First Trust NASDAQ-100 Ex-Tech Sector Index Fund

(QQXT)Tearsheet as of 12:03 pm, April 28, 2014.

Last 33.76 Change 0.18 (0.54%)

Last Volume 200 Bid 33.54

Ask 33.56 High 33.88

Low 33.57 Open 33.64

Previous Close 33.58 Volume 9K

Dividend Yield 3.17% Beta 1.07

52wk High 36.93 52wk Low 32.61

Date 4/28/2014 Time 10:51:10 AM

Key - Green Diamond Reward Ratings

Key: 1 2 3 4 5 6 7 8 9 10

Underperform Market Perform Outperform

Key - Red Diamond Risk Ratings

Key: 1 2 3 4 5 6 7 8 9 10

Low Risk Moderate Risk High Risk

Summary

RATINGS* DIAMONDS*

ETFG RISK RATING 3.61

ETFG REWARD RATING 5.74

Description

First Trust NASDAQ-100 Ex-Technology Sector Index Fund is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that

correspond to the price and yield of the NASDAQ-100 Ex-Tech Sector Index which tracks securities that are not classified as `technology.`

ETFG SCORE BEHAVIORAL FUNDAMENTAL GLOBAL QUALITY

53.0 54.2 42.8 58.1 84.1

Inception Date: 02/15/2007 Expense Ratio: 0.6% Related Index: NASDAQ 100 Ex Technology TR USD

Historical prices (1 year)

Apr 25Apr 21Apr 11Apr 04Mar 31

35.56

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Geographic Exposure Currency Exposure

Sector Exposure Industry Group Exposure

Industry Exposure Sub-Industry Exposure

Exposure

96.6%

United StatesBermudaGreat Britain

99.9%

USDOther

38.2%

Consumer Discretionary

19.8%

Health Care

11.4%

Information Technology

10.5%

Industrials

10%

Consumer Staples

5.1%

OtherTelecommunication ServicesMaterials

18.1%

Retailing

15%

Pharmaceuticals Biotechnology & Life Sciences

11.9%

Media

9.7%

Software & Services

6.7%

Food Beverage & Tobacco

5.1%

Other

5%

Consumer Services

4.8%

Health Care Equipment & ServicesTransportationCapital GoodsTelecommunication ServicesCommercial & Professional ServicesFood & Staples RetailingMaterialsConsumer Durables & ApparelTechnologyAutomobiles & Components

11.9%

Media

11.6%

Biotechnology

8.3% Specialty Retail

8.2% Internet & Catalog Retail

5.1%Other

5%IT Services

5%

Food Products

5%

Hotels Restaurants & LeisureAir Freight & LogisticsWireless Telecommunication ServicesFood & Staples RetailingHealth Care Providers & ServicesInternet Software & ServicesTrading Companies & DistributorsLife Sciences Tools & Services

11.6%

Biotechnology

8.6%

Cable & Satellite

6.4% Internet Retail5.1%Other5%

Data Processing & Outsourced Services5%

Packaged Foods & MeatsAir Freight & LogisticsWireless Telecommunication ServicesSpecialty StoresInternet Software & ServicesHotels Resorts & Cruise LinesCatalog RetailTrading Companies & DistributorsHypermarkets & Super CentersLife Sciences Tools & Services

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Top Holdings

Ticker Fund Ticker Constituent Name Country Currency Weight Shares Market Value

1 CHRW QQXT CH Robinson Worldwide Inc USD 1.95% 0 1.77M

2 DTV QQXT DIRECTV USD 1.80% 0 1.63M

3 MAR QQXT Marriott International Inc/DE USD 1.79% 0 1.62M

4 SPLS QQXT Staples Inc USD 1.79% 0 1.62M

5 EXPD QQXT Expeditors International of Washington Inc USD 1.79% 0 1.62M

6 GILD QQXT Gilead Sciences Inc USD 1.77% 0 1.60M

7 CMCSA QQXT Comcast Corp USD 1.77% 0 1.60M

8 MDLZ QQXT Mondelez International Inc USD 1.77% 0 1.60M

9 KRFT QQXT Kraft Foods Group Inc USD 1.77% 0 1.60M

10 LINTA QQXT Liberty Interactive Corp USD 1.76% 0 1.60M

11 FAST QQXT Fastenal Co USD 1.75% 0 1.59M

12 CHTR QQXT Charter Communications Inc USD 1.74% 0 1.58M

13 ILMN QQXT Illumina Inc USD 1.74% 0 1.58M

14 COST QQXT Costco Wholesale Corp USD 1.74% 0 1.58M

15 CELG QQXT Celgene Corp USD 1.73% 0 1.57M

16 FOXA QQXT Twenty-First Century Fox Inc USD 1.72% 0 1.56M

17 ORLY QQXT O'Reilly Automotive Inc USD 1.72% 0 1.56M

18 SBAC QQXT SBA Communications Corp USD 1.71% 0 1.55M

19 SIAL QQXT Sigma-Aldrich Corp USD 1.71% 0 1.55M

20 VIP QQXT VimpelCom Ltd USD 1.71% 0 1.55M

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Service Providers

Administrator The Bank of New York Mellon Corporation

Advisor First Trust Advisors L.P.

Commodity Pool

Operator

-

Commodity Trading

Advisor

-

Custodian The Bank of New York Mellon Corporation

Depositor -

Depository -

Distributor First Trust Portfolios L.P.

Futures Commission

Merchant

-

General Partner -

Marketing Agent -

Pool Manager -

Pool Tax

Administrator

-

Portfolio Manager

Daniel J. Lindquist, Jon C. Erickson, David G. McGarel,

Roger F. Testin, Stan Ueland

Subadvisor -

Trust Processing

Agent

-

Transfer Agent The Bank of New York Mellon Corporation

Trust Sponsor -

Trustee -

ETFG Index Membership

Index #1 ETFG Global Composite

Index #2 ETFG Global Equity Index

Index #3 ETFG US & Canada Index

Index #4 ETFG G20 Index

Index #5 ETFG G8 Index

Tax Classification

Tax Classification Regulated Investment Company

Expenses

Management Fee .400%

Other Expenses .360%

Total Expenses .760%

Fee Waivers -.160%

Net Expenses .600%

Additional Information

Fiscal Year End December 31

Distribution Frequency Quarterly

Listing Exchange The NASDAQ Stock Market, Inc.

Creation Unit Size 50,000

Creation Fee $500.00

SEC Series Id S000013259

SEC Class Id C000035622

CTA NAV Symbol QQXT.NV

CTA Est Cash Symbol QQXT.SO

CTA Total Cash Symbol QQXT.TC

CTA IOPV Symbol QQXT.IV

Product Info

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2010 Performance 2011 Performance 2012 Performance 2013 Performance 2014 Performance

Performance

Year Q1 Q2 Q3 Q4 Total

2010 8.83% -12.64% 15.36% 8.94% 19.48%

2011 6.98% 4.69% -14.60% 2.97% -1.52%

2012 16.17% -3.02% 4.23% 1.02% 18.62%

2013 13.39% 5.22% 10.17% 7.37% 41.14%

2014 -0.60% -2.89% - - -3.48%

MTD YTD 1 Year 3 Year 5 Year

-2.89% -3.48% 16.51% 41.77% 160.51%

Peer Group Stats (Equity)

1 Month 3 Month 6 Month 1 Year 3 Year

Peer Ave. Return 1.84% 1.20% 4.68% 11.76% 12.28%

Peer Low -11.95% -22.70% -20.84% -29.02% -98.06%

Peer 25th -0.34% -0.92% 1.92% 0.00% 0.00%

Peer Median 1.55% 1.26% 4.65% 13.21% 0.00%

Peer 75th 3.76% 3.51% 6.72% 22.05% 36.83%

Peer High 45.40% 32.16% 26.49% 70.96% 90.28%

Number of Funds 831 831 831 831 831

Fund Return -3.16% -7.85% -1.29% 15.99% 44.26%

Fund Percentile 13% 4% 11% 59% 90%

Peer Group Stats (Size and Style)

1 Month 3 Month 6 Month 1 Year 3 Year

Peer Ave. Return 0.96% 0.94% 4.33% 15.15% 22.28%

Peer Low -6.21% -17.27% -20.84% -27.90% -59.03%

Peer 25th -0.82% -1.00% 2.34% 8.33% 0.00%

Peer Median 0.81% 0.71% 4.49% 19.02% 34.13%

Peer 75th 1.98% 2.36% 5.91% 22.84% 41.04%

Peer High 16.12% 32.16% 26.49% 46.42% 65.56%

Number of Funds 231 231 231 231 231

Fund Return -3.16% -7.85% -1.29% 15.99% 44.26%

Fund Percentile 14% 2% 10% 41% 87%

*

16.17%

-14.60%

Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4

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Risk & Reward

Peer Group Stats (Large Cap)

1 Month 3 Month 6 Month 1 Year 3 Year

Peer Ave. Return 1.76% 1.59% 4.78% 14.72% 23.01%

Peer Low -2.66% -6.47% -6.19% -11.00% -29.57%

Peer 25th 0.55% -0.41% 3.42% 6.98% 0.00%

Peer Median 1.29% 1.70% 5.01% 17.78% 34.59%

Peer 75th 2.17% 2.91% 6.10% 20.50% 41.55%

Peer High 16.12% 32.16% 14.99% 33.99% 65.56%

Number of Funds 110 110 110 110 110

Fund Return -3.16% -7.85% -1.29% 15.99% 44.26%

Fund Percentile 3% 2% 5% 45% 88%

- as of 04/25/2014. All return calculations are based off of price only and do not include dividend reinvestment. All returns are cumulative unless stated

otherwise.

Fund Flows

1 Week 2 Week 1 Month 3 Month

- - - -

Fund Statistics

Risk and Reward Diamond Ratings Dynamics

Return and Risk Statistics

Statistics 1 year 3 year 5 year

Annualized Return 16.51% 12.34% 21.11%

Beta 1.10 1.01 1.00

Standard Deviation 14.06% 18.13% 18.71%

Sharpe Ratio 1.14 0.66 1.11

Treynor Ratio 0.15 0.12 0.21

Sortino Ratio 1.89 1.07 1.81

All return calculations are based off of price only and do not include dividend reinvestment.

*

Apr 25Apr 16Apr 7Mar 26Mar 17

6.45

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DISCLAIMERS

Assumptions, opinions and estimates constitute our judgment as of the date of this material and are subject to change without notice. ETF Global LLC (“ETFG”) and its affiliates and any

third-party providers, as well as their directors, officers, shareholders, employees or agents (collectively ETFG Parties) do not guarantee the accuracy, completeness, adequacy or

timeliness of any information, including ratings and are not responsible for errors and omissions or for the results obtained from the use of such information and ETFG Parties shall have

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