the influence of independent self-construal on rater self-efficacy in performance appraisal
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The influence of independent self-construal on rater self-efficacy inperformance appraisalStéphane Brutus a , Clive Fletcher b & Caroline Baldry ca John Molson School of Business, Concordia University , Montréal,Québec, Canadab Goldmiths' College London, and Warwick Business School , UKc School of Management, Queensland University of Technology ,Brisbane, AustraliaPublished online: 23 Sep 2009.
To cite this article: Stéphane Brutus , Clive Fletcher & Caroline Baldry (2009) The influence ofindependent self-construal on rater self-efficacy in performance appraisal, The InternationalJournal of Human Resource Management, 20:9, 1999-2011, DOI: 10.1080/09585190903142431
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The influence of independent self-construal on rater self-efficacyin performance appraisal
Stephane Brutusa*, Clive Fletcherb and Caroline Baldryc
aJohn Molson School of Business, Concordia University, Montreal, Quebec, Canada; bGoldmiths’College London, and Warwick Business School, UK; cSchool of Management, Queensland
University of Technology, Brisbane, Australia
This paper extends current knowledge on the use of performance evaluations inorganizations by investigating the influence of self-construal on rater self-efficacy.Results from a survey completed by 105 experienced managers indicate thatindependent self-construal is related to various dimensions of rater self-efficacy.Moreover, experience with appraisals was found to moderate these relationships.The implications of these findings for the research and the practice of performanceappraisal are discussed.
Keywords: independence; performance appraisal; rater; self; self-efficacy
Introduction
Performance appraisal is a dynamic process that requires a rater to observe and record
the performance of others, to pose an evaluative judgment as to the quality of that
performance, to provide feedback to the individuals evaluated, and finally to outline
developmental opportunities to those same ratees (Murphy and Cleveland 1995). Much
energy is expended in organizations to help raters in this process and curtail rating
inflation. For one, much work focuses on the design of the mechanics of the evaluation
itself ranging from the format of the rating scale (Jelley and Goffin 2001; Kaiser and
Kaplan 2005; Yun, Donahue, Dudley and McFarland 2005) to the use of force-distribution
rating systems (Bretz, Milkovich and Read 1992; Schleicher, Bull and Green 2008). Also,
some systems rely on statistical corrections of ratings to remove some of the inflation
(Bernardin and Villanova 2005). Rater training represents a different approach by helping
evaluators use performance appraisal systems (Woehr and Huffcutt 1994; Bernardin,
Buckley, Tyler and Wiese 2000). Finally, incentives for raters and other accountability
mechanisms have also been used to compel evaluators to avoid rating inflation (London,
Smither and Adsit 1997; Shore and Tashchian 2002). Despite these efforts, many
performance appraisal systems fall short of achieving expected results (Bretz et al. 1992;
Coens and Jenkins 2000; Fletcher 2001); the most salient shortcomings being the tendency
for raters to provide higher evaluations than deserved. Rating inflation is a thorny issue
because on one hand it undermines the integrity of performance management systems by
preventing the just allocation of rewards and creating perceived inequity among
organizational members (Kane, Bernardin, Villanova and Peyrefitte 1995; Murphy and
Cleveland 1995) while on the other hand, this rating tendency has mainly positive
consequences for both raters and ratees. In other words, the issue of rating inflation is
ISSN 0958-5192 print/ISSN 1466-4399 online
q 2009 Taylor & Francis
DOI: 10.1080/09585190903142431
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*Corresponding author. Email: [email protected]
The International Journal of Human Resource Management,
Vol. 20, No. 9, September 2009, 1999–2011
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paradoxical in that it hurts the organization but benefits individuals. In the next paragraph
we delineate the dynamics of rating inflation from the perspective of the rater.
Research has shown that there is a strong motivational component to performance
evaluations (Longnecker, Sims and Gioia 1987; Bernardin, Cooke, Ross and Villanova
2000). According to Murphy and Cleveland (1995) ‘Raters do not fail to yield accurate
ratings because they are incapable of accuracy but rather because they are unwilling to rate
accurately’ (p. 265). In many ways, undeserved elevated ratings protect raters as it allows
them to avoid the social costs related to the provision of low evaluations (Longnecker et al.
1987; Fried, Tiegs and Bellamy 1992). A few studies have looked at the underlying causes
of rating inflation. Rater personality and the context of the evaluation (i.e., public vs.
private) have both been found to strongly predict the tendency to provide elevated ratings
(Bernardin et al. 2000; Jawahar and Williams 1997). However, the determinant of rating
inflation that has received the most attention from the research community has been rater
self-efficacy. This construct, which represent the main variable of this study, is explained
in more detail in the following section.
Rater self-efficacy refers to raters’ beliefs that they can fulfill their role obligations as
pertain to the various phases of performance management (Bernardin and Villanova
2005). In many ways performance management relies on socially demanding behaviors,
albeit ones that some individuals believe themselves more capable of performing than
others. A self-efficacious rater feels more adept at recording other’s performance and
performing the evaluative, motivational, and conflict resolution functions inherent to
performance management (Bernardin and Villanova 2005). It is no surprise that rater self-
efficacy has been found to be highly correlated with rater affective reactions towards the
evaluation of others (Bernardin and Villanova 2005). In addition to obvious affective
implications, rater self-efficacy has also been linked to raters’ ability to discriminate
between both ratees and performance dimensions (Tziner and Murphy 1999). However,
the most reported (and probably the most important) behavioral outcome of rater self-
efficacy is rating inflation (Bernardin and Orban 1990; Villanova, Bernardin, Dahmus and
Sims 1993; Villanova et al. 1993; Bernardin et al. 2000; Bernardin and Villanova 2005).
Raters who are self-efficacious tend to be stricter in their evaluations of others. In other
words, rater self-efficacy provides the necessary ‘courage’ to evaluate others accurately.
Bernardin and Villanova (2005) found this ‘courage’ stems from raters management of the
different aspects of the process. First, more efficacious raters rely on higher-quality
information and are more confident in their ability to provide compelling justifications for
their evaluations. Second, they are more resolute in applying performance standards.
Third, they are better able to provide useful performance improvement information to
ratees (this ability is related to the first point). Finally, they are more capable of performing
those social behaviours related to the successful resolution of conflict (Bernardin and
Villanova 2005).
Given the clear importance and impact of rater self-efficacy, it would be valuable to
understand its antecedents. Some of these antecedents can be found at the organizational
level. A study by Smith, Harrington and Houghton (2000) found that organizational norms
in regards to performance appraisal accounted for a large portion of the variance in rater
self-efficacy. Other interesting antecedents are found at the individual level. These include
the anxiety associated with oral communication and experience in ratings (Smith et al.
2000) and personality characteristics (Bernardin et al. 2000). As indicated earlier, this
paper focuses on the role of self-construal as a determinant of rating self-efficacy. More
specifically, self-construal is used to develop a clearer understanding of the volitions
underlying rater self-efficacy.
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Self-construal and rater self-efficacy
The self, one of the most studied constructs in psychology, can be viewed as the
knowledge a person has about him- or herself. This knowledge covers many areas, many
of which in turn are work-related (i.e. self as a supervisor, an employee of company X,
etc.). Most of the literature on the self recognizes that it evolves from interaction with
others and functions as regulator of these social interactions (Sedikides and Gregg 2003).
Much research supports the claim that the self-concept is shaped by culture and mediates
the effects of cultural variability on psychological and behavioral variables (Triandis 1989
1994; Markus and Kitayama 1991; Markus, Mullally and Kitayama 1997; Earley and
Gibson 1998). At the individual level, culture influences one’s self-concept via the
environment in which one is raised and socialized. This environment is complex and spans
many spheres (e.g., family, country, religion, etc.) and variations in self-concept will
manifest themselves attitudinally, cognitively and behaviourally.
A major dimension of one’s self-concept focuses on the extent to which individuals
define and evaluate themselves in relation to significant others (Kagitcibasi 1997; Earley
and Gibson 1998; Oyserman, Coon and Kemmelmeier 2002). Such a perspective, with its
foundations in the considerable literature on individualism–collectivism (Oyserman et al.
2002), has given rise to the notion of self-construal. Self-construal conceptualizes the self
along two broad types: an independent or individualistic self and an interdependent or
collectivistic self (Triandis 1989; Markus and Kitayama 1991; Earley and Gibson 1998).
Variations in self-construal are reflected in people’s belief about their relationships and,
more precisely, the extent to which they see themselves as separate from others versus
connected with others. In their review of the voluminous research on individualism–
collectivism, Earley and Gibson (1998) commented on the ‘strong and impressive results’
(p. 291) obtained so far from the use of self-construal to understand the effect of culture on
individuals. In an influential article, Meglino and Korsgaard (2004) recently proposed a set
of theoretical propositions in which ‘others orientation’, a construct similar to self-
construal, was central to a wide-range of organizational phenomena, feedback dynamics
being one of them. In the next paragraph, we describe in more depth the nature of self-
construal, as it represents one of the main variable of the current study.
Independent self-construal is characterized by the extent to which individuals construe
an inherent separateness between themselves and others. In the words of Markus and
Kitayama (1991), ‘achieving the cultural goal of independence requires construing oneself
as an individual whose behaviour is organized and made meaningful primarily by
reference to one’s own internal repertoire of thoughts, feelings, and action, rather than
by reference to the thoughts, feelings, and actions of others’ (p. 226). At the individual
level, the self-regulatory aim of those high in independence is to discover, identify, and
express the positively valued attributes of the self (Heine, Lehman, Markus and Kitayama
1999). In contrast, those low on independence strive for a ‘fundamental connectedness’ of
individuals to one another. For these individuals, the normative imperative is to maintain
one’s status as a member of a larger social unit. Accordingly, there exists more pressure on
them not only to be responsive to their social environment but also to assume a shared
responsibility to be an active participant in the regulation of others, as a feedback provider
(Sully de Luque and Sommer 2000). However, this participation is a cautious one, relying
on subtle communication as opposed to more direct messages, as corrective feedback and
regulation should not come at the expense of group harmony. Research in communication
studies, for example, clearly support the fact that collectivism is related to one’s reliance
on indirect communication (Kim, Aune, Hunter, Kim and Kim 2001; Hara and Kim 2004).
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In sum, the process of evaluating requires one to focus on others and evokes in raters a
consciousness of the boundaries between self and others. Independent self-construal
should thus be related to how comfortable one is in evaluating others.
Research questions
The aim of this investigation is to establish empirically the relationship between
independent self-construal and rater self-efficacy. In order to clarify the linkages
between self-construal and rater self-efficacy, we draw separate hypotheses for the
different components of rater self-efficacy.
We expect a positive relationship between independence and comfort with process
features of the appraisal. The detachment from others allows raters high on this construct
to be more comfortable with making performance judgments based on work-related
behavior. Their independence may allow them to better tease out work-related behaviors
from other, non work-related interpersonal behaviours. Although raters with lower
independent orientations are likely to be more observant of others and possess a wider pool
of observations on which to base their evaluations (Sully de Luque and Sommer 2000),
this additional information may not translate into greater comfort with the process. Thus
we pose that independence will be positively related to comfort in the process features of
the appraisal (Hypothesis 1).
In addition, we expect a positive relationship between independence and the other
three facets of rater self-efficacy (i.e., with rater subjectivity, with the appraisal discussion,
and with suggesting performance improvement). Those with an independent orientation
will be less likely to be prone to face saving concerns and needs to preserve interpersonal
harmony. An independent person will be less worried with ratees’ (i.e., ‘others’)
expectations and is more likely to dismiss the interpersonal biases related to evaluating
someone. Thus, we pose that independence will be related to comfort with dealing with
personal biases (Hypothesis 2), to comfort with the justification and explanation of one’s
evaluations in the discussion that follows the evaluations (Hypothesis 3) and to comfort
with the proposition of developmental pathways to ratees (Hypothesis 4). In addition
to these hypotheses, exploratory analyses will be conducted on the moderating influence
of rating experience on the above relationships. Past research has found that experience
with evaluations is related to rater self-efficacy (Smith et al. 2000; Bernardin and
Villanova 2005).
Hypothesis 1: Independence will be positively related to efficacy towards comfort with
the process features of the appraisal.
Hypothesis 2: Independence will be positively related to comfort with rater subjectivity.
Hypothesis 3: Independence will be positively related to comfort with the appraisal
discussion.
Hypothesis 4: Independence will be positively related to comfort with suggesting
performance improvement.
Methods
Sample
A total of 105 participants responded to an online survey. The sample was drawn from
individuals attending or recently graduated from postgraduate programmes in manage-
ment or management-related subjects in Canada (30), the UK (52) and Australia (23).
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The gender breakdown was fairly even, with slightly more participants being male (54%).
Average age of respondents was 41 years (SD ¼ 13.4). A large proportion had at least a
bachelor’s degree (90%). It is important to underscore that the participants had substantial
work experience, with an average of 15 years in the workforce (SD ¼ 13.2).
Design and procedure
Potential participants were approached to take part in a web-based survey, the broad
purpose of which was explained and an offer of some feedback of individual results made.
In addition to demographic items, the survey contained measures of independent self-
construal, experience with appraisal, and rater self-efficacy.
Measures
Self-construal
Participants were asked to complete Singelis’ (1994) 12-item measure of independent self-
construal (see Appendix). Sample items included, ‘I am comfortable with being singled
out for praise or rewards’ and ‘I enjoy being unique and different from others in
many respects’. Responses could range from ‘strongly disagree’ (1) to ‘strongly agree’
(7). Participants’ responses were averaged to yield an index for independence (a ¼ .72).
This reliability is similar to the reliabilities observed in previous research (Singelis 1994;
Oyserman et al. 2002).
Experience with appraisals
In order to assess respondents’ experience with performance appraisals, they were asked
the following question at the beginning the survey: ‘Approximately, how many formal
performance evaluations have you conducted in your career?’ Responses indicates that
respondents had conducted an average of 32.79 evaluations in their careers (SD ¼ 42.35).
Rater self-efficacy
Participants completed the performance appraisal self-efficacy scale (PASES) (Bernardin
and Villanova 2005). Participants were asked to indicate the level of confidence they had
in being able to successfully perform the behaviors described in 12 separate statements.
Responses could range from ‘With no confidence’ (1) to ‘With great confidence’ (5). The
four subscales, each composed of three items, yielded acceptable reliability: ‘Process
features of the appraisal’ (a ¼ .68), ‘Rater subjectivity’ (a ¼ .85), ‘Appraisal discussion’
(a ¼ .83) and ‘Suggesting performance improvement’ (a ¼ .73).
Results
The mean and standard deviations for the main variables used in the study are presented in
Table 1. In order to test the hypotheses about the relative importance of independence and
interdependence for rater self-efficacy separate hierarchical regression analyses were
carried out for each facet of rater self-efficacy. For each analysis, demographic factors of
gender, age and level were entered first (Model 1), followed by independence and
experience with appraisals (Model 2). Interaction terms were added to test the moderating
effects of experience (Model 3).
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Tab
le1
.M
ean
s,st
and
ard
dev
iati
on
san
dco
rrel
atio
ns
bet
wee
nth
ev
aria
ble
sin
the
stu
dy
.
Va
ria
ble
Mea
ns
SD
12
34
67
89
10
1.
Gen
der
.44
.50
2.
Ag
e2
8.7
34
.75
2.0
53
.E
du
cati
on
alle
vel
3.4
5.8
12
.16
2.2
9*
*4
.In
dep
end
ence
4.9
9.7
8.0
1.1
32
.09
(.7
3)
6.
Ex
per
ien
cein
eval
uat
ing
23
.77
32
.28
2.2
3*
2.2
9*
*.2
3*
2.0
27
.P
roce
ssfe
atu
res
of
the
app
rais
al3
.79
.65
2.1
2.2
1*
2.0
3.5
0*
*.0
8(.
68
)8
.A
pp
rais
ald
iscu
ssio
n3
.70
.78
2.1
4.2
0*
2.0
9.4
4*
*.1
8.7
1*
*(.
85
)9
.R
ater
sub
ject
ivit
y3
.67
.79
2.0
5.1
62
.04
.43*
*.1
7.7
4*
*.7
7*
*(.
83
)1
0.
Su
gg
esti
ng
imp
rov
emen
t3
.53
.72
2.0
9.1
62
.01
.44*
*.1
3.6
2*
*.7
0*
*.6
4*
*(.
73
)
No
tes:
*p,
.05
;*
*p,
.01
;A
lphas
are
pre
sen
ted
on
the
dia
go
nal
.
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The analyses for the process features of the appraisal, presented in Table 2, indicate
that the main effects for independence was significant in Model 2 (b ¼ .41; p , .001) and
in Model 3 (b ¼ .19; p , .05), the direction of the relationship is in the hypothesized
direction; thus these results support hypothesis 1. In addition, the interaction between
experience and independence (b ¼ .01; p , .01) was significant; this interaction is plotted
in Figure 1.
The analyses for rater subjectivity, presented in Table 3, indicate that the main effect
for independence was significant in Model 2 (b ¼ .44; p , .001) and Model 3 (b ¼ 23;
p , .05). These results lend support to hypothesis 2. Moreover, the interaction between
experience and independence (b ¼ .01; p , .05) was significant; this interaction is plotted
in Figure 2.
The results of the regression analyses for comfort with appraisal discussion, presented
in Table 4, indicate that the main effects for independence was significant in Model 2
(b ¼ .47; p , .001) and Model 3 (b ¼ 26; p , .05). These results lend support to
Hypothesis 3. Moreover, the interaction between experience and independence (b ¼ .01;
p , .05) was significant; this interaction is plotted in Figure 3.
The analyses for suggesting performance improvement, presented in Table 5, indicate
that the main effects for independence was significant in Model 2 (b ¼ .42; p , .001) and
Model 3 (b ¼ .26; p , .05). These results lend support to Hypothesis 4. The interaction
between experience and independence was not significant (b ¼ .00; ns).
Discussion
The key finding of this study is that independent self-construal has a relatively strong
association with rater self-efficacy. Given the link found in previous research between
rater self-efficacy and leniency (Bernardin and Orban 1990; Villanova et al. 1993; Tziner
and Murphy 1999; Bernardin et al. 2000; Bernardin and Villanova 2005), this study may
have uncovered a key predictor of rating inflation. Our results show an important effect: all
four facets of rater self-efficacy were highly related to independence. As stated earlier,
performance management relies on socially demanding behaviors, requiring that raters
observe and record the performance of others, pose an evaluative judgment as to the
quality of that performance, provide feedback to the individual evaluated, and finally
outline developmental opportunities to that same ratee (Murphy and Cleveland 1995).
Those raters with a strong independent orientation reported much more comfort with this
process than those with a weaker independent orientation. It appears that the social
Table 2. Results of hierarchical regression with process features of the appraisal.
Model 1 Model 2 Model 3
B (SE) B (SE) B (SE)Gender 2 .12 (.13) 2 .06 (.11) 2 .06 (.11)Age .01* (.00) .01* (.00) .01** (.00)Level .03 (.08) .04 (.07) .05 (.07)Independence .41*** (.07) .19* (.10)Experience with appraisals .00 (.00) 2 .03** (.01)Independence £ Experience .01** (.00)
R2 .06 .32 .39Adjusted R2 .03 .28 .34R2 change .06 .26*** .06**
Note: *p , .05; **p , .01; ***p , .001.
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detachment associated with independence leads to an increase confidence in one’s
capacity to engage, as a rater, in the various facets of performance management processes.
Individuals may be less concerned with the emotional and interpersonal consequences of
evaluating others, and therefore be more comfortable and able to perform these functions.
Our results dovetail with the research that highlights substantial variations in the levels of
performance rating across cultures (Chow 1988; Farh, Dobbins, and Chen 1991; Shaikh
1995; Fletcher and Perry 2001). Although this line of research clearly shows the influence
of culture on rating inflation, the explanations offered for this relationship are mostly
speculative. The present study provides a clear and parsimonious explanation for rating
variations across cultures.
This study also points to an interesting interaction between experience and
independence on rater self-efficacy. It appears that the relationships between independence
and three facets of rater self-efficacy increase with rater experience. In other words, the
effect of independence on comfort with appraisal is strongest for most experienced raters.
This is somewhat surprising as one would expect that experience would serve as a buffer
to raters’ cultural inclinations. However, instead of increasing one’s comfort with the
appraisal process, experience appears to reinforce this discomfort, making it stronger.
It may be that there are real issues with evaluating others for those individuals and the
Figure 1. Moderating effect of experience on the relationship between independence and theprocess features of the appraisal.
Table 3. Results of hierarchical regression with rater subjectivity.
Model 1 Model 2 Model 3
B (SE) B (SE) B (SE)Gender 2 .05 (.15) .07 (.14) .07 (.14)Age .01 (.00) .01* (.00) .01* (.00)Level .02 (.10) .02 (.09) .04 (.08)Independence .44*** (.09) .23* (.12)Experience with evaluations .01** (.00) 2 .03* (.01)Independence £ Experience .01* (.00)
R2 .02 .28 .31Adjusted R2 .00 .24 .27R2 change .02 .25*** .04*
Note: *p , .05; **p , .01; ***p , .001.
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repetition of the process only serves to substantiate one’s reluctance to evaluate others.
Bernardin and Villanova (2005) did find that experience had complex effects on rater self-
efficacy. Additional research would be needed to understand better the phenomenon at
play here.
According to Bretz et al. (1992), 77% of companies believe that inflated ratings
endanger the validity of the performance appraisal system. The results of this study, in
combination with previous findings on individual antecedents and consequences of rater
self-efficacy, open up some interesting avenues for the human resources managers
wrestling with rating inflation. Traditional remedies used to curb rating inflation are
mechanical in nature. The most common (and drastic) approach, the use of forced-choice
format, is controversial and recent evidence has questioned its utility. Indeed, research has
shown that these systems are perceived as unfair, create much difficulties and unease for
raters, and may not have the long-term effects expected (Scullen, Bergey and Aiman-
Smith 2005; Schleicher et al. 2008). Other approaches, such ex post-facto statistical
adjustments of ratings not only undermine raters’ trust in the process but they also stand on
shaky legal grounds (Bernardin and Villanova 2005). Instead, the findings of this study fit
with a more formative, and rater-focused, approach to inflation. The role of independence
Figure 2. Moderating effect of experience on the relationship between independence and ratersubjectivity.
Table 4. Results of hierarchical regression with appraisal discussion.
Model 1 Model 2 Model 3
B (SE) B (SE) B (SE)Gender 2 .19 (.15) 2 .07 (.14) 2 .08 (.13)Age .01 (.00) .01* (.00) .01* (.00)Level 2 .07 (.10) 2 .07 (.08) 2 .05 (.08)Independence .47*** (.08) .26* (.12)Experience with evaluations .01** (.00) 2 .03* (.02)Independence £ Experience .01* (.00)
R2 .05 .31 .35Adjusted R2 .02 .28 .31R2 change .05 .26*** .04*
Note: *p , .05; **p , .01; ***p , .001.
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in the evaluation process can be easily integrated within training programmes. In a recent
field experiment, Bernardin and Villanova (2005) demonstrated that a short training
programme aimed at enhancing rater self-efficacy led to a reduction in discomfort with
appraisal and, subsequently, a reduction in rating inflation. The effectiveness of the
programme was considerable: a third of the post training rating variance was accounted for
by the training intervention. In addition, an assessment of trainees’ self-construal and
subsequent feedback could raise their sensitivity and awareness to their styles and how
they can influence their appraisal behaviours. Indeed, the pre-course scores could also help
trainers tailor the course content according to the profile of the group.
Another practical implication, one that is more experimental, focuses on the priming of
independence. Research in cross-cultural psychology has shown that self-construal is
somewhat malleable and can be primed (i.e., activated in people) quite effectively by the
simple presentation of situational cues (Aaker and Lee 2001; Gardner, Gabriel and Lee
1999; Trafimow, Triandis and Goto 1991). Accordingly, an interesting organizational
intervention would be to evoke independence in raters (or suppress interdependent ones)
prior to the rating task in order to raise their comfort with the task. Empirical evidence
would be needed to validate the effectiveness of such an intervention.
Table 5. Results of hierarchical regression with suggesting performance improvement.
Model 1 Model 2 Model 3
B (SE) B (SE) B (SE)Gender 2 .12 (.14) 2 .05 (.13) 2 .05 (.13)Age .01 (.00) .01 (.00) .01 (.00)Level .03 (.09) .04 (.08) .05 (.08)Independence .42*** (.08) .26* (.12)Experience with evaluations .00 (.00) 2 .02* (.01)Independence £ Experience .00 (.00)
R2 .02 .24 .27Adjusted R2 .00 .21 .23R2 change .02 .22*** .02
Note: *p , .05; **p , .01; ***p , .001.
Figure 3. Moderating effect of experience on the relationship between independence and appraisaldiscussion.
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Although our results point to a strong effect, it is important to probe further and
investigate the relationship between rating self-efficacy and a broader range of evaluation-
related behaviours. Although previous research did show that rater self-efficacy is a
determinant of rating elevation, it remains largely silent on its effect on the many
additional behaviors required by a rater in a performance appraisal process. It would be
worthwhile to extend this line of research and observe the influence of self-efficacy on how
the feedback session is conducted, the energy invested in following-up on development
and other important behaviors related to this process. Future research would also
benefit from separating the assessment of self-construal and rater self-efficacy as to
reduce common-method variance. As noted above, the priming of self-construal – instead
of measuring it with a self-report scale – represents an interesting avenue to circumvent
this issue.
In summary, our research does indicate that independent self-construal is related to
various dimensions of rater self-efficacy. As performance management systems become
more international and increasingly rely on evaluators of different cultural backgrounds
there is a greater need for research on how culture influences these evaluators. It is hoped
that this research effort is a step in this direction and that it will further stimulate such
efforts.
Acknowledgement
This research was supported by grant #410-2006-1484 from the Social Sciences and HumanitiesResearch Council of Canada.
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Appendix
Rater self-efficacy scale (12 items; 4 dimensions)
Process features of the appraisal1. Establishing accurate and fair standards for judging the job performance of others2. Using my observations of others’ job performance in assigning ratings6. Collecting observations and records of employee performance to produce accurate ratings
Rater subjectivity4. Setting aside any personal biases to arrive at accurate employee ratings5. Assigning ratings that are accurate but that may disagree with others’ expectation.
11. Evaluating employee performance independent of personal like or dislike for the employee
Appraisal discussion3. Explaining to employees how is it that I arrived at a performance rating when they believe higher
ratings were deserved9. Justifying poor ratings to employees who believe poor ratings are undeserved.
12. Discussing my reasons for assigning specific ratings to employees suspicious of my motives.
Suggesting performance improvement7. Providing suggestions for improving job performance to more senior or more experienced
employees8. Setting aside employee’s personal life accounts for poor performance
10. Suggesting ways to improve job performance to employees resistant to change their ways ofdoing the work.
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