risk modelling - future sky safety modelling: from safety data to a risk picture safety | future sky...
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Risk modelling:
from safety data to a risk picture
16 March, 2017 SAFETY | FUTURE SKY
Marta Llobet Lopez
EUROCONTROL - FSS P4
Models within the Risk Observatory
16 March, 2017 SAFETY | FUTURE SKY 2
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.
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Prototype risk observatory
Exposure data
Radar data
FDM data
Occurrence data
Exposure data
....
Structuring of safety data
Feed into integrated risk assessment framework
Acquire safety information
Acquire safety information
User: Analyst
Manager
Domain: Operator
ANSP Manufacturer
Airport Authority
Currently available ….
16 March, 2017 SAFETY | FUTURE SKY 3
Different types of models, with different scope and purpose, using different type of data …
barriers based,
event sequence diagrams,
physical models,
safety models for design, …
Barrier Model
16 March, 2017 SAFETY | FUTURE SKY 4
MAC
Strategic
Pre-Tactical
Tactical
Imminent infringement
Imminent Collision
Near Collision
Providence
STCA
Strategic Pln
Planning
DCB
Tactical
ACAS
Airside Induced
Groundside Induced
Accident risk
AND
OR
Cont Cont
Cont Cont Cont Cont
OR
Causal elements
Barriers
Precursors
Induced Events
Event Sequence Diagram
16 March, 2017 SAFETY | FUTURE SKY 5
roo
t ca
use
s
root causes
root causes
root causes
Initiating event Pivotal event 1
Pivotal event 3
Pivotal event 2 fault tree
fault tree fault tree
fault tree
Accident or serious
incident
Accident or serious
incident
Incident or occurrence
Incident or occurrence
Physical Models
16 March, 2017 SAFETY | FUTURE SKY 6
Contributing Factors
Incident Probability
Fre
qu
en
cy
Incident metric
Source: The Aviation Herald / AP / Kyodo News
Landing distance available
Landing distance
…
Incident Model
Start of
Braking
Weight
Speed
Wind
Flaps Image: IATA
Runway overrun
Safety Models for design
Flight Phases
Cruise
Descent
Approach
Landing
Pilot Abnormal ProceduresAircraft Functions & Systems
Cockpit HMI :PFD/ND …
parameters, CAS alerts, Control
Panels, etc.
Cockpit effects
Transition level
Go-Around
500 ft
DH/MDA
100 ft
Influencing factors (environmental events, runway characteristics & condition, …)
A/C FunctionsSystem Breakdown &
Dependencies
Observations
System controls
Actions on systems
Crew abnormal procedure :- triggered by an alert
or others cockpit effets
FHA - System Failure Conditions
Observations
Procedure inhibit or customization
A/C initial state(s)
External events / factors
FC initiation
16 March, 2017 7 SAFETY | FUTURE SKY
From ‘piecemeal’ view to the full picture …
16 March, 2017 SAFETY | FUTURE SKY 8
Barrier Models
ESD
Safety Models
Physical Models
RISK OBSERVATORY
Structuring the Risk Observatory
Need for a Risk Observatory structured in a way allowing to ‘plug’ different types of models in order to provide
• a full risk picture
• the risk associated to the several contributors of the different domains
16 March, 2017 SAFETY | FUTURE SKY 9
BackBone Model
Backbone models
16 March, 2017 SAFETY | FUTURE SKY 10
MAC ER
RWY EXC
BACKBONE MODELS RO INTERFACE DOMAIN / SPECIFIC MODELS
Safety Indicators
Contributing Factors Influencing Factors
MB3.2
STCA tool fails to give
effective warning in time
OR
Incorrect input data
provided to STCA tool
Incorrect STCA
processing
OR
Incorrect on-board
transponder data (3D
position, ID, DAPS)
Surveillance
technical failure
Insufficient
STCA Tool
configuration
integrity
OR
Insufficient
STCA Tool
reliability
Sensor(s)
Technical
failure
Incorrect data
emitted by on-
board
transponder to
ATM Ground
systems
Corruption
or loss of
transponder
data by CEM
perturbation
OR
Incorrect STCA
display
MAC (EnRoute) Backbone model
Short Term Conflict Alert (STCA) functional chain
STCA
processing
Sensor tracks
acquisition
STCA configuration
STCA
display
Tracking
processing
Sensor messages
acquisition
Tracking configuration
External SMS
SPI 1 - Occurrence dashbord of loss
of separation: compare on X years the
contribution of:
- ground equipment (ex: STCA);
- on-board equipment (ex: transponder);
- operations (procedures, HF).
SPI 2 - What-if: compute the risk
reduction in case of introduction of a
new equipment (ex: STCA tool).
FSS Risk Observatory Dashboard
FSS Risk Observatory
Backbone
multi-
domain
model for
STCA
contributor
factor
Sensor configuration
Network
zoom
Altarica
model of
transponder
CEM
Adapation
model to
link
backbone
model to
domain
specific
models
Domain-
specific
model
Multi-
Tracker
equipmen
t failure
OR
Radar
failure
OR
Ins
uff
icie
nt
rad
ar
relia
bilit
y (
HW
)
Ins
uff
icie
nt
rad
ar
so
ftw
are
in
teg
rity
Ins
uff
icie
nt
rad
ar
co
nfi
gu
rati
on
in
teg
rity
OR
Radar
reliability
modelRadar
Tuning
model
Radar
Sw integrity
model
Ins
uff
icie
nt
rad
ar
ma
inte
na
nc
e
Sensor
X
Sensor
Y
Ins
uff
icie
nt
tra
ck
er
relia
bilit
y (
HW
)
Ins
uff
icie
nt
tra
ck
er
so
ftw
are
in
teg
rity
Ins
uff
icie
nt
tra
ck
er
co
nfi
gu
rati
on
in
teg
rity
OR
Tracker
reliability
modelTracker
Tuning
model
Tracker
Sw integrity
model
Ins
uff
icie
nt
tra
ck
er
ma
inte
na
nc
e
Radar
Maintenance
Tracker
Maintenance
Incorrect
operational
configuration
of STCA Tool
(filtering in
inhibition
zones)
OR
Insufficient
Display
hardware
reliability
(sreen, graphic
card, …)Insufficient
STCA Tool
software
integrity Insufficient
HMI software
integrity
FTA
model of
STCA Tool
Display
reliability
modelSTCA
Tuning
model
HMI
Sw integrity
model
Hardware
Maintenance
How it looks like …
Ground equipment models
Airborne equipment models
Contributing Factors - Influencing Factors
16 March, 2017 SAFETY | FUTURE SKY 12
Mainly one to one
Mainly many to many
Mainly many to many
Generic Contributing Factors
Specific Contributing Factors per domain: • ANSP • AC manufacturer • Airborne SYS
manufacturer • Operator • Ground SYS manufacturer
Influencing Factors
Dashboard from P5
16 March, 2017 SAFETY | FUTURE SKY 13
Risk Overview for current situation
16 March, 2017 SAFETY | FUTURE SKY 14
Mid-Air Collision Near Mid-Air Collision Separation Minima Infringement Tactical Conflicts Overloads
Safety Indicators
Occurrences and Risk
Risk impact assessment for a specific change or situation
16 March, 2017 SAFETY | FUTURE SKY 15
Risk Impact when modifying:
Contributing factors
Influencing factors
P4 - Total system risk assessment
Providing a full risk picture
Showing the contribution to risk from the several domains
Supporting the safety impact assessment of changes within one or several domains
16 March, 2017 SAFETY | FUTURE SKY 16
P4 will deliver a Proof of concept, including the modelling part. Implementation, maintenance and operational use aspects
in a real environment are beyond the timeframe of P4.
Models
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