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© 2014 Synopsys, Inc. All rights reserved. 1 TCAD Modeling for Mechanical Stress Management in 3D IC Packages Xiaopeng Xu TCAD R&D, Synopsys Mountain View, California June 12, 2014 NCCAVS Joint User Group Meeting on 3D Packaging

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© 2014 Synopsys, Inc. All rights reserved. 1

TCAD Modeling for Mechanical

Stress Management in 3D IC Packages

Xiaopeng Xu

TCAD R&D, Synopsys Mountain View, California

June 12, 2014

NCCAVS Joint User Group Meeting on 3D Packaging

© 2014 Synopsys, Inc. All rights reserved. 2

Outline

• Thermal Mismatch Stresses in 3D IC

• Modeling stress evolution with TCAD

• Analyzing stress effects on performance and

reliability

• Stress management in 3D IC technology

integration and design

© 2014 Synopsys, Inc. All rights reserved. 3

Through Silicon Via Stress Effects

Via material,

process

Barrier layer

material

Insulation liner

material and

thickness

TSV pitch,

diameter

• Mobility change

- Radial tension

- Circumferential

compression

Pumping

• Reliability

Performance shifting due to TSV stress

- IMEC, VLSI 2010

Silicon crystal

orientation, P/N

TSV extrusion and de-lamination

- Tezzaron, RTI 2009

Synopsys, Chip Scale Review, April 2014

IMEC

© 2014 Synopsys, Inc. All rights reserved. 4

Thermal Mismatch Stress near u-bump

Active

region

Thermal mismatch leads to die

pull-down and bump push-up

Micro-bump Array

Top Die

Bottom

Die

Micro-bumps

Smear

Smear Under-fill Oxide

Oxide

Deformed Micro-bump

bumpfillunder

Synopsys, MRS Proceedings, 2011

© 2014 Synopsys, Inc. All rights reserved. 5

Micro-bump Stress Effects

• Micro-bumps introduce stresses that depend on

Micro-bump and under-fill material properties

Micro-bump geometry and layout parameters

• Micro-bump stress effects

Current shift in devices above micro bumps

Interface delamination and cracking

IME, EPTC 2009 IMEC, ECTC 2011

Interface cracking

near micro-bump

Device On current shift

above micro-bump

Synopsys, MRS Proceedings, 2011

© 2014 Synopsys, Inc. All rights reserved. 6

Outline

• Thermal Mismatch Stresses in 3D IC

• Modeling stress evolution with TCAD

• Analyzing stress effects on performance

and reliability

• Stress management in 3D IC technology

integration and design

© 2014 Synopsys, Inc. All rights reserved. 7

TCAD 3D IC Simulation Flow

Deposit material=Oxide thickness=0.3 type=isotropic

Etch mask=metal_2 material=Oxide thickness=0.3

Layout Info

3D Structures

Solution Fields

Mobility Variations

Reliability Analyses

Process Info

Process Simulation

Finite Element Analysis

Reliability

Effective

Stress

Mobility Variation

IMEC/Synopsys et al, IEDM 2010 Synopsys, IRPS 2009

Material Property Model Selection

Synopsys, AIP Conference Proceedings, Vol. 1378, 2011

© 2014 Synopsys, Inc. All rights reserved. 8

Bottom die

(Die 1)

TSV

Bottom die

(Die 1) BEOL

RDL

Oxide

TSV

Micro-bump Top die

(Die 2)

Bottom die

(Die 1) BEOL

BEOL Under-fill

RDL

Oxide

RDL

Oxide

TSV

Micro-bump

FEOL TSV BEOL Thinning Backside m-Bump Stacking

BEOL

Die 1

Die 2

1 2 3

TSV and m-bump Stress Simulation

After TSV step

After stacking step After bump step

Layout

Via-middle process:

Synopsys, 12th Int. Workshop on Stress in Microelectronics, 2012

© 2014 Synopsys, Inc. All rights reserved. 9

Stress Evolution with Process Steps

Sxx (Pa)

After TSV step After micro-bump step

100 MPa Die 1

Die 1

TSV TSV

100 MPa

Synopsys, 12th Int. Workshop on Stress in Microelectronics, 2012

© 2014 Synopsys, Inc. All rights reserved. 10

Top die

(Die 2)

Bottom die

(Die 1)BEOL

BEOLUnder-fill

RDL

Oxide

RDL

OxideTSV

Micro-bump

Material Behaviors in TSV Stack

Anisotropic elastic

Silicon

Visco-elastic

Under-fill

Elastic-plastic

Copper

Orthotropic elastic

BEOL

Visco-plastic

Solder

Cohesive

Interface

Synopsys, 12th Int. Workshop on Stress in Microelectronics, 2012

© 2014 Synopsys, Inc. All rights reserved. 11

Outline

• Thermal Mismatch Stresses in 3D IC

• Modeling stress evolution with TCAD

• Analyzing stress effects on performance

and reliability

• Stress management in 3D IC technology

integration and design

© 2014 Synopsys, Inc. All rights reserved. 12

P-mobility Variation on Die-1 Surface

TSV

(%)

[001]/[110]

5%

- 5%

Top die

(Die 2)

Bottom die

(Die 1)BEOL

BEOLUnder-fill

RDL

Oxide

RDL

OxideTSV

Micro-bump

• Mobility variation localized around TSVs

• Keep-Out-Zone (KOZ) design rule and place & route methodology

Stress around TSV - Radial tension

- Circumferential compression

Synopsys, 12th international workshop on stress-induced phenomena in microelectronics, 2012

© 2014 Synopsys, Inc. All rights reserved. 13

TSV Diameter and Pitch Effects

TSV Diameter = 5 um TSV Diameter = 10 um

~38% higher normal stress

Synopsys, 12th international workshop on stress-induced phenomena in microelectronics, 2012

© 2014 Synopsys, Inc. All rights reserved. 14

N-mobility Variation on Die-2 Surface

(%)

Top Die

Bottom Die

Micro-bumps

BEOL

BEOLUnder-fillRDL

Oxide

RDLOxide

• Mobility variation localized above u-bump

• KOZ design rule and place & route methodology

Active

region

Synopsys, 12th international workshop on stress-induced phenomena in microelectronics, 2012

© 2014 Synopsys, Inc. All rights reserved. 15

Under-fill CTE Impact LCTE: 15.0, 30.0 and 45.0 ppm/C

Larger under-fill CTE leads to greater mobility variation

Active region

Large under-fill CTE

increases contraction

and pulling down

Synopsys, MRS Proceedings, 2011

-5

0

5

10

15

20

0 5 10 15 20 25

N-M

obil

ity

chan

ge [

%]

Distance along x-axis [mm]

15 ppm/ C, N-mob

30 ppm/ C, N-mob

45 ppm/ C, N-mob

-5

0

5

10

15

20

0 5 10 15 20 25

N-M

obil

ity

chan

ge [

%]

Distance along x-axis [mm]

15 ppm/ C, N-mob

30 ppm/ C, N-mob

45 ppm/ C, N-mob

Under-fill CTE

Above

Bump

© 2014 Synopsys, Inc. All rights reserved. 16

Copper Anisotropic Effect on Crack

Isotropic Anisotropic 1 Anisotropic 2 (Pa)

Anisotropic Copper E1 E2 E3

Anisotropic 1 156 GPa 69 GPa 69 GPa

Anisotropic 3 69 GPa 69 GPa 156 GPa

• Crack driving force and mode mixity

depends on copper anisotropy in

different crystal orientation

TSV Si

BEOL

Top die

(Die 2)

Bottom die

(Die 1)BEOL

BEOLUnder-fill

RDL

Oxide

RDL

OxideTSV

Micro-bump

TSV Si

BEOL

TSV Si

BEOL

Synopsys/Fraunhofer, IEEE TDMR, 2012

© 2014 Synopsys, Inc. All rights reserved. 17

Outline

• Thermal Mismatch Stresses in 3D IC

• Modeling stress evolution with TCAD

• Analyzing stress effects on performance

and reliability

• Stress management in 3D IC technology

integration and design

© 2014 Synopsys, Inc. All rights reserved. 18

Managing KOZ with TCAD Modeling

M. Rabie, et al, GLOBAL FOUNDRIES, IITC 2014

• Tensile stress due to TSV copper shrinkage is compensated by

compressive stress due to CMP stop layer

• Experiments and TCAD simulations

© 2014 Synopsys, Inc. All rights reserved. 19

Stress Management at Qualcomm

TSV Effect m-Bump Effect Stacking Effect

Qualcomm, CICC 2010, ECTC 2014

TSV

+ ve

- ve

change

Active

Pocke Active

Pockets

Mobility Change

Layout

View

© 2014 Synopsys, Inc. All rights reserved. 20

Summary

• Mechanical stress in TSV stacks affects both performance and reliability

• TCAD modeling of stress evolution and stress effects provides valuable insights

• 3D IC design and technology configurations can be optimized with stress management