short-term use of oral corticosteroids among adults in the ... · corticosteroid use is much less...
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Confidential: For Review Only
Short-Term Use of Oral Corticosteroids Among Adults in the
United States
Journal: BMJ
Manuscript ID BMJ.2016.035125
Article Type: Research
BMJ Journal: BMJ
Date Submitted by the Author: 22-Aug-2016
Complete List of Authors: Waljee, Akbar; VA Center for Clinical Management Research; University of Michigan, Institute for Healthcare Policy and Innovation Rogers, Mary; University of Michigan, Institute for Healthcare Policy and Innovation; University of Michigan Medical School, Department of Internal Medicine
Lin, Paul; University of Michigan, Healthcare Policy and Innovation Singal, Amit; University of Texas Southwestern, Stein, Joshua; University of Michigan Medical School, Institute for Healthcare Policy and Innovation; University of Michigan, Ophthalmology and Visual Sciences Marks, Rory; University of Michigan Medical School, Department of Internal Medicine Ayanian, John; University of Michigan School of Medicine, Internal Medicine; University of Michigan Institute of Health Care Policy and Innovation, Nallamothu, Brahmajee; University of Michigan Medical School, Institute for Healthcare Policy and Innovation; University of Michigan Medical
School, Division of Cardiovascular Medicine
Keywords: corticosteroid use, adverse events
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Short-Term Use of Oral Corticosteroids Among Adults in the United States
Akbar K. Waljee, M.D., M.S. (1,2,3)
Mary A. M. Rogers, PhD. (2,4)
Paul Lin, M.S. (2)
Amit G. Singal, M.D. (5)
Joshua D. Stein M.D., M.S. (2,6,7)
Rory M. Marks., M.B., B.S. (8)
John Z. Ayanian, M.D. M.P.P (2,4,7)
Brahmajee K. Nallamothu, M.D., M.P.H. (1,2,9)
1. VA Center for Clinical Management Research, Ann Arbor, MI
2. University of Michigan Medical School, Institute for Healthcare Policy and
Innovation, Ann Arbor, MI
3. University of Michigan Medical School, Department of Internal Medicine,
Division of Gastroenterology and Hepatology, Ann Arbor, MI
4. University of Michigan Medical School, Department of Internal Medicine,
Division of General Medicine, Ann Arbor, MI
5. Department of Internal Medicine, University of Texas Southwestern Medical
Center, Dallas, TX
6. University of Michigan Medical School, Department of Ophthalmology and
Visual Science, Ann Arbor, MI
7. University of Michigan School of Public Health, Department of Health
Management and Policy, University of Michigan, Ann Arbor, MI
8. University of Michigan Medical School, Department of Internal Medicine,
Division of Rheumatology, Ann Arbor, MI
9. University of Michigan Medical School, Department of Internal Medicine,
Division of Cardiovascular Medicine, Ann Arbor, MI
Word Count: 3115
Abstract Word Count: 231
Corresponding Author Contact Information:
Akbar K. Waljee, M.D., M.S.
2215 Fuller Road
Gastroenterology 111D
Ann Arbor, MI 48105, USA
Phone: 734-845-5865
Fax: 734-845-3237
Email: [email protected]
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ABSTRACT Objective: To determine the frequency of prescriptions for short-term oral
corticosteroids and adverse events associated with their use.
Design: A retrospective cohort.
Setting: A nationwide dataset of private insurance claims.
Participants: Adults age 18 to 64 years old who were continuously enrolled from
2012 to 2014 in a nationwide administrative dataset.
Main Outcome Measures: Rates of short-term oral corticosteroid use defined as
<30 days duration. Incidence rate ratios of sepsis, venous thromboembolism, and
fracture were calculated using a (within-person) self-controlled case series, with 30
day and 31-90 day risk periods after drug initiation.
Results: Of 1,552,021 adults, 328,376 (21.2%) received at least one outpatient
prescription for short-term oral corticosteroids over the 3-year period. Use was more
frequent among older patients, women, and white adults, with significant regional
variation in use observed. The most common indications for use were upper
respiratory infections, spine conditions, and allergies. Prescriptions were provided by
a diverse range of specialties. Within 30 days of drug initiation, there was an increase
in rates of sepsis (incidence rate ratio [IRR]=2.46;95%CI:1.90,3.19), venous
thromboembolism (IRR=2.80; 95%CI: 2.32,3.39), and fracture (IRR=1.63; 95%CI:
1.49,1.79) that diminished over the subsequent 31-90 days. The increased risk
persisted even at prednisone-equivalent doses of <20 mg/day (IRR=2.05 sepsis,
IRR=2.89 venous thromboembolism, IRR=1.62 fracture; all p<0.001).
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Conclusion: One in five American adults received short-term oral corticosteroids
during a three-year period with an associated increased risk of adverse events.
WHAT IS ALREADY KNOWN ON THIS TOPIC
• Complications with chronic use of corticosteroids include a wide spectrum of
effects on the cardiovascular, musculoskeletal, digestive, endocrine,
ophthalmic, skin, and nervous systems.
• However, the potential risks associated with the use of short-term oral
corticosteroids and their overall use in general population has not been fully
characterized.
WHAT THIS STUDY ADDS
• This study of 1.5 million privately-insured adults (18-64 years of age) in the
United States found that short-term oral corticosteroids in an outpatient setting
were used by one in every five patients over a three-year period (2012-2014).
• Within 30 days of corticosteroid initiation, the incidence of sepsis, venous
thromboembolism, and fracture increased by 1.6-2.8 fold above background
rates.
• Greater attention to initiating prescriptions of these drugs, tailoring doses to
clinical indications, and identifying alternatives for treatment may potentially
improve patient safety.
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INTRODUCTION
Corticosteroids are powerful anti-inflammatory drugs that have been used to treat a
variety of diseases for over seven decades dating back to their introduction for
rheumatoid arthritis in 1949.[1-5] A strong driver of corticosteroid use is the potent
symptomatic relief they provide to many patients. Yet, long-term use of
corticosteroids is generally avoided given the risks of serious acute complications
such as infection, venous thromboembolism, avascular necrosis and fracture, as well
as chronic diseases such as diabetes mellitus, hypertension, osteoporosis, and other
features of iatrogenic Cushing’s syndrome.[6-18] Indeed, corticosteroids are one of
the most common causes of hospitalization for drug-related adverse events,[19] and
optimizing their long-term use has been a major focus for clinical guidelines across
diverse specialties for many years.[20-26]
In contrast to long-term use, however, the risk of complications from short-term
corticosteroid use is much less understood, and there is largely insufficient evidence
to guide clinicians. In the outpatient setting, brief courses of oral corticosteroids are
often used to treat conditions with clearly defined inflammatory pathophysiology for
which there is clinical consensus for efficacy, such as asthma, chronic obstructive
lung disease, rheumatoid arthritis, inflammatory bowel disease.[27-31] Yet
anecdotally, corticosteroids are also used frequently in the short-term to treat many
other prevalent conditions where evidence is more lacking such as non-specific
musculoskeletal pain, rashes, and allergies. Despite such pervasive indications for
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their use, surprisingly little is known about the overall prescribing patterns of short-
term use of these drugs in the general adult population or their potential harm.
The purpose of this study is to characterize contemporary outpatient utilization of
short-term oral corticosteroids and the associated risks of adverse event, as prior
studies have mostly evaluated long-terms use and chronic complications. Given the
inherent challenges related to confounding by treatment selection when determining
risks, we employed a self-controlled case series approach that is increasingly being
used for population surveillance of drug and vaccine safety.[32,33] Using this
method, each individual serves as his or her own control allowing for comparisons of
adverse event rates during time periods after exposure to corticosteroids versus rates
during periods when not exposed.
METHODS
Study Design and population
The Clinformatics TM Data Mart Database (OptumInsight, Eden Prairie, Minnesota,
U.S.) contains comprehensive, de-identified records of enrollees covered through a
large nationwide healthcare insurer and its pharmacy services for outpatient drugs.
We identified all individuals, ages 18 to 64 years, who were continuously enrolled
between January 1, 2012 and December 31, 2014. Individuals who were 65 years or
older at any point during the study were excluded, due to their eligibility for the
federal Medicare program.
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Patients were also required to have at least one year of continuous enrollment prior
to the study period (January 1, 2011 to December 31, 2011) to capture prior use of
corticosteroids and baseline comorbid conditions. To focus on new users, we
excluded those who received any oral corticosteroids during year 2011 (n=293,456).
In addition, the study cohort excluded enrollees exclusively receiving non-oral forms
of corticosteroids (e.g., corticosteroid inhalers, intravenous corticosteroids or intra-
articular injections only; n=98,914), oral Budesonide prescriptions (n=3,329), and
those with solid organ or bone marrow transplants, or malignancy (n=224,658) (see
Appendix Table 1). Finally, we limited the study cohort users to those who were
prescribed oral corticosteroids for less than 30 days cumulatively over the study
period (Figure 1). Non-users in the study cohort were defined as those without any
corticosteroid prescriptions who remained in the cohort after the above exclusions.
No additional patients were excluded from the study. Missing variables were
generally uncommon (< 1%) and classified into ‘unknown’ categories.
Procedures
For each enrollee, we obtained demographic information on age, gender,
race/ethnicity, highest level of education, and region of the country based on a
residential Zip code. Race and ethnicity were identified using information obtained
from public records (e.g.,driver’s license data), the surname and first names of the
beneficiary and the Census block of residence (E-Tech, Ethnic Technologies, LLC.,
South Hackensack, NJ). Studies comparing a similar approach with information
collected from self-report demonstrated a positive predictive value of 71%.[34]
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Comorbid conditions were ascertained from outpatient and inpatient claims available
for each enrollee during the study period using International Classification of
Diseases, Ninth Revision (ICD-9-CM) diagnosis codes that were subsequently
grouped into Elixhauser categories.[35]
Our primary exposure of interest was an outpatient prescription for an oral
formulation of corticosteroids for less than 30 days in duration, as obtained from
detailed information in each pharmacy claim. To calculate standardized doses for
each patient, all corticosteroid formulations were converted into a daily dose based
on prednisone-equivalent doses (Appendix Table 2).[36-38] We also identified
multiple outpatient prescriptions for patients and tabulated the number of repeated
doses.
Among all patients in the study cohort, we identified the specialty type of the
prescribing physician and clinical conditions for which corticosteroids were
administered by linking a patient’s first prescription with the principal ICD-9-CM
diagnosis code in the outpatient claim closest to the date of the prescription. If the
closest claim was beyond 3 days from the prescription, we labeled this information as
‘unknown’ for that patient. Overall, we were able to link 216,266 of 328,376 (66%) of
prescribing physicians and 279,240 of 328,376 (85.0%) of patients who received a
prescription to an ICD-9-CM diagnosis code. Diagnosis codes were grouped using
Clinical Classification Software obtained from the Agency for Healthcare Research
and Quality (AHRQ).[35,39]
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We assessed three acute adverse events associated with short-term corticosteroid
use: sepsis, venous thromboembolism, and fractures. These events were identified
using ICD-9-CM diagnosis codes that reflected acute presentations with chronic or
personal history codes not included (Appendix Table 3). We specifically selected
these events as they represent a broad range of corticosteroid-related complications
varying from infectious to musculoskeletal to hematologic, and each can be reliably
identified in claims data with previous descriptions suggestions they can occur early
after drug initiation.[17,40-42] For sepsis, inpatient claims were used to reflect
hospitalization with a primary diagnosis for this condition to be most conservative at
linking to serious infections. For venous thromboembolism and fractures, we used
both outpatient and inpatient claims to identify events.
Statistical Methods
Baseline characteristics of short-term oral corticosteroid users and non-users were
tabulated by age (in year 2014), gender, race, education, region, and number of
Elixhauser comorbidities (grouped as 0, 1 to 2, and ≥3). Student t-tests and chi-
squared tests were used to assess differences by group. We used logit regression to
model corticosteroid use while simultaneously adjusting for these six baseline
characteristics. In addition, we ranked the most common reasons for visits associated
with the prescription, as well as specialty types of the prescribing providers.
Incidence rates of adverse events per 1000 person-years at risk were calculated and
stratified by age, gender and race. To control for patient-specific characteristics while
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investigating the risk of adverse events, we used a modified self-controlled case
series approach in corticosteroid users.[32,33,43] This method utilizes a within-
person design to compare the rates of events after corticosteroid use (5-30 days and
31-90 days after the prescription was filled) with the rates prior to use (Appendix
Figure 1).
To preclude capturing multiple follow-up visits after the initial diagnosis of an adverse
event, we only recorded the first event. Additionally, individuals who experienced an
adverse event in the pre-study period of 2011 were excluded to avoid detecting
legacy effects from prior episodes. Adverse events <5 days before or after the
recorded diagnosis were excluded to remove those who may have received the oral
corticosteroid concomitantly with the adverse event. Sensitivity analyses were
conducted by extending this period to a ±7-day window. In addition, individuals who
received repeated prescriptions within the 31-90 day were analyzed separately in a
sensitivity analysis since the timing of their exposures varied.
Incidence rate ratios (IRRs) were calculated using fixed (conditional) Poisson
regression, offset by the natural logarithm of the days at risk to correct for differences
in the lengths of observation. Effect modification by demographic factors (age,
gender, race) were assessed by an interaction term.
Analyses were conducted with SAS software, v9.4 (SAS Institute), and Stata/MP14.1
(StataCorp, College Station, TX). Two-tailed P values are reported for all analyses,
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with alpha=0.05. The Institutional Review Board of the University of Michigan
determined the study to be exempt from further review and waived the requirement
for informed consent.
Patient Involvement
Our study was a secondary data analysis and did not include any study participants.
No patients were involved in the research question or the outcome measures, and
they were not involved in the design and implementation of the study.
RESULTS
Among 1,552,021 adults in the study cohort, 328,376 (21.2%) received at least one
outpatient prescription for short-term oral corticosteroids during the three-year study
period. The mean age among users was 45.5 years (standard deviation [SD],11.6)
compared with 44.1 years (SD,12.2) for non-users (p<0.001). The median number of
days of use was 6 days (interquartile range [IQR], 6-12 days) with 47.4% receiving
treatment for ≥7 days. Overall, the median prednisone-equivalent daily dose was 20
mg per day (IQR,17.5-36.8 mg per day) with 23.4% receiving ≥40 mg per day. The
most common prescription written for oral corticosteroids was a 6-day
methylprednisolone “dosepak,” which accounted for 46.9% of all prescriptions during
the study period. Among corticosteroid users, 70.5% used only one prescription,
20.7% received two courses of treatment, 8.8% received three or more courses of
treatment. The average prescription count for those patients with 2 or more
prescription was 2.4 (±0.7).
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Compared to non-users, short-term oral corticosteroid users were more often older,
women, white, educated, and had a greater number of comorbid conditions (Table 1).
People residing in the Pacific region had the lowest use of short-term oral
corticosteroids (12.4%), while people in the East South Central region and West
South Central region had the highest usage (29.4% and 27.6%, respectively). The
use of corticosteroids varied significantly across several of these baseline
characteristics even after multivariable adjustment (Table 2).
The most common indications for short-term oral corticosteroid use were upper
respiratory infections, spine conditions and intervertebral disc disorders, allergies,
bronchitis and (non-bronchitic) lower respiratory disorders (Appendix Table 4). These
five conditions were associated with approximately half of all prescriptions. The two
most common specialty types of physicians prescribing short-term oral
corticosteroids were family medicine and general internal medicine, accounting for a
majority of prescriptions (Appendix Table 4). These drugs were also frequently
prescribed by specialists in emergency medicine, otolaryngology and orthopedics.
Short-term Corticosteroids and Adverse Events
Rates of sepsis, venous thromboembolism, and fracture were significantly higher in
short-term oral corticosteroid users than in non-users (Table 3). The differences were
evident across age, gender and race strata. The unadjusted IRR for the association
between corticosteroids and sepsis was significant
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(IRR=1.85;95%CI:1.72,1.98;p<0.001), as was the association with venous
thromboembolism (IRR=1.87;95%CI:1.77,1.97;p<0.001) and fracture
(IRR=1.48(95%CI:1.45,1.51;p<0.001).
The results of the self-controlled case series are displayed in Table 4. Overall, there
were increased risks for sepsis, venous thromboembolism, and fracture within the
first 30 days after initiation of corticosteroids. This relationship was consistent across
doses. The long-term risk for adverse events diminished as the time from initial
exposure increased, although a modestly elevated risk remained significant for
venous thromboembolism and fracture at 90 days. For sepsis, only short-term (5-30
day) use was associated with increased risk.
To examine risks for particular types of patients, effect modification by age, gender
and race were explored. Men taking corticosteroids had a higher short-term risk of
venous thromboembolism than women (IRR=3.38,95%CI:2.63,4.34 for men;
IRR=2.21,95%CI:1.64,2.96 for women;p=0.031 interaction term), and whites had a
higher short-term risk of fractures than non-whites (IRR=1.77,95%CI:1.59,1.96 for
whites; IRR=1.24,95%CI;1.01,1.52 for non-whites;p=0.002 interaction term).
In sensitivity analyses, the time between when the prescription was filled and the
measurement of adverse events was extended to a ±7-day window (Appendix Table
5). The increased risks of sepsis, venous thromboembolism and fracture remained
despite extending the time window. In the sensitivity analysis of patients who
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received repeated prescriptions (Appendix Table 6), adverse event rates were
significantly elevated within the specific time windows in which the corticosteroid
prescriptions were filled.
DISCUSSION
In this large, population-based study of privately insured non-elderly adults in the
U.S., one in five individuals received a new outpatient prescription for short-term oral
corticosteroids over a three-year period. These drugs were used for a wide range of
conditions seen by generalist and specialist physicians, such as upper respiratory
infections, spine conditions, and allergies. Importantly, these prescriptions were
associated with significantly higher rates of sepsis, venous thromboembolism and
fracture despite being used for a relatively brief duration.
Estimates of corticosteroid utilization from cross-sectional studies range from 0.5% to
1.2% over various study periods.[7,9,10] An analysis of the National Health and
Nutrition Examination Survey described self-reported use of medications taken within
the previous 30 days.[7] Their findings indicated a mean duration of corticosteroid
use exceeding 4 years among users – thus capturing a larger proportion of chronic
treatment, but potentially underreporting short-term use. Furthermore, although their
analyses were weighted, the actual sample of corticosteroid users included only 356
individuals. Our longitudinal analysis of 1.5 million insured Americans demonstrated
an incidence of approximately 7% for short-term oral corticosteroid use on a yearly
basis.
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While the long-term complications of chronic corticosteroid use are well appreciated,
there is a paucity of clinical data regarding the potential short-term adverse effects of
corticosteroid use despite the existence of pathophysiological evidence suggesting
early changes after drug initiation. For example, the impact of corticosteroids on the
immune system has been widely studied and, in randomized controlled trials of
prednisone (versus placebo) in healthy adults, there were effects on peripheral cell
lines (e.g peripheral white blood cells) within the first day after drug ingestion that
were noticeable with 10 mg, 25 mg, and 60 mg doses.[44,45] Rapid alteration in
markers of bone metabolism have also been documented with the initiation of
corticosteroid use; mean serum concentrations of osteocalcin and both procollagen I
N- and C-terminal peptides were significantly decreased in the early weeks after
starting prednisone.[46] The mechanisms underlying the increase in venous
thromboembolism are not fully known although infection is a common trigger of
thrombosis,[47] suggesting that both venous thromboembolism and sepsis may be
mediated through changes in the immune system. Further work is certainly needed to
clarify whether and how our observations in this large population may be linked to
potential causal pathways.
Our findings are particularly concerning given the large number of patients exposed
to short-term oral corticosteroids in the general adult population. Clinical guidelines
typically recommend using the lowest dose of steroids for the shortest period of time
to prevent adverse events. [24,25] However, we found that even short durations of
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oral corticosteroid use, regardless of dose, were associated with increased risks of
adverse events and that few patients were on very low doses. Only 6.3% of the
prescriptions were for a prednisone equivalent dose of less than 17.5 mg/day and
1.0% of prescriptions were for less than 7.5 mg/day; therefore, we were unable to
examine events in patients given very low doses for short periods. A major reason for
the higher than expected doses was the widespread use of “fixed-dose”
methylprednisolone dosepaks that are tapered over a short time period. These
dosepaks offer ease of use but do not permit the individualization of drug dosing to
minimize exposure.
A substantial challenge to improving use of oral corticosteroids will be the diverse set
of conditions and types of providers who administer these medications in brief
courses. This raises the need for early general medical education of clinicians
regarding the potential risks of oral corticosteroids, and the evidence-basis for their
use, given that use may not be specific to a particular disease or specialty. Indeed, a
surprising finding was that the most common prescribers were not subspecialists like
rheumatologists that are most experienced with treating inflammatory conditions and
the long-term use of these drugs. We also found that the most common indications
for corticosteroid use included conditions such as upper respiratory infections, spine
conditions and allergies that often have marginal benefit and for which alternate
treatments may be simiarly effective and safer. For example, a multimodal pain
treatment regimen can be used to treat spinal pain and non-sedating anti-histamines
can be used for allergies. An examination of potential determinants of corticosteroid
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use will be needed to inform future intervention strategies. If corticosteroid use is
driven by patient preferences, education regarding potential harms should be
expanded. If prescriptions are primarily driven by provider decisions, decision support
tools to identify alternatives to corticosteroids (e.g. non-steroidal anti-inflammatory
drugs (NSAIDS) for acute gout[30] or tricyclic antidepressants for neuropathic
pain[48]) may be a more effective approach.
Our study has several limitations. We determined the indication for corticosteroid use
and the specific provider prescribing the drug by linking outpatient claims recorded
most closely to the prescription date; thus, we may have misclassified some
treatment indications and specialties. Second, we were unable to adequately assess
the risks of adverse events at very low doses of corticosteroids, given the infrequency
of use at these doses. Third, we did not evaluate all of the possible adverse events
linked to oral corticosteroids, focusing instead on three diverse conditions. This
makes our findings even more striking as they are likely a conservative estimate of
the associated risks of adverse events. For example, we only focused on
hospitalization for sepsis, ignoring less serious but likely important infections, and did
not assess some adverse events like behavioural or psychiatric conditions. In
addition, a dose response trend was not seen and may reflect our selection criteria of
using prescriptions of less than 30 days. Finally, although we used a within-person
approach to control for genetic predisposition, health-related behaviors, and co-
morbid conditions, we may have been unable to capture time-varying confounders
during this specific study period leading to concerns regarding residual confounding.
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Assumptions of the self-controlled case series were mitigated by using only the first
event for each of the three outcomes and therefore, independence of recurrent
events and the potential influence of prior events on subsequent drug use (if this
occurred) yielded IRRs that may be somewhat conservative and closer to the null.
Survival bias was not an issue since, by design, all patients were alive during the
time periods when the outcomes were measured (i.e., the comparator period was
prior to the first use of corticosteroids).
In conclusion, oral corticosteroids are frequently prescribed for short-term use in the
U.S. for a variety of common conditions and by numerous provider specialites
Over a 3-year period, approximately 1 in 5 American adults used oral corticosteroids
for a duration of less than 30 days. The short-term use of these drugs was associated
with increased rates of sepsis, venous thromboembolism, and fracture – even at the
low doses. Greater attention to initiating prescriptions of these drugs, tailoring doses
to clinical indications, and identifying alternatives for treatment may improve patient
safety.
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Author Contributions: Dr. Waljee and Dr. Nallamouth had full access to al the data
in the study and take responsibility for the integrity of the data and the accuracy of
the data analysis.
Study concept and design: Waljee,
Acquisition, analysis, or interpretation of data: All authors.
Drafting of the manuscript: Waljee, Nallamothu.
Figures: Waljee, Rogers, Lin.
Criticial revision of the manuscript: All authors.
Final approval: All authors.
Funding: AKW is supported by a career development grant award (CDA 11-217)
from the United States Department of Veterans Affairs Health Services Research and
Development Service. JDS is supported by grants from Research to Prevent
Blindness and W.K. Kellogg Foundation. Data acquisition, statistical and
administrative support was supported by the Institute for Healthcare Policy and
Innovation at the University of Michigan. These funders had no role in study design,
data collection, data analysis, data interpretation, or writing of the report.
Competing interests: All authors have completed the ICMJE uniform disclosure
form at www.icmje.org/coi_disclosure.pdf and declare: no support from any
organisation for the submitted work. AKW is supported by a career development
grant award (CDA 11-217) from the United States Department of Veterans Affairs
Health Services Research. JDS is supported by grants from Research to Prevent
Blindness and W.K. Kellogg Foundation. AGS reports personal fees from Bayer
Pharmaceuticals and a grant from Gilead pharmaceuticals outside the submitted
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work; no financial relationships with any organisations that might have an interest in
the submitted work in the previous three years; no other relationships or activities that
could appear to have influenced the submitted work.
Disclaimer: The authors are solely responsible for the design, conduct, data
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18 Davis JM, Maradit Kremers H, Crowson CS, et al. Glucocorticoids and cardiovascular events in rheumatoid arthritis: a population-based cohort study. Arthritis Rheum 2007;56:820–30. doi:10.1002/art.22418
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25 National Asthma Education and Prevention Program. Expert Panel Report 3 (EPR-3): Guidelines for the Diagnosis and Management of Asthma-Summary Report 2007. J. Allergy Clin. Immunol. 2007;120:S94–138. doi:10.1016/j.jaci.2007.09.043
26 Singh JA, Saag KG, Bridges SL, et al. 2015 American College of Rheumatology Guideline for the Treatment of Rheumatoid Arthritis. Arthritis Rheumatol 2016;68:1–26. doi:10.1002/art.39480
27 Littenberg B, Gluck EH. A controlled trial of methylprednisolone in the emergency treatment of acute asthma. N Engl J Med 1986;314:150–2. doi:10.1056/NEJM198601163140304
28 Niewoehner DE, Erbland ML, Deupree RH, et al. Effect of systemic glucocorticoids on exacerbations of chronic obstructive pulmonary disease. Department of Veterans Affairs Cooperative Study Group. N Engl J Med 1999;340:1941–7. doi:10.1056/NEJM199906243402502
29 Akdis CA, Akdis M, Bieber T, et al. Diagnosis and treatment of atopic dermatitis in children and adults: European Academy of Allergology and Clinical Immunology/American Academy of Allergy, Asthma and Immunology/PRACTALL Consensus Report. Blackwell Publishing Ltd 2006. 969–87. doi:10.1111/j.1398-9995.2006.01153.x
30 Rainer TH, Cheng CH, Janssens HJEM, et al. Oral prednisolone in the treatment of acute gout: a pragmatic, multicenter, double-blind, randomized trial. Ann Intern Med 2016;164:464–71. doi:10.7326/M14-2070
31 Margolin ML, Krumholz MP, Fochios SE, et al. Clinical trials in ulcerative colitis: II. Historical review. The American journal of gastroenterology 1988;83:227–43.
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33 Whitaker HJ, Farrington CP, Spiessens B, et al. Tutorial in biostatistics: the self-controlled case series method. Stat Med 2006;25:1768–97. doi:10.1002/sim.2302
34 DeFrank JT, Bowling JM, Rimer BK, et al. Triangulating differential nonresponse by race in a telephone survey. Prev Chronic Dis 2007;4:A60.
35 Elixhauser A, Steiner C, Harris DR, et al. Comorbidity measures for use with administrative data. Med Care 1998;36:8–27.
36 Meikle AW, Tyler FH. Potency and duration of action of glucocorticoids. Effects of hydrocortisone, prednisone and dexamethasone on human pituitary-adrenal function. Am J Med 1977;63:200–7. doi:10.1016/0002-9343(77)90233-9
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37 Dixon JS. Second-Line Agents in the Treatment of Arthritis. Informa Health Care 1991.
38 Singer M, Webb A. Oxford Handbook of Critical Care. Oxford University Press 2009.
39 Elixhauser A, Steiner C, Palmer L. Clinical Classifications Software (CCS), 2014. U.S. Agency for Healthcare Research and Quality. http://www.hcup-us.ahrq.gov/toolssoftware/ccs/ccs.jsp (accessed 13 Mar2016).
40 Migita K, Arai T, Ishizuka N, et al. Rates of serious intracellular infections in autoimmune disease patients receiving initial glucocorticoid therapy. PLoS ONE 2013;8:e78699. doi:10.1371/journal.pone.0078699
41 Dovio A, Perazzolo L, Osella G, et al. Immediate fall of bone formation and transient increase of bone resorption in the course of high-dose, short-term glucocorticoid therapy in young patients with multiple sclerosis. J Clin Endocrinol Metab 2004;89:4923–8. doi:10.1210/jc.2004-0164
42 Pearce G, Ryan PF, Delmas PD, et al. The deleterious effects of low-dose corticosteroids on bone density in patients with polymyalgia rheumatica. Br J Rheumatol 1998;37:292–9. doi:10.1093/rheumatology/37.3.292
43 Gagne JJ, Fireman B, Ryan PB, et al. Design considerations in an active medical product safety monitoring system. Pharmacoepidemiol Drug Saf 2012;21:32–40. doi:10.1002/pds.2316
44 Hahn BH, MacDermott RP, Jacobs SB, et al. Immunosuppressive effects of low doses of glucocorticoids: effects on autologous and allogeneic mixed leukocyte reactions. J Immunol 1980;124:2812–7.
45 Kauh E, Mixson L, Malice M-P, et al. Prednisone affects inflammation, glucose tolerance, and bone turnover within hours of treatment in healthy individuals. Eur J Endocrinol 2012;166:459–67. doi:10.1530/EJE-11-0751
46 Ton FN, Gunawardene SC, Lee H, et al. Effects of low-dose prednisone on bone metabolism. Journal of bone and mineral research : the official journal of the American Society for Bone and Mineral Research 2005;20:464–70. doi:10.1359/JBMR.041125
47 Rogers MAM, Levine DA, Blumberg N, et al. Triggers of hospitalization for venous thromboembolism. Circulation 2012;125:2092–9. doi:10.1161/CIRCULATIONAHA.111.084467
48 Saarto T, Wiffen PJ. Antidepressants for neuropathic pain: a Cochrane review. J Neurol Neurosurg Psychiatr 2010;81:1372–3. doi:10.1136/jnnp.2008.144964
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Table Titles and Figure Legends: Table 1. Demographic Characteristics of Short-Term Oral Corticosteroid Users and Non-Users Table 2. Adjusted Odds Ratios for Short-Term Oral Corticosteroid Use Table 3. Incidence Rates of Adverse Events Among Short-Term Oral Corticosteroid Users and Non-Users Table 4. Incidence Rate Ratios for Adverse Events Associated with Short-Term Oral Corticosteroid Use Figure 1. Flow Diagram of Study Inclusion and Exclusion Criteria Appendix Table 1. ICD-9-CM Diagnosis Codes to Exclude Potential Chronic Corticosteroid Users Appendix Table 2. Equivalent Doses of Oral Corticosteroids Appendix Table 3. ICD-9-CM Diagnosis Codes to Identify Potential Adverse Events Associated with Oral Corticosteroid Use Appendix Table 4. Diagnoses and Prescribing Physicians Associated with Short-Term Corticosteroid Use, 2012-2014 Appendix Table 5. Incidence Rate Ratios for Adverse Events using a 7-day Window Appendix Table 6. Incidence Rate Ratios for Adverse Events in Patients using Subsequent Corticosteroid Prescriptions within the 90-day Window Appendix Figure 1. Structure of Study Design for Self-Controlled Case Series
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Table 1. Demographic Characteristics of Short-Term Oral Corticosteroid Users and Non-Users
n Column % Row % n Column % Row %
328376 100% 21�2% 1223645 100% 78�8%
18 to < 25 22857 7.0% 16�6% 114994 9�4% 83�4%
25 to < 35 40564 12�4% 17�9% 185483 15�2% 82�1%
35 to < 45 79845 24�3% 21�9% 285514 23�3% 78�1%
45 to < 55 98651 30.0% 22�4% 341178 27�9% 77�6%
55 to < 65 86459 26�3% 22�6% 296476 24�2% 77�4%
Female 168571 51�3% 23�9% 538083 44.0% 76�1%
Male 159805 48�7% 18�9% 685562 56.0% 81�1%
White - Non-Hispanic 239877 73�1% 22�1% 845803 69�1% 77�9%
Hispanic 33738 10�3% 19�3% 140835 11�5% 80�7%
Black - Non-Hispanic 29830 9�1% 20�5% 115565 9�4% 79�5%
Asian 10397 3�2% 14�4% 61887 5�1% 85�6%
Unknown 14534 4�4% 19�6% 59555 4�9% 80�4%
< 12th Grade 1322 0�4% 17�1% 6410 0�5% 82�9%
High School Graduate 86023 26�2% 22�5% 295993 24�2% 77�5%
Some College 176916 53�9% 21�2% 656508 53�7% 78�8%
College Graduate or Higher 61844 18�8% 19�6% 253361 20�7% 80�4%
Unknown 2271 0�7% 16�6% 11373 0�9% 83�4%
0 103248 31�4% 14�5% 611247 50.0% 85�5%
1-2 137586 41�9% 24�7% 418662 34�2% 75�3%
≥3 87542 26�7% 31�1% 193736 15�8% 68�9%
New England 7918 2�4% 17.0% 38785 3�2% 83.0%
Middle Atlantic 20150 6�1% 18�1% 91321 7�5% 81�9%
South Atlantic 82912 25�3% 22�9% 278755 22�8% 77�1%
East North Central 54802 16�7% 21�1% 205445 16�8% 78�9%
East South Central 14937 4�6% 29�4% 35842 2�9% 70�6%
West North Central 36123 11.0% 18�9% 155505 12�7% 81�1%
West South Central 66489 20�3% 27�6% 174548 14�3% 72�4%
Mountain 28963 8�8% 18�2% 130609 10�7% 81�8%
Pacific 15808 4�8% 12�4% 111502 9�1% 87�6%
Unknown 274 0�1% 17�1% 1333 0�1% 82�9%
Census Division
Education
Race
Steroid Users Non-Steroid Users
Age (years)
Overall
Gender
Elixhauser Comorbidity
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Table 2. Adjusted Odds Ratios for Short-Term Oral Corticosteroid Use
OR p-value
18 to < 25
25 to < 35 1�08 1�07 1�10
35 to < 45 1�28 1�26 1�30
45 to < 55 1�18 1�16 1�20
55 to < 65 1�07 1�04 1�08 <0�001
Female
Male 1�27 1�26 1�28 <0�001
White - Non-Hispanic
Hispanic 0�81 0�80 0�82
Black - Non-Hispanic 0�74 0�73 0�75
Asian 0�67 0�66 0�69
Unknown 0�92 0�90 0�93 <0�001
< 12th Grade
High School Graduate 1�26 1�18 1�34
Some College 1�27 1�20 1�35
College Graduate or Higher 1�25 1�17 1�33
Unknown 0�92 0�85 0�99 <0�001
0
1-2 1�90 1�88 1�92
≥3 2�62 2�59 2�65 <0�001
New England
Middle Atlantic 1�11 1�07 1�14
South Atlantic 1�53 1�49 1�57
East North Central 1�36 1�33 1�40
East South Central 2�08 2�02 2�15
West North Central 1�18 1�15 1�21
West South Central 2�02 1�97 2�07
Mountain 1�12 1�09 1�15
Pacific 0�78 0�76 0�80
Unknown 1�07 0�93 1�22 <0�001
Reference
Reference
Census Division
95% CI
Age (years)
Gender
Education
Race
Elixhauser Comorbidity
Reference
Reference
Reference
Reference
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Table 3. Incidence Rates and Incidence Rate Ratios of Adverse Events Among Short-Term Oral Corticosteroid Users and Non-Users
Incidence
in Users
(95% CI)*
Incidence in
Non-Users
(95% CI)*
Incidence
Rate Ratio
(95% CI)
Incidence
in Users
(95% CI)*
Incidence in
Non-Users
(95% CI)*
Incidence
Rate Ratio
(95% CI)
Incidence
in Users
(95% CI)*
Incidence in
Non-Users
(95% CI)*
Incidence
Rate Ratio
(95% CI)
Overall 1.8 (1.7, 1.9) 1.0 (1.0, 1.0) 1.8 (1.7, 2.0) 3.3 (3.1, 3.5) 1.8 (1.7, 1.8) 1.9 (1.8, 2.0) 20.9 (20.5, 21.3) 14.1 (14.0, 14.2) 1.5 (1.4, 1.5)
Age (years)
18 to < 25 0.8 (0.6, 1.2) 0.5 (0.4, 0.6) 1.6 (1.1, 2.4) 0.9 (0.6, 1.3) 0.4 (0.4, 0.5) 2.0 (1.3, 3.0) 21.1 (19.6, 22.7) 14.9 (14.5, 15.3) 1.4 (1.3, 1.5)
25 to < 35 0.9 (0.7, 1.2) 0.5 (0.4, 0.6) 1.9 (1.4, 2.5) 1.4 (1.2, 1.7) 0.8 (0.7, 0.9) 1.8 (1.4, 2.2) 16.3 (15.3, 17.3) 11.7 (11.4, 12.0) 1.4 (1.3, 1.5)
35 to < 45 1.0 (0.8, 1.2) 0.6 (0.5, 0.6) 1.8 (1.4, 2.2) 2.4 (2.2, 2.7) 1.3 (1.2, 1.4) 1.9 (1.6, 2.1) 17.5 (16.8, 18.3) 11.8 (11.6, 12.1) 1.5 (1.4, 1.6)
45 to < 55 1.8 (1.6, 2.0) 1.0 (1.0, 1.1) 1.7 (1.5, 2.0) 3.7 (3.4, 4.0) 2.0 (1.9, 2.1) 1.8 (1.7, 2.0) 20.3 (19.6, 21.0) 13.6 (13.3, 13.8) 1.5 (1.4, 1.6)
55 to < 65 3.3 (3.0, 3.6) 1.8 (1.8, 1.9) 1.8 (1.6, 2.0) 5.2 (4.8, 5.6) 3.1 (2.9, 3.2) 1.7 (1.6, 1.9) 26.7 (25.8, 27.6) 18.1 (17.8, 18.4) 1.5 (1.4, 1.5)
Gender
Female 1.7 (1.6, 1.9) 0.9 (0.9, 1.0) 1.9 (1.7, 2.1) 3.2 (3.0, 3.4) 1.8 (1.7, 1.8) 1.8 (1.7, 2.0) 22.5 (21.9, 23.1) 14.7 (14.5, 14.9) 1.5 (1.5, 1.6)
Male 1.9 (1.8, 2.1) 1.0 (1.0, 1.1) 1.8 (1.7, 2.0) 3.4 (3.2, 3.6) 1.8 (1.7, 1.8) 1.9 (1.8, 2.1) 19.1 (18.6, 19.7) 13.6 (13.5, 13.8) 1.4 (1.4, 1.4)
Race
Nonwhite 2.0 (1.7, 2.2) 1.1 (1.0, 1.2) 1.8 (1.6, 2.0) 3.3 (3.0, 3.6) 1.6 (1.5, 1.7) 2.1 (1.9, 2.3) 18.0 (17.3, 18.8) 11.8 (11.6, 12.0) 1.5 (1.5, 1.6)
White 1.8 (1.6, 1.9) 0.9 (0.9, 1.0) 1.9 (1.7, 2.1) 3.3 (3.1, 3.5) 1.8 (1.8, 1.9) 1.8 (1.7, 1.9) 21.9 (21.4, 22.4) 15.1 (15.0, 15.3) 1.4 (1.4, 1.5)
*per 1000 person-years at risk.
Sepsis Venous Thromboembolism Fractures
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Table 4. Incidence Rate Ratios for Adverse Events Associated with Short-Term Oral Corticosteroid Use
Median Dose
(mg/day)
Median duration (days)*
5-30 days† 31-90 days†
Adverse Event IRR 95% CI P value IRR 95% CI P value
All doses vs No corticosteroids
Sepsis 20 6 2.46 1.90, 3.19 <0.001 1.01 0.77, 1.31 0.957
Venous thromboembolism 20 6 2.80 2.32, 3.39 <0.001 1.45 1.21, 1.74 <0.001
Fracture 20 6 1.63 1.49, 1.79 <0.001 1.12 1.03, 1.21 0.006
Dose: <20 mg/day vs 0 mg/day
Sepsis 17.5 6 2.05 1.37, 3.06 <0.001 0.98 0.67, 1.45 0.931
Venous thromboembolism 17.5 6 2.89 2.20, 3.79 <0.001 1.23 0.93, 1.62 0.149
Fracture 17.5 6 1.62 1.42, 1.84 <0.001 1.09 0.98, 1.22 0.122 Dose: 20-39 mg/day vs 0 mg/day
Sepsis 30 7 2.92 1.99, 4.28 <0.001 1.01 0.66, 1.53 0.981
Venous thromboembolism 33.3 7 2.31 1.68, 3.17 <0.001 1.54 1.17, 2.03 0.002
Fracture 35 7 1.65 1.42. 1.91 <0.001 1.08 0.95, 1.23 0.247
Dose: >40 mg/day vs 0 mg/day
Sepsis 60 5 2.59 1.25, 5.36 0.010 1.11 0.54, 2.29 0.782
Venous thromboembolism 60 5 4.27 2.60, 7.02 <0.001 2.05 1.26, 3.35 0.004
Fracture 60 5 1.63 1.23, 2.16 0.001 1.37 1.10, 1.71 0.005
* Median number of days taking steroids.
† Number of days from date when corticosteroid prescription was filled.
Reference period was 5 to 180 days prior to prescription date.
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Figure 1. Flow Diagram of Study Inclusion and Exclusion Criteria
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Appendix Table 1. ICD-9-CM Diagnosis Codes to Exclude Potential Chronic Corticosteroid Users
• Malignant Related: 140.XX-209.3X, 209.7X, 230.X-234.X, 258.02, 258.03, 511.81, 789.51, 795.01-795.06, 795.10-795.14, 795.16, 796.70-796.74, 796.76, V10.XX, V58.0, V58.1X, V66.1, V66.2, V67.1, V67.2, V71.1
• Transplant Related: v42.XX
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Appendix Table 2. Equivalent Doses of Oral Corticosteroids
Equivalent Dose
Corticosteroid
0.6 mg Betamethasone
0.75 mg Dexamethasone
4 mg Methylprednisolone
4 mg Triamcinolone
5 mg Prednisone
5 mg Prednisolone
20 mg Hydrocortisone
25 mg Cortisone
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Appendix Table 3. ICD-9-CM Diagnosis Codes to Identify Potential Adverse Events Associated with Oral Corticosteroid Use
• Fracture: 805.XX, 807.XX, 808.XX, 809.X, 810.XX, 811.XX, 812.XX, 813.XX, 814.XX, 815.XX, 816.XX, 817.X, 818.X, 819.X, 820.XX, 821.XX, 822.X, 823.XX, 824.X, 825.XX, 826.X, 827.X, 828.X, 829.X
• Venous thromboembolism (VTE) : 452, 453.X (except chronic VTE 453.5X and 453.7X)
• Sepsis Only: 785.52, 995.91, 995.92
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Appendix Table 4. Diagnoses and Prescribing Physicians Associated with Short-Term Corticosteroid Use, 2012-2014
Ranking Frequency Percentage
Upper Respiratory Infection 1 44007 15�8%
Spine Conditions 2 31162 11�2%
Allergy 3 29200 10�5%
Bronchitis 4 18780 6�7%
Lower Respiratory Disorders (non-bronchitis) 5 13565 4�9%
Connective Tissue Disorders 6 13304 4�8%
Upper Respiratory Disorders 7 11632 4�2%
Joint Disorders 8 9453 3�4%
Asthma 9 8029 2�9%
Skin Disorders 10 7051 2�5%
Family Practice 1 97919 45�3%
Internal Medicine 2 37997 17�6%
Emergency Medicine 3 14931 6�9%
Otolaryngology 4 10449 4�8%
Orthopedics 5 9674 4�5%
Diagnosis Group
Physician Specialty
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Appendix Table 5. Incidence Rate Ratios for Adverse Events using a 7-day Window
IRR 95% CI P value IRR 95% CI P value
Sepsis 2�21 1�66, 2�95 <0�001 1�15 0�88, 1�51 0�299
Venous thromboembolism 2�60 2�12, 3�19 <0�001 1�57 1�30, 1�88 <0�001
Fracture 1�44 1�30, 1�59 <0�001 1�15 1�07, 1�25 <0�001
* Number of days from date when corticosteroid prescription was filled�
Reference period was 8 to 180 days prior to prescription date�
8-30 days* 31-90 days*
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Appendix Table 6. Incidence Rate Ratios for Adverse Events in Patients using Subsequent Corticosteroid Prescriptions within the 90-day Window
IRR 95% CI P value
Sepsis
Additional prescriptions in 31-90 day period 3�00 1�19, 7�57 0�02
Venous thromboembolism
Additional prescriptions in 31-90 day period 1�91 1�04, 3�51 0�037
Fracture
Additional prescriptions in 31-90 day period 1�44 1�05, 1�98 0�023
* Number of days from date when corticosteroid prescription was filled� Reference
period was 5 to 180 days prior to prescription date�
31-90 days*
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Appendix Figure 1. Structure of Study Design for Self-Controlled Case Series
Adverse events Adverse events
+ 4-daywindow
Time 0, when corticosteroid prescription was filled
31 to 90 days-5 days to -180 days 5 to 30 days
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