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TCE Non-Cancer and Development Risk: Issues and Resolution

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TCE Non-Cancer and

Development Risk:

Issues and Resolution

Problem Formulation in Practical

Application Two major problem areas

1. The RfC was set at a very low environmental

concentration.

◦ This creates a significant change in how remedial decisions are

made in 10-5 states and how to address communication of risk

above the RfC

2. Understanding short-term developmental action

levels and how, when and where to implement action.

Problem Foundation

In 2011 EPA (NCEA) developed a Chronic Non-cancer

inhalation toxicity value termed the Reference

Concentration (RfC) at 2.0 ug/m3

The Chronic RfC was developed using two principal

toxicological studies with support from a 3rd

One of the studies was a highly controversial 22 day

short term “oral study” that evidenced developmental

toxicity including fetal heart malformations

Because the RfC is chronic and not a developmental

RfC or RfCdt there has been confusion regarding the

application

Developmental Risk

USEPA Region 09 stepped into the void and made use

of a 2008 Revised Removal Action Level EPA policy

memo that basically has a 3 times multiplier on the

screening level (RfC) that sets 6 ug/m3 as a target for

Removal Action (urgent action).

Many states and Regions are still uncertain and have

opted not to use the 3 times multiplier, taking urgent

action at the RfC or the Commercial screening level

Regions and many others requested EPA Headquarters

address the issue.

Headquarters

August 27, 2014 EPA Headquarters

Responded to the Developmental Risk

“Compilation of Information Relating to

Early/Interim Actions at Superfund Sties

and the TCE IRIS Assessment”

Blank Check Permission without position

Historically

EPA received considerable push back on the use of the study (Johnson et al 2003) as a part of the RfC derivation

There is good reason for the push back, the Johnson work has many confounding, toxicological and questionable science problems

What most fail to realize, unless you digest the volumes of work on TCE, is that there is a thread of connectivity all throughout a broad range of human and animal studies that evidence developmental effects.

Main EPA and State Regulatory

Result The RfC became the screening level driver at VI sites

in States where 10-5 is used

Short-term residential exposure concerns for

developmental risk became the major driver at many

TCE VI sites

Residential 10-6 10-5

TCE Cancer Risk 0.48 ug/m3 4.8 ug/m3

TCE Non-cancer

Risk

2.1 ug/m3 2.1 ug/m3

Residential Chronic Risk Short-Term <30

days Risk

Cancer 0.48 ug/m3 NA

Non-Cancer 2.1 ug/m3 2-6 ug/m3

Residential and Commercial

Screening Level Exposure

Parameter Differences

Residential

◦ 350 days/year

◦ 24hrs/day

◦ 30 years

Commercial

◦ 250-260 days/yr

◦ 8-12 hrs/day

◦ 25 years

Roughly a 3-5 times Residential to Commercial

multiplier depending on adult/child toxicity and

exposure, etc.

Commercial The NC screening level becomes the driver at

commercial sites in states using 10-5 risk

Short-term or urgent commercial exposure

concerns for developmental risk becomes the major

driver at many TCE VI sites

Commercial 10-6 10-5

TCE Cancer Risk 3.0 ug/m3 30 ug/m3

TCE Non-cancer

Risk

8.8 ug/m3 8.4-8.8 ug/m3

Commercial Chronic Risk Urgent or Short-

Term <30 days

Risk

Cancer 0.48 ug/m3 NA

Non-Cancer 8.8 ug/m3 8.4-24 ug/m3

General Concerns

EPA RAL is a numerical guideline with no

toxicity consideration

◦ Does not consider how steep or flat dose-

response curve above the RfC

States and Federal reactions appear to be

a response to public protection fears

where decisions are not based on sound

science but “safe” positions

What is needed?

Risk Managers perspective

◦ Because Fetal Heart Malformations are such a

serious consequence of exposure:

What short term exposure level should be used for

prompt action, how to measure, when take action?

◦ Need to understand risk management options

using the non-cancer endpoint

Balancing is no longer an option at 10-5 States or

anywhere

What is needed

◦ Need more clarity on risks and exposures,

cannot communicate what numbers mean

◦ Commercial/Industrial/Residential exposures

and liability

◦ Low exposure levels 0.48-2 ug/m3 are well

within or at the upper percentiles of indoor

air background.

Background Indoor Air Concentrations of Volatile Organic Compounds in North American Residences (1990–

2005): A Compilation of Statistics for Assessing Vapor Intrusion EPA 530-R-10-001 June 2011

Investigate Good Science and EPA

Policy Because not common to use NC in Risk

Management decisions:

◦ What does the non-cancer endpoint mean

and how should it be used in Risk

Management decisions?

Evaluate the Integrated Risk Information

Systems (IRIS) statement:

Reference Concentration as defined

by the Integrated Risk Information

Systems(IRIS)

“The RfC is defined as an estimate (with

uncertainty spanning perhaps an

order of magnitude) of a daily

exposure to the human population

(including sensitive subgroups) that is

likely to be without an appreciable risk of

deleterious effects during a lifetime.”

15

Risk Assessment and Risk

Management using NC

Excess Lifetime Cancer Risk (ELCR)

Range: 10-6 to 10-4

Given the IRIS definition, is a similar

evaluation possible with respect to the

non-cancer endpoint?

16

Common Past Risk Assessor

Approach Remedial Objectives

Cancer risk rules

◦ Cancer Screening, Remedial Objectives and

Health Effects Level are all established using

a risk range of 10-6 to 10-4

10-6 Screening

Departure

10-4 Effects Level

Remedial

Objective

Purpose of 10-4 to 10-6 Cancer Risk Range

Provides risk managers flexibility ◦ Screening level and closure (RSLTs)

◦ Majority are small sites not Superfund

Balance acceptable exposure levels with property transaction needs: Small sites ◦ Technical feasibility

◦ Implementability

◦ Timeliness

◦ Economic considerations

◦ Equity, consistency, administrative simplicity,…

Non-Cancer Risk

When considering a range NC has historically

viewed Non-Cancer RfC as a strict threshold

This is consistent with how we “used” to

calculate the RfC, commonly using NOAEL from

animal studies and uncertainty factors to establish

“human” safe dose

𝑯𝒖𝒎𝒂𝒏 𝑵𝒐𝒏 − 𝑪𝒂𝒏𝒄𝒆𝒓 𝑬𝒙𝒑𝒐𝒔𝒖𝒓𝒆 𝑳𝒆𝒗𝒆𝒍 = 𝑵𝑶𝑨𝑬𝑳

𝑼𝒏𝒄𝒆𝒓𝒕𝒂𝒊𝒏𝒕𝒚 𝑭𝒂𝒄𝒕𝒐𝒓𝒔

Historical Risk Assessor Non-Cancer

Understanding NOAEL implies that any exposure level

above this value, must have possibility of

an adverse effect

Allowed to exist because no real past

impact

Strict Yes/No threshold at RfC overly

simplistic understanding

ARA

Given the IRIS definition and changes to

RfC derivation process, seemed plausible

to explore the science and policy basis of

a risk range concept for NC chemicals

Petitioned the Alliance for Risk

Assessment to investigate this concept

ARA non-profit part of Toxicology

Excellence for Risk Assessment

Addressed the Question to ARA

Formed workgroup of state, federal and

private members

Evaluated all literature and guidance on

non-cancer risk

Historically the order of magnitude was

intended to address uncertainty similar to

how cancer risk was addressed

Developed range guidance entirely

consistent with EPA Guidance

Results and Reasoning

That is, the RfC/RfD is expected to be below the actual threshold for adverse effect in a sensitive subgroup.

The RfC is therefore the bottom or the “floor” and the “spanning perhaps an order of magnitude” must be above this value

Evaluating the individual studies used to derive the RfC determined that a range was reasonable

Hazard Range

Is a judgment that meshes four

considerations:

oCollective magnitude of the margin of

safety(UFs)

oSteepness of the hazard slope describing

exposures above the RfC/RfD

oThe confidence in the selection of the critical

effect

oThe confidence in the animal dose used to

extrapolate to humans (POD)

24

TCE Non-Cancer Risk Range

RfC defined as: an estimate with uncertainty

“spanning perhaps up to an order of

magnitude” of a continuous…

2.1 ug/m3

Non Cancer

Screening

9 ug/m3

Remedial

Objectives

Level

21 ug/m3

Health

Effects

Level

Solves

Risk Manager does have some flexibility

to make risk based decisions (range)

Communicate meaning of exposures

above the RfC/RfD (range placement)

Guidance on prompt action, immediate

concern levels at the “effects level”

considered the “ceiling”

Complete Range and Risk

Management Analysis

Alliance for Risk Assessment:

Guidance for Contaminated Sites:

Trichloroethylene (TCE) Risk

Assessment at:

http://www.allianceforrisk.org/index.htm

Is 21 really safe to use as a short

term number? Are there other ways to evaluate the 21

ug/m3 effects level

How can we vet or increase confidence in the 21 ug/m3

◦ How have other national health agencies responded?

◦ What is the evidence linking TCE and developmental risk?

◦ Was there a wide margin of safety used in the determination?

◦ Are we regulating as a threshold response?

Developmental Risk Perspective

Other Agencies Acceptable short term exposure levels

◦ Considerable disagreement between ATSDR,

EPA-Superfund, EPA-TSCA

Regulatory Comparison of Acceptable TCE Exposure Levels

All units in ug/m3

Regulatory Body Residential Short-

term Action Levels

Commercial

Short-term

Action Levels

ARA Range and

EPA Health

Effects Level

(HEC99)

USEPA Region 091 (2014) 6 24

USEPA Region 10 (2012) 2 8.4

New Hampshire (2013) 2 8.8

ATSDR (resident al , 2013)

Short-term action levels 21 ~60-88! 21

USEPA AEGLs (8 hr) (2013) 413,816

ACGIH TWA (8 hr) (2007) 53,742

NIOSH 10 hr TWA (2011) 134,356

OSHA (100 ppm) 537,423

.

88 ug/m3 after ATSDR and approximating a 40 hr work week, and consistent

with Region 09 reasoning, 60 is provide based on 24 hour event.

OSHA/ACGIH/NIOSH

EPA screening levels are typically 1-4

orders of magnitude lower than OSHA

OSHA PELs are legally binding but

established many years ago using ACGIH

values

Commonly ACGIH/NIOSH values are

used as workplace guidelines

Industrial/Commercial

OSHA/ACGIH

◦ Risk 10-3 to 10-4

◦ Some acceptable impact to sensitive populations

◦ Relies more on human studies no extrapolation

◦ 40 year ED

◦ Greater exposure awareness, protective training

EPA

◦ Risk 10-4 to 10-6

◦ Protects sensitive population

◦ Widely uses animal data

◦ Extrapolation from animal to human very conservative

◦ 25 year ED

ATSDR Millsboro, DE TCE Health

Consultation August 2013

“EPA’s reference dose and reference concentration are both intend[ed] for comparison to chronic or longer duration exposure scenarios”

“Of note, a suitable comparison value does not yet exist for the intermediate duration (one year or less) of exposure that was experienced in Millsboro. Therefore, ATSDR compared the estimated exposure doses with effect levels from available studies.”

ATSDR used effects levels: human equivalent dose (HED99) for ingestion and the human equivalent concentration (HEC99) for inhalation during showering.”

ATSDR Millsboro, DE Health

Consultation August 2013

Exposure 24 hour or longer?

◦ ATSDR used one time daily shower event,

assumed no exposure the rest of the day and

averaged the one event across a 24 hour time

period concluding:

◦ “The HEC99 of 0.021 mg/m3 was exceeded by

all age groups ……. This suggests that there

may be an increased likelihood of adverse fetal

cardiac effects.”

What is HEC99

The HEC99 is the human exposure

concentration for which there is a 99%

likelihood that a randomly selected individual

will have an internal dose less than or equal to

the 1% response rate in the animal (BMDL01).

What does this mean in the real world?

1%

I Internal Dose

Model

Internal Dose

Model -Animal

Dose-

Response

Model

Internal Dose

Model-Human

Use model to

predict internal

concentration as a

function of applied

or exposed dose

Now, RfC generally modeled value

Exposure dose in

humans that

insures internal

dose in humans

below the

selected

“protective level”

WOE Highlights

There are no data evidencing FHM as a

critical effect by inhalation, despite several

well conducted studies

The only animal studies evidencing FHM

results were conducted by a single

laboratory, they were oral studies

extrapolated to inhalation by modeling

◦ Direct attempts to duplicate the FHM

study (Johnson et al 2003) results using

both a subsequent oral and inhalation

study were negative

◦ The dose response, controls and

assessment relationships from Johnson et

al. (2003) were particularly confounded. Intermediate dose had lower response than low dose

High dose 4400 times conc., but only 1.5 times increase

in response

Sampling Considerations

Animals exposed for 22 days—entire

pregnancy

In Humans the fetal heart development

occurs across a 24 day time period

Time (21 days)

Increasing

Concentration

Continuous measurement inside structure

Sampling Concerns

Sampling Period /Averaging Times

Region X has taken the position: “average

exposures over any 21-day period of time not

to exceed the [recommended] concentrations

in air…..

Region 09 has stated: “we did not feel the

science to date supports taking action on 24

hour exposures for TCE”

Sampling Period /Averaging Times

◦ EPA developmental guidance states that even a

single exposure may be sufficient to cause a

developmental effect

◦ ATSDR makes the point that they are averaging

residential exposure across a 24 hour period and

treat the 24 hour unit as the complete exposure

period (do not adjust for time away from

structure, etc.)

◦ The critical effect study also used 24 hour

averages

VI Sampling Concerns Residential

Practical Application Single 24 hour results 6-21 ug/m3 take

prompt action (up to a few weeks)

If above 21 ug/m3 take immediate action

(days)

If State and RP feels it is warranted to

take a 21 day average then:

Three (3) choices

Deploy passive samplers for 24 or more days assume average is representative of episodes

Take 8-10 summa canister samples

◦ Compare peak 24 hr levels to 21 ug/m3

◦ Also compute UCL and compare to 21 ug/m3

These methods do not help you to understand peaks or episodes; however,

Use of a continuous recording instrument for 21-28 days.

◦ See all episodic events

◦ Still Compute average and UCL of 24 hour exposures

Rod B Thompson

Risk Options, LLC

317-691-9857

[email protected]

This and the following three slides contain references for

Regulatory Comparison of Acceptable TCE Exposure Levels Table on slide 10

USEPA Region 091: EPA Region 9 Interim Action Levels and Response

Recommendations to Address Potential Developmental Hazards Arising from

Inhalation Exposures to TCE in Indoor Air from Subsurface Vapor Intrusion June 30,

2014 as provided in: EPA Region 9 Response Action Levels and Recommendations

to Address Near-Term Inhalation Exposures to TCE in Air from Subsurface Vapor

Intrusion from Enrique Manzanilla, July 9, 2014

USEPA Region 10 values taken from Dec 12, 2012 Memorandum: OEA

Recommendations Regarding Trichloroethylene Toxicity in Human Health Risk

Assessments

TSCA: Data taken from TSCA Workplan Chemical Risk Assessment for

Trichloroethylene: Degreaser and Arts/Crafts Uses CASRN: 79-01-6 Ethene, 1,1,2-

trichloro. This is considered a “light commercial exposure.”

Here TSCA used a margin of safety approach to make risk management

recommendations. Similar to ATSDR, TSCA used the HEC99 as the effects level.

However, TSCA used only data from the inhalation studies. TSCA did not use the

USEPA 2011 TCE oral to inhalation modeling extrapolations in their risk assessment.

Health effects levels were divided by the Exposure levels and then compared to a

Margin of Exposure (MOE) of 30 to determine acceptable risk. MOE based on a

factor of 10 for intraspecies variability times an uncertainty and a factor of 3 for the

pharmacodynamic portion of the interspecies extrapolation factor; the latter being

reduced based on the kinetic modeling performed to arrive at an HEC (at page 61 of

TSCA Risk Assessment)

The use of the MOE is conceptually similar to standard USEPA practice of using

uncertainty factors in the derivation of the RfC. Using the following equation:

MOE acute or chronic = Hazard value (POD)/Exposure value (pg 60)

The acceptable exposure screening level is determined by dividing the POD by the

MOE (POD/MOE = Acceptable Exposure Level).

Acute levels taken from the lowest HEC99 from acute studies listed in TSCA

conceptually consistent with the ATSDR Millsboro approach (see slide 10).

AEGL-1 information from

http://www.epa.gov/oppt/aegl/pubs/define.htm is the airborne

concentration, expressed as parts per million or milligrams per cubic

meter (ppm or mg/m3) of a substance above which it is predicted that

the general population, including susceptible individuals, could

experience notable discomfort, irritation, or certain asymptomatic

nonsensory effects. However, the effects are not disabling and are

transient and reversible upon cessation of exposure. TCE has Interim

AEGLs 77 ppm is most sensitive of all the AEGL categories. Note that

“AEGLs are intended to describe the risk to humans resulting from

once-in-a-lifetime, or rare, exposure to airborne chemicals”

ACGIH STEL is short term exposure limit from 2010 ACGIH published

values; ACGIH TWA is from same reference.

Agrees with or less than NIOSH 10 hr. TWA see:

http://www.cdc.gov/niosh/npg/nengapdxc.html

New Hampshire values taken from February 7, 2013 Waste Management

Division Update RE: Revised Vapor Intrusion Screening Levels and TCE

Update

ATSDR Health Consultation Millsboro TCE Millsboro Delaware.

February 13, 2013 U.S. Department of Health and Human Services

Agency for Toxic Substances and Disease Registry Division of

Community Health Investigations Atlanta, Georgia 30333

At page 20: “Of note, a suitable comparison value does not yet exist for

the intermediate duration of exposure that was experienced in

Millsboro. Therefore, ATSDR must compare its estimated 24-hour

concentrations with effect levels from available studies.

Also at page 20: …..“to obtain a 99th percentile HEC99 of 0.021

mg/m3” and at page 21: “ATSDR compared the preceding HEC99 with

the estimated 24-hour average concentrations for men,

women, and children at the Millsboro site to evaluate the potential for

adverse health effects resulting from past [intermediate duration]

exposure while showering “