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 Session III, Thursday , September 25, 2008 : a.m.: p.m. Werner Busse, Ph.D., Schwabe Pharmaceuticals Phyt oequivalence and Flexible Mono graph Appr oach for Botanical Pre arations

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  • Quality of Dietary Supplements

    Session III, Thursday, September 25, 2008 10 00 12 30

    Quality of Dietary Supplements

    10:00 a.m.12:30 p.m.Werner Busse, Ph.D., Schwabe PharmaceuticalsPhytoequivalence and Flexible Monograph Approach for Botanical Preparationsp

  • Development of USP DS Monographs

    USP develops quality monographs for p q y g pselected DS after a sound review of the

    dietary ingredients safetydietary ingredients safety

  • Criteria for USP DS Monograph Articles

    Sources of information1. Human data (safety and clinical studies, PMS, AEs,

    interactions)2 Ph l i l d t ( t i t l i l2. Pharmacological data (reprotox, experimental animal

    studies, pharmacokinetics, presence of toxic constituents)3 Extend of use globally and in the U S3. Extend of use globally and in the U.S.4. Historical use5. Regulatory status in the U.S. and other countries6. Existence of (pharmacopeial) monographs

    incl. WHO, ESCOP, Com. E, Health Canada

  • total turnover in mio - MAT Sept 2007 vs previous year

  • Success of Herbal Medicinal Products in Germany

    1. history / culture: decision in drug law (1968) herbal products decision in drug law (1968) herbal products

    should be regulated as drugs herbal medicine remained mainstream2. need for up to date regulatory data package high quality (drug GMP, surveillance) proof of safety and efficacy

    (Comm. E monographs/ own scientific data)t t d b ti t d h lth idtrusted by patients and health care providers

    3 incentives for research into HMPs3. incentives for research into HMPs

  • Herbal Medicinal Productsdossier for marketing authorisation CTD

    EU FDA MHLW EFPIA JPMA and PhRMA

    Module 1regional and

    administrative information

    EU, FDA, MHLW, EFPIA, JPMA and PhRMA

    li i l

    CTD introduction2.2

    CTD table of contents2.1

    nonclinical overview

    2.4

    clinicaloverview

    2.5nonclinical written

    and tabulatedsummaries

    2 6

    clinicalsummaries

    2 7

    qualityoverall

    summary2.3

    2.6 2.7

    Module 3Quality

    3.0

    Module 5clinical

    study reports5 0

    Module 4nonclinical

    study reports4 03.0 5.04.0

  • Herbal Medicinal Products (HMP)

    New productMajor claims,

    disevere diseases

    Medium claimsB

    AHerbal Medicinal

    Products

    Minor claims

    Products (Well established

    medical use)C

    TMinor conditionsSelf-medication

    Traditional Herbal Medicinal Products

    XFraudulent or misleading claims

    (adapted from Keller, 2003)

  • UK: Traditional Herbal Medicinal Product

  • UK: Traditional Herbal Medicinal Product

  • UK: Traditional Herbal Medicinal Product

  • European Pharmacopoeia

    Monographs on herbal drugs and herbal drug preparations

    233 244200220240260

    p

    h

    s

    194

    120140160180200

    f

    m

    o

    n

    o

    g

    r

    a

    p

    67

    125

    406080

    100

    N

    u

    m

    b

    e

    r

    o

    020

    2nd 3th 4th 5th *6th-1996Year: 1997-2001 2002-2004 2005-2007 2008-

    *) Including supplements 6.1 and 6.2

  • European Pharmacopoeia

    Monographs on herbal drugs and herbal drug preparationsg p p

    6th Edition* (2008) 244 monographs

    Essential oils10% (26)

    Plant parts59% (127)

    Fatty oils9% (22)

    ( )

    Exudates, starchs, gums and mucilages

    Extracts10% (26)

    8% (20)( )

    *) Including supplements 6.1 and 6.2

  • Committee on Human Medicinal Products

    the herbal drug or herbal drug preparation in its entirety is regarded aspreparation in its entirety is regarded as the active substance.

  • Constituents of Herbal Drugs I

    1 ith k th ti ti it ( ti i i l )1. with known therapeutic activity (active principles)

    2. with pharmacological activity (active markers)

    3. otherwise contributing to efficacy (active markers)

    4. markers relevant for QC (analytical markers)

  • Constituents of Herbal Drugs II

    5. accompanying substances p y g(e.g. traces of inorganic salts, sugars or amino acids) (inactive principles)

    6. constituents with negativeimpact like allergens or toxins (negative markers)

    7 matrix substances usually not soluble7. matrix-substances, usually not soluble(cellulose, lignins )

  • Constituents with known therapeutic activity

    senna (Cassia angustifolia / - acutifolia, folium, ( gfructus)sennosidesb ll d (A b ll d di f li ) belladonna extract (Atropa bella-donna, radix, folium)l-hyoscyamine

    milk thistle extract (Silybum marianum fructus) milk thistle extract (Silybum marianum, fructus)silymarin

    horse chestnut (Aesculus hippocastanum, semen)horse chestnut (Aesculus hippocastanum, semen)escin(s)

  • Constituents with pharmacological activity contributing to efficacy

    ginkgo extract (Ginkgo biloba, folium)g g ( g )ginkgo flavone glycosides, terpene lactones

    hypericum extract (Hypericum perforatum, herba)hypericin, hyperforin, flavonoids (e.g. rutine)

    German Chamomile (Matricaria chamomilla, flos)h l bi b l l fl id ( i i )chamazulene, bisabolol, flavonoids (e.g. apigenin)

    hawthorn extract (Crataegus oxyacantha, folium, flos )oligomeric procyanidin(s) flavonoids (e g hyperosid)oligomeric procyanidin(s), flavonoids (e.g. hyperosid)

  • Constituents which serve as analytical marker(s)

    valerian extract (Valeriana officinalis, radix)( )valerenic acids

    echinacea extract (Echinacea angustifolia, radix)caffeic acid derivatives

    balm extract (Melissa officinalis, folium)i i idrosmarinic acids

    nettle extract (Urtica dioica, radix)scopoletinscopoletin

  • Constituents considered as negative marker(s)

    valerian extract (Valeriana officinalis, radix)( )valepotriates

    ginkgo extract (Ginkgo biloba, folium)alkylphenols (ginkgolic acids, urushiols)

    comfrey herb/leaf (Symphytum officinale, herba / folium) li idipyrrolizidins

    coltsfoot leaf (Tussilago farfara, folium)pyrrolizidinspyrrolizidins

  • Biopharmaceutical characterisation

    HMPs often used for a long period of timeHMPs often used for a long period of time

    use often not based on systematic preclinical and clinical studies

    bibli hi d t ti h t bibliographic documentations may show great differences in the extracts used, the dosage form and strengthg

    clinical relevance of existing differences

  • Development of USP DS Monographs

    The knowledge of chemical constituents gmay be used to investigate

    the phytoequivalence among commercialthe phytoequivalence among commercialproducts and their traditional analogs.

  • 6. Reference to other products

    6.1 Active substances complex biological mixtures, e.g. herbal extracts co p e b o og ca tu es, e g e ba e t acts

    produced by different manufacturers, are never identical

  • Influence of various parameters on composition and yield of a herbal extract

    PLANT MATERIAL SOLVENTnature ofplant materialnature of solvent

    part of plant material

    concentration of solvent

    cultivation of plant material

    degree of processing

    amount of solvent

    filling height

    extract degree of processing

    water contents method of extraction

    filling height

    velocity of flow

    statical pressure

    MANUFACTURINGMETHOD

    MANUFACTURINGEQUIPMENT

    time of extraction

    extraction pressure

    Batch size statical pressure

    extraction temperatureMETHOD EQUIPMENT extraction pressure

    (adapted from Gaedcke, 1998)

  • Plant material

    0,6 4

    Hypericin, Hyperforin content in SJW flowers

    in different developmental stages

    0,5

    3

    3,5

    m

    a

    t

    e

    r

    i

    a

    l

    )

    (mg/100m

    0,3

    0,4

    2

    2,5

    Total hypericin

    H

    y

    p

    e

    r

    i

    c

    i

    n

    e

    d

    p

    l

    a

    n

    t

    m Hyperfor

    mg dried p

    0,2

    ,

    1

    1,5

    2ypHyperforin

    T

    o

    t

    a

    l

    H

    /

    1

    0

    0

    m

    g

    d

    r

    i

    e

    rinlant mater

    0

    0,1

    0

    0,5

    1

    (

    m

    g

    /

    ial)

    0flower buds flowers with open

    petalsgreen capsules brown capsules

    0

  • Solvent concentration

    35

    Influence on markers of Ginkgo biloba

    25

    30

    15

    20

    5

    10

    00% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%

    AcetoneAcetone

    Yield Terpenes x 2 Flavones Ginkgolic acids

  • Type of solvent

    inhibition of p s

    influence on the pharmacological activity

    solventinhibition of

    prostate growth (%)

    p vs.control

    cyclohexane -23.5 0.040

    ethyl acetate 5.0 1.000

    n-butanol 1.3 0.916

    th l 20% 51 3 0 003methanol 20% 51.3 0.003

    water 26.5 0.267

    suramine 25.7 0.156

    effect of nettle root extracts (U. dioica) on experimentally induced prostatehyperplasia in miceyp p

    (adapted from Lichius and Muth, 1997)

  • Manufacturing method

    manufacturing parameters

    influence on composition (chamomile liquid extract)

    manufacturing parameterspharmacopoeia quality

    parameterssingle

    macerationpercolation percolation

    with concentration

    essential oil (V/w) [%] 0.33 0.56 0.64

    dry residue [%] 7 15 26DER native 15 : 1 6.5 : 1 4 : 1

    ethanol content (V/V) [%] 52 47 39

    supplementary testsalpha-Bisabolol (ppm) 17 15 40apigenin-7-glucoside [%] 0.08 0.15 0.27

  • Drug-extract ratio

    40influence on composition of saw palmetto extracts

    25303540

    batch 160 (ratio* = 14.1 : 1)

    batch 227 (ratio* = 8.5 : 1)

    oleic acidlauric/myristic acid

    152025

    %

    ( )

    palmitic/stearic acid

    caproiccaprylic glycerides

    05

    10 capryliccapric acidlinolic acid

    wax alcoholsglycerides

    phyto sterols

    a b c d e f g h

    * DER = drug/extract ratio

  • Reference to other products assessment of comparability for the API has to include

    botanical starting material preferably complies with a pharmacopeial monograph

    solvent used for extraction type and concentration

    manufacturing process maceration, percolation, liquid-liquid extraction

    d h ifi i f h i data on the specification of the preparation

    drug-extract-ratio

  • European Pharmacopoeia

    6th Edition

  • Type of extracts

    A standardisedcontain constituents that are solely responsibley pfor the therapeutic activity; standardization andadjustment to a defined content acceptable

    B1 quantifiedcontain constituents with relevant pharmacological

    ti t d di ti b bl di t blproperties; standardization by blending acceptable;adjustment using excipients not acceptable

  • Type of extracts

    B2 otherno constituents documented as being determinant or relevant for efficacy or as havingdeterminant or relevant for efficacy, or as having pharmacological or clinical relevance

  • Biopharmaceutical Characterisation of HMPs considerations

    A differences in solvents, manufacturer, extraction method may be considered to be pharmaceutical

    related to active substance(s)

    method may be considered to be pharmaceutical alternatives if the quantity of the active principles is identical as well as the DER

    B1 if the specification related to the active markers, the extraction solvent and the DER are the same, a preparation may be considered as a pharmaceutical alternative

    B2 if the extraction solvent and the DER are the same, a preparation may be considered as a pharmaceutical alternativealternative

  • Biopharmaceutical Characterisation of HMPs considerations

    A pharmaceutical equivalence may be accepted if in both products the in vitro release of the active principles exceeds

    related to finished HMPs

    products the in vitro release of the active principles exceeds90 %; otherwise BE studies may be necessary

    B1 in vitro release of the active markers and solubility of the extract should be compared with the reference product(> 90 % release); otherwise clinical safety studies or BE(> 90 % release); otherwise clinical safety studies or BE studies may be necessary

    B2 l bili h ld b d h f d ifB2 solubility should be compared to the reference product or if not possible release of (an) appropriate marker(s) (>90 %);a comparison of the disintegration profile may be acceptable; p g p y potherwise clinical safety studies or BE studies are necessary

  • The reality of herbal extracts

    Aactive principles known t d di dAactive principles known standardised

    B1active markers known quantified

    analytical markers otherB2

    analytical markers other

  • computerized control extraction vessels

    evaporation belt dryer

  • Composition of Ginkgo extract (EGb 761)

    Unknown13% Various

    Flavonglycosides24%Water, solvent

    3%

    13% Various3%

    High molecular4%

    Inorganic5%

    Terpenelactones6%

    4%

    Carboxylic acidsNonflavonglyco-

    id

    Proanthocyani-dines

    7%Catechines

    2%

    Carboxylic acids13%

    sides20%

  • HPLC fingerprint gradient of EGb 761

    DM 1430 DM 1986

    DM 2067 DM 2068

  • ES-MS (electrospray mass spectometry) of EGb 761

  • The more the better?

    500

    comparison of antioxidative properties of 24/6 and 48/12 ginkgo extracts (alloxane induced hyperglycemia)

    350

    400

    450

    250

    300

    350

    e

    (

    m

    g

    %

    )

    EGb 761 (24/6 extract)

    150

    200

    250

    g

    l

    u

    c

    o

    s

    e

    ( )CP 401 (48/12 extract)

    50

    100

    150

    0

    50

    control alloxan 10 mg 20 mg 40 mg

  • Human pharmacology studyHuman pharmacology study with different U.S. ginkgo products

    HZI Research Center, Tarrytown, NY

    product flavone glycosides* terpene lactones*

    A 10 18 mg 2 40 mgA 10.18 mg 2.40 mg

    B 15.65 mg 3.25 mg

    C 8 36 2 12C 8.36 mg 2.12 mg

    *content per single dose

    Itil and Martorano, Psychopharmacology Bulletin 1995; 31(1): 147-158

  • Time related changes in pharmaco-EEG (n = 14)

    Product A

    3,353

    4Product A

    Product B

    Product C

    1,82,2

    1,82

    3 Product C

    0

    ,

    00 -0,2-0,30

    1

    0

    -1

    00 Hrs 1 Hr pre 3 Hr pre

    Itil and Martorano, Psychopharmacology Bulletin 1995; 31(1): 147-158.

  • German Pharmacopoeia

    Ginkgo Dry Extract, quantified

    processingmanufactured from dried leaves with acetone/water and subsequent purification w.o. addition of q pconcentrates or isolated compounds

    drug-extract ratio 35 - 67 : 1 flavone-glycosides 22 - 27 % ginkgolides A,B and C 2.8 - 3.4 % bilobalide 2 6 3 2 % bilobalide 2.6 - 3.2 % alkylphenols < 5 ppm

    (ginkgolic acids urushiols)(ginkgolic acids, urushiols)

  • Comparison of two St. John's Wort preparations

    Population: 147 patients with mild to moderate depression according to DSM IV

    (randomized, double blind, placebo-controlled study)

    depression according to DSM-IV

    Duration: 6 weeks

    Dose: 300 mg SJW 0.5, SJW 5.0 or matching placebo t.i.d.

    Criteria for evaluation Hamilton depression scale (HAMD, 17 items)( , )v. Zerssens depression scale (D-S)clinical global impressionglobal self ratingglobal self rating

    Laakmann, 1998

  • Reduction of depressive symptoms

    after treatment with two St. John's Wort (SJW) preparations

    change in patients general condition (CGI, item 2)

    SJW 0.5% hyperforin SJW 5.0% hyperforinPLACEBO

    Laakmann, 1998

  • European Pharmacopoeia

    St. Johns Wort Dry Extract, quantified

    processingsuitable procedure using ethanol (50 - 80 % V/V) or

    th l (50 80 % V/V)methanol (50 80 % V/V)

    total hypericins 0.1 - 0.3 %total hypericins 0.1 0.3 %

    hyperforin not more than 6.0 %

    flavone glycosides minimum 6%

  • Rutin is essential for antidepressant activity of SJW

    y

    200controlmethanol-extract 1 (M1)rutin

    n

    t

    a

    c

    t

    i

    v

    i

    t

    y

    150

    methanol-extract 1 + rutinimipramine

    y

    [

    s

    ]

    d

    e

    p

    r

    e

    s

    s

    a

    n

    100***

    o

    f

    i

    m

    m

    o

    b

    i

    l

    i

    t

    y

    i

    n

    g

    a

    n

    t

    i

    -

    d

    50

    ***

    d

    u

    r

    a

    t

    i

    o

    n

    o

    i

    n

    c

    r

    e

    a

    s

    0Control 300 9 300 + 9 20

    mg/kg b.w.

  • Specification of clinical tested St. Johns Wort dry extract

    processing

    Lecrubier et al, Am J Psychiatry. 2002 Aug; 159 (8):1361-6. Efficacy of St. John's wort extract WS 5570 in major depression: a double-blind, placebo-controlled trial.Unit Institut National de la Sant et de la Recherche Mdicale 302, Hpital Piti Salptrire, Paris, France.

    processingthe extract is produced by using methanol 80 % (V/V)

    total hypericins 0.12 - 0.28 %

    h f i 4 0 6 0 % hyperforin 4,0 - 6.0 %

    flavone glycosides 6 - 12 %g ythereof rutine not less than 1.5 %

  • Development of USP DS Monographs

    Powdered Echinacea purpurea Extract, NFPowdered Echinacea purpurea Extract, NF

    extraction with hydroalcoholic mixtures or other suitable solvents

    drug-extract ratio: 2-8:1

    not less than 4% total phenolsnot less than 4% total phenols calculated as sum of caftaric, chicoric and chlorogenic acids andechinacoside

    not less than 0.025% of alkamides(dodecatetraenoic acid isobutylamides)

  • Conclusion herbal extracts are complex biological mixtures

    based on whether active principles or active markers are known,

    extracts are classified as type A B1 or B2extracts are classified as type A, B1 or B2

    main parameters in equivalence considerations of extracts are

    - the botanical starting material

    - type and concentration of extraction solvent

    - manufacturing process

    - drug-extract ratio- drug-extract ratio

    additional parameters for finished dosage forms apply

    criteria for biopharmaceutical equivalence also depend on

    - regulatory status of the product

    - safety / therapeutic range

    - intended use/ indicationintended use/ indication

  • Q ti ?Questions?

  • Th k !Thank you!