the space of compact subsets of ed

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PETER M. GRUBER THE SPACE OF COMPACT SUBSETS OF E a ABSTRACT. Let Yd" be the space of compact subsets of E a, endowed with the Hausdorff- metric. It is shown that the isometries of ~ onto itself are the mappings generated by rigid motions of E a. 1. INTRODUCTION The following paper contains information on the isometries of the space of compact subsets of the d-dimensional Euclidean space E a. For subsets C, D of E a and A ~ ~ define C + D := {x + y I x ~ C, y ~ D} and AC := {Ax I x ~ C}. Let B denote the solid unit ball of E a. Define ~(C,D):=inf{A~fl~ + [CcD+AB, DcC+AB} forC, D~. is a common metric for ~, called the Hausdorff-metric (cf. [3, p. 90] and [5]). Recently Schneider [4] raised the problem of describing the isometries of onto itself. In §2 it will be shown that these isometries are the maps I of into itself, generated by rigid motions i of Ea; that is, I(C)= i(C) (:={i(x) lx~ C}) for each C~. Corresponding results for the space of convex bodies and for the so-called convex-ring were given by Schneider [4] and Gruber [1]. bd, int and dim denote boundary, interior and dimension. Let II I/be the Euclidean norm. For p ~ E a we shall write simply p instead of {p}. 2. THE ISOMETRIES OF ft,(" ONTO ITSELF THEOREM. The isometries of Jd onto itself are exactly those maps of into itself, generated by isometries orE d. Proof. It is obvious that each isometry of E a generates an isometry of ~f" onto itself. Suppose now that I is an isometry of ~'- onto itself. In our proof we shall make use of the following result of Gruber [1]: (1) The isometries of ~ into itself which map some point of E a onto a point of E a are precisely those generated by isometries of E a. Our first goal is to show that (2) p,q~Ea, p ¢ q :~I(p) c bd(I(q) + lip - qll B). Let us suppose the contrary: i.e. I(p) ¢ bd(I(p) + lip - qll B). We have 3(l(p), l(p)) = 3(p, q) = lip - ql]. This, together with the compactness of Geometriae Dedicata 9 (1980) 87-90. 0046-5755/80/0091-0087500.60 Copyright © 1980 by D. Reidel Publishing Co., Dordrecht, Holland and Boston, U.S.A.

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Page 1: The space of compact subsets of Ed

PETER M. G R U B E R

T H E S P A C E O F C O M P A C T S U B S E T S O F E a

ABSTRACT. Let Yd" be the space of compact subsets of E a, endowed with the Hausdorff- metric. It is shown that the isometries of ~ onto itself are the mappings generated by rigid motions of E a.

1. INTRODUCTION

The following paper contains information on the isometries of the space of compact subsets of the d-dimensional Euclidean space E a.

For subsets C, D of E a and A ~ ~ define C + D := {x + y I x ~ C, y ~ D} and AC := {Ax I x ~ C}. Let B denote the solid unit ball of E a. Define

~(C,D):=inf{A~fl~ + [ C c D + A B , D c C + A B } forC, D ~ .

is a common metric for ~ , called the Hausdorff-metric (cf. [3, p. 90] and [5]).

Recently Schneider [4] raised the problem of describing the isometries of onto itself. In §2 it will be shown that these isometries are the maps I of into itself, generated by rigid motions i of Ea; that is, I ( C ) = i(C) (:={i(x) l x ~ C}) for each C ~ . Corresponding results for the space of convex bodies and for the so-called convex-ring were given by Schneider [4] and Gruber [1].

bd, int and dim denote boundary, interior and dimension. Let II I/be the Euclidean norm. For p ~ E a we shall write simply p instead of {p}.

2. THE ISOMETRIES OF ft,(" ONTO ITSELF

THEOREM. The isometries of Jd onto itself are exactly those maps of into itself, generated by isometries o r E d.

Proof. It is obvious that each isometry of E a generates an isometry of ~f" onto itself.

Suppose now that I is an isometry of ~'- onto itself. In our proof we shall make use of the following result of Gruber [1]:

(1) The isometries of ~ into itself which map some point of E a onto a point of E a are precisely those generated by isometries of E a.

Our first goal is to show that

(2) p , q ~ E a , p ¢ q :~I(p) c bd(I(q) + lip - qll B).

Let us suppose the contrary: i.e. I(p) ¢ bd(I(p) + lip - qll B ) . W e have 3(l(p), l (p)) = 3(p, q) = l ip - ql] . This, together with the compactness of

Geometriae Dedicata 9 (1980) 87-90. 0046-5755/80/0091-0087500.60 Copyright © 1980 by D. Reidel Publishing Co., Dordrecht, Holland and Boston, U.S.A.

Page 2: The space of compact subsets of Ed

88 rEfER M. GRUBER

I (p) and I(q), implies I (p) c I(q) + liP - ql[ B. Hence I (p) n int(I(q) + lip - ql[ B) 4 ~. From this it follows that

(3) C : - - - ( I ( p ) + hB) n ( I (q ) + hB) e ~ i n t C 4

for h := lip - q[[/2. Obviously

(4) C c I(p) + AB, C ~ I(q) + ~B.

On the other hand, we have

(5) I(p) c C + hB, X(q) c C + ;~B.

Indeed, S(t(p), I((p + q)/2)) = ~(i((p + q) /2) , i(q)) = lip - qll/2 = ~. Con- sequently,

(6) I((p + q)/2) c I(p) + hB, I(q) + hB,

(7) I(p), I(q) = I((p + q)/2) + aB.

(3) and (6) imply I((p + q)/2) c C. This, together with (7), yields (5). From (4) and (5) we conclude 3(I(p), C), 3(C, I(q))<~ ,~. Since 3(I(p), I (q) )= l ip - q]l = 2a the triangle inequality for 3 finally shows that

(8) ~(X(p), c ) = ~(c , t(q)) = ~.

By (3) int C 4- ~. We remove from C a nonempty open subset contained in int C, whose diameter is < ,k This gives a set D. Obviously

(9) BevY', D ~ C

and D + ~,B = C + ,~B. This combined with (4) and (5) shows that 8(I(p), D), 8(D, I(q)) <~ L From this, together with the triangle inequality for 8, we conclude

(10) ~(I(p), D) = ~(D, X(q)) = a.

Since I is an isometry of ~ e~ onto itself, the same holds true for I-1. Therefore (8) and (10) imply 8(p, I - 1(C)) = 8(I- 1(C), q) = 8(p, I - I(D)) = 8(I- I(D), q) = A = Hp - q[[/2. Hence ~ 4- I-1(C), I - I (D) c (p + AB) c~ (q + AB) = (p + q)/2. Consequently, I -1(C) = I - I (D) (= (p + q)/2) and thus C = D, contradicting (9). This proves (2).

(2) and the fact that I(p) is compact for each p e E a imply

(11) p, q ~ E a, p # q ~ for each x e I(p) there exists a point y e I(q) such that HP - qH = n x - yH,

(12) p, q e E a, p ~ q :~ for all u e I(p), y e I(q) we have ItP - qH Ilu - y l l .

Page 3: The space of compact subsets of Ed

THE SPACE OF C O M P A C T SUBSETS OF E a 89

We will show by induction the following simple proposition:

(13) Let S and S' be spheres of equal radius with dim S = dim S' and f : S ~ S ' a map which does not decrease distances. Thenf is onto.

(13) obviously holds if dim S = dim S' = 0. Let n ~ I~ and suppose that (13) holds if dim S = dim S' = n. Now assume that dim S = dim S' = n + 1. For antipodal points p, q E S denote by C(p, q) the great circle of S which is equidistant from p and q. Define C'(p', q') analogously. We first prove the following:

(14) p, q E S antipodal =- p' := f (p ) , q' := f (q ) ~ S ' are antipodal and f maps C(p, q) onto C'(p' , q').

Since p, q are antipodal and f does not decrease distances, p', q' are also antipodal. Since f maps p, q onto p', q' and f does not decrease distances, C(p, q) is mapped into C'(p' , q'). Now the induction hypothesis shows that f actually maps C(p, q) onto C'(p' , q'). This proves (14). We now assert

(15) x' ~ S ' => x' = f ( x ) for suitable x E S.

To prove (15), fix a pair of antipodal points p, q ~ S and choose antipodal points r', s' ~ C'(p' , q') such that x' ~ C'(r', s ' ) . fmaps C(p, q) onto C'(p' , q') by (14). Therefore there is a point r ~ C(p ,q ) such that r ' = f ( r ) . Let s E C(p, q) be the antipode of r. Sincefdoes not decrease distances, the image of s is the antipode of the image of r, i.e., s' = f ( s ) . f maps C(r, s) onto C'(s', r') by (14). Hence there is a point x ~ C(r, s) c S such that x' = f ( x ) . This proves (15). (15) shows tha t f i s onto, concluding the induction and thus proving (13).

Finally we show,

(16) p ~ E a :~ I (p) consists of one point only.

Suppose that for somep ~ E a there exist u, x ~ I(p), u v ~ x. Let A := [Ix - u[[. (11) implies that for each q ~p + h bd B there exists a point y(q) E I(q) such that IIx- y(q)l] = lip- qll--~. Hence, the mapping q-+y(q) maps the sphere p + h bd B into the sphere x + h bd B. Because of (12) it does not decrease distances. This, together with (13), implies that this mapping is onto. Since u E x + A bd B, there exists a point q ~p + h bd B such that y(q) = u. Hence Irp - q[I = A > 0 = Hu - y(q)l[, contradicting (12). This proves (16).

It follows from (1) and (16) that I is generated by an isometry of E a. This concludes the proof of our theorem.

3. F I N A L REMARKS

The question of giving a complete description of the isometrics of Jg" into itself is still open. We conjecture that every isometry of ~ into itself actually is onto. If one imposes different metrics on ~ , there then arises the problem of

Page 4: The space of compact subsets of Ed

90 PETER M. GRUBER

describing the corresponding isometrics. Sometimes there might be a close connection with ' isometric' mappings of the underlying (linear) space (cf. [2]).

ACKNOWLEDGEMENTS

This paper was written during a stay in April 1977 at the Mathematical Institute of the Hungarian Academy of Sciences in Budapest for which I express my gratitude to Professor L. Fejes T6th. I should also like to thank the referee for his remarks which prevented me from publishing a known result.

B I B L I O G R A P H Y

1. Gruber, P. M., ' Isometrien des Konvexringes', Coil. Math. (in print). 2. Gruber, P. M., 'Isometrics of the Space of Convex Bodies of E a' Mathematika 25,

270-278 (1978). 3. Rogers, C. A., HausdorffMeasures, Cambridge University Press, 1970. 4. Schneider, R., 'Isometrien des Raumes der konvexen KOrper', Coll. Math. 33,

219-224 (1975), 5. Shephard, G.C. and Webster, R., ' Metrics for Sets of Convex Bodies', Mathematika

12, 73-88 (1965).

Author's address:

Peter M. Gruber, Institut fiir Analysis, Technische Universit~t, A-1040 Wien, Guflhausstrafle 27 Austria

(Received January 20, 1978)