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    ESSC-ESF POSITION PAPER

    Science-Driven Scenarioor Space ExplorationReport rom the European Space Sciences Committee (ESSC)

    www.es.org

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    The European Science Foundation (ESF) was estab-

    lished in 1974 to create a common European platorm

    or cross-border cooperation in all aspects o scien-

    tic research.

    With its emphasis on a multidisciplinary and pan-

    European approach, the Foundation provides the

    leadership necessary to open new rontiers in Euro-

    pean science.

    Its activities include providing science policy

    advice (Science Strategy); stimulating cooperation

    between researchers and organisations to explore

    new directions (Science Synergy); and the admin-

    istration o externally unded programmes (Science

    Management). These take place in the ollowingareas: Physical and engineering sciences; Medical

    sciences; Lie, earth and environmental sciences;

    Humanities; Social sciences; Polar; Marine; Space;

    Radio astronomy requencies; Nuclear physics.

    Headquartered in Strasbourg with oces in Brus-

    sels and Ostend, the ESFs membership comprises

    77 national unding agencies, research perorming

    agencies and academies rom 30 European coun-

    tries.

    The Foundations independence allows the ESF to

    objectively represent the priorities o all these mem-

    bers.

    This work was carried out under ESA contractNo. 21012

    The European Space Sciences Committee (ESSC),

    established in 1975, grew out o the need or a col-

    laborative eort that would ensure European space

    scientists made their voices heard on the other side

    o the Atlantic. More than 30 years later the ESSC

    has become even more relevant today as it acts as

    an interace with the European Spa ce Agency (ESA),

    the European Commission, national space agencies,

    and ESF Member Organisations on space-related

    aspects. The mission o the ESSC is to provide an

    independent European voice on European space

    research and policy.

    The ESSC is non-governmental and provides an

    independent orum or scientists to debate spacesciences issues. The ESSC is represented ex ocio

    in ESAs scientic advisory bodies, in ESAs High-

    level Science Policy Advisory Committee advising

    its Director General, in the ECs FP7 Space Advisory

    Group, and it holds an observer status in ESAs

    Ministerial Councils. At the international level, ESSC

    maintains strong relationships with the NRCs Space

    Studies Board in the U.S., and corresponding bodies

    in Japan and China.

    Front cover:Aurora en route to Mars and the Moon

    Image credits: ESA P. Carril

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    ESSC-ESF Position Paper | 3

    Foreword

    In 2005 the ESA Directorate or Human Spaceight,

    Microgravity and Exploration (D-HME) commissioned

    a study rom the ESFs European Space Sciences

    Committee (ESSC) to examine the science aspects o

    the Aurora Programme in preparation or the December

    2005 Ministerial Conerence o ESA Member States,

    held in Berlin. A frst interim report was presented to

    ESA at the second stakeholders meeting on 30 and 31

    May 2005. A second drat report was made availableat the time o the fnal science stakeholders meeting

    on 16 September 2005 in order or ESA to use its rec-

    ommendations to prepare the Executive proposal to

    the Ministerial Conerence. The fnal ESSC report on

    that activity came a ew months ater the Ministerial

    Conerence (June 2006), and attempted to capture

    some elements o the new situation ater Berlin, and inthe context o the reduction in NASAs budget that wastaking place at that time; e.g. the postponement sine

    die o the Mars Sample Return mission.At the time o this study, ESSC made it clear to ESA

    that the timeline imposed prior to the Berlin Conerence

    had not allowed or a proper consultation o the relevant

    science community and that this should be corrected

    in the near uture. In response to that recommenda-

    tion, ESSC was asked again in the summer o 2006 to

    initiate a broad consultation to defne a science-drivenscenario or the Aurora Programme. This exercise ran

    between October 2006 and May 2007. ESA provided

    the unding or sta support, publication costs and

    costs related to meetings o a Steering Group, two

    meetings o a larger ad hoc group (7 and 8 December

    2006 and 8 February 2007), and a fnal scientifc work-

    shop on 15 and 16 May 2007 in Athens. As a result o

    these meetings a drat report was produced and exam-ined by the Ad Hoc Group. Following their endorsement

    o the report and its approval by the plenary meeting othe ESSC, the drat report was externally reereed, asis now normal practice with all ESSC-ESF reports, andamended accordingly.

    The Ad Hoc Group defned overarching scientifc

    goals or Europes exploration programme, dubbed

    Emergence and co-evolution o lie with its planetary

    environments, ocusing on those targets that can ul-

    timately be reached by humans, i.e. Mars, the Moon

    and Near Earth Objects. Mars was urther recognised

    as the ocus o that programme, with Mars sample re-

    turn as the recognised primary goal; urthermore the

    report clearly states that Europe should position itselas a major actor in defning and leading Mars sample

    return missions.We are glad to be able to provide this fnal report to

    ESA, European national space agencies and the spacescience community. We hope that it will help Europe

    better defne its own challenging, albeit realistic, road-

    map or the exploration o the solar system.Finally we would like to thank grateully Proessor

    Gerhard Haerendel, who was chairing the ESSC-ESF

    during the most part o this evaluation and who contrib-uted to a very large extent to its successul completion.

    John Marks Jean-Pierre Swings

    Chie Executive ChairmanEuropean Science European SpaceFoundation Sciences Committee

    December 2007

    To explore is to adapt to situations you did not plan for

    Mike Horn, Earth explorer, November 2007

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    4 | ESSC-ESF Position Paper

    Acknowledgements

    This strategy report has been reviewed by individuals

    chosen or their diverse perspectives and expertise,

    in accordance with procedures used by the European

    Science Foundation (ESF). The purpose o this in-

    dependent review was to provide additional critical

    comments to assist ESF and the European Space

    Sciences Committees (ESSC) Ad Hoc Group in mak-

    ing the published report as sound as possible and to

    ensure that it meets standards or objectivity, evidenceand responsiveness to the study charge. The contentso the review comments and drat manuscript remain

    confdential to protect the integrity o the deliberative

    process. We wish to thank the ollowing individuals or

    their participation in the review o this report:Philippe Masson, University o Orsay,Orsay, FranceClive R. Neal, University o Notre Dame,Notre Dame, Indiana, USAAn anonymous reviewer

    The ESSC and the ESF are also very grateul to

    Proessor Gerhard Haerendel, all Steering Committee

    members, Ad Hoc Group members, and participants to

    the Athens workshop, or their dedication and hard work

    in support o this evaluation activity. The contribution

    o Agustin Chicarro in compiling the table appearing inAppendix 1 o this report is grateully acknowledged.

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    Contents

    Foreword

    Acknowledgements

    1. Introduction 6

    2. General scientifc goals o Europes

    Exploration Programme 6

    3. European capabilities and achievements 8

    4. Robotic exploration o Mars 8

    5. Robotic lunar exploration 11

    6. The case or human missions to Mars

    and the Moon 13

    7. Planetary protection 14

    8. Impact o human presence on the scientifc

    exploration o Mars 15

    9. The case or Near Earth Object sample

    return missions 16

    10. International cooperation 18

    Appendices

    1. Science goals or the scientifc explorationo Mars and the Moon 19

    2. Steering Committee composition 213. Ad Hoc Group composition 21

    4. Ad Hoc Group thematic sub-groups 21

    5. The Athens Declaration 22

    Bibliography and reerences 25

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    Science-Driven Scenario or Space Exploration

    1. Introduction

    The international space exploration programme ore-

    sees multiple robotic and human missions in the solar

    system in the coming decades. A global strategy is be-ing developed jointly by a large number o space-aring

    nations and organisations. In Europe a major planning

    eort is ongoing in the ramework o the ESA Aurora

    Programme, Europes Exploration Programme (EEP)

    that envisages the launch o ExoMars in 2013 as a frststep towards a robust and renewed eort or explora-

    tion.A roadmap or Aurora started to be developed in

    2001. Furthermore a strong heritage exists in Europewithin both the mandatory programme, with several

    solar system missions having been launched, as well

    as the various ELIPS-unded research programmes.

    This allows Europe and ESA to ace new explorative

    challenges making use o solid and successul experi-ences.

    In view o the evolving international context, ESA

    has initiated urther analysis and defnition o Europespotential role in the exploration initiative by identiying

    scientifc, technological and societal priorities. For the

    science part ESA has asked the ESSC-ESF to conducta broad consultation in support o the defnition o a

    science-driven European scenario or space explora-

    tion. To this end the ESSC has appointed a Steering

    Committee to supervise the whole evaluation exercise

    and an Ad Hoc Group (AHG) to conduct the evaluationitsel. The fnal report to ESA received the agreement

    o the AHG beore it was approved by the ESSC and

    ESF. The AHG met twice, on 7 and 8 December 2006

    and 8 February 2007. At their second meeting the AHGdecided to split the work among fve sub-groups: NearEarth Objects (NEOs), Mars robotic missions, Mars

    human missions, Moon robotic missions, and Moon

    human missions (Appendix 4).In addition a workshop was organised by ESF to

    consult with the relevant scientifc community. Eighty-

    eight scientists and national representatives rom ESAMember States met in Athens on 15 and 16 May 2007

    in a workshop organised by ESF and sponsored by

    ESA (Appendix 5).This drat report eatures the recommendations

    rom the AHG to ESAs Human Spaceight, Microgravity

    and Exploration Directorate (D-HME), supplemented by

    the fndings laid out by the participants in the Athens

    workshop. Part o this outcome has already been taken

    into account by ESAs D-HME as input to their archi-

    tecture studies.

    2. General scientifc goalso Europes Exploration Programme

    Whether done robotically or with humans, or both,

    science and the search or knowledge are an essen-

    tial part o exploration. Exploration without human

    spaceight does lack an important societal and

    even scientifc interest and perspective. Hence hu-

    man spaceight should be integrated in Europes

    Exploration Programme (EEP) in a synergistic way at all

    stages o development o the programme. However the

    frst phases o this programme should be robotic.

    A vision or Europe should thereore be to prepare

    or a long-term European participation in a global

    endeavour o human exploration o the solar system

    with a ocus on Mars and the necessary intermediate

    steps, initiated by robotic exploration programmes

    with a strong scientic content.

    Drivers or human exploratory missions include

    science, technology, culture and economic aspects.

    Above all the search or habitability and, hence, or liebeyond the Earth, has been considered as one o the

    intellectual driving orces in the endeavour to explore

    our solar system. This aspect was central in establish-

    ing the overarching science goal o the EEP.

    Figure 1: Artists impression o the Aurora programme roadmap

    ESAAOESMedialab

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    1. The overarching scientifc goal o EEP should becalled: Emergence and co-evolution o lie with

    its planetary environments, with two sub-themes

    pertaining to the emergence o lie, and to the

    co-evolution o lie with their environments.2. EEP should ocus on targets that can ultimately

    be reached by humans.3. The frst steps o EEP should be done roboti-

    cally.4. International cooperation among agencies en-

    gaged in planetary exploration should be a majoreature o EEP, realised by concrete joint ven-

    tures such as some o the elements mentioned

    in the 14 space agencies Global Exploration

    Strategy document.5. Mars is recognised as the ocus o EEP, with

    Mars sample return as the driving programme;

    Europe should position itsel as a major actor indefning and leading Mars sample return mis-

    sions.6. There is unique science to be done on, o and

    rom the Moon and o/on Near Earth Objects

    or Asteroids (NEOs/NEAs). Thereore, i these

    bodies are to be used as a component o EEP,

    urther science should be pursued; the Moon

    could thus be used as a component o a robust

    exploration programme, including among oth-

    ers: geological exploration, sample return and

    low-requency radio astronomy, technology andprotocol test-bed.

    7. The role o humans as a unique tool in conduct-ing research on the Moon and on Mars must beassessed in urther detail.

    8. Since EEPs ultimate goal is to send humans to

    Mars in the longer term, research on humans

    in a space environment must be strengthened.

    Beyond the necessary ongoing and planned bio-

    logical research and human presence on, e.g. the

    international space station (ISS) or in Antarctica,opportunities to this end might also arise in the

    context o an international lunar exploration pro-gramme. ESA needs to ensure the continuity o

    the necessary expertise in the longer-term by

    supporting the relevant groups.9. Europe should develop a sample reception and

    curation acility, o joint interest to ESAs scienceand exploration programmes. A sample distri-

    bution policy needs to be established between

    international partners early in the process.10. Understanding the processes involved in the

    emergence o lie in the solar system, e.g.

    through in-depth exploration o Mars, is crucial

    to understanding the habitability o exoplanets,

    and remains a high scientifc priority that shouldbe supported by ground-based laboratory stud-ies and specifc experiments in space.

    11. Once EEP is unded and running it is suggestedthat a series o international science and technol-

    ogy exploration workshops be set up in the nearuture, which or Europe could be organised by

    ESF and the community and co-sponsored by

    ESA, in order to better defne the mission con-

    cepts and technological choices relevant to the

    above goals as this multi-decadal programme

    develops.

    General Recommendations

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    Science-Driven Scenario or Space Exploration

    3. European capabilitiesand achievements

    In order to remain a key player with its unique exper-

    tise, Europe needs to maintain and urther develop its

    independent capabilities or planetary exploration so

    that it can prepare independent access to planetary

    exploration. This should be done by developing its

    key enabling technologies and scientifc domains o

    expertise. Niches already exist, e.g. or hardware de-

    velopment in the feld o lie sciences, geophysical

    sciences and planetary sciences. Europe has already

    developed scientifc capabilities benefting human

    spaceight in human physiology, countermeasures andradiation health.

    Hence Europe certainly does not start rom scratch

    on this exploration programme. Examples o these

    niche developments and achievements are: Mars Express, which on the one hand has dem-

    onstrated Europes technical capabilities to y an

    independent planetary orbiter mission (Huygens andRosetta lander are examples o landing devices), andon the other hand has provided ample inormation

    on the geology, mineralogy and atmosphere o Mars,which is important or its urther exploration (Res.

    1-3). Concerning our understanding of the adaptation of

    the human body and its unctions to the conditions o

    space ight, above all weightlessness, Europe has a

    leading role rom studies in space as well as in long-term simulation experiments. This is also valid or

    psycho-physiological aspects o human space ight

    (Res. 4, 5). Regarding our understanding of the regulations at the

    cellular and sub-cellular level (signal transduction and

    gene expression) and their responses to the gravity

    stimulus European researchers are very strong in this

    feld (Res. 6-8). There is a long heritage in Europe relating to the bio -

    logical eects o cosmic radiation and its dosimetry.

    The frst, and so ar only, radiobiological experimentsoutside our magnetosphere were done with theEuropean Biostack experiments during the Apollo

    missions (Res. 9-11). European scientists have developed a prototype for

    a sel-sustained bio-regenerative lie support system(Melissa, Re. 12).

    SMART-1, the rst European mission to the Moon

    has demonstrated new technologies or propulsion,

    navigation and miniaturisation. It perormed recon-

    naissance o geology, composition, polar regions

    and possible landing sites as a precursor to uture

    international exploration (Re. 13). Just as the International Space Station is a key

    element or some o these achievements, the French-

    Italian Concordia base in Antarctica is an asset in

    preparatory studies on long-term isolation, water and

    waste recycling and other relevant aspects.

    A very strong synergy will need to exist between

    Aurora and ELIPS, ESAs programme or lie and

    physical sciences in space. ELIPS was reviewed, and

    its second phase was evaluated by the ESSC-ESF

    through a very large user consultation process, which

    took place in 2005 (Re. 14). A similar exercise will takeplace in the frst hal o 2008.

    Specifc recommendations were made in the fnal

    report o that evaluation process, pertaining to the de-

    tection o signatures o lie on other planets or bodies,and to the understanding o the limits o lie on Earth.

    Several recommendations in that report address

    the core competences o Europe in that domain, and

    list specic contributions by the exo/astrobiology

    and planetary exploration communities, including:

    development of life-support systems including bio-

    regenerative approaches

    early detection control and prevention of microbial

    contamination

    investigation of the radiation eld in space and its

    biological eects

    These studies require preparatory robotic space

    missions, supportive ground-based studies, and use

    o the ISS and Concordia.

    4. The robotic exploration o Mars

    The study o other planets has told us how Earth

    is unique. Clearly, lie, even i it ormed elsewhere in

    our solar system, has developed signifcantly only on

    Earth. Moreover, Earth presents a unique combina-

    tion o geological characteristics: plate tectonics and a

    global magnetic feld, an oxygen-rich atmosphere (orthe last two billion years, produced by lie itsel) and a

    hydrosphere, and a satellite (the Moon) that stabilises

    the obliquity and thus the climate.A habitable planet appears to be a complex and

    perhaps rare object. But how are geological evolution

    and habitability coupled? Will lie interact with the hostplanet to make it all the more habitable? On Earth, lie

    has interacted with global geological processes to

    make it habitable or large, multi-cellular lie orms.We may thus see lie as a geological process. On

    Mars, it may have once appeared and eventually have

    lost the race against aster developing adverse geo-

    logical processes. For instance, one hypothesis is that

    Mars had a warmer and wetter environment protected

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    ESSC-ESF Position Paper | 9

    by a magnetic feld. But the protecting feld died beore

    lie had signifcantly evolved and the atmosphere was

    eroded and went into a negative greenhouse cycle thatresulted in the cold desert planet we see today 1.

    One may thus envisage Mars as a paleo-habita-

    ble planet. What are the links between geology and

    lie? Has Mars ever hosted lie? I so, or how long, andunder what conditions, was Mars able to sustain lie?

    There is a deep need to understand how the geological

    evolution and habitability are coupled, and Mars oersa unique opportunity to investigate this crucial ques-

    tion on a second planet.One o the most signifcant and important aims o

    robotic exploration o Mars is thereore to assess thehabitability o Mars and its capability to have sustained

    lie, i it ever emerged, and or how long. This in turn iscrucial to understanding the habitability o exoplanets.

    Another essential aspect is to continue a relevant

    research on Earth to enable the determination o pos-

    sible habitats, the mode o preservation o expected

    bio-signatures (dierentiate traces o lie rom abiotic

    processes) in these habitats, and the unambiguous

    recognition o lie beyond Earth. Indeed, characteris-

    ing bio-signatures involves studies o early traces o

    lie in the Precambrian Earth and taphonomy2 o cells

    in various preservational environments o present

    Earth.

    The search or extinct and extant lie on Mars re-

    ers to the Emergence o lie theme o EEP, whereas

    the search or extant lie and characterisation o past

    and present habitability conditions deal with the Co-

    evolution o lie with their environments theme o EEP.I a robotic mission should discover traces o extinct

    or even extant lie on Mars, this would stimulate the

    interest o scientists and o society at large or a con-

    tinued human exploration o a second inhabited planet.

    Thereore, a urther important goal o robotic explora-

    tion is its ability to demonstrate the necessity or a

    detailed human exploration o Mars in order to answerthe question o whether or not there is extant lie at

    various locations on Mars.

    Mars is recognised as the ocus o EEP, which

    should rst be led robotically, with sample return(s)

    rom the red planet as its driving series o pro-

    grammes; urthermore Europe should position itsel

    as a major actor in dening and leading Mars sample

    return missions.

    Recent evaluations conducted with international

    partners are pointing towards the possibility o imple-

    menting a caching system or uture Mars landers, tobe retrieved by MSR missions. Such a caching sys-

    tem could then be developed by Europe or ExoMars,

    which would then include samples obtained by drill-

    ing. This approach could both increase the science

    return rom uture Mars landers and also, spread

    over several missions and a longer period o time the

    technological risk attached to potential multiple point

    ailures o a single mission. Hence one possible op-

    tion would be or Europe to develop such a caching

    system or ExoMars. This option must be weighted,

    however, against the added complexity o the mission

    which could easily generate unacceptable delays and/or budget increase.

    Beyond the experience gained with Mars Express a

    roadmap or EEP should articulate the ollowing steps:

    Step 1: Exomars will be the rst and therefore criti-cal step in EEP; it will oer the European communitya leading position, by exploring Mars with scientifc

    objectives as diverse as exobiology, geology, envi-

    ronment and geophysics. Securing this mission or

    a 2013 launch must thereore be the top priority o

    Europes robotic exploration programme Step 2: Mars sample return programme

    1. Recent observations made by the OMEGA spectrometer o ESAsMars Express probe seem to point to a quite dierent scenario, thatMars never had enough CO

    2and methane to generate such an eect.

    I confrmed this would mean that the red planet has always been coldand dry, even i major impacts could have modifed this situation orbrie periods o time (Re. 15).

    2. Study o a decaying organism over time.

    Figure 2: ExoMars rover

    ESA

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    Science-Driven Scenario or Space Exploration

    Step 3: Human mission programme, for which Europe

    needs to prepare itsel to be a major partner

    To participate in this endeavour with a major role,

    Europe has a number o assets but needs to develop or

    improve them, or identiy the assets that international

    partners could contribute to its programme, such as:

    improving and expanding Europes world-class in-strumentation capability; Europes industrial capability to build an infrastruc-

    ture on Mars; international collaboration history of Europe;

    development in Europe of 5-10W radioisotope-based,

    long-lived (e.g. over 5 years) power devices to open

    new opportunities or European-led international col-laboration.

    There are two separate but equally important pur-

    poses or the exploration o Mars using robots. One

    purpose is science-driven, the achievement o specifcgoals that will aid in the understanding o the poten-

    tial origin o lie beyond Earth and the evolution o a

    rocky planet. Another purpose is preparation, in termso technology development and demonstration, or thehuman exploration o space. Scientifc drivers or the

    exploration o Mars are: Is, or was, Mars inhabited? Were conditions for long-

    term lie sustainability ever reached on Mars? How has Mars evolved as a planet? This will include

    origin and evolution o the Martian atmosphere,hydrosphere, cryosphere, lithosphere, magneto-

    sphere and deep interior. To what extent are the present surface conditions of

    Mars supportive or hazardous to lie (to putative in-

    digenous or terrestrial lie orms, including humans)?

    To explore Mars with robots, the approach must

    consider both the science goals and human explora-

    tion requirements o any programme.

    a. Exploration o Mars rom orbit

    High resolution imagery, spectroscopy and any

    other relevant techniques o remote sensing o

    planetary suraces;

    ESA

    Figure 3: Artists view o the Mars sample return ascent module liting o rom Mars

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    ESSC-ESF Position Paper | 11

    Planetary geodesy and all relevant techniques of

    probing o planetary sub-surace and interior; Identication of potential landing sites (recent

    changes in morphology; landslips); Monitoring and measuring atmosphere, climate

    and weather (dust storms) over the solar (activity)

    cycle or reconstructing the evolution o the Martian

    atmosphere and early Martian environment.

    b. Exploration o Mars with landers

    Probing of deep interior by seismology and other

    relevant techniques such as deep drilling (metres

    to tens o metres);

    Life detection; Ability to undertake direct imagery and any other

    relevant analysis o surace and sub-surace re-

    gions. This will require precision landing; Analysis of different rocks and ice. This will require

    the ability to move; Assessment of ISRU 3: regolith composition, sur-

    ace radiation levels, depth profle o radiation

    penetration, etc. Setting up a weather station network in conjunc-

    tion with seismology stations.

    c. Exploration o Mars with returned samples

    Very high precision analysis at sub-micron level;

    Enabling technology demonstration for human ex-ploration.

    Finally, the Ad Hoc Group has discussed limitations oexploring Mars with robots. Sections 6 and 7 address

    these aspects in more detail.

    5. Robotic lunar exploration

    Europe should actively participate in the manned ex-

    ploration o the Moon and Mars. The frst step is to

    continue with robotic missions and prepare or manned

    missions to Mars. An intermediate step could be to

    contribute to an international venture to establish a

    human base on the Moon; the third step would be to

    contribute to the implementation o manned missions

    to Mars and back to Earth again.The Moon as a target or exploration missions o-

    ers a number o outstanding opportunities or scienceo, on and rom, the Moon. The main objective would

    be the discovery, exploration, and use o the 8th conti-

    nent (Re. 16), and the harvesting o unique inormation

    rom the Moon as an archive o the ormation and ev-

    olution o the solar system. Furthermore EEP should

    consider the use o the Moon as a large laboratory in

    ree space.While the Moon is geologically less active than

    Mars, its structure (core/mantle, chemical stratifcation)

    and geophysical processes are ar rom being under-stood and require in situ measurements (rover, seismicnetwork, heat-ow probes etc.) at various locations.

    We also require in situ analysis and sample re-

    turn or geochemical analyses o regions not yet

    sampled (e.g. South Pole Aitken basin, ar-side high-

    lands, young basalts in Procellarum, ar-side maria).

    Experience gained in developing precision landing,

    sample collection and return, and rover techniques

    or the Moon will be advantageous or subsequent

    Martian missions.

    A particularly interesting aspect o the science o

    the Moon is that lunar evolution is closely related to

    Figure 4: SMART-1 mission at the Moon

    3. In Situ Resource Utilisation

    ESAAOESMedialab

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    the evolution o the Earth. All external eects that haveacted on lie on Earth in the past will have acted on theMoon as well. Like a museum the Moon has acted asa witness plate o past meteorite bombardments o

    the Earth-Moon system and will harbour traces o pastactivity o the Sun (Re. 17).

    Identiying promising locations or reading these

    archives/records could rst be done robotically, al-

    though the ull scientic exploitation o them is likely

    to require renewed human operations on the lunar

    surace.

    Robotic exploration o the Moon should also pro-vide the prerequisite inormation or a sae presence

    o humans on the Moon. Important issues to be un-

    derstood are the biological adaptation to reduced

    gravity, the assessment o radiation risks in missions

    outside the geomagnetic shield, the establishment o

    closed artifcial ecosystems, and the development o

    technologies or the use o in situ resources. Because

    planetary protection policy considers the Moon as part

    o the Earth-Moon system, relevant studies on micro-

    organisms, plants and animals can be perormed on

    the Moon without planetary protection restrictions.Apart rom being a research target itsel, the Moon

    is also an ideal platorm or a number o scientifc ex-

    periments, especially in astrophysics, because o its

    large stable ground 4, the absence o any signifcant

    atmosphere and its large mass or shielding against

    cosmic radiation and particles. A systematic lunar pro-gramme, with balanced contributions rom science,

    exploration and technology demonstration, will includeorbiters, landers (equipped with rovers, environment

    package, seismometers), sample return missions, lie

    science experiments, precursors or human exploration

    and science investigations conducted with astronauts.

    There is a consensus among astrophysicists to-

    day that initially the Moon should be used only or

    projects uniquely requiring the Moon. A prime exam-ple o such a unique experiment is a digitally steered

    low-requency radio intererometer consisting o an

    array o non-moving dipole antennas (Res. 22-25).

    The low-requency window to the universe has never

    been explored with imaging telescopes beore be-

    cause o the Earths ionosphere and the lack o any

    lunar inrastructure; hence unique and novel science

    Science-Driven Scenario or Space Exploration

    can be done. Scientic goals o a rst explorative

    mission would be the local interstellar environment

    o the solar system, the solar-terrestrial relationship

    and the history thereo. Ultimately this technique can

    be developed into a large telescope or targeting pre-

    cision measurements o the conditions in the early

    universe and its infationary phase.

    In addition a number o space-based intererom-

    eters at other wavelengths (sub-millimetre, inrared,

    optical) have been proposed (Res. 26-28). Should a

    realisation o these large intererometers as ree-yersprove to be technically or fnancially more difcult than

    expected, lunar options may be revisited. This too willrequire a detailed knowledge o lunar surace proper-

    ties (dust, seismicity etc.) and potentially some actual

    astronomical site-testing. Site-testing would include

    the response o construction materials and lubricants

    to extreme temperature variations.There are a number o enabling technologies to re-

    alise this roadmap, such as air-less entry and descent,hazard avoidance control, precise point landing, ge-

    neric sot-landing platorm, instrument development,

    context and environment characterisation, sample

    acquisition and screening (robotics), intelligent rover

    sample etcher and permanent robotic assets deploy-

    ment, planetary protection demonstration, lunar ascent

    rocket, rendezvous, Earth re-entry, Earth descent and

    landing, sample curation, radioisotope power sources

    development.In summary a European roadmap or lunar explora-

    tion would include: SMART 1 exploitation and orbiter follow-up

    Surface missions-mobile laboratory

    Sample return

    Contribution to a human-tended science laboratory

    Low-frequency radio astronomy, especially from the

    ar side

    4. This statement must be qualifed: rom the Apollo seismic data, theMoon has more than 1 seismic event o body wave magnitude largerthan 5 on the Richter scale. We also know that the Moon has a highQ and maximum ground movements that last between 10 and 60minutes. Hence the Moons surace is stable only insoar as such

    seismic events can be accounted or (Res. 18-21).

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    6. The case or human missionsto Mars and the Moon

    Science is driven by rationality, excitement, curiosity,

    cooperation, competition and boldness. What is more

    exciting than to send human beings to Mars and bringthem saely back to Earth again? What stimulates our

    curiosity more than to explore, whether there can be orhas ever been lie on a planet other than Earth? What

    is bolder than to test whether humans can sustain the

    environment o long-term spaceight in the solar sys-

    tem and live on another planet?Manned missions to the Moon and Mars are the

    natural next steps to explore the conditions or the ori-gin and evolution o lie, and how it has interacted withits planetary environment(s).

    Thus, missions to Mars, and especially those

    involving humans are, rom an exploration, science

    and technology perspective, an extremely exciting

    challenge o our time. A broad range o scientic

    disciplines rom physics, chemistry and geology to

    biology and medicine will benet rom it by address-

    ing the ollowing questions:

    Can Mars sustain lie? Are there any signs o past

    or present orms o lie on Mars, and could it be madehabitable? Only by sending human-made instruments

    (robots) there with, at some stage, a human presence

    to ully expand their capability, will we be able to an-

    swer these questions.Without sample return and humans on Mars at

    an appropriate stage, the scientifc and technological

    return will be incomplete and the confrmation o the

    hypothesis that lie exists or has existed in some orm

    on Mars will remain open.Specifcally, a human presence will greatly acilitate

    the ollowing: Deep (100m to km) drilling through the cryosphere

    to seek possible habitable environments in Martian

    aquiers probably the most likely environments orextant lie on Mars today. Searches for microfossils in Martian sedimentary

    materials. Experience on Earth shows that large

    quantities o materials rom careully selected loca-

    tions will need to be searched with microscopes.

    Shipping the required quantities o Martian materialsto Earth or analysis is probably out o the question,

    so in situ studies by human specialists would be de-sirable.

    How does gravity aect lie rom molecules to in-

    tegrated physiology, and what is the signifcance o

    the gravitational environment or evolution? To explore

    these issues, biological material rom molecules and

    cells to organisms should be subjected to long-term

    variations in exposure to gravitational stress (g) such

    as 0 g (spaceight, e.g. on the ISS), 0,17 g (Moon) and

    0,38 g (Mars).

    In addition to answering these questions, manned

    missions to Mars are expected to increase public

    awareness o science and expand unding and ac-

    tivities in many related scientic and technological

    felds. This will lead to an increase in scientifc knowl-

    edge and an expansion in the economy at a global

    level.

    Prior to manned missions to Mars, appropriate

    guidelines need to be developed to protect the planet

    rom human activities that may be harmul to its en-

    vironment, and also to protect human explorers rom

    the environment (i.e. that o the spaceight and that oMars). Finally, we need to protect the Earth rom po-tentially harmul agents brought back rom Mars with

    the return o the explorers. Answers to these issues

    concerning planetary protection and countermeas-

    ures against the eects on humans o weightlessness,radiation and the planetary environment need to be

    available well ahead o manned missions to Mars.

    Section 7 deals with this issue in more details.The human exploration o the Moon would be

    an obvious means o developing techniques or lat-

    er exploration o Mars and would add greatly to our

    knowledge o the early history o the inner solar sys-

    tem. Specifcally, human lunar exploration would have

    the ollowing scientifc advantages:

    ESAAOESMedialab

    Figure 5: Artists impression o the Aurora Moon base

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    Much more efcient col lection of a more diverse

    range o samples rom larger geographical areas than

    is possible by tele-operated robotic exploration; Facilitation of large-scale exploratory activities such

    as deep (approximately 100m) drilling to determine

    geological details o the surace o the Moon (e.g.

    paleo-regolith deposits); Facilitation of landing much more complex geophysi-

    cal and other equipment than is likely to be easible

    robotically; Increase of opportunities for serendipitous discover-

    ies; Gaining operational experience on a planetary surface

    that will be o value or later exploration o Mars; Facilitation of a number of other, non-planetary sci-

    ence activities on the Moon such as lie sciences

    investigations under reduced gravity conditions, andmaintenance and upgrading o astronomical instru-

    ments placed on the lunar surace.

    It can be noted that human versatility is such that

    a number o these objectives can be met simultane-

    ously.For European scientists to continue exploring the

    rontiers o new research, Europe should actively par-

    ticipate in the manned exploration o the Moon and

    Mars. The frst step is to continue with robotic missions

    and prepare or manned missions to Mars. An inter-

    mediate step could be to contribute to an internationalventure to establish a human base on the Moon; the

    third step would be to contribute to the implementation

    o manned missions to Mars and back to Earth again.

    Thereore, this programme should start as soon

    as possible with a dual-track roadmap: (1) robotic

    and non-manned missions to Mars and, in paral-

    lel, (2) the continued biological research and human

    presence on the ISS, in Antarctica, atmospheric bal-

    loons, etc. in preparation or the manned missions to

    the Moon and, eventually, Mars.

    7. Planetary protection

    Whereas rom the planetary protection point o view, the

    Moon is considered as part o the Earth-Moon system

    and thereore no special planetary protection measuresare required or lunar missions, Mars on the other hand

    is a target o special concern with regard to possible

    orward, as well as backward, contamination, as laid

    down in the planetary protection guidelines o COSPAR.

    (Res. 29, 30).

    ESA is encouraged to continue the development

    and adoption o its own Planetary Protection policy

    in compliance with the COSPAR guidelines. European

    involvement must be investigated urther, or example

    with respect to Mars sample return missions, dening

    the role that Europe should play in developing Earth-

    based quarantined sample curation acilities. A sample

    distribution policy also needs to be established be-

    tween international partners early in the process.

    With this involvement in planetary protection ac-

    tivities, Europe will develop urther competence to be

    able to actively contribute to the planetary protection

    discussions with regard to human exploratory missionsthat are just starting.

    As already indicated, prior to manned missions toMars, appropriate guidelines need to be developed:

    to protect the planet from human activities that may

    be harmul to its environment; this includes preventing

    the introduction o biological agents and human mi-

    crobes that could hamper the search or indigenous

    Martian lie;

    to protect the Earth from potentially harmful agents

    brought back rom Mars or even sample return mis-

    sions upon return o the explorers.

    Answers to these planetary protection issues need

    to be available well ahead o manned missions to Mars,e.g. by testing this protocol and guidelines during lunar

    missions.

    Science-Driven Scenario or Space Exploration

    Figure 6: Inspection o a STARDUST canister and sample collector

    NASA/JSC

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    8. Impact o human presenceon the scientifc exploration o Mars

    In the endeavour to search or signatures o lie on

    Mars, it is expected that several robotic missions will

    and have to precede any human landing on Mars.

    Overall, human and robotic missions should be com-

    plementary. Finally, astrobiology can immensely beneft

    rom a human presence on Mars. The advantages o

    human presence include: the adaptability and dexterity of humans, thereby

    providing a better capacity in dealing with the un-

    predictable;

    possibility of carrying out eld geology, such asdeep-drilling (metres to tens, or even hundreds, o

    metres), critical in situ inspection and decision-tak-

    ing, and long-term in situ analysis o a wide variety

    o samples (rocks, ice, atmosphere), thereby also

    enabling a skilul pre-selection o samples to be re-

    turned to Earth;

    remote control of on-site robotic activities, such as

    search or lie in special regions;

    adaptability and exibility of the research experi-

    ment portolio;

    in situ repair of explorative and analytical facilities

    and instruments, as has already been demon-

    strated with the Hubble Space Telescope repair by

    astronauts.

    On the other hand, one should bear in mind that

    human involvement may also impede the scientifc ex-ploration o the planet.

    Those cases where human presence could become

    an impediment pertain to the ollowing areas:

    ESA

    Figure 7: Artists impression o a base on Mars

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    9. The case or NEO sample returnmissions

    Small bodies, as primitive letover building blocks o

    the solar system ormation process, oer clues to the

    chemical mixture rom which the planets ormed some4.6 billion years ago. Near Earth Objects (NEOs) rep-

    resentative o the population o asteroids and dead

    comets are thought to be similar in many ways to the

    ancient planetesimal swarms that accreted to orm theplanets. NEOs are interesting and highly accessible tar-

    gets or scientifc research.The chemical investigation o NEOs having primitive

    characteristics is thus essential in the understanding o

    the planetary ormation. They carry records o the so-

    lar systems birth and early phases and the geological

    evolution o small bodies in the interplanetary regions.

    Moreover, collisions o NEOs with Earth pose a possible

    hazard to present lie and, additionally, they could havebeen one o the major deliverers o water and organic

    molecules on the primitive Earth. Characterisation o

    multiple small bodies is important in that context or

    threat evaluation, mitigation and, potentially in the long-er term, or identifcation o resources.

    For all these reasons the exploration o NEOs is par-

    ticularly interesting, urgent and compelling. The main

    goal is to set, or the rst time, strong constraints on

    the link between asteroids and meteorites, to achieve

    insight on the processes o planetary accretion and

    on the origin o lie on Earth and its distribution in

    the solar system. In the short term, and ater fyby

    and landing missions on NEOs (ca. 2014), the next

    goal should be sample return, enabling a detailed in-

    vestigation o primitive and organic matter rom one

    selected, small body.

    Science-Driven Scenario or Space Exploration

    Science: planetary protection requirements might

    hinder access o humans to astrobiologically in-

    teresting sites. Bearing these constraints in mind

    a rigorous sequence o events must be established

    well in advance, e.g. by testing them on the Moon.

    In addition it may become necessary to establish

    human-ree areas on Mars;

    Human health issues: a detailed environmental risk

    assessment is required beore humans are sent to

    Mars;

    Technology: human presence requires much higher

    demands on reliability o the mission than robotic

    missions; there are additional requirements with re-

    gard to lie support and saety; Economics: high costs of a human mission;

    Societal issues: risk of potential back-contamina-

    tion when returning to the Earth.

    Thereore, a careul planning o the overall sce-

    nario o the EEP is required to make maximum use o

    the synergy between robotic and human exploration

    o Mars. Adequate guidelines, both scientifc/techno-

    logical and legal, will need to be established with the

    dierent stakeholders involved.

    NASA/JPL-Caltech

    Figure 9: Asteroid 243 Ida & Dactyl

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    A sample return mission to an NEO can be a precur-

    sor, low-cost mission to Mars sample return missions,

    and it is possible with a short planning phase (beore

    2020). Priority shall be given to pristine small bodies;

    e.g. C or D-type asteroids or comets.It is generally agreed that NEOs are among the most

    accessible bodies o the solar system and that some othem could even turn out to be more accessible than

    the Moon. A sample return mission to an NEO could berealised with new technological developments.

    Based on the present knowledge o the NEO popu-lation, it is possible to fnd 320 objects, reachable witha V < 7km/s, and about 180 with a V < 6km/s (Ref. 31;

    see also Res. 32, 33). Target selection strategy musttake into account both compositional properties and

    V.

    At a later stage, the diversity o objects should be

    investigated by missions to dierent types o objects.

    Finally, characterisation o potentially hazardous ob-

    jects is considered vital.

    Europe should implement an NEO technological

    demonstration mission, where the cosmogonical and

    exobiological contexts would be explored.

    The leading aim is to answer the ollowing unda-

    mental questions: What are the initial conditions and evolutionary his-

    tory o the solar nebula? What are the properties of the building blocks of the

    terrestrial planets? How have major events (e.g. agglomeration, heating,

    aqueous alteration, solar wind etc.) inuenced the

    history o planetesimals? What are the elemental and mineralogical properties

    o NEO samples and how do they vary with geological

    context on the surace? Do primitive classes of NEOs contain pre-solar mate-

    rial yet unknown in meteoritic samples? How did NEO and meteorite classes form and acquire

    their present properties?

    Furthermore, sample return missions on primitive

    NEOs will give insights into major scientifc questions

    related to exobiology, such as: What are the nature and origin of organic compounds

    on an asteroid? How can asteroids shed light on the origin of organic

    molecules necessary or lie? What is the role of asteroid impact for the origin and

    evolution o lie on Earth?

    Although challenged by several recent articles one

    important observation to date is the chiral asymmetry

    in organics such as amino acids in meteorites. It has

    been suggested that this let-handedness may be re-

    lated to the let-handedness that is the signature o lie

    on Earth (Res. 34, 35). The planets o the inner solar

    system experienced an intense inux o cometary and

    asteroidal material or several hundred million years a-ter they ormed.

    The earliest evidence or lie on Earth coincides with

    the decline o this enhanced bombardment. The act

    that the inux contained vast amounts o complex or-

    ganic material oers a tantalising possibility that it may

    be related to the origin o lie.A detailed study o the material at the surace or

    sub-surace o an asteroid is thereore needed. The in-

    ormation that is required demands complex pre-analysisprocessing and very high levels o analytical precision.

    Thereore, it is essential that the sample is returned

    to Earth or detailed laboratory investigations where

    the range o analytical tools, their spatial resolution

    and analytical precision are generally orders o mag-

    nitude superior to what can be achieved rom remote

    sensing or in situ analyses.

    Such inormation can be achieved only by large,

    complex instruments; e.g. high mass resolution instru-ments (large magnets, high voltage), bright sources

    (e.g. synchrotron) and usually requires multi-approach

    studies in order to understand the nature and history o

    specifc components.In summary, a mission with sample return to a prim-

    itive NEO o C or D type will help in understanding the

    chemical and biological aspect o the ormation and

    the evolution o our and other planetary systems.

    Such an innovative mission will be very important:

    to test new technology developments: precision

    landing, autonomous sampling (sample transer,

    containment, drilling), advanced propulsion, Earth

    re-entry capsule, in-orbit docking, telecommunica-

    tion, in situ energy, planetary protection;

    to prepare new adequate laboratory facilities forextraterrestrial sample analysis;

    for scientists, and particularly young scientists,

    or a programmatic vision o exploration, huge

    scientic interest, large interest or the media and

    European citizens.

    Moreover, robotic sample return mission to NEOs

    can serve as pathfnders or sample returns rom high

    gravity bodies, e.g. Mars and, much later on, or human

    missions that might use asteroid resources to acilitatehuman exploration and the development o space.

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    Science-Driven Scenario or Space Exploration

    10. International cooperation

    All space agencies agree that international cooperation

    will be essential to accomplish advanced missions such

    as Mars sample returns. One o Europes strengths is

    its collection o member states, making it naturally

    open to international cooperation. Apart rom a pri-

    oritised mission list, Europes exploration programme

    could have two components. One is architecture or

    Mars: i one agrees to concentrate on Mars sample

    return missions, this architecture could be based on

    telecom & navigation (GPS on Mars). The other one

    bolder is to engage other partners to join Europe

    in developing instruments or other aspects and coordi-nating their approach.

    Indeed the current situation sees duplication o

    similar initiatives by various international partners; e.g.Moon missions by India, China, Japan etc. It has beenargued that an IACG 5 with a renewed mandate, or

    instance on an international exploration programme,

    would greatly acilitate this coordination o eorts.

    There are two ways to international collaboration: mul-tilateral or bilateral; in the latter there is a minor partner,

    which is rarely a satisactory option. ITAR 6 rules are

    also very detrimental to international cooperation.

    Thereore we propose: to give a strong international cooperation side

    to the EEP, identiying relevant partners or each

    building block o the programme;

    to base this cooperation on planetary assets that

    partners can bring in: systems deployed on plan-

    etary bodies to be used by everybody; e.g. GPS on

    Mars.

    This is a dierent philosophy, not one guided by

    nationalism, but one o cooperation which should ap-

    peal more to European citizens. In addition the Global

    Exploration Strategy Group composed o 14 space

    agencies has met a number o times in the past year

    and a hal to try and better coordinate the explorationgoals and objectives o the various space agencies,

    including NASA, ESA and a number o European part-ners (Re. 36).

    5. Inter-Agency Consultative Group.

    6. International Trafc in Arms Regulations.

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    The ollowing table summarises the remaining sciencegoals or uture European exploration o the Moon andMars, ater ExoMars and beore and in preparation o

    Mars sample return. Thus, the table attempts to answer

    the ollowing question: In view o past international sci-entifc missions to Mars, what are the remaining majorinvestigations or the planet and what type o missionswould enable them to be carried out, in preparation orMars sample return missions and, one day, human ex-ploration?

    Appendix 1Science goals or the scientifc exploration o Mars and the Moon

    Planet MARS MOON EARTH

    Mission Network Mapping Geophysics Super Deep Balloons, Sample SampleScience Orbiter Orbiter Rover Drilling Zeppelin Return Analysis

    Interior

    Internal structureand activity

    () ()

    State o the coreand dynamos history

    Mapping omagnetic anomalies in crust

    Geodesy andgravity anomalies

    Volcanic activityat present

    ()

    Thermal gradientand evolution

    Ground-penetratingradar

    Surace

    Characterisationo most geological () units

    Calibration ocratering curvewith in situ

    absolute dating

    Very hi-resolutionimaging and

    spectroscopy

    Detailed historyo water on Mars (inventory, alteration)

    Bio/chemical rockand soil sample analysis

    In situ Ar/K isotopicage measurements

    Sample curation oranalysis on Earth

    The table does not address new technologies to betested in those missions. It will be the responsibility oESA to identiy useul mission technologies in prepara-tion or Mars sample return missions, such as sample

    collection and handling, orbital rendezvous, capsule

    return to Earth, etc. In the long term, the establishmento international assets (such as GPS) through interna-

    tional collaboration is a necessary endeavour.

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    Appendix 1

    Planet MARS MOON EARTH

    Mission Network Mapping Geophysics Super Deep Balloons, Sample Sample

    Science Orbiter Orbiter Rover Drilling Zeppelin Return Analysis

    Atmosphere

    Meteorologicalmonitoring (surace & orbit)

    Global & localcirculation(dust storms,

    dust devils)

    Link climateand rotation

    (obliquity,

    nutation, etc)

    Trigger oatmospheric change 3.8 Ga ago

    Coupling o solarcycle andatmospheric

    density

    Monitoringatmosphericescape (thermal& non-thermal)

    as unctiono solar activity

    IonosphereLink atmosphericescape to crust magnetism

    Space weather

    Astrobiology

    Identiyastrobiologicalniches (surace

    and at depth)

    Establishenvironmental limits o lie

    Coupling o

    geological evolution

    and habitability

    In situ carbonisotopic measurements

    Detailedenvironmentalhazards (dust, radiation, internalactivity)

    Connectionbetween evolutiono martianatmosphere/early magnetic dynamo

    and terrestrialexoplanets

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    Angioletta Coradini, IFSI-CNRPascale Ehrenreund, Universiteit LeidenMonica Grady, Open UniversityGerhard Haerendel, MPE Garching,ESSC ormer ChairmanJohn Zarnecki, Open UniversityJean-Claude Worms, ESSC-ESF

    Antonella Barucci, LESIA MeudonReta Beebe, University o New MexicoJean-Pierre Bibring, IASJacques Blamont, CNESMichel Blanc, CESRRoger Bonnet, ISSIJohn R. Brucato, Osservatorio CapodimonteEric Chassefre, IPSLAngioletta Coradini, IFSI-CNRIan Craword, Birkbeck CollegePascale Ehrenreund, Universiteit LeidenHeino Falcke, ASTRONRupert Gerzer, DLRMonica Grady, Open UniversityManuel Grande, University o WalesGerhard Haerendel, MPE Garching,ESSC ormer ChairmanGerda Horneck, DLR

    Bernhard Koch, DLRHelmut Lammer, SRIAndre Lobanov, MPIJos J. Lopez-Moreno, IAA-CSICRoberto Marco, University o MadridPeter Norsk, University o CopenhagenDave Rothery, Open UniversityJean-Pierre Swings, IAGL, ESSC ChairmanCam Tropea, Technische Universitt DarmstadtStephan Ulamec, DLRFrances Westall, LPCE-CNRSJohn Zarnecki, Open UniversityJean-Claude Worms, ESSC-ESF

    Robotic exploration o Mars

    Monica Grady, Jean-Pierre Bibring,Helmut Lammer, Eric Chassefre

    Robotic lunar exploration

    Ian Craword, Heino Falcke,Dave Rothery, Jean-Pierre Swings

    Human missions to Mars and the Moon

    Ian Craword, Heino Falcke, Gerda Horneck,Bernhard Koch, Roberto Marco, Peter Norsk,Dave Rothery, Jean-Pierre Swings

    Impact o human presence on science

    exploration o Mars

    Gerda Horneck, Jean-Claude Worms

    NEO sample return missions

    Antonella Barucci, John R. Brucato,Monica Grady, Jos J. Lopez-Moreno

    Planetary protection

    Gerda Horneck, Jean-Claude Worms

    International cooperation

    Jacques E. Blamont, Gerhard Haerendel,Jean-Claude Worms

    Appendix 2

    Appendix 3 Appendix 4

    Steering Committee composition

    Ad Hoc Group composition Ad Hoc Group thematic sub-groups

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    Eighty-eight scientists and national representatives rom

    ESA Member States met in Athens on 15 and 16 May

    2007 in a workshop organised by ESF and sponsored by

    ESA, with the aim o establishing recommendations to

    ESAs Directorate or Human Spaceight, Microgravity

    and Exploration on a science-driven scenario or space

    exploration. The discussion was initiated by the ESSC-ESF Ad Hoc Group on exploration, and concentrated

    on a series o science goals and mission concepts or

    the short term (up to 2020), medium term (2020-2030),

    and long term (ater 2030).The workshop participants met in plenary and

    splinter sessions to refne the fndings o the Ad Hoc

    Group report or the three target bodies: Mars, Moonand NEOs. The workshop participants agreed on a set

    o recommendations and fndings that orm the core othis Athens declaration.

    Commonalities

    The overarching scientic goal of EEP should be

    called: Emergence and co-evolution o lie with

    its planetary environments, with two sub-themes

    pertaining to the emergence o lie, and to the co-

    evolution o lie with their environments. EEP should focus on targets that can ultimately be

    reached by humans. Mars is recognised as the focus of EEP, with Mars

    sample return as the driving programme; urthermoreEurope should position itsel as a major actor in defn-

    ing and driving Mars sample return missions. There is unique science to be done on, of and from

    the Moon and o/on Near Earth Objects or asteroids

    (NEOs or NEAs). Thereore, i these bodies are to be

    used as a component o EEP, urther science should

    be pursued; the Moon could thus be used as a com-ponent o a robust exploration programme, includingamong others: geological exploration, sample return

    and low-requency radio astronomy.

    The rst steps of EEP should be done robotically. Since EEPs ultimate goal is to send humans to Mars

    in the longer term, research or humans in a space

    environment must be strengthened. Beyond the nec-essary ongoing and planned biological research and

    human presence on, e.g. the ISS or in Antarctica, op-portunities to this end might also arise in the context

    o an international lunar exploration programme. The role of humans as a unique tool in conducting

    research on the Moon and on Mars must be assessed

    in urther detail. Europe should develop a sample reception and cura-

    tion acility, o joint interest or ESAs science and

    exploration programmes.

    Understanding the processes involved in the emer-

    gence o lie in the solar system, e.g. through in-depth

    exploration o Mars, is crucial to understanding the

    habitability o exoplanets. International cooperation among agencies engaged

    in planetary exploration should be a major eature o

    EEP, realised by concrete joint ventures. Once EEP is funded and running it is further sug-

    gested that in the near uture a series o internationalscience and technology exploration workshops be set

    up, which or Europe could be organised by ESF withthe science community and co-sponsored by ESA, inorder to better defne the mission concepts and tech-nological choices relevant to the above goals as this

    multi-decadal programme develops.

    1. Robotic exploration o Mars

    Mars is recognised as the ocus o EEP which should

    frst be led robotically, with sample return rom the red

    planet as its driving series o programmes; urthermoreEurope should position itsel as a major actor in defn-

    ing and driving Mars sample return missions.Beyond the experience gained with Mars Express a

    roadmap or EEP should articulate the ollowing steps: Step 1: ExoMars will be the rst and therefore criti-

    cal step in EEP; it will oer the European community

    a leading position, by exploring Mars with scientifc

    objectives as diverse as exobiology, geology, envi-

    ronment and geophysics. Securing this mission or

    a 2013 launch must thereore be the top priority o

    Europes robotic exploration programme Step 2: Mars sample return programme

    Step 3: Human mission programme, for which Europe

    needs to prepare itsel to be a major partner

    An essential goal is to understand the details o

    planetary evolution: why did the Earth become so

    unique, as compared to Mars or Venus? Understanding

    the issue o habitability o planets (Mars in particular)

    and the co-evolution o lie within its planetary environ-ments is thereore our major goal. This in turn is crucialto understanding the habitability o exoplanets.Another essential aspect is to continue relevant

    research on Earth to enable the determination o pos-

    sible habitats, the mode o preservation o expected

    bio-signatures (dierentiate traces o lie rom abiotic

    processes) in these habitats, and the unambiguous

    recognition o lie beyond Earth. Indeed, characterisingbio-signatures involves studies o early traces o lie in

    the Precambrian Earth and taphonomy 1 o cells in vari-ous preservational environments o present Earth.

    Appendix 5The Athens Declaration

    1. Study o a decaying organism over time.

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    ESSC-ESF Position Paper | 23

    To participate in this endeavour with a major role,

    Europe has a number o assets but needs to develop or

    improve them, or identiy those assets that international

    partners could contribute to its programme, such as: maintaining Europes world-class instrumentation ca-

    pability Europes industrial capability to build an infrastructure

    on Mars International collaboration history of Europe

    the development in Europe of 5-10W radioisotope-

    based devices would open new opportunities to

    European-led international collaboration

    2. Robotic exploration o the Moon

    The main objective would be the discovery, explora-

    tion, and use o the 8th continent, and the harvesting

    o unique inormation rom the Moon as an archive

    o the ormation and evolution o the solar system.

    Furthermore EEP should consider the use o the Moon

    as a large laboratory in ree space.A European roadmap or lunar exploration would

    include: SMART 1 exploitation and orbiter follow-up

    Surface missions-mobile laboratory

    Sample return

    Contribution to human-tended science laboratory

    Low-frequency radio astronomy, especially from the

    ar side

    Sample return missions can in particular address

    samples rom the South Pole Aitken Basin (window to

    lunar interior), rom Procellarum (youngest volcanism),

    rom poles, rom paleo-regolith, extraterrestrial sam-

    ples, regolith samples o the solar wind history, samples

    o ice cometary deposits in the last billion years, sam-

    ples from Mars and asteroids (and Venus?), and lunar

    samples o the Early Earth.Prototype radio astronomy experiments could ini-

    tially be realised at one o the poles with the desire tomove towards the ar side thereater. The useulness

    o the Moon as a potential site or telescopes at other

    wavelengths needs to be urther assessed by in situ ex-ploration.

    There are a number o enabling technologies to re-

    alise this roadmap, such as: air-less entry and descent,hazard avoidance control, precise point landing, generic

    sot landing platorm, instrument development, contextand environment characterisation, sample acquisition

    and screening (robotics), intelligent rover sample etch-er and permanent robotic assets deployment, planetary

    protection demonstration, lunar ascent rocket, rendez-

    vous, Earth re-entry, Earth descent and landing, sample

    curation, radioisotope power sources development.

    3. Near Earth Object sample return

    In the short term, and ater yby and landing missions

    on NEOs (ca. 2014), the next goal should be sample

    return, enabling a detailed investigation o primitive and

    organic matter rom one selected, small body. Priority

    shall be given to pristine small bodies, e.g. C or D-typeasteroids or comets.

    At a later stage, the diversity o objects should

    be investigated by missions to dierent types o ob-

    jects. Finally, characterisation o potentially hazardousobjects is considered vital. The ollowing relevant tech-

    nologies should start to be developed by Europe:

    precision landing autonomous sampling (sample transfer; containment;

    drilling) advanced propulsion

    Earth re-entry

    in-orbit docking

    sample treatment on Earth

    Europe should implement a technological demon-

    stration mission, which could be airly cheaper than

    Mars or Moon sample return missions, and where the

    cosmogonical and exobiological contexts would be ex-

    plored.Characterisation o multiple small bodies is impor-

    tant in that context or threat evaluation, mitigation and,

    potentially in the longer term, or identifcation o re-

    sources.In the context o the preparation o Mars sample

    return the development o technologies or NEO sam-

    ple environment monitoring and control during cruise,

    and sample storage on the ground, are relevant to ad-dressing planetary protection issues or uture Martianmissions.

    4. Human exploration o Marsand the Moon

    A driver o exploration programmes is to advance

    human presence in space. Future manned missions

    should make use o humans as intelligent tools in the

    exploration initiative, with the ollowing specifc scien-

    tifc goals: reach a better understanding of the role of gravity in

    biological processes and in the evolution o organ-

    isms at large determine the physical and chemical limits of life

    (rom microorganisms to humans) determine the strategies of life adaptation to extreme

    environments acquire the knowledge required for a safe and ef-

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    24 | ESSC-ESF Position Paper

    fcient human presence in outer space (rom the

    International Space Station via Moon to Mars)

    Specifcally, human exploration would have the ol-lowing scientifc advantages: Much more efcient col lection of a more diverse

    range o samples rom larger geographical areas

    than is possible robotically Facilitation of large-scale exploratory activities such

    as deep (approximately 100m) drilling to determine

    geological details o the surace o the Moon (e.g.

    paleo-regolith deposits) or to seek possible habitable

    environments in Martian aquiers

    Facilitation of landing much more complex geophysi-cal and other equipment than is likely to be easible

    robotically Increase of opportunities for serendipitous discover-

    ies Facilitation of a number of other, non-planetary, sci-

    ence activities on the Moon such as lie sciences

    investigations under reduced gravity conditions, andalso maintenance and upgrading o astronomical in-

    struments placed on the lunar surace

    In terms o the enabling science and technology

    needed to reach these goals, urther knowledge is re-

    quired to enable a sae and efcient human presence

    in outer space: responses of the human body to parameters of

    spaceight (weightlessness, radiation, isolation, etc.)and development o countermeasures

    responses of the human body to surface conditions

    on Mars and on the Moon, and protection measures development of efcient life support systems includ-

    ing bio-regenerative systems which can be done on

    Earth conditions, to be urther adapted to specifc

    mission conditions; in this context support to a Moon

    mission as an intermediate step towards a Mars mis-sion could become relevant

    development of a habitat providing a living and work-

    ing area on Mars and the Moon

    To reach these goals experiments must be support-

    ed to better understand the role o gravity on biological

    processes on the International Space Station (multi-

    generation experiments in microgravity and long-term

    adaptation o humans to microgravity), on the Moon

    (multigeneration experiments at 0,17 g and long-term

    adaptation o humans to low gravity), and on Earth

    (multigeneration experiments under hypo- and hyper-

    gravity).Furthermore the limits o lie and its strategies o

    adaptation to extreme environments must be urther

    studied through experiments on the International Space

    Station, the Moon and on Earth. More specifcally the

    programme should aim at determining the climate

    and environmental parameters o potential hazard to

    humans, i.e. on the Moon: dust, radiation, 0,17 g, seis-mic activities, and micro-meteorites; on Mars: dust,

    radiation, atmospheric traces, temperature variation,

    seasons, 0,38 g.Knowledge acquired by the abovementioned exper-

    iments will enable human health and working efciency

    in space and planetary environments. It is a sine qua

    non beore the involvement o humans in exploratory

    missions to Moon and Mars, which then will beneft

    signifcantly rom their presence.Finally, guidelines or planetary protection need

    to be elaborated with international partners concern-ing orward and backward contamination, and Europe

    must play an inuential role in that context by continu-ing the development and adoption o its own planetaryprotection policy, in compliance with the COSPAR

    guidelines.

    Concluding summary

    These our components o EEP illustrate the overarch-ing science goal Emergence and co-evolution o lie

    with its planetary environments which should structure

    Europes approach, along with the ramework recom-

    mendations presented in the commonalities section.

    This declaration is a complement to the more detailed

    report o the ESSC Ad Hoc Group, which took into ac-count and incorporated the discussions arising at the

    Athens workshop.

    Appendix 5

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    ESSC-ESF Position Paper | 25

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    This Paper is published under the responsibility o the ESF-

    European Space Sciences Committee (ESSC). As such

    it represents a considered and peer reviewed opinion o

    the community represented by the Committee. It does not,

    however, necessarily represent the position o the European

    Science Foundation as a whole.

    Printing: IREG Strasbourg February 2008

    ISBN 2-912049-80-6

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