riskpro, india firms.pdf · standardizing of processes across 3 hubs (india, malaysia & china)...
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Risk Management Advisory for
Private Equity / VC Companies
Riskpro, India
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Who is Riskpro… Why us?
ABOUT US Riskpro is an organisation of member firms
around India devoted to client service excellence. Member firms offer wide range of services in the field of risk management.
Currently it has offices in three major cities Mumbai, Delhi and Bangalore and alliances in other cities.
Managed by experienced professionals with experiences various industries.
MISSION
Provide integrated risk management consulting services to mid-large sized corporate /financial institutions in India
Be the preferred service provider for complete Governance, Risk and Compliance (GRC) solutions.
VALUE PROPOSITION You get quality advisory, normally delivered
by large consulting firms, at fee levels charged by independent & small firms
High quality deliverables
Multi-skilled & multi-disciplined organisation.
Timely completion of any task
Affordable alternative to large firms
DIFFERENTIATORS
Risk Management is our only focus
Over 200 years of cumulative experience
Hybrid Delivery model
Ability to take on large and complex projects due to delivery capabilities
We Hold hands, not shake hands.
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Risk Management Advisory Services
Training Recruitment
Basel II Advisory Market Risk
Credit Risk
Operational Risk
ICAAP
Corporate Risks Enterprise Risk Assessment
Fraud Risk
Risk based Internal Audit
Operations Risk
Information Security IS Audit
Information Security
IT Assurance
IT Governance
Operational Risk Process reviews
Policy/ Process Review
Process Improvement
Compliance Risk
Governance Corporate Governance
Business Strategic risk
Fraud Risk
Forensic Accounting
Other Risks Business/Strategic Risk
Reputation Risk
Outsourcing Risk
Contractual Risk
Banking – E Learning
Corporate Training
Regular Risk Management Training
Online Training material
Workshops / Events
Virtual Risk Managers
Full Time Risk Professionals
Part time Risk Professionals
Risk Managers on call – free
S E
R V
I C
E S
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Helping you to protect your investments
Do you know the investee company well enough?
In addition to your due diligence, we will provide a pre-investment review of the company internal
processing framework, forensic accounting, internal control status, accounting infrastructure, risk
management tools, how company identifies and mitigates business risks.
Has the transaction closed smoothly and is company ready to execute
business strategies effectively with new funding?
Ensuring that investment transaction is free from material risks
Is the company protected from risks after the investment?
Regular comprehensive review to provide comfort that the investee company recognizes all
risks, takes cognizance and takes necessary action
Implement important risk management frameworks, policies to help companies manage existing
and emerging business
Key Risk Indicator based reporting to the Board and Major Shareholders
Regular risk based internal audits
Risk assessment of new products being launched
Educating senior management about risk management
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Before, During and After
Risk review before investment
Risk Management services at deal close and soon after
Value addition after investment by periodic reviews
Evaluate and conclude on
Business Risk, Project Risk
Review of existing controls
and policy framework to
mitigate risks.
Governance, Management
Philosophy review
Business and Accounting
due diligence to ensure
proper accounting
Proper accounting and
disclosure of transaction by
investee company
Establishing a framework for
Risk management at
investee company
Document key risk policy
Implement a simple MIS
and Risk Analytics
framework
Quarterly visit to investee
company to review
operations, identify key risks
and any risk management
issues
Help enhance internal
controls, risk management
initiatives to ensure sound
business execution
Continuous Control
monitoring within minimal
impact.
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Our Services – Tailored for you
• IT Assurance
• IT Governance
• Information Security
• Vendor Management Risks
• Outsourcing Risk
• Contractual Risk
• Corporate Governance
• Business Strategic Risk
• Fraud Risk
• Forensic Accounting
• Risk based Internal Audit
• Business/Strategic Risk
• Virtual Chief Internal Auditor
• Enterprise Risk Assessment
• Operations Risk Reviews
• Policy/ Process Review
• Process Improvement
• Compliance & Regulatory Risk
• Reputation Risk
Operational Risks
Corporate Governance
Technology Risks
Third Party Risks
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Our model supplements your efforts
Our reviews are risk focused (operational, technology, regulatory,
strategy etc.) and complimentary to the financial due diligence done
pre investment.
We bring cross industry and domain experience focusing on providing
early warning signals.
Expertise in making companies internal controls strong, adding to the
overall valuation of the company.
Focus on preventing problems
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Riskpro Clients Our ClientsB
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*Any trademarks or logos used throughout this presentation are the property of their respective owners
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Riskpro Clients Our ClientsC
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*Any trademarks or logos used throughout this presentation are the property of their respective owners
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Riskpro Clients Our ClientsIT
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*Any trademarks or logos used throughout this presentation are the property of their respective owners
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RESUMES – Our team
Co-Founder - Riskpro
CA, CPA, MBA-Finance (USA), FRM (GARP)
Over 10 years international experience – 6 years in Bahrain and 4 years USA
18 years exp in risk management consulting and internal audits, Specialization in Operational Risk, Basel II, Sox and Control design
Worked for Ernst & Young (Bahrain), Arab Investment Company (Bahrain), Navigant Consulting(USA), Kotak Mahindra Bank (India) and Credit Suisse(India)
Sox Compliance project for Fannie Mae, USA ( $900+ Billion Mortgage Company)
Manoj Jain
Credentials
Co-Founder - Riskpro
PGD (Electrical & Electronics & Computer Programming)
30 years of experience in Information & Communications Technology (ICT) Solutions for Retail, Garments, Manufacturing, Services Industries.
Has created Companies, Divisions, Products, Brands, Teams & Markets.
Consulting in Business, Technology, Marketing & Sales & Strategic Planning.
Advisory, Training, Workshops & Implementation in Systems Thinking, Systems Modeling & Balanced Scorecard
Worked with TIFR, Mahindra, Ambience, Communico-Graphique & Ionidea Inc, USA,
Casper
Abra
ham
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RESUMES - Our team Credentials
Director – Risk Management
MBA, PDFM,NSE-NCFM, PMP, CSSGB,ISO 9001:2000 I.A,GARP-FBR, ITILV3,CPP-BPM
Professional with 17 years of rich experience into diverse Consumer finance/ Lending operations ,Risk Management,BPMS, Consumer Banking, NBFC, Management Consulting & Housing finance in BFSI industry having successfully led key business strategic engagements across multi-product environment in APAC, Australia and US regions.
Worked with GE, ABN AMRO Bank, Citigroup, Accenture, Deutsche Postbank
Highly skilled and expert Trainer in Risk areas across Credit, Fraud, Operational, Corporate Risk management.
Specializes in Fraud Control, AML/KYC Compliance ,QA ,ERM and Regulatory governance.
Hem
ant S
eig
ell
Shrira
m G
okte
EVP - Risk Management
BTech MBA (USA)
22 years of work experience, 16 of which were in risk management domain, 11 years of global experience in USA & UK
Ex Chief Risk Officer of Birla Sun Life Insurance & CMS Info System .
Managed Risk & Compliance for two UK based insurance KPOs (Paternoster India & JLT India)
Core expertise in ERM, Capital Valuation, Operational Risk, Information Security, BCM, Governance & Internal Audit
CISA, CIA, CMA, FLMI, MBCI qualified
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RESUMES - Our team Credentials
EVP- EVP - Technology and Banking
30+ years experience in corporate banking, risk management and bankingtechnology project management
Held senior executive positions in banks in India (State Bank of Mysore, ING VysyaBank) and in the Middle East (Banque Saudi Fransi)
Initiated, managed and successfully implemented several information systemprojects in core banking, credit risk management and management reports
Experienced in business process review & re-engineering and change management
Significant experience in Project Management & Vendor ManagementSubra
mania
n A
.
SVP- Audit and Risk Management
CA, CIA, CFE and CISA
Ankit has over 15 years of risk management and internal audit experience, SOX &SSAE compliance, fraud reviews, regulatory compliance reviews, external & taxaudits and supporting ERP implementation to ensure effective control design.
He has headed the audit function for a midsize financial services company and thecaptive offshore unit of ANZ Bank one of the big 4 Australian banks. He has alsoworked in PWC for 8 years and Hewlett Packard for 3 years.
Ankit has extensive experience with internal audit in financial services and backoffice operations and has setup internal audit functions for captive units of fourdifferent companies.
Ankit M
anglik
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RESUMES – Our Team Credentials
Executive Vice President – Basel II & Banking
Ex- Head of Integrated Risk Management department at Bank of Maharashtra
Responsible for implementation of Risk management guidelines issued by RBI from time to time on Credit risk, Market Risk and Operational risk and reporting regularly to Risk Management Committee of the Board and Board of Directors.
Put in place all policies relating to Risk Management, ALM Policy, ICAAP Policy; Stress Testing Policy, Business Continuity Planning Policy, Outsourcing Policy.
Validated Credit Risk Rating and put in place techniques for identifying and measuring of Pillar 2 risks such as concentration risk, Liquidity risk, IRRBB, Earnings risk, strategic risk etc.
R. M
ura
lidhara
n
EVP – Banking and Risk Management
M.Sc in Applied Mathematics & P.G in Computer Science (Software). J.U
Ex- Head Central Risk, Migration and Standardization. Scope International, StandardChartered Bank, Chennai, India.
Over 30 years Experience both in Consumer & Wholesale Banking of which the last 12 yearsin B.P.O, working with 74 countries wherein the domain of risk management –setting up ofrisk management framework, tool kits, key control self assessment ,concurrent audit,standardizing of processes across 3 hubs (India, Malaysia & China) and System SecurityAdministrations
Specialization in Operational Risk, Audit, Integration, Migration, Regulatory & Compliance,Global Reconciliations, Global System Security Administration, Process Review & Re-engineering, Business Continuity, Cards Operations & Branch Banking.A
rdh
en
du
Cha
kra
bo
rti
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Key Contacts
Corporate Mumbai Mumbai Bangalore
Riskpro India Ventures (P)
Limited
www.riskpro.in
B-44, Glaxo Building,
Near Mt. Mary’s Steps
Bandra West, Mumbai
400050
Manoj JainDirector
M- 98337 67114
Shriram Gokte
EVP - Risk Management
M- 98209 94063
Rajesh SharmaEVP – Internal Audit and Risk
M- 98200 44174
Rita S
SVP - Risk Advisory
M- 98204 [email protected]
Casper AbrahamDirector
M- 98450 61870
Ankit ManglikSVP- Audit & Risk Management
M -9880401236
Delhi Pune Chennai Chennai
Hemant SeigellDirector – Risk Management
M- 99536 97905
M. L. Jain
Principal – Strategy Risk
M- 98220 [email protected]
Vivek Dixit
EVP- Risk and [email protected]
R. Muralidharan
EVP – Risk Management
M- 95660 77326
A Subramanian
EVP – Risk Management
M- 98400 41764
PN Venkataraghavan
EVP - Banking & Risk
M - 98840 72990
Ardhendu Chakraborti
EVP -Banking & Risk
M - 98410 77266
Hyderabad /Kolkata Salem Agra Ahmedabad
Phanindra Prakash (Hyderabad)
M- 95500 61616
Kolkata
Chandrasekeran
Recruitment franchisee
M – 94435 99132
Alok Kumar Agarwal (Agra)Member Firm
M- 99971 65253
Manoj Kumar
M – 98983 65320
Gourav Ladha
M- 97129 52955