stfc ral graduate lectures 2009/10 r m brown - ral 1 an introduction to calorimeters for particle...
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Graduate lectures 2009/10 R M Brown - RAL 1
STFC
RAL
An introduction to calorimeters for particle physics
Bob Brown
STFC/PPD
Graduate lectures 2009/10 R M Brown - RAL 2
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RALOverview
Introduction
Electromagnetic cascades
Hadronic cascades
Calorimeter types
Energy resolution
e/h ratio and compensation
Measuring jets
Energy flow calorimetry
DREAM approach
CMS as an illustration of practical calorimeters EM calorimeter (ECAL) Hadron calorimeter (HCAL)
Summary
General principles Items not covered
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RALGeneral principles
Calorimeter: A device that measures the energy of a particle by absorbing ‘all’ the initial energy and producing a signal proportional to this energy.
There is an absorber and a detection medium (may be one and the same)
Absorption of the incident energy is via a cascade process leading to n secondary particles, where n EINC
The charged secondary particles deposit ionisation that is detected in the active elements, for example as a current pulse in Si or light pulse in scintillator.
The energy resolution is limited by statistical fluctuations on the detected signal, and therefore grows as n, hence the relative energy resolution:
E / E 1/n 1/ E
The depth required to contain the secondary shower grows only logarithmically.In contrast, the length of a magnetic spectrometer scales as p in order to
maintain p /p constant
Charged and neutral particles, and collimated jets of particles can be measured.
Hermetic calorimeters provide inferred measurements of missing (transverse) energy in collider experiments and are thus sensitive to , o etc
Calorimeter: A device that measures the energy of a particle by absorbing ‘all’ the initial energy and producing a signal proportional to this energy.
There is an absorber and a detection medium (may be one and the same)
Absorption of the incident energy is via a cascade process leading to n secondary particles, where n EINC
The charged secondary particles deposit ionisation that is detected in the active elements, for example as a current pulse in Si or light pulse in scintillator.
The energy resolution is limited by statistical fluctuations on the detected signal, and therefore grows as n, hence the relative energy resolution:
E / E 1/n 1/ E
The depth required to contain the secondary shower grows only logarithmically.In contrast, the length of a magnetic spectrometer scales as p in order to
maintain p /p constant
Charged and neutral particles, and collimated jets of particles can be measured.
Hermetic calorimeters provide inferred measurements of missing (transverse) energy in collider experiments and are thus sensitive to , o etc
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RALThe electromagnetic cascade
Absorber
1 X0
A high energy e or incident on an absorber
initiates a shower ofsecondary e and via pair production
and bremsstrahlung
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RALDepth and radial extent of em showers
Longitudinal development in a given medium is characterised by radiation length:The distance over which, on average, an electron loses all but 1/e of its energy.
X0 180 A / Z2 g.cm-2
For photons, the mean free path for pair production is:
Lpair = (9 / 7) X0
The critical energy is defined as the energy at which energy losses by an electron through ionisation and radiation are, on average, equal:
C 560 / Z (MeV)
The lateral spread of an em shower arises mainly from the multiple scattering of non-radiating electrons and is characterised by the Molière radius:
RM = 21X0 /C 7A / Z g.cm-2
For an absorber of sufficient depth, 90% of the shower energy is contained within a cylinder of radius 1 RM
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RALAverage rate of Bremsstrahlung energy loss
E
xX0
Ei
Ei/e
E(x) = Ei exp(-x/X0)
dE/dx (x=0) = - Ei/X0
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RAL EM shower development in liquid krypton
GEANT simulation of a 100 GeV electron shower in the NA48 liquid Krypton calorimeter (D.Schinzel)
EM shower development in krypton (Z=36, A=84)
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RALHadronic cascades
High energy hadrons interact with nuclei producing secondary particles (mostly ±,0)
The interaction cross section depends on the nature of the incident particle, its energy and the struck nucleus.
Shower development is determined by the mean free path between inelastic collisions,the nuclear interaction length, given (in g.cm-2) by:
= (NA / A)-1 (where NA is Avogadro’s number)
In a simple geometric model, one would expect A2/3 and thus A1/3.
In practice: 35 A1/3 g.cm-2
The lateral spread of a hadronic showers arises from the transverse energy of the secondary particles which is typically <pT>~ 350 MeV/c.
Approximately 1/3 of the pions produced are 0 which decay 0 in ~10-16 s
Thus the cascades have two distinct components: hadronic and electromagnetic
High energy hadrons interact with nuclei producing secondary particles (mostly ±,0)
The interaction cross section depends on the nature of the incident particle, its energy and the struck nucleus.
Shower development is determined by the mean free path between inelastic collisions,the nuclear interaction length, given (in g.cm-2) by:
= (NA / A)-1 (where NA is Avogadro’s number)
In a simple geometric model, one would expect A2/3 and thus A1/3.
In practice: 35 A1/3 g.cm-2
The lateral spread of a hadronic showers arises from the transverse energy of the secondary particles which is typically <pT>~ 350 MeV/c.
Approximately 1/3 of the pions produced are 0 which decay 0 in ~10-16 s
Thus the cascades have two distinct components: hadronic and electromagnetic
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RALHadronic cascade development
In dense materials: X0 180 A / Z2 << 35 A1/3
and the em component develops more rapidly than the hadronic component.
Thus the average longitudinal energy deposition profile is characterised by a peakclose to the first interaction, followed by an exponential fall off with scale
In dense materials: X0 180 A / Z2 << 35 A1/3
and the em component develops more rapidly than the hadronic component.
Thus the average longitudinal energy deposition profile is characterised by a peakclose to the first interaction, followed by an exponential fall off with scale
eg Cu: X0 = 12.9 g.cm-2
= 135 g.cm-2
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RALDepth profile of hadronic cascades
Average energy deposition as a function of depth for pions incident on copper
Individual showers show large variations from the mean profile, arising fromfluctuations in the electromagnetic fraction
Average energy deposition as a function of depth for pions incident on copper
Individual showers show large variations from the mean profile, arising fromfluctuations in the electromagnetic fraction
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RAL
There are two general classes of calorimeter:Sampling calorimeters:Layers of passive absorber (such as Pb, or Cu) alternate with activedetector layers such as Si, scintillator or liquid argon
Homogeneous calorimeters:A single medium serves as both absorber and detector, eg: liquified Xe or Kr,dense crystal scintillators (BGO, PbWO4 …….), lead loaded glass.
There are two general classes of calorimeter:Sampling calorimeters:Layers of passive absorber (such as Pb, or Cu) alternate with activedetector layers such as Si, scintillator or liquid argon
Homogeneous calorimeters:A single medium serves as both absorber and detector, eg: liquified Xe or Kr,dense crystal scintillators (BGO, PbWO4 …….), lead loaded glass.
Si photodiodeor PMT
Calorimeter types
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RALEnergy Resolution
The energy resolution of a calorimeter is often parameterised as:
E / E = a /E b / E c (where denotes a quadratic sum)
The first term, with coefficient a, is the stochastic term arising from fluctuations inthe number of signal generating processes (and any further limiting process, suchas photo-electron statistics in a photodetector)
The second term, with coefficient b, is the noise term and includes:- noise in the readout electronics- fluctuations in ‘pile-up’ (simultaneous energy deposition by uncorrelated particles)
The third term with coefficient c, is the constant term and arises from:- imperfections in calorimeter construction (dimensional variations, etc.)- non-uniformities in signal collection- channel to channel inter-calibration errors- fluctuations in longitudinal energy containment- fluctuations in energy lost in dead material before or within the calorimeter
For em calorimeters, energy resolution at high energy is usually dominated by c
The goal of calorimeter design is to find, for a given application, the best compromise between the contributions from the three terms
The energy resolution of a calorimeter is often parameterised as:
E / E = a /E b / E c (where denotes a quadratic sum)
The first term, with coefficient a, is the stochastic term arising from fluctuations inthe number of signal generating processes (and any further limiting process, suchas photo-electron statistics in a photodetector)
The second term, with coefficient b, is the noise term and includes:- noise in the readout electronics- fluctuations in ‘pile-up’ (simultaneous energy deposition by uncorrelated particles)
The third term with coefficient c, is the constant term and arises from:- imperfections in calorimeter construction (dimensional variations, etc.)- non-uniformities in signal collection- channel to channel inter-calibration errors- fluctuations in longitudinal energy containment- fluctuations in energy lost in dead material before or within the calorimeter
For em calorimeters, energy resolution at high energy is usually dominated by c
The goal of calorimeter design is to find, for a given application, the best compromise between the contributions from the three terms
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RALIntrinsic Energy Resolution of em calorimeters
Homogeneous calorimeters:The signal amplitude is proportional to the total track length of charged particles above threshold for detection.
The total track length is the sum of track lengths of all the secondary particles. Effectively, the incident electron behaves as would a single ionising particle of the same energy, losing an energy equal to the critical energy per radiation length. Thus:
T = N
i=1Ti = (E /C) X0
If W is the mean energy required to produce a ‘signal quantum’ (eg an electron-ion pair in a noble liquid or a ‘visible’ photon in a crystal), then the mean number of such ‘quanta’ produced is n = E / W . Alternatively n = T / L where L is the average track length between the production of such quanta.
The intrinsic energy resolution is given by the fluctuations on n.
At first sight:E / E = n / n = (L / T)
However, T is constrained by the initial energy E (see above). Thus fluctuations on n
are reduced: E / E = (FL / T) = (FW / E) where F is the Fano Factor
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RALResolution of crystal em calorimeters
A widely used class of homogeneous em calorimeter employs large, dense, monocrystals of inorganic scintillator. Eg the CMS crystal calorimeter which uses PbWO4, instrumented (Barrel section) with Avalanche Photodiodes.
Since scintillation emission accounts for only a small fraction of the total energy loss inthe crystal, F ~ 1 (Compared with a GeLi detector, where F ~ 0.1)
Furthermore, fluctuations in the avalanche multiplication process of an APD give rise toa gain noise (‘excess noise factor’) leading to F ~ 2 for the crystal /APD combination.
PbWO4 is a relatively weak scintillator. In CMS, ~ 4500 photo-electrons are released inthe APD for 1 GeV of energy deposited in the crystal. Thus the coefficient of thestochastic term is expected to be:ape = (F / Npe) = (2 / 4500) = 2.1%
However, so far we have assumed perfect lateral containment of showers. In practice,energy is summed over limited clusters of crystals to minimise electronic noise andpile up. Thus lateral leakage contributes to the stochastic term.
The expected contributions are: aleak = 1.5% ((5x5)) and aleak =2% ((3x3))
Thus for the (3x3) case one expects a = ape aleak = 2.9%
This is to be compared with the measured value: ameas = 2.8%
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RALResolution of sampling calorimeters
In sampling calorimeters, an important contribution to the stochastic term comes from sampling fluctuations. These arise from variations in the number of charged particles crossing the active layers. This number increases linearly with the incident energy and (up to some limit) with the fineness of the sampling. Thus:
nch E / t (t is the thickness of each absorber layer)
If each sampling is statistically independent (which is true if the absorber layers arenot too thin), the sampling contribution to the stochastic term is:
samp / E 1/ nch (t / E)
Thus the resolution improves as t is decreased. However, for an em calorimeter,of order 100 samplings would be required to approach the resolution of typicalhomogeneous devices, which is impractical.Typically: samp / E ~ 10%/ E
A relevant parameter for sampling calorimeters is the sampling fraction, which bearson the noise term:
Fsamp = s.dE/dx(samp) / [s.dE/dx(samp) + t.dE/dx(abs) ]
(s is the thickness of the sampling layers)
In sampling calorimeters, an important contribution to the stochastic term comes from sampling fluctuations. These arise from variations in the number of charged particles crossing the active layers. This number increases linearly with the incident energy and (up to some limit) with the fineness of the sampling. Thus:
nch E / t (t is the thickness of each absorber layer)
If each sampling is statistically independent (which is true if the absorber layers arenot too thin), the sampling contribution to the stochastic term is:
samp / E 1/ nch (t / E)
Thus the resolution improves as t is decreased. However, for an em calorimeter,of order 100 samplings would be required to approach the resolution of typicalhomogeneous devices, which is impractical.Typically: samp / E ~ 10%/ E
A relevant parameter for sampling calorimeters is the sampling fraction, which bearson the noise term:
Fsamp = s.dE/dx(samp) / [s.dE/dx(samp) + t.dE/dx(abs) ]
(s is the thickness of the sampling layers)
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RALResolution of hadronic calorimeters
The absorber depth required to contain hadron showers is 10 (150 cm for Cu),thus hadron calorimeters are almost all sampling calorimeters
Several processes contribute to hadron energy dissipation, eg in Pb:
Thus in general, the hadronic component of ahadron shower produces a smaller signal thanthe em component: e/h > 1
F° ~ 1/3 at low energies, increasing with energy
F° ~ a log(E)(since em component ‘freezes out’)
If e/h 1 :- response with energy is non-linear- fluctuations on F° contribute to E /E
Furthermore, since the fluctuations are non-Gaussian, E /E scales more weakly than 1/ E
Constant term: Deviations from e/h = 1 also contribute to the constant term.
In addition calorimeter imperfections contribute:inter-calibration errors, response non-uniformity (both laterally and in depth), energy leakage and cracks .
Nuclear break-up (invisible) 42%Charged particle ionisation 43%Neutrons with TN ~ 1 MeV 12%Photons with E ~ 1 MeV 3%
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RALCompensating calorimeters
‘Compensation’ ie obtaining e/h =1, can be achieved in several ways:
Increase the contribution to the signal from neutrons, relative to the contribution from charged particles:Plastic scintillators contain H2, thus are sensitive to n via n-p elastic scatteringCompensation can be achieved by using scintillator as the detection medium and tuning the ratio of absorber thickness to scintillator thickness
Use 238U as the absorber: 238U fission is exothermic, releasing neutrons that contribute to the signal
Sample energy versus depth and correct event-by-event for fluctuations on F°
0 production produces large local energy deposits that can be suppressedby weighting: E*i = Ei (1- c.Ei )
Using one or more of these methods one can obtain an intrinsic resolution intr / E 20%/ E
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RALCompensating calorimeters
ZEUS at HERA had an intrinsically compensated 238U/scintillator calorimeter
The ratio of 238U thickness (3.3 mm) to scintillator thickness (2.6 mm) was tuned such that e/ = 1.00 ± 0.03 (implying e/h = 1.00 ± 0.045)
For this calorimeter the intrinsic energy resolution was:
intr / E = 26%/ E
However, Sampling fluctuations also degrade the energy resolution.
As for electromagnetic calorimeters calorimeters:
samp / E t where t is the absorber thickness
For the ZEUS calorimeter:
samp / E = 23%/ E
Giving a nonetheless excellent overall energy resolution for hadrons:
had / E ~ 35%/ E
The downside is that the 238U thickness required for compensation (~ 1X0) led to a rather modest EM energy resolution:
em / E ~ 18%/ E
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RAL Dual Readout Module (DREAM) approach
Measure electromagnetic component of shower independently event-by-event
Independent measurements of the scintillation and Cerenkov light yields allow an estimation of the two
components, thus measuring F°
From W. Vandelli, HEP2007, Manchester
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RALDREAM test results
From W. Vandelli, HEP2007, Manchester
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RALJet energy resolution
At colliders, hadron calorimeters serve primarily to measure jets and missing ET:
For a single particle: E / E = a / E c
At low energy the resolution is dominated by a, at high energy by c
Consider a jet containing N particles, each carrying an energy ei = zi EJ
zi = 1, ei = EJ
If the stochastic term dominates: ei = a ei and: EJ = (ei )2 = a2ei
Thus: EJ / EJ = a / EJ
the error on Jet energy is the same as for a single particle of the same energy
If the constant term dominates: EJ (cei )2 = cEJ (zi )
2
Thus: EJ / EJ = c (zi )2 and since (zi )
2 < zi = 1 the error on Jet energy is less than for a single particle of the same energy
For example, in a calorimeter withE / E = 0.3 / E 0.05 a 1 TeV jet composed of four hadrons of equal energy has
EJ = 25 GeV,
compared to E = 50 GeV, for a single 1 TeV hadron
At colliders, hadron calorimeters serve primarily to measure jets and missing ET:
For a single particle: E / E = a / E c
At low energy the resolution is dominated by a, at high energy by c
Consider a jet containing N particles, each carrying an energy ei = zi EJ
zi = 1, ei = EJ
If the stochastic term dominates: ei = a ei and: EJ = (ei )2 = a2ei
Thus: EJ / EJ = a / EJ
the error on Jet energy is the same as for a single particle of the same energy
If the constant term dominates: EJ (cei )2 = cEJ (zi )
2
Thus: EJ / EJ = c (zi )2 and since (zi )
2 < zi = 1 the error on Jet energy is less than for a single particle of the same energy
For example, in a calorimeter withE / E = 0.3 / E 0.05 a 1 TeV jet composed of four hadrons of equal energy has
EJ = 25 GeV,
compared to E = 50 GeV, for a single 1 TeV hadron
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RALParticle flow calorimetry
From M. Thomson, HEP2007, Manchester
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RALCompact Muon Solenoid
Objectives:• Higgs discovery• Physics beyond the Standard Model
Current data suggest a light Higgs Favoured discovery channel H Intrinsic width very small Measured width, hence S/B given by experimental resolutionHigh resolution electromagneticcalorimetry is a hallmark of CMS
Target ECAL energy resolution for photons: ≤ 0.5% above 100 GeV
120 GeV SM Higgs discovery (5) with 10 fb-1
(100 d at 1033 cm-2s-1)
Current data suggest a light Higgs Favoured discovery channel H Intrinsic width very small Measured width, hence S/B given by experimental resolutionHigh resolution electromagneticcalorimetry is a hallmark of CMS
Target ECAL energy resolution for photons: ≤ 0.5% above 100 GeV
120 GeV SM Higgs discovery (5) with 10 fb-1
(100 d at 1033 cm-2s-1)
Length ~ 22 m Diameter ~ 15 m Weight ~ 14.5 kt
4 T magnetic field4 T magnetic field3.8 T
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RALMeasuring particles in CMS
Ele
ctro
mag
netic
C
alor
imet
er
Hadron Calorimeter Iron field return yoke interleaved
with Tracking Detectors
Superconducting Solenoid
Silicon Tracker
MuonElectronHadronPhoton
Cross section through CMS
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RALThe Electromagnetic Calorimeter
The crystals are slightly tapered and point towards the collision region
‘Supermodule’
Each crystal weighs ~ 1.5 kg
Barrel: 36 Supermodules (18 per half-barrel)
61200 Crystals (34 types) – total mass 67.4 t
Endcaps: 4 Dees (2 per Endcap)
14648 Crystals (1 type) – total mass 22.9 t
22 cm
Pb/Si Preshowers: 4 Dees (2/Endcap)
Full Barrel ECAL installed in CMS
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RAL
22 mm22 mm
Series of runs at 120 GeV centred on many points within (3x3) Results averaged to simulate the effect of random impact positions
Series of runs at 120 GeV centred on many points within (3x3) Results averaged to simulate the effect of random impact positions
Resolution goal of 0.5%
at high energyachieved
Resolution goal of 0.5%
at high energyachieved
Energy resolution: random impact
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RALHadron calorimeter
The HCAL being inserted into the solenoid The brass absorber under construction
Light produced in the scintillators is tranported through optical fibres to
photodetectors
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RALHadron calorimetry in CMS
(ECAL+HCAL) raw response to pions vs energy (red line is MC simulation)
Compensated hadron calorimetry & high precision em calorimetry are incompatible
In CMS, hadron measurement combines HCAL (Brass/scint) and ECAL(PbWO4) data
This effectively gives a hadron calorimeter divided in depth into two compartments
Neither compartment is ‘compensating’: e/h ~ 1.6 for ECAL and e/h ~ 1.4 for HCAL
Hadron energy resolution is degraded and response is energy-dependent
Compensated hadron calorimetry & high precision em calorimetry are incompatible
In CMS, hadron measurement combines HCAL (Brass/scint) and ECAL(PbWO4) data
This effectively gives a hadron calorimeter divided in depth into two compartments
Neither compartment is ‘compensating’: e/h ~ 1.6 for ECAL and e/h ~ 1.4 for HCAL
Hadron energy resolution is degraded and response is energy-dependent
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RAL Particle-Flow Event Reconstruction in CMS
The design of CMS detector is almost ideally suited to particle-flow reconstruction at LHC:
- Strong magnetic field,
- High tracking efficiency with low fake rate,
- Fine granularity electromagnetic calorimeter
- Reconstruction of muons with high purity
The design of CMS detector is almost ideally suited to particle-flow reconstruction at LHC:
- Strong magnetic field,
- High tracking efficiency with low fake rate,
- Fine granularity electromagnetic calorimeter
- Reconstruction of muons with high purity
Particle-flow reconstruction improves the measurement of Missing Transverse Energy
by almost a factor of 2, compared to a measurement based on calorimetry alone.
Particle-flow reconstruction improves jet energy resolution dramatically below 100 GeV/c
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RALSearch for heavy gauge bosons
ZI(1000 GeV) +-
ZI(800 GeV) e+e-
Calorimetry is a powerful tool at
very high energy
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RALSummary
Design optimisation is dictated by physics goals and experiment conditions Compromises may be necessary:
eg high resolution hadron calorimetry vs high resolution em calorimetry A variety of mature technologies are available for their implementation Calorimeters will play a crucial role in discovery physics at LHC:
eg: H , ZI e+e- , SUSY (ET)
Calorimeters are key elements of almost all particle physics experiments
Not covered: Triggering with calorimeters Particle identification Di-jet mass resolution …………………………
Not covered: Triggering with calorimeters Particle identification Di-jet mass resolution …………………………
Some useful referencesParticle Detectors, Claus Grupen, Cambridge University Press.Calorimetry for Particle Physics, C.W. Fabian and F. Gianotti, Rev Mod Phys, 75, 1243 (2003).
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RALSpare slides
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RALECAL design benchmark
Coloured histograms are separate contributing backgrounds for 1fb-1
High resolution electromagneticcalorimetry is central to the CMS design
Benchmark process: H
m / m = 0.5 [E1/ E1 E2
/ E2 / tan( / 2 )]
Where: E / E = a / E b/ E c
( is small – measurement relies on interaction vertex identification)
High resolution electromagneticcalorimetry is central to the CMS design
Benchmark process: H
m / m = 0.5 [E1/ E1 E2
/ E2 / tan( / 2 )]
Where: E / E = a / E b/ E c
( is small – measurement relies on interaction vertex identification)
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RALLead tungstate properties
Temperature dependence ~2.2%/OC Stabilise to 0.1OC
Formation and decay of colour centresin dynamic equilibrium under irradiation Precise light monitoring system
Low light yield (1.3% NaI) Photodetectors with gain in mag field
But:
Fast light emission: ~80% in 25 ns
Peak emission ~425 nm (visible region)
Short radiation length: X0 = 0.89 cm
Small Molière radius: RM = 2.10 cm
Radiation resistant to very high doses
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RALPhotodetectors
Barrel - Avalanche photodiodes (APD)
Two 5x5 mm2 APDs/crystal- Gain: 50 QE: ~75%- Temperature dependence: -2.4%/OC
20
40m
Endcaps: - Vacuum phototriodes (VPT)More radiation resistant than Si diodes (with UV glass window)- Active area ~ 280 mm2/crystal- Gain 8 -10 (B=4T) Q.E.~20% at 420nm
= 26.5 mm
MESH ANODE
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RALHadron calorimeters in CMS
Had Barrel: HB
Had Endcaps: HE
Had Forward: HF
Had Outer: HO
HB
HEHF
HO
Hadron Barrel16 scintillator planes ~4 mmInterleaved with Brass ~50 mmplusscintillator plane immediately after ECAL ~ 9mmplus Scintillator planes outside coil
Coil
HB
ECAL
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RALCluster-based response compensation
Use test beam data to fit for e/h (ECAL) , e/h (HCAL) and F° as a function of the raw total calorimeter energy (E + H ).
Then: E = (e/)E . E + (e/)H . H
Where: (e/)E,H = (e/h)E,H / [1 + ((e/h)E,H -1) . F°)]
(ECAL+HCAL)For single pions
with cluster-based weighting
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RAL
‘Active’ weighting cannot be used for jets, since several particles may deposit energy in the same calorimeter cell.
Passive weighting is applied in the hardware: the first HCAL scintillator plane, immediately behind the ECAL, is ~2.5 x thicker than the rest.
One expects: EJ / EJ = 125% / EJ + 5%
However, at LHC, the energy resolution for jets is dominated by fluctuations inherent to the jets and not instrumental effects
Jet energy resolution