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Module 4 The Reliability Unit Commitment Process

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Page 1: The Reliability Unit Commitment · PDF fileIf preservation of a reserved ... Transition the URChiep Combined Cycle Train to a configuration with a greater HSL. • How does RUC determine

Module 4

The Reliability Unit Commitment Process

Page 2: The Reliability Unit Commitment · PDF fileIf preservation of a reserved ... Transition the URChiep Combined Cycle Train to a configuration with a greater HSL. • How does RUC determine

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• Reliability Unit Commitment (RUC) Overview

• Formation of Resource Constraints in RUC

• The Mind of RUC

• QSE Responsibilities post-RUC

Topics in this module ...

Module Topics

Page 3: The Reliability Unit Commitment · PDF fileIf preservation of a reserved ... Transition the URChiep Combined Cycle Train to a configuration with a greater HSL. • How does RUC determine

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Reliability Unit CommitmentOverview

Page 4: The Reliability Unit Commitment · PDF fileIf preservation of a reserved ... Transition the URChiep Combined Cycle Train to a configuration with a greater HSL. • How does RUC determine

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Purpose of Reliability Unit Commitment (RUC)

Reliability Unit Commitment

It ensures:

• Enough capacity is committed to serve the forecasted load

• Committed capacity is in the right locations

Page 5: The Reliability Unit Commitment · PDF fileIf preservation of a reserved ... Transition the URChiep Combined Cycle Train to a configuration with a greater HSL. • How does RUC determine

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• RUC ensures enough “dispatchable” capacity to manage reliability

• Capacity reserved for Ancillary Services are unavailable to RUC

Ancillary Service Considerations

Reliability Unit Commitment

LoadForecast

Availablefor

EnergyDispatch

ASCapacity

System Capacity

If preservation of a reserved Ancillary Service is infeasible, Ancillary Service is deemed

“Undeliverable”

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Resource Commitments

UndeliverableAncillary Service

Resource Decommitments

The Reliability Unit Commitment Process

Reliability Unit Commitment

TransmissionSecurity Analysis

(TSA)

Reliability UnitCommitment

(RUC)

Current Operating Plans

NetworkOperations

Model

Contingencies

Load Forecast

Offers

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The Reliability Unit Commitment Process

Reliability Unit Commitment

Current Operating Plans

NetworkOperations

Model

Contingencies

Load Forecast

Offers

Resource Commitments

UndeliverableAncillary Service

TransmissionSecurity Analysis

(TSA)

Reliability UnitCommitment

(RUC)

Resource Decommitments

Page 8: The Reliability Unit Commitment · PDF fileIf preservation of a reserved ... Transition the URChiep Combined Cycle Train to a configuration with a greater HSL. • How does RUC determine

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• ON (any variety): Resource capacity is committed

• OFF: Resource is offline but available for RUC commitment

• ONRR: Resource is online acting as a synchronous condenser and available for RUC commitment

• OUT: Resource is not available

COP statuses through the eyes of RUC

Current Operating Plan

Page 9: The Reliability Unit Commitment · PDF fileIf preservation of a reserved ... Transition the URChiep Combined Cycle Train to a configuration with a greater HSL. • How does RUC determine

Formation of Resource Constraints

in RUC

Page 10: The Reliability Unit Commitment · PDF fileIf preservation of a reserved ... Transition the URChiep Combined Cycle Train to a configuration with a greater HSL. • How does RUC determine

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Topics in this Section Include

Formation of Resource Constraints in RUC

Temporal Constraints1

2 Combined Cycle Transitions

3 Split Generation Resources

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• Start time (Hot, cold or Intermediate)

• Min On-Line Time

• Max On-Line Time

• Min Off-Line Time

• Maximum Daily Starts

RUC will enforce the following Temporal Constraints for Available Resources

Temporal Constraints

Page 12: The Reliability Unit Commitment · PDF fileIf preservation of a reserved ... Transition the URChiep Combined Cycle Train to a configuration with a greater HSL. • How does RUC determine

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Topics in this Section Include

Formation of Resource Constraints in RUC

Temporal Constraints1

2 Combined Cycle Transitions

3 Split Generation Resources

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• QSE may make all configurations available

• RUC may commit

• Only one configuration per hour

• Transitions in accordance with registered transition matrix

Committing Combined Cycle Plants in RUC

Combined Cycle Transitions

Page 14: The Reliability Unit Commitment · PDF fileIf preservation of a reserved ... Transition the URChiep Combined Cycle Train to a configuration with a greater HSL. • How does RUC determine

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Topics in this Section Include

Formation of Resource Constraints in RUC

Temporal Constraints1

2 Combined Cycle Transitions

3 Split Generation Resources

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Resource MPD is set up as two Split Generation Resources (SGR)

Example

Split Generation Resources

MEach QSE provides a Current Operating Plan

• If one SGR is “OUT,” all are “OUT”

• Otherwise, if one SGR is “ON,” all are “ON”

Suppose each QSE shows a COP Status of “OFF.” Can RUC commit just one SGR?

Physical Resource

Page 16: The Reliability Unit Commitment · PDF fileIf preservation of a reserved ... Transition the URChiep Combined Cycle Train to a configuration with a greater HSL. • How does RUC determine

The Mind of RUC

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Resource Commitments

UndeliverableAncillary Service

The Mind of RUC

Reliability Unit Commitment

Current Operating Plans

NetworkOperations

Model

Contingencies

Load Forecast

Offers

TransmissionSecurity Analysis

(TSA)

Reliability UnitCommitment

(RUC)

Resource Decommitments

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• The purpose of RUC is entirely for Reliability

• The process of RUC is a security-constrained economicclearing engine

Two key points about Reliability Unit Commitment:

The Mind of RUC

Reliability Unit

Commitment

Page 19: The Reliability Unit Commitment · PDF fileIf preservation of a reserved ... Transition the URChiep Combined Cycle Train to a configuration with a greater HSL. • How does RUC determine

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In evaluating a Resource for commitment, RUC utilizes:

• Startup Offer (if needed)

• Minimum Energy Offer

RUC Participation with a Three-Part Supply Offer

The Mind of RUC

The Energy Offer Curve is not used by RUC

Energy Offer CurveStartup Offer

Cost up to LSL

($/Start)

Minimum Energy Offer

Cost per hour at LSL

($/MWh)

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RUC Participation Without Three-Part Supply Offer

The Mind of RUC

ERCOT creates offer for all hours where:• COP Status is “OFF” • No QSE-submitted Three-Part Supply Offer

Use 150% Approved Verifiable Costs

or

Use 150% Resource Generic Costs

Minimum EnergyCost per hour at LSL

StartupCost up to LSL

($/Start)

($/MWh)

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• Allows RUC to calculate a “dispatch solution”

• Projects congestion patterns for TSA

• Derived from Mitigated Offer Caps

Proxy Energy Offer Curve

The Mind of RUC

X 0.10% $ / M

Wh

Proxy Energy Offer

MW

$ / M

Wh

Mitigated Offer Curve

MW

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• Commit Resources (if necessary) at minimum cost

• Subject to various constraints

• Security constraints

• Power Balance Constraint

• Transmission Constraints

• Resource constraints

RUC Objective:

The Mind of RUC

Reliability Unit

Commitment

Page 23: The Reliability Unit Commitment · PDF fileIf preservation of a reserved ... Transition the URChiep Combined Cycle Train to a configuration with a greater HSL. • How does RUC determine

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Minimize:

StartupCostsuncommitted

+ MinEnergyCostsuncommitted

+ ProxyEnergyCostsuncommitted

+ ProxyEnergyCostscommitted

+ TransitionCostsCCunit

+ Penalty Costs

RUC Objective:

The Mind of RUC

Reliability Unit

Commitment

Page 24: The Reliability Unit Commitment · PDF fileIf preservation of a reserved ... Transition the URChiep Combined Cycle Train to a configuration with a greater HSL. • How does RUC determine

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Penalty Costs are assigned costs for violating the following constraints:

• Power Balance Constraint

• Transmission Constraints

• Preservation of reserved Ancillary Services per AS Type

RUC Objective:

The Mind of RUC

Reliability Unit

Commitment

Page 25: The Reliability Unit Commitment · PDF fileIf preservation of a reserved ... Transition the URChiep Combined Cycle Train to a configuration with a greater HSL. • How does RUC determine

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RUC needs to commit an additional 100MW in a specific location to avoid violating a transmission constraint.

Scenario 1

Playing with the Mind of RUC

There are two possible solutions:1. Start Resource LilGen1 from a cold state.2. Transition the URChiep Combined Cycle Train to

a configuration with a greater HSL.

• How does RUC determine which Resource to choose?

Page 26: The Reliability Unit Commitment · PDF fileIf preservation of a reserved ... Transition the URChiep Combined Cycle Train to a configuration with a greater HSL. • How does RUC determine

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A Resource is planned to be on-line as a Synchronous Condenser and providing Responsive Reserve Service. The Resource’s COP status is ONRR.

Scenario 2

Playing with the Mind of RUC

• Resource is eligible for commitment by RUC

• What must happen economically for RUC to commit the Resource?

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A Resource is planned to be off-line and providing Non-Spin Reserve Service. The Resource’s COP status is OFFNS.

Scenario 3

Playing with the Mind of RUC

• While not normally eligible for commitment by RUC, RUC can utilize this Resource under the right circumstances

• What must happen for RUC to commit this Resource?

• What would happen to the Non-Spin Quantity reserve on this Resource?

Page 28: The Reliability Unit Commitment · PDF fileIf preservation of a reserved ... Transition the URChiep Combined Cycle Train to a configuration with a greater HSL. • How does RUC determine

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Resource Commitments

UndeliverableAncillary Service

The Reliability Unit Commitment Process

Reliability Unit Commitment

Current Operating Plans

NetworkOperations

Model

Contingencies

Load Forecast

Offers

TransmissionSecurity Analysis

(TSA)

Reliability UnitCommitment

(RUC)

I approve

Resource Decommitments

Page 29: The Reliability Unit Commitment · PDF fileIf preservation of a reserved ... Transition the URChiep Combined Cycle Train to a configuration with a greater HSL. • How does RUC determine

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• RUC time stamp

• RUC commitment

• RUC decommitmentand the corresponding reason code

• Undeliverable Ancillary Service Capacity

RUC Dispatch Instructions

RUC Results

XML + VDI

Resource Commitments

UndeliverableAncillary Service

Resource Decommitments

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QSE Responsibilities Post-RUC

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Resource committed by RUC?

QSE Responsibilities Post-RUC

QSE must update COP within 60 minutes

• ONRUC• ONOPTOUT

Committed for Energy

Committed for Ancillary Services

Reliability Unit

Commitment

Resource must run during instructed hours

Page 32: The Reliability Unit Commitment · PDF fileIf preservation of a reserved ... Transition the URChiep Combined Cycle Train to a configuration with a greater HSL. • How does RUC determine

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• All energy above LSL subject to offer floor

• QSE may update by end of Adjustment Period

• ERCOT will adjust if QSE does not

Energy Offer Curve for RUC-Committed Resource

$1500

$ / M

Wh

Energy Offer Curve

LSL HSLMW

If Choosing ONRUC Status

Applies only to hours in the RUC-commitment Period

Page 33: The Reliability Unit Commitment · PDF fileIf preservation of a reserved ... Transition the URChiep Combined Cycle Train to a configuration with a greater HSL. • How does RUC determine

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Operational impacts• Must start/run resource if available

• May provide ancillary services

Financial impacts• No RUC financial settlements apply

• No requirement for energy to be priced at or above $1500

A QSE is “Buying Back” the RUC Commitment

If Choosing ONOPTOUT Status

Page 34: The Reliability Unit Commitment · PDF fileIf preservation of a reserved ... Transition the URChiep Combined Cycle Train to a configuration with a greater HSL. • How does RUC determine

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QSE requirements• Must telemeter ONOPTOUT status

• First SCED run Resource is available for dispatch

• First hour of RUC Commitment

ERCOT requirements• Set BUYBACK flag to “1”

• Send XML confirmation to QSE

Telemetry Requirements and Confirmation

If Choosing ONOPTOUT Status

QSE Control Systems

ICCP ERCOT SystemsXML

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Resource committed by RUC?

QSE Responsibilities Post-RUC

QSE must update COP within 60 minutes

• ONRUC• ONOPTOUT

Reliability Unit

Commitment

QSE must reserve Ancillary Services on

appropriate Resources

Committed for Energy

Committed for Ancillary Services

Page 36: The Reliability Unit Commitment · PDF fileIf preservation of a reserved ... Transition the URChiep Combined Cycle Train to a configuration with a greater HSL. • How does RUC determine

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Undeliverable Ancillary Service?

QSE Responsibilities Post-RUC

QSE may choose to• Substitute• Trade• Instruct ERCOT to

replace

Reliability Unit

Commitment

ERCOT uses the Supplemental Ancillary

Services Market (SASM) to replace undeliverables

UndeliverableAncillary Service

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Undeliverable Ancillary Service?

QSE Responsibilities Post-RUC

Financial impacts• Return anything they

were paid in DAM• Still responsible for any

Ancillary Service Obligations they have

Reliability Unit

Commitment

ERCOT uses the Supplemental Ancillary

Services Market (SASM) to replace undeliverables

UndeliverableAncillary Service

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Settlement of RUC-Committed Resources included with Real-Time Settlements

RUC Settlements

Day 180

Operating Day

Day 5

Initial Statement

Final Statement

True-Up Statement

Day 55

We will return to this topic later!

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• The Reliability Unit Commitment (RUC) Process

• Formation of Resource Constraints in RUC

• The Mind of RUC

• QSE Responsibilities post-RUC

You’ve learned about ...

Summary