rti regarding omr sheet

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Mr.Ashwani Kumar Avasthi vs Department Of Financial Services on 9 January, 2012 Central Information Commission Room No.307, II Floor, B Wing, August Kranti Bhawan, Bhikaji Cama Place, New Delhi110066 Telefax:01126180532 & 01126107254 websitecic.gov.in Appeal: No. CIC/DS/A/2011/000802 Appellant /Complainant : Shri Ashwani Kumar Avasthi, Aligarh Public Authority : State Bank of India,l Mumbai (Shri Ravinandan Thakur, CPIO - through video Conferencing) Date of Hearing : 27 December 2011 Date of Decision : 9 January 2012 Facts: 1. Appellant submitted RTI application dated 1 October 2010 before the CPIO, SBI, Mumbai, seeking information regarding details of the exam result of the Clerical Recruitment Exam conducted by the SBI on 8 November 2009 through 8 points enclosed herewith as Annexure A. 2. Vide CPIO Order dated 21 October 2010, CPIO provided reply to the Appellant that the information sought is available on the SBI Website and partial information with respect to the OMR sheet was not disclosed as it falls under the nondisclosure exemption under section 8 (1) (d) of the RTI Act, 2005. 3. Not satisfied with the reply, Appellant preferred appeal dated 22 November 2010, before the First Appellate Authority.

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Page 1: RTI Regarding OMR Sheet

Mr.Ashwani Kumar Avasthi vs Department Of Financial Services on 9 January, 2012

Central Information Commission

Room No.307, II Floor, B Wing, August Kranti Bhawan, Bhikaji Cama Place, 

New  Delhi110066

Telefax:01126180532 & 01126107254 websitecic.gov.in

Appeal: No. CIC/DS/A/2011/000802 

 Appellant /Complainant : Shri Ashwani Kumar Avasthi,  Aligarh     

Public Authority : State Bank of India,l Mumbai

(Shri Ravinandan Thakur, CPIO - 

through video

Conferencing) 

Date of Hearing  :   27 December 2011 

Date of Decision :   9 January 2012

Facts:

 

1. Appellant submitted RTI application dated 1 October 2010  before   the  

CPIO,   SBI,   Mumbai,   seeking   information   regarding  details   of   the  

exam   result   of   the   Clerical   Recruitment   Exam  conducted   by   the  

SBI   on   8   November   2009   through   8   points 

enclosed herewith as Annexure A.

2. Vide   CPIO   Order   dated   21   October   2010,   CPIO   provided  reply  

to   the   Appellant   that   the   information   sought   is  available   on   the  

SBI   Website   and   partial   information   with 

respect to the OMR sheet was not disclosed as it falls under  the   non-

disclosure   exemption   under   section   8   (1)   (d)   of   the  RTI Act, 2005.

3. Not satisfied with the reply, Appellant preferred appeal 

dated 22 November 2010, before the First Appellate Authority.

4. Vide FAA order dated 9 December 2010, the FAA upheld the 

Order of CPIO.

5. Being   aggrieved   and   not   being   satisfied   by   the   above  orders  

the   appellant   preferred   second   appeal   before   the  Commission.

Page 2: RTI Regarding OMR Sheet

6. Matter was heard today via videoconferencing from Mumbai  where  

respondent   as   above   was   present.   Appellant   was   heard 

from Aligarh via audio conferencing. 

7. Respondent   stated   that   they   had   already   provided  information  

to   the   appellant   regarding   marks   awarded   to   him 

subject wise, for the interview and total marks. 

8. Appellant submitted that he wished to have copies of his 

OMR Answer sheet, Question booklet and correct answer key. 

Appeal: No. CIC/DS/A/2011/000802 

9. The   Respondents   countered   by   arguing   that   26   Lakh  candidates

had   appeared   for   the   examination   which   was  outsourced   to   and  

conducted   by   IBPS   (Institute   of   Banking  Personnel   Selection),  

Mumbai   and   that   disclosure   of   the  requested   information   was  

also   governed   by   policy   of   IBPS,  with   which   the   public   authority

had   a   separate   agreement.  Further,   respondent  argued   that

disclosure   of   question   paper  and   correct   answer   key   also  

infringed   the   Intellectual  Property   Rights   of   IBPS.   The   CPIO   also

submitted   before   the  Commission   that   this   written   examination   for

recruitment   of  clerks    in respect of which    information

had been sought by 

the appellant was conducted over two sessions each over three 

Sundays spread over large number of centres in 34 States and 

SBI was not maintaining category wise cutoff for each of the 

eight categories for each of the 34 States and therefore this 

information was not held by the Public authority and could not 

be provided to the Appellant.

10. Under point VI of RTI Application appellant had sought to  have   a  

photocopy   of   the   Tabulation   sheet   maintained   by   the 

interview board in respect of his own case.    Decision notice

11. In   respect   of   the   disclosure   of   OMR   Answer   Sheet, 

question booklet and correct answer key by the SBI/IBPS, two 

issues are present in the above matter.

1. The first issue is whether under RTI Act, 2005 the answer 

sheets / OMR Sheets can be disclosed.

Page 3: RTI Regarding OMR Sheet

As per the judgment of the Supreme Court in Central Board 

of Secondary Education & Anr.  Vs. Aditya Bandopadhyay & Ors. 

Civil Appeal No.6454 Of 2011 the court held that:

"...As no other exemption under section 8 is available in 

respect of evaluated answer books,  the examining bodies will 

have to permit inspection sought by the examinees."

The court further held that:

"...the   examining   body   is   the   'principal'   and   the  examiner   is   the  

agent   entrusted   with   the   work,   that   is,  evaluation

of answer books. Therefore,  the examining body is  not   in   the   position  

of   a   fiduciary   with   reference   to   the 

examiner. On the other hand, when an answerbook is entrusted 

to the examiner for the purpose of evaluation, for the period  the   answer-

book   is   in   his   custody   and   to   the   extent   of   the  discharge   of  

his   functions   relating   to   evaluation,   the 

examiner is in the position of a fiduciary with reference to  the   examining  

body   and   he   is   barred   from   disclosing   the  contents of the answer-

book or the result of evaluation of the  answer-

book to anyone other than the examining body. Once the 

Appeal: No. CIC/DS/A/2011/000802 

examiner has evaluated the answer books, he ceases to have any 

interest in the evaluation done by him. He does not have any  copyright   or

proprietary   right,   or  confidentiality  right   in 

regard to the evaluation. Therefore it cannot be said that the    examining  

  body holds the evaluated answer books in a fiduciary      relationship,   

  qua the examiner."  

Thus,   respondents   are   wrong   in   saying   this   that  disclosure   of  

question   paper   and   correct   answer   key   also  infringed   the  

Intellectual   Property   Rights   of   IBPS   i.e.  examining body.

Further Justice Murlidhar, in the case before Delhi High 

Court;  IIT, Delhi v.  Naveen Talwar and Ors. W.P. (C) 751 of 

2011 has stated: 

 "...In the first place given the fact that admittedly the  evaluation   of   the  

ORS  is   carried   out   through   a   computerized  process   and   not  

Page 4: RTI Regarding OMR Sheet

manually,   the   question   of   there   being   a 

fiduciary relationship between the IIT and the evaluators does  not   arise.  

the   disclosure   of   evaluated   answer   sheets   was  "unlikely   to   render

the   system   unworkable   and   as   such   the  evaluated   answer   sheets  

in   such   cases   will   be   disclosed   and 

made available under the Right to Information Act . ...i

t is obvious that the evaluation of the ORS/ORM sheets  is   through   a  

computerized   process   and   no   prejudice   can   be 

caused to the IIT (public authority) by providing a candidate  a   photocopy  

of   the   concerned   ORS.   This   is   not   information 

being sought by a third party but by the candidate himself or 

herself. The disclosure of such photocopy of the ORS will not 

compromise the identity of the evaluator, since the evaluation 

is done through a computerized process..."

The law existing as on date in respect of the disclosure  of   answer  

sheets/OMR   sheets  under   the   RTI   Act,   2005  is   that 

the examining bodies (SBI/IBPS in the present case) evaluating 

the answer sheets /OMR sheets have to permit the inspection or  provide   a

certified   copy   of   answer   sheet/OMR   sheets   to   the  examinee. 

2. The second issue is whether RTI Act, 2005 is applicable  to   the   IBPS,  

Mumbai       (Institute   of   Banking   Personnel  Selection).  The   IBPS   has

been   permitted   by   the   Department  of   Financial   Services,   Ministry  

of   Finance,   Government   of  India vide letter no. 10/30/1/2010-

IR dated 20 September 2010 

to conduct Common Recruitment Programme for selection of both  Clerks  

and   Officers   in   Public   Sector   Banks.   This   means   that  the  

Government   of   India,   vide   this   letter,   has   delegated 

monopoly power for recruitment in Public Sector Banks to the 

IBPS, Mumbai probably at the behest of the Public Sector Banks  as   such  

a   proposal   was   sent   to   the   Ministry   by   the   Indian 

Appeal: No. CIC/DS/A/2011/000802 

Banks'   Association   Mumbai   vide   letter   no.   HR   & 

IR/MV/Govt./S/1120 Dated 21.08.2010

Page 5: RTI Regarding OMR Sheet

IBPS is an autonomous body registered as a Public Trust under 

the Bombay Public  Trust  Act of 1950 and as a Scientific and  Industrial  

Research   Organization   by   the   Department   of  Scientific   and  

Industrial   Research,   Ministry   of   Science   and 

Technology, Government of India. Further, the Governing Board  of   IBPS  

consists   of   nominees   from   Reserve   Bank   of   India, 

Ministry of Finance (Government of India), National Institute  of   Bank  

Management,   representatives   of   Public   Sector   Banks,  and  

Insurance   Sector.   The   matters   related   to   policy   and  affairs   of  

the   Institute   are   vested   in   the   Governing   Board. 

This leads us to conclude that IBPS is an organization which  is   controlled  

by   the   Government   as   well   as   agencies   and  instrumentalities   of  

the   State   falling   under   the   heading  "other   authorities"   within   the

meaning   of   Article   12   of   the  Constitution of India.

Under section 2 (h) of the RTI Act public authority is defined  as: 

(h)   "public   authority"   means   any   authority   or   body   or 

institution of self government established or constituted 

(a) by or under the Constitution; 

(b) by any other law made by Parliament; 

(c) by any other law made by State Legislature; 

(d) by notification issued or order made by the appropriate  Government, 

and includes any 

(i) body owned, controlled or substantially financed; 

(ii) nonGovernment organization substantially financed, 

directly or indirectly by funds provided by the appropriate  Government; "

The  question  is whether in light of the cumulative facts 

as established, the IBPS is a Public Authority as per Section  2   (h)(i)   of  

the   RTI   Act   or   not.   It   is   noted   that   IBPS   is  functionally  

dominated   by   or   under   the   control   of   the 

Appropriate Government and thereby making it an agency of the  State.

Appeal: No. CIC/DS/A/2011/000802 

For   determining  whether  an   organization  is   an   agency   or 

instrumentality of the 'State', Mathew, J. in Sukhdev Singh v.  Bhagatram  

Page 6: RTI Regarding OMR Sheet

Sardar   Singh   Raghuvanshi   (1975)   ILLJ   399   SC 

propounded following indicia:

"...(2) Another factor which might be considered is whether  the 

operation is an important public function. (3)   The   combination   of   State

aid   and   furnishing   of   an 

important public service may result in a conclusion that the  operation  

should   be   classified   as   State   agency.  If   a   given 

function is of such public importance and so closely related to  

governmental agency, then even the presence or absence of State 

financial aid might be irrelevant in making a finding of state  action.

(4)   The   ultimate   question   which   is   relevant   for   our 

purpose is whether  such   a   corporation   is   an   agency   or 

instrumentality   of  the   government   for  carrying on a business 

for the benefit of the public."

The court further highlighted the test give in the Ramana  Dayaram  Shetty

1979   SC   R   (3)1014   which   were   stated   in  following terms:

"...   (3)   It   may   also   be   a   relevant   factor...  whether   the 

corporation  enjoys  monopoly status  which is state conferred 

or state protected.

     (4)   Existence   of   deep   and   pervasive   State   control   may 

afford an indication that the corporation is a state agency or 

instrumentality.

     (5)   If   the   functions   of   the   corporation   are   of   public 

importance and  closely   related   to   governmental   functions,   it 

would be a relevant  factor in classifying the corporation as an 

instrumentality or agency  of the Government.      (6)   Specifically,   if   a  

department   of   Government   is  transferred to a  corporation,   it   would  

be   a   strong   factor  supportive of this inference  of   the   corporation  

being   an  instrumentality or agency of  government."

Factual matrix as discussed leads us to conclude:

* The recruitment function conducted  by IBPS is of public  importance,   as

large   numbers   of   candidates   all   over   India  apply   for   recruitment  

in   Public   Sector   Banks,   in   which 

Government of India has a majority stake. In other words, for 

Page 7: RTI Regarding OMR Sheet

getting a job in the Public Sector Banks, like State Bank Of  India   in   the  

present   case,   participating   in   exam   to   be 

conducted by IBPS is the only option available to the aspirant 

seeking a Banking Career in SBI. This exclusivity is conferred  on   IBPS   by

the   Department   of   Financial   Services   i.e.   it   is  state

conferred monopoly.  Thus, even the presence  or absence 

of State financial aid might be irrelevant in concluding the  status   of  

IBPS,   Mumbai.     The   fact   is   that   IBPS   enjoys   a 

Appeal: No. CIC/DS/A/2011/000802 

monopoly   status  granted   by   the   Department   of   Financial  Services,  

Ministry   of   Finance,   Government   of   India,   as   the  recruitment  

function  of   the   Public   Sector   Banks   has   been 

transferred to IBPS, in the absence of which, IBPS could not 

have conducted Common Recruitment Programme for recruitment of  both  

Clerks   and   Officers   in   Public   Sector   Banks   all   over  India.

* Further   the   Governing   Board   of   IBPS   which   governs   the  policy  

and   affairs   of   the   Institute   consist   of   Executive  Director,   Reserve

Bank   of   India  and  CMD's   of   all   the   Public 

Sector Banks. Thus,   such a Monopoly given by the Government  of   India  

to   the   IBPS   and   extensive   involvement   of   the  Government   in   its  

governing  board   makes  it   an   agency   of  the 

State, as it is functionally dominated by or under the CONTROL  of   the  

appropriate   Government,   thereby   it   comes   under   the 

meaning of Public  authority  under  section 2 (h)   (i) of RTI  Act, 2005.

" IBPS,   has   been   delegated   an   exclusive   power/permission 

for conducting Common Recruitment Programme for recruitment of  both  

Clerks  and  Officers   in  Public   Sector   Banks  (SBI   in  the 

present case) on behalf of Government of India via letter no.  10/30/1/2010-

IR dated 20 September 2010 to The Director, IBPS,  by   Department   of  

Financial   Services,   Ministry   of   Finance,  Government   of   India,   thus

making   IBPS   an  "Agency"  which  operates      under   the  

authority/control   of   the   Central  Government 

to carry out such recruitment programmes in Public  Sector   Banks  and  

Page 8: RTI Regarding OMR Sheet

thereby   IBPS   comes   under   the   meaning   of 

Public authority under section 2 (h) (i) of RTI Act, 2005.

" Therefore IBPS has an obligation of being     transparent 

to the citizens of the country in discharging public function  of   recruitment

of   both   clerks   and   Officers   in   Public   Sector  Banks

all over India and hence in line with the Preamble of  the   RTI   Act   read  

with   Section   2   (h)   (i),   it   is   required   to 

discharge its obligations under Section 4 and Section 6 of the  RTI Act. 

12. In respect  of disclosure of information as sought  under 

point VI, Commission directs the CPIO to provide the same to  the  

Appellant   after   blocking/severing   the   marks   awarded   to 

other candidates during that Interview Session.

13. The Commission hereby,  with respect to the Second appeal  directs  

IBPS,   Mumbai   and   SBI   to   furnish   the   OMR   Sheet,  Question  

booklet   and   correct   answer   keys   under   section   7   of 

the RTI Act, 2005 as desired by Appellant within two weeks of 

the Receipt of the Order.

Appeal: No. CIC/DS/A/2011/000802 

(Smt. Deepak Sandhu)

Information Commissioner (DS)

Authenticated true copy:

(T. K. Mohapatra)

Dy. Secretary & Dy. Registrar

Tel. No. 01126105027

Copy to:

1. Shri Ashwani Kumar Avasthi

House No. 1/307, Street No. 3

Mohalla Govind Nagar

Sanjay Gandhi Colony

Near Etah Chungi, G.T. Road

Aligarh202001 (UP)

2. The CPIO

Page 9: RTI Regarding OMR Sheet

General Manager 

State Bank of India

CRPD Corporate Centre

Tulsiani Chamber, 1st. Floor (West Wing)

Free Press Journal Marg, Nariman Point

Mumbai400021

3. The Appellate Authority

Chief  General Manager (Banking Works)

 State Bank of India

CRPD Corporate Centre

Tulsiani Chamber, 1st. Floor (West Wing)

Free Press Journal Marg, Nariman Point

Mumbai400021

4. The Director

Institute of Banking Personnel Selection 

IBPS House, Behind Thakur Polytechnic

Kandivali (East)

Mumbai400101

Appeal: No. CIC/DS/A/2011/000802