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Leibniz Institute for Crystal Growth (IKZ) Berlin
Sublimation Growth of Wide Band-Gap Materials (SiC and AlN)
Matthias BickermannLeibniz Institute for Crystal Growth (IKZ), Berlin, GERMANY
Lecture for the International Summer School in Crystal Growth (ISSCG) 2012in Brasov, Romania
Leibniz Institute for Crystal Growth (IKZ) Berlin
Outline
Definitions: – Growth from Vapour– Sublimation
Materials: – Silicon Carbide (SiC)– Aluminium Nitride (AlN)
Technique: – Equipment– Materials– Processes– Seeding
Results: – Crystal Habit– Impurities– Structural Defects
Status and outlook
Sublimation Growth of Wide Band-Gap
Materials (SiC and AlN)Matthias Bickermann
Source: www.hexatechinc.com
Leibniz Institute for Crystal Growth (IKZ) Berlin
Growth from vapour
Species are transported as vapour to the nucleation area.(The source consists of gases, liquids and/or solid material.)
PhysicalVapour
ChemicalVapour
Sublimationand/or
Evaporation
– Sputtering– Pulsed laser
deposition (PLD)– and others
Reversible reactionwith transport agent(iodine, chlorine, …)
Transport speciesdecompose at theinterface into growth species and waste
Leibniz Institute for Crystal Growth (IKZ) Berlin
What is Sublimation
Sublimation is the process of transformation directly from the solid phase to the gaseous phase. Sublimation is an endothermic phase transition that occurs at temperatures and partial pressures below a substance's triple point in its phase diagram.
Source: Wikipedia (english)
Leibniz Institute for Crystal Growth (IKZ) Berlin
How Does Sublimation Work
Answer: Cold air at T < 0°C is quite dry.Its relative humidity (water partial pressure) is below the triple point of water/ice.Therefore, on cold sunny days with somewind, wet clothes may actually dry faster ifyou hang them outside than in your house.
Question1:Do clothes dry outside even in winter frost?
A case study in three questions.
Leibniz Institute for Crystal Growth (IKZ) Berlin
How Does Sublimation Work
Question 2:What happens when you put this in your fridge?
Answer: The lid cooles faster than thepot as it has less thermal mass.This establishes a temperature gradientbetween pot and lid.As a result, water evaporates from thepot to the lid and condenses there.
Leibniz Institute for Crystal Growth (IKZ) Berlin
How Does Sublimation Work
Vapor pressures of water and ice: B.J. Mason, The Physics of Clouds(Clarendon Press, 1971) [from http://www.its.caltech.edu/~atomic/snowcrystals/ice/ice.htm]
The vapour pressure p(T) over a liquid or solid increases roughly exponentially with temperature T.
Question 3: If we apply a constant temperature gradient to a container and place the same solid material at the hot end and the cold end, what will happen?
ΔTT2
(colder)T1(hotter)
Answer: As T1 > T2, also p(T1) > p(T2) ,inducing a net species (mass) transportfrom the hotter to the colder end.
Leibniz Institute for Crystal Growth (IKZ) Berlin
Sublimation Growth Temperature
Material transport depends on– thermal gradient between source and seed ΔT = (T1 – T2)– process temperature (T1)– total pressure (inert gas)– growth cell design (flow pattern, advection?)– growth rate (Stefan flow)Surface diffusion depends on– interface temperature (T2)
Growth Temperature should be chosen to balance the rate of material transporttowards the interface and the rate of species diffusion on the growing interface.
The preferred growth temperature in sublimation growth is at the discretion of the grower.In high-temperature growth, reasonablegrowth windows are mostly limited byexternal constraints.
Leibniz Institute for Crystal Growth (IKZ) Berlin
Introducing AlN and SiC
The substrate itself posesses no functionality for the device!But semiconductor devices need the substrate for:– mechanical basis– heat dissipation– structural basis for epitaxy
We'll examine sublimation growth on two crystals used as semiconductor substrates.
Silicon Carbide
SiCfor High-Power and
High-FrequencyElectronics
GTO
ThyristorGTO
IGBT
IGBT
MOSFET
MOSFET
HBT
GaAsSiGeMESFET
GaN SiCMESFET
10 Hz 100 1 kHz 10 100 1MHz 10 100 1GHz 10 100
Si
SiC
Frequency
1 GW
100
10
1 MW
100
10
1 kW
100
Pow
erSource: Infineon AG
Leibniz Institute for Crystal Growth (IKZ) Berlin
Introducing AlN and SiC
The substrate itself posesses no functionality for the device!But semiconductor devices need the substrate for:– mechanical basis– heat dissipation– structural basis for epitaxy
We'll examine sublimation growth on two crystals used as semiconductor substrates.
Water disinfection Optical data storage Dermatology
Aluminium Nitride
AlNfor Deep-UV
OptoelectronicsSource: M. Kneissl, PARC
Leibniz Institute for Crystal Growth (IKZ) Berlin
Sublimation Growth of AlN
Aluminum nitride (AlN) decomposes prior to
melting at ~2500°C and 1 bar
⇒ Melt growth not possible!
Al NAlN
660
25202550
T [°C]
Nitrogen content [at %]
AlN + Ns 2g
Al + AlNs s
Al + AlNliq s
Al + Ng 2g
Al + AlNg s
AlN-N2 system
B. M. Epelbaum, M. Bickermann, et al., J. Crystal Growth 305 (2007) 317Phase diagram: L. Siang-Chung, Mater. Sci. Lett. 16 (1997) 759
AlN ↔ Al (g) + ½ N2(g)
Main constraints:– High partial pressures
(as high T2 is required for N2 dis-sociation and surface diffusion)
– Congruent dissociative sublimation(the source is completely sublimed)
– Excess of nitrogen in the gas phase(N2 as additional inert gas,Al/N ratio depends on T1 and ptotal)
– Materials compatibility critical(which crucible/insulation material to use to withstand Al vapour?)
Leibniz Institute for Crystal Growth (IKZ) Berlin
AlN Sublimation products at Different Temperatures
Source: B.M. Epelbaum Optimum Temperature
Leibniz Institute for Crystal Growth (IKZ) Berlin
AlN Supersaturation under N2 Excess
Source: B.M. Epelbaum, M. Bickermann et al., Mater. Sci. Forum 457-460 (2004) 1537
Leibniz Institute for Crystal Growth (IKZ) Berlin
AlN Supersaturation under N2 Excess
Source: B.M. Epelbaum
Thermal gradients ofΔT = 50 K lead to a supersaturation of 50% almost independent of total pressure (N2 excess)
Low ΔT is required.
Leibniz Institute for Crystal Growth (IKZ) Berlin
Sublimation Growth of SiC
Silicon Carbide (SiC) decomposes prior to
melting at ~2800°C and 1 bar
⇒ Melt growth not possible!
SiC ↔ Si(g) + Si2C(g) +SiC2(g) + C(s)
S.K. Lilov, Mater. Sci. Eng. B 21 (1993) 65Phase Diagram: Tairov 1988, http://www.ioffe.rssi.ru/SVA/NSM/Semicond/SiC
Main constraints:– Low partial pressures
(as surface diffusion is sufficient)– Incongruent dissociative sublimation
(solid carbon stays behind)– Excess of silicon in the gas phase
(Ar or He as inert gases,Si/C ratio depends on T1 only)
– Materials compatibility excellent(as different carbon materials can beused as heater, crucible, insulation)
Leibniz Institute for Crystal Growth (IKZ) Berlin
Sublimation Growth Set-Up: Equipment
Crucible
Heater
Sourcematerial
Nucleation(Seed) Area
Growthroom
ΔTT2 (colder)
T1 (hotter)
Equipment High-Temp. Sublimation Growth
Facility dimensions 1–2 m² platform, 2 m height
Crucible dimensions ∅ 80–200 mm, height 100–250 mm (for 2" to 4" boules)
Heating system Resistive (30 V, 500A) or induction (10-20 kHz)Power 10-20 kW depending on insulation
Additional gases N2 (AlN), He or Ar (SiC), dopants
Temp. measurement Pyrometers (through holes drilled into insulation)
Leibniz Institute for Crystal Growth (IKZ) Berlin
Sublimation Growth Set-Up: Equipment
Pyrometer
High vacuum
Gas inlet
Growth control
Growth chamber
Induction heaterwith moveable coil
Resistive heater
Research furnace at
Leibniz Institute for Crystal Growth (IKZ) Berlin
Sublimation Growth Set-Up: Materials
Leibniz Institute for Crystal Growth (IKZ) Berlin
Sublimation Growth Set-Up: Materials
Crucible
Heater
Sourcematerial
Nucleation(Seed) Area
Growthroom
ΔTT2 (colder)
T1 (hotter)
Materials AlN SiC
Heater Tungsten or graphite Graphite
Crucible Tungsten or TaC Graphite
Seed AlN or SiC SiC
Source Polycrystalline AlN Polycrystalline SiC
Thermal insulation Tungsten or graphite Graphite
25 mm
Dense sinteredTaC crucible
Leibniz Institute for Crystal Growth (IKZ) Berlin
Sublimation Growth Set-Up: Materials
AlN materials compatibility:Most refractories, carbides and nitrides react with Al(g)Graphite crucible leads to heavycarbon contaminationW (tungsten) passivates againstAl(g) for p(N2) > 200 mbar– less contamination of growing
crystal– not compatible with graphite,
use W heat shields as insulationTaC (ceramic) crucible tends to crack, but is chemically stable– can be used with graphite
susceptor and insulation– can even be used together with
tungsten (e.g. as inner crucible)
Leibniz Institute for Crystal Growth (IKZ) Berlin
Sublimation Growth Set-Up: Process
Sublimation growth stages1.Pumping2.Vacuum (and pre-bake)3.Heating4.Growth start bypressure reduction5.Growth6.Growth end bypressure increase7.Cool down
The whole process takesabout 96 hours (including72 hours of growth atrates of 100–200 µm/h).
Stage No.
growth time
15
Leibniz Institute for Crystal Growth (IKZ) Berlin
Sublimation Growth Set-Up: Process
High-Temperature Heat TransportHeat transport by radiation dominatesat T > 2000°C.Thermal field and ΔT depend decisively on growth cell geometry:– crucible geometry and wall thickness– pyrometer holes– tailored voids for temp. balancing– insulation/near growth cell geometryLatent heat, Stefan flow, and diffusiondo not contribute significantly.Insulation degradation is an issue.
Due to fixed set-up geometry, thermal field changes as the crystal evolves.This limits the acievable crystal height.
Leibniz Institute for Crystal Growth (IKZ) Berlin
Seeding Techniques
ΔT =20–30 K
ΔT < 10 K ΔT =20–30 K
no seed with seed
Deposition of polycrystalline materialon the crucible lidEasy growth rate testingNo single crystal
Spontaneous nucleationand free-standing growthof several single crystalsSingle crystals of perfectstructural qualitySmall & undefined size
Deposition on the seedSingle crystal growth at defined orientationSingle crystal at seed size(enlargement possible)Defects inherited from seedand seeding process
Leibniz Institute for Crystal Growth (IKZ) Berlin
Growth Results (No Seed)
SiC
AlN
Leibniz Institute for Crystal Growth (IKZ) Berlin
Growth Results (Spontaneous Nucleation)
AlNSiC
Leibniz Institute for Crystal Growth (IKZ) Berlin
20.0 20.2 20.4 20.6 20.8 21.0 21.2 21.4
FWHM = 15 arcsec
I [a.
u.]
ω [deg]
(0002) DCRC
Current status @ IKZDislocation density ~ 100 cm²Homogeneous optical propertiesSubstrates up to 10 x 10 mm² in size
Growth Results (Spontaneous Nucleation)
Leibniz Institute for Crystal Growth (IKZ) Berlin
Growth Results (With Seed)
Leibniz Institute for Crystal Growth (IKZ) Berlin
T = 2080°CR ~ 50…200µm/h(depends on orientation)
T = 2150°CR ~ 30…250µm/h(depends on orientation)
T = 2200°CR ~ 250µm/h
Crystal Habit Changes With Growth Temperature
Crystal habit changes with growthtemperature (at constant supersaturation)in AlN growth
polycrystalline AlN deposit
freeestanding AlN crystals
TaC crucible
AlN source powder
grid
Leibniz Institute for Crystal Growth (IKZ) Berlin
Crystal Habit Changes With Impurity Content
AlN grown in TaC cruciblesingle (0001) facet on top,full prismatic (1010) facets
AlN grown in W crucible6-fold pyramid with small (0001) facet
© CrystAl-N
[C] = 1 x 1019 cm–3
[O] = 2 x 1019 cm–3
[C] = 2 x 1017 cm–3
[O] = 5 x 1018 cm–3
Leibniz Institute for Crystal Growth (IKZ) Berlin
Impurity Incorporation Depends on Growth Facet
SiCAlN
M. Bickermann et al., Physica Status Solidi C 3 (2006) 1902
Leibniz Institute for Crystal Growth (IKZ) Berlin
Impurities Govern Deep-UV Transparency
M. Bickermann et al., Physica Status Solidi C 3 (2006) 1902
Leibniz Institute for Crystal Growth (IKZ) Berlin
Structural Defects in High-Temp. Sublimation Growth
6H4H
15R
Source: H. P. Strunk
seed
crystal
D. Hofmann, M. Bickermann et al., Mater. Sci. Eng. B 61-62 (1999) 48
SiC– Micropipes
– Macropipes
– Dislocations
– Hollow defects
– Mosaicity
– Polytypes
Leibniz Institute for Crystal Growth (IKZ) Berlin
Structural Defects in High-Temp. Sublimation Growth
Problem: Improper seed fixation leads to extended defects
Further reading: O. Filip, M. Bickermann et al., J. Crystal Growth 318 (2011) 427
Leibniz Institute for Crystal Growth (IKZ) Berlin
Structural Defects in High-Temp. Sublimation Growth
AlN– Low-angle grain boundaries
– Mosaicity
– Dislocations
– Hollow defects
Low-Angle grain boundaries (lines)and dislocation piercing points (dots)
Reciprocal space mapshows tilted domains(up to 0.3° tilt), butalmost no strain.
(102) plane
M. Bickermann et al., Phys. Status Solidi C 5 (2008) 1502 and C 8 (2011) 2235
L. Kirste, Fraunhofer IAF
Leibniz Institute for Crystal Growth (IKZ) Berlin
Current Development
Source: www.hexatechinc.com Source: www.cree.com
SiC growth is much more mature∅ 100 mm wafers are widely employed,∅ 150 mm is available commercially.Technology development moved to industry.
AlN growth is catching upTechnology is driven by spin-off companieswith support from research institutes.10 x 10 mm² wafers are available,∅ 50 mm is expected commercially for 2014.
Leibniz Institute for Crystal Growth (IKZ) Berlin
Conclusions & Outlook
High-temperature sublimation growth is very lively dueto successful growth of SiC and AlN bulk single crystals.Main issues of growth technology are solved,even though the growth window is small andtransient effects (insulation degradation) are hard to control.
Structural defects and impurity levels have been brought downby careful seed selection and growth parameter adjustment.
There are challenges remaining (see below);also, size and cost (low growth rate) remain critical issues.
ChallengeCrystal enlargement
control of faceting
ChallengeHomogeneous properties
avoid zone structure
ChallengeKeep structural quality
control of nucleation
Leibniz Institute for Crystal Growth (IKZ) Berlin
Credits
Contributors:
IKZ Berlin – AlN group- Dr. Jürgen Wollweber- Carsten Hartmann- Dr. Andrea Dittmar- Dr. Christo Guguschev- Frank Langhans- Sandro Kollowa
Contributors:
Univ. ErlangenCrystAl-N GmbH- Prof. Dr. A. Winnacker- Dr. Boris Epelbaum- Dr. Octavian Filip- Dr. Paul Heimann