thermodynamic fundamentals for the pyrolysis of refuse

23
THERMODYNAMIC FUNDAMENTALS FOR THE PYROLYSIS OF REFUSE F. MICHAEL LEWIS Stanford Research Institute ABSTRACT ,The purpose of the paper is to discuss the use of pyrolysis for the thermal processing of municipal solid wastes and to make comparisons between pyrolysis systems and conventional waste inciner- ation systems. The terms pyrolysis and gasification are defined,and the thermodynamic principles of refuse pyrolysis processes are developed. Several refuse pyrolysis processes are described and illus- tra ted,including pyrolysis by indirect heating, direct-fired pyrolysis, and pyrolysis with the use or predried refuse. The air pollution aspects of pyrolysis are discussed and compared with those , of other thermal processes. Finally a thermo- dynamic comparison based on a process cost/- process credit ratio is made between pyrolysis systems and conventional systems for the thermal processing of municipal solid wastes. INTRODUCTION The use of pyrolysis in thermal processing of municipal solid waste has generated a great deal of interest. Compared with some existing incineration techniques, pyrolysis can be more effective in reducing the mass,bulk,and putrescibility of the solid waste and has more potentiality for increasing resource recovery and decreasing air pollution. Pyrolysis is the term used for an irreversible chemical change brought about by t he action of heat in an atmosphere devoid of oxygen. Syno- nymous terms are thermal decomposition, destructive distillation, and carbonization. 19 The pyrolysis of organic compounds yields: .Char Organic liquids (pyroligneous acids) Fuel gas Water (present in either liquid or gaseous state depending on final pyrolysis conditions). The char contains any mineral as h or other non- combustible material present in the waste plus what is termed the "fixed carbon," which represents the carbonaceous fraction of the original material that did not volatilize on heating. The char also usually contains small quantities of hydrogen and oxygen, and nitrogen is sometimes present. The organic liquids are a complex mixture of chemicals and are often called pyroligneous acids, because they are acidic and were first produced by the destructive distillation of wood. The fuel gas consists of a number of combustible gases,such as carbon monoxide, methane, hydrogen, ethylene, and minor quantities of other, higher hydro- carbons. The fuel gas also contains an appreciable quantity of carbon dioxide and may contain water vapor if it has not been previously condensed out of the stream. Some recently developed systems for thermal processing of municipal solid waste are called pyrolysis but are,in fact, more closely related to gasification. Literally, gasification means to con- vert a solid or liquid substance to a gas. Specifically, the term refers to the oxidation-reduction reactions that convert carbonaceous solids to combustible gas products. The gas producer is a furnace speci- fically designed for the gasification process to make a combustible,gaseous fuel from a variety of

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THERMODYNAMIC FUNDAMENTALS FOR THE PYROL YSIS OF REFUSE

F. MICHAEL LEWIS Stanford Research Institute

ABSTRACT

,The purpose of the paper is to discuss the use of pyrolysis for the thermal processing of municipal solid wastes and to make comparisons between pyrolysis systems and conventional waste inciner­ation systems. The terms pyrolysis and gasification are defined, and the thermodynamic principles of refuse pyrolysis processes are developed. Several refuse pyrolysis processes are described and illus­trated, including pyrolysis by indirect heating, direct-fired pyrolysis, and pyrolysis with the use or predried refuse. The air pollution aspects of pyrolysis are discussed and compared with those

,

of other thermal processes. Finally a thermo-dynamic comparison based on a process cost/­process credit ratio is made between pyrolysis systems and conventional systems for the thermal processing of municipal solid wastes. •

INTRODUCTION

The use of pyrolysis in thermal processing of municipal solid waste has generated a great deal of interest. Compared with some existing incineration techniques, pyrolysis can be more effective in reducing the mass, bulk, and putrescibility of the solid waste and has more potentiality for increasing resource recovery and decreasing air pollution.

Pyrolysis is the term used for an irreversible chemical change brought about by the action of heat in an atmosphere devoid of oxygen. Syno­nymous terms are thermal decomposition, destructive distillation, and carbonization.

1 9

The pyrolysis of organic compounds yields: .Char • Organic liquids (pyroligneous acids) • Fuel gas • Water (present in either liquid or gaseous state

depending on final pyrolysis conditions). The char contains any mineral ash or other non­

combustible material present in the waste plus what is termed the "fixed carbon," which represents the carbonaceous fraction of the original material that did not volatilize on heating. The char also usually contains small quantities of hydrogen and oxygen, and nitrogen is sometimes present.

The organic liquids are a complex mixture of chemicals and are often called pyroligneous acids, because they are acidic and were first produced by the destructive distillation of wood. The fuel gas consists of a number of combustible gases, such as carbon monoxide, methane, hydrogen, ethylene, and minor quantities of other, higher hydro­carbons. The fuel gas also contains an appreciable quantity of carbon dioxide and may contain water vapor if it has not been previously condensed out of the stream.

Some recently developed systems for thermal processing of municipal solid waste are called pyrolysis but are, in fact, more closely related to gasification. Literally, gasification means to con­vert a solid or liquid substance to a gas. Specifically, the term refers to the oxidation-reduction reactions that convert carbonaceous solids to combustible gas products. The gas producer is a furnace speci­fically designed for the gasification process to make a combustible, gaseous fuel from a variety of

carbonaceous materials, such as bituminous coal, charcoal, and coke, by reaction with steam and steam/air mixtures.

Because both of these processes have become accepted as pyrolysis, they have been included in the discussion, but under the following definitions:

Pyrolysis - Thermal processing of waste in the absence of oxygen, in (a) indirectly heated retorts, and (b) furnaces that are directly heated by flue gases from a burner firing on a stoichiometric air /fuel ratio.

Gasification - Thermal processing of waste, where a fraction of the stoichiometric oxygen required by the waste is admitted directly into the fuel bed to liberate the heat required for endo­thermic gasification reactions. The volatile portion of incoming waste will be pyrolyzed by the heat of the fuel gases, and the outlet gas composition will reflect both processes.

In the laboratory, pyrolysis processes for municipal solid waste have been developed to produce chemical feedstocks, liquid boiler fuels, activated carbon, and fuel gas for steam generation. This discussion deals primarily with municipal waste pyrolysis for steam generation.

One of the primary advantages of pyrolysis is that the combustion of the fuel gases takes place in a chamber physically separated from the solid waste so that combustion can be completed at high temperatures and low excess air for maximum thermal efficiency.

REFUSE COMPOSITION

A baseline refuse composition must be estab­lished before a thermal process for municipal solid waste can be analyzed or compared with other processes, and the following composition has been assumed here:

Moisture Inerts (Ash) Combustibles

Carbon Hydrogen Oxygen

25 percent 25 percent 5 0 percent

52 percent 7 percent

41 percent

Higher Heating Value (HHV) - 4,750 Btu/lb (2,634 Kg-cal/Kg)

For easier calculations, the refuse is assumed free of nitrogen, sulfur, chlorine, and other ele­ments and compounds usually found in trace amounts.

20

THERMODYNAMIC FUNDAMENTALS

PROCESS VARIABLES

The ultimate yield and final composition of the solid, liquid, and gaseous products from pyrolysis and gasification depend on a number of process variables. For pyrolysis processes, the major varia­bles are the chemical composition of the raw materials, heating rate, and ultimate temperature. Several studies [1,2,3,4,5] of these and other process parameters lead to the conclusion that the complexity of these interactions makes it impossible to predict the final product charac­teristics.

ENDOTHERMIC AND EXOTHERMIC

PROCESSES

A pyrolysis process may be endothermic (require heat) or exothermic (give up heat), depending on the ultimate temperature reached. In most materi­als, the process is endothermic at lower tempera­tures and exothermic at higher temperatures. In all cases, the heating value of the pyrolysis products is the sum of the heating value of the original material and the net energy added during pyrolysis. In many cellulosic materials, the amount of energy absorbed or liberated by the pyrolysis reaction is very small compared with the heating value of the original materiai. Unfortunately, in most pyrolysis studies performed to date, the emphasis has been on identification of the many complex chemicals generated by pyrolysis rather than on heat and material balances for pyrolysis processes, for which very few data are available.

However, since the heating value of the pyrolysis product is always equal to the heating value of the original material plus any heat added, a heat and material balance can be performed based on review of the available data. [6,7]

THERMODYNAMIC SYSTEM BOUNDARY

To perform a thermodynamic analysis, a Ther­modynamic System Boundary must be drawn around the system to be analyzed. Figure 1 shows a typical thermal processing system for municipal solid waste, which can be either a pyrolysis or an incineration system. The thermodynamic system boundary is indicated for all systems analyzed.

In these analyses, the system boundary has been considered to end up-stream of any air pol-

Flue G.

ITHERMOOYNAMIC

I SYSTEM BOUNDARY

I I TYPICAL THERMAL

I PROCESSING SYSTEM

I W.ste

PYROLYSIS Combustion Air OR

INCINERATION

Auxiliary Fu.1

I I L -

Ash

I I I I Materl.1 Entering

Thermodynamic

I System Boundary

I I I I I I

-�

He.t Entering Thermodynemic

Sy.t.m Bound.ry

M.t.ri.1 L ..... inQ - Thermodynemic

System Boundary

Hilt L ..... ing ., Thermodyn.mic

System Bound.ry

FIG.l TYPICAL THERMAL PROCESSING SYSTEM

lution control device. Also, zero heat loss for the systel\ls analyzed has been assumed, because the purpose is to illustrate a methodology and to make comparisons with other processes. Assuming a heat loss of, say, 5 percent of the refuse heat input would not serve any particular purpose.

HEAT AND MATERIAL BALANCE

The comparative analyses developed are based on a balance of the material and heat inputs and outputs (Heat and Material Balance):

Material in = Material out Heat in = Heat out

These balances provide a valuable tool that should always be used in the·coll1parative evaluation of thermal processing systems.

In a thermodynamic analysis, material and heat are accounted for only when they cross the ther­modynamic system boundary. Internal recycle loops, if they are present, do not affect the overall heat and material balance.

PYROLYSIS PROCESS -INDIRECTLY

HEATED ROTARY KILN

Pyrolysis processes vary. In the process con­sidered in this paper, the refuse has been indirectly heated in a retort completely devoid of oxygen. Figure 2 gives a cross section of a typical indirectly heated rotary kiln. The cylindrical retort section of

21

this kiln is inclined slightly and rotated slowly, causing the refuse to move from the front end to the discharge end of the retort. The retort is enclosed in a refractory-lined firebox. A portion of the pyrolysis fuel gas is burned in the annular space between the outside well of the cylindrical retort and the interior of the firebox. Heat is transferred through the alloy metal wall of the retort to pyrolyze the refuse. This type of retort will re­quire shredded refuse that can pass through a screen with two-inch openings.

Because of the complexity of the pyrolysis process, complete data of the accuracy and detail that would be required to perform a detailed heat and material balance around the pyrolysis process are not available. However, by use of reported experimental data, [1, 2, 3] a balance can be developed. The composition of the dry fuel gas from this developed balance is:

Component

CO2 CO CH4 H2 C2H4

Volume Percent

19.6 35 .0 20.4 16.3

8.7

The organic liquids can be represented by the chemical formula developed by Kaiser: [I]

The assumed heating value of this organic liquid is 14,000 Btu/lb (HHV) (7,778 Kg-cal/Kg).

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The assumed composition of the carbonaceous fraction of the char is:

Component

Carbon Hydrogen Oxygen

Weight Percent

85 2

13

The assumed heating value of the carbonaceous fraction is 13,000 Btu/lb (HHV) (7,222 Kg-cal/Kg).

A detailed heat and material balance for the pyrolysis process based on the assumed composition of the pyrolysis products is shown in Tables 1 and 2* .

In an actual pyrolysis process, where the objective is to produce steam, the organic liquids will exit with the pyrolysis gas in an aerosol, and the aerosol will burn along with the combustible gases. The pyrolyzer exhaust temperature of I 400°F (760°C) will prevent condensation of the aerosol if the lines are properly insulated between the reactor and the burner. Table 3 shows a material balance for combustion of the pyrolysis gases at 20 per-cent excess air. The char from this process has not been combusted.

The heating value of the pyrolysis products will always be equal to the value of the original material plus any heat added. Such a detailed analysis of the composition of the pyrolysis gases and the associated heat and material balance sur­rounding that portion of the pyrolysis is not neces­sary to perform an overall heat and material balance, but has been included for illustrative purposes.

PYROLYSIS SYSTEM DESIGNED FOR STEAM

PRODUCTION

A typical pyrolysis system incorporating the indirectly heated, pyrolysis fuel gas-fired rotary kiln is shown in Figure 3. The quantity of pyrolysis fuel gas that has been recycled back to the retort to sustain the process has been indicated but, as shown in the figure, does not influence the over-all heat balance. The system has been designed to produce steam, and the selected boiler exhaust temperature is 500°F (260°C).

'In all the tables and figures presented in this paper, the numerical values are shown to more-than-significant figures, merely for clarity and ease of figuring and not with the intent of implying an equivalent degree of . . precIsion.

23

Conventional afterburners represent combustion units that were originally designed to incinerate gases from solvent evaporation processes, and in general, the heating value of the gases intrad uced into these units was of the order of 8 to 15 BtU/ft3 (71 to 133 Kg-cal/m3). In the pyrolysis system described here, the fuel gas heating value is ap­proximately 300 BtU/ft3 (2,669 Kg-cal/m3). When­ever the heating value of a fume or fuel gas ap­proaches 50 Btu/ft3 (445 Kg-cal/m3), the com­bustion process becomes self-sustaining; hence, the gas should be burned in a burner of the type used for coke oven gas and carbon-baking processes [8] .

A burner of this type can be readily adapted to a conventional boiler.

The theoretical flame temperature at 20 per­cent excess air for the pyrolysis gases from this process is approximately 3,000°F (I ,649°C). If control of nitrogen oxides becomes necessary, staged combustion [6] may be advisable. In all cases, the burner should fire into a boiler that has a

radiation section to absorb some heat and reduce the temperature of the flue gas to approximately I ,600°F (871 ° C) before the gas enters a convec­tion bank, to minimize slagging of the boiler tubes.

PYROLYSIS WITH PREDRIED REFUSE

In discussions of pyrolysis processes, predrying of the refuse is mentioned as a means of improving the thermal efficiency of the process. However, it can be shown that thermal efficiency cannot be improved by this method without violating the First Law of Thermodynamics.

A hypothetical refuse pyrolysis system with refuse drying is shown in Figure 4. The refuse is dried to zero moisture content in a direct-contact dryer using 500°F (260°C) boiler exhaust gases. These gases pick up the refuse moisture and leave the dryer at 300°F (I 49°C). The solid portion of the refuse has been heated to 25 0°F (I21 0C). Some pyrolysis of the low boiling fractions will occur even at temperatures as low as 500°F (260°C), and the flue gases will contain trace quantities of pyro­lysis products. Some odoriferous constituents will also be present in the flue gases. The flue gases are taken to the burner section for reburning to eliminate these odors.

This system produces the same amount of steam and discharges the same quantity of flue gases as the system not using predried refuse. No increase has occurred in thermal efficiency, i.e., in the quantity of steam produced.

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EXCESS AI R - percent o 100 200 300

4000 r--- -- --�------�------�------�

o�-------L-------L------�------� o 100 200 300 400 STOICHIOMETRIC AIR - percent

FIG.5 THEORETICAL FLAME TEMPERATURE VERSUS PE�CENT OF STOICHIOMETRIC AIR

From a practical viewpoint, refuse drying may be a viable alternative to the single, multipurpose unit if a separate dryer can be constructed and operated at less cost. The savings realized must be balanced against the requirement of handling an internal recycle loop consisting of a large amount of flue gas.

The direct contact dryer operates in an inter· nal recycle loop in the system shown, which illus­trates that the overall heat balance is not affected by internal recycle loops.

GASIFICATION PROCESSES

A number of gasification processes for the thermal processing of municipal solid waste are under development. Most gasification processes are based on substoichiometric combustion in a pri­mary combustion chamber and complete combus­tion in a secondary combustion chamber. Small in­cinerators incorporating this prinCiple have oper­ated for a number of years and.are known as starved-air and controlled-air incinerators [9] . Fig­ure 5 graphically illustrates the relationship between percent of stoichiometric air and theoretical flame temperature for the assumed refuse composition and also shows the typical operating conditions for a starved-air incinerator. Some processes use oxy-

34

gen enrichment or preheated air to achieve slagging temperatures at low air rates. With oxygen or pre­heated air, the shape of the curve is identical, but the temperatures are higher in pOl'portion to the percentage of oxygen or air preheat temperature.

In some gasification processes, steam is added to the air admitted to the gasifier. The steam reacts with the carbon in the refuse:

This reaction is very endothermic, and it has been suggested [7] that flue gas from a wet scrubber with its high water vapor content could be mixed with the underfire air in conventional grate in­cinerators to reduce particulate emissions by reducing the quantity of gas required to cool the refuse bed. For typical refuse bed conditions, a cubic foot of water vapor can absorb 1 99 Btu (50 Kg-cal). A cubic foot of excess air under the same conditions can absorb only 35 Btu (9 Kg-cal).

DIRECT-CONTACT, 01 L-FIRED PYROLYSIS PROCESS

A direct-contact, oil-fired pyrolyzer is shown in Figure 6. A burner fired with fuel oil at the rate of 7 gal/ton (29 Q/1 ,000 Kg) of refuse supplies the

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152

2-1

5R

heat for the pyrolysis process. Because this is a pyrolysis process, the burner is fired on stoichio­metric ratio so that no oxygen is admitted into the pyrolyzer. The char produced is assumed identical in quantity and composition to the char in the previously described processes.

Here, an afterburner is used instead of a burner firing into the boiler. The combustion process must be carried out at 100 percent exeess air to limit the temperature of the afterburner to 1,800-2,000°F (982-1 ,093°C). In actual processes, the excess air rate can be most quickly determined by measuring the concentration of oxygen in the dry flue gas. Oxygen is less sensitive than carbon dioxide to changes in carbon-to-hydrogen ratio and is a better choice for determining excess air. Selected values of oxygen concentration and percent excess air are:

Percent Excess Air

20 40 60 80

100

Percent Oxygen

3.5 6.0 7.9 9.4

10.5

In this discussion, only the material that crosses the system boundary has been considered, illus­trating the point made earlier that the process can be evaluated without knowing the details of the processes taking place inside the Thermodynamic System Boundary.

AIR PO LLUTION CONTRO L FOR PYROLYSIS PROCESSES

Comparisons of emission potential from pyrolysis with that from conventional incineration processes should be made upstream of any air pollution control device, because otherwise, such a device might influence the results of the evaluation of the process. Comparisons between conventional incinerators that incorporate little or no air pol­lution control measures and a pyrolysis process that uses a high energy venturi scrubber for air pollution control would yield a biased result.

Unfortunately, very few "hard" data are availa­ble on emissions from continuous pyrolysis proc­esses (upstream of the air pollution control device). Therefore, the information must be extrapolated from first principles and similar processes.

From first prinCiples, it can be deduced that a high temperature process will volatilize more of the heavy metals such as lead, zinc, and cadmjum. The

37

boiling point of mercury is so low that mercury is likely to volatilize in any thermal processing system. Where combustion of the fuel gases takes place in a chamber that is physically separated from

. the solid fuel bed, a significant red uction in the particulates normally entrained in the combustion air should be achievable. Indirectly heated pyrolysis processes offer the greatest potential in this area, because no combustion air is introduced in the solid fuel region.

When the combustion chamber is separated from the solid fuel bed, and the danger of slagging and clinkering is removed, the combustion can be completed at low excess air rate and high tempera­ture f<1r maximum thermal efficiency. When the combustion is completed at a lower excess air rate, the volume of flue gases is significantly reduced, allowing a greater level of control for the same energy input to a scrubber (10] .

COMPARISON OF A LTERNAT IVE PROCESSES .

In a comparative evaluation of various municipal solid waste thermal processing systems, factors such as economics, air pollution, and resource recovery could be used as parameters. However, since this paper deals primarily with the thermo­dynamics of the processes, this parameter will be used as a basis for comparison of alternative proc­esses.

Commonly used for evaluating pyrolysis proces­ses is the heating value of the fuel gas produced (Btu/ft3) (Kg-cal/m3). Volumetric heating value is only important when the gas is to be moved over long distances in a pipeline or blended with natural gas. If 1,000 Btu/ft3 (8,898 Kg-cal/m3) were to be used as the standard for comparing fuel gases, hydrogen, which has a heating value of only 325 Btu/ft3 (2,892 Kg-cal/m3), would not fare very well. On the other hand, n-butane, with a heating value of 3,370 Btu/ft3 (29,985 Kg-cal/m3), would excel.

A more fundamental approach using the ratio process costs/process credits will provide a better basis for comparison. A low ratio is a process advantage.

In the systems discussed here, all the process costs cannot be determined, but the quantity of waste and the quantity of flue gas that must go through the boiler and ultimately through an air pollution control device can be determined and considered as costs. The quantity of steam produced is considered as a credit. The cost/credit ratios,

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pounds of waste per pound of steam (kilograms of waste per kilogram of steam), and cubic feet of flue gas per pound of steam (cubic meters of flue gas per kilogram of steam) are shown in Table 4. They include the processes developed in this paper and several other municipal solid waste thermal processes. These ratios provide a thermo­dynamic comparison of the processes only and should be used in conjunction with other para­meters in evaluating alternative processes.

SUMMARY AND CONCLUSIONS

It has been shown that when pyrolysis proces­ses are used for energy recovery, the potential for air pollution is lower than when conventional methods for the thermal processing of refuse are used. Heat and material balances for pyrolysis processes can be developed even though the pyrolysis data currently available are limited and not directly applicable to combustion processes.

The comparisons between pyrolysis and other thermal processes suggest that the differences in the cost/credit ratios may not be large enough for the thermodynamics alone to justify pyrolysis. The ability to burn the gas in a chamber that is sepa­rated from the solid refuse avoids slagging prob­lems. The fuel gas can also be burned in a burner readily adaptable to a conventional boiler. These factors, together with the potential for reduced air pollution, make pyrolysis a viable alternative to conventional thermal processes.

As shown in Table 4, the cost/credit ratios of the direct heated, oil-fired pyrolysis system are higher than those of the other processes described, illus­trating that when improperly applied, pyrolysis can result in a process that is thermally inefficient.

However, Table 4 shows that the indirectly heated pyrolysis process and the oxygen-blown gasification process have generally lower cost/credit ratios when compared with conventional incineration.

REFERENCES

[1] E. R. Kaiser and S. B. Friedman, The Pyrolysis of

Refuse Components, presented at the 60th Annual Meeting, American Institute of Chemical Engineers,

November 26-30, 1967.

[2] D. A. Hoffman, Pyrolysis of Solid Municipal

�stes, NTIS PB-222 015, U.S. Dept. of Commerce,

July 1973.

[3] J. A. Knight et al., Pyrolytic Conversion of

Agricultural Wastes to Fuels, Paper No. 74-5017, American

Society of Agricultural Engineers, June 1974.

[4] D. E. Wolfson et aI., Destructive Distillation of

Scrap Tires, RI 7302 Bureau of Mines, U.S. Dept. of the

Interior, September 1969. [5] W. Garner and I. C. Smith, The Disposal of

Cattle 'Feedlot Wastes by Pyrolysis, Research Report EP�-R2-73-096, Project 13040 EGH, EPA Contract

14-12-850, EPA, Washington, D.C., January 1973. [6] F. M. Lewis, "Heat and Material Balances for

Nonautogenous Wastes," published in Incinerator and

Solid Waste Technology 1962-1975, ASME, New York,

N. Y.,pp. 103-111. [7] F. M. Lewis, Fundamentals of Pyrolysis Proc­

esses for Resource Recovery and Pollution Control, pre­

sented at Air Poll. Contr. Assoc. 68th Ann. Mtg., 15-20

June 1975, Paper No. 75-38.4. [8] K. H. Hemsath and A. C. Thekd i,Air Pollution

Control in the Carbon Baking Process, presented at Air

Poll. Contr. Assoc. 66th Ann. Mtg., June 1973, Paper No. 73-321.

[9] F. M. Lewis,A Comparison of Conventional,

Starved Air and Controlled Air Incineration Techniques,

presented at The Third Annual Industrial Air Pollution

Control Seminar, Rossnagel & Assoc., Valley Forge, N.Y.,

8 May 1973. [10] K. T. Semrau, Dust Scrubber Design - A

Q-itique on the State of the Art. J. APCA, Vol. 13, No. 12,

pp. 587-594 (December 1963).

Key Words

Pyrolysis Refuse Gasification Heat recovery Incineration Steam Generation Refuse Drying Heat and Material Balance Combustion

40

The paper originally scheduled to be pr esented on

pages 41 - 48 has been withdrawn.