the multifaceted problem of double and higherexcitations...

94
Mark E. Casida Laboratoire de Chimie Théorique (LCT) Département de Chimie Moléculaire (DCM, UMR 5250) Institut de Chimie Moléculaire de Grenoble (ICMG, FR 2607) Université Joseph Fourier (Grenoble I) F-38041 Grenoble France e-mail: [email protected] http://dcm.ujf-grenoble.fr/PERSONNEL/CT/casida/ The Multifaceted Problem of Double- and Higher-Excitations in TDDFT TDDFT workshop Benasque, Spain 50 min. Weds. 13 January 2010

Upload: others

Post on 05-Jul-2020

1 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

Mark E. CasidaLaboratoire de Chimie Théorique (LCT)Département de Chimie Moléculaire (DCM, UMR 5250)Institut de Chimie Moléculaire de Grenoble (ICMG, FR 2607)Université Joseph Fourier (Grenoble I)F­38041 GrenobleFrancee­mail: Mark.Casida@UJF­Grenoble.FRhttp://dcm.ujf-grenoble.fr/PERSONNEL/CT/casida/

The Multifaceted Problem of Double­ and Higher­Excitations in TDDFT

TDDFT workshopBenasque, Spain

50 min.Weds. 13 January 2010

Page 2: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 2

TDDFT is the Main Single­Determinantal Theory for Excited States

Web of Science 9 October 2009 key words:

TDDFT or time­dependent density­functional theory

Page 3: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 3

RECENT WORKS ON TDDFT

Book: Time­Dependent Density Functional Theory, Edited by M.A.L. Marques, C.A. Ullrich, F. Nogueira, A. Rubio, K. Burke, and E.K.U. Gross, Lecture Notes in Physics Vol. 706 (Springer: Berlin, 2006).  

Special Issue:“Time­Dependent Density­FunctionalTheory for Molecules and Solids”,Guest edited by M.E. Casida, H. Chermette, and D. Jacquemin, J. Mol. Struct. (Theochem), vol. 914 (2009).

Special Issue:“Time­Dependent Density­FunctionalTheory”, Guest edited by M.A.L. Marques and A. Rubio, Phys. Chem. Chem. Phys. 11, issue 22, pp. 4421­4688 (2009).

Page 4: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 4

John Pople's Diagram

size of system

soph

istic

atio

n o

f m

ode

l

No Computer Land

Moving boundary :computer advances (50%)theory advances (50%)

Our emphasis :advancing theory for● Spectroscopy● Photochemistry● Conductivity non excluded

We keep running into the need for an explicit description of double­ and higher­electron excitations!

Page 5: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 5

http://dcm.ujf­grenoble.fr/PERSONNEL/CT/casida/

Page 6: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 6

I. The Origin of the ProblemI. The Origin of the ProblemII. Spin­Contamination: The Case of [Fe(HII. Spin­Contamination: The Case of [Fe(H

22O)O)

66]]2+2+

III. Photochemical Funnels: Spin­Flip and OxiraneIII. Photochemical Funnels: Spin­Flip and OxiraneIV. Doing It Right: Polarization Propagator CorrectionsIV. Doing It Right: Polarization Propagator CorrectionsV. SummaryV. Summary

Page 7: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 7

TIME­DEPENDENT KOHN­SHAM EQUATION

[−1

2∇

2v

extr t ∫

r ' t

∣r−r '∣d r 'v

xcr t ]i

r t =i ∂∂ t

ir t

r t =∑in

i∣

ir t ∣2where

and vxcr t =

Axc[]

r t

(1)

(2)

(3)

[E. Runge and E. K. U. Gross, Phys. Rev. Lett. 52, 997 (1984)]  

Page 8: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 8

Electric­Field Induced Electronic Polarization

●Classical model of a photon

● Induced dipole moment

t =−e 0∣r∣

0t

0t ∣r∣

0

t = cos0t

v r t =et ⋅r

H HH H

O

H HH Hℏ

0

photon

t

Page 9: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 9

THE DYNAMIC POLARIZABILITY

it =

i∑ j

i , j

jcos t⋯

r

i, r

j

=∑I≠0

2I

0∣r

i∣

I

I∣r

j∣

0

I

2−

2

=∑I≠0

fI

I

2−

2

fI=

2

3

I∣

0∣x∣

I∣

2∣

0∣y∣

I∣

2∣

0∣z∣

I∣

2

Sum­over­states (SOS) theorem

fI

ωI

How to make computationally convenient?

Page 10: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 10

COMPUTATIONALLY CONVENIENT FORMULATION

[ AI BI

BI AI ] X I

Y I=I [1 0

0 −1 ] X I

Y I

Mark E. Casida in Recent Advances in Density Functional Methods, Part I, edited by D.P. Chong (Singapore, World Scientific, 1995), p. 155."Time­dependent density­functional response theory for molecules'' 

Aij ,kl = ,i ,k j , l j− j K ij , kl

K ij , kl=∫∗i r j r f Hxc ,r ,r ' ;k r ' ∗l r ' d r d r '

Bij , kl =K ij , lk

“RPA” equation

(1)

where (2)

(3)

Coupling matrix

(4)

Page 11: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 11

All is exact up to this point!

(Even fractional occupation numbers have been includedin my original formulation of LR­TDDFT.)

Page 12: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 12

TDDFT ADIABATIC APPROXIMATION (AA)

tr =r t

This defines “conventional TDDFT.”

vxcr t =

Axc[]

r t v

xcr t =

Exc[]

tr

Assume xc­potential responds instantaneously and without memory toany temporal change of the charge density.

Page 13: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 13

CONSEQUENCE OF ADIABATIC APPROXIMATION

[ A BB A ] X I

Y I=I [1 0

0 −1 ] X I

Y I

LR­TDDFT matrix is now independent of frequency.

Nocc

 Nvirt

 excitation solutions and Nocc

 Nvirt

 de­excitation solutions.

Conclude: AA­TDDFT only gives single­electron excitations (albeit dressed to include some correlation)

Need frequency dependence to include double excitations!

Page 14: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 14

IS THAT REALLY SO?

YesExplicit poles of (­

s;

1,

2,

3) are still at one­electron excitations: 

S. Tretiak, V. Chernyak, J. Chem. Phys. 119,  8809 (2003).

NoReal­time sequential absorption of two photons can lead to two­electron excitations. C.M. Isborn and X. Li, J. Chem. Phys. 129, 204107 (2007).

Page 15: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 15

TAMM­DANCOFF APPROXIMATION (TDA)

 B=0 defines the Tamm­Dancoff approximation

A X I=IX I

[TDDFT reference : S. Hirato and M. Head­Gordon, Chem. Phys. Lett. 314, 291 (1999)]

Loose Thomas­Reiche­Kuhn (TRK) sum rule,

∑If I=N ,

but gain elsewhere.

(1)

(2)

Page 16: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 16

I. The Origin of the ProblemI. The Origin of the ProblemII. Spin­Contamination: The Case of [Fe(HII. Spin­Contamination: The Case of [Fe(H

22O)O)

66]]2+2+

III. Photochemical Funnels: Spin­Flip and OxiraneIII. Photochemical Funnels: Spin­Flip and OxiraneIV. Doing It Right: Polarization Propagator CorrectionsIV. Doing It Right: Polarization Propagator CorrectionsV. SummaryV. Summary

Page 17: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 17

MANY INTERESTING COMPOUNDS HAVE CLOSED­SHELL GROUND STATES

Expt Coord Chem Rev. 159, 325 (1997)Extended Hückel J. Phys. Chem. 99,12141 (1995).TDB3LYP/LANL2DZ in CH3CN (100 states) J. Phys. Chem. A 111, 1487 (2007)TDB3LYP/LAN2DZ (60 states) Present work

C. Muhavini WAWIRE

t2g

eg

Page 18: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 18

For certain choices of ligand, ∆EHL

 is 

small enough to allow thermal excitation.

Typical complex

h

 [Fe(ptz)6](BF

4)

2 @ 10 K (left) & 296 K (right) 

MANY INTERESTING STABLE COMPOUNDS HAVE OPEN­SHELL GROUND STATES

Page 19: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 19

MODEL (“TEXT BOOK”) COMPOUND(OF BIOLOGICAL IMPORTANCE) 

[Fe(H2O)

6]2+

A. Fouqueau, S. Mer, MEC,

L.M. Lawson Daku, A. Hauser, T. Mineva, 

and F. Neese, J. Chem. Phys. 120, 9473 (2004). 

t2g

eg single color, 

excited state

t2g

eg multicolor, 

ground state

Page 20: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 20

EXPERIMENTAL SPECTRUM  [Fe(H2O)

6]2+

I. Fontana, A. Lauria, G. Spinolo, Phys. Stat. Sol. B 244, 4669 (2007). 

MLCT

MC

Page 21: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 21

DODS FOR EXCITATIONS IN RADICALS

S. Hirata and M. Head­Gordon, Chem. Phys. Lett. 302, 375 (1999).

CN radical

0 1 2 3 4 5 6 7 eV

Expt :

TDLDA :

XCIS :

ROCIS :

UCIS :

V 2 V 2

Page 22: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 22

UDFT+UTDDFT PES FOR [Fe(H2O)

6]2+ BREATHING COORDINATE

t2g

eg

LC

t2g

eg

LCt2g

eg

LC

t2g

eg

LC

t2g

eg

LC

E. F

leur

inor

, S. B

rune

au, 

L. J

oube

rt D

orio

l, M

EC

, unp

ublis

hed

Page 23: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 23

SODS ANALYSIS OF EXCITATIONS IN RADICALS

i

v

a

i

v

a

i

v

a

i

v

a

i

v

a

i

v

a

∣ii v ⟩

∣ai v ⟩

a i

−av

∣ii a ⟩a i

∣ia v ⟩

−v i

∣iv v ⟩avv i

∣i av ⟩

v i a

v

Page 24: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 24

SPIN OPERATORS

S2=∑ P nS z S z

−1 S

z=

1

2 n −n

where

n=∑ rr

P =∑ r

s s r

 Single determinants are eigenfunctions of Sz but not necessarily of S2

 Eigenfunctions of S2 are linear combinations of determinants with different distributions of the same number of up and down spins.

Page 25: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 25

RADICAL EXCITED STATES |S,MS)

Doublets

Quadruplet

∣D2 ⟩=1

6∣i v a ⟩∣i v a ⟩−2∣iv a ⟩

∣Q ⟩= 1

3∣i v a ⟩∣i v a ⟩∣iv a ⟩

"Extended Singles"(a type of doubles)

∣D1 ⟩=1

2∣i v a ⟩−∣i v a ⟩

∣ii a ⟩ ∣iv v ⟩

Page 26: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 26

TDDFT, TDHF, AND CIS GIVE

Singlet Coupling

∣TC ⟩= 1

2∣i v a ⟩∣i v a ⟩

∣D1 ⟩=1

2∣i v a ⟩−∣i v a ⟩

Triplet Coupling

Doublets

Neither a doublet nor a quadruplet!

MISSING: The quadruplet and one of the doublets!

∣ii a ⟩

∣iv v ⟩

Page 27: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 27

CONSEQUENCES FOR OPEN­SHELL MOLECULES

In the adiabatic approximation,● Only transitions which conserve S2 have correct symmetry● There are too few transitions conserving S2

intensity=1

ω (S)

ω (Ψ) ω (Ψ')

intensity =sin2 θ

intensity =cos2 θ

!

Page 28: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 28

NEED A WAY TO CALCULATE EXCITED­STATE SPIN­CONTAMINATION

Ground state DFT spin­contamination calculated using Löwdin's UHF formula,

Excited­state TDDFT spin­contamination could be calculated using UTDHFformula ... if there were one! 

First derived: MEC, A. Ipatov, and F. Cordova, in  Time­Dependent Density­Functional Theory, edited by M.A.L. Marques, C. Ullrich, F. Nogueira, A. Rubio, and E.K.U. Gross,  Lecture Notes in Physics (Springer: Berlin, 2006), pp. 243­257; A. Ipatov, F. Cordova, L. Joubert Doriol, and MEC, J. Mol. Struct. (Theochem) 914, 60 (2009); MEC, J. Mol. Struct. (Theochem) 914, 3 (2009). 

⟨∣S2∣⟩=nS z S z−1−∑ ∣ j ,i∣

2

Page 29: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 29

PROBLEM INVOLVES 2­ELECTRON REDUCEDDIFFERENCE DENSITY MATRIX (2­RDDM)

[ A BB A ] X I

Y I=I [1 0

0 −1 ] X I

Y I

Rowe 1­RDDM: 

A X I=IX I

Maurice and Head­Gordon 1­RDDM:

P I=X I X I−X I X I

X I X I

P I=X I X I

Y IY

−X I

X IY IY I

X I X I−Y I

Y I

Casida and Joubert Doriol 1­RDDM:

F I=IF I

P I=F IF I−F IF I

F I F I

=A−B1/2AB A−B1/2

F I=A−B−1/2 X IY I

Page 30: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 30

A. Ipatov, F. Cordova, L. Joubert Doriol, and MEC, J. Mol. Struct. (Theochem) 914, 60 (2009)

Page 31: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 31

S=2⇒⟨ S2⟩=6

⟨ S2⟩=7⇒ Spin contaminated

SEPARATING ARTIFACTS FROM PHYSICAL STATES(TDA CALCULATION)

Page 32: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 32

NO SPIN CONTAMINATION FOR MC TRANSTIONS

t2g

eg

LC

t2g

eg

LC

t2g

eg

LC

t2g

eg

LC

t2g

eg

LC

Page 33: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 33

SPIN CONTAMINATION FOR MLCT TRANSITIONS

t2g

eg

LC

t2g

eg

LC

t2g

eg

LC

t2g

eg

LC

t2g

eg

LC

t2g

eg

LC

t2g

eg

LC

Page 34: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 34

Sébastien BRUNEAU and Loïc JOUBERT DORIOLMasters' projects 2009

[Fe(H2O)

6]2+

Expt: I. Fontana, A. Lauria, G. Spinolo, Phys. Stat. Sol. B 244, 4669 (2007). 

TDLDA/PBE/TZVP(2)d­>d

no spin contaminationCT 

spin contamination(but not always)

Page 35: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 35

I. The Origin of the ProblemI. The Origin of the ProblemII. Spin­Contamination: The Case of [Fe(HII. Spin­Contamination: The Case of [Fe(H

22O)O)

66]]2+2+

III. Photochemical Funnels: Spin­Flip and OxiraneIII. Photochemical Funnels: Spin­Flip and OxiraneIV. Doing It Right: Polarization Propagator CorrectionsIV. Doing It Right: Polarization Propagator CorrectionsV. SummaryV. Summary

Page 36: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 36

OXIRANE PHOTOCHEMISTRYT. Ibuki, M. Inasaki et Y. Takesaki, J. Chem. Phys. 59, 2076 (1973).

Page 37: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 37

Transition State

Page 38: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 38

Page 39: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 39

Page 40: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 40

Page 41: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 41

MODERN PICTURE BASED UPON POTENTIAL ENERGY SURFACES Competing processes! React fast or loose your chance!

Image source: J. Michl and V. Bonacic­Koutecky, Electronic Aspects of Organic Photochemistry(Wiley: New York, 1990), p. 71.  Embellishments: E. Tapvicza.

REACTANTSPRODUITS PRODUITS

Page 42: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 42

CONICAL INTERSECTIONS AS A DIMENSIONALITY PROBLEM

A conical intersection (CX) is the analogue in N dimensions of avoidedcrossings in diatomics.

Ever since the 1990's we believe that many (most?) photochemical reactions proceed through CX rather than intersurface jumps atavoided crossings.

Page 43: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 43

DIMENSIONALITY OF CONICAL INTERSECTIONS

A molecule with N internal degrees of freedom has an N­dimensional potential energy (hyper)surface (PES) in an (N+1)­dimensional space. 

In the absence of coupling 2 PESs cross in an (N­1)­dimensional intersection hyperline.

A conical intersection is (N­2)­dimensional hyperpoint.

EI=E

IQ

1,Q

2, ... ,Q

N

EIQ

1,Q

2,... ,Q

N=E

JQ

1,Q

2,... ,Q

N

0=HI , JQ

1,Q

2,... ,Q

N

Page 44: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 44

(TD)DFT IS ALREADY PART OF THE PHOTOCHEMICAL MODELER'S TOOLBOX

There is presently a beautiful symbiosis between the use of (TD)DFTas a rapid, albeit only semiquantitative method, and more rigorousCASSCF­based methods for CXs.

●  E.W.G. Diau, C. Kotting, A.H. Zewail, ChemPhysChem 2, 273 (2001). “Femtochemistry of Norrish type­1 reactions: I. Experimental and theoretical studies of acetone and related ketones on the S

1 surface”

●  E.W.G. Diau, C. Kotting, A.H. Zewail, ChemPhysChem 2, 294 (2001). “Femtochemistry of Norrish type­I reactions: II. The anomalous predissociation dynamics of cyclobutanone on the S

surface”●  E.W.G. Diau, C. Kotting, T.I. Solling, et al., ChemPhysChem 3, 57 (2002). “Femtochemistry of Norrish type­I reactions: III. Highly excited ketones ­ Theoretical”●  T.I. Solling, E.W.G. Diau, C. Kotting, et al., ChemPhysChem 3, 79 (2002). “Femtochemistry of Norrish type­I reactions: IV. Highly excited ketones ­ Experimental”

Page 45: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 45

OXIRANE PHOTOCHEMISTRY: CO RING OPENING

1 2 3 4

5 6 7

E. Tapavicza, I. Tavernelli, U. Röthlisberger, C. Filippi, and MEC, J. Chem. Phys. 129, 124108 (2008). “Mixed TDDFT TDA/Classical Photodynamics Study of Oxirane Photochemistry”

Page 46: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 46

Gomer­Noyes Mechanism[E. Gomer et W.A. Noyes, Jr., J. Am. Chem. Soc. 72, 101 (1950)]

Page 47: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 47

Funnel Region:  Involves both ground and excited states Typically involves bond breaking

Page 48: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 48

WAVE FUNCTION THEORY

H2

H. + H.

H+ +  H:­  

RHF

1g u

2

1g g

2

1u gu

3u gu

1g [ 1

2 sA sBsBsA ]

1g [ 1

2 sA

2−sB2 ]

Page 49: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 49

WAVE FUNCTION THEORY

H2

H. + H.

H+ +  H:­  

RHF

1g u

2

1g g

2

1u gu

3u gu

1g [ 1

2 g

2−u2 ]

1g [ 1

2 g

2u2 ]

Page 50: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 50

WAVE FUNCTION THEORY

H2

H. + H.

H+ +  H:­  

UHF

1g u

2

1g g

2

3u gu

1sAs B

Can “cheat” for ground state by breaking symmetry but not for excited states! 

1g [ 1

2 g

2u2 ]

1u gu

Page 51: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 51

DENSITY­FUNCTIONAL THEORY

Exact theoryGround state singlet belonging to the totally symmetric irrep

v xc =v xc

⇒ = ⇒ ⇒ No symmetry breaking expected!

Assumes noninteracting v­representability (NVR)

NVR: There is a fictitious Kohn­Sham system of noninteracting electronswith integer occupation number whose ground state gives the density of the interacting system.

Traditional workaroundis the ensemble formulationwith fractional occupationnumbers.

Page 52: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 52

DENSITY­FUNCTIONAL THEORY

Practical theory

⇒ Symmetry breaking lowers the energy !

Frequently encounter effective violation of noninteracting v­representability (But Coulson­Fisher point is further out than for HF)

Trivial example: In H2, triplet falls below RKS singlet ground state.

Convergence problems due to enforcementof Aufbau principle!

Ground state singlet belonging to the totally symmetric irrep

Page 53: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 53

WAVE FUNCTION THEORY

Important MOs for the classic Woodward­Hoffman model

Important MOs for the UVspectrum 

O

CH2H

2C

oxirane,ethylene oxide,epoxyethane,dimethylene oxide

Page 54: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 54

WAVE FUNCTION THEORY

40 60 80 100120140160180200.00

5.00

10.00

15.00

20.00

25.00

1 & 2 ^1A_1

CAS(4,4) 1^1A_1SA-CAS(4,4) 1^1A_1CAS(4,4) 2^1A_1SA-CAS(4,4) 2^1A_1HF (sigma)^2HF (sigma*)^2

Angle

En

erg

y (

eV

)

Cusp!

Similar situation for rotation around double bond in CH2=CH

2 .

2

2

(2

(2

Oxirane CC ring opening O

CH2H

2C

Warning: CASactive space is toosmall!

Page 55: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 55

SPIN­FLIP THEORY

ia

ia

ia

ia

i i

a a

a i

i a∣ii∣

∣i a∣

∣i a∣∣i a∣

∣a a∣ ia

∆MS=­1 excitations from the lowest triplet allow a simple description

where ground, 1­electron singlet, and 2­electron singlet excited statescan mix.

Ana Krylov's group has applied this concept at many levels of electronic structure theory.

Page 56: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 56

NONCOLLINEAR SPIN­FLIP TD­DFT[F. Wang and T. Ziegler, J. Chem. Phys. 121, 12191 (2004).]

E xc[ , ]E xc[ ,− ]

where± r =

12r ±s r

and the density and spin density are defined in a rotationally invariant way

r = , r , r

s2r = , r − ,r

22 ,

2r ,

2r

All the usual definitions are recovered in the collinear limit!

(1)

(2)

(3)

(4)

Page 57: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 57

[f xc , f xc

, f xc , f xc

,

f xc , f xc

, f xc , f xc

,

f xc , f xc

, f xc , f xc

,

f xc , f xc

, f xc , f xc

, ]=[f xc , f xc

, 0 0

f xc , f xc

, 0 0

0 0v xc −v xc

−0

0 0 0vxc −vxc

]NONCOLLINEAR SPIN­FLIP TD­pure­DFT

In the collinear limit,

Page 58: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 58

DISSOCIATION OF H2

H+  + H­

H. + H.

Page 59: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 59

OXIRANE C2v

 RING OPENING AVOIDED CROSSING

B. Natarajan, M. Huix-Rotllant, A. Ipatov, C. M. Wawire, T. Deutsch, and M. E. Casida,manuscript in preparation: Behaviour of Conical Intersections within Noncollinear Spin-Flip Time-Dependent Density-Functional Theory: Oxirane as Test Case

2

2

(2

(2

Page 60: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 60

No more effective violation of noninteracting v­representability.

Convergence is much easier!

Page 61: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 61

OXIRANE PHOTOCHEMISTRY: CO RING OPENING(Favored by alkyl substitution)

1 2 3 4

5 6 7

E. Tapavicza, I. Tavernelli, U. Röthlisberger, C. Filippi, and MEC, J. Chem. Phys. 129, 124108 (2008). “Mixed TDDFT TDA/Classical Photodynamics Study of Oxirane Photochemistry”

Page 62: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 62

CASSCF CONICAL INTERSECTION GEOMETRYAND BRANCHING COORDINATES

Derivative coupling (DC, NAC) vector

Unscaled gradient difference (UGD, GD)vector

hm ,n

qI =Cm ∂H

∂ qI

Cn

gm ,n

qI =Cm ∂H

∂ qI

Cm−C

n ∂H

∂ qI

Cn

Page 63: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 63

CASSCF CONICAL INTERSECTION

S1/S0 I=E I−E0

Page 64: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 64

DIMENSIONALITY OF CONICAL INTERSECTIONS

A molecule with N internal degrees of freedom has an N­dimensional potential energy surface (PES) in an (N+1)­dimensional space hypersurface. 

In the absence of coupling 2 PESs cross in an (N­1)­dimensional intersection hyperline.

A conical intersection is (N­2)­dimensional hyperpoint.

EI=E

IQ

1,Q

2, ... ,Q

N

EIQ

1,Q

2,... ,Q

N=E

JQ

1,Q

2,... ,Q

N

0=HI , JQ

1,Q

2,... ,Q

N

Brillouin's theoremmeans no CX in CIS

Page 65: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 65

CASSCF

CIS SEAM

S1/S0 I=E I−E0

CIS

CASSCF

CIS

Page 66: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 66

H2O 

ConicalIntersection

CASSCF

CIS TDB3LYP

B.G. Levine, C. Ko, J. Quenneville, and T.J. Martinez, Mol. Phys. 104, 1039 (2006).

CONICAL INTERSECTIONS DO NOT EXIST IN AA TDDFT

Page 67: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 67

CASSCF

SURPRISING TDDFT

S1/S0 I=E I−E0

CASSCF

TDA TDPBE TDA TDPBE

Page 68: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 68

EFFECTIVE VIOLATION OF NONINTERACTING v­REPRESENTABILITY

Grossly oversimplified!

Page 69: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 69

SF­TDDFT

TDPBE TDACASSCF CIS

SF­TDLDA TDA

reference islowest triplet

 Easier convergence Coupling => true CX But the CX is rather 

approximate

Page 70: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 70

SF­TDDFT

TDPBE TDACASSCF CIS

SF­TDLDA TDA

reference islowest triplet

 Easier convergence Coupling => true CX But the CX is rather 

approximate

Page 71: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 71

PROBLEMS WITH SF­TDDFT

 The initial state wave function can only be rigorously eliminated from TDDFT when the reference is the ground state. Triplet­referenced SF­TDDFT and singlet­referenced SP­TDDFT treat 

relaxation differently.

 Mixed spin symmetry states occur. In UKS, the ith spin  and the ith 

spin  orbitals may sometimes be very different.

Page 72: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 72

O. Vahtras and Z. Rinkevicius, J. Chem. Phys. 126, 114101 (2007).“General excitations in time­dependent density functional theory”

Even Better SF­TDDFT ?

 SF­TDDFT ROKS  Explicit spin coupling 

But explicit 2­ and higher­electron excitations still needed ...

Page 73: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 73

Bhaarathi NATARAJAN

M. Huix­Rotllant, B. Natarajan, A. Ipatov, C.M. Wawire, M.E. Casida, and T. Deutsch, “Assessment of Noncollinear Spin­Flip Tamm­Dancoff Approximation Time­Dependent Density­Functional Theory forthe Photochemical Ring­Opening of Oxirane”, in preparation.

Page 74: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 74

I. The Origin of the ProblemI. The Origin of the ProblemII. Spin­Contamination: The Case of [Fe(HII. Spin­Contamination: The Case of [Fe(H

22O)O)

66]]2+2+

III. Photochemical Funnels: Spin­Flip and OxiraneIII. Photochemical Funnels: Spin­Flip and OxiraneIV. Doing It Right: Polarization Propagator CorrectionsIV. Doing It Right: Polarization Propagator CorrectionsV. SummaryV. Summary

Page 75: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 75

2­electron and higher excitations needed for  Polyene spectra Spectra of molecules with open­shell ground states Also implicated in conical intersections

Exact TDDFT quantity

Frequency­dependent localizer

MBPT polarization propagator

f Hxc =s [ s−1 −−1 ]

WHAT IS THE ANALYTIC STRUCTURE OF THE EXACT xc­KERNEL?

Page 76: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 76

BETHE­SALPETER EQUATION

L=LsLsHxcL

BSE is an equation for a 4­spatial, 4­time coordinate quantity

Resembles TDDFT equation which is for a 2­spatial, 2­time quantity

Previous work by Reining, Rubio, Onida, ... based on BSE

= s s f Hxc

Polarization propagator is a 4­spatial, 2­time coordinate quantity

1,2,3,4 ; t−t ' =L1t ,2t ;3t ' ,4t '

(1)

(2)

(3)

= s s s−1−−1 (4)

Page 77: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 77

LINEAR RESPONSE THEORY (MBPT)

Response of the density matrix to a possibly nonlocal perturbation

1,1 ' ;=∫1,1 ' ;2,2 ' ;wappl 2,2 ' ;d2 d2 '

Polarization propagator

1,1 ' ;2,2 ' ;=∑I

⟨0∣ 1 ' 1∣I ⟩ ⟨ I∣

2 2 ' ∣0⟩−I

Poles give excitation energies

−∑I

⟨0∣ 2 2 ' ∣I ⟩ ⟨ I∣

1 ' 1∣0 ⟩I

=wappl

(1)

(2)

(3)

I=E I−E0 (4)

Residues give absorption intensities.

⇒ =

wappl

Page 78: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 78

LINEAR RESPONSE TDDFT (LR­TDDFT)

1 ;=∫1 ;2; vappl 2 ;d2

Since everything is local,

where1 ;2 ;=1,1 ;2,2;

Harriman's collapse operator,

=

(1)

(2)

(3) x 1,2= x 1,1

vx 1=v x 11−2

(4)

(5)

Expansion operator,

J.E. Harriman, PRA 27, 632 (1983); PRA 34, 29 (1986). 

Page 79: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 79

LINEAR RESPONSE TDDFT (LR­TDDFT)

= vappl

veff = vappl v Hxc

Density of interacting and noninteracting systems must be the same :

Here

(1)

(2)

(4)

=ss f Hxc

(5)s−1=

−1f Hxc

(6)

=

vappl

=s veff

⇒ s =

veff

(3)

veff

= vappl

v Hxc

Hxc­kernel

Page 80: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 80

[s ] f Hxc [

]=[ s ] [s−1−−1 ] [ ]

f Hxc =s [ s−1 −−1 ]

=[]−1[ ]The “Localizer”

LOCALIZATION IN SPACE => FREQUENCY DEPENDENCE

We have used this to recover Görling's TD­EXX.

Page 81: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 81

f Hxc =s [ s−1 −−1 ]

f Hxc =s [ s−1 −−1 ]s

STRUCTURE PRESERVING APPROXIMATION

Nanoquanta­likeapproximation

Essential for 2­electron excitations!Previous workMEC, J. Chem. Phys. 122, 054111 (2005)D. Romaniello et al., J. Chem. Phys. 130, 044108 (2009)D. Sangalli and G. Onida, in preparation

Page 82: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 82

GONZE­SCHEFFLER RELATION[PRL 82, 4418 (1999)]

ai∣f Hxc ai∣ia=ai∣s aiK ais ai∣ia=K ai , iaai

K = s−1−

−1

“Coupling Matrix”

GS relation

ai=a−i

Hartree­Fock case

K ai ,ia=ai∣∣ia−aa∣∣ii

Recover CIS (TDHF TDA) from exact TDDFT!

Page 83: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 83

E

D

S

a

b

S D

a b

f

f a

f b

DRESSED­TDDFTN.T. Maitra, F. Zhang, R.J. Cave, and K. Burke, 

J. Chem Phys. 120, 5932 (2004)

Page 84: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 84

CONSEQUENCES FOR OPEN­SHELL MOLECULES

In the adiabatic approximation,● Only transitions which conserve S2 have correct symmetry● There are too few transitions conserving S2

intensity=1

ω (S)

ω (Ψ) ω (Ψ')

intensity =sin2 θ

intensity =cos2 θ

!

Page 85: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 85

DRESSED­TDDFTN.T. Maitra, F. Zhang, R.J. Cave, and K. Burke, J. Chem Phys. 120, 5932 (2004)

Two­orbital model

=aiia∣f Hxc ∣ia

Assume AA gives 

S

 Have theory which separates S and the 

D correction

 NA is the D correction

f Hxc =f HxcAAf xc

NA

Beautiful but ad hoc model

Can we make this into a first principles theory?

Page 86: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 86

s−1−

−1GET  FROM SOPPA OR ADC(2) 

− sr , qp≈ p q∣T P−1

T ∣r s

Resummation incompatible with dressed interaction (W)

400 terms resummedorder­consistentfirst­principles theory

Approximation:

Page 87: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 87

ORDER­CONSISTENT SEPARATION INTO SINGLES AND DOUBLES

s−1−

012 ,−1=[ 1,1

12 − 1,112

−1,112

1,112 ]

AA

[ 1,212,2

0 ,−1 2,11 0

0 1,212,20 ,−1

2,11 ]

NA

≈P−1

Inverse:

=T∣1−H −1∣T

Page 88: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 88

THEORY SEPARATING S  AND 

D CORRECTION

(PRESENT WORK)

K =1,1−P =K SKD

P−1= 1,1

−1 1,1

−1K 1,1

−1

Pseudo­BSE

Natural separation

≈aiFor , make Gonze­Scheffler­like approximation

Two­orbital model

=aiia∣s K Ds∣ai

=aiK ia , aiD

(1)

(2)

(3)

(4)

Page 89: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 89

WHAT IS NEW?

 Order­consistent formulae First­principles estimation of 

D

 Proper accounting for frequency­dependent localization

Page 90: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 90

See poster byMiquel HUIX­ROTLLANT

M. Huix­Rotllant and M. E. Casida, “Formal foundations of dressed time­dependent density functional theory for many­electron excitations”, in preparation.

Page 91: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 91

I. The Origin of the ProblemI. The Origin of the ProblemII. Spin­Contamination: The Case of [Fe(HII. Spin­Contamination: The Case of [Fe(H

22O)O)

66]]2+2+

III. Photochemical Funnels: Spin­Flip and OxiraneIII. Photochemical Funnels: Spin­Flip and OxiraneIV. Doing It Right: Polarization Propagator CorrectionsIV. Doing It Right: Polarization Propagator CorrectionsV. SummaryV. Summary

Page 92: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 92

f Hxc =s [ s−1 −−1 ]

photochemical funnels

MBPT

spin­contamination

Need for explicit 2­ and higher­electron excitations:

How to get explicit 2­ and higher­electron excitations:

SF­TDDFTf xc ,

=v xc −vxc

Need for proper treatment of fractional occupation numbers!

Page 93: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 93

Thanks to the organizers.

Many thanks for your attention!

Page 94: The Multifaceted Problem of Double and HigherExcitations ...sbeccompany.fr/sciences/chimie/publications/casida.pdfOXIRANE PHOTOCHEMISTRY T. Ibuki, M. Inasaki et Y. Takesaki, J. Chem

  TDDFT Benasque 13 January 2010 94

« Au bout de chaque rue, une montagne »“At the end of each street, a mountain”                         .... Stendhal