rf gd-oes analyses of optical multilayers · poster online (pdf) introduction. results...

1
April 2014 - IGDSS 2014 Poster online (PDF) INTRODUCTION RESULTS EXPERIMENTAL SUMMARY AND CONCLUSIONS FRAUNHOFER INSTITUTE FOR ELECTRON BEAM AND PLASMA TECHNOLOGY FEP O. ZYWITZKI, R. BELAU RF GD-OES ANALYSES OF OPTICAL MULTILAYERS Optical multilayers with antireflective or highly reflective properties in the visible range of spec- trum or solar-control layers with low transmittance in the near-infrared range of spectrum are used on different substrates like glass or polymer films. The antireflective or highly reflective coatings consist of alternating layers of high and low refractive metal oxides. The necessary number of the layers depends mainly on the requirements of the specific application. We present results for an antireflective system with 5 layers of silicon oxide and titanium oxide and for of a broad-band highly reflective Rugate filter with 46 periods of silicon oxide and tantalum oxide gradient layers. The solar-control system on a PET substrate consists of five silver layers which are surrounded by high refractive zinc-tin oxide layers. In the frame of our work we have tested the possibilities and limitations for the analyses of the depth-profiles of these different optical multilayers by rf glow discharge optical emission spectrometry (RF GD-OES). For this purpose the sputter parameters sputtering pressure, power and duty cycle are optimized for high depth resolutions. The influence of the parameters on the shape of the sputter crater is investigated by optical microscopy and by profilometry. Addi- tionally the effect of changes in spectral reflectance on measured intensities of optical emission lines was studied. For the solar control system on PET film the optimization of sputter parame- ters is challenging because of the very different material properties of silver, zinc-tin oxide and polymer and the additional necessary preparation of the flexible PET substrate for the analyses. At a low sputtering pressure of 450 Pa the sputter crater is relative flat in the centre. Unfor - tunately the sputtering rate near to the edges is significant lower, which restricts the depth resolution. At higher pressures of 600 Pa the sputter crater becomes more concave, whereas at 750 Pa a significant increase of roughness is detected. For lowest investigated sputtering pressure of 450 Pa the centre of the crater is flat whereas the edges are less sputtered. By increasing sputtering pressure to 750 Pa the bottom becomes more and more concave. The solar control system is composed of 5 periods with alternating thin silver and zinc-tin-oxide layers deposited on PET substrate. For low sputtering power of 15 W the optimum flatness of the bottom of the sputter crater was achieved for a sputtering pressure of 750 Pa. Unfortunately the sidewalls of sputter crater are oblique and not perpendicular under these conditions. For further improvement of the crater shape the sputtering pressure was kept constant at 450 Pa and the sputtering power was increased. Simultaneously the duty cycle was decreased to avoid a thermal overload of the sample. It can be shown that for 65 W sputtering power and 0.25 duty cycle the flatness between centre and edges is significant enhanced. By increasing sputtering power and simultaneous decreasing of duty cycle an optimum for the sputter crater shape could be achieved for 450 Pa sputtering pressure, 50 W sputtering power and 0.3125 duty cycle. The crater shows the typical development from a concave over flat to a convex bottom. At lower sputtering power of 10 W the sidewalls becomes as expected more oblique. After increa- sing the sputtering power to 20 W the sputter craters show more perpendicular sidewalls, but also some first hints of thermal damage of PET film are visible. At 25 W power the sputter crater has additionally a convex bottom. For optimized sputter conditions (450 Pa; 65 W; 0.25) all SiO 2 and TiO 2 layer of the antireflective system can be clearly resolved. The results show that measured intensities of the optical emission lines 288.158 nm for silion and 365.35 nm for titanium are drastically inflenced by the spectral reflectivity. The mesured intensity-time profil correlates very well to the values of simulated reflectance versus sputter depth. For quantification of the results this effect has to be taken into acount. The results show that optical multilayers on glass and polymer films can be successful analysed by rf GD-OES. Depth resolution in the nanometre range can be achieved with optimized sputter parameters and the additional use of pulsed rf power. For quantitative estimations the effect of changes in spectral reflectivity on measured intensity of optical emission lines has to be taken into account. GD-OES intensity-time profile and corresponding FE-SEM micrograph of a Rugate filter with 46 periods of silicon oxide and tantalum oxide gradient layers with a total thickness of 9.65 µm. For optimized sputter parameters a depth resolution better than 50 nm could be achieved at sputter depth of about 9 µm! For analyses of the solar control system on 50 µm PET films the samples are glued on 3 mm thick aluminum sheets. The solar control system with a total thick- ness of 450 nm is composed of 5 periods with alternating very thin silver layers and zinc-tin-oxide layers. It can be shown that with optimized sputter parameters (750 Pa; 15 W; 0.1875) flat sputter craters are obtained. It is remarkab- le that all 5 silver layers with a thickness of only 8 nm can be clearly resolved. For rf GD-OES analysis the GD-PROFILER 2 (HORIBA Jobin Yvon) with a MARCUS GD-sour - ce and anode diameter of 4 mm was used. The instrument features a polychromator (110 ... 620 nm) with 45 installed optical emission lines and an additional high resolution monochromator (160-500 nm). The new desi - gned 13.56 MHz rf sputtering source enables analyses in non-pulsed or in pulsed mode with a variation of duty cycle. For rf GD-OES analyses the 50 µm thin coated PET polymer film must be glued on a rigid substrate. We have used therefor 3 mm thick aluminium sheets. By the additional use of pulsed rf power, relative low sputtering powers and additional sample cooling smooth craters can be obtained without thermal degradation of the samples. GD-Profiler 2 (HORIBA Jobin Yvon) 450 Pa; 35 W; 0.5 450 Pa; 35 W; 0.5 600 Pa; 15 W; 0.1875 600 Pa; 35 W; 0.5 600 Pa; 35 W; 0.5 750 Pa; 15 W; 0.1875 750 Pa; 35 W; 0.5 750 Pa; 35 W; 0.5 900 Pa; 15 W; 0.1875 450 Pa; 50 W; 0.3125 450 Pa; 35 W; 0.5 750 Pa; 10 W; 0.1875 450 Pa; 65 W; 0.25 450 Pa; 50 W; 0.3125 750 Pa; 20 W; 0.1875 450 Pa; 80 W; 0.1875 450 Pa; 65 W; 0.25 750 Pa; 25 W; 0.1875 103 nm SiO 2 105 nm TiO 2 190 nm SiO 2 105 nm TiO 2 198 nm SiO 2 glass Sample preparation for coated PET polymer films Corresponding Contact CORRESPONDING CONTACT Fraunhofer-Institut für Elektronen- strahl- und Plasmatechnik FEP Winterbergstraße 28 01277 Dresden, Germany www.fep.fraunhofer.de Dr. Olaf Zywitzki Phone +49 351 2586 180 Fax +49 351 258655 180 0 20 40 60 80 100 250 750 1250 R/T (%) Wave length (nm) Transmittance Reflectance -1,0 -0,8 -0,6 -0,4 -0,2 0,0 0,2 0,4 0,6 0 1 2 3 4 5 6 Depth (µm) Scan Length (mm) -6 -5 -4 -3 -2 -1 0 1 2 3 4 0 1 2 3 4 5 6 Depth (µm) Scan Length (mm) -6 -5 -4 -3 -2 -1 0 1 2 3 4 0 1 2 3 4 5 6 Depth (µm) Scan Length (mm) -1,0 -0,8 -0,6 -0,4 -0,2 0,0 0,2 0,4 0,6 0 1 2 3 4 5 6 Depth (µm) Scan Length (mm) -1,0 -0,8 -0,6 -0,4 -0,2 0,0 0,2 0,4 0,6 0 1 2 3 4 5 6 Depth (µm) Scan Length (mm) -6 -5 -4 -3 -2 -1 0 1 2 3 4 0 1 2 3 4 5 6 Depth (µm) Scan Length (mm) -1,0 -0,8 -0,6 -0,4 -0,2 0,0 0,2 0,4 0,6 0 1 2 3 4 5 6 Depth (µm) Scan Length (mm) -1,0 -0,8 -0,6 -0,4 -0,2 0,0 0,2 0,4 0,6 0 1 2 3 4 5 6 Depth (µm) Scan Length (mm) -6 -5 -4 -3 -2 -1 0 1 2 3 4 0 1 2 3 4 5 6 Depth (µm) Scan Length (mm) -1,0 -0,8 -0,6 -0,4 -0,2 0,0 0,2 0,4 0,6 0 1 2 3 4 5 6 Depth (µm) Scan Length (mm) -1,0 -0,8 -0,6 -0,4 -0,2 0,0 0,2 0,4 0,6 0 1 2 3 4 5 6 Depth (µm) Scan Length (mm) -1,0 -0,8 -0,6 -0,4 -0,2 0,0 0,2 0,4 0,6 0 1 2 3 4 5 6 Depth (µm) Scan Length (mm) -1,0 -0,8 -0,6 -0,4 -0,2 0,0 0,2 0,4 0,6 0 1 2 3 4 5 6 Depth (µm) Scan Length (mm) -6 -5 -4 -3 -2 -1 0 1 2 3 4 0 1 2 3 4 5 6 Depth (µm) Scan Length (mm) -1,0 -0,8 -0,6 -0,4 -0,2 0,0 0,2 0,4 0,6 0 1 2 3 4 5 6 Depth (µm) Scan Length (mm) -1,0 -0,8 -0,6 -0,4 -0,2 0,0 0,2 0,4 0,6 0 1 2 3 4 5 6 Depth (µm) Scan Length (mm) -6 -5 -4 -3 -2 -1 0 1 2 3 4 0 1 2 3 4 5 6 Depth (µm) Scan Length (mm) -1,0 -0,8 -0,6 -0,4 -0,2 0,0 0,2 0,4 0,6 0 1 2 3 4 5 6 Depth (µm) Scan Length (mm) 0 20 40 60 80 100 250 750 1250 R/T (%) Wave length (nm) Transmittance Reflectance 0 20 40 60 80 100 250 750 1250 R/T (%) Wave length (nm) Transmittance Reflectance Antireflective system with UV protection on soda- lime glass 5 layers of silicon oxide and titanium oxide (total thickness: 670 nm) Variation of sputtering pressure using constant sputtering power of 35 W and duty cycle of 0.5; sputtering time about 100 s Variation of sputtering pressure using constant sputtering power of 35 W and duty cycle of 0.5; sputtering time 300 s Variation of sputtering pressure using constant sputtering power of 15 W and duty cycle of 0.1875; sputtering time of about 100 s Variation of sputtering power and duty cycle using co nstant sputtering pressure of 450 Pa; sputtering time about 100 s Variation of sputtering power and duty cycle using constant sputtering pressure of 450 Pa; sputtering time 300 s Variation of sputtering power using constant sputtering pressure of 750 Pa and duty cycle of 0.1875; sputtering time of about 100 s RF GD-OES intensity-time-profile for optimized sputter parameters and FE-SEM micrograph of cross-section RF GD-OES intensity-time-profile for optimized sputter parameters and FE-SEM micrograph of cross-section RF GD-OES intensity-time-profile for optimized sputter parameters and FE-SEM micrograph of cross-section Simulated Reflectance versus sputter depth for the used optical emission lines of silicon and titanium Broad-band highly reflective Rugate filter on soda-lime glass 46 periods of silicon oxide and tantalum oxide gradient layers (total thickness: 9650 nm) Solar control system on PET polymer film 5 silver layers with a thickness of 8 nm embedded in zinc-tin oxide layers (total thickness: 450 nm) 0,0 0,5 1,0 1,5 2,0 2,5 0 20 40 60 80 100 Intensity (V) Time (s) Si Ti O Na 0,5 1,0 1,5 2,0 2,5 0 100 200 300 400 500 600 Intensity (V) Time (s) Ta*10 Si*5 O Ca/5 Na 0 1 2 3 4 0 20 40 60 80 100 Intenisty (V) Time (s) Ag/20 O C Sn*5 Zn 0 20 40 60 80 0 100 200 300 400 500 600 700 Reflectance (%) Sputter depth (nm) Si (288 nm) Ti (365 nm) ANTIREFLECTIVE (AR) SYSTEM WITH UV PROTECTION ON SODA-LIME GLASS BROAD-BAND HIGHLY REFLECTIVE RUGATE FILTER ON SODA-LIME GLASS SOLAR CONTROL SYSTEM ON PET POLYMER FILM Spectral transmittance and reflectance of the investigated optical multilayers

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Page 1: RF GD-OES ANALYSES OF OPTICAL MULTILAYERS · Poster online (PDF) INTRODUCTION. RESULTS EXPERIMENTAL. SUMMARY AND CONCLUSIONS. FRAUNHOFER INSTITUTE FOR ELECTRON BEAM AND PLASMA TECHNOLOGY

April 2014 - IGDSS 2014

Poster online (PDF)

INTRODUCTION

RESULTS

EXPERIMENTAL

SUMMARY AND CONCLUSIONS

F R A U N H O F E R I N S T I T U T E F O R E L E C T R O N B E A M A N D P L A S M A T E C H N O L O G Y F E P

O. ZYWITZKI, R. BELAU

RF GD-OES ANALYSES OF OPTICAL MULTILAYERS

Optical multilayers with antireflective or highly reflective properties in the visible range of spec-trum or solar-control layers with low transmittance in the near-infrared range of spectrum are used on different substrates like glass or polymer films.The antireflective or highly reflective coatings consist of alternating layers of high and low refractive metal oxides. The necessary number of the layers depends mainly on the requirements of the specific application. We present results for an antireflective system with 5 layers of silicon oxide and titanium oxide and for of a broad-band highly reflective Rugate filter with 46 periods of silicon oxide and tantalum oxide gradient layers. The solar-control system on a PET substrate consists of five silver layers which are surrounded by high refractive zinc-tin oxide layers.

In the frame of our work we have tested the possibilities and limitations for the analyses of the depth-profiles of these different optical multilayers by rf glow discharge optical emission spectrometry (RF GD-OES). For this purpose the sputter parameters sputtering pressure, power and duty cycle are optimized for high depth resolutions. The influence of the parameters on the shape of the sputter crater is investigated by optical microscopy and by profilometry. Addi-tionally the effect of changes in spectral reflectance on measured intensities of optical emission lines was studied. For the solar control system on PET film the optimization of sputter parame-ters is challenging because of the very different material properties of silver, zinc-tin oxide and polymer and the additional necessary preparation of the flexible PET substrate for the analyses.

At a low sputtering pressure of 450 Pa the sputter crater is relative flat in the centre. Unfor-tunately the sputtering rate near to the edges is significant lower, which restricts the depth resolution. At higher pressures of 600 Pa the sputter crater becomes more concave, whereas at 750 Pa a significant increase of roughness is detected.

For lowest investigated sputtering pressure of 450 Pa the centre of the crater is flat whereas the edges are less sputtered. By increasing sputtering pressure to 750 Pa the bottom becomes more and more concave.

The solar control system is composed of 5 periods with alternating thin silver and zinc-tin-oxide layers deposited on PET substrate. For low sputtering power of 15 W the optimum flatness of the bottom of the sputter crater was achieved for a sputtering pressure of 750 Pa. Unfortunately the sidewalls of sputter crater are oblique and not perpendicular under these conditions.

For further improvement of the crater shape the sputtering pressure was kept constant at 450 Pa and the sputtering power was increased. Simultaneously the duty cycle was decreased to avoid a thermal overload of the sample. It can be shown that for 65 W sputtering power and 0.25 duty cycle the flatness between centre and edges is significant enhanced.

By increasing sputtering power and simultaneous decreasing of duty cycle an optimum for the sputter crater shape could be achieved for 450 Pa sputtering pressure, 50 W sputtering power and 0.3125 duty cycle. The crater shows the typical development from a concave over flat to a convex bottom.

At lower sputtering power of 10 W the sidewalls becomes as expected more oblique. After increa-sing the sputtering power to 20 W the sputter craters show more perpendicular sidewalls, but also some first hints of thermal damage of PET film are visible. At 25 W power the sputter crater has additionally a convex bottom.

For optimized sputter conditions (450 Pa; 65 W; 0.25) all SiO2 and TiO2 layer of the antireflective system can be clearly resolved.The results show that measured intensities of the optical emission lines 288.158 nm for silion and 365.35 nm for titanium are drastically inflenced by the spectral reflectivity. The mesured intensity-time profil correlates very well to the values of simulated reflectance versus sputter depth. For quantification of the results this effect has to be taken into acount.

The results show that optical multilayers on glass and polymer films can be successful analysed by rf GD-OES. Depth resolution in the nanometre range can be achieved with optimized sputter parameters and the additional use of pulsed rf power. For quantitative estimations the effect of changes in spectral reflectivity on measured intensity of optical emission lines has to be taken into account.

GD-OES intensity-time profile and corresponding FE-SEM micrograph of a Rugate filter with 46 periods of silicon oxide and tantalum oxide gradient layers with a total thickness of 9.65 µm. For optimized sputter parameters a depth resolution better than 50 nm could be achieved at sputter depth of about 9 µm!

For analyses of the solar control system on 50 µm PET films the samples are glued on 3 mm thick aluminum sheets.The solar control system with a total thick-ness of 450 nm is composed of 5 periods with alternating very thin silver layers and zinc-tin-oxide layers.

It can be shown that with optimized sputter parameters (750 Pa; 15 W; 0.1875) flat sputter craters are obtained. It is remarkab-le that all 5 silver layers with a thickness of only 8 nm can be clearly resolved.

For rf GD-OES analysis the GD-PROFILER 2 (HORIBA Jobin Yvon) with a MARCUS GD-sour-ce and anode diameter of 4 mm was used. The instrument features a polychromator (110 ... 620 nm) with 45 installed optical emission lines and an additional high resolution monochromator (160-500 nm). The new desi-gned 13.56 MHz rf sputtering source enables analyses in non-pulsed or in pulsed mode with a variation of duty cycle.

For rf GD-OES analyses the 50 µm thin coated PET polymer film must be glued on a rigid substrate. We have used therefor 3 mm thick aluminium sheets. By the additional use of pulsed rf power, relative low sputtering powers and additional sample cooling smooth craters can be obtained without thermal degradation of the samples.

GD-Profiler 2 (HORIBA Jobin Yvon)

450 Pa; 35 W; 0.5

450 Pa; 35 W; 0.5

600 Pa; 15 W; 0.1875

600 Pa; 35 W; 0.5

600 Pa; 35 W; 0.5

750 Pa; 15 W; 0.1875

750 Pa; 35 W; 0.5

750 Pa; 35 W; 0.5

900 Pa; 15 W; 0.1875

450 Pa; 50 W; 0.3125

450 Pa; 35 W; 0.5

750 Pa; 10 W; 0.1875

450 Pa; 65 W; 0.25

450 Pa; 50 W; 0.3125

750 Pa; 20 W; 0.1875

450 Pa; 80 W; 0.1875

450 Pa; 65 W; 0.25

750 Pa; 25 W; 0.1875

103

nm S

iO2

105

nm T

iO2

190

nm S

iO2

105

nm T

iO2

198

nm S

iO2

glas

s

Sample preparation for coated PET polymer films

Corresponding Contact

CORRESPONDING CONTACT

F r a u n h o f e r - I n s t i t u t f ü r E l e k t r o n e n - s t r a h l - u n d P l a s m a t e c h n i k F E P

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P h o n e + 4 9 3 5 1 2 5 8 6 1 8 0F a x + 4 9 3 5 1 2 5 8 6 5 5 1 8 0

0

20

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250 750 1250

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Transmittance Reflectance

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-6-5-4-3-2-101234

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th (µ

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0

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100

250 750 1250

R/T

(%)

Wave length (nm) Transmittance Reflectance

Antireflective system with UV protection on soda- lime glass

5 layers of silicon oxide and titanium oxide

(total thickness: 670 nm)

Variation of sputtering pressure using constant sputtering power of 35 W and duty cycle of 0.5; sputtering time about 100 s

Variation of sputtering pressure using constant sputtering power of 35 W and duty cycle of 0.5; sputtering time 300 s

Variation of sputtering pressure using constant sputtering power of 15 W and duty cycle of 0.1875; sputtering time of about 100 s

Variation of sputtering power and duty cycle using co nstant sputtering pressure of 450 Pa; sputtering time about 100 s

Variation of sputtering power and duty cycle using constant sputtering pressure of 450 Pa; sputtering time 300 s

Variation of sputtering power using constant sputtering pressure of 750 Pa and duty cycle of 0.1875; sputtering time of about 100 s

RF GD-OES intensity-time-profile for optimized sputter parameters and FE-SEM micrograph of cross-section

RF GD-OES intensity-time-profile for optimized sputter parameters and FE-SEM micrograph of cross-section

RF GD-OES intensity-time-profile for optimized sputter parameters and FE-SEM micrograph of cross-section

Simulated Reflectance versus sputter depth for the used optical emission lines of silicon and titanium

Broad-band highly reflective Rugate filter on soda-lime glass

46 periods of silicon oxide and tantalum oxide gradient layers

(total thickness: 9650 nm)

Solar control system on PET polymer film

5 silver layers with a thickness of 8 nm embedded in zinc-tin oxide layers

(total thickness: 450 nm)

0,0

0,5

1,0

1,5

2,0

2,5

0 20 40 60 80 100 120

Inte

nsity

(V)

Time (s)

Si Ti O Na

0,5

1,0

1,5

2,0

2,5

0 100 200 300 400 500 600

Inte

nsity

(V)

Time (s)

Ta*10 Si*5 O Ca/5 Na

0

1

2

3

4

0 20 40 60 80 100

Inte

nist

y (V

)

Time (s)

Ag/20 O C Sn*5 Zn

0

20

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60

80

0 100 200 300 400 500 600 700

Refle

ctan

ce (

%)

Sputter depth (nm)

Si (288 nm) Ti (365 nm)

ANTIREFLECTIVE (AR) SYSTEM WITH UV PROTECTION ON SODA-LIME GLASS

BROAD-BAND HIGHLY REFLECTIVE RUGATE FILTER ON SODA-LIME GLASS

SOLAR CONTROL SYSTEM ON PET POLYMER FILM

Spectral transmittance and reflectance of the investigated optical multilayers