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Quality of Dietary Supplements
Session III, Thursday, September 25, 2008 10 00 12 30
Quality of Dietary Supplements
10:00 a.m.12:30 p.m.Werner Busse, Ph.D., Schwabe PharmaceuticalsPhytoequivalence and Flexible Monograph Approach for Botanical Preparationsp
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Development of USP DS Monographs
USP develops quality monographs for p q y g pselected DS after a sound review of the
dietary ingredients safetydietary ingredients safety
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Criteria for USP DS Monograph Articles
Sources of information1. Human data (safety and clinical studies, PMS, AEs,
interactions)2 Ph l i l d t ( t i t l i l2. Pharmacological data (reprotox, experimental animal
studies, pharmacokinetics, presence of toxic constituents)3 Extend of use globally and in the U S3. Extend of use globally and in the U.S.4. Historical use5. Regulatory status in the U.S. and other countries6. Existence of (pharmacopeial) monographs
incl. WHO, ESCOP, Com. E, Health Canada
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total turnover in mio - MAT Sept 2007 vs previous year
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Success of Herbal Medicinal Products in Germany
1. history / culture: decision in drug law (1968) herbal products decision in drug law (1968) herbal products
should be regulated as drugs herbal medicine remained mainstream2. need for up to date regulatory data package high quality (drug GMP, surveillance) proof of safety and efficacy
(Comm. E monographs/ own scientific data)t t d b ti t d h lth idtrusted by patients and health care providers
3 incentives for research into HMPs3. incentives for research into HMPs
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Herbal Medicinal Productsdossier for marketing authorisation CTD
EU FDA MHLW EFPIA JPMA and PhRMA
Module 1regional and
administrative information
EU, FDA, MHLW, EFPIA, JPMA and PhRMA
li i l
CTD introduction2.2
CTD table of contents2.1
nonclinical overview
2.4
clinicaloverview
2.5nonclinical written
and tabulatedsummaries
2 6
clinicalsummaries
2 7
qualityoverall
summary2.3
2.6 2.7
Module 3Quality
3.0
Module 5clinical
study reports5 0
Module 4nonclinical
study reports4 03.0 5.04.0
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Herbal Medicinal Products (HMP)
New productMajor claims,
disevere diseases
Medium claimsB
AHerbal Medicinal
Products
Minor claims
Products (Well established
medical use)C
TMinor conditionsSelf-medication
Traditional Herbal Medicinal Products
XFraudulent or misleading claims
(adapted from Keller, 2003)
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UK: Traditional Herbal Medicinal Product
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UK: Traditional Herbal Medicinal Product
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UK: Traditional Herbal Medicinal Product
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European Pharmacopoeia
Monographs on herbal drugs and herbal drug preparations
233 244200220240260
p
h
s
194
120140160180200
f
m
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g
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a
p
67
125
406080
100
N
u
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b
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r
o
020
2nd 3th 4th 5th *6th-1996Year: 1997-2001 2002-2004 2005-2007 2008-
*) Including supplements 6.1 and 6.2
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European Pharmacopoeia
Monographs on herbal drugs and herbal drug preparationsg p p
6th Edition* (2008) 244 monographs
Essential oils10% (26)
Plant parts59% (127)
Fatty oils9% (22)
( )
Exudates, starchs, gums and mucilages
Extracts10% (26)
8% (20)( )
*) Including supplements 6.1 and 6.2
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Committee on Human Medicinal Products
the herbal drug or herbal drug preparation in its entirety is regarded aspreparation in its entirety is regarded as the active substance.
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Constituents of Herbal Drugs I
1 ith k th ti ti it ( ti i i l )1. with known therapeutic activity (active principles)
2. with pharmacological activity (active markers)
3. otherwise contributing to efficacy (active markers)
4. markers relevant for QC (analytical markers)
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Constituents of Herbal Drugs II
5. accompanying substances p y g(e.g. traces of inorganic salts, sugars or amino acids) (inactive principles)
6. constituents with negativeimpact like allergens or toxins (negative markers)
7 matrix substances usually not soluble7. matrix-substances, usually not soluble(cellulose, lignins )
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Constituents with known therapeutic activity
senna (Cassia angustifolia / - acutifolia, folium, ( gfructus)sennosidesb ll d (A b ll d di f li ) belladonna extract (Atropa bella-donna, radix, folium)l-hyoscyamine
milk thistle extract (Silybum marianum fructus) milk thistle extract (Silybum marianum, fructus)silymarin
horse chestnut (Aesculus hippocastanum, semen)horse chestnut (Aesculus hippocastanum, semen)escin(s)
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Constituents with pharmacological activity contributing to efficacy
ginkgo extract (Ginkgo biloba, folium)g g ( g )ginkgo flavone glycosides, terpene lactones
hypericum extract (Hypericum perforatum, herba)hypericin, hyperforin, flavonoids (e.g. rutine)
German Chamomile (Matricaria chamomilla, flos)h l bi b l l fl id ( i i )chamazulene, bisabolol, flavonoids (e.g. apigenin)
hawthorn extract (Crataegus oxyacantha, folium, flos )oligomeric procyanidin(s) flavonoids (e g hyperosid)oligomeric procyanidin(s), flavonoids (e.g. hyperosid)
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Constituents which serve as analytical marker(s)
valerian extract (Valeriana officinalis, radix)( )valerenic acids
echinacea extract (Echinacea angustifolia, radix)caffeic acid derivatives
balm extract (Melissa officinalis, folium)i i idrosmarinic acids
nettle extract (Urtica dioica, radix)scopoletinscopoletin
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Constituents considered as negative marker(s)
valerian extract (Valeriana officinalis, radix)( )valepotriates
ginkgo extract (Ginkgo biloba, folium)alkylphenols (ginkgolic acids, urushiols)
comfrey herb/leaf (Symphytum officinale, herba / folium) li idipyrrolizidins
coltsfoot leaf (Tussilago farfara, folium)pyrrolizidinspyrrolizidins
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Biopharmaceutical characterisation
HMPs often used for a long period of timeHMPs often used for a long period of time
use often not based on systematic preclinical and clinical studies
bibli hi d t ti h t bibliographic documentations may show great differences in the extracts used, the dosage form and strengthg
clinical relevance of existing differences
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Development of USP DS Monographs
The knowledge of chemical constituents gmay be used to investigate
the phytoequivalence among commercialthe phytoequivalence among commercialproducts and their traditional analogs.
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6. Reference to other products
6.1 Active substances complex biological mixtures, e.g. herbal extracts co p e b o og ca tu es, e g e ba e t acts
produced by different manufacturers, are never identical
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Influence of various parameters on composition and yield of a herbal extract
PLANT MATERIAL SOLVENTnature ofplant materialnature of solvent
part of plant material
concentration of solvent
cultivation of plant material
degree of processing
amount of solvent
filling height
extract degree of processing
water contents method of extraction
filling height
velocity of flow
statical pressure
MANUFACTURINGMETHOD
MANUFACTURINGEQUIPMENT
time of extraction
extraction pressure
Batch size statical pressure
extraction temperatureMETHOD EQUIPMENT extraction pressure
(adapted from Gaedcke, 1998)
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Plant material
0,6 4
Hypericin, Hyperforin content in SJW flowers
in different developmental stages
0,5
3
3,5
m
a
t
e
r
i
a
l
)
(mg/100m
0,3
0,4
2
2,5
Total hypericin
H
y
p
e
r
i
c
i
n
e
d
p
l
a
n
t
m Hyperfor
mg dried p
0,2
,
1
1,5
2ypHyperforin
T
o
t
a
l
H
/
1
0
0
m
g
d
r
i
e
rinlant mater
0
0,1
0
0,5
1
(
m
g
/
ial)
0flower buds flowers with open
petalsgreen capsules brown capsules
0
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Solvent concentration
35
Influence on markers of Ginkgo biloba
25
30
15
20
5
10
00% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%
AcetoneAcetone
Yield Terpenes x 2 Flavones Ginkgolic acids
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Type of solvent
inhibition of p s
influence on the pharmacological activity
solventinhibition of
prostate growth (%)
p vs.control
cyclohexane -23.5 0.040
ethyl acetate 5.0 1.000
n-butanol 1.3 0.916
th l 20% 51 3 0 003methanol 20% 51.3 0.003
water 26.5 0.267
suramine 25.7 0.156
effect of nettle root extracts (U. dioica) on experimentally induced prostatehyperplasia in miceyp p
(adapted from Lichius and Muth, 1997)
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Manufacturing method
manufacturing parameters
influence on composition (chamomile liquid extract)
manufacturing parameterspharmacopoeia quality
parameterssingle
macerationpercolation percolation
with concentration
essential oil (V/w) [%] 0.33 0.56 0.64
dry residue [%] 7 15 26DER native 15 : 1 6.5 : 1 4 : 1
ethanol content (V/V) [%] 52 47 39
supplementary testsalpha-Bisabolol (ppm) 17 15 40apigenin-7-glucoside [%] 0.08 0.15 0.27
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Drug-extract ratio
40influence on composition of saw palmetto extracts
25303540
batch 160 (ratio* = 14.1 : 1)
batch 227 (ratio* = 8.5 : 1)
oleic acidlauric/myristic acid
152025
%
( )
palmitic/stearic acid
caproiccaprylic glycerides
05
10 capryliccapric acidlinolic acid
wax alcoholsglycerides
phyto sterols
a b c d e f g h
* DER = drug/extract ratio
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Reference to other products assessment of comparability for the API has to include
botanical starting material preferably complies with a pharmacopeial monograph
solvent used for extraction type and concentration
manufacturing process maceration, percolation, liquid-liquid extraction
d h ifi i f h i data on the specification of the preparation
drug-extract-ratio
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European Pharmacopoeia
6th Edition
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Type of extracts
A standardisedcontain constituents that are solely responsibley pfor the therapeutic activity; standardization andadjustment to a defined content acceptable
B1 quantifiedcontain constituents with relevant pharmacological
ti t d di ti b bl di t blproperties; standardization by blending acceptable;adjustment using excipients not acceptable
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Type of extracts
B2 otherno constituents documented as being determinant or relevant for efficacy or as havingdeterminant or relevant for efficacy, or as having pharmacological or clinical relevance
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Biopharmaceutical Characterisation of HMPs considerations
A differences in solvents, manufacturer, extraction method may be considered to be pharmaceutical
related to active substance(s)
method may be considered to be pharmaceutical alternatives if the quantity of the active principles is identical as well as the DER
B1 if the specification related to the active markers, the extraction solvent and the DER are the same, a preparation may be considered as a pharmaceutical alternative
B2 if the extraction solvent and the DER are the same, a preparation may be considered as a pharmaceutical alternativealternative
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Biopharmaceutical Characterisation of HMPs considerations
A pharmaceutical equivalence may be accepted if in both products the in vitro release of the active principles exceeds
related to finished HMPs
products the in vitro release of the active principles exceeds90 %; otherwise BE studies may be necessary
B1 in vitro release of the active markers and solubility of the extract should be compared with the reference product(> 90 % release); otherwise clinical safety studies or BE(> 90 % release); otherwise clinical safety studies or BE studies may be necessary
B2 l bili h ld b d h f d ifB2 solubility should be compared to the reference product or if not possible release of (an) appropriate marker(s) (>90 %);a comparison of the disintegration profile may be acceptable; p g p y potherwise clinical safety studies or BE studies are necessary
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The reality of herbal extracts
Aactive principles known t d di dAactive principles known standardised
B1active markers known quantified
analytical markers otherB2
analytical markers other
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computerized control extraction vessels
evaporation belt dryer
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Composition of Ginkgo extract (EGb 761)
Unknown13% Various
Flavonglycosides24%Water, solvent
3%
13% Various3%
High molecular4%
Inorganic5%
Terpenelactones6%
4%
Carboxylic acidsNonflavonglyco-
id
Proanthocyani-dines
7%Catechines
2%
Carboxylic acids13%
sides20%
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HPLC fingerprint gradient of EGb 761
DM 1430 DM 1986
DM 2067 DM 2068
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ES-MS (electrospray mass spectometry) of EGb 761
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The more the better?
500
comparison of antioxidative properties of 24/6 and 48/12 ginkgo extracts (alloxane induced hyperglycemia)
350
400
450
250
300
350
e
(
m
g
%
)
EGb 761 (24/6 extract)
150
200
250
g
l
u
c
o
s
e
( )CP 401 (48/12 extract)
50
100
150
0
50
control alloxan 10 mg 20 mg 40 mg
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Human pharmacology studyHuman pharmacology study with different U.S. ginkgo products
HZI Research Center, Tarrytown, NY
product flavone glycosides* terpene lactones*
A 10 18 mg 2 40 mgA 10.18 mg 2.40 mg
B 15.65 mg 3.25 mg
C 8 36 2 12C 8.36 mg 2.12 mg
*content per single dose
Itil and Martorano, Psychopharmacology Bulletin 1995; 31(1): 147-158
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Time related changes in pharmaco-EEG (n = 14)
Product A
3,353
4Product A
Product B
Product C
1,82,2
1,82
3 Product C
0
,
00 -0,2-0,30
1
0
-1
00 Hrs 1 Hr pre 3 Hr pre
Itil and Martorano, Psychopharmacology Bulletin 1995; 31(1): 147-158.
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German Pharmacopoeia
Ginkgo Dry Extract, quantified
processingmanufactured from dried leaves with acetone/water and subsequent purification w.o. addition of q pconcentrates or isolated compounds
drug-extract ratio 35 - 67 : 1 flavone-glycosides 22 - 27 % ginkgolides A,B and C 2.8 - 3.4 % bilobalide 2 6 3 2 % bilobalide 2.6 - 3.2 % alkylphenols < 5 ppm
(ginkgolic acids urushiols)(ginkgolic acids, urushiols)
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Comparison of two St. John's Wort preparations
Population: 147 patients with mild to moderate depression according to DSM IV
(randomized, double blind, placebo-controlled study)
depression according to DSM-IV
Duration: 6 weeks
Dose: 300 mg SJW 0.5, SJW 5.0 or matching placebo t.i.d.
Criteria for evaluation Hamilton depression scale (HAMD, 17 items)( , )v. Zerssens depression scale (D-S)clinical global impressionglobal self ratingglobal self rating
Laakmann, 1998
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Reduction of depressive symptoms
after treatment with two St. John's Wort (SJW) preparations
change in patients general condition (CGI, item 2)
SJW 0.5% hyperforin SJW 5.0% hyperforinPLACEBO
Laakmann, 1998
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European Pharmacopoeia
St. Johns Wort Dry Extract, quantified
processingsuitable procedure using ethanol (50 - 80 % V/V) or
th l (50 80 % V/V)methanol (50 80 % V/V)
total hypericins 0.1 - 0.3 %total hypericins 0.1 0.3 %
hyperforin not more than 6.0 %
flavone glycosides minimum 6%
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Rutin is essential for antidepressant activity of SJW
y
200controlmethanol-extract 1 (M1)rutin
n
t
a
c
t
i
v
i
t
y
150
methanol-extract 1 + rutinimipramine
y
[
s
]
d
e
p
r
e
s
s
a
n
100***
o
f
i
m
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i
t
y
i
n
g
a
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t
i
-
d
50
***
d
u
r
a
t
i
o
n
o
i
n
c
r
e
a
s
0Control 300 9 300 + 9 20
mg/kg b.w.
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Specification of clinical tested St. Johns Wort dry extract
processing
Lecrubier et al, Am J Psychiatry. 2002 Aug; 159 (8):1361-6. Efficacy of St. John's wort extract WS 5570 in major depression: a double-blind, placebo-controlled trial.Unit Institut National de la Sant et de la Recherche Mdicale 302, Hpital Piti Salptrire, Paris, France.
processingthe extract is produced by using methanol 80 % (V/V)
total hypericins 0.12 - 0.28 %
h f i 4 0 6 0 % hyperforin 4,0 - 6.0 %
flavone glycosides 6 - 12 %g ythereof rutine not less than 1.5 %
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Development of USP DS Monographs
Powdered Echinacea purpurea Extract, NFPowdered Echinacea purpurea Extract, NF
extraction with hydroalcoholic mixtures or other suitable solvents
drug-extract ratio: 2-8:1
not less than 4% total phenolsnot less than 4% total phenols calculated as sum of caftaric, chicoric and chlorogenic acids andechinacoside
not less than 0.025% of alkamides(dodecatetraenoic acid isobutylamides)
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Conclusion herbal extracts are complex biological mixtures
based on whether active principles or active markers are known,
extracts are classified as type A B1 or B2extracts are classified as type A, B1 or B2
main parameters in equivalence considerations of extracts are
- the botanical starting material
- type and concentration of extraction solvent
- manufacturing process
- drug-extract ratio- drug-extract ratio
additional parameters for finished dosage forms apply
criteria for biopharmaceutical equivalence also depend on
- regulatory status of the product
- safety / therapeutic range
- intended use/ indicationintended use/ indication
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Q ti ?Questions?
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Th k !Thank you!