standardise and manage your audit schedule

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All rights reserved worldwide. Copyright © 2015 Gael Ltd. Standardise and Manage your Audit Schedule Gael Ltd 28 th April 2015

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Page 1: Standardise and manage your audit schedule

All rights reserved worldwide. Copyright © 2015 Gael Ltd.

Standardise and Manage your Audit ScheduleGael Ltd28th April 2015

Page 2: Standardise and manage your audit schedule

Meet the team

Claire McCluskieMarketing [email protected]

Paul HastingsProfessional Services [email protected]

Page 3: Standardise and manage your audit schedule

A standardised approach to audit management

It’s about embracing an ‘improvement’

mindset

The role of an electronic quality

management system (eQMS): an ideal

opportunity to drive system-wide

improvement:

Closed loop approach to auditing

Streamlined audit process

Visibility of data and actions

Clear responsibility of tasks

Effective trend analysis

Page 4: Standardise and manage your audit schedule

The burdens of audit management

Audit management is critical, yet, often

challenging and time-consuming.

A lack of consistency in audit processes across

an organisation can impact the outcome of

audits.

Some of the heaviest burdens include:

Paper driven processes

Lack of visibility

Resource management

What, where and who to audit

Page 5: Standardise and manage your audit schedule

The 4 stages of an audit

No matter the type of audit being carried out, following these 4 stages can ensure your audit schedule is standardised & effective

Planning

1

Preparation & execution

2

Reporting

3

Follow Up

4

Page 6: Standardise and manage your audit schedule

Planning

1

What are the pains associated with planning an audit?

Gathering relevant documentation

Visibility of relevant data (often stored in personal folders or

desktops)

Previous audit reports

Non-conformances raised against departments,

processes or products

Visibility of audit schedules

Resource availability

Page 7: Standardise and manage your audit schedule

Planning

How can an eQMS support effective audit planning?

Visibility of audit history

Visibility of non-conformance history

All related documents in one place

Visible audit plan

Visibility of internal audit resource

1

Page 8: Standardise and manage your audit schedule

Preparation

What are the pains associated with preparing an audit?

Identifying the relevant scope

Identifying the relevant checklist questions

Selecting the correct resource

Gathering of historical data

2

Page 9: Standardise and manage your audit schedule

Preparation

How can an eQMS support effective audit preparation and execution?

Integrated audit scope relationships for:

Areas of standard

Depts

Processes

Products and Services

Documents

Other

Pre-defined checklist templates and question bank

2

Page 10: Standardise and manage your audit schedule

Reporting

What are the pains associated with audit reporting and findings?

Paper driven reports

Lost / unread emails

Folders containing reports are not accessible

Disagreement on findings

Quality of findings data

Unsolicited findings raised after closing meeting

3

Page 11: Standardise and manage your audit schedule

Reporting

How can an eQMS support effective audit reporting?

Automated distribution of report and associated findings

Mandatory data required when raising findings when using wizards

Electronic signature for accepting reports

Auditor editing lock out when report has been accepted

Flexible reporting (mobile)

3

Page 12: Standardise and manage your audit schedule

Follow up

What are the pains associated with audit follow up?

Target dates for findings not being adhered to

Visibility of ownership of actions

Notification of due actions

Inability to identify trends at an early stage

4

Page 13: Standardise and manage your audit schedule

Follow up

How can an eQMS support effective audit follow up?

Notifications and reminders for actions assigned and due

Clear visibility of all open and outstanding actions (for example saved

searches, workload)

Trend analysis available immediately after findings have been raised

creation

4

Page 14: Standardise and manage your audit schedule

The right system can make the difference

Continuity of approach will ease the burdens of audit management and improve outcomes

Centralised

Streamlined

Effective

Standardised

Page 15: Standardise and manage your audit schedule

Questions

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Page 16: Standardise and manage your audit schedule

Contact info

Tel: +44 (0)1355 593400

Email: [email protected]

To schedule your own personalised

demo on how Q-Pulse can benefit

your organisation -

Page 17: Standardise and manage your audit schedule

All rights reserved worldwide. Copyright © 2015 Gael Ltd.

Thank you!Gael Ltd28th April 2015