securitymeetingl - university of · pdf file1.5 elect h. laurance fuller for for 1.6 elect...

Proxy Voting

Company: Fund:

Abbott Laboratories

Harbor Capital Appreciation Fund

Ticker: Country: Meeting Date: Meeting Type: Contested:

ABT United States 04/23/2010 Annual No

Proposal Mgmt Rec

Our Vote

1.1 Elect Robert Alpern For For

1.2 Elect Roxanne Austin For For

1.3 Elect William Daley For For

1.4 Elect W. James Farrell For For

1.5 Elect H. Laurance Fuller For For

1.6 Elect William Osborn For For

1.7 Elect David Owen For For

1.8 Elect Roy Roberts For For

1.9 Elect Samuel Scott III For For

1.10 Elect William Smithburg For For

1.11 Elect Glenn Tilton For For

1.12 Elect Miles White For For

2 Ratification of Auditor For For

3 Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

Against Against

4 Shareholder Proposal Regarding Right to Call a Special Meeting

Against Against

of 1Glass Lewis ViewPoint - Web Disclosure Vote Details

9/20/2010https://viewpoint.glasslewis.net/webdisclosure/SecurityMeetingList.aspx?RestorePrevious...

Proxy Voting

Company: Fund:

Adobe Systems Incorporated



ADBE United States 04/16/2010 Annual No

Proposal Mgmt Rec

Our Vote

1 Elect Edward Barnholt For For

2 Elect Michael Cannon For For

3 Elect James Daley For For

4 Elect Charles Geschke For For

5 Elect Shantanu Narayen For For

6 Amendment of the 2003 Equity Incentive Plan For For


Page 1 of 1Glass Lewis ViewPoint - Web Disclosure Vote Details


Proxy Voting

Company: Fund:

Agilent Technologies, Inc.



A United States 03/02/2010 Annual No

Proposal Mgmt Rec

Our Vote

1 Elect Paul Clark For For

2 Elect James Cullen For For


4 Performance-Based Compensation Plan for Covered Employees For For



Proxy Voting

Company: Fund:

Analog Devices, Inc.



ADI United States 03/09/2010 Annual No

Proposal Mgmt Rec

Our Vote

1 Elect Ray Stata For For

2 Elect Jerald Fishman For For

3 Elect James Champy For For

4 Elect John Doyle For For

5 Elect John Hodgson For For

6 Elect Yves-Andre Istel For For

7 Elect Neil Novich For For

8 Elect F. Grant Saviers For For

9 Elect Paul Severino For For

10 Elect Kenton Sicchitano For For




Proxy Voting

Company: Fund:

Amazon.com, Inc. Harbor Capital Appreciation Fund


AMZN United States 05/25/2010 Annual No

ProposalMgmt Rec

Our Vote

1 Elect Jeffrey Bezos For For

2 Elect Tom Alberg For For

3 Elect John Seely Brown For For

4 Elect William Gordon For For

5 Elect Alain Monie For For

6 Elect Thomas Ryder For For

7 Elect Patricia Stonesifer For For


9 Shareholder Proposal Regarding Political Contributions and Expenditure Report

Against Against



Proxy Voting

Company: Fund:

Alcon Inc. Harbor Capital Appreciation Fund


ACL United States 05/20/2010 Annual No

ProposalMgmt Rec

Our Vote

1 Accounts and Reports For For

2 Allocation of Profits/Dividends For For

3 Ratification of Board Acts For For

4 Appointment of Auditor For For

5 Appointment of Special Auditor For For

6 Amendments to Articles For For

7 Elect Werner Bauer For For

8 Elect Francisco Castaner For For

9 Elect Lodewijk de Vink For For



Proxy Voting

Company: Fund:

Analog Devices, Inc.



ADI United States 07/20/2009 Special No

Proposal Mgmt Rec

Our Vote

1 Option Exchange Program For Against



Proxy Voting

Company: Fund:

Cisco Systems, Inc.



CSCO United States 11/12/2009 Annual No

Proposal Mgmt Rec

Our Vote

1 Elect Carol Bartz For For

2 Elect M. Michele Burns For For

3 Elect Michael Capellas For For

4 Elect Larry Carter For For

5 Elect John Chambers For For

6 Elect Brian Halla For For

7 Elect John Hennessy For For

8 Elect Richard Kovacevich For For

9 Elect Roderick McGeary For For

10 Elect Michael Powell For For

11 Elect Arun Sarin For For

12 Elect Steven West For For

13 Elect Jerry Yang For For

14 Amendment to the 2005 Stock Incentive Plan For For

15 Amendment to the Employee Stock Purchase Plan For For


17 Shareholder Proposal Regarding Formation of a Board Committee on Human Rights

Against Against


Against Against

19 Shareholder Proposal Regarding Report on Internet Fragmentation

Against Against



Proxy Voting

Company: Fund:

Celgene Corporation



CELG United States 06/16/2010 Annual No

Proposal Mgmt Rec

Our Vote

1.1 Elect Sol Barer For For

1.2 Elect Robert Hugin For For

1.3 Elect Michael Casey For For

1.4 Elect Carrie Cox For For

1.5 Elect Rodman Drake For Withhold

1.6 Elect Gilla Kaplan For For

1.7 Elect James Loughlin For For

1.8 Elect Ernest Mario For For

1.9 Elect Walter Robb For For




Proxy Voting

Company: Fund:

Baxter International Inc.



BAX United States 05/04/2010 Annual No

Proposal Mgmt Rec

Our Vote

1 Elect Blake Devitt For For

2 Elect John Forsyth For For

3 Elect Gail Fosler For For

4 Elect Carole Shapazian For For


6 Shareholder Proposal Regarding Simple Majority Vote

Against For



Proxy Voting

Company: Fund:

Bank of America Corporation



BAC United States 02/23/2010 Special No

Proposal Mgmt Rec

Our Vote

1 Increase of Authorized Common Stock For For

2 Right to Adjourn Meeting For For



Proxy Voting

Company: Fund:

Bank of America Corporation



BAC United States 04/28/2010 Annual No

Proposal Mgmt Rec

Our Vote

1 Elect Susan Bies For For

2 Elect William Boardman For For

3 Elect Frank Bramble, Sr. For For

4 Elect Virgis Colbert For For

5 Elect Charles Gifford For For

6 Elect Charles Holliday, Jr. For For

7 Elect D. Paul Jones, Jr. For For

8 Elect Monica Lozano For For

9 Elect Thomas May For For

10 Elect Brian Moynihan For For

11 Elect Donald Powell For For

12 Elect Charles Rossotti For For

13 Elect Robert Scully For For



16 Advisory Vote on Executive Compensation For For

17 Amendment to the 2003 Key Associate Stock Plan For For

18 Shareholder Proposal Regarding Disclosure of Prior Government Service

Against Against

19 Shareholder Proposal Regarding Non-Deductible Compensation

Against Against


Against Against


Against Against

22 Shareholder Proposal Regarding CEO Succession Planning

Against Against

23 Shareholder Proposal Regarding Report OTC Derivative Trading

Against Against

24 Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback)

Against Against



Proxy Voting

Company: Fund:

Apple Inc. Harbor Capital Appreciation Fund


AAPL United States 02/25/2010 Annual No

ProposalMgmt Rec

Our Vote

1.1 Elect William Campbell For For

1.2 Elect Millard Drexler For For

1.3 Elect Albert Gore, Jr. For For

1.4 Elect Steven Jobs For For

1.5 Elect Andrea Jung For For

1.6 Elect Arthur Levinson For For

1.7 Elect Jerome York For For

2 Amendment to the 2003 Employee Stock Plan For For

3 Amendment to the 1997 Director Stock Option Plan For For



6 Shareholder Proposal Regarding Sustainability Report

Against Against

7 Shareholder Proposal Regarding Formation of Sustainability Committee

Against Against



Proxy Voting

Company: Fund:

Apache Corporation



APA United States 05/06/2010 Annual No

Proposal Mgmt Rec

Our Vote

1 Elect Eugene Fiedorek For For

2 Elect Patricia Graham For For

3 Elect F. H. Merelli For For




Proxy Voting

Company: Fund:

Coach, Inc. Harbor Capital Appreciation Fund


COH United States 11/05/2009 Annual No

ProposalMgmt Rec

Our Vote

1.1 Elect Lew Frankfort For For

1.2 Elect Susan Kropf For For

1.3 Elect Gary Loveman For For

1.4 Elect Ivan Menezes For For

1.5 Elect Irene Miller For For

1.6 Elect Michael Murphy For For

1.7 Elect Jide Zeitlin For For

2 Amendment to the 2004 Stock Incentive Award Plan For For

3 Shareholder Proposal Regarding Cessation of Fur Use in Products

Against Against



Proxy Voting

Company: Fund:

VISA INC. Harbor Capital Appreciation Fund


V United States 01/20/2010 Annual No

ProposalMgmt Rec

Our Vote

1.1 Elect Robert Matschullat For For

1.2 Elect Cathy Minehan For For

1.3 Elect David Pang For For

1.4 Elect William Shanahan For For

1.5 Elect John Swainson For For




Proxy Voting

Company: Fund:

Vertex Pharmaceuticals Incorporated



VRTX United States 05/13/2010 Annual No

ProposalMgmt Rec

Our Vote

1.1 Elect Joshua Boger For For

1.2 Elect Charles Sanders For For

1.3 Elect Elaine Ullian For For

2 Amendment to the 2006 Stock and Option Plan For Against




Proxy Voting

Company: Fund:

United Technologies Corporation



UTX United States 04/14/2010 Annual No

ProposalMgmt Rec

Our Vote

1.1 Elect Louis Chenevert For For

1.2 Elect John Faraci For For

1.3 Elect Jean-Pierre Garnier For For

1.4 Elect Jamie Gorelick For For

1.5 Elect Carlos Gutierrez For For

1.6 Elect Edward Kangas For For

1.7 Elect Charles Lee For For

1.8 Elect Richard McCormick For For

1.9 Elect Harold McGraw III For For

1.10 Elect Richard Myers For For

1.11 Elect H. Patrick Swygert For For

1.12 Elect Andre Villeneuve For For

1.13 Elect Christine Whitman For For



Against Against



Proxy Voting

Company: Fund:

Union Pacific Corporation



UNP United States 05/06/2010 Annual No

Proposal Mgmt Rec

Our Vote

1 Elect Andrew Card, Jr. For For

2 Elect Erroll Davis, Jr. For For

3 Elect Thomas Donohue For For

4 Elect Archie Dunham For For

5 Elect Judith Richards Hope For For

6 Elect Charles Krulak For For

7 Elect Michael McCarthy For For

8 Elect Michael McConnell For For

9 Elect Thomas McLarty III For For

10 Elect Steven Rogel For For

11 Elect Jose Villarreal For For

12 Elect James Young For For


14 Shareholder Proposal Regarding Independent Board Chairman

Against Against


Against For



Proxy Voting

Company: Fund:

Unilever PLC Harbor Capital Appreciation Fund


ULVR United Kingdom 05/12/2010 Annual No

ProposalMgmt Rec

Our Vote


2 Directors' Remuneration Report For For

3 Elect Paul Polman For For

4 Elect Jean-Marc Huet For For

5 Elect Louise Fresco For For

6 Elect Ann Fudge For For

7 Elect Charles Golden For For

8 Elect Byron Grote For For

9 Elect Hixonia Nyasulu For For

10 Elect K.J. Storm For For

11 Elect Michael Treschow For For

12 Elect Jeroen van der Veer For For

13 Elect Paul Walsh For For

14 Elect Sir Malcolm Rifkind For For


16 Authority to Set Auditor's Fees For For

17 Authority to Issue Shares w/ Preemptive Rights For For

18 Authority to Issue Shares w/o Preemptive Rights For For

19 Authority to Repurchase Shares For For

20 Authorisation of Political Donations For For

21 Authority to Set General Meeting Notice Period at 14 Days For For

22 Management Co-investment Plan For For

23 Adoption of New Articles For For

24 Non-Voting Meeting Note



Proxy Voting

Company: Fund:

Tiffany & Co. Harbor Capital Appreciation Fund


TIF United States 05/20/2010 Annual No

ProposalMgmt Rec

Our Vote

1 Elect Michael Kowalski For For

2 Elect Rose Marie Bravo For For

3 Elect Gary Costley For For

4 Elect Lawrence Fish For For

5 Elect Abby Kohnstamm For For

6 Elect Charles Marquis For For

7 Elect Peter May For For

8 Elect J. Thomas Presby For For

9 Elect William Shutzer For For




Proxy Voting

Company: Fund:

The Walt Disney Company



DIS United States 03/10/2010 Annual No

Proposal Mgmt Rec

Our Vote

1 Elect Susan Arnold For For

2 Elect John Bryson For For

3 Elect John Chen For For

4 Elect Judith Estrin For For

5 Elect Robert Iger For For

6 Elect Steven Jobs For For

7 Elect Fred Langhammer For For

8 Elect Aylwin Lewis For For

9 Elect Monica Lozano For For

10 Elect Robert Matschullat For For

11 Elect John Pepper, Jr. For For

12 Elect Sheryl Sandberg For For

13 Elect Orin Smith For For



16 Amendment to Supermajority Requirement Regarding Interested Person Transactions For For

17 Elimination of Supermajority Requirement for Bylaw Amendments For For

18 Amendment to the Certificate of Incorporation Regarding Tracking Stock Provisions For For

19 Amendment to the Certificate of Incorporation Regarding Classified Board Transition Provisions

For For


Against Against

21 Shareholder Proposal Regarding Ex-Gay Non-Discrimination Policy

Against Against



Proxy Voting

Company: Fund:

The Home Depot, Inc.



HD United States 05/20/2010 Annual No

Proposal Mgmt Rec

Our Vote

1 Elect F. Duane Ackerman For For

2 Elect David Batchelder For For

3 Elect Francis Blake For For

4 Elect Ari Bousbib For For

5 Elect Gregory Brenneman For For

6 Elect Albert Carey For For

7 Elect Armando Codina For For

8 Elect Bonnie Hill For For

9 Elect Karen Katen For For


11 Approval of Material Terms of Performance Goals Under the 2005 Omnibus Stock Incentive Plan

For For

12 Shareholder Proposal Regarding Cumulative Voting

Against Against


Against Against


Against Against

15 Shareholder Proposal Regarding Right to Act by Written Consent

Against Against


Against Against

17 Shareholder Proposal Regarding Employment Diversity Report

Against Against

18 Shareholder Proposal Regarding Reincorporation

Against Against



Proxy Voting

Company: Fund:

The Goldman Sachs Group, Inc.



GS United States 05/07/2010 Annual No

Proposal Mgmt Rec

Our Vote

1 Elect Lloyd Blankfein For For

2 Elect John Bryan For For

3 Elect Gary Cohn For For

4 Elect Claes Dahlback For For

5 Elect Stephen Friedman For For

6 Elect William George For For

7 Elect James Johnson For For

8 Elect Lois Juliber For For

9 Elect Lakshmi Mittal For For

10 Elect James Schiro For For

11 Elect H. Lee Scott, Jr. For For



14 Elimination of Supermajority Requirement For For

15 Amendment to Certificate of Incorporation Regarding the Right to Call Special Meetings For For


Against Against


Against Against


Against Against


Against Against

20 Shareholder Proposal Regarding Report on Climate Policy

Against Against

21 Shareholder Proposal Regarding Report on Ratio Between Executive and Employee Pay

Against Against

22 Shareholder Proposal Regarding Retention of Shares After Retirement

Against Against



Proxy Voting

Company: Fund:

The Charles Schwab Corporation



SCHW United States 05/13/2010 Annual No

ProposalMgmt Rec

Our Vote

1 Elect Arun Sarin For For

2 Elect Paula Sneed For For


4 Amendment to the Corporate Executive Bonus Plan For For


Against Against

6 Shareholder Proposal Regarding the Approval Survivor Benefits (Golden Coffins)

Against Against



Proxy Voting

Company: Fund:

The Boeing Company



BA United States 04/26/2010 Annual No

Proposal Mgmt Rec

Our Vote

1 Elect John Biggs For For

2 Elect John Bryson For For

3 Elect David Calhoun For For

4 Elect Arthur Collins, Jr. For For

5 Elect Linda Cook For For

6 Elect William Daley For For

7 Elect Kenneth Duberstein For For

8 Elect Edmund Giambastiani, Jr. For For

9 Elect John McDonnell For For

10 Elect W. James McNerney, Jr. For For

11 Elect Susan Schwab For For

12 Elect Mike Zafirovski For For


14 Shareholder Proposal Regarding Military Contracts/Sales

Against Against


Against Against


Against Against


Against Against


Against Against



Proxy Voting

Company: Fund:

Teva Pharmaceutical Industries Ltd (ADR)



TEVA United States 06/29/2010 Annual No

ProposalMgmt Rec

Our Vote


2 Elect Abraham Cohen For For

3 Elect Amir Elstein For For

4 Elect Roger Kornberg For For

5 Elect Moshe Many For For

6 Elect Dan Propper For For


8 2010 Long-Term Equity-Based Incentive Plan For For

9 Remuneration of Phillip Frost For For

10 Remuneration of Moshe Many For For

11 Remuneration of Roger Kornberg For For

12 Increase in Authorized Capital For For



Proxy Voting

Company: Fund:

Tencent Holdings Limited



700 Cayman Islands 05/12/2010 Annual No

Proposal Mgmt Rec

Our Vote




4 Elect ZHANG Zhidong For For

5 Elect Charles St Leger Searle For For

6 Directors' Fees For For

7 Appointment of Auditor and Authority to Set Fees For For


9 Non-Voting Agenda Item


11 Authority to Issue Repurchased Shares For For




Proxy Voting

Company: Fund:

Target Corporation



TGT United States 06/09/2010 Annual No

Proposal Mgmt Rec

Our Vote

1 Elect Calvin Darden For For

2 Elect Anne Mulcahy For For

3 Elect Stephen Sanger For For

4 Elect Gregg Steinhafel For For

5 Ratification of Auditor For Against

6 Repeal of Classified Board For For

7 Elimination of Supermajority Requirement For For

8 Amendment and Restatement of the Articles of Incorporation For For


Against Against



Proxy Voting

Company: Fund:

Starbucks Corporation



SBUX United States 03/24/2010 Annual No

Proposal Mgmt Rec

Our Vote

1 Elect Howard Schultz For For

2 Elect Barbara Bass For For

3 Elect William Bradley For For

4 Elect Mellody Hobson For For

5 Elect Kevin Johnson For For

6 Elect Olden Lee For For

7 Elect Sheryl Sandberg For For

8 Elect James Shennan, Jr. For For

9 Elect Javier Teruel For For

10 Elect Myron Ullman, III For For

11 Elect Craig Weatherup For For


13 Shareholder Proposal Regarding Recycling Strategy for Beverage Containers

Against Against



Proxy Voting

Company: Fund:

Staples, Inc. Harbor Capital Appreciation Fund


SPLS United States 06/07/2010 Annual No

ProposalMgmt Rec

Our Vote

1 Elect Basil Anderson For For

2 Elect Arthur Blank For For

3 Elect Mary Burton For For

4 Elect Justin King For For

5 Elect Carol Meyrowitz For For

6 Elect Rowland Moriarty For For

7 Elect Robert Nakasone For For

8 Elect Ronald Sargent For For

9 Elect Elizabeth Smith For For

10 Elect Robert Sulentic For For

11 Elect Vijay Vishwanath For For

12 Elect Paul Walsh For For

13 Long Term Cash Incentive Plan For For




Against Against


Against Against



Proxy Voting

Company: Fund:

Southwestern Energy Company



SWN United States 05/18/2010 Annual No

Proposal Mgmt Rec

Our Vote

1.1 Elect Lewis Epley, Jr. For For

1.2 Elect Robert Howard For For

1.3 Elect Harold Korell For For

1.4 Elect Vello Kuuskraa For For

1.5 Elect Kenneth Mourton For For

1.6 Elect Steven Mueller For For

1.7 Elect Charles Scharlau For For



4 Shareholder Proposal Regarding Majority Vote for Election of Directors

Against Against


Against Against



Proxy Voting

Company: Fund:

SolarWinds Inc. Harbor Capital Appreciation Fund


SWI United States 05/21/2010 Annual No

ProposalMgmt Rec

Our Vote

1.1 Elect Jeffrey L. Horing For For

1.2 Elect J. Benjamin Nye For For

1.3 Elect Kevin B. Thompson For For




Proxy Voting

Company: Fund:

SHIRE PLC Harbor Capital Appreciation Fund


SHP United States 04/27/2010 Annual No

ProposalMgmt Rec

Our Vote


2 Directors' Remuneration Report For For

3 Elect David Stout For For

4 Elect William Burns For For


6 Authority to Set Auditor's Fees For For

7 Authority to Issue Shares w/ Preemptive Rights For For

8 Amendments to Portfolio Share Plan For For





Proxy Voting

Company: Fund:

Schlumberger N.V. (Schlumberger Limited)



SLB United States 04/07/2010 Annual No

ProposalMgmt Rec

Our Vote

1.1 Elect Philippe Camus For For

1.2 Elect Jamie Gorelick For For

1.3 Elect Andrew Gould For For

1.4 Elect Tony Isaac For For

1.5 Elect Nikolay Kudryavtsev For For

1.6 Elect Adrian Lajous For For

1.7 Elect Michael Marks For For

1.8 Elect Leo Reif For For

1.9 Elect Tore Sandvold For For

1.10 Elect Henri Seydoux For For

1.11 Elect Peter Currie For For

1.12 Elect K.V. Kamath For For

2 Approval of Financial Statements and Dividends For For

3 2010 Stock Incentive Plan For For

4 Amendment to the Discounted Stock Purchase Plan For For




Proxy Voting

Company: Fund:

salesforce.com, inc.



CRM United States 06/10/2010 Annual No

Proposal Mgmt Rec

Our Vote

1.1 Elect Stratton Sclavos For For

1.2 Elect Lawrence Tomlinson For For

1.3 Elect Shirley Young For For




Proxy Voting

Company: Fund:

Research In Motion Ltd.



RIM United States 07/14/2009 Annual No

Proposal Mgmt Rec

Our Vote

1.1 Elect Mike Lazaridis For For

1.2 Elect James Estill For For

1.3 Elect David Kerr For For

1.4 Elect Roger Martin For For

1.5 Elect John Richardson For For

1.6 Elect Barbara Stymiest For For

1.7 Elect John Wetmore For For

2 Appointment of Auditor and Authority to Set Fees For For



Proxy Voting

Company: Fund:

QUALCOMM Incorporated



QCOM United States 03/02/2010 Annual No

Proposal Mgmt Rec

Our Vote

1.1 Elect Barbara Alexander For For

1.2 Elect Stephen Bennett For For

1.3 Elect Donald Cruickshank For For

1.4 Elect Raymond Dittamore For For

1.5 Elect Thomas Horton For For

1.6 Elect Irwin Jacobs For For

1.7 Elect Paul Jacobs For For

1.8 Elect Robert Kahn For For

1.9 Elect Sherry Lansing For For

1.10 Elect Duane Nelles For For

1.11 Elect Brent Scowcroft For For

1.12 Elect Marc Stern For For

2 Amendment to the 2006 Long-Term Incentive Plan For For




Proxy Voting

Company: Fund:

Praxair, Inc. Harbor Capital Appreciation Fund


PX United States 04/27/2010 Annual No

ProposalMgmt Rec

Our Vote

1.1 Elect Stephen Angel For For

1.2 Elect Nance Dicciani For For

1.3 Elect Edward Galante For For

1.4 Elect Claire Gargalli For For

1.5 Elect Ira Hall For For

1.6 Elect Raymond LeBoeuf For For

1.7 Elect Larry McVay For For

1.8 Elect Wayne Smith For For

1.9 Elect Robert Wood For For




Proxy Voting

Company: Fund:

Pfizer Inc. Harbor Capital Appreciation Fund


PFE United States 04/22/2010 Annual No

ProposalMgmt Rec

Our Vote

1 Elect Dennis Ausiello For For

2 Elect Michael Brown For For

3 Elect M. Anthony Burns For For

4 Elect Robert Burt For For

5 Elect W. Don Cornwell For For

6 Elect Frances Fergusson For For

7 Elect William Gray, III For For

8 Elect Constance Horner For For

9 Elect James Kilts For For

10 Elect Jeffrey Kindler For For

11 Elect George Lorch For For

12 Elect John Mascotte For For

13 Elect Suzanne Nora Johnson For For

14 Elect Stephen Sanger For For

15 Elect William Steere, Jr. For For



18 Amendment to Bylaws Regarding the Right to Call a Special Meeting For For

19 Shareholder Proposal Regarding Stock Option Policy

Against Against



Proxy Voting

Company: Fund:

Oracle Corporation



ORCL United States 10/07/2009 Annual No

Proposal Mgmt Rec

Our Vote

1.1 Elect Jeffrey Berg For For

1.2 Elect H. Raymond Bingham For For

1.3 Elect Michael Boskin For For

1.4 Elect Safra Catz For For

1.5 Elect Bruce Chizen For For

1.6 Elect George Conrades For For

1.7 Elect Lawrence Ellison For For

1.8 Elect Hector Garcia-Molina For For

1.9 Elect Jeffrey Henley For For

1.10 Elect Donald Lucas For For

1.11 Elect Charles Phillips, Jr. For For

1.12 Elect Naomi Seligman For For

2 2010 Executive Bonus Plan For For



Against Against


Against Against


Against Against



Proxy Voting

Company: Fund:

Occidental Petroleum Corporation



OXY United States 05/07/2010 Annual No

ProposalMgmt Rec

Our Vote

1 Elect Spencer Abraham For For

2 Elect John Chalsty For For

3 Elect Stephen Chazen For For

4 Elect Edward Djerejian For For

5 Elect John Feick For For

6 Elect Carlos Gutierrez For For

7 Elect Ray Irani For For

8 Elect Irvin Maloney For For

9 Elect Avedick Poladian For For

10 Elect Rodolfo Segovia For For

11 Elect Aziz Syriani For For

12 Elect Rosemary Tomich For For

13 Elect Walter Weisman For For


15 Re-approval of Performance Goals under the 2005 Long-Term Incentive Plan For For


17 Shareholder Proposal Regarding Restricting Executive Compensation

Against Against


Against Against


Against Against

20 Shareholder Proposal Regarding Report on Host Country Regulations

Against Against


Against Against

22 Shareholder Proposal Regarding Security of Chemical Facilities

Against Against

23 Shareholder Proposal Regarding Compensation in the Event of a Change of Control

Against Against



Proxy Voting

Company: Fund:

Novartis AG Harbor Capital Appreciation Fund


NOVN United States 02/26/2010 Annual No

ProposalMgmt Rec

Our Vote


2 Ratification of Board and Management Acts For For


4 Amendments to Articles For For

5 Amendment Regarding Advisory Vote on Compensation Policy For For

6 Elect Marjorie Yang For For

7 Elect Daniel Vasella For For

8 Elect Hans-Jorg Rudloff For For


10 Transaction of Other Business For For



Proxy Voting

Company: Fund:

NIKE, Inc. Harbor Capital Appreciation Fund


NKE United States 09/21/2009 Annual No

ProposalMgmt Rec

Our Vote

1.1 Elect Jill Conway For For

1.2 Elect Alan Graf, Jr. For For

1.3 Elect John Lechleiter For For

2 Amendment to the Employee Stock Purchase Plan For For




Proxy Voting

Company: Fund:

Mylan Inc. Harbor Capital Appreciation Fund


MYL United States 05/14/2010 Annual No

ProposalMgmt Rec

Our Vote

1.1 Elect Robert Coury For For

1.2 Elect Rodney Piatt For For

1.3 Elect Wendy Cameron For For

1.4 Elect Neil Dimick For For

1.5 Elect Douglas Leech For For

1.6 Elect Joseph Maroon For For

1.7 Elect Mark Parrish For For

1.8 Elect C. B. Todd For For

1.9 Elect Randall Vanderveen For For



Against Against


Against Against



Proxy Voting

Company: Fund:

Morgan Stanley Harbor Capital Appreciation Fund


MS United States 05/18/2010 Annual No

ProposalMgmt Rec

Our Vote

1 Elect Roy Bostock For For

2 Elect Erskine Bowles For For

3 Elect Howard Davies For For

4 Elect James Gorman For For

5 Elect James Hance, Jr. For For

6 Elect Nobuyuki Hirano For For

7 Elect C. Robert Kidder For For

8 Elect John Mack For For

9 Elect Donald Nicolaisen For For

10 Elect Charles Noski For For

11 Elect Hutham Olayan For For

12 Elect O. Griffith Sexton For For

13 Elect Laura Tyson For For



16 Amendment to the 2007 Equity Incentive Compensation Plan For Against


Against Against


Against Against


Against Against

20 Shareholder Proposal Regarding Report of Ratio Between Executive and Employee Pay

Against Against

21 Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback)

Against Against



Proxy Voting

Company: Fund:

Monsanto Company



MON United States 01/26/2010 Annual No

Proposal Mgmt Rec

Our Vote

1 Elect Frank AtLee, III For For

2 Elect David Chicoine For For

3 Elect Arthur Harper For For

4 Elect Gwendolyn King For For


6 Amendment to the 2005 Long-Term Incentive Plan For For



Proxy Voting

Company: Fund:

Medco Health Solutions, Inc.



MHS United States 05/12/2010 Annual No

Proposal Mgmt Rec

Our Vote

1 Elect Howard Barker, Jr. For For

2 Elect John Cassis For For

3 Elect Michael Goldstein For For

4 Elect Charles Lillis For For

5 Elect Myrtle Potter For For

6 Elect William Roper For For

7 Elect David Snow, Jr. For For

8 Elect David Stevens For Against

9 Elect Blenda Wilson For For


11 Amendment to Certificate of Incorporation Regarding the Right to Call Special Meetings For For



Proxy Voting

Company: Fund:

Marriott International, Inc.



MAR United States 05/07/2010 Annual No

Proposal Mgmt Rec

Our Vote

1 Elect J.W. Marriott, Jr. For For

2 Elect John Marriott III For For

3 Elect Mary Bush For For

4 Elect Lawrence Kellner For For

5 Elect Debra Lee For For

6 Elect George Munoz For For

7 Elect Harry Pearce For For

8 Elect Steven Reinemund For For

9 Elect W. Mitt Romney For For

10 Elect William Shaw For For

11 Elect Lawrence Small For For




Proxy Voting

Company: Fund:

Juniper Networks, Inc.



JNPR United States 05/12/2010 Annual No

Proposal Mgmt Rec

Our Vote

1.1 Elect Pradeep Sindhu For For

1.2 Elect Robert Calderoni For For

1.3 Elect William Meehan For For

2 Amendment to the 2006 Equity Incentive Plan For For




Proxy Voting

Company: Fund:

JPMorgan Chase & Co.



JPM United States 05/18/2010 Annual No

Proposal Mgmt Rec

Our Vote

1 Elect Crandall Bowles For For

2 Elect Stephen Burke For For

3 Elect David Cote For For

4 Elect James Crown For For

5 Elect James Dimon For For

6 Elect Ellen Futter For For

7 Elect William Gray, III For For

8 Elect Laban Jackson, Jr. For For

9 Elect David Novak For For

10 Elect Lee Raymond For For

11 Elect William Weldon For For



14 Shareholder Proposal Regarding Affirmation of Political Nonpartisanship

Against Against


Against Against


Against Against


Against Against


Against Against

19 Shareholder Proposal Regarding Report of Ratio Between CEO and Employee Pay

Against Against


Against Against



Proxy Voting

Company: Fund:

Johnson Controls, Inc.



JCI United States 01/27/2010 Annual No

Proposal Mgmt Rec

Our Vote

1.1 Elect David Abney For For

1.2 Elect Robert Barnett For For

1.3 Elect Eugenio Clariond Reyes-Retana For For

1.4 Elect Jeffrey Joerres For For



Against For



Proxy Voting

Company: Fund:

International Business Machines Corporation



IBM United States 04/27/2010 Annual No

ProposalMgmt Rec

Our Vote

1 Elect Alain Belda For For

2 Elect Cathleen Black For For

3 Elect William Brody For For

4 Elect Kenneth Chenault For For

5 Elect Michael Eskew For For

6 Elect Shirley Jackson For For

7 Elect Andrew Liveris For For

8 Elect W. James McNerney, Jr. For For

9 Elect Taizo Nishimuro For For

10 Elect James Owens For For

11 Elect Samuel Palmisano For For

12 Elect Joan Spero For For

13 Elect Sidney Taurel For For

14 Elect Lorenzo Zambrano For Abstain



Against Against


Against Against


Against Against


Against Against



Proxy Voting

Company: Fund:

Intel Corporation Harbor Capital Appreciation Fund


INTC United States 05/19/2010 Annual No

ProposalMgmt Rec

Our Vote

1 Elect Charlene Barshefsky For For

2 Elect Susan Decker For For

3 Elect John Donahoe For For

4 Elect Reed Hundt For For

5 Elect Paul Otellini For For

6 Elect James Plummer For For

7 Elect David Pottruck For For

8 Elect Jane Shaw For For

9 Elect Frank Yeary For For

10 Elect David Yoffie For For





Proxy Voting

Company: Fund:

Illumina, Inc. Harbor Capital Appreciation Fund


ILMN United States 05/12/2010 Annual No

ProposalMgmt Rec

Our Vote

1.1 Elect Paul Grint For For

1.2 Elect David Walt For For




Proxy Voting

Company: Fund:

Hewlett-Packard Company



HPQ United States 03/17/2010 Annual No

Proposal Mgmt Rec

Our Vote

1 Elect Marc Andreessen For For

2 Elect Lawrence Babbio Jr. For For

3 Elect Sari Baldauf For For

4 Elect Rajiv Gupta For For

5 Elect John Hammergren For For

6 Elect Mark Hurd For For

7 Elect Joel Hyatt For For

8 Elect John Joyce For For

9 Elect Robert Ryan For For

10 Elect Lucille Salhany For For

11 Elect G. Kennedy Thompson For For



14 Adopt Advisory Vote on Executive Compensation For For



Proxy Voting

Company: Fund:

Google Inc. Harbor Capital Appreciation Fund


GOOG United States 05/13/2010 Annual No

ProposalMgmt Rec

Our Vote

1.1 Elect Eric Schmidt For For

1.2 Elect Sergey Brin For For

1.3 Elect Larry Page For For

1.4 Elect L. John Doerr For For

1.5 Elect John Hennessy For For

1.6 Elect Ann Mather For For

1.7 Elect Paul Otellini For For

1.8 Elect K. Shriram For For

1.9 Elect Shirley Tilghman For For


3 Amendment to the 2004 Stock Plan For Against

4 Shareholder Proposal Regarding Sustainability Report

Against Against

5 Shareholder Proposal Regarding Behavorial Advertising

Against Against

6 Shareholder Proposal Regarding Human Rights in China

Against Against



Proxy Voting

Company: Fund:

Gilead Sciences, Inc.



GILD United States 05/11/2010 Annual No

Proposal Mgmt Rec

Our Vote

1.1 Elect Paul Berg For For

1.2 Elect John Cogan For For

1.3 Elect Etienne Davignon For For

1.4 Elect James Denny For For

1.5 Elect Carla Hills For For

1.6 Elect Kevin Lofton For For

1.7 Elect John Madigan For For

1.8 Elect John Martin For For

1.9 Elect Gordon Moore For For

1.10 Elect Nicholas Moore For For

1.11 Elect Richard Whitley For For

1.12 Elect Gayle Wilson For For

1.13 Elect Per Wold-Olsen For For



Against For



Proxy Voting

Company: Fund:

Express Scripts, Inc.



ESRX United States 05/05/2010 Annual No

Proposal Mgmt Rec

Our Vote

1 Elect Gary Benanav For For

2 Elect Frank Borelli For For

3 Elect Maura Breen For For

4 Elect Nicholas LaHowchic For For

5 Elect Thomas Mac Mahon For For

6 Elect Frank Mergenthaler For For

7 Elect Woodrow Myers, Jr. For For

8 Elect John Parker, Jr. For For

9 Elect George Paz For For

10 Elect Samuel Skinner For Against

11 Elect Seymour Sternberg For For

12 Elect Barrett Toan For For


14 Shareholder Proposal Regarding Political Contributions and Expenditures Report

Against Against


Against Against



Proxy Voting

Company: Fund:

Dollar General Corporation



DG United States 06/03/2010 Annual No

Proposal Mgmt Rec

Our Vote

1.1 Elect Raj Agrawal For For

1.2 Elect Warren Bryant For For

1.3 Elect Michael Calbert For For

1.4 Elect Richard Dreiling For For

1.5 Elect Adrian Jones For For

1.6 Elect William Rhodes III For For

1.7 Elect David Rickard For For




Proxy Voting

Company: Fund:

Cummins Inc. Harbor Capital Appreciation Fund


CMI United States 05/11/2010 Annual No

ProposalMgmt Rec

Our Vote

1 Elect Robert Bernhard For For

2 Elect Franklin Chang-Diaz For For

3 Elect Robert Herdman For For

4 Elect Alexis Herman For For

5 Elect N. Thomas Linebarger For For

6 Elect William Miller For For

7 Elect Georgia Nelson For For

8 Elect Theodore Solso For For

9 Elect Carl Ware For For




Proxy Voting

Company: Fund:

Costco Wholesale Corporation



COST United States 01/28/2010 Annual No

Proposal Mgmt Rec

Our Vote

1.1 Elect Benjamin Carson, Sr. For For

1.2 Elect William Gates For For

1.3 Elect Hamilton James For Withhold

1.4 Elect Jill Ruckelshaus For For





Proxy Voting

Company: Fund:

Colgate-Palmolive Company



CL United States 05/07/2010 Annual No

Proposal Mgmt Rec

Our Vote

1 Elect John Cahill For For

2 Elect Ian Cook For For

3 Elect Helene Gayle For For

4 Elect Ellen Hancock For For

5 Elect Joseph Jimenez For For

6 Elect David Johnson For For

7 Elect Richard Kogan For For

8 Elect Delano Lewis For For

9 Elect J. Pedro Reinhard For For

10 Elect Stephen Sadove For For



13 Shareholder Proposal Regarding Reviewing Charitable Spending

For Against


For Against



Proxy Voting

Company: Fund:

VMware, Inc. Harbor Capital Appreciation Fund


VMW United States 05/21/2010 Annual No

ProposalMgmt Rec

Our Vote




securitymeetingl - university of · pdf file1.5 elect h. laurance fuller for for 1.6 elect...

Documents