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tinittd tatts :Bistrict ctontt "DISTRICT OF CONNECTICUT

Cluunbers of 915 Lafayette Boul1 vard Janet C. Hall Bridgeport. CT 06604

U.S. District Judge 203-579-5554 May20,2004

0- "::!I: ...George D. Reynolds, Staff Counsel SD -0Committee on Firtancial Disclosure r-r,a m,c.,n

Administrative_Offi of the U.S. Courts C'),;U)Z -c> --Suite 2-301 · z m

-f'T1,·0 tW .-One Columbus Blvd., N.E. -:o.> w <

•-,:!Ir-· ;z=-:=-::'WashingtoD D.C., 20544 m·

- -t.O . c:t.- c 1111!1 ..;;C.

RE: 2003 Year-End Financfal Disclosure Report

Dear Attorney Reynolds: '.f" .. :_: ,.:

'_.

In reviewiillg my recently filed Financial Repo for Year-End 2003, I discovered an

1error regarding; a reportable position I hold, which was omitted from S on I - Positions. Please accept this lietter as an amendment to the 2003 Report.

I am, and was in 2003, a member of the Board of Directors of the Federal Judges .Association.

If you havt any questio :i please do :not:hesitate. to -call me.

Sincerely,

JCH:gs

___________ _

ORGANIZATION/ENTITY

......, -·

Reviewing Officer

Report Required by the Ethics FINANCIAL DISCLOSURE REPORT in Government Act of 19 rs

Calendar Year 2003 (S U.S.C. app. §§ 101-lflf

I. Person Reporting (Last name, Fir.st name, Middle initial)

HAU, JANET C

4. Title (A.rtfole Ill Judges indic:1te ai:tive or senior status;

magistrate: judges indicate full- or pairt-time)

U.S. District Judge-Active

7. Chamb rs or Office Address

U.S. District Court

2. Court or Organization 3. Date of Report

U.S. District Court (D ..C1) 511312004 S. ReportType (check appropriate type) 6. Reporting Period

0 Nomination, Date 1/1/2003

0 Initial (!) Annual 0 Final to

12/31/2003 8. On the basis of the inf01mation contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and re:gulations.

915Lafay(:tte13Jvd. Date

Bridgeport, CT 06604

IMPORTANT NOTES: The instrnctions accompanying this form must be followed. Complete all parts, checking the NONE box for each part when: you have no repo:rtablc: information. Sign on last page.

'' I. POSITIONS. (Reporting indiividual only; see pp. 9-13 offiling instructions)

fit'.! NONE - {No reportable positi011lli.)

POSITJf ON NAME OF

1.

Il. AGREEMENTS. (Rc:porting individual only; see pp. 14-16 of filing instructions>

NOJSfE - (No reportable agreem1:nts.)

PARTIES AND TERMS

1.

t:J ....... 'Cf)0 r-,,o-:,-, % -> ::::; :z:: 0 m_ o:r>-..,, r--r. 0 tTI

::i:: --

""""' c::::>

c ........ -0::l.'C -

c:::> ..c..

M -...... ff// m -

< m 0

SOURCE AND UPE

Date ofRep011

J 5/13/2004

GROSS INCOME

AND

Name of Person Reporting

HALL, JANET C

FINANCIAL DISCLOSURE REPORT

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24oflfilinginstructions)

A. File:r's. Non-h1vestm1en1: Inc(Jlm NONE (No reportabler1on-investment income.) -

(yours, not spouse''s)

I.

B. Spous1e's Non-Investmel1lt Income -Qfyou were married during any portion of the reporting year, please complete this section. (dollar amount not requi:red except for honoraria)

D NONE (No reporUiible non-investment income.) -

SOURCE TYPE

l. 2003 Self-employed lawyer

N. REIMBURSEMENTS -·transportation, lodging, food, entertainment

(Includes those to spous1 811ldl depc:ndent children. See pp. 25-27 ofinstructions.)

D NONE (No such ri po:rtable reimbursements.)-

DESCRIPTION

1. Federal Bar Council Win11er Bench & Bar Conference; 2117 /03 - 2122/03; Kapalua. Hawaii (Transportation, lodging &food)

2. Federal Bar Council Dinrner; 3/13/03; New Haven, CT (food)

3. Fed a1 Bar Coumcil Luncheon; 11/26/03; New York, NY (food)

4. Nc:w York Intellectual Property Law Association 3/28/03; New York, NY (lodging &food)

5. Feder.al Judges Association Annual Board Meeting; 5/3/03-5/4/03 (lodging & food)

---------------------------------------------------------------------

DESCRIPTION

ofReporl]' 5/13/2004

.

CODE

. FINAJ'.'-lCIAL DISCJL.OSURE REPORT Name of Person Reporting

HALL, JANET C

V. GIFTS. (Includes those to .spouse and dependent children. See pp. 28-31 of instructions.)

NONE - (No such reportable gifts.)

I.

DESCRIPTION

------------

\

Date

VI. LIABJLITIES. {lncluch:s those of spouse and dependent children. See pp. 32-34 of instructions.)

NONE · (No reportable liabilities.)

I.

VALUE

-(1)

c

lf :trom aisclosure

(2) (3) (4)

I

-

-

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

HALL, JANET C 5/13/2004

- income, value, tnmscalions (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)

A.

Description of Assets (mcluding tru.<U assets)

Place "{X)" after each l!l1Sct ei,empt fn:m prior disclosure

0 NONE (No repo11able inco1111e., assets, 1[)1" transactions)

1. Va11t Eck Global

2. State of Israel 12 Yr 5th In div. Var Rate Issue Bond

3. State of Israel Band -Exp. 1101/13

4. Paine Webber Money Fund

5. Templeton Dragon Fund

6. Templeton Global Small C';os Girowtl1 Fd CI 1 Mutual Fund

7. Mutual Qualified FD CL 2 Mu1tual Series

8. Cha:rtliriks, L.P.

9. Strips-t)>rp Pmt on 10.625 2015 T/B ond-8/15/2015

10. Strips Tint-US Treasury Mlilt 11/15/20

11. Van1gua:rd Windsor Il Fundl

12. Templeton Growth Fund Class A

13. Mutual Discovery Fund CI

14. lllll"P.C. (X)

15. Partnership Interest in Whi tney-Humpbrey Assc.

(X)

16. U.S.· Savings Bonds

17. Cash Va1lue Life Insurance

18. Cash Value Life msurance

B. c. D. Income during

reporting period Gross value at end of reporting period

Transactions during reporting period

(2) (I) (2) {l) not exempt

(S) Amount Code l

Type (e.g. div. rent or

Value Code2

Value Method

Type {e.g. buy, sell.

Date: Month-

Value Code2

Gain Code

Identity of buyer/:seller

(A-fl) inlt.) (J-P) Code3 ( W}

merger, redemption)

Day (J-P) I (A-m

(ifpri\'1111: trmiSai:tion)

A lDividend J T

A Interest J T

B Interest K T

A Interest J T

A Dividend K T

A Dividend J T

Dividend

None

M

J

T

w -

A Interest _J T

A

B

Interest

Dividend

J

L

T

T Char. Gift 12130 K

-

A

A

Dividend

Dividend

J

K

T

T -

-

G M w

A Distribution J Q

A ]interest J T

None K T

None L T

I. Income/Gain Codes: A • :in,ooo or less B = $1,001-$2,500 c = $2,501-SS,000 D =$5,001-$15,000 E •• $15,00!-$50,VIOO

{See Cohunns Bl and D4) F = $50,001-$10[1,000 G = $100,001-$1,000,000 HJ = $1,000,00J-SS.000,000 H2 =More lhan $5,000,000

2. Vaiue Co<k:s: J = $15,000 or lless K = $15,001-$50,000 L = $50,001-$100,000 M = $100,001-$250,000

(See Colw1ms CJ and D3) N = $250,000..s:mo,ooo () = $500,001-$1,000,000 Pl = $1,000,00J-$5.000,0100 P2 = $5,0(}0,001-$25,000,000

P3 = $25,000,00Jl-S50_000,000 P4 = S:More thim $50,000,000

3. Value Method Codes Q = Appraiisal R =Cos\ (Real ES!lll1: Only} s = Assessmem T = Cash/ll.1arlcel

fSe< Column C2! u =Book Value v =Other w = Estimated

·------ I Report

. 511312004

-

-(2) (1) U IIUDl Cl!Sclosure

(3) (4) (5)

- --

-

.

-

Mo

1

(2)

(J-P)

19.

33.

7 8

35.

36.

FINANCIAL DISCLOSlURJ REPORT Name of Person Reporting Date of

.Pagel of4 HALL, JANET C

VII. INVESTMENTS and TRUSTS - income, value, transcations (includes lhose of the spouse and dependent children. See pp. 34-57 of filing instructions.)

B. c. D.A. Income during Gross value at end of Transactions during reporting period -

Description of Assets reporting period reporting period(including trust assets)

(1) (1) (2)

not exempt

Pl!ice "(X)" after each ai et ei Date:·Value Value Type (e.g.Amount Type (e.g. Value Gain Identi y of Code2 buy, sell,ftom prior disclosure Method Month-div.Code 1 buyer/:sellerCode2 Coderent. or

DayCode3 merger,int.){A-H) (ifpri,'llte (J-P) 1 (A· redemption)(Q-W) trariSai:tion)""

K TNoneAim Weingarten CL.B

20. Frankl n Sm Mid Cap Gr Fund CbISSA

-

21. Excelsior Value & Rest

22. Excelsior Value & Rest

23. Royce Total Return Fund

24. Schwab US Treas Mooey Fund

-

25. Sound Shore Fund

-

26. Baron.Asset

Gabelli Growth 27.

28. Thomburg Value Fund CL.A

29. Thomburg Value Fund Cl.A

30. Westp01rt Sm.Cap.CLR

31 .. Westp01rt Sm.Cap.CL.R

32. Schwab Value Advantage und

A

A

A

A

A

B

None

Dividend

Dividend

Interest

Dividend

None

None

Dividend

None

Dividend

L T

L T Buy

Buy

L T Buy

J T

L T

T Sold

K T

L T Buy

L

.

T

Buy

Buy

Buy

M 'F

7/8 J

7/22 J

7/8 J

8/27 L

7/8 K

7122 J

7/8 J

7122 J -

T SoldA Dividend 7/23 KSchwab US Treas Money Fun d

L T BuyAOalornark Select Dividend J34.

... Oakmark Select Buy 7122 J

Strong Advisor Small Cap Vall u1eZ B Dividend L

Buy 7/8 J

I . Income/Gain Codes: A = $1,000 or l<iss B = SI ,001-$2,500 c = $2,50 J-S5 ,000 D = $5,001-$15,000 E "' $15,001-$50,000

(SeeColumnsBl a11dD4) F = $50.0{)]-$100,000 G = $100,001-$1,000,000 HI = $1.000,001-$5,000,000 H2 =More than $5,000,000

2. Value Codi J = Sl 5,000 or less K = $15.001-$50,000 L = $50,001-$100,000 M = SJ00,001-$250,000

(See Colwnns Cl a11d 03) N = $250,000-$500.000 () = $500,001-$1,000,000 Pl = $.l ,000,00 i-$5,000,000 P2 = $5,00 0,001-$25,000,000

P3 = $25,000,00l-$50,000,000 P4 = $More than S50,000,000

3. Value Method Codes Q =Appraisal R = Cost (Real Estate Only) s = Assessment T = Cash/Markel

('-ee Colrumi C21 lJ = Book Value: v =Olhel' w =Estimated

I I --i __J

-

-::-I I

1!

n

J

-

(A-H)

43.

45.

47.

49.

7/8

7/8

FINANCIAL DISCLOSURE REPORT N... of1'mron R<porth>g DateofReport .Page 3 of •t HALL, JANET C

5/13/2004

Vil INVESTMENTS an.cl TRUSTS - income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)

A.

Description of Assets (including trust assets)

Plaice "(X)" after each asset·eicempt from prior disclosure

B. Income during

reporting period

(1) (2)

Amount Type (e.g. Code I div. rent. or

c. D. Gross value al end of Transactions during reporting period · -reporting period

not exempt from disclosure(I) (2) (I) (2) (3) (4) (S)

Type (e.g. Date:Value Value Value Gain Identity of Code2 Method buy, sell, Month- Code2 Code buyer/seller (J-P) Code3 merger,int.) Day (J-P) I (A- (if private

redemption) Hi(Q-W) transaC:tion)

Buy 7/2237. Strong Advisor Small Cap VE1lueZ J

A L TInterest38. Citizerui Bank

L T BuyNone39. Mulilenkamp Fund K

Buy 7122 J40. Muhlenkamp Fund

L T BuyA Dividend41. Oakmark Select Fund J

L T Buy 7/22 JA Dividend42. Oakmark Select Fund

L T Buy 7/8 KB DividendStro1ng Advisor Small Cap ValueZ

L T Buy 7122B DividendStrong Advisor Small Cap ValueZ44.

J TA DividendSchwab US Treas

-L TNoneWes"tp011 Sm. Cap Class R.46.

J TNoneAMR Corp. -

A L TDividend48. Schwab Value Advantage: Mon1eyM :arlcet Fund

50.

Buy 8/27 KL Tc DividendArtis:an Int'l Small Cap

BuyA L TDividendPBHG Clipper Focus Int'! 6/11 J

L T51. Muhlenkamp Fund None

L T Buy 8127 J52. Calamos None

Buy 8/28 L53. Calamo1:

T Buy 8127 JA JDividend54. Titird Ave. Real Est. Value: Fund

I . lnc-0me!Ga1in Codes: A = :s1 ,ooo or foss B = $l ,00l -$2.,500 c = $2,501-$5,000 D = $5,001-$15,000 E '"sis 001-sso oOOi. ' '

(See Colwnns Bl and 04) F = $50,001-$1<00,000 G = $JOO,00l -$1,000 ,000 Hl = Sl.000,001-$5.000.000 H2 = More titan $5,000,000 !

2. Value Codi:s: J = $15,000 or .less K = $15,001-$50,000 L = $50,001-$100,000 M = $100,001-$250,000

(See Columns Cl and D3) N = S250,000-$500,000 0 = $500,001-$1,000,000 Pl = $ l .000,00 J-$5.000,000 P2 = $5,000,001-$25,000,000

P3 = :>25,000.001·$50.000,000 P4 =$More than $5(J,OOO,OOO

3_ Vaiue Meft1od Codes Q =Apµrnisal R =Cost (Real Estate Only) s = Assessment T = Cash/Markel

(See Column C2) u =Book Value v =Other w =Estimated

I I

5/13/200'1.

-

-

It

(2) (3) (4) (5)

f.I)

.

., .,

FINANCIAL DISCLOSURE REPORT Nmno of P""oo "''°"'"' Date ofReport ,Page 4 i:>f4 HALL, JANET C

- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 offiling instructions.)VII. INVESTMENTS and TRUSTS

A.

· tion uf AssetsDescnp (incJuding lruSt assets)

Place fui1m

"(X)" after each w;set ei«:mpt prior disclosure

---e. International Val11e Fund 55. ThiirdAv

56. ING Oran

57. INGi Oran

geAcclL

geAcclL

58. Bu:llfalo Sm. Cap

-

B. Jncome during

reporting period

(I) .

(2)

Amount Type (e.g. Code l div. rent or (A-H) im.)

A Dividend

A Interest

A Dividend

c. Gross value at end of reporting period

(I) (2)

Value Value Code2 Method (J-P) Code3

{Q-W)

1 T

T

T

K T

D. Transactions during reporting period · - ·

(l) not exempt from disclosure

Type (e.g. Date: Value Gain Identi yofbuy, sell, Month- Code2 Code buyer/rsellcr merger, Day (J-P) I (A- (if pri 'llte redemption) traDSai:tion)

Buy 8127 1

Buy 417 K

Sold 10/9 K

Buy 718 K

59. Calaimos Growth Fund K T Buy 118 K

r Value & Restr. Pund60. Excc:lsio A Dividend K T Buy 7/8 K

61. Jensien 1' ortfolio A Dividend K T Buy 7/8 K

-500 Index Fund A Dividend K T Buy 718 K

63. Vanguard MidCapFund A Dividend K T Buy 7/8 K

64. T. R1lwe : Price MidCap None K. T Buy 10/14 K I

65. Dodge.§ Cox Stock Fund A Dividend K T .

Buy 10114 K

otalRetum66. Royc:eT A Dividend K T Buy 10114 K

67 Schwab Money Market Fund . A Dividend J T .

I . Income/Gain Codes: A = Sl,000 or less . B = $1,001-$2,500 c = $2,501-SS,000 D = $5,001-$15,000 E $15,001-$50,0001 (See Colwnru; f!l and 04) F = $50,0Gl-SIOO,OOO G = $!00,0DJ-Sl,000,000 HI =$l,OOO,D01-S5,000,DOO H2 =More thar. $5,000,000

2. Value Codei>: =SI 5,000 or l"ss K = $15,001-$50,000 L =$50 .00 J -$JOO ,000 M = $100,001-$250,000

(See Columns CI and D3J N = $250,000-$500.000 0 = $500,00l-$1,000,000 Pl = $ ! ,000,00 l -$5 ,000,000 P2 = $5,000,001-$25,000,000

P3 = S.25,000,00l··SS0,000.000 P4 =$More trnm $50,000,000

3. Value Melhod Codes Q = Appraisal R = Cost fReal Estate Only) s. = Assessmem T = Cash/Markel

{See Column C2) u =Book Value v =Other w =Estimated __J

·' 5/13/2004

. "

Name of Person Reporting FIN.A.NCIAL DISCLOSURE REPORT

HALL. JANET C

vm. ADDITIONAL INFORMATION OR EXPLANATIONS

Section VII: Line 14: Passive income from :uh-chapter S corporation. Line 15: The appraisall date is 12/20196. Line 67: See letter of 5/13/04 amending prior Reports.

2002 YE Report, Lines 1 and 38: thi assc: t value fell below the reporting threshold during 2003.

- ..__

(hldicate pm ofReport.)

FName of ofRepo rt

I _..... -'--

5.-/.3 'J!

FJNANCIAL DISCLOSURE REPORT Person Reporting Date

HALI., JANET c·' 5/13/2004

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and c:omplet to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statu1tory provisions permitting non-disclosure.

I furtber certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported 111.re in compliance witlil the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Date 0-

. i " UAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR F.A.ILS TO FILE nns REPORT MAY AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Commjttee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544