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Where innovation starts Drs. Freek Hermkens CMC April 2014 Process Optimisation and Middle Management Background information research

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Page 1: Research set up freek hermkens

Where innovation starts

Drs. Freek Hermkens CMC

April 2014

Process Optimisation and

Middle Management

Background information research

Page 2: Research set up freek hermkens

Content

Freek Hermkens

• Objective and preliminary question

• Preliminary approach

• Design science approach

• Research framework

• Systematic literature review

• Researches themes

• Wilber Integral Theory

• Setup further research

• Case studies

• Theoretical framework

• Analysis

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Objective:

Understanding the relationship between the role of the middle manager and continuous Improvement (Lean)

• Insight increases the likelihood of successfully implementing continuous improvement (Lean)

How and to what extent does middle management influence continuous improvement of organizations in the financial service

industry?

Objective and Preliminary question

Freek Hermkens

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Design science approach

• Develop model

• Describe model 1.0 (conceptual framework)

• Test model 4 case studies (casus come from already executed projects)

• Describe Instrument model 2.0

• Testing model within project/ casus (testing during the executing of a project (new))

• Final version theoretical framework

Freek Hermkens

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Research framework

Case

(positive)

Theoretical

framework

(concept)

Model 1.0

Systematic

literature

review

(A) (B)

Theoretical

framework

Model 2.0

Case

(positive)

Case

(negative)

Case

(negative)

Case 1

Case 2

Case 3

Case 4

(c) (D)

Final version

theoretical

framework

Freek Hermkens

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A) Systematic literature review

• Landscape map of the literature on CI and MM

• Overview of the different themes within the CI en MM

literature

• Insight in relation between CI and MM as described in

current literature (if applicable)

• Result: Landscape map linked to the theoretical

framework to be reviewed in the case studies

Freek Hermkens

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Continuous improvement

• CI Tools

• Use of CI tools

• Leadership

• Sustainability

• Critical success

factors for

implementation CI /

Lean

• Culture

• Potential Pitfalls

• Lean leadership

Middle Management

• Downsizing

• Empowerment

• Implementing change

• TQM

• Performance

management en

Quality improvement

Research themes

Freek Hermkens

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Wilber Integral Theory

Freek Hermkens

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Setup further research

Freek Hermkens

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B) Case studies

Approach • Use 4 case studies

• 2 successful cases

• 2 less successful cases (failures)

• Cases that already have been executed (retrospective study)

• Use semi-structured interviews to look back at the results

• Test conceptual theoretical framework

Results • Insight in factors that contributed to success and failure of continuous

improvement and role of middle management in this

• Sharpening and deepening the theoretical framework

• This will provide the basis for phase C

Freek Hermkens

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Background

A case study is an empirical inquiry that • Investigates a contemporary phenomenon within its real-life

context, especially when

• the boundaries between phenomenon and context are not cleraly evident

Single vs. Multiple case

• Single case appropriate in certain conditions

• Multiple case design better in general

Embedded vs. Holistic

• Holistic = one unit of analysis

• Emdedded = several units of analysis

Freek Hermkens

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Basic types of Designs

Context

Case

Context

Case

Embedded

Unit of

Analysis 1

Embedded

Unit of

Analysis 2

Context

Case

Context

Case

Context

Case

Context

Case

Context

Case

Context

Case

Context

Case

Context

Case

U1 U2

U1 U2

U1 U2

U1 U2

Embedded

(multiple units

of analysis)

Holistic

(single unit

of analysis)

Single-case Designs Multiple-case Designs

Yin 2009

Freek Hermkens

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Embedded vs. Holistic Designs

Holistic design When no logical subunits can be identified.

study might be conducted on a too abstract level

Research question slippage

Embedded design

Avoids slippage

Extensive analysis

Might focus too much on subunits, loses higher level

(holuistic) aspects

Freek Hermkens

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C) Theoretical framework

Approach

• Adjustments to the theoretical framework based on findings

• Case studies to be selected for applying the theoretical framework

during an implementation (forward looking)

• Will these be done in parallel, or one after another (to be decided.

Advantage of last approach is the possibility of adjustment during

the research)

Results

• Findings from forward-looking case studies

• Adjusted theoretical framework

Freek Hermkens

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D) Analysis

Approach • Review the different case studies, focusing on:

• similarities and differences

• Hypotheses being confirmed and not confirmed (why not? What can we deduct from that?)

• Apply the findings to the theoretical framework: where does it have to be adjusted, what needs to be further investigated, what are the limitations? -> research implications

• What can managers, consultants etc. learn from this research? -> practical implications

Results • Conclusions from the research

• Final theoretical framework

• Implications for further research

• Implications for practitioners

Freek Hermkens

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For more information

Freek Hermkens

[email protected]

Freek Hermkens