the killing trap: genocide in the twentieth century - by manus i. midlarsky
TRANSCRIPT
The Killing Trap: Genocide in the Twentieth Century, Manus I. Midlarsky
(Cambridge: Cambridge University Press, 2005), 480 pp., $75 cloth,
$28.99 paper.
In his recent contribution to the growing
literature on comparative genocide stud-
ies, Manus Midlarsky offers a comprehen-
sive theory to explain the causes or
‘‘etiology’’ of genocide, including the mag-
nitude of victimization. His mostly struc-
tural explanation stresses the impact of
security policy and security crises on the
decision by elites to commit genocide
against specific groups. Preferring the lan-
guage of probability rather than necessity
and sufficiency, and drawing on prospect
theory, Midlarsky argues that genocide is
more likely to occur when a state responds
to the experience of a loss, especially of
territory, in a particular way. Genocidal
situations occur when elites engage in ‘‘loss
compensation’’ by pursuing risky, ‘‘impru-
dent’’ policies or ‘‘brute force realpolitik’’
(p. 93), typically in the form of external
wars or adventurism to regain lost terri-
tory. When such policies create additional
security, economic, and often refugee cri-
ses, elites try to manage them through a
new policy of ‘‘risk minimization,’’ involv-
ing the targeting of groups who are
blamed for the initial loss as well as the in-
creased risks and crises associated with the
regime’s own reckless policies. The physi-
cal liquidation of victim groups is, in this
process, rationalized as ‘‘altruistic punish-
ment’’ (p. 107) in which members of the
group are ‘‘punished’’ for the good of the
wider political community.
Concerning the magnitude of victimiza-
tion and the ‘‘manner of dying’’ (p. 209),
Midlarsky highlights the importance of
international actors as facilitating bystand-
ers: perpetrator elites are strongly influ-
enced in their calculations to commit
genocide by the ‘‘cynical realpolitik’’ of
powerful states that, for their own self-
interested reasons, do not intervene to
protect the victims. Midlarsky further
suggests that victimization rates are
highest when there is a lack of mutual
identification between the perpetrators
and the victims, and among the victims
themselves.
To test his theory Midlarsky compares
three cases: the genocide against the
Armenians in Ottoman Turkey during
World War I, the Nazi ‘‘final solution’’
against the Jews of Europe during World
War II, and the 1994 Rwandan genocide.
Concentrating his efforts on the Holo-
caust, Midlarsky further compares the per-
petrator states of Italy, France, and
Romania (a controversial claim since it is
not clear that these states would have par-
ticipated in genocide had the Nazis not
initiated the policy or occupied much of
Europe) to other noncollaborationist/per-
petrator states in occupied Europe, such as
the Netherlands and Hungary. Finally,
Midlarsky includes several cases of what
he argues are ‘‘nongenocides’’ in order to
control for the dependent variable.
recent books on ethics and international affairs 533
On the plus side, Midlarsky offers a
thoroughly comparative study and pays
careful attention to the process of theory
creation—particularly the definition of
concepts—the explicit articulation of the
relationship between variables, and meth-
odological considerations, such as the in-
troduction of borderline cases or cases of
nongenocide to control for the dependent
variable. The Killing Trap also introduces
into the study of genocide such exogenous
variables as international and regional se-
curity and the role of international actors,
which are not found in most explanatory
models of genocide.
Despite his theoretical innovation,
Midlarsky’s analysis encounters difficulties
on a number of fronts. First, many geno-
cide scholars are likely to contest Midlar-
sky’s restrictive definition of genocide: he
limits the victims of genocide to ethnic
and national groups and argues that kill-
ing is only genocidal if the destruction
involves a relatively high proportion (be-
tween 60 and 70 percent) of a group. The
recent trend in genocide scholarship has
been to expand the definition of genocide
to include victim groups based on politi-
cal affiliation, class, or gender. Other cases
examined in the book, such as Cambodia
(a case often recognized as a genocide but
labeled a ‘‘politicide’’ by Midlarsky),
Northern Ireland, and the Palestinian inti-
fada, are all classified as nongenocides.
Second, there is always a difficult trade-off
to be made in comparative studies between
rich description and theorizing that includes
a consideration of all the possible variables
at play on the one hand, and parsimonious
general theories with few variables on the
other. Midlarsky clearly favors the former,
but at the expense of a felicitously articu-
lated and easily comprehended theoretical
framework. Indeed, a coherent account of
the theory does not appear until chapter 5,
and the most straightforward articulation
does not materialize until page 325.
The third, and most significant, prob-
lem appears in Midlarsky’s testing of his
theory. The evidence presented and the
amount of time spent on the Holocaust
dwarfs the Armenian and Rwandan cases
to such a degree that for much of the
book, and with respect to many of the var-
iables, there is little meaningful cross-case
comparison. The second half of his
theory—on the magnitude of victimiza-
tion—draws solely from the case of the
Holocaust, albeit comparatively across dif-
ferent parts of Nazi-occupied Europe. Fur-
ther problems with evidence include
Midlarsky’s frequent use of speculative ar-
guments, using future events to explain
the past, and indirect evidence as proof of
why perpetrators and victims acted the
way they did rather than using direct, and
available, documentary evidence. Exam-
ples include Midlarsky’s use of the future
creation of the state of Israel to explain the
behavior of the Jewish councils in the
ghettos during the Holocaust, and specula-
tive accounts of the significance of defeats
on the eastern front written by Jews trap-
ped in the ghettos as proof of how the
Nazi leadership calculated the effect of the
war in the east on the evolution of their
‘‘Final Solution to the Jewish Question.’’
There is also more than one instance in
which important factual evidence is simply
wrong (such as the start date of Operation
Barbarossa, on page 206).
On balance Midlarsky’s volume is an
important contribution to comparative
genocide studies, but it requires a patient
reader to appreciate fully the innovation
of his theory and analysis.
—MAUREEN S. HIEBERT
University of Calgary
534 recent books on ethics and international affairs