request for reconsideration (filed 4-24-13)
DESCRIPTION
Request for Reconsideration of the decision of Nancy Anstaett, J. Patrick Brazil and Mikel Stout to dismiss the 12-count complaint against Stanton A. Hazlett, the Chief Disciplinary Administrator for Kansas. The original complaint was filed on May 23, 2012. The complaint was dismissed on February 1, 2013. Keen A. Umbehr has filed this Request for Reconsideration for the reasons stated herein.TRANSCRIPT
Request for Reconsideration:
Decision of the Review Committee in
Formal Complaint Against
Stanton A. Hazlett
Submitted by:
Keen A. Umbehr
April 24, 2013
1
BEFORE A REVIEW COMMITTEE APPOINTED UNDER
SUPREME COURT ORDER 2012 SC 52
Complainant: Keen A. Umbehr, #22047 Date Complaint Filed: May 23, 2012
P.O. Box 482 Date of Dismissal: February 1, 2013
Alma, Kansas 66401 Date of Complainant’s Request for
[email protected] Reconsideration: April 23, 2013
Respondent: Stanton A. Hazlett, #9531 Special Prosecutor: Edward G. Collister, Jr.
Disciplinary Administrator Collister & Kampschroeder
701 SW Jackson, First Floor 3311 Clinton Pkwy Ct.
Topeka, Kansas 66603 Lawrence, KS 66047
Members of the Review Committee:
Ms. Nancy Anstaett Mikel L. Stout
Rowe & Anstaett, L.L.C. Foulston Siefkin, LLP
8675 W. 96th St., Ste. 210 1551 N. Waterfront Parkway #100
Overland Park, KS 66212 Wichita, KS 67206
Hon. J. Patrick Brazil
2317 SW Mayfair Place
Topeka, KS 66611
REQUEST FOR RECONSIDERATION OF THE HAZLETT DISMISSAL
Pursuant to the Internal Operating Rules of the Kansas Board for Discipline of Attorneys B.8., I
hereby submit a formal request for reconsideration of your previous decision dated February 1,
2013, wherein you dismissed the formal complaint against Disciplinary Administrator Stanton A.
Hazlett (S.C. #9531), which was filed on May 23, 2012 by Keen A. Umbehr (S.C. #22047). In
support of my request for reconsideration, I provide the following facts:
Decision of the Review Committee
According to the written decision dated February 1, 2013, and released by Carol Green on
February 6, 2013, the dismissal of the Hazlett complaint by Nancy S. Anstaett, J. Patrick Brazil,
and Mikel L. Stout (hereinafter referred to as “the Anstaett committee"), was based on a
conclusion that the Review Committee members who were appointed to investigate the ethics
complaint filed against Keen A. Umbehr by the Kansas Department of Corrections (Case No.
DA10,902), Sara Beezley, Robert Guenthner and William Swearer (hereinafter referred to as
“the Beezley committee”), made a finding of probable cause which predated Mr. Hazlett’s
statements to Keen Umbehr’s then-attorney, John Ambrosio, claiming that the Beezley Review
Committee had already made a finding of probable cause and that he (Mr. Hazlett) planned to
prepare a formal complaint and set the matter for hearing.
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The Anstaett committee dismissed the formal complaint against Stanton A. Hazlett for the
following reasons:
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The rules adopted by the Supreme Court of Kansas, specifically, the Internal Operating Rules of
the Kansas Board for Discipline of Attorneys B.8., states:
“The Review Committee, upon a proper showing, may reconsider any
decision. After reconsidering an order, the Review Committee may direct any
action pursuant to Rule 210(c).”
I hereby request that the members of the Anstaett Review Committee reconsider their previous
decision to dismiss the formal complaint against Stanton A. Hazlett for the following reasons:
1. The Anstaett Committee finding is unsupported by any documented evidence
substantiating a finding of probable cause in the Umbehr case (DA 10,902).
The Anstaett committee’s conclusion that the Beezley committee found probable cause in the
Umbehr complaint (DA Case No. 10,902) is without any factual basis.
a. Mr. Collister’s investigation did not produce any documents, notes, minutes,
affidavits or review committee reports which provided evidence of a finding
of probable cause by the Beezley committee in the Umbehr case.
i. There are no Review Committee reports in existence from the
Beezley committee reflecting a finding of probable cause in the
Umbehr complaint. (See Exhibit XX; Hazlett complaint)
ii. If the Beezley Committee had in fact found probable cause, such a
vote would have been recorded by the Chair of the Committee,
Sara Beezley, in accordance with Internal Operating Rules of the
Kansas Board for Discipline of Attorneys Rule B.7., which states:
“A record reflecting each action of the Review Committee shall be
prepared by the Chair and distributed to the Review Committee
members and the Disciplinary Administrator.” [Emphasis added]
Failure to make a record reflecting each action of the Review
Committee would constitute a violation of Rule B.7., by Sara
Beezley, Chair.
iii. The reason Sara Beezley did not produce a report which recorded a
finding of probable cause, is because the Beezley committee never
found probable cause in the Umbehr case by majority vote – ever.
iv. The record proves that the only time the Beezley committee voted
on whether the facts contained in the Umbehr complaint supported
a finding of probable cause by clear and convincing evidence was
on October 24, 2011, when the committee decided to dismiss the
complaint with a letter of caution. (See copies of all five Beezley
committee reports; Exhibit XX; Hazlett complaint.)
v. If the Beezley committee had in fact found probable cause by
majority vote in 2010, then the Umbehr complaint DA Case No.
10,902, would have proceeded to a panel hearing. In addition, on
October 5, 2010, I had informed my attorney John Ambrosio of my
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decision not to accept any form of diversion or admit to a scintilla
of guilt. (See Exhibit G; Hazlett complaint)
vi. I reiterated my decision not to accept any diversion proposal in a
subsequent letter to Mr. Ambrosio dated November 21, 2010 (See
Exhibit P; Hazlett complaint).
vii. In a letter dated January 12, 2011, from Mr. Hazlett to John
Ambrosio, he writes in relevant part: “I have not heard back from
you regarding Mr. Umbehr’s position on diversion . . . If I do not
hear from you by that time, I will prepare a formal complaint and
set the matter for hearing. As you know, the Review Committee has
already made a finding of probable cause in this matter.” (See
Exhibit R; Hazlett complaint.)
viii. In a letter dated January 15, 2011, which was written to Mr.
Hazlett and sent via my attorney, John Ambrosio, I restated my
October 5, 2010, decision not to accept a diversion or admit to a
scintilla of guilt. (See Exhibit S; Hazlett complaint.)
ix. Finally, on March 17, 2011, a full five (5) months after I originally
informed Mr. Ambrosio of my decision not to accept a diversion
proposal, I received a copy of a letter Mr. Hazlett wrote to John
Ambrosio acknowledging receipt of my January 15, 2011, letter.
Mr. Hazlett stated in part: “In that letter Mr. Umbehr makes it
clear that he does not wish to be considered for the diversion
program.” He goes on to state: “As I advised you in my January
12, 2011, [letter] to you, there has been a finding by the Review
Committee of probable cause in this case. Shortly, I will be setting
this matter for hearing.” (See Exhibit W; Hazlett complaint.)
x. In summary, Mr. Hazlett’s January 12, 2011, letter to John
Ambrosio (Exhibit R) makes three important statements: 1) that
the Review Committee had already made a finding of probable
cause; 2) that he intended to prepare a formal complaint; and 3)
that he would be setting the matter for hearing. However, Rule
210(c) clearly states: “A complaint shall not be referred for panel
hearing . . . unless the review committee finds by a majority vote
that there is probable cause to believe there has been a violation of
the Attorney’s Oath or the disciplinary rules of the Supreme
Court.” [Emphasis added] The fact remains, that the Beezley
committee never determined by majority vote that there was
probable cause to believe that I had violated any of the KRPC.
Therefore, when Mr. Hazlett threatened to prepare a formal
complaint and set the matter for hearing, he was actually making a
false statement of material fact. Rule 210(c) prohibited him from
proceeding to a panel hearing before the Review Committee found
probable cause by majority vote. Mr. Hazlett’s written threat was
an attempt to increase the pressure and coerce me into accepting
his diversion proposal.
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xi. Neither Ed Collister nor the members of the Anstaett committee
have identified a date specific in 2010 when the Beezley
committee allegedly made a finding of probable cause by majority
vote in accordance with Rule 210(c). The reason the Anstaett
committee members did not provide a date, is simply because they
could not provide a date. It was impossible for the Anstaett
committee to furnish a date for a vote, or a finding, or an event
which never occurred.
xii. The only time the Beezley committee voted on whether there was
probable cause to believe that I had violated the KRPC was on
October 24, 2011, when the committee voted to dismiss the
complaint due to lack of clear and convincing evidence.
xiii. In conclusion, the Anstaett committee’s determination that there
was an unreported and undocumented finding of probable cause in
the Umbehr complaint, assumes facts not in evidence from either
sworn testimony or written documents, and constitutes a clear and
flagrant abuse of discretion.
2. The Anstaett Committee finding is unsupported by any sworn testimonial evidence
pertaining specifically to the finding of probable cause in the Umbehr case (DA
10,902).
Mr. Collister’s investigation did not produce a single sworn statement from any member of the
Beezley committee stating that they had found probable cause by majority vote that I had
violated one or more of the Kansas Rules of Professional Conduct (KRPC).
a. The Review Committee members in the Umbehr case consisting of Sara
Beezley, Robert Guenthner, and William Swearer did not provide sworn
statements stating that they had found – by majority vote – that there was
probable cause to find that I had violated one or more of the Kansas Rules of
Professional Conduct (KRPC).
i. In order for the Anstaett committee to make the claim that the
Beezley committee found probable cause, they must provide
evidence that a vote was taken and that the majority of members of
the Beezley committee found probable cause.
ii. Such a finding of probable cause must be in compliance with
KRPC Rule 210(c) which states in part: “A complaint shall not be
referred for panel hearing, referred to the Attorney Diversion
Program, or the discipline of informal admonition imposed unless
the review committee finds by a majority vote that there is
probable cause to believe there has been a violation of the
Attorney’s Oath or the disciplinary rules of the Supreme Court.”
[Emphasis added]
iii. If in fact Ed Collister did take sworn statements from Sara
Beezley, Robert Guenthner and/or William Swearer, and present
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those statements to the Anstaett committee for consideration, I
assert that those statements could not and did not include any claim
that the Beezley committee took a vote on whether there was
probable cause in my case 2010 – much less made a finding of
probable cause by majority vote.
iv. If any of the members of the Beezley committee gave Mr. Collister
a sworn statement that they had voted on and established probable
cause in the Umbehr case by majority vote pursuant to Rule 210
(c), then those statements would constitute perjury.
v. Sara Beezley, Robert Guenthner and William Swearer are
honorable attorneys of impeccable reputation, and I do not believe
that they would have proffered perjured statements to special
prosecutor, Ed Collister, regarding a finding of probable cause.
vi. No member of the Beezley committee would have testified under
oath that they found probable cause by majority vote in 2010
because such a statement would have directly contradicted their
own five Review committee reports – none of which recorded a
finding of probable cause. (See Exhibit XX; Hazlett complaint.)
vii. In addition, no member of the Beezley committee would have
testified under oath that they found probable cause by majority
vote in 2010 because such a statement would have directly
contradicted statements made by Sara Beezley, Chair, in a letter
she wrote to me on April 3, 2012, (and copied to Robert Guenthner
and William Swearer), which stated the following:
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viii. Ms. Beezley’s April 3, 2012, letter to me provides an indisputable timeline (in
her own words) of the Review Committee’s handling of the Umbehr
complaint. She states in relevant part: “My records actually show that we
reviewed your case in April 2011 but put it on hold pending a new
submission from you or your counsel and again reviewed the case in August
but hadn’t received the additional materials from your counsel early enough
to decide the case then. On October 24, 2011 we decided on a
recommendation of a letter of caution. We do not have anything other than
what you have seen. The Disciplinary Administrator indicated in that letter
that there was not sufficient evidence to prove a rules violation by clear and
convincing evidence so, of course, there would not be a formal hearing.”
[Emphasis added]
ix. Ms. Beezley’s admission that the Review Committee did not review my case
until April of 2011 provides irrefutable evidence that there could not have been
a probable cause finding by majority vote in 2010, because the committee
would not have found probable cause prior to reviewing the case file.
x. Furthermore, the Beezley committee would never have found probable cause
by majority vote prior to receiving Mr. Hazlett’s 204 Report, which was not
submitted to the committee until April 13, 2011. (Exhibit Y; Hazlett complaint;
see letter below.)
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xi. Therefore, Mr. Hazlett’s letter to John Ambrosio dated January 12, 2011,
(Exhibit R; Hazlett complaint; see letter below), wherein he stated that the
Beezley Review Committee had already made a finding of probable cause,
and if I did not accept a diversion then he would be drafting a formal
complaint and setting the matter for hearing, was an intentional false
statement of material fact. Mr. Hazlett knew when he made that statement to
my attorney in January of 2011 that he had not yet presented his 204 Report
to the Review Committee members for their review. (See letter above;
Exhibit Y; Hazlett complaint.) Indeed, Sara Beezley’s April 3, 2012, letter to
me confirms that the committee did not review my case until their meeting in
April of 2011. Simply stated, it would be impossible for the Beezley Review
Committee to have made a finding of probable cause by majority vote
without the benefit of the 204 Report.
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xii. It is worth noting that in Mr. Hazlett’s April 13, 2011, letter to the members of the
Beezley Review Committee, he acknowledges that the Umbehr complaint has been
“discussed” previously, but makes no mention of an earlier finding of probable cause
by majority vote. Furthermore, Mr. Hazlett makes no mention of his intention to
“prepare a formal complaint” or “set the matter for hearing” as he indicated to my
attorney, John Ambrosio in his letter to him dated January 12, 2011. (Exhibit R)
xiii. Finally, in Mr. Hazlett’s March 17, 2011, letter to Mr. Ambrosio, (See Exhibit W;
Hazlett complaint and letter below), he once again states that there has already been a
finding of probable cause by the Review Committee and that it is his intention to set
the matter for hearing shortly. Obviously, this was a bluff – also known as a false
statement of material fact. Mr. Hazlett knew when he made that statement to my
attorney in January of 2011 that he had not yet presented his 204 Report to the
Review Committee members for their review. (See letter above; Exhibit Y; Hazlett
complaint.) Indeed, Sara Beezley’s April 3, 2012, letter to me confirms that the
committee did not review my case until they convened in April of 2011. Simply
stated, it would be impossible for the review committee members to have made a
finding of probable cause by majority vote without the benefit of the 204 Report.
10
3. Ed Collister’s investigation did not comply with Supreme Court Rule 52, which in
turn led to an erroneous finding/dismissal by the Anstaett committee.
Mr. Collister’s improper reliance upon non-existent or unsworn testimony from Sara
Beezley, Robert Guenthner or William Swearer, when Supreme Court Rule 52(c) explicitly
requires that all witness statements be recorded and sworn, led to an erroneous conclusion by the
Review Committee members consisting of Nancy Anstaett, J. Patrick Brazil and Mikel Stout
regarding a finding of probable cause in DA10,902, which in turn became the sole basis for their
dismissal of the Hazlett complaint.
a. Supreme Court Rule 52(c) states in part: “All interviews must be
conducted as sworn statements and recorded by stenographic means or by
electronic recordings.”
i. The members of the Beezley committee did not state under
oath to Mr. Collister that they had established probable
cause by majority vote in the Umbehr case in 2010, or at
any other time thereafter, because such a statement would
contradicted multiple documents contained in the record
and thereby constituted perjury by any individual who
would so testify.
b. On page 2 of the Anstaett committee report, paragraph 3, it states that the
special prosecutor, Mr. Collister, conducted an investigation, collected
documents and took sworn statements. However, they do not provide the
names of the witnesses Mr. Collister reportedly interviewed under oath.
i. I allege that either Mr. Collister never interviewed the
members of the Beezley committee under oath, or, if he did
interview Sara Beezley, Robert Guenthner or William
Swearer under oath, he purposely chose not to ask the
relevant questions which would have revealed the truth
about whether there was actually a verifiable finding of
probable cause by majority vote in the Umbehr case.
If Mr. Collister was sincerely interested in discovering the
truth about what actually occurred and whether or not Stan
Hazlett had made false statements of material fact about a
finding of probable cause, he would have had to pose the
following questions to the members of the Beezley
committee: a) If the Review Committee indeed found
probable cause by majority vote in 2010, specifically, what
date did the committee meet and vote to establish probable
cause; b) Where was the meeting held; c) Was the vote to
find probable cause a majority vote consisting of 2 of the 3
committee members, or was it unanimous; d) What specific
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allegations did the committee find probable cause on; e)
Was the meeting where probable cause was found by
majority vote a special meeting of the Review Committee,
or were other cases decided on the same day; f) If other
cases were decided on the same date, did Sara Beezley fail
to record the actions of the Review Committee in those
cases (as required by Rule B.7.), as well as in DA Case No.
10,902; and finally, g) What was the date listed on the 204
Report Mr. Hazlett submitted to the members of the
Beezley committee on April 13, 2011?
Had Mr. Collister performed his due diligence as special
prosecutor in the Hazlett investigation by asking the
aforementioned questions, he could easily have
substantiated my allegation that there was no probable
cause finding by the Beezley committee in 2010, thus
proving that the letters Mr. Hazlett sent to my attorney on
January 12, 2011, and March 17, 2011, regarding a finding
of probable cause contained false statements of material
fact.
I allege that Mr. Collister did not ask the pertinent
questions necessary to find the truth of the matter under
investigation, but rather investigated around the truth
because he was determined to protect his professional
colleague and fellow co-defendant in the Stout case – and
the man whose agency was the source of funds for the
$35,000 payment Mr. Collister received the previous year.
ii. I further allege that Examiner Ed Collister, who was
appointed as special prosecutor in the formal complaint I
filed against Stanton Hazlett, has a history of investigating
around the truth when it involves a high-ranking member of
the Kansas judiciary. Case in point: In 2006, when then-
Justice Lawton Nuss was being investigated for alleged
violations of the Rules Relating to Judicial Conduct,
Edward G. Collister, Jr., was appointed to serve as special
prosecutor in that matter. (Docket No. 954) Additionally, J.
Patrick Brazil was the presiding judge who conducted the
pre-hearing conference in the Nuss investigation. Judge
Brazil and Nancy Anstaett also served on the hearing panel
in that case.
During the June 15, 2006, pre-hearing conference in the
Nuss matter, the Honorable J. Patrick Brazil asked the
parties whether they were anticipating any discovery
12
relating to the upcoming hearing. The following excerpt
from the official Transcript of Proceedings from the
Prehearing Conference, outlines Mr. Collister’s response to
Judge Brazil’s question regarding discovery:
iii. If Ed Collister chose not to seek discovery which would
typically include a request for answers to interrogatories,
production of documents, admissions, and finally
depositions under oath, when serving in the capacity of
Special Prosecutor in the Nuss investigation, then I
question whether he employed similar strategies when
investigating the complaint against Mr. Hazlett. I know for
a fact that he chose not to interview me or my attorney,
Robert A. Van Kirk, during the course of his investigation
– despite the fact that we were both obvious key witnesses
to the allegations made against Mr. Hazlett, which were
contained in the formal complaint.
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iv. There are only two Review Committee reports in 2010
from the Beezley committee which pertain to the Umbehr
complaint. (See Exhibit XX; Hazlett complaint.) The first
report is dated June 24, 2010, and documents activity in
Case No. 10,902 to be: Discussion – Stan Hazlett. This
report does not reflect a finding of probable cause.
v. The second Review Committee report from the Beezley
committee in 2010 is dated July 30, 2010. (See Exhibit XX;
Hazlett complaint.) This report documents the activity in
Case No. 10,902 with one word: Hold. Again, this report
does not reflect a finding of probable cause.
vi. In a letter dated April 12, 2012, which I received from Martha
Coffman, General Counsel of the Office of Judicial
Administration, she states the following on page 5, paragraph
5: (Exhibit XX; Hazlett complaint)
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vii. Ms. Coffman, speaking on behalf of Disciplinary
Administrator Stanton A. Hazlett, confirmed that the Beezley
committee only met five times to discuss the Umbehr
complaint (10,902), and that there are no other reports other
than the five which she provided to me in response to a KORA
request. Of the five reports which Ms. Coffman provided, only
two reflect activity of the committee during 2010, and neither
of those two reports record a finding of probable cause.
viii. In order for the Anstaett committee to dismiss the allegations
that Mr. Hazlett made false statements of material fact when he
informed my attorney, John Ambrosio, that there had been a
finding of probable cause in my case, Mr. Collister would have
had to produce evidence in the form of a written document or
sworn statements from the members of the Beezley committee
attesting to a specific date, and a specific meeting, at a specific
location when the committee members allegedly found by
majority vote that there was probable cause to believe that I
had violated the KRPC.
ix. If Mr. Collister did not present the members of the Anstaett
committee with written documentation or sworn testimony
from the members of the Beezley committee stating with
specificity that there had indeed been a finding of probable
cause by majority vote on a date certain in 2010, then it would
constitute an abuse of discretion for the Anstaett committee to
dismiss the complaint against Mr. Hazlett based on unverified
information contained in a confidential investigative report
from Mr. Collister which referenced facts not in evidence,
documents which could not be produced or examined – or
even proven to have ever existed – and/or conclusions drawn
which had no factual support in the form of written documents
or sworn testimony.
15
In conclusion, according to Supreme Court Rule 52(c), the Anstaett committee was
prohibited from considering any statements, summaries from informal discussions, conversations
or interviews, off-the-record comments, unsworn letters, memorandums, or affidavits. Anything
other than sworn statements from key witnesses in this matter, fails to comply with the
requirements of Supreme Court Rule 52(c).
This procedural defect in the Anstaett committee’s decision to dismiss the formal
complaint against Mr. Hazlett has created an erroneous outcome in the Hazlett complaint.
4. Ed Collister’s investigation did not pass the thoroughness test.
Mr. Collister’s refusal to interview me, the Complainant, at any time during the course of
his investigation into the 12-count, 52-exhibit, 193-page ethics complaint which I filed against
Stanton Hazlett, constitutes a fatal error in his investigative strategies and was prejudicial to my
complaint.
a. Mr. Collister’s decision not to interview me is an indication of his unwillingness to
conduct a fair and unbiased inquiry into the allegations contained in my complaint
against Mr. Hazlett.
b. By failing to interview me, Mr. Collister denied me the opportunity to make sworn
statements on the record which would have provided the Anstaett committee
members with valuable input and additional information which may have shed light
on the matter at hand, and impacted the conclusions ultimately drawn.
c. By refusing to grant me equal access/opportunity to offer my personal input into the
investigative process, Mr. Collister has demonstrated his obvious bias and proven that
his investigation was incomplete, one-sided, and lacked the requisite thoroughness
expected from a special prosecutor appointed by the Kansas Supreme Court.
d. Mr. Collister’s handling of this investigation calls into question his competency as set
forth in Rule 1.1 of the KRPC.
i. To illustrate the atypical nature of Mr. Collister’s decision not to
interview the Complainant as part of his investigation, I would like to
point out that in a recent 10-sentence, unsigned email complaint that
was filed against me – not by a client, but by the friend of a former
client – regarding a case that had been concluded three years
previously, the special prosecutor assigned to investigate that
complaint indicated that he “engaged in a lengthy interview” with the
Complainant regarding her claims. (The complaint was ultimately
dismissed.)
ii. The Complainant who submitted this 10-sentence, unsigned email, was
in fact interviewed and consequently received more investigatory time
and attention from the special prosecutor assigned to investigate her
allegations, than I received from Mr. Collister when he investigated
my signed, 12-count, 193-page complaint, complete with 52 exhibits.
iii. In spite of the fact that the person who filed this 10-sentence complaint
did not provide any supporting documentation to substantiate the
allegations leveled against me, the special prosecutor interviewed the
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complainant “at length” nonetheless. In contrast, Mr. Collister never
interviewed me – or my attorney, Robert A. Van Kirk.
e. In addition, Mr. Collister refused to provide me with a copy of Mr. Hazlett’s response
to the 12-count complaint, despite my specific, written request dated October 8, 2012,
and sent by certified mail, return receipt requested. An excerpt of my letter to Mr.
Collister follows below:
i. As referenced in the excerpted letter to Mr. Collister above, Mr.
Hazlett sent me a letter dated October 23, 2009, notifying me that
Charles Simmons from the Kansas Department of Corrections had
filed an ethics complaint against me. In that same letter, Mr. Hazlett
informed me that my response to the complaint would be provided to
the Complainant, Mr. Simmons. (See Exhibit D in Hazlett complaint,
and excerpt of Mr. Hazlett’s letter below.)
ii. Not only did the Complainant, Mr. Simmons, receive a copy of both of
my bound responses to the complaint which he filed against me, but he
was also granted the opportunity to offer rebuttals and submit counter-
responses to my answer.
iii. The following letter dated February 23, 2010, from SI Terry Morgan,
investigator with the Disciplinary Administrator’s Office, outlines a
list of all the responses his office received from Mr. Simmons:
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iv. The above letter clearly shows that Mr. Simmons submitted four
separate supplemental responses after the initial filing of a formal
complaint. In his letter to Mr. Hazlett dated November 16, 2009, Mr.
Simmons provided a 3-page rebuttal to my initial response to the
ethics complaint he filed against me. The following is an excerpt of
Mr. Simmons’s letter regarding his submission of a counter-response:
18
v. If Mr. Simmons was provided with a copy of my written responses to
the complaint which he filed against me, and was afforded the
opportunity to submit a written rebuttal to the same, there is no
justification for why Mr. Collister refused to extend the same courtesy
to me. In other words, Mr. Collister failed to follow the same
investigatory protocols which Mr. Hazlett adopted during his handling
of the complaint filed against me by Mr. Simmons.
vi. I allege that it is wholly inequitable for Mr. Collister to deny me the
same open access to information, namely, a copy of Mr. Hazlett’s
response. In addition, it is equally unfair that the complainant who
filed an ethics complaint against me was given the opportunity to offer
a rebuttal to my response, however, Mr. Collister has denied me the
same opportunity to offer a rebuttal to Mr. Hazlett’s response.
vii. Additionally, it is worth noting that when the ethics complaint was
filed against then Justice Lawton Nuss, his response to the complaint
was initially released to the public and posted on the kscourts.org web
site at: http://www.kscourts.org/nussanswer.pdf. A link to the
response was also posted on the Lawrence Journal-World web site at:
http://www2.ljworld.com/news/2006/jun/16/unprecedented_hearing_s
et_justice/
The fact that Mr. Collister failed to interview me or my attorney, or provide a copy of Mr. Hazlett’s
response and grant me the opportunity to offer a rebuttal, provides undeniable evidence that a
double standard has been applied in this case.
In summary, Mr. Collister was entrusted with the weighty responsibility of investigating a high-
ranking government official accused of serious ethical misconduct. However, Mr. Collister’s
handling of the Hazlett complaint demonstrates a clear bias and purposeful departure from standard
investigatory protocols typically employed by – and expected of – a special prosecutor appointed
by the Kansas Supreme Court.
In conclusion, as a result of Mr. Collister’s calculated decision to conduct a one-sided
investigation, the Anstaett committee members were denied access to pertinent information that
would have provided clear and convincing evidence that Mr. Hazlett had indeed made false
statements of material fact about a finding of probable cause prior to any formal decision by a
majority vote of the Beezley Review Committee regarding the Umbehr case. Mr. Collister’s
failure to conduct a thorough and balanced investigation created an inaccurate and fraudulent
portrayal of Mr. Hazlett’s actions, thereby producing a final outcome which was unsupported by
any factual evidence or any sworn testimony.
5. It was an abuse of discretion for the Anstaett Committee to disregard
uncontroverted, direct evidence contained in the record.
The Anstaett Committee’s decision to dismiss the ethics complaint filed against Disciplinary
Administrator Stanton A. Hazlett, was based primarily on their finding of the following fact:
19
“Allegations of false statements by Hazlett are not supported. He proceeded in good faith
based on actions of the KBDA review committee.”
This finding of fact from the Anstaett Review Committee has three parts:
1) The allegations of false statements by Hazlett (contained in the 193-page, 12-count
complaint with 52 exhibits) were “not supported”;
2) Mr. Hazlett proceeded in “good faith”;
3) Mr. Hazlett relied upon certain “actions” of the KBDA Review Committee.
This finding of fact by the Anstaett committee contradicts the following documents, the majority
of which were contained in the record and included as exhibits with the formal complaint filed
against Stanton A. Hazlett on May 23, 2012:
a. The five Review committee reports from the Beezley committee relating to
Case No. DA 10,902 – none of which reflect a finding of probable cause in the
Umbehr case:
i. Beezley Review Committee Report for June 24, 2010:
“Discussion – Stan Hazlett” (Exhibit XX – Attachment 5)
ii. Beezley Review Committee Report for July 30, 2010:
“Hold” (Exhibit XX – Attachment 6)
iii. Beezley Review Committee Report for April 22, 2011:
“Hold – pending new submission from Respondent – will
reconsider” (Exhibit XX – Attachment 7)
iv. Beezley Review Committee Report for August 2, 2011:
“Hold” (Exhibit XX – Attachment 8)
v. Beezley Review Committee Report for October 24, 2011:
“Letter of Caution - if doesn’t accept, institute formal
charges” (Exhibit XX – Attachment 9)
In Martha Coffman’s letter dated April 12, 2012, she unequivocally confirms that the Disciplinary
Administrator has no other documents or reports produced by a Review Committee member
relating to Case No. DA10,902. (Exhibit XX; Hazlett complaint)
Secondly, in a letter dated December 14, 2011, from Stanton Hazlett to my attorney, Robert A.
Van Kirk, Mr. Hazlett states the following in relevant part:
“When the Review Committee meets, there is discussion amongst the
members and then a decision is made. That decision is memorialized by the
Chair of the Review Committee, Sara Beezley. There is not a transcript of the
meeting and there are no notes made by the committee’s members. In this case,
the Review Committee’s decision would have been a report to our office . . . .”
(Exhibit HH; Hazlett complaint) [Emphasis added]
20
With this letter, Mr. Hazlett confirms that actions of the committee are memorialized by the Chair
of the Review Committee, Sara Beezley, and that there are no other notes or transcripts which
record the actions of the Review Committee.
Thirdly, Martha Coffman makes the following statement on Page 5, Paragraph 5 of her letter dated
April 12, 2012: “The Report of the Review Committee is the only document that memorializes
decisions made by the Review Committee during its meeting on October 21, 2011.” (Exhibit XX)
Lastly, the Internal Operating Rules of the Kansas Board for Discipline of Attorneys, Rule B.7.,
states: “A record reflecting each action of the Review Committee shall be prepared by the Chair
and distributed to the Review Committee members and the Disciplinary Administrator.” [Emphasis
added]
Therefore, in light of the fact that each action of the Review Committee must be recorded by the
Chair pursuant to Rule B.7., and none of the five Review Committee reports outlined above
recorded a finding of probable cause, coupled with the letters received from Mr. Hazlett and Ms.
Coffman, confirming that there are no other reports, notes or transcripts produced by any Review
Committee member memorializing the actions taken by the Beezley committee relating to Case
No. DA10,902, it is without question that Ed Collister did not produce a single written document
or report to the Anstaett committee which could be interpreted as evidence that the Beezley
committee made a finding of probable cause by majority vote on a specific date, at a specific
meeting in the Umbehr case. And, the reason why Mr. Collister did not produce a single document
or report showing that the Beezley committee found probable cause by majority vote in the Umbehr
case is because the Beezley committee never found probable cause by majority vote in the Umbehr
case – at any point in time during the 2-year long investigation. Ed Collister could not identify a
date or produce a record for an event which never actually occurred. Additionally, this would
explain why Mr. Collister was unable to produce any sworn statements from any member of the
Beezley Review Committee attesting to a finding of probable cause by a majority vote in the
Umbehr case.
Bear in mind, according to Rule 210(c), Mr. Hazlett could not proceed to a panel hearing – as he
threatened to do in his letter to my attorney dated January 12, 2011, (See Exhibit R) – unless the
Beezley committee made a formal finding of probable cause by majority vote. This threat was a
false statement of material fact made for the purpose of coercing me into accepting a diversion.
The Anstaett committee was without factual basis for dismissing the allegations against Mr.
Hazlett based on supposed “actions” of the Beezley Review committee for which there is no
specific date, no actual document evidencing the meeting time or location, or a recording of a
finding of probable cause by majority vote – even though Rule B.7., requires that every action be
recorded in the form of a written report. In addition, Mr. Collister did not provide the Anstaett
committee with any sworn statements from any member of the Beezley committee stating that they
found probable cause in my case by majority vote.
In conclusion, there were no other actions taken by the Beezley Review Committee other than
those documented in the five Review Committee reports. Therefore, the claim made by the
Anstaett committee that Mr. Hazlett operated in “good faith” based on “actions” of the Beezley
21
committee, is not supported by any documented evidence in the record. The records listed above
clearly prove that the Beezley committee never made a finding of probable cause by majority vote
at any time during the pendency of the Umbehr complaint.
b. Letter dated April 3, 2012, which I received from Ms. Beezley stating that the
Review Committee did not review my case DA10,902 until April of 2011, (after
Mr. Hazlett had informed my attorneys that the Beezley Committee had already
made a finding of probable cause), and that the matter was held until the
October, 2011, Review Committee meeting, at which time the committee
dismissed the complaint.
22
It is worth noting that nowhere in the above letter, wherein Ms. Beezley recounts the history of the
Umbehr case, does she mention a finding of probable cause. By Sara Beezley’s own admission,
the Review Committee did not review my case until April of 2011. This letter constitutes direct
and indisputable evidence that the Beezley committee could not have found probable cause by
majority vote at any time in 2010, because they didn’t even review the case for a determination
until April of 2011 – at which time they held it until October of 2011 when it was ultimately
dismissed.
Therefore, statements made by Mr. Hazlett in letters he sent to my attorneys dated January 12,
2011 (Exhibit R), and March 17, 2011 (Exhibit W), claiming that the Review Committee had
already made a finding of probable cause, combined with his threats to “prepare a formal
complaint” and “set the matter for hearing”, were blatantly false and clearly pre-date the Review
Committee’s meeting in April of 2011, when they reviewed my case for the first time.
In conclusion, the Anstaett committee’s determination that the Beezley committee made a finding
of probable cause (which became the basis for the dismissal), is not supported by any factual
documentation, and is contradicted by overwhelming direct evidence contained in the Hazlett
complaint. The truth of the matter is that if the Anstaett committee was attempting to exonerate
Mr. Hazlett from the allegation that he made false statements to my attorneys in letters dated
January 12 and March 17, 2011, then they would have to establish that the reported finding of
probable cause occurred prior to the date of Mr. Hazlett’s first letter, January 12, 2011. Mr.
Collister would have had to provide the Anstaett Review Committee with a document from the
Beezley Committee showing a finding of probable cause by majority vote in 2010, or, in the
alternative, sworn testimony from a member of the Beezley committee testifying to the same. Mr.
Collister did not produce or present any such evidence to the Anstaett committee. Therefore, the
Anstaett committee’s conclusion that the Beezley committee made a finding of probable cause is
wholly without support or factual basis. This constitutes an abuse of discretion by the Anstaett
committee.
c. Letter from Martha Coffman, General Counsel of OJA, dated April 12, 2012,
Pg. 2, Par. 1, (Exhibit XX; Hazlett complaint) excerpted below:
23
In this letter, Ms. Coffman makes the following statements regarding the Beezley committee’s
findings in the Umbehr case:
i. The Review Committee directed Mr. Hazlett to send a “letter
of caution.”
ii. The letter of caution stated that the Review Committee did not
find a violation of the Kansas Rules of Profession Conduct
regarding the complaint made against me.
iii. Formal charges could not be implemented after the Review
Committee decided that I did not violate the KRPC.
iv. The Review Committee gave notice it found no probable cause
to support the complaint against me.
v. The complaint was dismissed.
vi. No complaint proceeding is pending.
d. Letter dated Letter dated April 13, 2011, from Mr. Hazlett to the members of
the Beezley committee referencing, for the first time, his submission of the 204
report, after he had informed Mr. Umbehr’s attorneys in letters dated January
12 and March 17, 2011, that the Beezley Committee had already made a finding
of probable cause. (Exhibit Y; Hazlett complaint)
i. “In the report to the Review Committee of the Kansas Board of
Discipline of Attorneys required by Supreme Court Rule 204, the
Disciplinary Administrator shall contain a recommendation for
or against diversion”. (SC Rule 203(d)(1)(iii))
ii. It would be impossible for the Beezley Committee to have made
a finding of probable cause by majority vote prior to the April
22, 2011, meeting of the Review Committee when they
reviewed Mr. Hazlett’s 204 Report and the Umbehr case for the
first time.
iii. “The Review Committee members shall review all materials
forwarded by the Disciplinary Administrator and the
Respondent when considering the suitability of the complaint
and the Respondent for eligibility under the Attorney Diversion
Program”. (SC Rule 203 (d)(1)(iv))
iv. Again, it would be impossible for the Beezley Committee to
have made a finding of probable cause by majority vote prior to
reviewing all materials forwarded by the Disciplinary
Administrator and the Respondent. According to Ms. Beezley’s
letter dated April 3, 2012, the Review Committee did not review
my case until their meeting in April of 2011, which was after
Mr. Hazlett made statements to my attorneys in letters dated
January 12 and March 17, 2011, stating that the Review
Committee had already made a finding of probable cause.
v. When I asked Mr. Hazlett for a copy of the 204 Report from my
case during a face-to-face meeting at the Disciplinary
24
Administrator’s Office on Mach 9, 2012, his response was:
“You’ll never get a copy of that report.”
vi. If the members of the Anstaett committee would review a copy
of Mr. Hazlett’s 204 Report in the Umbehr case they will
discover that the date on the letter proves that he did not prepare
or present the 204 Report until after he made statements to my
attorney in letters dated January 12 and March 17, 2011, that the
Review Committee had “already made a finding of probable
cause”.
e. On March 9, 2012, during a face-to-face meeting with Mr. Hazlett at the
Disciplinary Administrator’s Office, he admitted to me that he had reviewed
my file the previous week and discovered that there had not been a finding of
probable cause. He stated “I made a mistake!” (See Count IX; Hazlett
Complaint)
i. Mr. Hazlett verbally admitted that there had not been a finding
of probable cause in my case.
ii. This verbal admission directly contradicts the Anstaett
committee’s finding that the Beezley committee found probable
cause.
f. Martha Coffman, General Counsel for the Office of Judicial Administration,
states the following in her letter to me dated April 12, 2012, Page 5, Paragraph
4: (See Exhibit XX; Hazlett complaint)
The above excerpt from Ms. Coffman’s letter includes the following references about the
incorrect statements made by Mr. Hazlett regarding a finding of probable cause:
i. References Mr. Hazlett’s letter to Mr. Simmons that “corrects a
statement” made in the November 4, 2011, letter that “a finding
of probable cause was made” regarding the complaint against
me.
ii. References Mr. Hazlett’s March 14, 2012, email to me wherein
he advised that he would send a letter to Mr. Simmons
“correcting this incorrect statement”.
iii. References the March 15, 2012, letter from Mr. Hazlett to Mr.
Simmons wherein he “makes this correction.”
25
Here we have the General Counsel for the Office of Judicial Administration, Martha Coffman,
describing in great detail the various steps Mr. Hazlett has taken to “correct” his false statement of
material fact that “a finding of probable cause was made” regarding the complaint against me. Ms.
Coffman refers to Mr. Hazlett’s previous claim that there had been a finding of probable cause as
an “incorrect statement”. This description directly contradicts the Anstaett committee’s findings
that the Beezley committee had made a finding of probable cause and Mr. Hazlett had simply
“erroneously” admitted this mistake.
g. An email dated March 14, 2012, from Mr. Hazlett wherein he acknowledged
that he had informed the Complainant, Mr. Simmons in a previous letter that
there “had been a finding of probable cause that was later rescinded”. Mr.
Hazlett stated that it was his “honest belief” at the time, and he intended to wrote
to Mr. Simmons and explain that “there was not.” (See Exhibit VV; Hazlett
complaint and email below)
From: Stan Hazlett [mailto:[email protected]] Sent: Wednesday, March 14, 2012 8:10 AM
To: KeenUmbehr Subject: RE: materials
Keen. In reviewing this request I looked at the letter to Simmons. I saw that I told him that there was a finding of probable cause which was later rescinded. Again, that was my honest belief at the time. I intend to write to Mr. Simmons and explain to him that there was not. I believe that you have a right to expect that. Stan
i. Mr. Hazlett admitted to me in this email that his previous
statement to Mr. Simmons that there had been a finding of
probable cause in my case was incorrect.
ii. Mr. Hazlett informed me that he would be correcting this
statement in a letter to Mr. Simmons and stated that I had a right
to expect a copy.
iii. This email admitting that there was not probable cause in my
case directly contradicts the Anstaett committee’s finding that
the Beezley committee did in fact find probable cause.
h. Letter dated March 15, 2012, from Mr. Hazlett to Charles Simmons admitting
that his previous statement to Mr. Simmons in his letter dated November 4,
2011, that there had been a finding of probable cause was incorrect. (See letter
below; Exhibit WW; Hazlett complaint)
26
This letter contains several very detailed references concerning Mr. Hazlett’s false
statements of material fact contained in his November 4, 2011, correspondence to Mr.
Simmons regarding a finding of probable cause by the Beezley committee:
27
i. “There is a misstatement in that letter.”
ii. “I indicated to you that the Kansas Review Committee, at one
point in time, had determined there was probable cause to
believe that Mr. Umbehr had violated the Kansas Rules of
Professional Conduct.”
iii. “That was not correct.”
iv. “. . . I was wrong.”
v. “I am sending this letter to you in fairness to Mr. Umbehr.”
vi. “I found out last week that there had not been a finding of
probable cause.” [Emphasis added]
vii. “I do not think it is fair to Mr. Umbehr to have anybody be
under the mistaken belief that there had ever been any finding
that he violated the Kansas Rules of Professional Conduct.”
The Anstaett committee’s determination that the Beezley committee had made a finding of
probable cause by majority vote collides dramatically with the aforementioned statements made
by Mr. Hazlett himself in his letter to the Complainant wherein he clearly admits that there had
not been a finding of probable cause.
Yet, the Anstaett committee’s report states that Mr. Hazlett “erroneously” admitted a mistake; this
assertion is without a scintilla of factual support. Mr. Hazlett’s repeated admissions are not merely
a “slip of the tongue”, but rather a concentrated effort to correct the record and retract his previous
false statement about a finding of probable cause in the Umbehr case.
i. Letter dated May 31, 2012, from Mr. Hazlett to my attorney, Robert A. Van
Kirk, admitting that he was wrong about his previous statement that the
committee had made a finding of probable cause, and apologizing for the error.
(See Addendum to the Formal Complaint against Stanton A. Hazlett, and
excerpt below.)
28
This mea culpa from Mr. Hazlett to my attorney, Robert Van Kirk, is just another example of the
profound and convincing evidence contained in the record proving that there was never a finding
of probable cause in my case. This evidence is in direct conflict with findings of fact and
conclusions drawn by the members of the Anstaett committee.
When Mr. Hazlett himself has unequivocally admitted to me, my attorney and the Complainant
that there was never a finding of probable cause in the Umbehr case – and has even issued a written
apology to my attorney for that “misstatement” – it provides indisputable proof that the Anstaett
committee ignored direct evidence of Mr. Hazlett’s repeated made false statements of material fact
regarding a finding of probable cause, thereby making their decision to dismiss the complaint a
clear and flagrant abuse of discretion.
6. Ed Collister, along with the three members of the Anstaett committee, failed to
declare a conflict of interest and recuse themselves from the Hazlett investigation
a. Ed Collister received $35,000 for payment of fees for work done for the
Commission on Judicial Qualifications from Stan Hazlett/Office of
Disciplinary Administrator in the year preceding the investigation (FY 2011-
2012).
i. The following is an excerpt of the annual budget letter which
Mr. Hazlett sent to Chief Justice Nuss dated January 12, 2012,
pursuant to Supreme Court Rule 205(a) describing the $35,000
payment to Ed Collister:
ii. I first raised the issue of a potential conflict of interest in a letter
to Mr. Collister dated July 20, 2012, an excerpt of which follows
below:
29
iii. Mr. Collister never responded to my letter personally. However,
on August 9, 2011, I received a letter from Carol Green, Clerk
of the Courts, stating: “. . . there is no conflict of interest.”
b. Special Prosecutor Ed Collister, Review Committee Chair Nancy Anstaett, and
Review Committee members J. Patrick Brazil and Mikel Stout, were all named
co-defendants – along with the Respondent, Stan Hazlett, and others – in a six-
year long legal battle (Kansas Judicial Watch et al v. Stout), which was resolved
by a Federal District Court Order requiring the defendants to pay the plaintiffs
$164,000 (Civil Action No. 06-4056-JAR), just prior to Mr. Collister’s
appointment as special prosecutor, and the appointment of the three members
of the Anstaett committee.
i. I raised the issue of this conflict of interest again in a letter to
Mr. Collister dated October 8, 2012, and sent by certified mail,
an excerpt of which follows below:
In this same October 8, 2012, letter to Mr. Collister, I included the following excerpt from State
v. Logan, 236 Kan.79,86,689, P.2d 778 (1984):
“The standard which federal courts use is whether the charge of lack of
impartiality is grounded on facts that would create reasonable doubt concerning
the judge’s impartiality, not in the mind of the judge himself, or even, necessarily,
in the mind of the litigant filing the motion, but rather in the mind of a reasonable
person with knowledge of all the circumstances.”
30
ii. Mr. Collister never responded to my letter dated October 8,
2012.
iii. I then sent another letter to Mr. Collister by certified mail on
December 10, 2012, (and copied to Chief Justice Nuss), and
I concluded that letter with the following statement: “I
hereby formally renew my request for your recusal as
special prosecutor. If you elect not to recuse yourself from
this matter, then please provide me with a written
explanation for why you do not believe that you have a
conflict of interest which would require your recusal.”
iv. Once again, Mr. Collister declined to respond to my
concerns.
v. On February 1, 2013, the Review Committee handed down
their decision to dismiss the Hazlett complaint.
Supreme Court Rule 204(e) states in part:
“A board member may not take part in a proceeding in which a judge
similarly situated would be required to abstain.”
The Rules Relating to Judicial Conduct, Rule 2.11, Disqualification, under (A) states:
A judge shall disqualify himself or herself in any proceeding in which the
judge’s impartiality might reasonably be questioned . . . .”
Mr. Collister and all three members of the Anstaett committee had a bona fide conflict of interest
due to being professional colleagues of Mr. Hazlett for years and all being employed in various
capacities by the Kansas Judiciary, as well as being co-defendants in a lawsuit that lasted six years
and ended after the United States Supreme Court denied their request for a rehearing and an Order
of Judgment was issued against them for $164,000.
I maintain that an individual with knowledge of the facts and circumstances would reasonably
question the impartiality of Special Prosecutor Ed Collister and the three members of the Anstaett
Review Committee.
Finally, by utilizing the Kansas Open Records Act, I have attempted to ascertain the source of the
funds for the $164,000 judgment against the co-defendants in the Stout case. If it is eventually
proven that the funds to pay this monetary judgment on behalf of the co-defendants (approximately
twenty individuals in all), came from the Office of the Disciplinary Administrator, of which the
Respondent, Stanton A. Hazlett is the Chief, then the conflict of interest for Special Prosecutor,
Ed Collister and the three members of the Anstaett Review Committee would become even more
glaring and significant.
31
CONCLUSION
On February 1, 2013, the Review Committee consisting of Nancy S. Anstaett, J. Patrick Brazil,
and Mikel L. Stout, dismissed the 12-count ethics complaint I filed on May 23, 2012, against
Kansas Disciplinary Administrator Stanton A. Hazlett.
In their decision, the Anstaett committee determined that the allegations that Mr. Hazlett made
false statements of material fact were not supported by any documentation contained in the 193-
page complaint, and 52 attached exhibits. This determination was based solely on the
unsubstantiated premise that the Beezley committee found probable cause at some point in time in
the Umbehr case, DA10,902.
However, the Anstaett committee could not produce a single document or any sworn testimony
identifying the date of the alleged finding of probable cause, the location of said meeting, or
information regarding whether the vote was by majority or unanimous. Moreover, the Anstaett
committee did not produce a Review Committee report documenting the alleged finding of
probable cause by the Beezley Committee – despite the fact that Rule B.7., requires that every
action of the committee be recorded by the Chair and distributed to the Disciplinary administrator
and the members of the Review Committee. There is no evidence, therefore, that any record of the
alleged probable cause finding was ever produced or distributed by the Beezley committee during
the pendency of the Umbehr complaint.
In addition, the Anstaett committee was well aware that Supreme Court Rule 52(c) required that
all witness interviews be conducted as sworn statements and recorded. However, Mr. Collister,
while reportedly taking sworn statements, did not obtain sworn statements from any member of
the Beezley committee specifically stating that they had found probable cause by majority vote in
the Umbehr case, as required by Rule 210(c). It’s also interesting to note that Mr. Collister refused
to interview me or my attorney, Robert Van Kirk, thereby denying us the opportunity to provide
input from our side of the issue.
Without a document or sworn statement specifically testifying to a finding of probable cause by
majority vote of the Beezley committee, the Anstaett committee lacked any factual basis that would
support the dismissal of the complaint against Stan Hazlett. Consequently, the decision of the
Anstaett committee should be deemed defective, and be remanded for reconsideration, because it
is an abuse of discretion for the Anstaett committee to base their dismissal of the complaint against
Stan Hazlett on facts not in evidence.
Furthermore, in order to dismiss the complaint against their longtime colleague and fellow co-
defendant, Mr. Hazlett, the Anstaett committee had to intentionally disregard actual documentation
contained in the record. This documentation included the five Review Committee reports,
statements made by Martha Coffman, and descriptive letters of confession from Stan Hazlett
himself, including a written apology to my attorney, Robert Van Kirk, for making a misstatement
regarding the finding of probable cause. I maintain that it is an abuse of discretion for the Anstaett
committee to dismiss the complaint against Stan Hazlett based on a theory that the Beezley
committee found probable cause in the Umbehr case, when that theory is clearly contradicted by
multiple sources of irrefutable documentation contained within the record.
32
Said another way, it is a blatant abuse of discretion for the Anstaett committee to give superior
evidentiary weight to unproduced, non-existent documents, while at the same time giving
absolutely no evidentiary weight to documents and reports which clearly substantiated the
allegations that Stan Hazlett made false statements of material fact regarding a finding of probable
cause in the Umbehr case.
No legitimate tribunal would ever accept a proposition or a finding of fact which could not be
supported by sworn statements or actual written documents. Likewise, no legitimate tribunal
would ignore actual evidence which was available for inspection and determinative of the issue at
hand.
The Anstaett committee’s unsupported finding that the Beezley committee found probable cause
in the Umbehr case – the basis for their decision to dismiss the complaint against Stan Hazlett –
stretches credulity to its breaking point and beyond. This decision extinguishes any flicker of
integrity remaining in the Kansas Disciplinary Administrator’s Office, a judicial branch agency so
imbedded in corruption that it can no longer be trusted by reasonably-minded attorneys.
To allow the current system of jurisprudence within the Disciplinary Administrator’s Office to
continue unabated will only serve to undermine public confidence in the administration of justice
in Kansas.
I appeal to those honest jurists on the Kansas Supreme Court who value truth and justice above all
else, and I implore you to intervene in this matter. For the reasons stated above, therefore, I pray
that the decision of the Anstaett committee be set aside and the matter be reconsidered in its
entirety, de novo.
Respectfully submitted,
Keen A. Umbehr, SC #22047
P.O. Box 482
Alma, Kansas 66401
(785) 765.2626 (office) / (785) 765.2627 (fax)
Enclosure: Review Committee Report dated February 1, 2013
Copy: Carol G. Green
Chief Justice Lawton Nuss; Justices of the Kansas Supreme Court
Edward G. Collister, Jr., Nancy S. Anstaett, Hon. J. Patrick Brazil, Mikel L. Stout
Sara S. Beezley, Robert I. Guenthner, William B. Swearer
Steven R. Fabert, Martha J. Coffman, Ron Keefover, Mark L. Bennett, Jr.
Robert A. Van Kirk
Date: April 24, 2013
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