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UNIVERSITE DE GENEVE Faculté de Médecine Section de Médecine Clinique Département de Gériatrie Laboratoire de Biologie du Vieillissement Thèse préparée sous la direction du Prof. Karl-Heinz Krause Travail effectué sous la supervision du Dr. Marisa Jaconi THERAPIE CELLULAIRE DE L'INSUFFISANCE CARDIAQUE DANS UN MODELE D'INFARCTUS DU MYOCARDE CHEZ LE RAT THÈSE présentée à la Faculté de Médecine de l´Université de Genève pour obtenir le grade de Docteur en médecine par Qing HE De Shangai, Chine Thèse n° 10358 Genève, 2004

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UNIVERSITE DE GENEVE Faculté de MédecineSection de Médecine CliniqueDépartement de GériatrieLaboratoire de Biologie du Vieillissement

Thèse préparée sous la direction du Prof. Karl-Heinz Krause

Travail effectué sous la supervision du Dr. Marisa Jaconi

THERAPIE CELLULAIRE DEL'INSUFFISANCE CARDIAQUE

DANS UN MODELE D'INFARCTUS DUMYOCARDE CHEZ LE RAT

THÈSE

présentée à la Faculté de Médecinede l´Université de Genève

pour obtenir le grade de Docteuren médecine

par

Qing HE

De Shangai, Chine

Thèse n° 10358

Genève, 2004

2

To my husband To my husband Ke-zhengKe-zhengand my daughter and my daughter Yun-YunYun-Yunwith all my lovewith all my love

3

TABLE OF CONTENTS

A. List of abbreviations 4

Résumé et introduction (en français) i-ivB. Summary 5

C. Introduction 71. Seeking stem cells desperately 72. Embryonic stem cells (ESC) 83. No stem cells in the heart ? 114. Cell therapy of the heart 11

4.1 ESC into the heart 124.2. Human ESC 134.3. Skeletal muscle cells into the heart 144.4. Bone marrow stem cells 15

D. Material and methods 251. ESC culture and differentiation 252. Isolation of ESC-derived and neonatal mouse cardiomyocytes 273. Plasmid constructions, stable transfections and isolation of ESC clones 274. Rat model of myocardial infarction 285. Experimental animal protocol 306. Transplantation procedure 317. Immunosuppression treatment 328. Evaluation of the left ventricular function by echocardiography 339. Histological and immunohistochemistry studies 33

9.1. Antibodies 349.2. Immunohistochemistry 34

10. Statistical analysis 35

E. Results 361. Grafting of undifferentiated ESC in normal (non-infarcted) heart 36

2. Rat model of myocardial infarction (MI) 41

3. Grafting of undifferentiated ESC in acute phase of MI (1 week) 43

4. Grafting of undifferentiated ESC in chronic phase of MI (4 weeks) 45

5. Grafting of ESC-derived CMC in MI rats 496. Effect of time and immunosuppression on teratoma formation 50

7. The evaluation of left ventricular function by echocardiogram 51

F. Discussion 54

G. Conclusions 58

H. Implementation and future experiments 59

I. Reprints 60

J. Acknowledgments 61

K. References 62

4

A. LIST OF ABBREVIATIONS

BSA Bovine serum albumin

CCM Cellular cardiomyoplasty

CHF Congestive heart failure

CGR8 Center Genome Research 8

CsA Cyclosporin A

Cx43 Connexin 43, gap-junction protein

EB Embryoid Body

EBFP Enhanced Blue Fluorescent Protein

EG Embryonic germ

EGFP Enhanced Cyan Fluorescent Protein

ESC Embryonic stem cells

FACS Fluorescence –assisted cell sorting

FS Fractional Shorting

GFP Green Fluorescent Protein

H&E Hematoxylin and eosin

LIF Leukemia Inhibitory Factor

LVEF Left Ventricular Ejection Fraction

LVEDD Left Ventricular End-Diastolic Diameter

LVESD Left Ventricular End-Systolic Diameter

MEF Murine Embryonic Fibroblast

MHC Myosin Heavy Chain

MI Myocardial infarction

MSC Mesenchymal stem cells

NIH National Institute of Health

PCNA Proliferating Cell Nuclear Antigen

TGF-ββ Transforming Growth Factor β-1

5

B. SUMMARY

Congestive heart failure (CHF) is a major cause of cardiovascular morbidity and mortality in

developed countries. Treatment consists basically of long-standing symptomatic drug therapy,

effective percutaneous and surgical revascularization. The only causal treatment at the end-stage

of CHF is heart transplantation. However, the shortage of donor hearts the complications of

immunosuppression, the failure of grafted organs and, not at least, the advanced age of patients

suffering from CHF limit the utility of cardiac transplantation significantly. In recent years the

idea emerged that cells rather than whole organs can be used to replace damaged tissues.

Two different cell types displaying these qualities have been identified so far: 1) embryonic

stem cells (ESC), and 2) adult somatic stem cells. ESC are pluripotent cells derived from the

inner cell mass of the blastocyst. They have the ability to differentiate into virtually all kinds of

cell types, a capacity that becomes progressively restricted with development.

Can ESC be used as the source of cells for the therapy of CHF? Could a failing heart instruct

the engrafted cells to become cardiac cells in situ, or is it first necessary to differentiate them in

culture into cardiomyocytes?

To address these fundamental questions, our research focused on the intracardiac

implantation of undifferentiated murine ESC into a rat model of myocardial infarction caused by

coronary artery ligature. We studied the possibility of cell survival and differentiation in situ. In

particular we address the necessity of using immunosuppression when implanting non-

autologous cells. Specifically, we investigated:

1) The influence of cell implantation as a function of time after MI (acute (1 week) versus

chronic phase (4 weeks));

2) Different period after cell implantation (1 versus 4 weeks of engraftment);

3) Different types of ESC, feeder cell dependent and LIF (Leukemia Inhibitory Factor)

dependent;

4) The effect of immunosuppression treatment using CsA (Cyclosporin A) on cell fate.

The results show that under the circumstance of immunosuppression by CsA, the implantation

of different types of undifferentiated ESC inevitably leads to teratoma formation. The occurrence

increased over time from 20% at 1 week to 100% 4 weeks after implantation. The teratoma

formation was not influenced by cardiac injury (MI). In the absence of immunosuppression

(CsA), the injected ESC could not be retrieved. We conclude that it is necessary to use

immunosuppression when grafting undifferentiated murine ESC to avoid cell rejection. Even

6

though the use ESC as a source of cell therapy for CHF remain a promising idea, there is still a

long way to go from basic research to the clinic application. Careful attention must be paid to

numerous aspects of stem cell therapy to avoid deleterious effects.

7

C. INTRODUCTION

Chronic congestive heart failure represents a major cause of cardiovascular morbidity and

mortality in developed countries. It is caused by the loss of functional heart muscle, which is due

either to ischemic heart disease or the presence of dysfunctional muscle resulting from a variety

of causes, including hypertension, viruses, and idiopathic factors. Following myocardial

infarction for example, functional contracting cardiomyocytes are replaced with nonfunctional

scar tissue. This ventricular remodeling leads to ventricle dilatation and progressive heart failure

which constitute a major clinical problem (Grounds et al., 2002). The remodeling process is

characterized by the removal of necrotic cardiomyocytes accompanied by granulation tissue

formation with the simultaneous induction of neovascularization in the peri-infarcted bed. The

latter is a prerequisite for the survival of surrounding hypertrophied but viable cardiomyocytes

and the prevention of further cardiomyocyte loss by apoptosis.

Several treatments for coronary artery disease are available, which reduce the symptoms and

improve the quality of life of CHF patients. They include medical treatments (anticoagulants, β-

blocker, angiotensin-converting-enzyme inhibitors, etc), effective percutaneous and surgical

revascularization and cardiac pacing systems. Cardiac transplantation remains, however, the

ultimate solution for end-stage heart failure. However, the shortage of donor hearts, the

complications of immunosuppression, the failure of grafted organs and, not at last, the advanced

age of patients suffering from CHF limit the utility of cardiac transplantation significantly.

Cell therapy as a mean to repair damaged tissues unable to heal is an increasingly attractive

concept in modern transplantation medicine. For many clinical situations, i.e. congestive heart

failure, Parkinson's disease, diabetes, traumatic injuries (spinal cord) and iatrogenic destruction

of the cell (chemotherapy), replacement of lost cells would be the ideal treatment. In many cases,

however, the development of cell treatment approaches is hampered by an increasing lack of

donors or by the lack of cells suitable for transplantation.

C. 1. Seeking stem cells desperately

Which cells could be used to repair a failing heart and restore its contractile power?

Two major types of stem cells would eventually fulfill suitable characteristics: 1) embryonic

stem cells (ESC), derived from the inner cell mass of the blastocyst, and 2) adult somatic stem

cells isolated form several organs (bone marrow, skeletal muscle, brain, etc).

8

What is a stem cell? Stem cells are commonly defined as undifferentiated cells. They have the

ability to differentiate into virtually all kinds of cell types, a capacity that becomes progressively

restricted with development. As shown in Figure I, they have two important characteristics that

distinguish them from other types of cells. First, as unspecialized cells, they can proliferate and

renew themselves for long periods through cell division. The second is that under certain

physiologic or experimental conditions, they can be induced to become cells with special

functions. As the matter of fact, they provide a theoretically inexhaustible supply of cells that,

depending on type can give rise to some or all body tissues.

Figure I. Definition of a stem cell.

Self renewal Commitment Differentiation

Stem cells are typically found in the embryo and fetus. In the adult body, they have been

identified in various tissue niches, including bone marrow, brain, liver, and skin, as well as in the

circulation. They have been termed “adult stem cells”. An extremely attractive concept is that

adult stem cells could be harvested from a patient, induced to specialize in culture, then

incorporated into a tissue construct, and put back into the same individual when repair become

necessary, bypassing the need for immunosuppression.

The experimental donor cells for cellular cardiomyoplasty (CCM), as an alternative

treatment of cardiovascular disease, include skeletal myoblasts, bone marrow-derived

Mesenchymal stem cells, purified (enriched) haematopoietic stem cell populations and blood and

bone marrow-derived endothelial progenitor cells.

C. 2. Embryonic stem cells (ESC)

Pluripotent murine stem cells are derived from two main embryonic sources: ESC from the

blastocyst and EG cells from the gonadal ridge of the embryo after gastrulation (Figure II). The

successful derivation of murine ESC from the inner cell mass of mouse blastocytes was achieved

in 1981 (Martin, 1981), while embryonic germ (EG) cells have been isolated and cultured from

primordial germ cells (Stewart et al., 1994).

9

Figure II. Origin and establishmentof pluripotent embryonic stem (ES)and embryonic germ (EG) cell linesfrom the inner cell mass (ICM) ofmouse blastocysts and fromprimordial germ cells, respectively.

These cells were shown to be pluripotent, i.e., capable of forming all mature cell phenotypes

derived from the three embryonic layers: endoderm, ectoderm, and mesoderm, as shown in

Figure III.

Figure III. Tissue derivative of the three embryonic layers.

ICM

ES cells

Primordialgerm cells

EG cells

Pluripotent Stem Cell Lines

3.5d Blastocyst 8.5d Embryo

Endoderm

Yolk sac

Primitive gut

Liver Pancreas Digestive tubes

Mesoderm

Lung

Axial Paraaxial Intermediate Lateral Head

Notochord

Sclerotomes

Myotomes

Dermatomes

AxialSkeleton

SkeletalMuscles

Connectivetissue of skin

Mullerianducts

OviductsUterus

Mesonephros

KidneyOvaryTestis

Somatic

mesoderm

Visceralmesoder

m

Connectivetissue of bodywall & limbs

MesenteriesHeartBlood vessels

Ectoderm

Epidermis

Epidermalplacodes

Neural tubes

Neuralcrest

SkinHairMammaryglandsLensinner ear

BrainSpinal cord

PNS

BlastocystZygote

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In vitro, murine ESC remain undifferentiated when grown in the presence of leukemia

inhibitory factor (LIF) and for some cell lines, cultured on murine embryonic fibroblast (MEF)

as feeder cells. The mechanism to maintain stem cell as a undifferentiated state is linked to the

LIF/Stat3 signaling pathway and the transcription factor Oct-3/4, but it is still unclear how these

components works together (Niwa, 2001). When LIF or feeder cells are withdrawn, most types

of ESC differentiate spontaneously to form aggregates called embryoid bodies (EBs). Embryoid

bodies are comprised of the heterogeneous cells that derived from all three germ layers. These

tri-dimensional cell-cell contacts allow the formation of heterogeneous cultures of differentiated

cell types including cardiomyocytes, hematopoietic cells, endothelial cells, neurons, skeletal

muscle chondrocytes, adipocytes, liver, and pancreatic islets.

Figure IV. The derived ES or EG cells are differentiated in vitro by culturing them via embryo-likeaggregates, the embryoid bodies (EBs). After plating of EBs onto adhesive substrates, differentiated cellsgrow out from the EBs (from Wobus, 2001).

When murine ESC were cultured into embryoid bodies, some differentiated into a diverse

range of cardiomyocyte phenotypes, including ventricular, atrial, sinus nodal, Purkinje, and

pacemaker-like cells. These different cardiac phenotypes exhibit developmentally controlled

expression of cardiac-specific genes, structural proteins, ion channels, and receptors, and can be

distinguished on the basis of their action potentials. A few cell areas on the embryoid bodies

display spontaneous contractile activity under light microscope, and are identifiable as ESC-

derived cardiomyocytes. Since ESC are pluripotent, considering their use raises the potential risk

of teratoma formation. Thus, the purification of differentiated ESC-derived cardiomyocytes from

cultures is a key issue. Unfortunately, so far, none of the approaches used on murine ESC can

give 100% yield of cells with the required phenotype.

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C 3. No stem cells in the heart?

In the case of the heart, no local stem cells have been so far identified. Cardiomyocytes

undergo terminal differentiation soon after birth and are generally considered to irreversibly

withdrawn from the cell cycle. Cardiomyocyte DNA synthesis occurs primarily in uteri, with

proliferating cells decreasing from 33% at mid-gestation to 2% at birth (MacLellan and

Schneider, 2000). Therefore, upon injury, the adult heart results incapable to regenerate the

damaged tissue which instead become fibrotic.

On note is the fact that the group of Piero Anversa was the only one to report that, in

humans, some ventricular cardiomyocytes may have the capacity to proliferate or at least to

undergo nuclear replication in response to ischemic injury. The dividing myocytes have been

identified on the basis of immunohistochemical staining of proliferating nuclear structures such

as Ki67 and cell surface expression of specific surface markers CD117. (Itescu et al., 2003).

However, this is still a matter of debate and convincing proofs of cell division as a general event

are still pending. It remains to be determined where does the dividing cells which homed to the

damaged myocardium come from? Are those a resident source of cardiac stem cells, or do they

come from a renewable source of circulating bone marrow-derived stem cells? It is not very clear

so far (Anversa et al., 2003; Beltrami et al., 2001).

C 4. Cell therapy of the heart

The cell-based myocardial repair technology “cellular cardiomyoplasty” (CCM), attempt to

regenerate functioning muscle in previously infarcted, scarred or dysfunctional myocardial tissue

after transplantation of myogenic cells. The use of such a cell therapy approach to replace lost

cardiomyocytes with new engraftable ones would represent an invaluable, low-invasiveness

technique for treatment of heart failure as an alternative to whole heart transplantation.

Replacement and regeneration of functional cardiac muscle after ischemia could be achieved

either by stimulating proliferation of endogenous mature cardiomyocytes or by implanting

exogenous donor-derived or allogeneic cardiomyocytes. The newly formed cardiomyocytes must

integrate precisely into the existing myocardial wall to augment contractile function of the

residual myocardium in a synchronized manner and avoid alteration in the electrical condition

and syncytial contraction of the heart (Itescu et al., 2003).

To date, many types of cells have been tested as a source of cell therapy for the

augmentation of myocardial performance in different experimental models of heart failure.

Those include fetal cardiomyocytes (Leor et al., 1996; Li et al., 1996; Reinecke et al., 1999),

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ESC-derived cardiomyocytes (Min et al., 2002), skeletal myoblasts (Murry et al., 1996; Taylor

et al., 1998), immortalized myoblasts (Robinson et al., 1996), fibroblasts (Hutcheson et al.,

2000), smooth muscle cells (Li et al., 1999), fibroblasts (Murry et al., 1996), adult cardiac-

derived cells (Li et al., 2000), and bone marrow-derived stem cells (Orlic et al., 2001). Different

heart models have been used to study the effect of cell engraftment in the heart, e.g. normal heart

tissue, cryoinjuried heart tissue, ischemic heart, infarcted scar tissue, dilated cardiomyopathy

heart.

C 4.1. ESC into the heart

Several groups have demonstrated the in vivo feasibility of the intra-cardiac implantation

of ESC. Klug et al. were the first to engraft genetically-modified and differentiated

murine ESC-derived cardiomyocytes into the left ventricular free wall of mdx mice (Klug

et al., 1996). Pure cardiomyocyte cultures were obtained by stable transfecting ESC with

a transgene comprised of the α-cardiac myosin heavy chain (MHC) promoter driving a

neomycin resistance gene. This construct being expressed only in cardiac cells, in the

presence of neomycin (G418) it allowed the only survival of ESC-derived

cardiomyocytes. The successful engraftment of donor ESC was confirmed by

immunopositivity for dystrophin, and engrafted cells were found to be aligned with the

host cardiomyocytes. More recently, Min et al. implanted cardiomyocytes derived from

the D3-ESC line into a rat model of ischemic heart. Cardiomyocytes were selected from

embryoid bodies by dissecting the spontaneously beating clusters via a sterile

micropipette. After transfection with a green fluorescent protein (GFP) marker to identify

survival of engrafted ESC, transplantation was performed within 30 minutes after

induction of MI, created by ligation of the left anterior descending coronary artery. Under

these conditions, the cardiac function was significantly improved 6 weeks after cell

transplantation in MI animals compared with the MI control group (Min et al., 2002).

However, some areas with undifferentiated cells were still observed, indicating that their

extraction from the EBs was poor. Recently, Behfar et al reported that undifferentiated

ESC directly implanted into an infarcted heart seems able to commit to the cardiac

phenotype. Their study suggested that ESC differentiation require a paracrine pathway in

the heart. In vitro, pretreatment of embryonic stem cells with TGFβ growth factor

members results in embryoid bodies with greater areas of cardiac differentiation

(increased beating areas) and normal sarcomeric organization (as revealed by

immunostaining). 5 weeks after the In vivo transplantation of undifferentiated ESC

carrying the ECFP (cyan fluorescent protein) marker under the control of the cardiac α-

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actin promoter, they identified ESC-derived blue cardiomyocytes by immunostaining.

The left ventricular ejection fraction (measured by echocardiography) was improved in a

small number animals (n=3), as compared with control group (Behfar et al., 2002). More

recently, Johkura et al. transplanted ESC-derived cardiomyocytes into the

retroperitoneum of the adult nude mice. These myocytes proliferated, differentiated and

remained viable and contractile for up to 30 days in the ectopic site around large blood

vessels. However, contamination of the donor cells with the residual ESC committed to

other lineages was likely to occur, even if the embryoid body outgrowths were

transplanted after beating cardiomyocytes had appeared. This leaded to the formation of

teratoma in the host retroperitoneum (Johkura et al., 2003).

In summary, the main issues which limit the research and the use of ESC for CCM

include difficulties in obtaining pure and sufficient number of ES-derived

cardiomyocytes, especially of ventricular- like cardiomyocytes, high risk of teratoma

formation and immune rejection.

C 4.2. Human ESC

Presently, several human ESC lines are available since their first isolation by Thomson

in 1998 (Thomson et al., 1998). A registry of them is published by the NIH web site

(http://stemcells.nih.gov/registry/). The usage of human ESC as a resource for cell

therapy is presently an intensive field of research (Mummery et al., 2003; Nir et al.,

2003). At a basic research level, many biological differences should exist between the

murine and human ESC and further fundamental studies are required before to investigate

the suitability and feasibility of using human ES-derived cardiomyocytes for cell

transplantation in humans. From a legal and ethical point of view, research involving

human embryonic cells is highly controversial and many countries are reviewing their

legislation. Importantly, main ethical issues are raised concerning the derivation of

human ESC from human in vitro fertilized embryos, the moral status of the embryo, and

the acceptability of using such derived cells for therapeutic purposes. The application of

human ESC therapy for the treatment of cardiac diseases in humans is far from being a

reality.

C 4. 3. Skeletal muscle cells into the heart

The growth and repair of skeletal muscle is usually initiated by the activation of a

population of muscle precursors, called satellite cells. Satellite cells normally lie near the

basal lamina of the skeletal muscle fibers and can differentiated into myofibers.

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Following tissue injury, they are rapidly mobilized, proliferate and fuse, thereby effecting

repair and regeneration of the damaged fibers.

Cardiac and skeletal muscles have a similar sophisticated organization of contractile

proteins into sarcomeres and are collectively referred to as striated muscles. Growth of

the heart is generally characterized by division of muscle cells during the embryonic

stages of life, followed after birth by into a post-mitotic state. The postnatal capacity for

cell replication during growth and regeneration of cardiac and skeletal muscle cells is

markedly different. Skeletal muscle cells are multinucleated and can readily regenerate

from precursor cells (satellite cells / myoblasts), whereas post-natal cardiac muscle is

incapable of tissue repair, since cardiac cells exit the cell cycle soon after birth and

become post-mitotic (either in vivo or in vitro).

Autologous skeletal myoblasts appear to be the most well studied and best first

generation cells for cardiac repair. This process was pioneered in the 1980s (Sola et al.,

1985), and has been applied clinically with varied success. The whole procedure includes

extraction of the myoblasts from skeletal muscle, expansion in tissue culture, and

injection into the heart muscle. For the success of cell transplantation, the introduced

donor cells must be able to survive in their host environment. Intramuscular injection of

cultured isolated myoblasts in classical myoblast transfer therapy shows that there is a

massive and rapid necrosis of donor myoblasts, with 90% dead within the first hour after

injection (Beauchamp et al., 1999). Host natural killer cells appear to play a particularly

important role in this rapid death of cultured donor myoblasts.

In vivo, in various species, such as rabbits and rats, engraftment of skeletal myoblasts

were shown colonized injured cardiac tissue (Murry et al., 1996; Pouzet et al., 2000;

Taylor et al., 1998). A survival up to 12 weeks after transplantation was observed in

normal heart (Reinecke et al., 2002), and up to 18 weeks in cryoinjured myocardium

(Reffelmann and Kloner, 2003). An important factor is that skeletal myoblasts are

relatively resistant to ischemia and, in contrast to cardiomyocytes (witch injure rapidly

within 20 min), they can withstand several hours of severe ischemia without becoming

irreversibly injured. Several studies reported improvement of left ventricular performance

after myoblast transplantation, e.g. reducing left ventricular dilatation, increasing ex vivo

systolic pressures and improving in vivo exercise capacity (Atkins et al., 1999; Jain et al.,

2001).

However, the outcome of engraftment of skeletal myoblasts still remains highly

controversial. Some reports claim that transplanted skeletal myoblasts could differentiate

and develop into striated cells within the damaged myocardium, thus preventing the

15

progressive ventricular dilatation by improving heart function (Taylor, 2001). On the

other hand, some investigators have reported negative results and adverse effects. The

systematic investigations by Reinecke et al. did not support the concept of a true

transdifferentiation into cardiomyocytes as demonstrated by the lack of α-myosin-heavy-

chain, cardiac troponin I, or atrial natriuretic peptide- expression in the grafts. Murry et

al. also concluded that skeletal satellite muscle cells differentiate into mature skeletal

muscle and do not express cardiac-specific genes after grafting into the heart, lacking any

transdifferentiation potential (Reinecke et al., 2002).

Recently, attempts to use autologous skeletal satellite cells to repair damaged hearts

have received considerable attention for the possibility of autotransplantation into human

myocardium. The autologous origin would clearly overcomes all problems related to

availability, ethics and immunogenicity, key factors for large-scale clinical applicability

(Menasche, 2003). Menasche et al. first reported a three-steps protocol in a CHF patient

in 2001 (Hagege et al., 2003; Menasche et al., 2003). A muscular biopsy was retrieved

from the thigh under local anesthesia and, after enzymatic and mechanical dissociation,

the cells were grown for 2-3 weeks in culture, providing at least 400x106cells, 50% of

which were myoblasts. These cells are then reimplanted across the post-infarcted scar at

the time of coronary bypass graft surgery (Menasche, 2003).

Several clinical trials are presently running in several countries, with different

preliminary results. Some trials reported the presence of arrhythmia and sudden death,

which leading to the suggestion to implant AICD´s on the time of procedure. The need of

randomized trials is claimed in many conferences and meetings.

There are many important questions remain to be answered for the clinical use of

myoblasts. They are related to cell survival, integration, differentiation, and functional

effect. E.g. for the long-term benefit of skeletal myoblasts transplantation myocardial

injury, cells must be able to survive for years in the heart. The long-term fate of

myoblasts is unclear. The effect of transplanted myoblasts on electrical stability of the

heart, as they do not form normal electrical junctions with the host, it will increase the

risk of arrhythmia. In a phase I human clinical trial, 4 out of 10 cases showed sustained

ventricular tachycardia during the early (3 weeks) postoperative period (Menasche et al.,

2003). The mechanisms of these arrhythmias might be inhomogeneity in action potential

conduction creating reentry pathways. So, how myoblasts electrically integrate into the

surrounding myocardium is still a big issue from the clinical point of view. Can

myoblasts function as cardiac-like myocytes and thus improve contraction, including

adaptation to chronic workload and integration into the host, or can myoblasts just

16

prevent further deterioration of the injured heart? How do we control continuing

proliferation after transplantation to avoid undesirable disturbance of local left ventricular

geometry? All those questions still need to be answered.

C 4. 4. Bone Marrow stem cells

Bone marrow is a mesodermal-derived tissue and contains haematopoietic stem cells

(HSCs) and mesenchymal stem cells (MSCs), which may both, be derived from a

common primitive blast-like cell. The HSC are archetypal stem cells. They have the

ability to balance self-renewal against differentiation cell fate decisions They are

multipotent, a single stem cell producing at least eight to ten distinct lineages of mature

cells. HSC have an extensive proliferative capacity that yields a large number of mature

progeny. These cells are rare, comprising only 1/10'000 to 100'000 of total blood cells,

and can be obtained from the bone marrow, peripheral blood umbilical cord and fetal

liver (Bonnet, 2002; Preston et al., 2003). Krause et al., demonstrated that a single HSC

was not only able to repopulate the haematopoietic system in irradiated mice, but also

differentiated into lung epithelium, skin, liver and the gastrointestinal tract (Krause et al.,

2001).

Figure V illustrates the transdifferentiation potential observed either in culture or after

in vivo injection of cells.

Figure V. Possible pathways of differentiation in adult stem cells. (from Science (Holden andVogel, 2002)

Too good to be true? Studies in mice have yielded evidence, now being

reassessed, that stem cells from the bone marrow compartment can produce progeny in

17

different organs. Bone marrow, which has several types of stem cells, seems particularly

versatile.

MSCs have the main capacity to differentiate, both in vivo and in vitro, into osteoblast,

chondroblasts, and adipocytes when exposed to the appropriate stimuli. Approximately

30% of human marrow aspirate cells adhering to plastic are considered to be MSCs. They

are in general more difficult to characterized than the HSC populations. MSCs have been

functionally identified in adult murine and human bone marrow by their ability to

differentiate to lineages of diverse mesenchymal tissues. Those include bone, cartilage,

fat, tendon, and both skeletal and cardiac muscle, which express specific surface markers

but lack of haematopoietic lineage markers such as CD34 or CD 45. Adult mouse MSCs

in culture were reported to generate spontaneously beating cardiomyocytes (Makino et

al., 1999). When MSCs are pre-exposed to 5-azacytidine they are capable of

differentiating into skeletal and cardiac muscle phenotypes (Makino et al., 1999).

However the reproducibility of this treatment is highly questioned.

Recently, a number of studies have shown that bone marrow stem cells transplantation

is beneficial for myocardial repair/regeneration in different animals and human being.

Kamihata et al. injected autologous bone marrow-derived mononuclear cells into

myocardial infarcted zone of swine (Kamihata et al., 2001). Three weeks later, regional

blood flow and capillary densities were significantly higher, and cardiac function was

improved. They concluded that bone marrow implantation may achieve optimal

therapeutic angiogenesis through potent angiogenic ligands and cytokines secreted by

those cells incorporated into foci of neovascularization. Orlic et al. reported that the

injection into female mice of a subgroup of Lin ---c-kit+ bone marrow cells from EGFP

transgenic male donors at the borderline of an ischemic area resulted in the colonization

of the infarcted area. Within 9 days, male EGFP-positive cells had proliferated in situ and

expressed protein characteristic of cardiac tissue, including connexin43, thus suggesting

intercellular communication (Orlic et al., 2001).

In human, several trials are ongoing. Perin and Dohmann recently reported that

transendocardial injections of autologous mononuclear bone marrow cells in patients with

end-stage ischemic heart disease could safely promote neovascularization and improve

perfusion and myocardial contractility. 21 patients, all of them with previous myocardial

infarction and documented with multivessel disease, were enrolled sequentially, with the

first 14 patients assigned to the treatment group and the last 7 patients to the control

group. Approximately 4 hours before the cell injection procedure, bone marrow (50ml)

was aspirated; mononuclear cells were isolated by density gradient. The

18

electromechanical map was used to identify viable myocardium for treatment; the cells

were injected by NOGA catheter in the treatment group. Both of group patients

underwent 2-month noninvasive follow-up, and treated patients along underwent a 4-

month invasive follow-up. At 2-months, there was a significant reduction in total

reversible defect and improvement in global left ventricular function within the two

groups on quantitative SPECT analysis. At 4 months, the ejection fraction improved from

a baseline of 20% to 29% (p=0.003), concomitantly to a reduction in end-systolic volume

(p=0.03) in the treated patients. The limitation of the study includes the small number of

patients, the short period of follow-up, and no placebo as control (Perin et al., 2003). Tse

et al demonstrated somewhat similar results (Tse et al., 2003). They studied percutaneous

delivery (via the Biosense Electromechanical NOGA mapping catheter) of autologous

bone-marrow-derived mononuclear cells in eight patients with stable angina. After 3

months of follow-up, there was improvement in myocardial perfusion, regional

myocardial wall motion and thickening, but LVEF remained unchanged (Tse et al.,

2003). Hamano and Stamm reported two studies with 5 and 6 patients study respectively

(Hamano et al., 2001; Stamm et al., 2003), in which both of groups received autologous

bone marrow cells at the time of coronary artery bypass grafting, and were followed up

for 3 to 12 months. Their results showed an improvement of perfusion of the infarcted

myocardium possibly due to neoangiogenesis.

Presently, bone marrow stem cells provide an interesting and promising option to

restore myocardial viability. The transplantation in human study appears feasible,

relatively safe and effective, no tumor formation has been scored. However, a major

criticism to these preliminary trials is the fact that the number of patients is too small to

derive a meaningful efficacy and definitive safety data. Also, no data are available about

cell survival following intra-myocardial needle injection, or whether implanted cells did

survive and differentiate along the cardiac myocyte and/or endothelial lineage. In

addition, some studies in big animals reported that injected cells are very low in number

and tend to disappear with time. Further studies are required to better characterize the

phenotype and the fate of injected cells.

Moreover, the in vitro proliferation potential of MSCs is not yet reproducible in order to

obtain a suitable number of differentiated and characterized cells. Clearly, cell

duplication and reproduction is the first condition to fully recolonize a diseased

myocardium and thus improve ventricular function. Another factor is if undifferentiated

stem cells are used, a risk is still present of developing other type of tissue (Laham and

Oettgen, 2003; Scorsin and Souza, 2001).

19

The following three tables (Table I, II, III) are taken from a review by L. Field

(Dowell et al., 2003) and represent to date an extensive list of all the cell therapy studies

published so far.

Table I. Cardiomyocyte transplantation

Donor cell: F, fetal cardiomyocyte; N, neonatal cardiomyocyte; A, adult cardiomyocyte; C, atrial tumor cell line.Species, donor species/host species: M, mouse; R, rat; H, human; D, dog; P, pig; HM, hamster; C, cell line; °,autologous transplant.Tracking: D, dye; H, histology; I, immunostain; T, transgenic; CH, Y chromosome; G, donor specific gene(mdx; or sry); V, viral transfection; Ca, calcium phosphate transfection; E, electroporation; Li, liposome genedelivery; M, metabolic label.Heart injury: Normal, Cryoinjury, Reperfusion injury, Coronary occlusion, Genetic (i.e., mdx), Chemical,Cardiotoxic agent.Function improvement/assay: +, improved; L-B, isolated perfused Langendorff with intraventricular balloon; L-F, Langendorff with fluorescence microscopy; M, closed-chest intraventricular micromanometer; M-B,micromanometer with intraventricular balloon; M&S, micromanometer and sonomicrometer; E,echocardiography; F, in vitro force measurements; SPECT, (99mTc) MIBI single photon emission computedtomography; ND, not determined.Angiogenesis: +, angiogenesis; ND, not determined.Cell transplant survival intervention: Y, yes; N, no; Casp Inh, caspase inhibitor; Matrix, support matrix (i.e.,scaffold).

20

Table II. Myoblast transplantation

Donor cell: C, myoblast cell line; NM, neonatal myoblast; AM, adult myoblast; F, single muscle fiber.Species, donor species/host species: M, mouse; R, rat; H, human; D, dog; P, pig; RB, rabbit; HM, hamster; S,sheep; C, cell line; °, autologous transplant.Tracking: D, dye; H, histology; I, immunostain; T, transgenic; CH, Y chromosome; G, donor specific gene(mdx, or sry); V, viral transfection; Ca, calcium phosphate transfection; E, electroporation; Li, liposome genedelivery; M, metabolic label.Heart injury: Normal; Cryoinjury, Reperfusion injury, Permanent coronary occlusion, Genetic (i.e., mdx),Chemical, Cardiotoxic agent.Function improvement/assay: +, improved; L-B, isolated perfused Langendorff with intraventricular balloon; M,closed-chest with intraventricular micromanometer; M-B, micromanometer with balloon; M&S,micromanometer and sonomicrometer; E, echocardiography; F, in vitro force measurements; Ex, exerciseregimens; ND, not determined.Angiogenesis: +, angiogenesis; ND, not determined.Cell transplant survival intervention: Y, yes; N, no; HS, heat shock

21

Table III. Stem cell and stem cell-derived cardiomyocyte transplantation

a No cardiomyogenesis observed.Cell type: ESC, embryonic stem cell; BMSC, bone marrow stem cell; NSC, neuronal stem cell; EnSC,endothelial stem cell; HpSC, hepatocyte stem cell; CSC, cardiac stem cell; UNK, unknown cell type.Species, donor species/host species: M, mouse; R, rat; H, human; D, dog; P, pig; HM, hamster; C, cell line; °,autologous transplant.Cell status at transplant: SC, stem cell; CM, cardiomyocyte; Mobile, mobilized cell population.Delivery: CI, cardiac injection; IU, intrauterine injection; IV, venous injection; AI, arterial injection; BMT, bonemarrow transplant; SCI, subcutaneous injection; BI, blastocyst injection; HHT, human heart transplant; -, notapplicable.Tracking: D, dye; H, histology; I, immunostain; T, transgenic; CH, Y chromosome; G, gene (mdx, or sry); V,viral transfection; Ca, calcium phosphate transfection; E, electroporation; Li, liposome gene delivery; M,metabolic label; PCR, PCR.Heart injury: Normal, Cryoinjury, Reperfusion injury, Permanent coronary occlusion, Genetic (i.e., mdx).Function improvement/assay: +, improved; L-B, isolated perfused Langendorff with intraventricular balloon; M,closed-chest intraventricular micromanometer; M-B, micromanometer with intraventricular balloon; M&S,micromanometer and sonomicrometer; E, echocardiography; Ex, exercise regimens; TSPECT, Thallium-201single photon emission computed tomography; SPECT, (99mTc) MIBI SPECT; V, ventriculography; F, in vitroforce measurements; ND, not determined.Angiogenesis: +, angiogenesis; ND, not determined.

22

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95. C. Toma, M.F. Pittenger, K.S. Cahill, B.J. Byrne and P.D.Kessler, Human mesenchymal stem cells differentiate to acardiomyocyte phenotype in the adult murine heart. Circulation105 (2002), pp. 93-98.

96. A.J. Wagers, R.I. Sherwood, J.L. Christensen and I.L.Weissman, Little evidence for developmental plasticity of adulthematopoietic stem cells. Science 297 (2002), pp. 2256-2259.

97. R.E. Bittner, C. Schofer, K. Weipoltshammer, S. Ivanova, B.Streubel, E. Hauser et al., Recruitment of bone-marrow-derivedcells by skeletal and cardiac muscle in adult dystrophic mdx mice.Anat Embryol (Berlin) 199 (1999), pp. 391-396.

98. D.L. Clarke, C.B. Johansson, J. Wilbertz, B. Veress, E.Nilsson, H. Karlstrom et al., Generalized potential of adult neuralstem cells. Science 288 (2000), pp. 1660-1663.

99. G. Condorelli, U. Borello, L. De Angelis, M. Latronico, D.Sirabella, M. Coletta et al., Cardiomyocytes induce endothelialcells to trans-differentiate into cardiac muscle: implications formyocardium regeneration. Proc Natl Acad Sci USA 98 (2001), pp.10733-10738.

100. N.N. Malouf, W.B. Coleman, J.W. Grisham, R.A. Lininger,V.J. Madden, M. Sproul et al., Adult-derived stem cells from theliver become myocytes in the heart in vivo. Am J Pathol 158(2001), pp. 1929-1935.

101. A.M. Hierlihy, P. Seale, C.G. Lobe, M.A. Rudnicki and L.A.Megeney, The post-natal heart contains a myocardial stem cellpopulation. FEBS Lett 530 (2002), p. 239.

102. R.H. Hruban, P.P. Long, E.J. Perlman, G.M. Hutchins, W.A.Baumgartner, K.L. Baughman et al., Fluorescence in situhybridization for the Y-chromosome can be used to detect cells ofrecipient origin in allografted hearts following cardiactransplantation. Am J Pathol 142 (1993), pp. 975-980.

103. R. Glaser, M.M. Lu, N. Narula and J.A. Epstein, Smoothmuscle cells, but not myocytes, of host origin in transplantedhuman hearts. Circulation 106 (2002), pp. 17-19.

104. M.A. Laflamme, D. Myerson, J.E. Saffitz and C.E. Murry,Evidence for cardiomyocyte repopulation by extracardiacprogenitors in transplanted human hearts. Circ Res 90 (2002), pp.634-640.

105. P. Muller, P. Pfeiffer, J. Koglin, H.J. Schafers, U. Seeland, I.Janzen et al., Cardiomyocytes of noncardiac origin in myocardialbiopsies of human transplanted hearts. Circulation 106 (2002), pp.31-35.

106. F. Quaini, K. Urbanek, A.P. Beltrami, N. Finato, C.A.Beltrami, B. Nadal-Ginard et al., Chimerism of the transplantedheart. New Engl J Med 346 (2002), pp. 5-15.

107. D. Orlic, J. Kajstura, S. Chimenti, F. Limana, I. Jakoniuk, F.Quaini et al., Mobilized bone marrow cells repair the infarctedheart, improving function and survival. Proc Natl Acad Sci USA98 (2001), pp. 10344-10349.

____________________________________________________________________________________________________________________

25

D. MATERIALS AND METHODS

1. ESC culture and differentiation

Mouse ESC CGR8 were cultured in BHK21 medium (GIBCO BRL) supplemented with

nonessential amino acids, pyruvate, mercaptoethanol, glutamine, penicillin/streptomycin, 10%

fetal calf serum and LIF-conditioned medium in a humidified 5% CO2 atmosphere at 37°C and

maintained at < 70% confluency to keep an undifferentiated phenotype (Meyer et al., 2000).

Figure A. Colonies of undifferentiated mouse ESC. a) D3-ES clone growing on mytomycin-inactivatedmouse embryonic fibroblasts (MEFs); b) CGR8-ES clone feeder-cell independent (no need ofMEFs).Culture and propagation in the presence of LIF.

The day of the injection procedure, cells were harvested by trypsinization, washed and

pelleted, then suspended at a concentration of 2x107/ml in serum-free culture medium. The

differentiation of CGR8 cell was performed by the hanging drop method (Maltsev et al., 1994).

Colonies of mouse EScells

Mitomycin-inactivatedmouse embryonic

fibroblasts

a b

10 µµm

Propagationand

self renewal

Cell dissociationby trypsin

+ LIF

26

Figure B. Cardiac cell differentiation byhanging drop method, and isolated by Percollgradient centrifugation.

As illustrated in Figure B, EBs were formed at day 2 in hanging drops (450 cells/20µl) of

differentiation medium (BHK21, as described above), containing 20% fetal calf serum and

lacking of LIF. After 6 days in suspension culture EBs were plated to gelatin-coated 24-well

plates or cover slips (Meyer et al., 2000).

The beating cardiomyocytes within EBs were counted under phase-contrast

microscope at day 8 of differentiation.

Figure C. Sequence of pictures illustrating thePassage from ESC to EBs in suspension thenadherent EBs containing beatingcardiomyocytes.

Hanging drop method for cardiac cell differentiation

and isolation of ES-derived cardiomyocytes

ES cells

PBS

Formation of Embryoid Bodies (EB)

Hanging drops with ES cells

EB culture in suspension

EB culture on gelatin-coated wells

Cell dissociation by collagenase treatment

by Percoll gradient centrifugation

Terminally-differentiated

cardiomyocytes

Days

0

2

4

6

10

12

culture medium

Embryoid bodyat day 8

Embryoid bodyat day 4

colony of mouseundifferentiated

ES cells

10 µµm

Beating area containingcontracting

cardiomyocytes

- LIF

27

2. Isolation of ES-derived and neonatal mouse cardiomyocytes

As illustrated in figure, day-8 EBs containing cardiomyocytes were detached from culture

surfaces by incubating them with 0.05% trypsin-EDTA for 1 min at 37°C. Cells were dissociated

with 1mg/ml collagenase (CLSII, Wortington), and 0.25% mg/ml pancreatin in a buffer

containing (in mmol/L) NaCl 117, HEPES 20, NaH2PO4 1.2, KCl 5.4, Mg SO4 1, glucose 5, pH

= 7.35.

As shown in Figure D, myocytes were separated by centrifugation through a discontinuous

Percoll gradient, and collected at the interface of the two layers. Neonatal cardiomyocytes were

isolated from ventricles of 2 days-old mouse neonates using a similar method as previously

described (Jaconi et al., 2000).

Figure D. Isolation of cardiomyocyte from day-8EBs by enzymatic dissociation and centrifugationon a discontinuous Percoll Gradient.

3. Plasmid construction, stable transfection and isolation of ESC clones

We designed a mouse ESC clone expressing GFP fused to CD63. This fusion protein allows

the expression of green fluorescence associated with membrane and intracellular endosomes.

CD63-GFP construct was electroporated into CGR8 cells according to the standard protocol in a

Gene Pulser (BioRad) at 240v, 500µF. Stable ESC clones were propagated in the presence of

Embryoid bodyat day 8

discontinuousPercoll gradient

centrifugation

non-muscle cells

myocytes

Dissociationwith collagenase

28

LIF and selected for 10 days using G418 (250µg/ml), and sorted by FACS. In parallel, we also

prepared a mouse ESC clone expressing the human Bcl2 gene. Human Bcl2 cDNA inserted into

pcDNA3.1(-) at EcoRI and Hind III restriction sites. After selection of stable clones, Bcl2 could

be identified by immunohistochemistry using anti-Blc2 monoclonal antibodies (Figure E).

Figure E. ESC stable clones (CGR8) containing the CD63-GFP construct and resistant to neomycin.

4. Rat model of myocardial infarction

Male Sprague-Dawley rats weighing 300-350 grams were initially anesthetized with 4-5%

isoflourane in an induction chamber. Following the shaving and weighting, the rat was intubated

with a 14-gauge catheter, tracheal ventilation was performed at 70 cycles/min with 2.5-3.0mL

tidal volume, room air supplemented with oxygen (Harvard Rodent Ventilator, Model 683,

Harvard Apparatus Co, Inc). 1.5-2% isoflourane was maintained for continuous anesthesia.

Figure F. Anestesia chamber andisofluorane delivery system.

GFPCD6320 µµm

Mouse embryonic fibroblasts

Electroporation intoundifferentiated ES cells

Selection of stableESC clones by G418

Plasmid construction Green ES cells clone

29

Three electrodes were positioned to record the electrocardiographic tracing (ECG) monitor. The

respiration curve was also recorded during all procedure, as indicated in the Figure G.

Figure G. ECG and ventilation setup (left) as installed during the procedure. ECG and ventilation tracesrecordings (right). An IV line was installed in the left femoral vein if saline infusion is needed.

A left intercostal thoracotomy was performed under aseptic technique. The forth-intercostal

space was opened carefully to avoid accidentally cutting any vessels including the internal

mammary artery. The forth and fifth ribs were separated with a small retractor (Harvard

Apparatus, France) to explore the heart. The pericardium was removed, the left anterior

descending artery and its branch was observed under surgical microscope. A 6-0 polypropylene

snare was made passing through the epicardium layer around the origin of the artery between the

left atrium and the right pulmonary outflow tract, tying the ligature permanently occluded the

artery (Ye et al., 1997).

The muscle layer and skin were closed with 3-0 suture afterwards. Before the rat woke up

completely, extubation was performed and the rat was places in a recovery cage with a supply of

oxygen for 30 to 60 minutes.

30

Figure H. Panels a,b: ligature procedure. After a left intercostal thoracotomy was performed, the fourthintercostal space was opened and the ribs were separated with a small retractor in order to expose theheart. LAD was ligated by a 6-0 polypropylene snare. Panel c: Drawing illustrating that right after LADligature, the left ventricular anterior free wall becomes hypokinetic and clearer due to the cyanosis.

5. Experimental animal protocol

We divided the rats into two groups: normal rats (non-MI, n = 24) and MI rats (n= 47). The

MI rats were subdivided to acute phase (MI = 1week) and chronic phase (MI = 4 weeks). The

undifferentiated murine ESC was implanted to both normal and infarcted rats. Also we

implanted cardiomyocytes derived from ESC in a few rats. 1 week or 4 weeks after implantation,

the rats were sacrificed and the histologic and pathologic studies were performed. On the each

condition, about half of rats received immunosuppression treatment of cyclosporine A. To

evaluate the transformation of left ventricular function, the echocardiograph study was

performed to the rats with infarction the day before cells grafting and the day before sacrificing

respectively (Fig I).

LAD

Infarctedarea

ligature

a

b

c

31

Figure I. Experimental protocol. The cell implantation was performed into two different conditions ofthe rats: with or without myocardial infarction. About half of rats in each condition treated withimmunosuppression of CsA. Echo study was performed for left ventricular function evaluation in MI rats.

6. The transplantation Procedure

Cells transplantation was performed on the normal or 1-week, 4 weeks after myocardial

infarction depended on the protocol. Rats were anesthetized, and under sterile technique, the

chest was re-opened. The infarcted area was identified visually on the basis of surface scar and

wall motion abnormality. As shown in Figure J (left), 25 µl aliquots of cell suspension were

injected by means of a 29G insulin syringe into the left ventricular anterior free wall around the

scar border. 4 aliquots were injected for each rat for a total of 2x106 cells implanted. Control

animals were injected with the same volume of serum free culture medium.

LADligature

+/- CsA

* ** *

* **

Cell implantation (vs buffer only)

* = Echo

1 week

1 week

4 weeks

4 weeks

4 weeks

1 week

1 week

1 week

4 weeks

**

**

*

AcuteMI

ChronicMI

4 weeks

32

Figure J. Left: Cell transplantation was performed bytransmyocardial injection around the infarction borderwith 4 times 25µl for a total number of cells between1x106 and 2x106. Right: When required, osmoticminipump (ALZA Corporation) was implantedsubcutaneously to deliver CsA continuously.

7. Immunosuppression treatment

To prevent rejection and study the effect of an immunosuppression treatment on ESC fate,

groups of rats received immunosupression agent cyclosporin A delivered continuously via an

osmotic minipump (ALZA Corporation), as shown in Figure K.

Figure K. Rat with a subcutaneous implantationOf an osmotic minipump filled with CsA.

Alzet mini-osmotic pumps were filled with cyclosporin A (CsA) (Sandimmune, Novartis

50mg/1ml), and was kept overnight at 37°C in PBS before implantation. The CsA release was

adjusted at 2.5µl/hour or 10µl/hour and pump were designed for a 7- or 28-days release. The

administrated dosage of CsA was calculated as 6-9 mg/Kg/day (Sullivan et al., 2000). After hair

shaving and skin cleaning at the site for incision, a hemostat was inserted into the incision to

spread the subcutaneous tissue and create a prompt pocket for the pump. The filled pump was

implanted subcutaneously and the wound closed with suture. All procedure was performed under

sterile circumstances.

4 x 25 µµ l with 250’000-500’000cells

LADLigation

Infarctedarea

Osmotic minipump + CsA

33

8. Evaluation of the left ventricular function by echocardiography

For the evaluation of left ventricular function, transthoracic echocardiogram was performed

on the rats after myocardial infarction 1 week or 4 weeks right before implantation (baseline

echocardiogram), and 1 week or 4 weeks after implantation, before the sacrifice of the animals.

Rats were anesthetized with 4-5% isoflurane in an induction chamber. The chest was shaved, the

rats were placed in dorsal decubitus position and intubated for continuous ventilation. 1-2%

isoflurane was continuously supplied via a mask (Moises et al., 2000). 3 electrodes were adhered

to their paws to record the electrocardiographic tracing simultaneously with the cardiac image

identifying the phase of a cardiac cycle.

Echocardiograms were performed with a commercially available echocardiography system

equipped with 7.5 MHz phased–array transducer (Philips-Hewlett-Packard). The transducer was

positioned on the left anterior side of the chest (Leor, 2000 #25). At first, longitudinal images of

the heart were obtained, including the left ventricle, atrium, the mitral valve and the aorta,

followed by the cross-sectional images from the plane of the base to the left ventricular apical

region. M-mode tracings were obtained at the level below the tip of the mitral valve leaflets at

the level of the papillary muscles (Litwin et al., 1994). All of two-dimensional images, M-mode

tracings and Doppler curves were recorded on videotape for later analysis. We calculated the

fractional shorting (FS) as a measure of systolic function, according to the M-mode tracing from

the cross-sectional view: maximal LV end-diastolic diameter (at the time of maximal cavity

dimension), minimal LV end-systolic diameter (at the time of maximum anterior motion of the

posterior wall), FS (%) = {(LVEDD-LVESD) / LVEDD} x 100, (Pouzet et al., 2000). All

measurements were averaged for 3 consecutive cardiac cycles.

9. Histological and immunohistochemistry study

Either 1 or 4 weeks after cells implantation, the rats were sacrificed with intravenous injection

of potassium chloride at the level of the femoral vein, in order to stop the cardiac ventricular

contraction on the diastole. Hearts were rapidly excised, the cardiac cavities were rinsed in PBS

to removed blood and thrombus, then the hearts were fixed with 10% formalin for 24 hours, and

immediately thereafter embedded in paraffin. Blocks were sectioned into 3µm thickness slices

and stained with hematoxylin and eosin. Serial sections were immunolabeled with different

antibodies against the cell markers and structural cardiac proteins. Upon cell injection, we

retrieved the engrafted cells according to the markers carried by the ESC (GFP or human Bcl2),

34

while D3-ESC, which were not genetically modified, were identified only by morphology and

the proliferative marker PCNA.

9. 1. Antibodies

All the used antibodies are summarized in the following table:

Antibody Antigen Recognized Dilution Source

Ab6556 GFP 1:400 Abcom UK

MF-20 Sarcomere myosin 1:400 DSHB, Iowa, USAPC10 PCNA 1:100 DAKO

CXN-6 Connexin-43 1:200 SIGMA

EA-53 a-actinin (sarcomeric) 1:200 SIGMA

M0887 BCL-2 1:100 DAKO

Anti-Bcl-2 antibody is a monoclonal mouse antibody specific for human Bcl-2 oncoprotein

(DAKO, M0887). Monoclonal anti- α-actinin (sarcomeric, clone EA-53, mouse ascites fluid,

Sigma) is specific for α-skeletal muscle actinin and α-cardiac muscle actinin. It stains Z lines

and dots in stress fibers of myotubes in skeletal and cardiac muscle, but not in non-sarcomeric

muscle elements (connective tissue, epithelium, nerves, and smooth muscle). Monoclonal anti-

PCNA (proliferating cell nuclear antigen) antibody (clone PC-10, DAKO) reacts with PCNA, a

useful index of cell proliferation. Anti-myosin antibody MF 20 (DSHB, Developmental Studies

Hybridoma Bank, University of Iowa, USA) is an IgG2b monoclonal antibody, which reacts

with all sarcomeric myosin. Anti-connexin-43 antibody (clone cxn-6, Sigma) is a mouse IgM

isotype monoclonal antibody, which reacts with the gap junction protein connexin 43 (Cx43).

Anti-GFP antibody (Abcam, ab6556) is a rabbit polyclonal to GFP (affinity purified) antibody.

9. 2. Immunohistochemistry

For immunohistochemical studies, tissue slices were serially rehydrated in 100%, 95%, and

70% ethanol after deparaffinization with xylol. Endogenous peroxidase in the sample was

35

blocked and the antigens were retrieved on a microwave for 15 minutes in pH=6.0, 10mM TP

citrate solution. Non-specific binding were blocked with 5% BSA/PBS solution for another 15

minutes. The slices were stained with following primary antibodies at room temperature for 1

hour: anti-Bcl-2 (1:100), anti-α-actinin (1:200), anti-PCNA (1:100), anti-GFP (1:400), anti-

sarcomere myosin (1:400), and anti-Cx43 (1:200). Then the slices were incubated for 30 minutes

at room temperature with one of the following biotinylated secondary antibodies diluted 1:100 to

1:200 in 5% BSA/PBS: Biotinylated anti-rabbit IgG (H+L), affinity purified (VECTOR, BA-

1000), Biotinylated anti-mouse IgM (mu-chain specific) affinity purified (VECTOR, BA-2020),

Biotinylated anti–mouse IgG (H+L) affinity purified and rat adsorbed. This was followed by

another 30 minutes incubation in avidin-biotin solution (Vectastin ABC Kit). All the incubations

were preceded by through rinsing with PBS. The reaction products were visualized with 3,3’-

Diaminobenzidine tetrahydrochloride Dehydrate and 3% hydrogen peroxide. Then the slices

were washed with distilled water; counter staining was performed with hemotoxyline for 1

minute. Control secondary antibodies were processed simultaneously using the same protocol,

except that the dilution solution was devoid of primary antibodies. The tissue was observed,

photographed and digitally saved on a ZEISS Axioskop 2 Plus photomicroscope.

10. Statistics Analysis

All values are presented as means ± S.E. Difference between two groups was compared by

unpaired Student’s t-test. A level of p < 0.05 was considered as significant.

36

E. RESULTS

E. 1. Grafting undifferentiated ESC in normal (non-infarcted) heart

We first established optimal conditions for the ESC implantation into the ventricle wall of

normal rat hearts (n=24). We inspected the fate of the cells 1 week or 4 weeks later. 10/24 rats

were treated with CsA. We tested different kind of ESC lines, such as the feeder-cell dependent

cell lines D3 and feeder cell-independent cell line CGR8 (wild type of containing Bcl2 or GFP

marker). As depicted in Figure 1, H&E staining revealed an consistent granulation tissue in the

control rats while 33% (1/3) of the CsA-treated animals displayed, in addition to granulation, the

growth of teratoma after 1 week. This percentage increased to 100% (6/6) after 4 weeks. At this

time point, the tumors were highly proliferative and some even bigger that the ventricle

diameter, as indicated by the positive PCNA staining (see Fig.2b and Fig. 3b). The ESC marker

Bcl-2 (as well as GFP, not shown) was also strongly positive in the teratoma area (see Figure 2c

for Bcl2-positive tumors), indicating the ESC derivation. In contrast, in the absence of

immunosuppression, no teratoma was found even after 4 weeks (0/13) (Fig. 2d and Fig. 3 c) and

no cell proliferation or granulation was still present at this later time (Fig 2e and Fig. 3d).

The tumors were identified as teratoma with characteristics of tissues originating from the

ectoderm (skin), mesoderm (cartilage, muscle) and endoderm (epithelium of bronchi and of

pancreas) (see Figure 4).

37

Figure 1

38

Figure 2

39

Figure 3

40

Figure 4

41

E. 2. Rat model of myocardial infarction (MI)

Large, reproducible lesions were induced in rat heart by coronary artery ligation, as

illustrated in Figure 5. In the left panel, the explanted heart, 4 weeks after the coronary ligature

presented a large infarcted area (dotted line) with a collapsed left ventricular wall due to the

extremely reduced thickness. Before sacrifice, the infarcted area was clearly identifiable by

echocardiography as shown in the right panel of Figure 5. Using a parasternal short axis view it

was possible to estimate the akinetic territory going from 12 to 4 o'clock, as indicated by the

dotted line. In this example, the impairment of the left ventricular ejection fraction (LVEF) was

visually estimated at 25%.

Figure 5. Model of MI in rat. The heart was explanted 4 weeks after ligation of LAD. Leftpanel: macroscopical view of the explanted heart. Right panel: echocardiographic picture of thesame heart using a parasternal short axis view.

Figure 6 illustrates heart sections produced from normal rats (panels a,b,c), acute MI rats (1

week, panels d,e,f) and chronic MI rats (4 weeks, panels g,h,i). Upon H&E staining, an acute

progressive tissue inflammation was observed after 1 week of MI (Fig 6d,e,f), as compared with

normal heart (Fig. 6a,b,c). One could observe neutrophilic infiltration, fragmentation and

smudging of the muscle fibers and coagulative necrosis (Fig.6 e, f). 4 weeks from the MI, almost

no granulation tissue was seen; instead collagen deposition and myocardial scar were present.

Infarcted heartMI=4 weeks post-ligation

Echocardiographparasternal short axis view

ligation

Infarctedanterior area LVEF ~ 25%

42

Figure 6

43

As displayed in Figure 7, we first compared normal heart with infarcted hearts 1 week after

MI. At this time point, one could see an acute and progressive tissue inflammation on left

ventricular wall. Pericarditis was present. The tissue pathology of heart sections revealed by

H&E staining or by immunohistochemistry indicated i) a strong cell proliferation in the infarcted

area (increased PCNA staining over control), ii) disorganized cardiac fibers with an abnormal α-

actinin and MHC distribution in the sarcomeres (fuzzy staining instead of z-lines and A-bands

respectively), iii) partial loss of Cx43 at the gap junctions between fibers.

The same type of abnormal pathology but exacerbated was observed after 4 weeks. At this

time the ventricular wall become very thin and completely fibrotic (Figure 5, left panel and

Figure 6 g, h, i). Only scar tissue was visible with non contracting, dead wavy fibers.

E. 3. Engraftment of undifferentiated ESC in acute phase of MI (1 week)

Dead cells or infiltrated leukocytes releases lysosome content, which result in further cellular

autolysis or heterolysis, followed by coagulated necrosis. Enzymatic digestion of cells and

protein denaturation is then removed by phagocytosis. We engrafted undifferentiated ESC at this

time point to study the influence of the inflammation on cell proliferation and differentiation. In

fact lot of cytokines are released by inflammatory cells, which are though to modify substantially

cell fate as well as tissue repair.

We compared 20 rats implanted with undifferentiated ESC and distributed in 2 groups, each

comprising animals treated and non-treated with CsA, as summarized by the following scheme:

ligature

* ** *

1 week

1 week

1 weekAcute

MI 4 weeks

+/- CsA * = Echo

Cell injection

44

Figure 7.

45

In MI rats after 1 week post-implantation the histology indicated an inflammatory reaction

still underway. Infiltrated mononuclear cells together with ingrowth fibroblasts and capillaries

formed a granulation tissue in the infarcted area, similarly to control conditions showed in Figure

6 and 7 (MI but no cells engrafted). Animals injected with buffer only displayed a tissue

morphopathology identical to non injected animals at same stages (n=4).

In contrast, 40% (2/5) of the rats treated with CsA formed a tumor after 1 week, while 100%

(8/8) presented a highly proliferating teratoma after 4 weeks (strong PCNA staining),

respectively. Figure 8 shows the heart sections corresponding to this last condition (i.e. T=4

weeks). Strikingly, in contrast to normal rats (no MI), some areas of the teratoma contained cells

positive for MHC, α-actinin and Cx43, indicating a partial differentiation of ESC into muscle

cells and fibers.

As illustrated in Figure 9, 4 weeks after implantation, only a scar tissue was visible in the

absence of CsA and no teratoma was observed. Moreover no engrafted could be identified: both

Bcl-2 and GFP staining were negative. Also, all types of the cardiomyocytes specific staining,

cardiac muscle gap protein (Cx43), sarcomere myosin (MF20), sarcomere actinin (α-actinin)

were negative on the area of MI (Fig. 9), which suggest that without CsA, no cardiomyocyte

differentiation in MI area could be identified.

E. 4. Grafting of undifferentiated ESC in chronic phase of MI (4 weeks)

Histology evaluation of the infarcted area after 4 weeks ligation confirmed the presence of

transmural fibrous tissue at the apex of left ventricle (total rats = 18). Comparing with infarcted

area after 1-week ligation, pathologic changes after 4-weeks ligation comprised a fibrotic

repairing tissue instead of necrosis. There was no more granulation tissue, but a rich vascular

network and collagen deposition. Left ventricular cavity is more dilated globular (Figure 6). The

same type of morphology was observed in CsA-immunosuppressed rats injected with

undifferentiated ESC. 20% (1/5) of these animals developed a tumoral mass 1 week later, a

percentage reaching 100% (3/3) after 4 weeks. These masses contained tissue from the three

different germ layers, typical of teratoma. They were positive for the human Bcl2 marker,

confirming their origin from injected ESC. Animals injected with culture medium or injected

with ESC but without CsA-immunosuppression did not present any teratoma or identifiable ESC

in the grafting area. Bcl-2 and PCNA staining were both negative.

46

Figure 8

47

Figure 9

48

Figure 10

49

E. 5. Grafting of ESC-derived CMC in MI rats.

CMC was derived from Bcl2-ESC after Percoll gradient isolation of beating EBs at day 8,

were injected into 1week MI rats (n=5). All the rats received CsA and were sacrificed for the

pathological examination 4 weeks later. Figure 10 shows that in 2 out of 5 animal hearts,

implanted CMC formed aggregates with positive staining for Bcl2 and PCNA. Strikingly, these

aggregates resulted positive for MHC and α-actinin Figure 11A. However, 3 out of 5 did not

show any teratoma formation, as reported in Figure 11B. In those cases, there was no positive

staining for PCNA or MHC-positive ES-derived cells.

Figure 11. Immunohistochemistry analysis of MI rat hearts implanted with ES-derived cardiomyocytes 4weeks after coronary ligature. A) Teratoma formation with extensive positive labeling for MHC and α-actinin. B) Same conditions as in A, but in 3 out of 5, no teratoma was found.

MHC αα-actinin

50X

200X

100X

400X

H&E MHC

a

b

c

d

10X 10X

A

B

50

E. 6. Effect of time and immunosuppression on teratoma formation

In our study however, independently of the type of cardiac injury (acute or chronic MI), the

injected ESC had the tendency of differentiate to teratoma in vivo, displaying different tissue

types but myocytes. The teratoma formation was exclusively dependent on the

immunosuppression treatment and the length of transplantation. Figure 12 summarizes the data

on the frequency of teratoma formation as a function of time (weeks of transplantation), normal

rats being compared to MI 1 week and 4 weeks. Clearly, in all of these three of conditions, non-

immunosuppressed rats never developed teratoma, indicating an active removal of non-

autologous cells from the immune system.

Figure 12. Effect of time and immunosuppression on the occurrence of teratoma. Normal rats werecompared to MI rats (1 week and 4 weeks). After transplantation of undifferentiated ESC, teratomaformation was dependent on the administration of CsA as well as on the duration of cell implantation, butnot the type of ESC, nor on the presence of a cardiac injury.

Normal rats MI 1 week MI 4 weeks

0

10

2030

4050

6070

8090

100

%

teratoma no teratoma

1 4 1 4 1 4 1 4 1 4 1 4

CsA - + - + - +T (# of weeks)

51

B. 7. The evaluation of left ventricular function by echocardiogram

The echocardiogram was performed before and after ESC transplantation. Cardiac parameters

were collected. Figure 16 show the two-dimensional imaging and M–mode tracing of

echocardiogram. Cardiac function of MI rat was much worse compared with non-MI rat

(control), which was identified by the echocardiograph: segmental abnormality of LV wall

motion, global decrease of LV contractility, a change in shape of LV cavity. When tumor was

formed (which may growth towards or outwards LV chamber), it could be identified from both

2-D and M-mode imaging, but it will influence on the judgment of the LV wall motion and LV

function (Figure 13).

Cardiac function was assessed according to the value measured on the M-mode tracing.

Table 1 showed the difference between the cardiac parameters such as: heart rate,

(LVEDDafterT - LVEDDbeforeT), (LVESDafter T - LVESDafter T), and (FSafter T - FSafter T).

When ESC were transplanted into acute or chronic phase of MI (1 week or 4 weeks) under

immunosuppression, comparison of delta values between those groups measured 4 weeks after

transplantation did not give any significant difference.

Ischemia-induced inflammation present at an early MI stage (up to 1 week) did not influence

heart functions.

Table 1. Comparison MI=1 week vs. MI=4weeks (delta of cardiac parameters (afterT -before T)), in the presence of CsA. Effect 4 weeks after cell transplantation (n=11).

Heart rate (bpm)

LVEED (mm)

LVESD (mm)

FS (%)

MI =1week ± S.E.

29 ± 13

2.2 ± 1.3

1.1 ± 0.92.3 ± 0.4

MI =4 weeks ± S.E.

13 ± 3.3

1.2 ± 0.6

0.3 ± 1.73.2 ± 1.6

P0.837

0.153

0.5400.683

52

Figure 13.

53

Also in our study, immunosuppression treatment did not affect the changes of cardiac

parameters (table 2). Under the same condition, i.e. 1 week after LAD ligature, ESC

transplantation for a duration of 4 weeks, there was no significant difference on the cardiac delta

value) whether CsA was administrated or not.

Table 2. Effect of CsA treatment in MI=1 week (delta of parameters), 4 weeks after

transplantation (n=12).

We could not finally conclude with the data, because of the presence of teratoma caused to

many artifacts to the measurement of the different parameters.

11 ± 45

3.7 ± 2.6

2.2 ± 1.5

3.3 ± 1.9

29 ± 13

2.2 ± 1.3

11.4 ± 0.9

2.3 ± 4.4

0.396

0.497

0.610

1.000

No CsA with CsA PHeart rate (bpm)

LVEED (mm)

LVESD (mm)

FS (%)

54

F. DISCUSSION

The major aim of this study was to investigate whether an infarcted heart could instruct

undifferentiated mouse ESC to acquire a cardiac phenotype in situ in order to improve cardiac

function in a rat model of myocardial infarction in the rat. We studied different type of murine

ESC lines engrafted into rat model of myocardial infarction. The main findings of this study

indicate that:

1. Undifferentiated murine ESC implanted into normal rat hearts developed into teratoma if the

animals were immunosuppressed with CsA. The morbidity increased with time from 20% to

100% at 4 weeks post-implantation. In contrast, in the absence of immunosuppression, an

extended granulation tissue was first observed and, thereafter, injected ESC could not be

retrieved, being most probably suppressed by the immune system.

2. The teratoma derived from the implanted ESC since those were positive for Bcl2 and GFP

ESC markers. They were not related to the type of ESC lines used, since different cell lines,

e.g., feeder cell-dependent D3 and feeder cell-independent CGR8-Bcl2 and CGR8-EFFP

gave similar results.

3. The type of cardiac injury (acute or chronic myocardial infarction) did not influence the

teratoma formation. Both infarcted and non-infarcted hearts could develop teratoma after

grafting of undifferentiated ESC when accompanied with immunosuppression.

4. When ESC-derived CMC were implanted in MI hearts we observed cells positive for cardiac

markers but not organized into mature fibers. The growth of other tissue types was also

observed.

5. Left ventricular functions were not modified by the transplantation of undifferentiated ESC

or ESC-derived CMC. Because of teratoma formation, it was impossible to observe a

reliable change (either improvement or worsening) of the cardiac functions.

That undifferentiated ESC have the ability to differentiate to all types of tissue upon

implantation it is a notion well established. However, the possibility to commit to the right

phenotype depending to which niche or organ they are exposed, this is definitely a new and

attractive concept and deserves further exploration. As first reported by Puceat et al, the

engraftment of murine ESC into chronic infarcted rat hearts leaded to their differentiation into

cardiomyocytes without the need of immunosuppression. This work proposed that the heart

might exert a TGFβ-mediated paracrine action on the implanted cells, especially under

55

conditions in which the heart undergoes a lesion such as MI. Under these conditions in fact, an

increased production of TGFβ has been reported in the literature. This could favor the mesoderm

layer development within ESC and commit them to cardiomyocytes. In addition, Puceat et al

demonstrated in vitro that ESC treated with TGFβ expressed increased amounts of cardiac

transcription factors, and more cells acquired a cardiac phenotype (Behfar et al., 2002). It is

therefore likely that cardiac injury could induce cardiac repair and thus cardiomyocyte

differentiation through TGFβ signaling.

Upon injury, several organs are able to release factors that activate repairing mechanisms and

induce resident stem cells, partially committed but not fully differentiated, to further progress

into their fate and replace damaged or dead cells with new units. Well-known examples are the

bone marrow, the skin, the liver and the skeletal muscle. This does not seem to be the case of the

brain that, despite possessing a population of neural stem cells, does not seem to be able to

activate enough brain stem cells upon a major injury or cell loss (ex. brain stroke, Parkinson's or

Alzheimer's diseases) (Cao et al., 2002). It is therefore conceivable that an healthy organ may

not be capable to locally release cues able to prime the implanted cells, while a damaged tissue

may be activated to release important molecules for both the recruitment of resident adult stem

cells when available, or distant stem cells from other compartments (i.e. the bone marrow). The

identification of those factors will therefore be fundamental to optimally initiate in vitro a suited

differentiation that could pursued in situ. One could also envisage to genetically inducing the

implanted cells to transiently secrete factors favoring a neovascularization, for example via the

insertion of VEGF (vascular endothelial growth factor) transgene under the control of an

inducible promoter. This would allow an optimal integration in the recipient organ an avoid

long-term deleterious effects of an uncontrolled long-term secretion (Springer et al., 1998;

Suzuki et al., 2001; Yang et al., 2002).

The timing of cell transplantation post-injury is like to play an important role because it

related to donor cell survival, homing and/or post transplantation proliferation. At early stages of

MI, the vascular and cellular responses of both acute and chronic inflammation reaction are

mediated by chemical factors derived from plasma or cells and triggered by inflammatory stimuli

such as cytokines. This should possibly affect donor cell survival. At later stages of MI, tissue

repairing had occurred; it was characterized by the replacement of injured/dead cells by

connective tissue, fibrosis, thus leaving a permanent scar. Hence, this situation may reduce the

positive effect of cell therapy. In our study, we compared ESC implanted at both of stages (acute

and chronic phase), and the results did not provide differences in cell survival or morphology

between different implantation timings.

56

A key point is surely the need of an immunosuppression treatment when mouse-to-rat

transplantation is envisaged. In our study, we used CsA as immunosuppressive agent,

continuously delivered by osmotic minipump, to avoid host versus donor graft rejection.

In our experimental conditions, we could not reproduce the data from Puceat et al, which did

not observe any ESC rejection by the host in the absence of immunosuppression. In contrast, we

showed that the cells did not survive if the immune system was not depressed by CsA. Soon or

later the engrafted cells turned into tumors, as compared to control conditions.

Only one study reported the occurrence of teratoma when undifferentiated murine ESC were

directly injected into the knee joint or the subcutaneous space on the back of SCID mice

(Wakitani et al., 2003) . The tumors grew and destroyed the joints.

Impede the rejection of the implanted cells by the recipient remains a barrier to be solved. In

fact, immunosuppressive drugs are associated with many highly unpleasant side effects and such

a treatment would not represent an optimally acceptable option. Interestingly, ESC seems to

express less immune-related cell surface proteins (e.g., class I products of the major

histocompatibility complex) (O'Shea, 1999). The group of Benvenisty et al. (Drukker et al.,

2002) addressed the graft rejection issue of cells derived from hESC by showing that both

undifferentiated or differentiated hESC express no MHC-II proteins or HLA-G and very low

levels of MHC class I (MHC-I) proteins on their surface. MHC-I molecules, however, may be

dramatically and rapidly induced by treating the cells with interferons. If a similar phenomenon

will be observed after transplantation, allogeneic human ESC might be rejected by cytotoxic T

lymphocytes.

It is likely that the problem of rejection of grafted human ES-derived cells could be overcome

(or at least minimized) by establishing "histocompatibility banks" of hESC with completely

HLA-typed ESC clones derived using Good Manufacture Practice (GMP) protocols. Ideally, if

large numbers of cell lines from genetically diverse populations can be maintained, this would

provide isotype-matching cells for virtually any patient. Other possibilities include means of

reducing or abolishing cell immunogenicity. ESC, unlike adult cells, can be easily modified

genetically by, for example, inserting immunosuppressive molecules such as Fas ligand, or

removing immunoactive proteins such as B7 antigens (Walker et al., 1997). Alternatively, one

could delete the foreign major histocompatibility complex (MHC) genes or insert genes coding

for the recipient's MHC (Westphal and Leder, 1997). Ultimately, neoplastic growth or

immunopathology could be suppressed by introducing into ESC before implantation suicide

genes that permit their ablation in case of misbehavior. For example, herpes thymidine kinase

57

sensitizes mouse ESC to destruction by the guanosine analog gancyclovir (Fareed and Moolten,

2002).

Total immunocompatability of tissue engineered from human ESC (Cibelli et al., 2002; Lanza

et al., 1999a; Lanza et al., 1999b; Solter and Gearhart, 1999) could be theoretically obtained by

somatic nuclear transfer (also defined as therapeutical cloning). This procedure uses the transfer

of a somatic cell nucleus from an individual into an enucleated oocyte (Wilmut et al., 1997;

Wilmut et al., 1998). Such an oocyte would then undergo embryonic development to the

blastocyst stage prior to the isolation from the inner cell mass of hESC that would be genetically

matched to the tissues of the nucleus donor. So far, one group has claimed the derivation by

nuclear transfer of a human embryo up to a six-cell stage only (Cibelli et al., 2002), but the

success of this result is still questioned. Clearly, this procedure of somatic nuclear transfer is still

highly problematic from an ethical and practical point of view.

The implantation of pure population of cells correctly committed to the suitable phenotype,

i.e. the cardiac one, seems to be a critical issue that remain to be solved.

Up to date, several studies have reported ESC-derived CMC engrafted into host myocardium.

Li et al (1996) has reported successfully transplanted cardiomyocytes isolated from fetal rat heart

into cryoinjured myocardial scar tissue, and improved heart function. Min et al (Min et al., 2002)

showed that the implantation in rats of clusters of beating mouse cardiomyocytes dissected from

EBs and labelled with GFP within 30 minutes after induction of myocardial infarction resulted in

stable intramyocardial grafts and improve cardiac function in postinfarcted failing hearts. These

authors did not discuss about immunoreactivity, rejection and teratoma formation, although some

area of undifferentiated cells were observed in the graft. We performed the same type of

experiments and we observed that engrafted CMC clusters neither terminally do not differentiate,

nor they organized into connected myofibers.

58

G. CONCLUSIONS

The clinical application of cell therapy in CHF requires a source of grafting cells providing

the following properties: i) the possibility to derive them easily; ii) the availability to propagate

to such a big mount of cell number; iii) the possibility to survive in the micro-circumstance of

the heart and to integrate with the host cell; vi) finally it should restore and improve the function

of a damaged heart.

Successful use of any stem cell-based therapy will eventually depend on our ability to isolate

specific cell types in large numbers that will differentiate to a fully functional state, as well as on

the challenging demonstration of their in vivo function. To this end, it is crucial to pursue basic

research on human ESC biology to ensure better understanding of basic principles, what genes

and proteins are essential for hES developmental progression. This comprehension does not only

specifically involve the transplantation of ESC-derived cells but will also help the development

of new therapeutic strategies to improve the transdifferentiation and expansion of adult stem

cells such as umbilical cord blood cells or bone marrow cells. Many hurdles (not only technical

but also ethical) have to be cleared before the research reaches a point where clinical trials can

begin.

Although ESC would bring several advantages for cell therapy strategies due to their great

differentiation potential, availability and expansion capacity in culture, a great attention has to be

paid to problems of growth control. The development of teratoma has to be avoided before to

envisage their use for transplantation. The use of ESC as a resource of cell therapy of CHF

remain a promising idea, but there is still a long way to go from basic research to the clinic

application, carefully attention must be paid to avoid deleterious effects.

59

H. IMPLEMENTATION AND FUTURE EXPERIMENTS

The present goals are to:

1. Improve the in vitro differentiation of ESC into cardiomyocytes using specific growth

factors.

2. Optimize the methods for the isolation of ESC-derived cardiomyocytes in order to obtain a

population as pure as possible and avoid contamination with undifferentiated cells or cells

committed to other lineages.

3. Develop new methods of cell engraftment. In particular we aim at the production of 3D-

cardiac tissue in vitro containing cardiomyocytes. Those would probably result more

appropriate in order to achieve a better engraftment.

4. To develop imaging tools such as magnetic resonance imaging (MRI) in order to monitor the

implanted cells in vivo after a labeling with nanoparticles or iron oxide. MRI will allow to

follow cell fate in vivo and measure cardiac functions in a non invasive way.

60

I. REPRINTS

He Q, Li J, Bettiol E, Jaconi ME, Embryonic Stem Cells: New Possible Therapy forDegenerative Diseases That Affect Elderly People. J Gerontol A Biol Sci Med Sci2003;58(3):M279-287.

61

J. ACKNOLEDGMENTS

I would like to thank all the persons who did help me during these last two years. Without

their support I would never had finished my research work.

First of all, I was very pleased to work with Profession Karl-Heinz Krause and Dr. Marisa

Jaconi, under the direction of whom I could finish my thesis work. I thank them for always

giving me a positive support.

I would like to thank Profession Zhang, Zhong-hui, the president of Beijing Hospital, Beijing,

for permitting my on-leave work abroad for two years, to complete the M.D. program.

I also thank the dean of the Geriatric Department, Prof. Jean-Pierre Michel, who allowed me

to do welcomed me in this Department and allowed me to perform some clinical consultations.

I thank Profession Denis Morel and his technician Manuel Costa for helping me to built up

the rat animal model of myocardial infarction and to assist me with animal experiments;

A warm thank you also to :

- Dr. Jian Li and Esther Bettiol, working with me in the laboratory and helping me with the

cell culture work,

- Dr Michel Dubois-Dauphin and Dr. Michael Stumm who unravel to me all the secrets of

immunohistochemistry,

- Dr. Pedro Trigo Trindade who performed the echocardiograms,

- Dr. François Herrmann who did the statistical study,.

- Dr. Jean-Jecques Perrenound, with whom I did cardiology consultations at the in Geriatric

Department during my first year. He was so nice to me and gave me many advice from the

clinical point of view

- Ms. Hélène Gfeller-Tillmann, our secretary; Mr. Olivier Plastre, lab technician and all of

others persons in our laboratory for their help and for being very kind to share their

experience with me.

62

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