biberthaler P, Braunstein V, et al. [Treatment of proximal humeral fractures with the PHILOS angular stable plate. Presentation of 225 cases of dislocated fractures]. Un-fallchirurg. 2006;109-(2):1032-40.

39. Bjorkenheim JM, Pajarinen J, Savolainen V. Internal fixation of proximal humeral fractures with a locking compression plate: a retrospective evaluation of 72 patients followed for a minimum of 1 year. Acta Orthop Scand. 2004;75(6):741-5.

40. Fankhauser F, Boldin C, Schippinger G, et al. A new locking plate for unstable fractures of the proximal humerus. Clin Orthop Relat Res. 2005 Jan;(430):176-81.

41. Moonot P, Ashwood N, Hamlet M. Early results for treat-ment of three- and four-part fractures of the proximal hu-merus using the PHILOS plate system. J Bone Joint Surg Br. 2007;89(9):1206-9.

42. Papadopoulos P, Karataglis D, Stavridis SI, et al. Mid-term results of internal fixation of proximal humeral fractures with the Philos plate. Injury. 2009;40(12):1292-6.

43. Shahid R, Mushtaq A, Northover J, Maqsood M. Outcome of proximal humerus fractures treated by PHILOS plate internal fixation. Experience of a district general hospital. Acta Orthop Belg. 2008;74(5):602-8.

44. Hente R, Kampshoff J, Kinner B, et al. [Treatment of dislo-cated 3- and 4-part fractures of the proximal humerus with an angle-stabilizing fixation plate]. Unfallchirurg. 2004 Sept;107(9):769-82.

45. Hessler C, Schmucker U, Matthes G, et al. [Results after treat-

ment of instable fractures of the proximal humerus using a fixed-angle plate]. Unfallchirurg. 2006;109(10):867-70, 72-4.

46. Hirschmann MT, Quarz V, Audige L, et al. Internal fixation of unstable proximal humerus fractures with an anatomically preshaped interlocking plate: a clinical and radiologic evalu-ation. J Trauma. 2007;63(6):1314-23.

47. Solberg BD, Moon CN, Franco DP, Paiement GD. Locked plating of 3- and 4-part proximal humerus fractures in older patients: the effect of initial fracture pattern on outcome. J Orthop Trauma. 2009;23(2):113-9.

48. Agudelo J, Schurmann M, Stahel P, et al. Analysis of efficacy and failure in proximal humerus fractures treated with locking plates. J Orthop Trauma. 2007;21(10):676-81.

49. Lee CW, Shin SJ. Prognostic factors for unstable proximal humeral fractures treated with locking-plate fixation. J Shoul-der Elbow Surg. 2009;18(1):83-8.

50. Micic ID, Kim KC, Shin DJ, et al. Analysis of early failure of the locking compression plate in osteoporotic proximal humerus fractures. J Orthop Sci. 2009;14(5):596-601.

51. Clavert P, Adam P, Bevort A, et al. Pitfalls and complications with locking plate for proximal humerus fracture. J Shoulder Elbow Surg. 2010 Jun;19(4):489-94.

52. Wijgman AJ, Roolker W, Patt TW, et al. Open reduction and internal fixation of three and four-part fractures of the proximal part of the humerus. J Bone Joint Surg Am. 2002;84-A(11):1919-25.

53. Wanner GA, Wanner-Schmid E, Romero J, et al. Internal fixation of displaced proximal humeral fractures with two one-third tubular plates. J Trauma. 2003;54(3):536-44.

54. Paavolainen P, Bjorkenheim JM, Slatis P, Paukku P. Operative treatment of severe proximal humeral fractures. Acta Orthop Scand. 1983;54(3):374-9.

55. Goldman RT, Koval KJ, Cuomo F, et al. Functional outcome after humeral head replacement for acute three- and four-part proximal humeral fractures. J Shoulder Elbow Surg. 1995;4(2):81-6.

56. Zyto K, Wallace WA, Frostick SP, Preston BJ. Outcome after hemiarthroplasty for three- and four-part fractures of the proximal humerus. J Shoulder Elbow Surg. 1998;7(2):85-9.

57. Mighell MA, Kolm GP, Collinge CA, Frankle MA. Outcomes of hemiarthroplasty for fractures of the proximal humerus. J Shoulder Elbow Surg. 2003;12(6):569-77.

58. Bosch U, Skutek M, Fremerey RW, Tscherne H. Outcome after primary and secondary hemiarthroplasty in elderly patients with fractures of the proximal humerus. J Shoulder Elbow Surg. 1998;7(5):479-84.

59. Jakob RP, Miniaci A, Anson PS, et al. Four-part valgus im-pacted fractures of the proximal humerus. J Bone Joint Surg Br. 1991;73(2):295-8.

60. Pavlopoulos DA, Badras LS, Georgiou CS, et al. Hemiar-throplasty for three- and four- part displaced fractures of the proximal humerus in patients over 65 years of age. Acta Orthop Belg. 2007;73(3):306-14.

61. Mehlhorn AT, Schmal H, Sudkamp NP. Clinical evaluation of a new custom offset shoulder prosthesis for treatment of complex fractures of the proximal humerus. Acta Orthop Belg. 2006;72(4):387-94.

62. Kralinger F, Schwaiger R, Wambacher M, et al. Outcome after primary hemiarthroplasty for fracture of the head of the humerus. A retrospective multicentre study of 167 patients. J

Bulletin of the NYU Hospital for Joint Diseases 2012;70(1):25-3434

Bone Joint Surg Br. 2004;86(2):217-9.63. Robinson CM, Page RS, Hill RM, et al. Primary hemiarthro-

plasty for treatment of proximal humeral fractures. J Bone Joint Surg Am. 2003;85-A(7):1215-23.

64. Christoforakis JJ, Kontakis GM, Katonis PG, et al. Shoulder hemiarthroplasty in the management of humeral head frac-tures. Acta Orthop Belg. 2004;70(3):214-8.

65. Prakash U, McGurty DW, Dent JA. Hemiarthroplasty for severe fractures of the proximal humerus. J Shoulder Elbow Surg. 2002;11(5):428-30.

66. Hromadka R, Pokorny D, Popelka S, et al. [Three-dimensional geometry of the proximal humerus and rotator cuff attachment and its utilization in shoulder arthroplasty]. Acta Chir Orthop Traumatol Cech. 2006;73(2):77-84.

67. Kontakis GM, Damilakis J, Christoforakis J, et al. The bicipital groove as a landmark for orientation of the humeral prosthesis in cases of fracture. J Shoulder Elbow Surg. 2001;10(2):136-9.

68. Boileau P, Krishnan SG, Tinsi L, et al. Tuberosity malposition and migration: reasons for poor outcomes after hemiarthro-plasty for displaced fractures of the proximal humerus. J Shoulder Elbow Surg. 2002;11(5):401-12.

69. Coleman SH, Craig EV. Hemiarthroplasty for complex frac-tures of the proximal humerus: surgical technique and results with the Atlas trimodular prosthesis. Am J Orthop (Belle Mead NJ). 2002;31(1 Suppl):11-7.

70. Murachovsky J, Ikemoto RY, Nascimento LG, et al. Pectoralis major tendon reference (PMT): a new method for accurate restoration of humeral length with hemiarthroplasty for frac-ture. J Shoulder Elbow Surg. 2006;15(6):675-8.

71. De Wilde LF, Berghs BM, Beutler T, et al. A new prosthetic design for proximal humeral fractures: reconstructing the glenohumeral unit. J Shoulder Elbow Surg. 2004;13(4):373-80.

72. Frankle MA, Ondrovic LE, Markee BA, et al. Stability of tuberosity reattachment in proximal humeral hemiarthroplasty. J Shoulder Elbow Surg. 2002;11(5):413-20.

73. Pijls BG, Werner PH, Eggen PJ. Alternative humeral tubercle fixation in shoulder hemiarthroplasty for fractures of the proxi-mal humerus. J Shoulder Elbow Surg. 2010 Mar;19(2):282-9.

74. Boehm TD, Wallace WA, Neumann L. Heterotopic ossification

after primary shoulder arthroplasty. J Shoulder Elbow Surg. 2005;14(1):6-10.

75. Sperling JW, Cofield RH, Rowland CM. Heterotopic os-sification after total shoulder arthroplasty. J Arthroplasty. 2000;15(2):179-82.

76. Parsons IMt, Millett PJ, Warner JJ. Glenoid wear after shoul-der hemiarthroplasty: quantitative radiographic analysis. Clin Orthop Relat Res. 2004 Apr;(421):120-5.

77. Nho SJ, Brophy RH, Barker JU, et al. Innovations in the management of displaced proximal humerus fractures. J Am Acad Orthop Surg. 2007;15(1):12-26.

78. Becker R, Pap G, Machner A, Neumann WH. Strength and motion after hemiarthroplasty in displaced four-fragment fracture of the proximal humerus: 27 patients followed for 1-6 years. Acta Orthop Scand. 2002;73(1):44-9.

79. Bufquin T, Hersan A, Hubert L, Massin P. Reverse shoulder arthroplasty for the treatment of three- and four-part fractures of the proximal humerus in the elderly: a prospective review of 43 cases with a short-term follow-up. J Bone Joint Surg Br. 2007;89(4):516-20.

80. Boileau P, Watkinson D, Hatzidakis AM, Hovorka I. Neer Award 2005: The Grammont reverse shoulder prosthesis: results in cuff tear arthritis, fracture sequelae, and revision arthroplasty. J Shoulder Elbow Surg. 2006;15(5):527-40.

81. Cazeneuve JF, Cristofari DJ. Delta III reverse shoulder arthro-plasty: radiological outcome for acute complex fractures of the proximal humerus in elderly patients. Orthop Traumatol Surg Res. 2009;95(5):325-9.

82. Levy J, Frankle M, Mighell M, Pupello D. The use of the reverse shoulder prosthesis for the treatment of failed hemi-arthroplasty for proximal humeral fracture. J Bone Joint Surg Am. 2007;89(2):292-300.

83. Lungershausen W, Bach O, Lorenz CO. [Locking plate os-teosynthesis for fractures of the proximal humerus]. Zentralbl Chir. 2003;128(1):28-33.

84. Frangen TM, Muller EJ, Dudda M, et al. Proximal humeral fractures in geriatric patients. Is the angle-stable plate os-teosynthesis really a breakthrough? Acta Orthop Belg. 2007;73(5):571-9.