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Standardized Compliance: Supplier Job Aid

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Page 1: Standardized Compliance: Supplier Job Aid

Standardized Compliance: Supplier Job Aid

Page 2: Standardized Compliance: Supplier Job Aid

STANDARDIZED COMPLIANCE PROGRAM: SUPPLIER JOB AID

Congratulations! Your Sponsor (Buyer/Merchant) wants to evaluate your product(s) for sale at Whole Foods

Market!

Before we can put your product(s) on the shelf, we need to ensure it meets our food safety and

Quality Standards.

FoodLogiQ will serve as your Whole Foods Market Food Safety and Quality Assurance

information hub. This platform will be used to onboard and maintain your product/location

information and collect required documents. There is no cost to the supplier for using

FoodLogiQ.

PRO TIP

Page 3: Standardized Compliance: Supplier Job Aid

Your Welcome Email A. You should have received a welcome email unique to your FoodLogiQ account from

[email protected].

B. You will continue to receive additional system notifications from this email address

throughout your time with Whole Foods. Please add this email to your safe senders

list to ensure these messages are delivered.

C. The initial email invitation to set up the FoodLogiQ account will be sent to the brand

owner. The brand owner is responsible for owning and maintaining the account.

However, we strongly encourage you to invite your business partners to help

manage your data.

Accepting Invites: A. Click the ACCEPT INVITE button in the email to navigate to the form pictured in the next

step where you will input your company's information.

B. Fill out each field in the form below with your company information. a. For more information on how to fill out your business information click HERE.

Page 4: Standardized Compliance: Supplier Job Aid

Dashboard Orientation This is your FoodLogiQ Dashboard. It will serve as your home base for communicating with

Whole Foods Market compliance. This dashboard makes it convenient for you to share

documents, new products, and new locations.

1. Workflows - Workflows are guided checklists used by Whole Foods Market to facilitate

compliance reviews. The work in these flows must be completed in order to sell your

products to Whole Foods Market.

2. To-do List Items - Action items i.e. assessments and documents you need to complete will

show up on your to-do list. This list is driven by the information shared in relation to your

products and locations.

3. Navigation Pane - The navigation pane is where you can find a full list of your products,

locations, workflows, and uploaded documents. This is where you will go to edit

information/records that have already been shared.

4. Quick Actions - Quick actions give you the ability to invite new Team Members to

help manage your account, share new or existing product information, and share new or

existing locations.

5. Settings/Notifications - Click on the gear icon to access your settings. Settings allow you

to maintain user access by modifying your user permissions for your FoodLogiQ account.

Click on the bell icon to access your notifications. This will show new notifications and a

history of your previous notifications.

6. Support - This is your resource center. It contains information and links to learn more

about FoodLogiQ and request assistance. Click to access knowledge base articles,

announcements and get technical support.

Page 5: Standardized Compliance: Supplier Job Aid

Onboarding Step by Step The Whole Foods Market onboarding and vetting process evaluates suppliers, products, and

locations to ensure they meet our food safety and Quality Standards before the product is sold

in stores. The supplier onboarding process has five main steps that must be completed in the

order below. These steps appear in the workflow section of your FoodLogiQ dashboard.

1 Download User Guide A. This document is available for download use step 1. This is where we will

house the most current version of this document.

B. Click Mark Complete, to proceed to your next step

2 Add Additional Users

Page 6: Standardized Compliance: Supplier Job Aid

A. Add additional members from your team by clicking the Add Users button.

B. Fill out the required fields (indicated by *), then click Send Invite

Email. This will send the user a link to the listed email address.

C. Once the appropriate users have been added, click Mark Complete.

NOTE

Page 7: Standardized Compliance: Supplier Job Aid

3 Add Locations

A. Click Add Locations.

B. Locations refer to the facilities that handle the products requested by Whole Foods

Market. Continue this process until all locations are added before marking it

complete.

C. Fill out the required information, which is determined by the type of location you are

submitting.

• All are required fields except for GLN/GGN and Internal ID (you can add

the information if needed).

• If the form is submitted without a complete Company Address the process

will be delayed.

D. Click save and share. Repeat this process until all locations are

added.

E. Mark the workflow step as Complete on your dashboard.

PRO TIP

Page 8: Standardized Compliance: Supplier Job Aid

4 Add Products

A. Click Add Products.

B. Fill out the required information.

Due to system limitations, not all required fields are marked with an *.

These unmarked required fields are listed below.

• GTIN (If your product doesn't have a GTIN select "product does not

have a GTIN")

• GPC Brick Brand Name Description Net Contents

• Country of Origin Packaged Product

• UPC (Required if the item is sold to customer)

Mark the workflow step as Complete on your dashboard once all products

have been added. As a reminder, only upload products that Whole Foods

Market has requested as we will not accept any additional information.

PRO TIP

PRO TIP

unique identifiers

Page 10: Standardized Compliance: Supplier Job Aid

6 Next Steps A. Well done! You have now completed the initial onboarding steps. B. Once you provide your basic compliance information in FoodLogiQ, it will be

reviewed and Whole Foods Market Compliance will reach out to you regarding the next steps. Please note additional requirements might be required. The next steps vary by supplier and product category.

PRO TIP

Page 11: Standardized Compliance: Supplier Job Aid

Status Updates and Tracking your Progress Throughout the process, you can view your status with Whole Foods Market directly from the

dashboard main page.

A. Click here to review the list of statuses and corresponding definitions that you might see on

your profile.

• This status communicates your overall standing with Whole Foods Market. To track

the status of an individual location, document, workflow, or product, navigate to

that tab on the navigation pane.

Ongoing Maintenance It is your responsibility to ensure all information about your products remains accurate.

A. This includes making sure all documents, product information, and location information are

up to date and always correct. Any changes to your product, location, and business could

remove the original approval. Changes must be reviewed and the information re-certified.

• These changes include but are not limited to: Formulation change, Sourcing

change, new claims, new locations (opening new location or closing an old

location), Expired documents, now your product contains added caffeine, any

location involved in handling your products changed (processing facility,

manufacturing facility, farm, etc.), you have a new production facility you need

to add, your audit expired

Page 12: Standardized Compliance: Supplier Job Aid

i. If there is a reformulation change in a product that introduces an

allergen that did not previously exist, Whole Foods Market must be

notified. All formulation changes will require the item to be treated

as a new product with a new UPC.

• You can see all the information you have shared with Whole Foods Market by

navigating to the Products, Locations, or Documents tab on the navigation.

Once you click on the tab you can select Edit to update the provided

information.

Page 13: Standardized Compliance: Supplier Job Aid

Updating Documents Documents will need to be regularly updated. Documents can be accessed via the Documents

tab on the left-hand navigation pane or by accessing them directly from the product record or

location record to which it is associated.

A. If a change is requested, you will be notified and able to review detailed notes from Whole

Foods Market. Be sure to click Complete Request to notify Whole Foods Market the

requested changes were made.

Renewals Each year we review suppliers and their associated locations/products to ensure

compliance has been maintained to continue selling to Whole Foods Market. Ongoing

proactive maintenance will alleviate time and effort and make the process much smoother

for you.

Supplier Renewals The focus of a supplier renewal is to ensure that compliance is maintained. Supplier

renewals focus on the supplier's overall standing with Whole Foods Market, including

your products and any locations that didn't have an audit requirement. Example: If your

original approval date is 3/9/21, your next supplier level renewal date is 3/9/22. The

renewal date will always fall on the same date each year.

1 Locate and complete the supplier renewal assessment.

• Be sure to click Submit once completed.

• This Supplier Renewal Assessment can be located by selecting Audits & Assessments from the navigation pane.

Page 14: Standardized Compliance: Supplier Job Aid

2 From your supplier dashboard, follow the Renewal workflow instructions and mark steps complete as you complete them. Similar to onboarding.

• The following are standard assessments and activities

you will need to complete annually during your

Supplier Renewals timeframe: Supplier Expectations

Agreement (e-sign) Annual Company Contact

Assessment

3 Whole Foods Market will review your assessment and will contact you if additional information is needed.

• This is a great opportunity to make any needed updates to your

products, locations, and documents. Also, if there are any changes

made to the formulation of a product, you must reach out to Whole

Foods Market to update your records. All products we sell are approved

based on the on-record formulation that was initially approved.

Facility Renewals You will only be triggered for a facility renewal if you have a facility that requires a

third-party food safety audit. A facility renewal is a formal annual review of your

locations to ensure location data and programs meet compliance requirements. Often,

this includes a thorough review of critical location programs to confirm that programs

are still meeting food safety standards and that all information is still current.45 days

prior to your renewal you will be assigned a renewal assessment. In addition, when it

comes time for you to start working on the renewal, Whole Foods Market will kick off

the renewal workflow in FoodLogiQ that will guide you through the steps.

Page 15: Standardized Compliance: Supplier Job Aid

1 Locate and complete the facility renewal assessment. Be sure to click Submit once completed.

• The facility renewal assessment can be located by selecting Audits & Assessments from the navigation pane.

2 From your supplier dashboard, follow the Renewal workflow instructions and mark steps complete as you complete them. Similar to onboarding.

• Review the location record thoroughly, in addition to updating documentation be sure to edit any location information that was previously shared and out of date. Please do not edit the location address if a facility move occurred.

• New locations should be shared by creating a new location record. • Please review the Editing Locations article for additional information on

how to edit shared information.

3 Whole Foods Market will review your assessment and will contact you if additional information is needed.

WHAT HAPPENS NEXT? After you finish your renewal activities, the Compliance Team will review the information you

provided and reach out with any questions.

Remediation and Non-Conformance As a part of Whole Foods Market's commitment to practicing win-win partnerships with our

suppliers, we want to set you up for success by establishing and communicating realistic

expectations regarding compliance. Remediation is the back-and-forth communication

between a supplier and Whole Foods Market with the goal to work together to correct or

prevent a loss of compliance.

• Examples include, but are not limited to

o New Whole Foods Market Standards, such as a new audit requirement

o Low audit score

o Noncritical issues identified during a site visit or a third-party audit

• Levels of Remediation Nonconformance

o Minor Nonconformance: Deficiency in food safety and quality programs, but

not likely to cause a significant risk to product safety.

o Major Nonconformance: Deficiency in food safety programs that could

produce an unsatisfactory condition and would affect product safety if not

addressed.

o Critical Nonconformance: A breakdown in a Critical Control Point/Process

Controls (CCP/PC), prerequisite program, or process step that could cause a

significant public health risk and affect product safety; a product safety

condition could affect the reputation of Whole Foods Market; a falsification of

food safety records; or a condition that could lead to a Class 1 or 2 recalls.

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• What does remediation nonconformance mean to you?

o There is no hard and fast rule as to what remediation will look like to any

specific supplier. If you need to enter the remediation process, know that you

will have time to get back into compliance.

Appendix Resources • Calendly- Schedule a call with us.

[email protected] Email Us

• Supplier Tool Kit / Portal- Food Safety Resources

• FoodLogiQ Training Site-Instructions for adding products in FoodLogiQ • GS1 US: Home of the GTIN and U.P.C. Barcode-Help Obtaining a GS1 barcode • FoodLogiQ Resources

Viewing and Completing To-Do Action Items Editing Locations Adding Products Finding and Completing Workflows Completing Assessment Change Requests Completing Document Change Requests

FAQs How do I get help?

• Reach out to [email protected] What is FoodLogiQ?

• FoodLogiQ is the software Whole Foods Market has chosen to host and review all Food Safety and Quality Assurance compliance information.

Who is expected to be the primary FoodLogiQ account owner? • Whole Foods Market requires the Brand Owner to be the primary account owner in

FoodLogiQ. Third party representatives can be invited as a user to help manage the account as needed.

Can Suppliers change their company name in FoodLogiQ? • We ask that suppliers refrain from changing their company names in FoodLogiQ.

Unknown name changes make searching for and locating supplier accounts difficult for the Whole Foods Market Supply Chain Compliance team. If a business name change is necessary suppliers should alert the compliance team prior to making updates to ensure our records are updated appropriately.

Can a supplier delete products, locations, or documents in FoodLogiQ? • If the FoodLogiQ record is under review or the review has been completed do not delete

it. Deleting items may result in your product being removed from shelves. Please reach out to [email protected] to review any issues with your account

If a supplier would like to sell a new product at Whole Foods Market, should they add it to their FoodLogiQ account?

• Suppliers should only add items if they are asked to by Whole Foods Market. Products

Page 17: Standardized Compliance: Supplier Job Aid

will not be reviewed unless they have been requested by a Whole Foods merchant using the New Item/Supplier Request form.

What information are suppliers required to keep updated in FoodLogiQ? • All FoodLogiQ information MUST remain accurate and up to date. This includes contact

information, etc. If the supplier needs to change a detail about their product or facility, they should reach out to [email protected].

What are the different unique identifiers for an item and how are they used? • GTIN (Global Trade Item Number): The globally unique 14-digit number used to identify

items/products. It exists for consumer trade items or base unit levels as well as higher level packaging.

• UPC (Universal Product Code): The 12-digit barcode printed on a retail item scanned at the Point of Sale (POS). This barcode is a representation of the GTIN-12 which consists of twelve numeric characters that uniquely identify a company’s individual product.

• VIN (Vendor Identification Number): The identifier used for distribution. Distributors assign different VINs so it could be possible that a product could have more than one VIN if it is sold by different distributors.

• MIN (Manufacturer Identification Number): The identifier a manufacturer uses to describe its item within their inventory.

How often do suppliers need to update their organic certifications? • The document must be renewed each year.

Does Whole Foods Market allow suppliers to recycle UPC's? • Suppliers are not permitted to recycle UPC's. Whole Foods policy states that a supplier

must create a new UPC upon formulation change. What is the Whole Foods Non-GMO Policy?

• Non-GMO claims made outside of the ingredient statement may only be made on foods that are: Non-GMO Project verified, NSF Non-GMO Certified, USDA Certified Organic (or equivalent program).

What third party audit providers are approved by Whole Foods Market? • This differs by product category, check out the next section of the appendix for specific

audit requirements. How often do suppliers need to schedule and pass a third party audit?

• If required to obtain an audit the suppliers facilities should be audited annually. The due date is based on each locations renewal date.

Whole Foods Market risk levels and Category Reviews Below are definitions and criteria for how Whole Foods Market classifies risk levels. Risk

is often assigned to facilities to encompass the variety of products handled.

Page 18: Standardized Compliance: Supplier Job Aid

Level 1 (L1) Co-packed Whole Foods Market branded (not EB) products; packaged and labeled by the

supplier with a Whole Foods Market brand and ready to be placed on the shelf.

Product State: Unpackaged product or ready for shelf placement

Minimum Food Safety Audit Requirement: GMP

Level 2 (L2) High-risk categories of products that are repacked or an ingredient in a recipe prepared in

store.

Product State: Repacked or used as an ingredient

Minimum Food Safety Audit Requirement: GMP

Level 3 (L3) High-risk categories of supplier branded products that are ready to place on the shelf and

unpackaged products with supplier brand on label or signage.

Product State: Unpackaged product or ready for shelf placement

Minimum Food Safety Audit Requirement: GMP

Local/regional audit will be available for some L3 suppliers based on criteria

Level 4 (L4) Non-high risk categories of supplier branded products that are ready to place on the shelf and

unpacked products with supplier brand or label on signage

Product State: Unpackaged product or ready for shelf placement

Minimum Food Safety Audit Requirement: No audit requirements

Level 5 (L5) Non-high risk categories of products that are repacked or an ingredient in a recipe prepared in

store.

Product State: Repacked or used as an ingredient

Minimum Food Safety Audit Requirement: GMP

Meat Requirements and Review Applies to fresh or frozen meat products that do not have Whole Foods Market branding and

are sold to any department.

Seafood Requirements and Review Applies to fresh or frozen seafood products that do not have Whole Foods Market branding and

Page 19: Standardized Compliance: Supplier Job Aid

are sold to any department.

Produce Requirements and Review Applies to fresh produce products that do not have Whole Foods Market branding and are sold

to any department.

Whole Body Requirements and Review Applies to topical and ingestible nonfood products that do not have Whole Foods Market

branding and are sold to any department.

Exclusive Brands (EB)

Finished Product Branding: Whole Foods Market Exclusive

Risk: High risk and Non-high risk

Product State: Unpackaged product or ready for shelf placement

Minimum Food Safety Audit Requirement: GFSI

Page 20: Standardized Compliance: Supplier Job Aid

Locations Required Based on Product Type Locations needed in FoodLogiQ vary by overall category and product type. See below to determine which location types should be shared and associated based on the product type being evaluated for sale at Whole Foods Market.

Page 21: Standardized Compliance: Supplier Job Aid

Unique Product Identifiers The product identifiers required in FoodLogiQ vary by how the product is sold. See below

to determine which identifiers should be shared and associated based on the product type

being evaluated for sale at Whole Foods Market.

A. All products sold at Whole Foods Market must be added to FoodLogiQ.

B. Each product record in FoodLogiQ is required to include at least one of the

following unique Identifier(s).

o GTIN- Required if the product is assigned a GTIN. All GTINs and Barcodes (UPCs) must be issued by and validated by GS1

o UPC- Required if the product is packaged and sold to customers.

o VIN or MIN - Required if you don't have a UPC/barcode on your product or if

your UPC/barcode is not for consumer purchase (e.g. bulk flour).

All GTINs and Barcodes (UPCs) must be issued by and validated by GS1

Unique Product Definitions GTIN (Global Trade Item Number) The globally unique 14-digit number used to identify items/products. Exists

for consumer trade item or base unit levels as well as higher level packaging

(e.g., pack, case, pallet).

UPC (Universal Product Code) The 12-digit barcode printed on a retail item scanned at the Point of Sale

(POC).

This barcode is a representation of the GTIN-12 which consists of twelve

numeric characters that uniquely identify a company’s individual product.

VIN (Vendor Identification Number) The identifier is used for distribution. Distributors assign different VINs so it

could be possible that a product could have more than one VIN if it is sold by

different distributors.

MIN (Manufacturer Identification Number) The identifier a manufacturer uses to describe its item within their inventory.

Page 22: Standardized Compliance: Supplier Job Aid

Supplier Status Status Definition

Accepted Invitation

The supplier accepted their FoodLogiQ invitation and created a profile. This is the default supplier status.

Business Compliance Review in Progress

Existing/Legacy supplier has completed all Food Safety and Quality Standards requirements and will have business compliance reviewed to ensure requirements have not changed based on new product compliance approvals.

Business Compliance Onboarding

Net new supplier to Whole Foods Market has completed all Food Safety and Quality Standards requirements and is in the process of completing business requirements. This status indicates the supplier is compliance approved but cannot be fully approved until business compliance work has been completed.

Approved The supplier is approved to sell all products in an approved status to Whole Foods Market.

Approved - Temporary Exception

The supplier is temporarily approved via the exception request process and granted permission to proceed to shelf while the remaining requirements are completed. This status indicates the supplier is required to fulfill one or more outstanding requirements to reach full compliance. An agreed-upon timeline is set to obtain full compliance, in the event a supplier does not meet the timeline the supplier's products will be deactivated and removed from shelf.

In Remediation

The supplier is missing requirements and is on a remediation plan to gain full compliance before they can be placed in the Approved status.

Re-Review

Status for suppliers that were previously rejected or inactivated. All data must be re-reviewed before the supplier can be fully approved.

Suspended The supplier was previously approved to sell but is now not allowed to sell to Whole Foods Market

Rejected The supplier is not approved to sell to Whole Foods Market due to critical compliance issues. This status indicates the supplier is required to fulfill one or more outstanding requirements to reach full compliance.