the effect of concrete slab–rockfill interface behavior on the earthquake performance of a cfr dam

12
The effect of concrete slab–rockfill interface behavior on the earthquake performance of a CFR dam Alemdar Bayraktar a , Murat Emre Kartal b,n ,S¨ uleyman Adanur a a Karadeniz Technical University, Department of Civil Engineering, 61080 Trabzon, Turkey b Zonguldak Karaelmas University, Department of Civil Engineering, 67100 Zonguldak, Turkey article info Article history: Received 14 June 2009 Received in revised form 23 June 2010 Accepted 6 July 2010 Keywords: Concrete-faced rockfill dam Dam–reservoir interaction Drucker–Prager model Friction contact Interface element The Lagrangian approach abstract Earthquake response of the concrete slab is mostly depended upon its conjunction with rockfill. This study aims to reveal the effect of concrete slab–rockfill interface behavior on the earthquake performance of a concrete-faced rockfill dam considering friction contact and welded contact. Friction contact is provided by using interface elements with five numbers of shear stiffness values. 2D finite element model of Torul concrete-faced rockfill dam is used for this purpose. Linear and materially non-linear time-history analyses considering dam–reservoir interaction are performed using ANSYS. Reservoir water is modeled using fluid finite elements by the Lagrangian approach. The Drucker–Prager model is preferred for concrete slab and rockfill in non-linear analyses. Horizontal component of 1992 Erzincan earthquake with peak ground acceleration of 0.515g is used in analyses. The maximum and minimum displacements and principal stresses are shown by the height of the concrete slab and earthquake performance of the dam is investigated considering different joint conditions for empty and full reservoir cases. In addition, potential damage situations of concrete slab are evaluated. & 2010 Elsevier Ltd. All rights reserved. 1. Introduction Concrete-faced rockfill (CFR) dams are considered to be safe under seismic excitations because of two following origins [1]. First, porewater development and strength descent do not occur because the entire CFR dam embankment is waterless during an earthquake. Second, CFR dams provide more stability with their whole rockfill mass than earth core rockfill (ECR) dams, since CFR dams do not permit water to penetrate inside the dam on the other hand only downstream rockfill mass of the ECR dams may resist for stability under seismic excitations. CFR dams involve fluid–structure interaction problems. Hydro- dynamic pressures resulted from earthquakes considerably affect dynamic response of dams. The hydrodynamic pressure effects on dynamic response of dams have been started to be researched in the 1930s [2–4]. Dynamic response of dam–reservoir systems using the Eulerian and the Lagrangian approaches has been investigated by many researchers [5–14]. In the last years, Bayraktar et al. [13–15] paid attention on hydrodynamic pressures on concrete slab of CFR dams. Earthquake analysis of CFR dams subjected to strong ground motion was carried out and published in the literature by various researchers [1,13–22]. In addition, a new approach based on scaled boundary-finite element method was used to obtain scattered motion along a prismatic canyon with trapezoidal cross section [23]. The authors performed three-dimensional dynamic analysis of a typical CFR dam including dam-face slab–abutments interaction using scaled boundary-finite element method. Ghannad [24] performed numerical (finite element method) and analytical analyses of a CFR dam, which is located in a high seismicity region of Iran, and compared the results. The effect of non-linearity and time-dependent deformation on the separation of the concrete slab from the cushion layer was examined using contact analysis method [25]. Beyond these studies, there is limited research related to earthquake performance of CFR dams. Particularly, performance analysis of a CFR dam including dam–reservoir interaction and slippage–separation in concrete slab–rockfill interface is rarely seen in the literature. Interface elements have a wide range of use to describe the interaction between different media [26–31]. Various researchers investigated discrete joints in non-linear analyses [32–38]. Inter- face elements were used to determine the effect of discontinuities on the response of circular tunnels established in layered geological media by Lee and Zaman [39]. The seismic response of rigid highway bridge abutments, retaining and founded on dry sand was examined considering sliding and debonding/recontact between the wall and the soil [40]. Toki et al. [41,42] used joint elements for dynamic analysis of soil–structure interaction systems to simulate time-dependent sliding and separation along the soil–structure interface. The interface behavior in reinforced Contents lists available at ScienceDirect journal homepage: www.elsevier.com/locate/nlm International Journal of Non-Linear Mechanics 0020-7462/$ - see front matter & 2010 Elsevier Ltd. All rights reserved. doi:10.1016/j.ijnonlinmec.2010.07.001 n Corresponding author. Tel.: + 90 372 257 4010; fax: + 90 372 257 4023. E-mail address: [email protected] (M.E. Kartal). International Journal of Non-Linear Mechanics 46 (2011) 35–46

Upload: mohammad

Post on 13-Dec-2015

12 views

Category:

Documents


3 download

DESCRIPTION

The effect of concrete slab–rockfill interface behavior on the earthquake performance of a CFR dam

TRANSCRIPT

Page 1: The Effect of Concrete Slab–Rockfill Interface Behavior on the Earthquake Performance of a CFR Dam

International Journal of Non-Linear Mechanics 46 (2011) 35–46

Contents lists available at ScienceDirect

International Journal of Non-Linear Mechanics

0020-74

doi:10.1

n Corr

E-m

journal homepage: www.elsevier.com/locate/nlm

The effect of concrete slab–rockfill interface behavior on the earthquakeperformance of a CFR dam

Alemdar Bayraktar a, Murat Emre Kartal b,n, Suleyman Adanur a

a Karadeniz Technical University, Department of Civil Engineering, 61080 Trabzon, Turkeyb Zonguldak Karaelmas University, Department of Civil Engineering, 67100 Zonguldak, Turkey

a r t i c l e i n f o

Article history:

Received 14 June 2009

Received in revised form

23 June 2010

Accepted 6 July 2010

Keywords:

Concrete-faced rockfill dam

Dam–reservoir interaction

Drucker–Prager model

Friction contact

Interface element

The Lagrangian approach

62/$ - see front matter & 2010 Elsevier Ltd. A

016/j.ijnonlinmec.2010.07.001

esponding author. Tel.: +90 372 257 4010; fa

ail address: [email protected]

a b s t r a c t

Earthquake response of the concrete slab is mostly depended upon its conjunction with rockfill. This

study aims to reveal the effect of concrete slab–rockfill interface behavior on the earthquake

performance of a concrete-faced rockfill dam considering friction contact and welded contact. Friction

contact is provided by using interface elements with five numbers of shear stiffness values. 2D finite

element model of Torul concrete-faced rockfill dam is used for this purpose. Linear and materially

non-linear time-history analyses considering dam–reservoir interaction are performed using ANSYS.

Reservoir water is modeled using fluid finite elements by the Lagrangian approach. The Drucker–Prager

model is preferred for concrete slab and rockfill in non-linear analyses. Horizontal component of 1992

Erzincan earthquake with peak ground acceleration of 0.515g is used in analyses. The maximum and

minimum displacements and principal stresses are shown by the height of the concrete slab and

earthquake performance of the dam is investigated considering different joint conditions for empty

and full reservoir cases. In addition, potential damage situations of concrete slab are evaluated.

& 2010 Elsevier Ltd. All rights reserved.

1. Introduction

Concrete-faced rockfill (CFR) dams are considered to be safeunder seismic excitations because of two following origins [1].First, porewater development and strength descent do not occurbecause the entire CFR dam embankment is waterless during anearthquake. Second, CFR dams provide more stability with theirwhole rockfill mass than earth core rockfill (ECR) dams, since CFRdams do not permit water to penetrate inside the dam on theother hand only downstream rockfill mass of the ECR dams mayresist for stability under seismic excitations.

CFR dams involve fluid–structure interaction problems. Hydro-dynamic pressures resulted from earthquakes considerably affectdynamic response of dams. The hydrodynamic pressure effects ondynamic response of dams have been started to be researched inthe 1930s [2–4]. Dynamic response of dam–reservoir systemsusing the Eulerian and the Lagrangian approaches has beeninvestigated by many researchers [5–14]. In the last years,Bayraktar et al. [13–15] paid attention on hydrodynamicpressures on concrete slab of CFR dams.

Earthquake analysis of CFR dams subjected to strong groundmotion was carried out and published in the literature by variousresearchers [1,13–22]. In addition, a new approach based on

ll rights reserved.

x: +90 372 257 4023.

(M.E. Kartal).

scaled boundary-finite element method was used to obtainscattered motion along a prismatic canyon with trapezoidal crosssection [23]. The authors performed three-dimensional dynamicanalysis of a typical CFR dam including dam-face slab–abutmentsinteraction using scaled boundary-finite element method.Ghannad [24] performed numerical (finite element method) andanalytical analyses of a CFR dam, which is located in a highseismicity region of Iran, and compared the results. The effect ofnon-linearity and time-dependent deformation on the separationof the concrete slab from the cushion layer was examined usingcontact analysis method [25]. Beyond these studies, there islimited research related to earthquake performance of CFR dams.Particularly, performance analysis of a CFR dam includingdam–reservoir interaction and slippage–separation in concreteslab–rockfill interface is rarely seen in the literature.

Interface elements have a wide range of use to describe theinteraction between different media [26–31]. Various researchersinvestigated discrete joints in non-linear analyses [32–38]. Inter-face elements were used to determine the effect of discontinuitieson the response of circular tunnels established in layeredgeological media by Lee and Zaman [39]. The seismic responseof rigid highway bridge abutments, retaining and founded on drysand was examined considering sliding and debonding/recontactbetween the wall and the soil [40]. Toki et al. [41,42] used jointelements for dynamic analysis of soil–structure interactionsystems to simulate time-dependent sliding and separation alongthe soil–structure interface. The interface behavior in reinforced

Page 2: The Effect of Concrete Slab–Rockfill Interface Behavior on the Earthquake Performance of a CFR Dam

A. Bayraktar et al. / International Journal of Non-Linear Mechanics 46 (2011) 35–4636

embankments on soft grounds was researched considering slipbetween soil and reinforcement according to Mohr–Coulombstrength criterion with interface elements [43]. Nam et al. [44]used elasto-plastic interface element to predict static anddynamic behaviors of underground RC structures. Proposedinterface model was quiet well in agreement to describe theinteraction between the underground RC structure and thesurrounding soil media. Uddin [45,46] performed dynamicanalyses using interface elements for the potential sliding inter-face in embankment of an ECR dam and also for the interaction ofconcrete slab–rockfill in a CFR dam.

This study investigates the effect of interface behaviorbetween concrete slab and rockfill on the earthquake responseand performance of a CFR dam including hydrodynamic effects.For this purpose, two-dimensional dam and dam–reservoir finiteelement models are used. Hydrodynamic pressure is taken intoconsideration by the Lagrangian approach using two-dimensionalfluid finite elements. Both material and connection non-linearityare considered in finite element analyses. Drucker–Prager modelis used for concrete slab and rockfill in materially non-linearanalyses. Welded and friction contact is considered in concreteslab–rockfill interface. Friction is considered with interfaceelements. Earthquake response and performance of Torul CFRDam are investigated considering different joint conditionsbetween concrete and rockfill. All numerical analyses areperformed using ANSYS [47].

2. Formulation of dam–reservoir interaction by theLagrangian approach

The formulation of the fluid system based on the Lagrangianapproach is presented as following [48,49]. In this approach, fluidis assumed to be linearly compressible, inviscid and irrotational.For a general three-dimensional fluid, pressure–volumetric strainrelationships can be written in matrix form as follows:

P

Px

Py

Pz

8>>><>>>:

9>>>=>>>;¼

C11 0 0 0

0 C22 0 0

0 0 C33 0

0 0 0 C44

266664

377775

ev

wx

wy

wz

8>>><>>>:

9>>>=>>>;

ð1Þ

where P, C11, and ev are the pressures which are equal to meanstresses, the bulk modulus and the volumetric strains of the fluid,respectively. Since irrotationality of the fluid is considered likepenalty methods [50,51], rotations and constraint parameters areincluded in the pressure–volumetric strain equation (Eq. (1)) ofthe fluid. In this equation, Px, Py and Pz, are the rotational stresses;C22, C33 and C44 are the constraint parameters and wx, wy and wz

are the rotations about the cartesian axis x, y and z, respectively.In this study, the equations of motion of the fluid system are

obtained using energy principles. Using the finite elementapproximation, the total strain energy of the fluid system maybe written as

pe ¼1

2UT

f Kf Uf ð2Þ

where Uf and Kf are the nodal displacement vector and thestiffness matrix of the fluid system, respectively. Kf is obtained bythe sum of the stiffness matrices of the fluid elements as follows:

Kf ¼X

Kef

Kef ¼

ZV

BeTf Cf Be

f dVe ð3Þ

where Cf is the elasticity matrix consisting of diagonal terms inEq. (1). Be

f is the strain–displacement matrix of the fluid element.

An important behavior of fluid systems is the ability todisplace without a change in volume. For reservoir and storagetanks, this movement is known as sloshing waves in which thedisplacement is in the vertical direction. The increase inthe potential energy of the system because of the free surfacemotion can be written as

ps ¼1

2UT

sf Sf Usf ð4Þ

where Usf and Sf are the vertical nodal displacement vector andthe stiffness matrix of the free surface of the fluid system,respectively. Sf is obtained by the sum of the stiffness matrices ofthe free surface fluid elements as follows:

Sf ¼P

Sef

Sef ¼ rf g

RAhT

s hs dAe

9=; ð5Þ

where hs is the vector consisting of interpolation functions of thefree surface fluid element. rf and g are the mass density of thefluid and the acceleration due to gravity, respectively. Besides,kinetic energy of the system can be written as

T ¼1

2_UT

f Mf_Uf ð6Þ

where _U f and Mf are the nodal velocity vector and the massmatrix of the fluid system, respectively. Mf is also obtained by thesum of the mass matrices of the fluid elements as follows:

Mf ¼P

Mef

Mef ¼ rf

RV HT H dVe

9=; ð7Þ

where H is the matrix consisting of interpolation functions of thefluid element. If (Eqs. (2), (4) and (6)) are combined using theLagrange’s equation [52]; the following set of equations isobtained:

Mf€Uf þK*

f Uf ¼ Rf ð8Þ

where K*f , Uf, Uf and Rf are the system stiffness matrix including

the free surface stiffness, the nodal acceleration and displacementvectors and time-varying nodal force vector for the fluid system,respectively. In the formation of the fluid element matrices,reduced integration orders are used [48].

The equations of motion of the fluid system (Eq. (8)), have asimilar form with those of the structure system. To obtain thecoupled equations of the fluid–structure system, the determina-tion of the interface condition is required. Since the fluid isassumed to be inviscid, only the displacement in the normaldirection to the interface is continuous at the interface ofthe system. Assuming that the structure has the positive faceand the fluid has the negative face, the boundary condition at thefluid–structure interface is

U�n ¼Uþn ð9Þ

where Un is the normal component of the interface displacement[53]. Using the interface condition, the equation of motion of thecoupled system to ground motion including damping effects aregiven by

Mc€UcþCc

_UcþKcUc ¼Rc ð10Þ

in which Mc, Cc, and Kc are the mass, damping and stiffnessmatrices for the coupled system, respectively. Uc, _Uc , Uc and Rc arethe vectors of the displacements, velocities, accelerations andexternal loads of the coupled system, respectively.

Page 3: The Effect of Concrete Slab–Rockfill Interface Behavior on the Earthquake Performance of a CFR Dam

12

3 4

l

h

h

12

3 4

l

h

u

h

Δh=ε

h

Δu=γ

y

x

12

3 4

u1

v1

u2

v2

u3

v3

u4

v4

l

η

Fig. 2. (a) Interface finite element, (b) normal strain and (c) shear strain.

A. Bayraktar et al. / International Journal of Non-Linear Mechanics 46 (2011) 35–46 37

3. Drucker–Prager model

There are many criteria for determination of yield surface oryield function of materials. Drucker–Prager criterion is widelyused for frictional materials such as rock and concrete. Druckerand Prager [54] obtained a convenient yield function to determineelasto-plastic behavior of concrete smoothing Mohr–Coulombcriterion. This function is defined as

f ¼ aI1þffiffiffiffiJ2

p�k ð11Þ

where a and k are constants which depend on cohesion (c) andangle of internal friction (f) of the material given by

a¼ 2 sin fffiffiffi3pð3�sin fÞ

k¼6c cos fffiffiffi3pð3�sin fÞ

ð12Þ

in Eq. (11), I1 is the first invariant of stress tensor (sij)

I1 ¼ s11þs22þs33 ð13Þ

and J2 is the second invariant of deviatoric stress tensor (sij)

J2 ¼1

2sijsij ð14Þ

where sij is the deviatoric stresses as given below

sij ¼ sij�dijsm ði,j¼ 1,2,3Þ ð15Þ

In Eq. (15), dij is the Kronecker delta, which is equal to 1 fori¼ j; 0 for ia j, and sm is the mean stress and obtained as follows:

sm ¼I1

3¼s11þs22þs33

3¼sii

3ð16Þ

If the terms in Eq. (15) are obtained by the Eq. (16) and replaced inEq. (14), the second invariant of the deviatoric stress tensor can beobtained as follows:

J2 ¼1

6ðs11�s22Þ

2þðs22�s33Þ

2þðs33�s11Þ

2h i

þs212þs

213þs

223

ð17Þ

It is observed from Fig. 1 that a smooth surface is obtainedremoving Coulomb corner spots [55].

4. Interface element formulation

The formulation of the stiffness matrix of two-dimensionalinterface element is presented in this section. The geometry of theinterface element is shown in Fig. 2(a). Since the interfaceelement represents the interaction characteristics between two

−σ1

−σ3

Hydrostatic Axis(σ11 = σ22 = σ33)

Failure Surface of Drucker-Prager

Failure Surface of Coulombc Cotφ

−σ2

Fig. 1. Failure criteria for Coulomb, Drucker–Prager and von Mises [55].

different materials and is not a material itself, there exist only anormal stress and shear stress [56].

Displacements in the upper and lower faces are independentlyinterpolated as follows:

uupp ¼N1u1þN2u2, vupp ¼N1v1þN2v2

ulow ¼N3u3þN4u4, vupp ¼N3v3þN3v4ð18Þ

Ni ¼1

4ð17xiÞð17ZiÞ ð19Þ

With reference to Fig. 2, strains are computed from Eq. (20) asshown in Fig. 2(b)

feg ¼gyx

ey

( )¼

uupp�ulow

vupp�vlow

( )�h ð20Þ

in which ey and gyx represents the normal and tangential (shear)strains as shown in Fig. 2(c).

Stresses are obtained from strains and constitutive law as

fsg ¼tyx

sy

( )¼ ½D�feg ð21Þ

in which [D] is the elastic constitutive matrix given by

½D� ¼d11 0

0 d22

" #ð22Þ

From Eqs. (18) and (20), strains are written as

feg ¼ ½B�fdg ð23Þ

in which fdg and [B] are the nodal displacement vector and thestrain–displacement matrix given by

fdgT¼ u1 v1 u2 v2 u3 v3 u4 v4

n oð24Þ

B½ � ¼ B1½I� B2½I� �B3½I� �B4½I�� �

ð25Þ

with [I] being the identity matrix of order two.

Page 4: The Effect of Concrete Slab–Rockfill Interface Behavior on the Earthquake Performance of a CFR Dam

00.030.060.090.120.150.180.210.240.27

0.30.330.36

1 2

Cum

ulat

ive

Dur

atio

n (s

) May require nonlinear analysis to estimate damage

Acceptable damage based on linear analysis

1.91.81.71.61.51.41.31.21.1

A. Bayraktar et al. / International Journal of Non-Linear Mechanics 46 (2011) 35–4638

On minimizing the potential energy of the element, we obtainthe stiffness matrix, [K], of the interface element in the localcoordinates. Thus

½K� ¼

ZZ½B�T ½D�½B� dx dy ð26Þ

This area integral can be easily computed if a change in thevariables is carried out by writing

dx dy¼Det½J� dx dZ ð27Þ

in which [J] is the Jacobian matrix. The element thickness is oftenassumed to be zero [57].

Demand-Capacity Ratio

Fig. 3. Accepted performance curve for CFR dams [59].

Fig. 4. Torul Dam [60]: (a) empty reservoir case and (b) full reservoir case.

5. Structural performance and damage criteria for dams

Linear time-history analysis is used to formulate a systematicand rational methodology for qualitative estimate of the level ofdamage. In linear time-history analysis, where accelerationtime-histories are the seismic input, deformations, stresses andsection forces are computed in accordance with elastic stiffnesscharacteristics of various components in time domain. A systematicevaluation of these results in terms of the demand–capacity ratios(D/C), cumulative inelastic duration, spatial extent of overstressedregions, and consideration of possible failure modes comprise thebasis for approximation and appraisal of probable level of damage.The damage for structural performance amounts to cracking ofthe concrete, opening of construction joints, and yielding of thereinforcing steel. If the estimated level of damage falls below theacceptance curve for a particular type of structure, the damage isconsidered to be low and linear time-history analysis will besufficient. Otherwise the damage is considered to be severe in whichcase non-linear time-history analysis would be required to estimatedamage more accurately [58].

5.1. Performance criteria for linear and non-linear analysis

The dam response to the maximum design earthquake isconsidered to be within the linear elastic range of behavior withlittle or no possibility of damage if computed demand–capacityratios are less than or equal to 1.0. The stage of non-linearresponse or opening and cracking of joints is considered accept-able if demand–capacity ratio is less than 2, overstressed region isless than 15% of the dam surface area, and the cumulativeinelastic duration falls below the performance curve given inFig. 3. Cumulative duration has not been defined for the concreteslab of CFR dams till now; therefore the performance curve forconcrete gravity dams is used in this study [59].

5.2. Demand–capacity ratios

The demand–capacity ratios for CFR dams can be defined asthe ratio of the computed principal tensile stresses to tensilestrength of the concrete. As discussed previously demand–capacity ratio is limited to 2.0, thus permitting stresses up totwice the static or at the level of dynamic apparent tensilestrength of the concrete, as long as the overstressed region is lessthan 15% of the dam surface area. The cumulative durationbeyond a certain level of demand–capacity ratio is obtained bymultiplying number of stress values exceeding that level of tensilestrength by the time-step of the time-history analysis. Thecumulative duration in Fig. 3 refers to the total duration of allstress excursions beyond a certain level of demand–capacityratio. Although tensile strength of concrete is affected by therate of seismic loading, the acceptance criteria employ stabletensile strength in computation of the demand–capacity ratios.

The reason for this is to account for the lower strength of the liftlines and provide some level of conservatism in estimation ofdamage using the results of linear elastic analysis.

6. Numerical model of Torul CFR dam

6.1. Torul dam

Torul CFR Dam (Fig. 4) is sited on Harsit River andapproximately 14 km northwest of Torul, Gumushane, Turkey.The dam construction was completed in 2007 by the GeneralDirectorate of State Hydraulic Works [60]. The main goal of the

Page 5: The Effect of Concrete Slab–Rockfill Interface Behavior on the Earthquake Performance of a CFR Dam

A. Bayraktar et al. / International Journal of Non-Linear Mechanics 46 (2011) 35–46 39

reservoir is power generation. The volume of the dam body is4.6 hm3 and the lake area of the dam at the normal water levelis 3.62 km2. The annual total power generation capacity is322.28 GW. The length of the dam crest and the wide of thedam crest are 320 and 12 m, respectively. Besides, the maximumheight and base width of the dam are 142 and 420 m, respec-tively. The thickness of the concrete slab is 0.3 m at the crest leveland 0.7 m at the foundation level. The concrete slab has highseepage resistance. The two-dimensional largest cross section andthe dimensions of the dam are shown in Fig. 5.

6.2. Material properties

The Torul Dam body consists of concrete face slab and fiverockfill zones: 2A, 3A, 3B, 3C, 3D, respectively, from upstream todownstream. Rockfill zones were arranged from thin granules tothick particles in upstream–downstream direction. Table 1 showsthe material properties of the dam and reservoir water used inlinear and non-linear analyses. Performed materially non-linearanalysis procedure is based on the Drucker–Prager model. Thecohesion and the angle of internal friction of the dam body areassumed as 1.225 MPa and 451, respectively. The concrete slabhas tensile strength of 1.6 MPa and compression strength of20 MPa [61]. The bulk modulus of reservoir water and density areassumed as 2.07�103 MPa and 1000 kg/m3.

6.3. Finite element model

The two-dimensional dam–reservoir finite element modelused in analyses is shown in Fig. 6. In this model, dam body has592 solid finite elements, reservoir water has 495 fluid finiteelements and 16 interface elements are defined between concreteslab and rockfill. The solid elements used in the analyses have fournodes and 2�2 integration points and the fluid elements havefour nodes and 1�1 integration point. Element matrices arecomputed using the Gauss numerical integration technique [48].The damping ratio of 5% is used in finite element analyses.Coupling length is chosen as 1 mm at reservoir–dam interfaceand 15 numbers of couplings are defined in dam–reservoir model.

Fig. 5. The largest cross section of Torul Dam body [60].

Table 1Material properties of Torul CFR Dam.

Material aDmax (mm) Material proper

Modulus of ela

Concrete – 3.420E+07

2A (sifted rock or alluvium) 150 1.400E+07

3A (selected rock) 300 1.350E+07

3B (filling with quarry rock) 600 1.250E+07

3C (filling with quarry rock) 800 1.150E+07

3D (selected rock) 1000 1.000E+07

a Maximum particle size.

The main objective of the couplings is to hold equal the displace-ments between two reciprocal nodes in normal direction to theinterface. The length of the reservoir is taken as three times ofthe dam height to adequately consider reservoir water effects.

6.4. Concrete slab–rockfill interface

The earthquake response of the concrete slab is mostlydepended upon its conjunction to the rockfill. Welded contactand friction contact models can be used in this joint (Fig. 7).In fact, concrete slab does not directly contact with the rockfill.According to this observation, the use of interface element infinite element analysis can procure more realistic results.Concrete slab may slide over the surface of the rockfill by usingthis element. This element provides ability for transverse sheardeformation. This study assumes that concrete slab and rockfilldam body are independent deformable bodies by using interfaceelements and also dependent deformable bodies consideringwelded contact.

The interface element used in this study has four node andtwo integration points (Fig. 8). Normal stiffness of the interfaceelement is considered as 20�103 MPa/m. Five numbers oftransverse shear stiffness values of the interface element areused as 1.8, 3.6, 18, 180 and 1800 MPa/m in the numericalanalyses.

7. Earthquake response of Torul CFR Dam

This study investigates the earthquake response of Torul CFRDam subjected to strong ground motion is. Empty and fullreservoir cases are taken into account in the numerical solutions.The horizontal component of the 1992 Erzincan earthquakewith peak ground acceleration (pga) 0.515g is utilized in analyses.

ties

sticity (kN/m2) Poisson’s ratio Mass density (kg/m3)

0.18 2395.5

0.26 2905.2

0.26 2854.2

0.26 2833.8

0.26 2803.3

0.26 2752.3

Fig. 6. The two-dimensional finite element model including reservoir of

Torul Dam.

Page 6: The Effect of Concrete Slab–Rockfill Interface Behavior on the Earthquake Performance of a CFR Dam

ConcreteSlab

Rockfill Zones

ConcreteSlab

Rockfill Zones

InterfaceInterface allowing slippage

2A 3A 3B

2A 3A 3B

Concrete Slab

TransitionZones

Transition Zones

2A

3A3B 3C

3D

2A

3A3C

3D

3B

Concrete Slab

Transition Zones: 2A, 3ARockfill Zones: 3B, 3C

Fig. 7. (a) Welded and (b) friction contact in concrete slab–rockfill interface.

x

y

i

l

kj

i-j and l-k surfacesare the contact surfaces

Fig. 8. The view of two-dimensional interface element in local coordinates [47].

Fig. 9. The location of Torul Dam [60].

-3-2-10123456

0 3 6 9 12 15 18 21 24

Time (s)

Acc

eler

atio

n (m

/s2 )

t = 3.235s

pga = 5.054 m/s2

pga = 0.0 m/s2

t = 2.75spga = 0.0 m/s2

t = 2.9s

Fig.10. 1992 Erzincan earthquake acceleration record [62].

A. Bayraktar et al. / International Journal of Non-Linear Mechanics 46 (2011) 35–4640

This earthquake record is preferred because Torul Dam is close toErzincan where severe strong ground motions occurred in lastdecades (Fig. 9) and its foundation has similar characteristics withthe place ground motion recorded. Earthquake analyses areperformed during 21.31 s (Fig. 10) and used acceleration recordis available at the PEER Strong Motion Database [62]. The timeinterval of the acceleration record is 0.005 s. Displacement andprincipal stress components by the height of the concrete slab arecompared.

7.1. Displacements

This section presents the horizontal displacements obtainedfrom linear time-history analyses by the height of the concreteslab considering different material properties of the interfaceelement. The analysis results are shown in Figs. 11–14 for emptyand full reservoir cases. It is obviously seen from Figs. 11–14 thathydrodynamic pressure of the reservoir water increases the

Page 7: The Effect of Concrete Slab–Rockfill Interface Behavior on the Earthquake Performance of a CFR Dam

A. Bayraktar et al. / International Journal of Non-Linear Mechanics 46 (2011) 35–46 41

displacements for all joint conditions. Displacements decreasewith the decrease of shear stiffness of the interface element inempty reservoir case. However, those increase with the decrease

0

30

60

90

120

150

-40 0

Displacement (mm)

Hei

ght (

m)

1.8 MPa/m 3.6 MPa/m 18 MPa/m

180 MPa/m 1800 MPa/m Welded Contact

-35 -30 -25 -20 -15 -10 -5

Fig. 11. The minimum horizontal displacements by the dam height in empty

reservoir case.

0

30

60

90

120

150

0 5 10Displacement (mm)

Hei

ght (

m)

1.8 MPa/m 3.6 MPa/m 18 MPa/m

180 MPa/m 1800 MPa/m Welded Contact

15 20 25

Fig. 12. The maximum horizontal displacements by the dam height in empty

reservoir case.

0

30

60

90

120

150

0

Displacement (mm)

Hei

ght (

m)

1.8 MPa/m 3.6 MPa/m18 MPa/m180 MPa/m

1800 MPa/m Welded Contact

-50 -45 -40 -35 -30 -25 -20 -15 -10 -5

Fig. 13. The minimum horizontal displacements by the dam height in full

reservoir case.

0

30

60

90

120

150

0 5 20

Displacement (mm)

Hei

ght (

m)

1.8 MPa/m 3.6 MPa/m 18 MPa/m180 MPa/m 1800 MPa/m Welded Contact

25 301510

Fig. 14. The maximum horizontal displacements by the dam height in full

reservoir case.

of shear stiffness of the interface element if hydrodynamicspressure effects are included. In addition, displacements obtainedfrom finite element models including high shear stiffness of theinterface element come close to the ones obtained from the modelincluding welded contact.

Some deflected shapes of Torul Dam during the time intervalof 2.75 and 3.235 s are given in Fig. 15. According to Fig. 15,

Fig. 15. The deflected shapes of Torul Dam between 2.75 and 3.235 s: (a) the

deflected shape on second 2.750 (acceleration is equal to zero); (b) the deflected

shape on second 2.900 (pga is equal to 0.515g); (c) the deflected shape on

second 2.975 (minimum displacement at the crest); (d) the deflected shape on

second 3.200 (excessive deformations in downstream side) and (e) the deflected

shape on second 3.235 (acceleration is equal to zero).

Page 8: The Effect of Concrete Slab–Rockfill Interface Behavior on the Earthquake Performance of a CFR Dam

A. Bayraktar et al. / International Journal of Non-Linear Mechanics 46 (2011) 35–4642

the minimum displacement of the crest does not occur on second2.9 in which the maximum ground acceleration of the earthquakeexists. The deflected shape, where the minimum horizontaldisplacement occurs, shown in Fig. 15c cannot be adequatelydistinguished because of relatively high vertical displacements ofreservoir water. Relatively excessive deformations at downstreamside near foundation and besides separation and transverse sheardeformation of the concrete slab appear on second 3.20 as shownin Fig. 15d.

7.2. Stresses

This section presents the principal tensile and compressionstresses occurred in the concrete slab by the dam height. Figs. 16and 17 refer that maximum and minimum principal stressesdecrease with the decrease of the shear stiffness of the interfaceelement in empty reservoir case. Besides, those increase with thedecrease of the shear stiffness of the interface element in fullreservoir case as shown in Figs. 18 and 19. If the analysis ignores

0

30

60

90

120

150

0

Stress (kPa)

Hei

ght (

m)

1.8 MPa/m 3.6 MPa/m 18 MPa/m

180 MPa/m 1800 MPa/m Welded Contact

-7000 -6000 -5000 -4000 -3000 -2000 -1000

Fig. 16. The principal compression stresses by the dam height in empty

reservoir case.

0

30

60

90

120

150

0

Stress (kPa)

Hei

ght (

m)

1.8 MPa/m 3.6 MPa/m 18 MPa/m

180 MPa/m 1800 MPa/m Welded Contact

500 1000 1500 2000 2500 3000 3500 4000 4500

Fig. 17. The principal tensile stresses by the dam height in empty reservoir case.

0

30

60

90

120

150

0

Stress (kPa)

Hei

ght (

m)

1.8 MPa/m 3.6 MPa/m 18 MPa/m180 MPa/m 1800 MPa/m Welded Contact

-9000 -8000 -7000 -6000 -5000 -4000 -3000 -2000 -1000

Fig. 18. The principal compression stresses by the dam height in full reservoir

case.

reservoir water effects and considers friction in concreteslab–rockfill interface, concrete slab may behave itself easilyand avoid unnecessary stress intensity resulting from rockfill.However, in full reservoir case, hydrodynamic pressure causesadditional stress density in the concrete slab.

8. Performance analysis of Torul CFR Dam

This part of the study presents earthquake performanceanalysis of Torul CFR Dam. The main objective of this study is toreveal the effect of concrete slab–rockfill interface on the earth-quake performance of a CFR dam. Therefore, this study considersfive shear stiffness values of the interface element for empty andfull reservoir cases. Time-history analyses are performed accord-ing to north–south component of 1992 Erzincan earthquakerecord shown in Fig. 10.

The demand–capacity ratios, which are evaluated between1 and 2, are considered for the principle tensile stresses occurred inthe concrete slab. The principal tensile stress cycles obtained fromlinear time-history analyses are given for different shear stiffnessvalues of the interface element in Fig. 20. As seen from Fig. 20,principal tensile stresses exceed the tensile strength of the concretenumerous times in full reservoir case even if D/C is equal to 2.Besides, the tensile stresses exceed the tensile strength of theconcrete several times in empty reservoir case as well. Fig. 20 refersthat reservoir water increases the principal tensile stresses. But,this increase is more evident in the case that shear stiffness of theinterface element is lower. For the higher shear stiffness values ofthe interface element, hydrodynamic pressure effects on theconcrete slab are relatively low. In addition to this, numericalresults of the concrete slab for the maximum shear stiffness of theinterface element are fairly close to ones of the dam includingwelded contact in concrete slab–rockfill interface.

The performance curves are drawn to determine the earth-quake performance of the concrete slab of Torul CFR Damaccording to linear time-history analyses. Those frequentlyexceed the acceptable level in empty reservoir case andcompletely exceed it by the effect of the reservoir water. Theearthquake performance of the dam involving hydrodynamicpressure effects is lower for the shear stiffness of 1.8 and3.6 MPa/m than the other ones, which are relatively close toearthquake performance of the dam modeled with welded contactin concrete–rockfill interface. Nevertheless, these shear stiffnessvalues have the increase effect on earthquake performance whenhydrodynamic pressure effects are ignored. In this conditions,earthquake performance curve fall below the acceptable level into1.5–1.8D/C interval for the shear stiffness of 1.8 MPa/m, and1.7–1.8D/C interval for 3.6 MPa/m. The performance curve for18 MPa/m is a bit lower than the curves drawn for 1.8 and3.6 MPa/m. Figs. 21 and 22 indicate that the use of higher shear

0

30

60

90

120

150

0

Stress (kPa)

Hei

ght (

m)

1.8 MPa/m 3.6 MPa/m 18 MPa/m

180 MPa/m 1800 MPa/m Welded Contact

5001000

15002000

25003000

35004000

45005000

5500

Fig. 19. The principal tensile stresses by the dam height in full reservoir case.

Page 9: The Effect of Concrete Slab–Rockfill Interface Behavior on the Earthquake Performance of a CFR Dam

0

800

1600

2400

3200

4000

4800

5600

0 3 6 9 12 15 18 21 24

Stress D/C=1 D/C=2

0

800

1600

2400

3200

4000

4800

5600

Time (s)

0 3 6 9 12 15 18 21 24

Time (s)

0 3 6 9 12 15 18 21 24

Time (s)

0 3 6 9 12 15 18 21 24

Time (s)

0 3 6 9 12 15 18 21 24

Time (s)

0 3 6 9 12 15 18 21 24

Time (s)

Stress D/C=1 D/C=2

0

800

1600

2400

3200

4000

4800

5600

Stress D/C=1 D/C=2

0

800

1600

2400

3200

4000

4800

5600

Stress D/C=1 D/C=2

0

800

1600

2400

3200

4000

4800

5600

Stress D/C=1 D/C=2

0

800

1600

2400

3200

4000

4800

5600

Stress D/C=1 D/C=2

0 3 6 9 12 15 18 21 24

Time (s)

0 3 6 9 12 15 18 21 24

Time (s)

0 3 6 9 12 15 18 21 24

Time (s)

0 3 6 9 12 15 18 21 24

Time (s)

0 3 6 9 12 15 18 21 24

Time (s)

0 3 6 9 12 15 18 21 24

Time (s)

0

800

1600

2400

3200

4000

4800

5600

Stress D/C=1 D/C=2

0

800

1600

2400

3200

4000

4800

5600

Stress D/C=1 D/C=2

0

800

1600

2400

3200

4000

4800

5600

Stress D/C=1 D/C=2

0

800

1600

2400

3200

4000

4800

5600

Stress D/C=1 D/C=2

0

800

1600

2400

3200

4000

4800

5600

Stress D/C=1 D/C=2

0

800

1600

2400

3200

4000

4800

5600

Stress D/C=1 D/C=2

Fig. 20. The principal tensile stress cycles according to linear analyses: (a) shear stiffness is 1.8 MPa/m in empty reservoir case; (b) shear stiffness is 1.8 MPa/m in full

reservoir case; (c) shear stiffness is 3.6 MPa/m in empty reservoir case; (d) shear stiffness is 3.6 MPa/m in full reservoir case; (e) shear stiffness is 18 MPa/m in empty

reservoir case; (f) shear stiffness is 18 MPa/m in full reservoir case; (g) shear stiffness is 180 MPa/m in empty reservoir case; (h) shear stiffness is 180 MPa/m in full

reservoir case; (i) shear stiffness is 1800 MPa/m in empty reservoir case; (j) shear stiffness is 1800 MPa/m in full reservoir case; (k) welded contact in empty reservoir case

and (l) welded contact in full reservoir case.

A. Bayraktar et al. / International Journal of Non-Linear Mechanics 46 (2011) 35–46 43

Page 10: The Effect of Concrete Slab–Rockfill Interface Behavior on the Earthquake Performance of a CFR Dam

A. Bayraktar et al. / International Journal of Non-Linear Mechanics 46 (2011) 35–4644

stiffness causes the earthquake performance closer to the oneof the dam including welded contact. The decrease of the shearstiffness of the interface element increases the earthquakeperformance in empty reservoir case and reduces it in full

00.15

0.30.45

0.60.75

0.91.05

1.21.35

1 2

Demand-Capacity Ratio

Cum

ulat

ive

Dur

atio

n (s

) 1.8 kPa 3.6 kPa 18 kPa 180 kPa

1800 kPa Welded Contact Acceptance Curve

1.1 1.2 1.3 1.4 1.5 1.6 1.7 1.8 1.9

Fig. 21. Performance assessment of the dam in empty reservoir case.

00.15

0.30.45

0.60.75

0.91.05

1.21.35

1 2

Demand-Capacity Ratio

Cum

ulat

ive

Dur

atio

n (s

) 1.8 MPa 3.6 MPa 18 MPa 180 MPa

1800 MPa Welded Contact Acceptance Curve

1.1 1.2 1.3 1.4 1.5 1.6 1.7 1.8 1.9

Fig. 22. Performance assessment of the dam in full reservoir case.

0

800

1600

2400

3200

4000

4800

5600

Time (s)

Stre

ss (

kN/m

2 )St

ress

(kN

/m2 )

Stress D/C=1 D/C=2

0

800

1600

2400

3200

4000

4800

5600Stress D/C=1 D/C=2

0 3 6 9 12 15 18 21 24

Time (s)

0 3 6 9 12 15 18 21 24

Fig. 23. The principal tensile stress cycles according to non-linear analyses: (a) shear sti

reservoir case; (c) welded contact in empty reservoir case and (d) welded contact in fu

reservoir case. According to linear analyses, performance curvesare usually over the acceptance curve in both cases so damage inconcrete appears inevitable.

The estimation of the earthquake performance of the damimplies non-linear analysis to predict realistic earthquakeperformance of the dam. Hence, non-linear analyses are per-formed to estimate the essential performance of the dam for onlywelded contact and shear stiffness of 1.8 MPa/m of the interfaceelement because the most critical tensile stresses are obtained inthese contact situations.

The maximum principle tensile stresses obtained from non-linear analyses are entirely small from the maximum tensilestrength of the concrete in empty and full reservoir cases asshown in Fig. 23. Non-linear analyses point out that principletensile stresses occurred in concrete slab are less than tensilestrength of the concrete during earthquake, so performance curveis not required to draw. According to non-linear analysis results,crack formation does not appear in the concrete slab; thereforedamage does not occur in concrete.

9. Conclusions

This paper presents the effect of the interface element, whichrepresents the friction contact in concrete slab–rockfill interface,on the earthquake response and earthquake performance of TorulCFR Dam considering dam–reservoir interaction. The reservoirwater is modeled using two-dimensional fluid finite elements bythe Lagrangian approach. The Drucker–Prager model is used innon-linear time-history analyses.

The reservoir water has an obvious effect on the earthquakeresponse of the dam. According to linear analyses hydrodynamicpressure increases the displacements and principle stresses andthis increase is more evident for low shear stiffness of the

Stre

ss (

kN/m

2 )St

ress

(kN

/m2 )

0

800

1600

2400

3200

4000

4800

5600

Stress D/C=1 D/C=2

0

800

1600

2400

3200

4000

4800

5600

Stress D/C=1 D/C=2

Time (s)

0 3 6 9 12 15 18 21 24

Time (s)

0 3 6 9 12 15 18 21 24

ffness is 1.8 MPa/m in empty reservoir case; (b) Shear stiffness is 1.8 MPa/m in full

ll reservoir case.

Page 11: The Effect of Concrete Slab–Rockfill Interface Behavior on the Earthquake Performance of a CFR Dam

A. Bayraktar et al. / International Journal of Non-Linear Mechanics 46 (2011) 35–46 45

interface element. The numerical results for higher shear stiffnessvalues are close to ones of the model including welded contact.

Earthquake performance assessment of Torul CFR Damindicates that significant damages will occur in the concrete slabaccording to linear time-history analyses for each reservoir case.The hydrodynamic pressure has also considerable influence onthe earthquake performance of the dam especially for low shearstiffness of the interface element. The linear analysis resultsindicate that hydrodynamic pressure increases the damage level.So materially non-linear time-history analyses are performed andanalysis results refer that damage formation will not appear inboth reservoir cases.

As a consequence of this study, some suggestions may bearranged as follows:

The more realistic CFR dam models may be achievedconsidering friction contact in the joints. � In earthquake performance assessment of a CFR dam, interface

elements should be used in concrete slab–rockfill interface.

� The hydrodynamic pressure should be considered in earth-

quake performance analyses to obtain more critical results.

� The materially non-linear analyses should be performed to

evaluate reliable earthquake performance of a CFR dam.

Acknowledgement

The authors would like express heartfelt thanks to Dr. YaseminBayram working at General Directorate of State HydraulicWorks, 22, Regional Directorate, Trabzon, for her contributionsto this study.

References

[1] J.L. Sherard, J.B. Cooke, Concrete-face rockfill dam—I. Assessment, and II.Design, J. Geotech. Eng. 113 (10) (1987) 1096–1132.

[2] H.M. Westergaard, Water pressures on dams during earthquakes, Transac-tions, ASCE 98 (1933) 418–433.

[3] C.N. Zangar, R.J. Haefei, Electric analog indicates effects of horizontalearthquake shock on dams, Civil Eng. (1952) 54–55.

[4] O.C. Zienkiewicz, B. Nath, Earthquake hydrodynamic pressures on archdams—an electric analogue solution, Proc. Int. Civil Eng. Congr. 25 (1963)165–176.

[5] A.K. Chopra, Earthquake behavior of reservoir–dam systems, J. Eng. Mech.Div. 94 (1968) 1475–1500.

[6] W.D.L. Finn, E. Varoglu, Dynamics of gravity dam–reservoir systems, Comput.Struct. 3 (4) (1973) 913–924.

[7] S.S. Saini, P. Bettess, O.C. Zienkiewicz, Coupled hydrodynamic response ofconcrete gravity dams using finite and infinite elements, Earthquake Eng.Struct. Dyn. 6 (4) (1978) 363–374.

[8] A.K. Chopra, P. Chakrabarti, Earthquake analysis of concrete gravity damsincluding dam–water–foundation rock interaction, Earthquake Eng. Struct.Dyn. 9 (1981) 363–383.

[9] E.J. Greeves, A.A. Dumanoglu, The Implementation Of An Efficient ComputerAnalysis for Fluid–Structure Interaction using the Eulerian Approach withinSAP-IV, Department of Civil Engineering, University of Bristol, Bristol, 1989.

[10] A.C. Singhal, Comparison of computer codes for seismic analysis of dams,Comput. Struct. 38 (1) (1991) 107–112.

[11] Y. Calayır, A.A. Dumanoglu, A. Bayraktar, Earthquake analysis of gravity dam–reservoir systems using the Eulerian and Lagrangian approaches, Comput.Struct. 59 (5) (1996) 877–890.

[12] A. Bayraktar, A.A. Dumanoglu, Y. Calayır, Asynchronous dynamic analysis ofdam–reservoir–foundation systems by the Lagrangian approach, Comput.Struct. 58 (5) (1996) 925–935.

[13] A. Bayraktar, A.C. Altunıs-ık, B. Sevim, M.E. Kartal, T. Turker, Near-fault groundmotion effects on the nonlinear response of dam–reservoir–foundationsystems, Struct. Eng. Mech. 28 (4) (2008) 411–442.

[14] A. Bayraktar, A.C. Altunıs-ık, B. Sevim, M.E. Kartal, T. Turker, Y. Bilici,Comparison of near- and far-fault ground motion effect on the nonlinearresponse of dam–reservoir–foundation systems, Nonlinear Dyn. 58 (4) (2009)655–673.

[15] A. Bayraktar, K. Haciefendioglu, M. Muvafik, Asynchronous seismic analysis ofconcrete-faced rockfill dams including dam–reservoir interaction, Can. J. CivilEng. 32 (2005) 940–947.

[16] F.B. Guros, G.R. Thiers, T.R. Wathen, C.E. Buckles, Seismic design of concrete-faced rockfill dams, in: Proceedings of the Eighth World Conference onEarthquake Engineering, San Francisco, vol. 3, Prentice-Hall, Englewood Cliffs,NJ, 1984, pp. 317–323.

[17] G. Bureau, R.L. Volpe, W. Roth, T. Udaka, Seismic analysis of concrete facerockfill dams, in: Proceedings of the Symposium on Concrete Face RockfillDams—Design, Construction and Performance, Detroit, Michigan, ASCE, NewYork, 1985, pp. 479–508.

[18] H.B. Seed, R.B. Seed, S.S. Lai, B. Khamenehpour, Seismic design of concretefaced rockfill dams, in: Proceedings of the Symposium on Concrete FaceRockfill Dams—Design, Construction and Performance, ASCE, New York,1985, pp. 459–478.

[19] R. Priscu, A. Popovici, D. Stematiu, C. Stere, Earthquake Engineering for LargeDams, Editura Academiei, Bucuresti and John Wiley & Sons, New York, NY,1985.

[20] G. Han, X. Kong, J. Liu, Dynamic experiments and numerical simulationsof model concrete-face rockfill dams, in: Proceedings of the NinthWorld Conference on Earthquake Engineering, Tokyo, Japan, vol. 2, 1988,pp. 331–336.

[21] G. Gazetas, P. Dakoulas, Seismic analysis and design of rockfill dams—state ofthe art, Soil Dyn. Earthquake Eng. 11 (1) (1992) 27–61.

[22] N. Uddin, G. Gazetas, Dynamic response of concrete-face rockfill dams tostrong seismic excitation, J. Geotech. Eng. ASCE 121 (2) (1995) 185–197.

[23] S.M. Haeri, M. Karimi, Three-dimensional response of concrete faced rockfilldams to strong earthquakes considering dam–foundation interaction andspatial variable ground motion, in: First European Conference on EarthquakeEngineering and Seismology (a Joint Event of the 13th ECEE & 30th GeneralAssembly of the ESC), Geneva, Switzerland, 3–8 September, 2006, pp. 1406.

[24] Z. Ghannad, S. Malla, Dynamic analysis of concrete face rockfill dams usingnumerical and analytical methods, in: First European Conference onEarthquake Engineering and Seismology (a Joint Event of the 13th ECEE &30th General Assembly of the ESC), Geneva, Switzerland, 3–8 September,2006, p. 649.

[25] B. Zhang, J.G. Wang, R. Shi, Time-dependent deformation in high concrete-faced rockfill dam and separation between concrete face slab and cushionlayer, Comput. Geotech. 31 (7) (2004) 559–573.

[26] P.C.F. Ng, I.C. Pyrah, W.F. Anderson, Assessment of three interface elementsand modification of the interface element in CRISP 90, Comput. Geotech. 21(4) (1997) 315–339.

[27] C.Y. Dong, A simple benchmark problem to test frictional contact, Comput.Meth. Appl. Mech. Eng. 177 (1–2) (1999) 153–162.

[28] D.A. Karabatakis, T.N. Hatzigogos, Analysis of creep behaviour using interfaceelements, Comput. Geotech. 29 (4) (2002) 257–277.

[29] H. Karutz, R. Chudoba, W.B. Kratzig, Automatic adaptive generation of acoupled finite element/element-free Galerkin discretization, Finite Elem.Anal. Des. 38 (11) (2002) 1075–1091.

[30] H. Shakib, A. Fuladgar, Dynamic soil–structure interaction effects on theseismic response of asymmetric buildings, Soil Dyn. Earthquake Eng. 24 (5)(2004) 379–388.

[31] D.V. Oliveira, P.B. Lourenc-o, Implementation and validation of a constitutivemodel for the cyclic behaviour of interface elements, Comput. Struct.82 (17–19) (2004) 1451–1461.

[32] R.E. Goodman, R.L. Taylor, T.L. Brekke, A model for the mechanics of jointedrock, J. Soil Mech. Found. Div., ASCE 94 (3) (1968) 637–659.

[33] O.C. Zienkiewicz, Analysis of nonlinear problems in rock mechanics withparticular reference to jointed rock systems, in: Proceedings of the SecondCongress International Society for Rock Mechanics, Belgrade, Yugoslavia,1970.

[34] M.A. Mahtab, R.E. Goodman, Three-dimensional finite element analysis ofjointed rock slopes, in: Proceedings of Second Congress of the InternationalSociety of Rock Mechanics, Belgrade, vol. 3, 1970, pp. 353–360.

[35] J. Ghaboussi, E.L. Wilson, J. Isenberg, Finite element for rock joints andinterfaces, J. Soil Mech. Found. Div. ASCE 99 (10) (1973) 833–848.

[36] A.D. Tzamtzis, B. Nath, Application of a three-dimensional interface elementto nonlinear static and dynamic finite element analysis of discontinuoussystems, Eng. Syst. Des. Anal. Conf., ASME 1 (1992) 219–222.

[37] G. Formica, V. Sansalone, R. Casciaro, A mixed solution strategy for thenonlinear analysis of brick masonry walls, Comput. Meth. Appl. Mech. Eng.191 (51–52) (2002) 5847–5876.

[38] J.P.M. Gonc-alves, M.F.S.F. de Moura, P.M.S.T. de Castro, A three-dimensionalfinite element model for stress analysis of adhesive joints, Int. J. Adhes.Adhes. 22 (5) (2002) 357–365.

[39] K.S. Lee, M.M. Zaman, Interface behavior of circular subway tunnels inlayered discontinuous geological media, Jurnal Institusi Jurutera Malaysia 38(1986) 14–20.

[40] A.S. Al-Homoud, R.V. Whitman, Seismic analysis and design of rigid bridgeabutments considering rotation and sliding incorporating non-linear soilbehavior, Soil Dyn. Earthquake Eng. 18 (4) (1999) 247–277.

[41] K. Toki, T. Sato, F. Miura, Separation and sliding between soil and structureduring strong ground motion, Earthquake Eng. Struct. Dyn. 9 (1981)263–277.

[42] K. Toki, F. Miura, Non-linear seismic response analysis of soil–structureinteraction systems, Earthquake Eng. Struct. Dyn. 11 (1983) 77–89.

[43] C.C. Hird, C.M. Kwok, Finite element studies of interface behavior inreinforced embankments on soft ground, Comput. Geotech. 8 (2) (1989)111–131.

Page 12: The Effect of Concrete Slab–Rockfill Interface Behavior on the Earthquake Performance of a CFR Dam

A. Bayraktar et al. / International Journal of Non-Linear Mechanics 46 (2011) 35–4646

[44] S.H. Nam, H.W. Song, K.J. Byun, K. Maekawa, Seismic analysis of undergroundreinforced concrete structures considering elasto-plastic interface elementwith thickness, Eng. Struct. 28 (8) (2006) 1122–1131.

[45] N. Uddin, A single-step procedure for estimating seismically-induced dis-placements in earth structures, Comput. Struct. 64 (5–6) (1997) 1175–1182.

[46] N. Uddin, A dynamic analysis procedure for concrete-faced rockfill damssubjected to strong seismic excitation, Comput. Struct. 72 (1–3) (1999) 409–421.

[47] Swanson Analysis Systems Inc., Houston, PA, USA, 2008.[48] E.L. Wilson, M. Khalvati, Finite elements for the dynamic analysis of

fluid–solid systems, Int. J. Numer. Meth. Eng. 19 (11) (1983) 1657–1668.[49] Y. Calayır, Dynamic analysis of concrete gravity dams using the Eulerian and

the Lagrangian approaches, Dissertation, Karadeniz Technical University,1994 (in Turkish).

[50] O.C. Zienkiewicz, R.L. Taylor, The Finite Element Method, McGraw-Hill, 1989.[51] K.J. Bathe, Finite Element Procedures in Engineering Analysis, Prentice-Hall,

Englewood Cliffs, NJ, 1996.[52] R.W. Clough, J. Penzien, Dynamics of Structures, second ed., McGraw-Hill,

Singapore, 1993.[53] N. Akkas, H.U. Akay, C. Yılmaz, Applicability of general-purpose finite element

programs in solid–fluid interaction problems, Comput. Struct. 10 (5) (1979)773–783.

[54] D.C. Drucker, W. Prager, Soil mechanics and plastic analysis of limit design, Q.Appl. Math. 10 (2) (1952).

[55] W.F. Chen, E. Mizuno, Nonlinear Analysis in Soil Mechanics, Elsevier,New York, 1990.

[56] A.L.G.A. Coutinho, M.A.D. Martins, R.M. Sydenstricker, J.L.D. Alves, L. Landau,Simple zero thickness kinematically consistent interface elements, Comput.Geotech. 30 (2003) 347–374.

[57] C.S. Desai, M.M. Zaman, J.G. Lightner, H.J. Siriwardame, Thin layer element forinterface and joints, Int. J. Numer. Anal. Math. Geomech. 8 (1984) 19–43.

[58] Y. Ghanaat, Seismic performance and damage criteria for concrete dams, in:Proceedings of the Third US–Japan Workshop on Advanced Research onEarthquake Engineering for Dams, San Diego, California, 2002.

[59] USACE, US, Army Corps of Engineers, Time History Dynamic Analysis ofConcrete Hydraulic Structures—Engineering and Design (Engineer Manual),EM 1110-2-6051, 2003.

[60] DSI, General Directorate of State Hydraulic Works, /http://www.dsi.gov.tr/english/S, accessed 10 June 2009.

[61] TS 500, Turkish Standard, Requirements for Design and Construction ofReinforced Concrete Structures (2000).

[62] PEER, Pacific Earthquake Engineering Research Centre, /http://peer.berkeley.edu/smcat/dataS, accessed 10 June 2009.