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The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering and Science [email protected]

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Page 1: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

The Use of Source Apportionment for Air Quality Management and

Health Assessments

Philip K. Hopke

Clarkson UniversityCenter for Air Resources Engineering and Science

[email protected]

Page 2: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Monitoring PM2.5 and its Constituents

• In order to assess the sources of fine airborne particulate matter (PM2.5), it is necessary to have compositional data that can then be analyzed by a number of data analysis tools known as receptor models.

• In this presentation, the data bases, types of models and typical results of recent source apportionment studies will be presented.

Page 3: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Monitoring PM2.5

• The US EPA monitors PM2.5 mass at about 1100 locations nationwide.

• In December 2004, non-attainment of the PM2.5 NAAQS were made. In most cases, it is the annual arithmetic mean standard that was exceeded over a 3 year period.

Page 4: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

PM2.5 Designations - 2004

Page 5: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Monitoring PM2.5 Constituents

• To provide data for source identification and apportionment, the US EPA established the Speciation Trends Network in urban areas in 2001 as well as expanding the existing rural IMPROVE network particularly in the eastern and midwestern US.

Page 6: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Urban & Rural PM2.5 Speciation Networks

2006

Page 7: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Urban PM2.5 Composition

Page 8: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

SOx/NOx dominate Eastern Regional ‘Background’ Particles

IMPROVE/CASTNet Data (1997 - 1999)

Page 9: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Average Spatial PatternsCombined CAPMoN CASTNet (USEPA) filter pack (2000-2001)

Page 10: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Receptor Modeling

Receptor models are focused on the behavior of the ambient environment at the point of impact as opposed to the source-oriented models that focus on the transport, dilution, and transformations that begin at the source and follow the pollutants to the sampling or receptor site.

Page 11: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Receptor Modeling

• SOURCES PROFILES KNOWN• Chemical Mass Balance

• Multivariate Calibration Methods• Partial Least Squares• Artificial Neural Networks• Simulated Annealing• Genetic Algorithm

Page 12: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Receptor Modeling

• SOURCES PROFILES UNKNOWN• Factor Analysis

• Principal Components Analysis• Absolute Principal Components Analysis • SAFER/UNMIX• Positive Matrix Factorization

Page 13: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Receptor Modeling

• Positive Matrix Factorization (PMF) has a number of features that make it effective for analyzing STN and IMPROVE data.

• It has now been applied in a number of locations around the United States

• Illustrative example from St. Louis, MO

Page 14: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Site Location

ILLINOISMISSOURI

Page 15: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Sources SummaryTen sources identified from PMF & CPF:Secondary sulfate, secondary nitrateCarbon-rich sulfateGasoline exhaust, diesel/railroadAirborne soil (incl. Saharan dust soil)Steel processing, zinc smelting, lead smelting,

copper production

Page 16: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Secondary Sulfate

Page 17: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Secondary Sulfate

Page 18: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Secondary Nitrate

Page 19: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Secondary Nitrate

Adapted from Lee et al. (2005) 2005 AAAR Supersites Conference.

Page 20: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Steel Processing

Page 21: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Steel Processing

ILLINOISMISSOURI

Page 22: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Zinc Smelting

Page 23: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Zinc Smelting

ILLINOISMISSOURI

Page 24: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Lead Smelting

Page 25: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Lead Smelting

ILLINOISMISSOURI

Page 26: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Copper Production

Page 27: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Copper Production

ILLINOIS

MISSOURI

Page 28: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Diesel/Railroad, 2.1%

Zinc Smelting, 1.3%

Lead Smelting, 1.3%Copper Production

0.5%

SecondarySulfate32.6%

Carbon-richSulfate19.6%

GasolineExhaust16.4%

SecondaryNitrate15.3%

SteelProcessing

6.8%Soil

4.2%

Page 29: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Receptor Modeling

Page 30: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

EPA PM & Health Centers Retreat on Source Apportionment in Health Effect Modeling

• In May 2003, a retreat was held

• Two data sets, Washington, DC and Phoenix, AZ, were distributed prior to the workshop

• Source apportionment methods applied to both sets

• Health effects models were calculated for each city

Page 31: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

EPA PM & Health Centers Retreat on Source Apportionment in Health Effect Modeling

ANOVA Analysis of Submitted Source Apportionments

Washington, DC Phoenix, Az

Page 32: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

EPA PM & Health Centers Retreat on Source Apportionment in Health Effect Modeling

• The inter-comparison among results from some of the leading source apportionment research groups indicate that the same major source types (i.e., that contribute most of the PM2.5 mass at each site) are consistently identified by the different groups in each city, with similar elemental make-ups (i.e., key tracers).

Page 33: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

EPA PM & Health Centers Retreat on Source Apportionment in Health Effect Modeling

• Methods were generally found to yield the most consistent results (i.e., the highest correlations across groups over time) for sources with the most definable (i.e., most unique) tracers or combinations of tracers in each city.

• Source mass impacts predicted for the various source categories were generally not significantly different from one another across the research groups

Page 34: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Health Effects Modeling

Page 35: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Estimated total cardiovascular mortality relative risk per 5th-to-95th percentile increment in source-apportioned PM2.5 by source type and investigators/methods for Washington, DC

Page 36: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Estimated total cardiovascular mortality relative risk per 5th-to-95th percentile increment in source-apportioned PM2.5 by source type and investigators/methods for Phoenix, AZ

Page 37: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

EPA PM & Health Centers Retreat on Source Apportionment in Health Effect Modeling

• Overall, the results of this inter-comparison of the health effects apportionments found that variations in PM source apportionment research group or method introduced relatively little uncertainty into the evaluation of differences in PM toxicity on a source-specific basis, adding an average of only approximately 15% to the overall source-specific mortality relative risk uncertainties.

Page 38: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Conclusions

• Good tools are available to help with the source identification and apportionment

• Method development continues and better tools can be expected in the near future

• Apportionment can assist in SIP development, and

• Potentially can be used to assist in health effects epidemiology

Page 39: The Use of Source Apportionment for Air Quality Management and Health Assessments Philip K. Hopke Clarkson University Center for Air Resources Engineering

Thanks for the Invitation

QUESTIONS?