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Rotor-Stator Devices: The Role of Shear and the Stator
T. L. Rodgersa,∗, M. Cookea
aSchool of Chemical Engineering & Analytical Science, The University of Manchester, OxfordRoad, Manchester, M13 9PL
Abstract
High shear rotor-stator mixers are widely used in process industries including themanufacture of many food, cosmetic, pharmaceutical, and health care products.Many of these products involve emulsification where the dropsize distributionaffects the processing and the product properties. Therefore,an understanding ofthe mechanisms that breaks the drops is key for any design process. In rotor-statordevices there are two main mechanisms that can break drops, one due to the rotorand one due to the stator. For the invisid systems studied, this article shows thatwhen a rotor-stator device is used in a recycle loop the effective equilibrium dropsize is largely unaffected by the presence of the stator and is mainly dependant onthe rotor. The article also goes on to show that the effective equilibrium drop sizedata can be correlated on the agitator shear rate.
Keywords: Rotor-stator devices, Shear rate, Equilibrium drop size
1. Introduction1
High shear rotor-stator mixers are widely used in process industries including2
the manufacture of many food, cosmetic, pharmaceutical, and health care prod-3
ucts. Rotor-stator devices provide a focused delivery of energy, power and shear4
to accelerate physical processes such as mixing, dissolution, emulsification, and5
de-agglomeration. To reliably scale-up these devices we need to understand the6
relationship between rotor speed, flow rate, shear rate, andthe energy dissipated7
by these devices.8
∗Corresponding AuthorEmail address: [email protected] (M. Cooke)
Preprint submitted to Chemical Engineering Research and Design June 12, 2013
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For emulsification, the drop size distribution affects the processing and the9
product properties. In a two phase process, the mass transfer rate between the10
phases is proportional to the interfacial area. This interfacial area changes with11
the drop size distribution which varies with the conditionsinside the vessel and12
time. Hence successful process design depends on developing a mechanistic un-13
derstanding of drop break-up in these reactors. There are two competing theories14
on drop break-up mechanisms. These are break-up due to turbulent eddies, i.e.15
energy dissipation rate, and break-up due to the agitator shear rate.16
Break-up due to turbulent eddies is generally based on the work of [7] and [6]17
which utilises the concept of eddy turbulence to define a limiting drop size. It is18
usually assumed that drop break-up occurs due to the interactions of drops with19
the turbulent eddies of sufficient energy to break the drop [9].20
Therefore, for a given fluid system the effective equilibrium drop size (this21
is the drop size after a sensible processing time, when the drop size reduction22
with time is very small and almost unmeasurable) is dependent on the energy23
per unit mass and thus should scale-up with this value when using geometrically24
similar vessels. For low viscosity dispersed phase dilute liquid-liquid systems,25
the drops are inviscid since the internal viscous stresses are negligible and only26
the interfacial tension surface force contributes to stability. The maximum stable27
equilibrium drop size,dmax can be related to the maximum local energy dissipation28
rate,ǫmax, by equation 1 for isotropic turbulence [8, 3].29
dmax = C1
(
σ
ρ
)3/5
ǫ−2/5max (1)
Figure 1 presents drop size data from previously published literature for a30
silicone oil and water system as a function of the energy dissipation rate,ǫ; the31
gradient of the line has been set to−2/5 in agreement with equation 1. The lack32
of correlation between the effective equilibrium drop size and energy dissipation33
rate seems to point to the fact that this may not be the correctmechanism. This34
is not surprising since this theory applies to isotropic turbulence in the universal35
equilibrium regime, whereas it is known that breakup occursclose to the agitator36
where the turbulence is both non-isotropic and intermittent.37
Break-up due to the agitator shear rate is based on a balance between the38
external viscous stresses and the surface tension forces [9]. If the break-up is39
due to the agitator shear rate then the effective equilibrium drop size is related to40
the maximum shear rate. This would mean that lower power number agitators can41
produce smaller drops than higher power number agitators, as low power number42
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agitators may have a higher shear rate. This has been seen experimentally by43
[14]. [1] states when scale-up is performed on a constant energy dissipation rate,44
smaller drops are observed at larger scales. This is likely due to the shear rate45
increasing at larger scales when the energy dissipation rate is kept constant.46
The maximum shear rate is proportional to the agitator tip speed [11]; how-47
ever, this maximum shear rate constant is difficult to measure for all systems. It48
makes physical sense that this maximum shear rate constant is proportional to an49
average shear rate constant. Although, it is strictly only applicable in the laminar50
regime [4], the Metzner-Otto constant,KS , is a good measure of the average shear51
rate near the impeller. It has been claimed that for power lawfluidsKs varies with52
the power law index although for practical considerations this affect has found to53
be small. Tanguyet al. (1996) [12] concluded that for practical considerations a54
constant value ofKS can be considered for shear thinning and shear thickening55
fluids. KS has been found to vary linearly with the agitator flow number which is56
a function of Reynolds number [13]. However, in the turbulent regime the flow57
number is constant, so again we have a constant (though higher) value ofKS .58
This means the correlative shear rate used will beKS ND, i.e. the proportional59
constant multiplied by the tip speed. It should be noted herethat this shear rate60
technically has units of m s−1 instead of s−1, but as previously mentioned, this is61
just a representative value as the true value is proportional to KS ND, which means62
that this proportionality constant must have units of m−1.63
Figure 2 presents drop size data for a silicone oil and water system as a func-64
tion of the agitator blade shear rate,KS ND, the best fit line gradient is equal to65
−1.2. The fact that all the values lie on the same line points towards shear rate66
being the dominant break-up mechanism.67
Neither of these two mechanisms will predict the correct values for the drop68
size if the system undergoes coalescence. If there is coalescence within the system69
the bulk flow from the agitator is important as well, as this effects the circulation70
time, thus the time away from breakage. The systems studied within this paper71
are non-coalescing systems, which was checked over a periodof several days.72
2. Methodology73
The experimental rig (Figure 3) consists of an agitated mixing tank with an74
in-line Silverson 150/250 MS high shear rotor-stator mixer (Silverson Machines75
Ltd., Chesham, UK). The mixing tank has a 60 litre capacity with a diameter of76
0.420 m. To allow both analysis of equlibrium drop sizes and single pass drop77
size data the mixing tank was connected to the rotor-stator mixer via a 38.1 mm78
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pipeline, with a second line used to feed the rotor-stator outlet to the drain for the79
single pass experiments. The inlet and outlet lines includetemperature probes so80
the temperature could be controlled to 25◦C for all the experiments. The Silverson81
rotor-stator mixer has a double concentric rotor with a diameter of 0.0635 m which82
sits within close fitting screens. The fitted screens are standard double emulsifier83
screens [2].84
Two experimental systems were used; a 1 wt% 350 cSt silicone oil and 0.5 wt%85
sodium laureth sulfate in water solution, which was passed through the Silverson86
both a single pass and equlibrium configuration, both with and without the screens87
as a range of rotor speeds and flow rates; and a 0.13 wt% 5 cSt silicon oil in water88
system as used by [10] which was passed through the Silversonin the equlibrium89
configuration both with and without the screens at a range of rotor speeds at a flow90
rate of 0.167 kg s−1..91
Samples of the solutions were collected just after the Silverson in-line mixer92
and analysed using a Mastersizer X long bed laser diffraction particle analyser93
(Malvern Instruments, Malvern, UK) to determine the drop size distribution, full94
details are given by [5].95
3. Effect of the Screens on Drop Size96
A 1 wt% 350 cSt silicone oil and 0.5 wt% sodium laureth sulfatein water solu-97
tion has been passed through a Silverson 150/250 in-line rotor stator mixer. This98
is carried out under a range of agitation rates and flow rates.First as a single pass99
and then as a recycle arrangement for both the standard double screen arrangement100
and with no screens.101
Figure 4 shows the results for these experiments. When the system is used for102
a single pass the screens reduce the drop size compared to a single pass with no103
screens. Whereas when the system is used in a recycle arrangement there is very104
little difference in drop size when there are screens or no screens.105
With no screens there is a large variation of the single pass drop size with flow106
rate, especially at low agitation rates. This is due to by-pass of some of the drops107
around the rotor. This is shown by the reduction in drop size for a single pass with108
the screens, and the more consistent drop size produced withvariation in flow rate.109
The screens also cause some re-circulation to the agitator which is why the drop110
size is slightly reduced.111
There is evidence that the stator has some effect on the break-up, especially112
at the higher flow rates. This is because the high flow rated3,2s are the smallest113
drop sizes for the single pass data with the screens, see Figure 4, and the largest114
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Setup Po(turbulent) PoRe(laminar)KS k1
Standard dual screens 0.24 573.6 46.2 8.02No screens 0.21 276.2 6.6 7.05
Table 1: Summary of power and shear constants for the Silverson 150/250 [2].
size without the screens. This is due to the fact that as the flow rate increases the115
pressure drop through the screens is increased which increases the shear through116
the holes.117
As the system approaches the effective equilibrium this bypass and recircula-118
tion does not matter as material that my have bypassed on a single pass will even-119
tually get broken by the agitator on another pass. The drop size for recycle loop120
are smaller than for the single pass, this is because for the recycle loop the drops121
are approaching their effective equilibrium drop size for that shear rate whereas122
those after a single pass are not. This is because under the recycle arrangement123
the drops pass through the agitator more than once increasing the probability that124
the small drops produced will become stable.125
The power number of an in-line rotor-stator device can be given by equa-126
tion 2 [2]. Table 1 provides the power and shear constants forthe Silverson mixer127
from [2].128
Po= Poz + k1NQ (2)
129
This means that the power number for the above experiments vary from about130
0.25 for the lowest flow rate to 0.66 for the highest flow rate, over a 2.5 times131
increase in power. However, the equlibrium drop sizes are mostly the same for132
different flow rates. This provides evidence that the energy dissipation rate may133
not be a suitable correlator for drop sizes, especially for rotor-stator devices.134
4. Rotor-Stator Shear135
For comparison to the data in Figures 1 and 2, the 0.13 wt% 5 cStsilicon oil136
in water system used by [10] was used in the Silverson 150/250 inline mixer to137
an effective equilibrium drop size for both the standard screens and no screens.138
No real difference between the values for the two setups was discovered,again139
showing the small impact of the screens on the equilibrium drop size.140
Figure 5 presents the same data as Figure 1 but includes the authors data for141
the Silverson system both with and without the screens. The best fit line is given a142
slope of−0.4; however, it can be seen that this does not fit the data well. It is clear143
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that although the exponents for all the agitators are around−0.4, the multiplier for144
each is different.145
In considering equilibrium drop size, it is typical to use the maximum local146
value of the rate of energy dissipation rather than the average value (as used in147
Figures 1 and 5). The best order of magnitude estimate of the maximum dissi-148
pation rate is based on using the swept volume of the impellerinstead of tank149
volume [11]. Therefore, Figure 5 has been modified to produceFigure 6. Figure 6150
has the same best fit line slope as Figure 5. It can be seen that Figure 6 does better151
at correlating agitators of the same type together, e.g. allthe Rushton turbine data152
is now almost collapsed onto one trend; however, it is still not able to correlate the153
drop size data from different agitator types.154
As the screens seem have little effect on the effective equilibrium drop size155
it can be surmised that the drops are broken mainly by the agitator. This means156
that the shear rate of importance is that from the agitator only, not the full rotor-157
stator shear rate. Therefore, for the data to line up with thedata from Figure 2 the158
Metzner-Otto constant that should be used is the one just forthe agitator, i.e. 6.6.159
As previously mentioned, the agitation rates can be converted to a representa-160
tive shear rate by multiplying by the agitator Metzner-Ottoconstant and its diame-161
ter. This means that the data for the Silverson can be plottedon Figure 2 producing162
Figure 7. It can be seen that using the agitator shear rate thedata fits much better163
than with the energy dissipation rate. If the total Metzner-Otto constant was used164
for the standard screens system the drop size would be under predicted.165
The fact that the screens provide very little advantage for effective equilibrium166
drop size and that the agitator is the limiting factor, then asystem like this can be167
attributed an apparent drop size Metzner-Otto constant, which is equal to the that168
of just the agitator.169
It should be noted that although the screens provide very little help for equilib-170
rium drop break up they play a part in other processes, such asdeagglomeration.171
It is also noted that since the Metzner-Otto constant is muchhigher when the172
screens are present, the apparent viscosity will be lower for shear thinning flu-173
ids. This will change the viscosity ratio which may impact onthe equilibrium174
drop size. There is also some evidence that at very high flow rates the increased175
velocity through the holes help to break up material that bypasses the agitation,176
resulting in a shorter time to the effective equilibrium.177
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5. Discussion and Conclusions178
• The agitator shear rate correlates the drop size for a range of agitator types179
and scales for a particular fluid system,180
• For rotor-stator devices it is the rotor shear rate that is important for drop181
break-up not that from the stator, especially at low flow rates,182
• The stator helps single pass design as it reduces bypass around the agitator,183
• Design for drop break-up should focus on improving the rotoras this is184
dominant in drop break-up.185
6. Acknowledgments186
Tom Rodgers would like to thank The University of Manchester’s EPSRC187
CTA (Collaborative Training Account) and Unilever for financial support during188
his PhD. The authors would also like to thank the SCEAS workshop staff who189
helped with equipment modifications and construction.190
Nomenclature191
D Agitator diameter m192
d3,2 Volume to surface average diameter m193
dmax Maximum stable diameter m194
k1 Power flow constant −195
KS Metzner-Otto constant −196
N Agitation rate s−1197
P Power W198
Q Flow rate kg s−1199
ǫ energy dissipation rate W kg−1200
ρ Density kg m−3201
NQ Flow number =Q/ρND3202
Po Power number =P/(ρN3D5)203
Poz Power number at zero flow rate =P/(ρN3D5)204
Re Reynolds number =ρND2/µ205
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References206
[1] J. Bałdyga, J.R. Bourne, A.W. Pacek, A. Amanullah, A.W. Nienow, Chemi-207
cal Engineering Science 56 (2001) 3377–3385.208
[2] M. Cooke, T.L. Rodgers, A.J. Kowalski, Journal of Chemical Engineeringin209
press (2010).210
[3] J.T. Davies, Chemical Engineering Science 42 (1987) 1671–1676.211
[4] D. Doraiswamy, R.K. Grenville, A.W. Etchells III, Industrial and Engineer-212
ing Chemisrty Research 33 (1994) 2253–2258.213
[5] S. Hall, M. Cooke, A. El-Hamouz, A.J. Kowalski, ChemicalEngineering214
Sciencein press (2011).215
[6] J.O. Hinze, Journal of the American Institute of Chemical Engineers 1216
(1955) 289–295.217
[7] A.M. Kolmogorov, Doklady Akademii Nauk 66 (1949) 825–828.218
[8] D.E. Leng, R.V. Calabrese, Handbook of Industrial Mixing: Science and219
Practice, Wiley-Interscience, 2004, pp. 639–753.220
[9] Y. Liao, D. Lucas, Chemical Engineering Science 64 (2009) 3389–3406.221
[10] M. Musgrove, S. Ruszkowski, Proceedings of the 10th European Conference222
on Mixing, Delft, Netherlands July 2-5 (2000) 165–172.223
[11] E.L. Paul, V.A. Atiemo-Obeng, S.M. Kresta (Eds.), Handbook of Industrial224
Mixing: Science and Practice, John Wiley & Sons Inc., New Jersey, USA,225
2004.226
[12] D.E. Tanguy, E. Thibault, E. Brito De la Fuente, Canadian Journal of Chem-227
ical Engineering 74 (1996) 222–228.228
[13] J. Wu, L.J. Graham, N.N. Mehidi, AIChE Journal 52 (2006)2323–2332.229
[14] G. Zhou, S.M. Kresta, Chemical Engineering Science 53 (1998) 2063–2079.230
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Fig. 1. Variation of mean effective equilibrium drop size for a 5 cSt silicon oil231
and water system against the power per unit mass. Data taken from [14] and [10].232
Dotted lines are 20% from the best fit.233
234
Fig. 2. Variation of mean effective equilibrium drop size for a 5 cSt silicon oil235
and water system against the agitator blade shear rate. Datataken from [14] and236
[10]. Dotted lines are 20% from the best fit.237
238
Fig. 3. Schematic of the equipment used for the experiments. The Silverson239
is used in either a single or multiple pass arrangement.240
241
Fig. 4. Variation of the single pass and effective equilibrium drop size for a 1 wt%242
350 cSt silicone oil and 0.5 wt% sodium laureth sulfate in water. OP and EQ refer243
to a one pass and effective equilibrium run respectively. WS and NS refer to with244
screens and without screens respectively.245
246
Fig. 5. Variation of mean effective equilibrium drop size for a 5 cSt silicon oil247
and water system against the power per unit mass. Data taken from [14] and [10].248
*Data from current work in Silverson both with and without screens. Dotted lines249
are 20% from the best fit.250
251
Fig. 6. Variation of mean effective equilibrium drop size for a 5 cSt silicon oil252
and water system against the maximum energy dissipation rate (power per unit253
agitator swept mass). Data taken from [14] and [10]. *Data from current work in254
Silverson both with and without screens. Dotted lines are 20% from the best fit.255
256
Fig. 7. Variation of mean effective equilibrium drop size for a 5 cSt silicon oil257
and water system against the agitator blade shear rate. Datataken from [14] and258
[10]. *Data from current work in Silverson both with and without screens. Dotted259
lines are 20% from the best fit.260
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10-2
10-1
100
101
ε / W kg-1
10-5
10-4
10-3
d 3,2 /
m
A310 T=0.24 m, D/T=0.35A310 T=0.24 m, D/T=0.55HE3 T=0.24 m, D/T = 0.25PBT T=0.24 m, D/T=0.25RT T=0.24 m, D/T=0.25RT T=0.29 m, D/T=0.5RT T=0.26 m, D/T=0.33RT T=0.17 m, D/T=0.5RT T=0.17 m, D/T=0.33
261
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1 10 100K
SND / m s
-1
10-5
10-4
10-3
d 3,2 /
m
A310 T=0.24 m, D/T=0.35A310 T=0.24 m, D/T=0.55HE3 T=0.24 m, D/T=0.25PBT T=0.24 m, D/T=0.24RT T=0.24 m, D/T=0.25RT T=0.29 m, D/T=0.5RT T=0.26 m, D/T=0.33RT T=0.17 m, D/T=0.5RT T=0.17 m, D/T=0.33
262
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To Drain
(for single pass)
(for multiple pass)
Sample
point
Silverson263
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50 100100 150N / s
-1
5
10
15
20
25
303540
d 3,2 /
µm
OP NS 0.083 kg s-1
OP NS 0.278 kg s-1
OP NS 0.472 kg s-1
OP NS 0.667 kg s-1
OP WS 0.083 kg s-1
OP WS 0.278 kg s-1
OP WS 0.472 kg s-1
OP WS 0.667 kg s-1
EQ NS 0.083 kg s-1
EQ NS 0.278 kg s-1
EQ NS 0.472 kg s-1
EQ NS 0.667 kg s-1
EQ WS 0.083 kg s-1
EQ WS 0.278 kg s-1
EQ WS 0.472 kg s-1
EQ WS 0.667 kg s-1
264
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10-2
100
102
ε / W kg-1
10-6
10-5
10-4
10-3
d 3,2 /
m
A310 T=0.24 m, D/T=0.35A310 T=0.24 m, D/T=0.55HE3 T=0.24 m, D/T = 0.25PBT T=0.24 m, D/T=0.25RT T=0.24 m, D/T=0.25RT T=0.29 m, D/T=0.5RT T=0.26 m, D/T=0.33RT T=0.17 m, D/T=0.5RT T=0.17 m, D/T=0.33Silverson 150/250 inline mixer*
265
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10-2
10-1
100
101
102
εmax
/ W kg-1
10-6
10-5
10-4
10-3
d 3,2 /
m
A310 T=0.24 m, D/T=0.35A310 T=0.24 m, D/T=0.55HE3 T=0.24 m, D/T = 0.25PBT T=0.24 m, D/T=0.25RT T=0.24 m, D/T=0.25RT T=0.29 m, D/T=0.5RT T=0.26 m, D/T=0.33RT T=0.17 m, D/T=0.5RT T=0.17 m, D/T=0.33Silverson 150/250 inline mixer*
266
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1 10 100K
SND / m s
-1
10-6
10-5
10-4
10-3
d 3,2 /
m
A310 T=0.24 m, D/T=0.35A310 T=0.24 m, D/T=0.55HE3 T=0.24 m, D/T=0.25PBT T=0.24 m, D/T=0.24RT T=0.24 m, D/T=0.25RT T=0.29 m, D/T=0.5RT T=0.26 m, D/T=0.33RT T=0.17 m, D/T=0.5RT T=0.17 m, D/T=0.33Silverson 150/250 inline mixer*
267
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