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Evaluating the Impact of “COOL TO BE ME” on Social and Emotional Competence within a South African Primary School Setting
Judith Stevenson
June 2016
Dissertation submitted in partial fulfillment for the degree ofMasters in Applied Psychology
University of Liverpool
Declaration
No portion of this work has been submitted in support of an application, for degree or qualification of this or any other university or institute of learning. Signature: Judith A Stevenson
Abstract
Social emotional learning (SEL), grounded in the field of positive psychology, is based on the premise that the best learning takes place within the context of supportive relationships; making learning challenging, interesting and meaningful (Zins & Elias, 2006). With an underlying social constructivist epistemology, SEL advocates a more holistic approach to education with theoretical underpinnings from social, behavioural and biological sciences. This study examines the impact of COOL TO BE ME (CTBM) on Social and Emotional Competencies (SEC) within a South African Primary School setting.
Employing a quasi-experimental, repeated-measures design, pre and post intervention Social Emotional Competency (SEC) scores were collected from 279 Grade 1-3 students attending a multi-cultural primary school in Western Cape, South Africa. Data were collected using the teachers’ version of Devereux Student Strengths Assessment (DESSA) at two points in time (time 1: pre CTBM intervention, time 2: post CTBM intervention). The effect of age on the CTBM programme and SEC scores was also examined. The results revealed significant differences in SEC pre and post intervention for all scales as well as overall SEC scores. However, age did not have a significant effect on SEC scores after the intervention.
CTBM appears to be effective in developing social emotional competency in Grade 1-3 primary school children, both supporting and extending recent research on the positive impact of classroom-based SEL programmes on primary school students’ social emotional development. The non-significant effect of CTBM on age reflects the normal social emotional developmental trajectory as well as demonstrating the robustness of the intervention. This study has major implications for educators and curriculum developers to integrate strength-based SEL programmes into all South African primary school curricular.
Key words: social emotional competence, intervention programme, social emotional learning, primary school students, DESSA.
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Acknowledgements
The completion of this undertaking has been made possible by the assistance of many people whose names may not all be mentioned. Their contributions are gratefully acknowledged and sincerely appreciated. However, I would like to express my deepest thanks to the following:
The tutor team at University of Liverpool, particularly my dissertation advisor, Dr. Alexandra Pentaraki.
Linda Bruce, Director of Cool To Be Me and Bettina Marais, SEL Consulting, for allowing me the use of their data as secondary data.
The staff and pupils at the school from which the data were collected.
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List of Abbreviations
ANCOVA: Analysis of Covariance
ANOVA: Analysis of Variance
CTBM: Cool To Be Me Programme
DESSA: Devereux Student Strengths Assessment
DV: Dependent Variable
ESL: English as a second language
IV: Independent Variable
NCS: National Curriculum Statement
SEL: Social Emotional Learning
SEC: Social Emotional Competence
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Table of Contents
Page number
Abstract…………………………………………………………………………………….iAcknowledgements…………………..……….....………………………………………...iiList of abbreviations…………………..………………………………………………….iiiTable of Contents…………..………………….………………………………………….iv
List of tables…..…………………….………………...……………………………….viiList of figures…..……..……………………………..…………………………..……viii
Chapter 1: 1.1. Introduction…………………….....……………………………………………….11.1.1 Social and Emotional Learning………………….……….………………………..11.1.2 SEL and Education………………………………………………………………..21.1.3 Education in South Africa…………………………………………………………41.1.4 Cool To Be Me (CTBM) Programme……………………………………………..51.2 Literature Review………………………….……………………………………....91.2.1 Social and Emotional Competence……………………………………………......91.2.2 Effectiveness of SEL Programmes……………....…………………………...….101.2.3 Social Emotional Competence and School Success………………..……………121.2.4 Emotions and Learning……………………………………………………….….131.2.5 Socio-political changes and socio-economic development……………………...161.26. Reducing Educational Disparities………………………………………………..181.2.7 Aims and Objectives……………………………………………………………..19
Chapter 2:Methods…………………………………………….…..…….…………………..21
2.1 Participants……………………………………………………………………….212.1.1 Inclusion/Exclusion Criteria………………………………………………..……222.1.2 Sample Size………………………………………………………………………222.2 Study Design……………………………………………………………………..232.3 Procedure…………………………………………………………………...……232.4 Materials…………………………………………………………...…………….242.4.1 Intervention Programme: Cool To Be Me (CTBM)……………………………..242.4.2 Measures: Devereux Student Strengths Assessment (DESSA)………………….272.5 Ethical Consideration…………………………………………………………….332.6 Statistical Analysis…………………………………………………………….....332.6.1 Linear Regression Analysis……………………………………………………...34
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Table of Contents (continued)
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2.6.2 Repeated Measures Factorial Design……………………………………………342.6.3 Paired Samples t-Test……………………………………………………………342.6.4 Analysis of Covariance (ANCOVA)…………………………………………….342.6.5 Examination of the Normal Distribution of Data………………………………..36
Chapter 3: Results………………..……………………………….…..……………………...41
3.1 Descriptive Statistics……………………………………………………………..413.2 Overall Findings………………………………………………………………….423.3 Linear Regression………………………………………………………………..453.4 Repeated Measures………………………………………………………………463.5 Univariate Analysis of Covariance………………………………………………483.6 Paired Sample t-tests……………………………………………………………..493.7 Independent t-tests……………………………………………………………….53
Chapter 4: 4.1 Discussion…………………….………………………………………………….544.2 Clinical Significance……………………………………………………………..564.3 Evidence-based Programme……………………………………………………...574.4 Intervention Implementation and Fidelity……………………………………….584.5 Cultural Considerations………………………………………………………….584.6 Universal Implementation………………………………………………………..594.7 Recommendations to Educators………………………………………………….604.7.1 Grade Differences…………………………………………………………...…...614.8 Limitations…………………………………………………………………...…..634.9 Recommendations for Future Studies……………………………………………634.9.1 Gender Effects…………………………………………………………………...634.9.2 Academic Achievement and Cognitive Ability………………………………….644.9.3 Longitudinal Studies……………………………………………………………..654.9.4 Social Validity…………………………………………………………………...664.10 Conclusion……………………………………………………………………….67
References………………………………………………………………………………..70
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Table of Contents (continued)
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Appendices:
Appendix A Letter of Permission from “Cool To Be Me”……………………………79
Appendix B UoL Ethical Approval Form……………………………………………..80
Appendix C Final Dissertation Proposal………………………………………………93
Appendix D Data Output from SPSS………………………………………………...107
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List of Tables
Page Number
Table 1.1 Key SEL Competencies…………………………………………………..7
Table 1.2 COOL TO BE ME Programme Objectives………………………………8
Table 2.1 Overview of COOL TO ME Curriculum Grades 1-3………………...….23
Table 2.2 DESSA Scale Names, Definitions and Sample Scale Items…………….28
Table 2.3 Descriptive Categories and Interpretation of DESSA T-Scores……...….30
Table 2.4 Shapiro-Wilk Test for Normal Data distribution………………………..43
Table 3.1 Pre and Post Intervention Social Emotional Composite Scores (SEC) According to Grade Level and Gender…………………………………..44
Table 3.2 Analysis of Covariance for Post CTBM SEC Scores by Grade Level…………………………………………………………...52
Table 3.3 Results of Paired Sample t-test on subscales of Social Emotional Composite……………………………………………..53
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List of Figures
Page Number
Figure 2.1 Relationship of DESSA T-Scores, Percentile Scores, Normal Curve………………………………………...36
Figure 2.2(a) Pre Intervention Social Emotional Composite Scores for Grade 1 with untransformed data…………………………………….40
Figure 2.2(b) Pre Intervention Social Emotional Composite Scores for Grade 1 with transformed data……………………………………….40
Figure 2.3(a) Pre Intervention Social Emotional Composite Scores for Grade 2 with untransformed data………………………………...…..41
Figure 2.3(b) Pre Intervention Social Emotional Composite Scores for Grade 2 with transformed data……………………………………….41
Figure 2.4(a): Pre Intervention Social Emotional Composite Scores for Grade 3 with untransformed data…………………………………….42
Figure 2.4(b): Pre Social Emotional Composite Scores for Grade 3 with transformed data……………………………………….42
Figure 3.1 Pie Chart Illustrating Descriptive CategoryImprovements in Grade 1………………………………………………..47
Figure 3.1 Pie Chart Illustrating Descriptive CategoryImprovements in Grade 2………………………………………………..47
Figure 3.1 Pie Chart Illustrating Descriptive CategoryImprovements in Grade 3………………………………………………..48
Figure 3.2(a) Graph illustrating the SEC mean score for boys according to Grade level (Time 1 – pre CTBM, Time 2 – post CTBM)…………...50
Figure 3.2(b) Graph illustrating the SEC mean score for girls according to Grade level (Time 1 – pre CTBM, Time 2 – post CTBM)…………...50
Figure 3.3(a) Grade 1 Pre and Post CTBM Intervention Social Emotional Composite ……………………………………………54
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List of Figures
Page Number
Figure 3.3(b) Grade 2 Pre and Post CTBM Intervention Social Emotional Composite…………………………………………….54
Figure 3.3(c) Grade 3 Pre and Post CTBM Intervention Social Emotional Composite……………………………………………..55
Figure 4.1 Evidence-based SEL intervention programming pathways to overall success in school and across the lifespan…………………..…61
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Chapter 1
1.1 Introduction
Undoubtedly education is one of the top global priorities. There is increasing
recognition that preparing students for success in life entails a comprehensive, balanced
education that not only guarantees the mastering of basic academic skills, but also
prepares them to become responsible adults (Payton et al, 2008). As a social enterprise,
learning requires that students develop the skills needed to navigate interpersonal
relationships that occur during and for learning. In fact Elias (2006) asserts that in order
to encourage students to reach their full potential, schools must endeavor to meet the
social emotional developmental needs of their students.
To this effect, the past two decades have witnessed a rapid increase in school-
based social emotional learning (SEL) programmes. Empirical evidence suggests that
these programmes are effective not only with respect to mitigating problem behaviors
e.g., deliberate self-harm, substance abuse and violence, bullying and school refusal, but
also promoting social emotional competence and even enhancing academic achievement
(Collaborative for Academic, Social and Emotional Learning (CASEL), 2013).
1.1.1 Social and Emotional Learning (SEL)
The concept of SEL, grounded in the field of positive psychology, is based on the
premise that the best learning takes place within the context of supportive relationships
that make learning challenging, interesting and meaningful (Brackett & Rivers, 2014).
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SEL is the process through which children effectively acquire and apply the knowledge,
attitudes and skills required to understand and cope with emotions, set and accomplish
positive goals, feel and demonstrate empathy for others, create and maintain positive
relationships, effectively handle interpersonal situations while developing responsible
decision-making skills (Zins & Elias, 2006). With an underlying social-constructivist
epistemology and theoretical underpinnings from social, behavioural and biological
sciences, SEL advocates for a holistic approach to education.
1.1.2 SEL and Education
Learning incorporates social, emotional as well as academic components, with
schools playing a central role in a child’s socialization while providing a safe
environment for learning and growth (Zins, Weissberg, Wang & Walberg, 2011).
Research on the benefits of school-based SEL programmes conducted by CASEL (2013)
demonstrate that students improve significantly with regard to social and emotional skills
including self-awareness, social awareness, self-management, relationship skills and
responsible decision-making; attitudes towards self and others; classroom and social
behaviour; conduct issues within the classroom; managing emotional distress and
improvements in academic achievement. Durlak, Weissberg, Dymnicki, Taylor and
Schellinger (2011) conducted a meta-analysis spanning 213 schools and found that,
compared with controls, students exposed to social and emotional learning (SEL)
demonstrated significantly improved social and emotional skills, behaviour, attitude as
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well as improved academic performance of 11-percentile-points. Other research has
shown that Grade 8-students’ academic achievement could be predicted by their Grade 3
social emotional competence (Caprara, Barnbanelli, Pastorelli, Bandura & Zimbardo,
2000), while students consistently learning SEL techniques such as self-awareness, self-
regulation, social skills and empathy scored higher on tests that required executive
functioning of the brain i.e. working memory, coordinating, inhibitory control,
monitoring, problem solving and reasoning. Executive functioning abilities are more
strongly associated with school readiness and academic achievement throughout school,
with working memory and inhibitory control being important for reading acquisition as
well as predicting math competence in pre-schoolers (Diamond, Barnett, Thomas &
Munro, 2007). Evidence also suggests the neurological basis for social emotional
competence is as convincing as for mathematical and linguistic competencies (Bar On,
Tranel, Denberg & Bechara, 2003).
Despite this, current high-stakes testing are placing schools under increasing
pressure to improve academic performance, often to the detriment of students’ social and
emotional wellbeing. According to many researchers, this limited focus of formal
education on cognition not only undermines creativity (Kirk, Gallagher, Coleman &
Anastasiow, 2012; Zhao, 2009; Robinson, 2010) and intrinsic motivation (Ryan & Deci,
2000), but also does not adequately prepare children for the changeable future that they
are bound to encounter. With the rapid advances in technology, social media and
globalization, social emotional competencies are becoming even more important to deal
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with life’s adversities and adapting to constantly changing circumstances (Weissberg,
Kumpfer & Seligman, 2003).
1.1.3 Education in South Africa
South Africa’s turbulent history affected not only the political, social and
economic aspects of its people, but their educational status too. During the apartheid era
(1948-1994), education was split according to race (van Alphen, 2013). Those classified
as white received the best education, Asians and ‘Coloureds’ (persons of mixed
European, African and Asian ancestry) lesser so, while the majority (96%) classified as
Black received a very poor education. Although much progress has been made in the 21
years since Apartheid ended with regard to universal access to education, inequalities in
South African education system still exist due to poverty, the social situation and teacher
development.
Van Alphen (2013) proposes that one way to resolve this issue is to restore human
values beginning with the wellbeing of children. This concept is supported by Spitzer and
Aronson’s (2015) review of social emotional interventions whereby reducing gaps in
achievement were addressed by helping students cope with threats to their identity that
were impairing intellectual performance and motivation, rather than by attempting to alter
the structural barriers, many of which are insurmountable. In 1997, the Department of
Education introduced Life Skills into the National Curriculum Statement (NCS) as a
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sincere attempt to facilitate students’ personal development (Department of Basic
Education, 2011) However, while this provides what is required to be covered to achieve
this, many educators are insufficiently trained in how to incorporate this into their
lessons. SEL intervention programmes, such as Cool To Be Me (CTBM), can provide the
necessary training and resources to assist educators in helping develop students’ social
emotional competencies.
1.1.4. COOL TO BE ME Programme (CTBM)
Cool To Be Me, (hereafter referred to as ‘CTBM’), a South African-developed
SEL intervention programme, was developed for children aged 6-13 (Grades 1-7) to
support the current curriculum of Life Skills taught in South African schools. A universal
manualized user-friendly early intervention programme, CTBM enables students to
develop the skills, behaviours and attitudes necessary to manage their social, emotional
and cognitive behaviour (Bruce & Cohen, 2012). CASEL (2005) suggests that five
interrelated sets of cognitive, affective and behavioural core competencies provide a
foundation for better school adjustment and academic achievement (please see Table
1.1). CTBM programme objectives are well aligned with these key competencies as
illustrated in Table 1.2. Although designed for use as a * universal intervention, CTBM
also provides home-based SEL programmes for children aged 5-10 to facilitate a child’s
social and emotional wellbeing both at home and at school.
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* Universal interventions involve whole population groups while selective/targeted
interventions relate to those individuals who are at risk of developing psychological
disorders and indicated interventions are for those who are already displaying mild to
moderate symptoms of a disorder (Mrazek & Haggerty, 1994).
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Table 1.1: Key SEL Competencies
Core SEL Skills Descriptions
Self Awareness Identifying and recognizing emotions
Accurate self-perception
Recognizing strengths, needs and values
Self-efficacy
Social Awareness Perspective taking
Empathy
Appreciating diversity
Respect for others
Relationship
Management
Communication, social engagement and building
relationships
Working cooperatively
Negotiation, refusal and conflict management
Helping, seeking and providing
Responsible Decision
Making
Problem identification and situation analysis
Problem solving
Evaluation and reflection
Personal, moral and ethical responsibility
Source: Personal, moral, and ethical responsibility From Zins, J.E., Bloodworth, M.R., Weissberg & Walberg, H. J. (2004). The scientific base linking social and emotional learning to school success. In Zins, J. E., Weissberg, R. P., Wang, M. C., & Walberg., H. J. (Eds). Building Academic Success on Social and Emotional Learning. NY: Teachers College Press
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Table 1.2 COOL TO BE ME Programme Objectives:
Core Objective: to support teaching in covering the more challenging aspects of Life
Skills subject that guide a student to:
Develop resilient and positive self-esteem
Develop self-worth and the desire to contribute to society
Develop a respect and appreciation for diversity and the tendency towards
respectful behaviour
Develop the ability to make conscious choices by giving careful consideration
to the impact their choices will have on themselves and the people, animals
and environment around them
Develop the ability to be self-motivated
Develop the ability to be responsible and accountable
Develop the ability for creative and innovative thought and action
Develop the ability to become a productive and positive citizen
Develop the ability to harness their personal potential and thrive in a
challenging world
Source: COOL TO BE ME Facilitator’s Manual (2012) page 4/5 by Bruce and Cohen, 2012, Hout Bay, Cape Town, South Africa.
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1.2 Literature Review
1.2.1 Social Emotional Competence
Schools play a central role in a child’s socialization while providing a safe
environment for learning and growth (Zins et al 2011). The recognition that social
emotional competence provides a foundation for better adjustment and academic success
has resulted a plethora of school-based universal, selected and indicated intervention SEL
programmes. Empirical studies have demonstrated the effectiveness of SEL programmes
in a number of countries; not only with respect reducing or preventing many problem
behaviors, but also to promoting students’ social-emotional competencies and positive
attitudes - ultimately leading to improved adjustment and improved academic
performance (CASEL, 2013). Hitherto, there have been very few conducted within the
South African context, an issue which this research aims to address.
Moreover, traditionally most SEL interventions have focused on dealing with
remedial issues or reduction of risk factors. Researchers argue that this approach fails to
engage the motivations of the youth and does not address the complex personal and social
antecedents of these problem behaviours. The burgeoning field of positive psychology
demonstrates that many societal problems could be prevented with interventions focusing
on developing social and emotional competencies (Catalano, Berglund, Ryan, Lonczak &
Hawkins, 2002). South Africa is no exception. Of the few studies conducted in South
Africa, most interventions focus on addressing problems such as anxiety (Mostert &
Loxton, 2008), substance abuse (Resnicow et al 2008), sexual behaviour (Magnani et al,
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2005), crime and violence (van der Merwe, 2011) as outcome measures rather than
positive strength-based measures such as social emotional competency. This study serves
to address this dearth in the literature by employing a strength-based approach in
assessing the effectiveness of CTBM (as an universal SEL intervention) on social
emotional competence.
1.2.2 Effectiveness of SEL Programmes
Internationally, research has been conducted into a number of school-based
intervention programmes e.g. Promoting Alternative Thinking Strategies (PATHS)
(Greenberg, Kische & Riggs, 2004; Sheard, Ross & Cheung, 2012), The Reading,
Writing, Respect and Resolution (4R) (Jones, Brown, & Aber 2011) and more
extensively “FRIENDS for Life” (Liddle & Macmillan, 2010; Pahl & Barrett, 2010;
Rodgers & Dunsmuit, 2015; Stallard, Simpson, Anderson & Goddard, 2008). Results of
these studies indicate that social and emotional learning moderates problem behaviour as
well as helping prepare students for life’s adversities and challenges.
Payton et al (2008) conducted a review on the impact of social and emotional
learning for K-8 grade students. The review of the universal school-based studies,
involving some 277,977 students, evaluated what skills, attitudes, behavior and academic
outcomes SEL programmes achieve; whether these effects endure of over time and the
features associated with effective SEL programmes. Findings suggest that these
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programmes were effective across racially and ethnically diverse students and the K-8
grade range (although a large proportion of the studies reviewed did not report on
participants’ race-ethnicity or socio-economic background). The programmes not only
reduced students’ conduct behavior and emotional distress but also improved social
emotional competencies, school connectedness and attitude towards self and others.
Mean effect sizes for these outcomes ranged from 0.23 (reduced contact problems,
emotional distress and improved attitudes) to 0.60 (enhanced social-emotional skills).
Programmes that used evidenced-based practices (Sequenced instruction; Active
instructional methods; Focused on SEL skills and Explicit instruction on one or more
SEL competencies – S.A.F.E.) had greater effect sizes than those not adopting these
practices. An additional practical benefit was an improvement on students’ academic
performance of 11-17 percentile points, although caution needs to be exercised when
interpreting these results as only 16% of these studies measured academic achievement
post intervention. Moreover, only 15% assessed follow-up of effects of the programme at
6 months and as such, one cannot assume the durability of these SEL interventions. These
results were, however, further supported in the oft cited meta-analysis of 213 school-
based universal SEL programmes where Durlak et al (2011) demonstrate that, when
compared with controls, students participating in these programmes developed
significantly improved social and emotional competencies, behavior and attitude as well
an 11-percentile-point increase in academic achievement. This evidence suggests that
policy makers at local and government level could contribute to the healthy development
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of students by encouraging the implementation of well-designed evidence-based SEL
programmes into all school curricular.
1.2.3 Social Emotional Competence and School Success
Caprara et al (2000) found that Grade 8-students academic achievement could be
predicted by knowing the social and emotional competence of the student in Grade 3.
These researchers conducted a longitudinal study on 294 Italian grade 3 students testing
pro and anti-social behaviour as predictors of peer relations and academic achievement 5
years on. Pro-social behaviour including cooperation, sharing, comforting and helping
others, while verbal and physical aggression were measures of anti-social behaviour.
Using structural equation modelling, the results indicated that pro-social behaviour had a
strong (positive) effect on students’ academic achievement and social preferences in
Grade 8 (coefficients of 0.57 and 0.55 respectively). Early aggression showed no
predictive value for academic achievement or social preference as demonstrated by
statistically nonsignificant coeffecients of -.10 and -.04 respectively. Interestingly,
additional analysis revealed that, after controlling for effects of early pro-social
behaviour, early academic success did not contribute to later academic achievement.
Similarly, Duckworth & Seligman (2005) found that, when compared with intelligence
quotient (IQ), self-discipline was a better predictor of final grades, school attendance and
standardized achievement test scores. The implication of these results being that SEL
programmes like CTBM, which develop pro-social behaviour in elementary students, will
positively affect future academic achievement and social preferences.
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1.2.4 Emotions and Learning
While emotions in education were previously considered peripheral to the learning
process, recent research suggests that emotional intelligence (EI) is a key component of
education (Elias, 2004). Elberston, Brackett and Weissberg (2010) suggest that emotions
influence learning because emotions impact students’ perception, attention and
motivation. Recent developments in neuroimaging and brain research appear to support
this notion (Albin, 2008; Immordino-Yang & Damasio, 2007, Yurgelun-Todd, 2007). A
number of studies reveal a positive correlation between emotional intelligence and
academic achievement (Carthy & McGilloway, 2015; Duckworth & Seligman, 2005,
Fatum, 2008), although critics argue whether in fact EI is measurable in any valid way
and whether it can predict performance (Dasborough, 2004; Murphy, 2006). Humphrey,
Curran, Morris, Farrell & Woods (2004) caution that this notion of facilitating emotional
intelligence (EI) to improve students’ academic achievement may be premature, quoting
Barchard (2003) as saying: “EI is not the panacea that some writers claim” (as cited on
pg. 249). However, other research illustrates that emotions affect how and what children
learn, with unchecked emotions raising stress levels in an individual (Medina 2008). The
brain’s response to stress is linked to amygdala functioning, essentially an information
filter regulated by our emotional state. When we are calm, the filter is wide-open
allowing information to flow to the prefrontal cortex where executive functioning takes
place. Conversely, when stressed the amygdala effectively ‘highjacks’ learning by
inhibiting the flow of information to the prefrontal cortex for executive processing
(Diamond, 2014). Therefore, without developing social emotional competencies, we are
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in effect impeding the potential of our students’ capacity to grow and learn. Whilst still in
a nascent stage, emerging evidence suggests that positive emotions and pro-social
behaviour is fundamental to a student’s school success and social emotional competence
(Schonert-Reichl & Lawlor, 2010). Socially and academically, students who learn these
skills are better equipped to deal with life’s adversities and adapt to constantly changing
circumstances (Durlak et al 2011).
Consistent with this research, Ogundokun and Adeyemo (2010) conducted an
African study on emotional intelligence and academic achievement on 1563 secondary
school students (males = 826), using moderating effects of age as well as intrinsic and
extrinsic motivation. In addition to demographic data (age, gender, school type and
class), participants completed 2 self-report measures i.e. Emotional Intelligence
Behaviour Inventory (EQBI) and Intrinsic and Extrinsic Motivation Scale (IEMS).
Achievement was measured using Mathematics Achievement Test (MAT) and English
Language Achievement Test (ELAT). Hierarchical regression analysis of data applying
Pearson’s Product Moment Correlations coefficient, demonstrated that emotional
intelligence was the strongest predictor of academic achievement, accounting for 54.2%
of the variance (β=.859, t=27.491, p<0.05). Limitations of this study were that the sample
was Nigerian secondary school students thus limiting its generalizability. Furthermore,
the use of self-report measures invites social desirability bias (Fischer & Fick, 1993).
Despite this, the results do strongly indicate emotional intelligence to be a mediator in
academic achievement.
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Within the South African context, Van der Merwe (2011, 2012) investigated the
relationship between emotional intelligence and learners’ violent behavior in school and
sought to determine whether social emotional competencies can be acquired within the
complex school environment and whether EI, as an intervention, could be used to prevent
disciplinary problems and correct students’ misbehavior. In the former action research,
the participants were four teachers of four grade 9 (age 14-15) classes (each class had 30-
45 learners) from Tshwane, northern Gauteng Province, South Africa. The objectives
here were to determine whether there was a connection between learner conduct and the
teacher’s EI teaching methods and to evaluate the impact of school management practices
on learner’s behaviour. After qualitative analysis of the data, the researcher suggested
that an EI intervention strategy was more effective than punishment in maintaining a
positive behavior culture and reducing violence. Another recommendation in
implementing programmes against violence and crime was to focus on developing inter
and intrapersonal skills i.e. social emotional competency. In the later study, recruiting
120 participants from Grade 9 students, pre and post SEL intervention evaluation of
social emotional skills were taken with results showing an increase in the learners EI
consciousness. The author concluded that a school-based social emotional intervention
programme with a focus of increasing EI in students should be used as a strategy to
prevent violence and crime in schools. The implication for educators and curriculum
developers therefore is the need to incorporate emotional intelligence into school
curricular.
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1.2.5 Socio-political changes and socio-emotional development
Although Garner, Mahatmya, Brown and Vesely (2014) maintain that
sociocultural characteristics need to be taken into account when developing SEL
programmes, the majority of published studies have been conducted in Western countries
or using translated versions of SEL interventions developed for Western populations
(Gallegos, Ruvalcaba, Garza & Villega, 2012; Pereira, Marques, Russo & Barros, 2014).
Besides, whilst diversity has been addressed in studies included the CASEL report, these
are mainly American based (i.e. Caucasian American, African American and Latino
American), thus indicating a gap in the literature, particularly for South Africa’s
“Rainbow Nation”. CTBM, as a locally developed SEL intervention, addresses these
sociocultural issues supporting the current South African curriculum of Life Skills in
facilitating students’ personal development and developing their social emotional
competence.
South African children, growing up in post-apartheid turmoil incorporating major
political, social and economic changes, face a myriad of risk factors for developing
psychosocial problems (Poggenpoel & Myburg, 2007). Poverty, familial conflict,
exposure to high levels of community violence, coupled with educational stressors such
as inadequately trained teachers, poor resources and lack of support services, place these
children at an increased risk for emotional, social and behavioural problems (de Villiers
& van der Berg, 2012, van der Berg et al 2011). It is not surprising then that the
prevalence of childhood anxiety in South Africa is reportedly significantly higher than
16
other countries with 22-25.6% of children aged 7-13 experiencing symptoms of anxiety
(Perold, 2001). Other studies suggest that those with lower socio-economic status (SES)
have significantly more anxiety symptoms than those with higher SES, while Black and
Coloured children experienced significantly more childhood fears and anxiety symptoms
than white children (Mostert & Loxton, 2008). With this in mind, FRIENDS for Life, an
effective anxiety prevention and early intervention programme was translated into
Afrikaans for the sample of Grade 6 (12-13 year olds) Coloured students from a lower
socioeconomic background. Adopting a quasi-experimental, non-equivalent waitlist
control group design, Mostert and Loxton’s study demonstrated little statistically
significant effect on anxiety directly post-intervention (p = .08) although longer-term (4
and 6 months) the effects were significant ((p = .0). This could suggest that as the
students become more proficient at using the skills they were taught, they become more
effective in reducing their anxiety. As in many other studies, these researchers used the
standardized Spence Children’s Anxiety Scale (SCAS) which was has been successfully
translated into Afrikaans. Aside from the usual limitations of self-report measures, more
objective screening methods could be used and the fidelity of the study improved upon
(parental and booster sessions were excluded). Cultural norms and values, school
systems, ethnic and socioeconomic differences all contribute to the effectiveness of the
programme between countries (Kösters et al, 2012). Thus, caution needs to be exercised
when interpreting results from a convenience sample, within South Africa’s unique socio-
politico-economic context. The current study aims to address this limitation as
participants are from a multi-cultural demographic.
17
1.2.6 Reducing Educational Disparities
The wounds caused by the denial of quality education during the Apartheid era
still bear scars, which manifest in current achievement inequalities (Biko, 2012).
Although, van der Berg et al (2011) suggest that education can play a key role in
transforming structural disparity and unequal power relations, these barriers can appear
formidable and insurmountable. Perhaps, as van Alphen (2013) suggests, we can resolve
this issue by restoring human values, starting with the wellbeing of our students?
In a review of social psychological interventions, Spitzer & Aronson’s (2015)
illustrate that oftentimes, achievement gaps involve pycho-social issues such as threats to
social identity or sense of belonging. Interventions in this review, which are closely
aligned with CTBM content, included cooperative learning, growth mindsets, emotional
reappraisal, meditation, self-affirmation, belongingness, imagining possible selves and
role models. The results from this study indicated that these interventions not only
ameliorated threats to identity, but also raised achievement. Changes to students’
perceptions of how they think about themselves and others can boost their achievement
(Ryan & Deci, 2000). Whilst not denying the importance of addressing structural and
cultural issues and policy changes, SEL intervention programmes can empower teachers
and students to make the most of unequal opportunities (Fergus, Noguera & Martin,
2014). However, despite their remarkable effects, these interventions are not a panacea
but merely reflect students’ educational experience within the social context.
18
With its diverse culture and unique socio-political history, South Africa
exemplifies the ecological notion that development, including social emotional
development, does not exist in a vacuum but is rooted within a broader socioeconomic
and cultural framework across the passage of time (Bronfenbrenner, 1979). While there
have been a number of intervention programmes implemented in South African schools
to mitigate problem behaviours, there remains a dearth of literature on promoting social
and emotional competence, particularly within the primary school setting. Moreover,
research on the effects of the CTBM programme is almost nonexistent. Thus the current
study is intended to evaluate the impact of CTBM programme on social emotional
competencies of students attending a multi-racial primary school in South Africa. The
significance of this research is that it not only adds to the existing research base of SEL
research but also provides a new dimension in evaluating the impact of CTBM on social
emotional competency within a South African primary school setting.
1.2.7 Aims and Objectives
While there are increasing efforts to move toward preparing South African youth
to become healthy, well-balanced citizens, empirical evidence suggesting that the basic
social and emotional needs of our students are still not being met (Brackett & Rivers,
2014). Thus, hypothesis of the study is that, after the universal intervention of CTBM
programme, social emotional competency will improve significantly for all students. The
null hypothesis being that there will be no significant improvement on social emotional
19
competencies of students following the intervention programme. In so doing, it is hoped
that this research will provide a framework for identifying and recommending the
importance of social emotional learning and to implement this into the curricular of all
primary schools in South Africa.
20
Chapter 2
Methods
2.1 Participants
Purposeful secondary archival data was collected from a total of 295 students in
Grade 1-3 (152 boys, 143 girls) attending an English-medium multicultural former model
C* primary school in Western Cape, South Africa. Although data on race and ethnicity
was not collected for each individual, the racial demographic composition of the school
was 11% black, 36% coloured, 10% Indian/Asian and 43% white with a gender
composition of 51% female and 49% male. The principal and teachers agreed implement
CTBM as a universal SEL intervention programme with relevant training given to the
teachers implementing the programme. Participants from this sample were students
enrolled in Grade 1 (52% boys, 48% girls, average age: 7 years 6 months), Grade 2 (51%
boys, 49% girls, average age: 8 years 6 months) and Grade 3 (50.5% boys, 49.5% girls,
average age: 9 years 7 months). Please see table 3.1 for overview of descriptive statistics.
* Former Model C schools are government schools, partially administrated and funded by
parents, alumni and a governing body.
21
2.1.1 Inclusion/exclusion criteria:
Data from all Grade 1-3 students were included as CTBM was implemented as a
universal approach. Students who were older than Grade 3 were excluded from the study,
as were the post intervention scores from students who had left the school. In addition,
students with diagnosed learning and/or social-emotional disabilities were excluded.
2.1.2 Sample size
Using Survey Software, (http://www.surveysystem.com) with a 95% confidence
level and confidence interval of 6, the sample size needed is 267. The following formula
was used for this calculation:
ss =
Z2 * (p) * (1-p)
c2
With:
Z = Z value (e.g. 1.96 for 95% confidence level)
p = percentage picking a choice, expressed as decimal
(.5 used for sample size needed)
22
c = confidence interval, expressed as decimal
(e.g., .06 = ±6)
2.2 Study Design
Whenever situational constraints prevent the use of experimental designs for
programme evaluation, quasi-experimental designs are commonly used (Graziano &
Raulin, 2004). Since this study employed a universal application of the intervention to all
students in Grade 1-3, this meant that there was no control group. As such a quasi-
experimental, repeated-measures design was employed with data from teacher-completed
Devereux Student Strengths Assessment (DESSA) at two points in time: Time 1 – pre-
CTBM intervention; Time 2 – post-CTBM intervention.
2.3 Procedure
CTBM and SEL Consulting collected data for the purposes of establishing
baseline scores on students’ social emotional competencies as well as to assess the impact
of the intervention programme on students’ competencies and offered to share their data
with the researcher for the purposes of the study. Pre-intervention data was collected
from 295 students and 279 post-intervention (4% attrition rate).
Teachers completed the DESSA at two points in time: pre and post intervention.
Teachers reported on the frequency of a student’s behaviour on items comprising eight
subscales.
23
Trained classroom teachers implemented “COOL TO BE ME”, the SEL
intervention, universally i.e. to whole year groups (Grades 1-3) over a period of seven
months. The programme for each year comprises of 4 building blocks with 6-9 lessons
per block (please see table 2.1). Lesson plans provide practical tools for teachers and
parents to help students understand and manage their emotions. Data was collected by an
educational psychologist and, with permission from the school, passed on to the me as
secondary de-identified data. At no point did I have anything to do with the intervention
or collection of data.
2.4 Materials
2.4.1 The intervention programme: Cool to Be Me (CTBM)
Cool To Be Me (hereafter referred to as ‘CTBM’, a South African-developed SEL
intervention, was developed for children aged 6-13 (Grades 1-7) to support the current
curriculum of Life Skills taught in South African schools in order to develop students’
social and emotional competencies. A universal user-friendly early intervention
programme, CTBM enables students to develop the skills, behaviours and attitudes
necessary to manage their social, emotional and cognitive behaviour (Bruce & Cohen,
2012). CTBM programme objectives are well aligned with these key competencies
outlined by Zins et al (2004) i.e. self-awareness, social awareness, responsible decision-
making, self-management and relationship skills.
Building Blocks (Grade 1-3) supplement the Life Skills national curriculum (NCS, 2011)
24
by integrating prescribed foundational content, concepts, values and skills. The primary
focus being the development of personal, social and emotional wellbeing of students in
order that they thrive as individuals while working productively within a team,
contributing to making a happy, safe and productive community. Building Blocks begins
with a focus on developmental themes of feeling safe and happy; emotions; sharing;
being kind; circles of love and support. Grade 2 then builds on these themes with a focus
on becoming confident and responsible; being truthful, confident, responsible and
bouncing back. In Grade 3, the developmental themes include discovering my inner
world; my miraculous body; my brilliant brain; my wise heart and my special gift (please
see table 3).
25
Table 2.1 Overview of COOL TO ME Curriculum Grades 1-3
Programme Developmental Theme National Curriculum Statement
Topics coveredBuilding Blocks (Red)
Grade 1
Feeling happy and safe: Feelings, Sharing, Being king, My circle of love and support
Beginning Knowledge and Personal and Social Well-being
Topics covered: Me, At school, Healthy habits, My family, Keeping my body safe, My community, Pets, Manners and responsibility
Building Blocks (Blue)
Grade 2
Becoming confident and responsible: Being truthful, Being confident, Being responsible, Bouncing back
Beginning Knowledge and Personal and Social Well-being
Topics covered: Myself and others, Everyone is special, Transport, People who help us
Building Blocks (Green)
Grade 3
Discovering my inner world: My miraculous body, My brilliant brain, My wise heart, My special gift
Beginning Knowledge and Personal and Social Well-being
Topics covered: About me, Feelings, Health protection, Keeping my body safe, Rights and responsibilities, Healthy eating
Source: page 5 COOL TO BE ME Building Blocks Educators Manual, Bruce & Cohen (2012).
26
2.4.2 Measures: The Devereux Student Strengths Assessment (DESSA)
DESSA is a simple 72-item standardized, norm-referenced strength-based rating
scale measuring behaviours related to resilience, social-emotional competence and school
success for K-G8 students (LeBuffe, Shapiro & Naglieri, 2014). The DESSA is arranged
into conceptually-derived scales providing information on the eight key social emotional
competencies identified as fundamental to a child’s success in both school and in life i.e.
personal responsibility, optimistic thinking, goal-directed behavior, social awareness,
decision making, relationship skills, self-awareness, self-management. Please refer to
table 2.2 for scale names, definitions and sample items. Each item requires the rater to
indicate on five-point scale (never to very frequently) how often the student engaged in
each behaviour over the past month. Raw score values associated with each rating are as
follows: Never = 0, Rarely = 1, Occasionally = 2, Frequently = 3, Very Frequently = 4.
Using the appropriate table in the manual, raw scores are converted to T-Scores and
percentile scores, the latter is then be used for mathematical computations. Each T-score
is a standard score with a mean of 50 and standard deviation of 10. Descriptive categories
and interpretation of DESSA T-Scores can be found in table 2.3. An overall social-
emotional composite, based on a combination of scores from all eight scales, provides an
indication of the student’s social-emotional competence with higher scores indicating
greater social-emotional competence. In examining the overall social emotional
composite as well as the eight individual DESSA scores, T-scores greater than 60
27
indicate a student’s strength, T-scores between 41-59 are characterized as typical, while
those T-score 40 suggests that the student requires instruction. Figure 2.1 shows the
relationship of DESSA T-Scores, percentiles and the normal curve. Internal reliability of
each scale using alpha coefficient was < 0.82 and < 0.91 for the overall social-emotional
composite. Test-retest reliability is high with correlation coefficients ranging from 0.86-
0.94 for teachers. Inter-rater reliabilities, with medical scale correlation coefficients of
0.735 for teachers, were also quite good. Convergent validity with BASC-2 and BERS-2
was reportedly strong (Nickerson & Fishman, 2009).
28
Table 2.2 DESSA Scale Names, Definitions and Sample Scale Items
Scale Name/Definition No. of itemsSelf- Awareness 7 itemsA student’s realistic understanding of his/her strengths and limitations and consistent desire for self-improvement.Sample scale items:
Gives an opinion when asked? Describes how he/she was feeling? Asks somebody for feedback
_____________________________________________________________________Social-Awareness 9 itemsA student’s capacity to interact with others in a way that shows respect for their ideas and behaviours, recognizes his/her impact on them, and uses cooperation and tolerance in social situations.Sample scale items:
Gets along with different types of people? Cooperates with peers? Forgives somebody that hurt or upset him/her?
_____________________________________________________________________Self-Management 11 itemsA student’s success in controlling his/her emotions and behaviours, to complete a task or success in a new or challenging situation.
Waits for his/her turn? Stays calm when faced with a challenge? Adjusts well to changes in plan?
_____________________________________________________________________Goal-directed Behaviour 10 itemsA student’s initiation of, and persistence in completing tasks of varying difficultySample scale items:
Keeps trying when unsuccessful? Seeks out additional information? Takes steps to achieve goals?
_____________________________________________________________________Relationship Skills 10 itemsA student’s consistent performance of socially acceptable actions that promote and maintain positive connections with othersSample scale items:
Compliments or congratulates somebody? Offers to help somebody? Expresses concern for another person?
_____________________________________________________________________
29
Table 2.2 (cont.) DESSA Scale Names, Definitions and Sample Scale Items
Scale Name/Definition No. of itemsPersonal Responsibility 10 itemsA student’s tendency to be careful and reliable in his/her actions and in contributing to group efforts.Sample scale items:
Remembers important information? Serves an important role at school? Handles his/her belongings with care?
_____________________________________________________________________Decision Making 8 itemsA student’s approach to problem solving that involves learning from others and from his/her own previous experiences, using values to guide action, and accepting responsibility for decisions.Sample scale items:
Follows the example of a positive role model? Accepts responsibility for what he/she did? Learns from experience?
_____________________________________________________________________Optimistic Thinking 7 itemsA student’s attitude of confidence, hopefulness, and positive thinking regarding him/herself and his/her life situations in the past, present and future.Sample scale items:
Says good things about him/herself? Looks forward to class or activities at school? Expresses high expectations for him/herself?
_____________________________________________________________________
Source: Table adapted from pages 7-9 of LeBuffe, P., Shapiro, V. & Naglieri, J. (2014) Devereux Student Strengths Assessment: A measure of social-emotional competencies of children in kindergarden through eighth grade. Apperson SEL+, Charlotte, NC.
30
Table 2.3 Descriptive Categories and Interpretation of DESSA T-Scores
____________________________________________________________________T-Score Description____________________________________________________________________60 and above Strength
41-59 Typical
40 and below Need for Instruction____________________________________________________________________
Figure 2.1 Relationship of DESSA T-Scores, Percentile Scores, Normal Curve
31
2.5 Ethical considerations
Permission was sought from CTBM to use de-identified secondary data for the
purposes of this study (appendix A). In accordance with the British Psychological
Society code of ethics with respect to anonymity and confidentiality, secondary data was
labeled with only a student number, age and gender ensuring that the participants could
not be identified. Additionally, the researcher worked respectfully, responsibly within the
limits of confidence and ensured that integrity was maintained throughout the process
(Mackintosh, 2010). The data is to be stored for 5 years in the researcher’s computer and
only the researcher will have access to them.
Full ethical approval was sought and received from the UoL ethics committee prior to
commencement of the study (Appendix B).
2.6 Statistical Analysis
Statistical analysis was conducted using SPSS Statistics programme. An
alpha level (p-value) of .05 was used for all statistical tests (Coolican, 2009). Several
statistical analyses were conducted to address the research question.
32
2.6.1 Linear Regression Analysis
Linear regression analysis is usually conducted in order to investigate the
relationships between variables Wilson & Maclean, 2011). In this case, linear regression
analysis was used to predict the causal effect of grade level, gender, age and pre
intervention SEC scores on the post intervention SEC scores.
2.6.2 Repeated Measures Factorial Design
A repeated measures 2 x 2 factorial design was conducted in principal to
examine the differences between pre CTBM intervention SEC scores and post CTBM
intervention SEC scores (within-subject) as well as the differences between gender and
grades (between-subject).
2.6.3 Paired samples t-test
Paired samples t-tests were then used to compare mean scores pre and post
intervention for each subscale of overall SEC scores i.e. personal responsibility,
optimistic thinking, goal-directed behavior, relationship skills, social awareness, decision
making, self-management and self-awareness.
2.6.4 Analysis of covariance (ANCOVA)
ANCOVA was employed to determine whether a statistically significant
difference in post intervention social emotional competence scores (dependent variable)
across both grade levels (fixed factor) while controlling for age (covariate). ANCOVA is
33
commonly used for pretest-posttest designs, consisting of a test given before an
intervention, followed by the same test after the intervention (de Villiers & van den Berg,
2012). The purpose for selecting ANCOVA is to increase the sensitivity of testing the
main effects and interactions by reducing the error. ANCOVA addresses the main
question: Are mean differences (when adjusted) among groups on DV likely to have
occurred by chance? By removing predicable variance, ANCOVA increases the power of
an F-test. As the dependent variable is continuous, this meets the requirements for
ANCOVA (Wilson & MacLean, 2011). Many pretest-posttest designs use the pretest as
covariate which means that if groups differ on the post-test measure, it is after adjusting
for the pre-test scores thus providing a more powerful test of the hypothesis than merely
the difference in scores (de Villiers and van den Berg, 2012). However, the assumption of
homogeneity of regression was not met as the interaction between grade and pre SEC was
found to be significant, F(1,278) = 70.723, p < .05 thus ANCOVA was not conducted
using pre SEC as a covariate. However, age of participants at post intervention was used
as a covariate.
The independent variable (CTBM as measured by grade level) included 3
levels i.e. Grade 1, Grade 2 and Grade 3. The dependent variable was the students’ post
intervention social emotional composite (post SEC) scores and the covariate was the
students’ post intervention age in months. A preliminary analysis evaluating the
homogeneity of regression assumption (this test evaluates the interaction between the
34
covariate and the independent variable in the prediction of the dependent variable) and
homogeneity of variance assumption was conducted.
The covariate is included in the analysis to control for the differences on the
independent variable. The primary purpose of the test of the covariate is that it evaluates
the relationship between the covariate (age) and the DV (post SEC), controlling for the
factor (i.e. grade). Levene’s test of equality of error variances was used to determine that
variances were equal in the population while normality of data distribution was measured
with Shapiro-Wilk Test.
2.6.5 Examination of the Normal Distribution of Data
Pre intervention data (Pre SEC) for boys was not normally distributed (please see
table 2.4). Similarly, when data was normal data distribution was assessed according to
Grade level, pre intervention SEC scores for Grade 1 and Grade 2 were p = .046 and p
= .045 respectively. Sig. values greater than 0.05 indicate data is normally distributed,
below .05 indicates that the data significantly deviates from a normal distribution.
However, on transformation the pre intervention SEC data was even more skewed thus it
was decided to continue with non-transformed data (please see figures 2.2(a/b) – 2.4(a/b).
Levene’s test of equality of error variances for both pre and post SEC were p = .64
and .84 respectively thus providing evidence that the variances were equal in the
population.
35
Figure 2.2(a): Pre Intervention Social Emotional Composite Scores for Grade 1 with untransformed data
Figure 2.2(b): Pre Intervention Social Emotional Composite Scores for Grade 1 with transformed data
36
Figure 2.3(a): Pre Intervention Social Emotional Composite Scores for Grade 2 with untransformed data
Figure 2.3(b): Pre Intervention Social Emotional Composite Scores for Grade 2 with transformed data
37
Figure 2.4(a): Pre Intervention Social Emotional Composite Scores for Grade 3 with untransformed data
Figure 2.4(b): Pre Social Emotional Composite Scores for Grade 3 with transformed data
38
Table 2.4 Shapiro-Wilk Test for Normal Data distribution
Shapiro-Wilk Test of NormalityGender Statistic df Sig.
_____________________________________________________________________Pre CTBM Boy .981 143 .042SEC Score Girl .990 136 .416
Post CTBM Boy .993 142 .784SEC Score Girl .984 136 .111
39
Chapter 3
Results
3.1 Descriptive Statistics
Post intervention data was collected from 279 participants (4% attrition rate) with
a mean post intervention age of 7 years 11 months (SD = 11months). There were 96
Grade 1 students (50 boys, 46 girls, average age: 7 years 6 months), 90 from Grade 2 (46
boys, 44 girls, average age: 8 years 6 months) and 93 from Grade 3 (47 boys, 46 girls,
average age: 9 years 7 months).
Table 3.1
Pre and Post Intervention Social Emotional Composite Scores (SEC) According to Grade Level and Gender
Grade Gender Pre SEC Post SEC NM SD M SD
Boys 47.1 8.4 53.5 8.0 501
Girls 50.1 8.9 55.0 8.6 46
Total: 48.5 8.9 54.3 8.3 96
Boys 47.8 9.3 50.7 8.7 462
Girls 53.5 9.2 54.9 9.4 44Total 50.6 9.7 52.7 9.2 90
Boys 42.7 8.0 51.3 6.9 473
Girls 47.0 7.4 56.4 6.9 46
Total 44.8 8.0 53.8 7.3 93_____________________________________________________________________
40
3.2 Overall Findings
Overall, findings for Grade 1 showed an 11% increase in Strength area, 5%
increase in Typical area and 16% decrease in Needs Instruction area. Grade 2, with
slightly less improvement showed a 9% increase in Strength area, 3 % decrease in
Typical area and 6% decrease in Needs Instruction. Grade 3 had impressive overall
results with a 5% increase in Strength, 9 % increase in Typical and 22% decrease in
Needs Instruction (see figures 3.1, 3.2 and 3.3).
41
Figure 3.1
Pie Chart Illustrating Descriptive Category Improvements in Grade 1
42
Figure 3.2
Pie Chart Illustrating Descriptive Category Improvements in Grade 2
43
Figure 3.3
Pie Chart Illustrating Descriptive Category Improvements in Grade 3
3.3 Linear Regression Analysis
A linear regression analysis was performed in SPSS to used to predict the causal
effect of grade level, gender, age and pre intervention SEC scores on the post intervention
SEC scores. Pre SEC scores significantly predicted post SEC scores, = .620, t(274) =
12.661, p < .001. R2 = .399, F(1, 274) = 45. 474, p < .001. The remaining variables were
not significant in predicting post SEC scores, the results were as follows: Gender:
= .071, t(274) = 1.439, p =.151; grade level: = .045, t(274) = .421, p =.674; post
intervention age: = .039, t(274) = .371, p =.711
44
3.4 Repeated Measures
There was a significant main effect between pre intervention SEC (time 1) and
post intervention SEC (time 2), F = 175.04, p < .05. Please refer profile plots in figures
3.4(a) and 3.4(b). This indicated that there is a significant difference between pre SEC (M
= 48, SD = 9.1) and post SEC (M = 53.6, SD = 8.3). The effect between the grades was
not significant, F = 2.462, p = .087 which shows the robustness of the CTBM
intervention across grades. There was a significant interaction between pre and post SEC
and grade level, F = 21.185, p < .05. Table 3.1 provides comparable pre and post
intervention SEC scores according to grade level and gender. Noteworthy in these results
are the differences in boys and girls SEC scores both pre and post intervention.
45
Figure 3.2(a): Graph illustrating the SEC mean score for boys according to Grade level (Time 1 – pre CTBM, Time 2 – post CTBM)
Figure 3.3(b): Graph illustrating the SEC mean score for Girls according to Grade level (Time 1 – pre CTBM, Time 2 – post CTBM)
46
3.5 Univariate Analysis of Covariance (ANCOVA)
A one-way ANCOVA was also conducted for this study. The independent
variable, CTBM intervention as measured by grade level, included 3 levels i.e. Grade 1,
Grade 2 and Grade 3. The dependent variable was the students’ post intervention social
emotional composite (SEC) scores and the covariate was the students’ age post
intervention. Prior to conducting an ANCOVA, assumption of homogeneity of regression
needs to be tested. This evaluates the interaction between the covariate (age) and the IV
(CTBM as measured with grade level). Since the interaction was not significant, F(1,278)
= .713, p = .545, we were able to proceed with ANCOVA. The underlying assumption of
homogeneity of variance was met, as evidenced by Levene’s test of equality of error
variances where F (2, 276) = 2.460, p = .087 (p > .05). The covariate was included in the
analysis so as to control for differences on the independent variable (CTBM intervention
as measured by grade level). In so doing, this test evaluated the relationship between age
(covariate) and post SEC (DV) controlling for grade level. Results of ANCOVA,
F(1,278) = .826, p = .439 (please see table 3.2), showed that the interaction between
grade and post intervention age was not significant. As a result of this, we did not
proceed with pairwise comparison. This means that participant age did not have any
effect on the post SEC scores.
47
Table 3.2: Analysis of Covariance for Post CTBM SEC Scores by Grade LevelSource SS df MS F pPost Age 26.661 1 26.661 .385 .536
Grade 114.486 2 57.243 .826 .439
Error 19064.676 275 69.326
Total 821469.00 279_____________________________________________________________________
3.6 Paired sample t-tests:
A paired-sample t-test was conducted to compare pre and post intervention scores
for each scale using SPSS (please refer to table 3.3 for mean and standard deviations for
each scale). SPSS provides a two-tailed probability level and as this is a one-tailed
(directional) hypothesis, the value is halved to obtain the one-tailed hypothesis. There
was a significant difference in the scores for all scales (personal responsibility: t = -
10.275, p < .05; optimistic thinking t = -10.577, p < .05; goal-directed behavior: t = -
10.595, p < .05; relationship skills: t = -12.091, p < .05; social awareness: t = -10.217, p <
.05; decision making: t = -11.237, p < .05; self-management: t = -9.861, p < .05; self-
awareness: t = -11.277, p < .05) as well as on the overall social emotional composite
score: t = -12.493, p < .005. A graphical illustration of the overall improvement of SEC
according to grade level can be seen in figure 3.3(a), 3.3(b) and 3.3(c). These results
support the hypothesis social emotional competency significantly improved for all
students after the intervention of CTBM programme.
48
49
Table 3.3Results of Paired Samples t-test on Subsets of Social Emotional Composite
_____________________________________________________________________Pre CTBM Post CTBM Gain p
T Score T Score_____________________________________________________________________
M SD M SDPersonalResponsibility 47.6 9.5 52.1 9.0 +4.5 .000Optimistic Thinking 48.4 9.2 53.5 8.6 +5.1 .000Goal DirectedBehaviour 47.4 9.9 52.6 9.0 +5.2 .000Social Awareness 48.4 9.1 53.8 9.0 +5.4 .000Decision Making 48.6 8.4 54.3 9.2 +5.7 .000Relationship Skills 49.2 8.6 55.1 8.6 +5.9 .000SelfAwareness 48.5 9.1 54.2 8.5 +5.7 .000SelfManagement 48.1 9.0 52.6 8.5 +3.6 .000_____________________________________________________________________
50
Figure 3.3(a) Grade 1 Pre and Post CTBM Intervention Social Emotional Composite
Legend: Pre CTBM intervention Post CTBM Intervention
1 2 30
10
20
30
40
50
60
70
80
Needs Instruction Typical Strength
No.
of S
tud
ents
Figure 3.3(b) Grade 2 Pre and Post CTBM Intervention Social Emotional Composite
Legend: Pre CTBM intervention Post CTBM Intervention
1 2 30
10
20
30
40
50
60
70
Needs Instruction Typical Strength
No.
of S
tud
ents
51
Figure 3.3(c) Grade 3 Pre and Post CTBM Intervention Social Emotional Composite
Legend: Pre CTBM intervention Post CTBM Intervention
1 2 30
10
20
30
40
50
60
70
80
Needs Instruction Typical Strength
No.
of S
tud
ents
3.7 Independent t-tests
This difference in mean scores across genders piqued the interest of the
researcher, and as such an independent t-test was conducted to compare pre and post SEC
scores for boys and girls. There was a significant difference in the social emotional scores
pre intervention between boys (M = 45.86, SD = 8.78) and girls (M – 50.184, SD = 8.89)
with t (277) = -4.086, p < .05 and post intervention between boys (M=51.87, SD=
7.9655) and girls (M = 55.46, SD = 8.299) with t (277) = -3.686, p < 0.05.
52
Chapter 4
4.1 Discussion
This study is the first systematic evaluation of the effectiveness of CTBM as a
universally administered SEL intervention on students’ social emotional competencies.
The findings overall are very promising. Linear regression allowed us to make
predictions about post SEC scores based on the values of other variables. The significant
prediction with pre SEC scores needs to be considered when interpreting the results.
However, despite this prediction and as illustrated by the bar graphs in figures 3.3a-c,
there is improvement across all grades when comparing pre and post intervention scores.
In accord with previous literature, repeated measures analysis of data from teacher
ratings indicated that all Grade 1 – 3 students who received the intervention showed
significant improvements on pre- to post social emotional competency scores (CASEL,
2013). Similarly, paired sample t-tests revealed a significant difference in pre and post
intervention scores for all subscales and overall social emotional composite. These
findings are consistent with previous research. In their meta-analysis involving some
270,00 students, Durlak et al 2011, reported significant improvements in mitigating
problem behaviors as well as promoting social emotional competence and academic
achievement, with an average effect size of .31.
53
Typically, previous studies evaluating the effects of SEL interventions employed
t-tests (Merrell et al, 2008, Dracinschi, 2012) or repeated measure ANOVA for analysis
of data in order to examine the direction of change from pre to post intervention (Mostert
& Loxton, 2008; Pahl & Barrett, 2010; Rogers & Dunsmuir, 2013; Schonert-Reichl &
Lawlor, 2010). ANCOVA was selected for this study as it increases the sensitivity of
testing the main effects and interactions by reducing the error. The few studies employing
the sophisticated analysis of ANCOVA used the pre-test score as a covariate
(Domitrovich, Cortes & Greenberg, 2007; de Villiers & van den Berg, 2012, Sheard,
Ross & Cheung, 2012) in order to provide a more powerful test of the hypothesis. In this
study, homogeneity of regression was violated as the interaction between grade and pre
SEC was significant, therefore participant age was used as the covariate instead. While
socioeconomic status (SES), gender and English as a second language (ESL), verbal
ability have also been used previously as baseline covariates (Jones, Brown, Hoglund &
Aber, 2010; Domitrovich et al 2007), very few studies have used participant age as a
covariate. This research addresses this gap in the literature. The non-significant
ANCOVA results suggest that age did not have any effect on the post SEC scores. This
finding reflects the normal social emotional developmental trajectory as discussed below,
as well as demonstrating the robustness of the intervention across age groups. It also begs
the question of whether age is an appropriate covariate as is obviously strongly correlated
with grade.
To the best of my knowledge, there are very few studies exploring social
emotional competence in South African schools and no empirical studies to date
54
evaluating the effect of CTBM, thus this study addresses this dearth of literature.
Supporting the hypothesis of the study, the findings indicate that CTBM, as a universally
delivered SEL intervention programme, was effective in improving SEC in primary
school students. This clinical significance of this, as discussed below, cannot be
underestimated.
4.2 Clinical Significance
The improvement on SEC scores from pre to post intervention indicates the
effectiveness of CTBM. All subscales demonstrated a significant difference in pre and
post intervention scores (please see table 3.3) with the biggest difference in relationship
skills across all year groups. This is significant in light of previous research that suggests
relationships with peers and teachers is fundamental to school connectedness and school
success, as well as academic achievement (Howes, 2001; Wenzel, Battle, Russell &
Looney, 2010; Zins, 2004). Increases in the T-Scores across other scales particularly self
awareness and self-management are also integral to academic success (Elias et al 2003)
while the ability to interact respectfully, cooperatively and with tolerance with others
(social awareness) and personal responsibility is particularly apt for South Africa’s multi-
racial population. Decision making, that being the student’s way of solving problems,
learning from his/her own or others’ previous experience, using values to guide actions,
as well as taking responsibility for decisions is key to success both at school and in life.
Goal-directed behavior i.e. the ability to initiate and persist in difficult tasks is closely
55
linked to resilience, a key social skill that children need to learn in order to become fully
functioning members of our society. According to the Harvard Business Review (2002)
as cited in http://www.resiliencei.com : "...more than education, experience, or training,
an individuals level of resilience will determine who succeeds & who fails."
Improvements were also seen in the optimistic thinking scale, effectively addressed by
the CTBM objectives of developing the ability to become a productive and positive
citizen and the ability to harness personal potential and thrive. CTBM, rather than
focusing on addressing problem behaviours, adopts the positive psychology approach in
developing social emotional competencies in order to prevent many societal problems
(Catalano et al 2002) including educational disparities such as those that exist in South
Africa (Spitzer & Aronson, 2015).
4.3 Evidence-based programme
Key to this study, and as advocated by CASEL, once a SEL programme has been
implemented, it is important to periodically collect data to ascertain how the students are
responding to the programme (Fleming & LeBuffe, 2014). The most effective
programmes are those that fulfill S.A.F.E. criteria. CTBM meets these requirements by
Sequenced instruction, Active instructional methods which are Focused on SEL skills
with Explicit instruction on one or more SEL competencies. This is meaningful in
relation to other studies that have shown the most effective SEL intervention programmes
were those that adopted S.A.F.E (Dulak et al, 2011, Greenberg et al, 2003).
56
4.4 Intervention Implementation and Fidelity
Key factors to the effectiveness of SEL interventions are the quality of
implementation and fidelity (Lendrum & Humphrey, 2012). This has been lacking in the
literature primarily due to challenges in measurement and implementation quality
(Domitrovich et al, 2008). Results from Durlak et al’s (2011) meta-analysis revealed a
positive association between student outcomes and implementation quality. The
prescribed lessons of CTBM contributed to the fidelity and consistency of programme
implementation, maximizing the likelihood that all teachers presented key material as
well as lessoning the work load of the teachers as all they were required to do was to
follow the prescribed lesson plans (Payton et al, 2000). Some researchers argue that
prioritizing fidelity may compromise flexibility and ‘goodness-of-fit’ for the target
audience (Liew, 2011). As CTBM was designed with this particular audience in mind, the
issue of flexibility has already been met, therefore encouraging an even higher fidelity.
This aspect is particularly important in South Africa as teachers get to grips with the Life
Skill curriculum; CTBM provides the how to Life Skills’ what, by providing the
necessary resources and training to support educators.
4.5 Cultural Considerations
A primary consideration is that quality SEL programmes ensure that the language
used be understandable to from policy makers and scientists to educators and parents.
57
Developing culturally congruent interventions include peripheral strategies such as using
culturally relevant images (Garner et al 2014). This was effectively addressed by CTBM
with stories and characters pertaining to and understood by the local population. By
effectively addressing political and cultural assumptions and connecting ideals with
practices as set out in the Life Skills curriculum, CTBM can help promote increased
achievement and equity in South African education. Our findings suggest that CTBM is a
feasible and beneficial SEL programme that addresses the diversity of South Africa’s
rainbow nation. This is important in a country where students are at an increased risk of
developing social emotional and behavior problems due to poverty, familial conflict,
exposure to high levels of community violence (de Villiers & van der Berg, 2012, van der
Berg et al 2011).
4.6 Universal Implementation
It has been argued that universal interventions such as CTBM are cost-effective
thus sustainable (Belfield, Bowden, Klapp, Levin, Shand & Zander, 2015; Wigelsworth,
Humphrey & Lendrum, 2013) and less stigmatizing (Greenberg & Rhoades, 2010),
although frequent criticism is that they are not always effective in helping those with
significant problems (Stallard et al, 2008). This criticism can be countered by offering
additional support and targeted intervention to those students deemed in “need of
instruction”. Low scores on the DESSA scale can help identify students that may be at
risk of developing behavioural issues whilst for those who may already be experiencing
58
difficulties, the DESSA reveals strengths that could be nurtured increasing the likelihood
of treatment success. Regarding cost-effectiveness, Belfield et al’s (2015) study
evaluated the cost-benefit of six prominent SEL intervention programmes and found
some considerable benefits relative to the cost. This is valuable within the South African
education system where issues such as inadequately trained teachers, poor resources and
lack of support services hinder the educational progress (de Villiers & van der Berg,
2012, van der Berg et al 2011).
4.7 Recommendations to Educators
Although this is the first study that has examined CTBM as an SEL intervention
in South African primary schools, these findings are consistent with other emerging
empirical evidence supporting the notion that school-based SEL interventions are
effective in reducing current behavior and emotional problems; enhancing students’
social emotional competence while also having a positive impact on academic
achievement. This is easily explainable when one considers the inextricable link between
social emotional competences (such as those measured by the DESSA i.e. personal
responsibility, optimistic thinking, goal-directed behavior, social awareness, decision-
making, relationship skills, self-awareness and self-management) and success in school
and throughout life (please see figure 4.1).
59
Figure 4.1: Evidence-based SEL intervention programming pathways to overall success in school and across the lifespan.
Source: (Adapted from page 197 of Zins, J.E., Bloodworth, M.R., Weissberg & Walberg, H. J. (2004). The scientific base linking social and emotional learning to school success. In Zins, J. E., Weissberg, R. P., Wang, M. C., & Walberg., H. J. (Eds). Building Academic Success on Social and Emotional Learning. NY: Teachers College Press
4.7.1 Grade differences
Noteworthy is that the biggest improvement in mean SEC scores was seen in
Grade 3. This is an interesting result in that, if resources are limited, schools may opt to
focus their attention on Grade 3 students’ as they appear to gain the most from this
intervention. Although, like CTBM, SEL programmes are most effective when they are
60
sequenced as multi-year programmes that build on the skills learnt the previous year
(CASEL, 2005). Interesting to note that Grade 2’s who started off with the highest mean
SEC scores showed the least improvement post intervention. A possible explanation for
the differences in pre and post intervention SEC scores across grades, and in keeping
with the social constructivist epistemology of this study, is that of Piaget’s concept of
stages of cognitive development. Grade 1 students are still within the preoperational
period where intelligence is intuitive, having not yet acquired logical thinking. Grade 2
students (with a mean pre-intervention age of 7 years 11 months) on the other hand, are
only just moving from the preoperational period (approximately 2 – 7 years) to the
concrete operational stage (approximately 7-12 years) while Grade 3 students (9+ years)
are well within the concrete operational stage. Kohlberg (1958), influenced Piaget’s
work, adopted a similar developmental cognitive approach to moral reasoning. He
contended that moral ideas and principles, regardless of culture, are better understood as
the child develops cognitively through stages (Arnett, 2012). Preconventional reasoning,
where children’s moral reasoning is based upon perceptions of punishment or rewards;
conventional reasoning - based on others’ expectations of the individual;
postconventional reasoning - based on an individual’s independent judgement rather the
view of other’s on what constitutes right or wrong (Snarey, 1985). This research is
significant particularly when interpreting the results of the findings from this study as
these developmental approaches could also partially explain the improvements in social
emotional competence. Durlak et al’s (2011) meta-analysis includes studies where more
61
than 50% are from elementary schools although few studies actually compare the
effectiveness of interventions across ages as this study has done.
4.8 Limitations
Whilst these results are promising, there are a number of limitations to this study
that readers need to cognizant of. Firstly without a control group, caution needs to be
exercised as the reported improvements in SEC could be as a result of maturation rather
than specifically due to CTBM intervention. However, considering the positive results of
previous SEL interventions, it was deemed unethical to deny participation in the
intervention to some students and not others; hence the universal intervention to all pupils
in Grade 1 -3 attending the school. Future studies may consider a wait-list control group
as has been employed in a number of similar studies (Mostert & Loxton, 2008; Rodgers
and Dunsmuir, 2015). A second limitation is that teachers, who delivered the
intervention, provided ratings on students which may have led to some bias in reporting
the post intervention ratings. The statistical analysis was on the data collected from these
teachers’ measures, bringing into question the validity of the results. Triangulation of
data by including material from students and parents would strengthen the validity of the
study. Finally, this study was conducted at one school in the Western Cape of South
Africa, as such, the results need to be interpreted with caution when generalizing these
findings across other populations.
4.9 Recommendations for Future Studies
62
4.9.1 Gender Effects
Gender differences evident in this study are consistent with research suggesting
that social emotional development and prosocial behavior differs between boys and girls;
with girls demonstrating more positive emotions and prosocial behavior than boys
(Chaplin & Aldoa, 2013; Maguire, Niens, McCann & Connolly, 2015; Terzian, Li,
Frazer, Day & Rose, 2014). In their study, Gunkel, Schlägel & Engle (2014) found that
females scored lower on self emotional appraisal and regulation of emotion than men.
However, they scored higher in others' emotional appraisal and use of emotion. Gilligan
(1982) describes a “different voice” for men and women, women expressing an ethic of
care that differs from the ethic of justice that underpins Kohlberg’s moral hierarchy.
Gilligan believed that Kohlberg’s theory did not address gender differences in moral
development, arguing that males and females are socialized differently with females
emphasizing interpersonal relationships and assuming responsibility for the wellbeing of
others rather than the logic in decision-making found in men (Jaffee & Hyde, 2000). The
significant result between boys and girls pre and post intervention SEC scores in the
independent t-test analysis does support previous research suggesting that social
emotional development differs across genders and may be worth exploring in future
studies (Chaplin & Aldoa, 2013; Maguire, Niens et al, 2015; Terzian et al, 2014).
4.9.2 Academic Achievement and Cognitive Ability
Identifying factors that predict academic success is a fundamental concern for
parents, educators and policy makers interested in ensuring students’ positive
63
development and preventing school failure (Oberle, Schonert-Reichl, Hertzman &
Sumbo, 2014). A growing of body of evidence suggest that academic achievement and
students SEC are interrelated with a few studies including measures of cognitive ability
and academic achievement following SEL intervention programmes (Diamond, 2014
DeRosier & Lloyd, 2011; Durlak et al, 2011, McCormick, Cappella, O’Connor &
McClowry, 2015). As academic achievement and standardized testing remains a desirable
factor for our results driven educational systems, measurements incorporating cognitive
ability and academic achievement could be included in future studies. This in an
important aspect for South Africa where the 2015 matric pass rate of 70.7% was down
from 75.8% in 2014 (Quintal, 2016).
4.9.3 Longitudinal Studies
A number of studies have looked at whether the positive effects of SEL
interventions are sustained over time (Bernstein, Bernat, Victor & Layne, 2008; Stallard
et al, 2008). Interestingly Mostert and Loxton’s (2008) study demonstrated significant
effects of the intervention longer-term, but not directly post-intervention. The
significance of this being that proficiency in using the skills taught becomes more
effective with practice and such future studies should involve longer-term assessment. As
this study did not report any longer term results, it is unknown whether the positive
improvements made on SEC would be maintained over time. Nevertheless, SEL
Consulting and CTBM are collecting additional data from these students for this purpose
and for future studies.
64
4.9.4 Social Validity
Effective SEL programmes require the ‘buy-in’ and commitment of all
stakeholders and are only successful if the needs of educators and students are met. A few
studies have examined the social validity of SEL programmes using surveys and semi-
structured interviews (Gallegos et al, 2013, Banerjee, Weare & Farr, 2014, Liddle &
Macmillan, 2010). Future research would benefit from adding a qualitative approach
through semi-structured with students, parents and teachers in order to understand their
subjective experience and perception of the social validity of the intervention and how
this could be improved upon.
Despite these limitations, results from this study indicate the effectiveness of an
easy-to-implement universal classroom-based SEL programme in improving social
emotional competence in Grade 1-3 students. This both replicates and extends findings
from previous research that social emotional learning strategies have been shown to have
a positive impact on school performance, which could be of great importance to
educators and policy makers (Zins et al 2004).
65
4.10 Conclusion
Learning and teaching have strong social, emotional and academic elements
which influence whether a child will flourish or languish (Fredrickson & Losada, 2005).
And yet, enhancing the social emotional skills of our students remains a major challenge
in our society. Despite a recent UNESCO manifestation proposing that “the physical,
intellectual, emotional and ethical integration of the individual into a complete
man/woman is the fundamental aim of education.” (UNESCO, 2008), educating the
“whole child” is not a new concept. More than a century ago, John Dewey (1859-1952)
maintained that formal education, rather than prepare the child for a fixed goal, should
encourage children to grow and to groom them to continue this growth and development
as adults in the uncertain future they would encounter (Ryan, 2000). This is echoed in
Ryan & Deci’s (2000) self-determination theory, which is fundamentally concerned with
promoting in students a desire to learn, a value of education and having the confidence in
their own capacities and abilities. These result from intrinsic motivation, and
internalizing values and regulatory processes. Research proposes that this in turn will
have the outcome of producing not only high-quality learning and conceptual
understanding but also enhanced personal growth and adjustment (Ryan & Deci, 2013).
Although enhancing the social emotional skills of our students remains a major
challenge in our society, the integration of SEL interventions into school curricular
provides a promising vehicle for effectively teaching these skills effectively from early
years through to young adulthood. That said, the extensive and continued implementation
66
of such programmes requires the ongoing commitment of researchers, legislators and
educators alike. Researchers should continue providing evidence-based SEL programmes
and help schools to adopt, execute and monitor these programmes effectively. Legislators
need to commit to establishing educational policies holding schools accountable for
developing social emotional competencies in their students. In particular, educators must
advocate the SEL cause and support efforts towards implementing ongoing SEL
programmes in their schools (Elbertson, Brackett & Weissberg, 2010).
The outcome of this research adds to the body of research demonstrating positive
impact that SEL programmes has on social emotional competence of South African
primary school students; competencies that underpin the guidelines of Life Skills
introduced into the National Curriculum Statement (NCS) by Department of Basic
Education (2011). CTBM, as a ‘home-grown’ universally administered SEL intervention,
meets the recommendations set out by CASEL as well as meeting the needs of South
African students. This manualized, user-friendly programme allows students to develop
the necessary skills, attitudes and behaviours to manage their social, emotional and
cognitive behaviour (Bruce & Cohen, 2012). CTBM provides the how to NCS Life Skills
what, providing the necessary resources and training to support educators in promoting
the development of students’ social emotional competencies.
Educators and policy makers could learn from this study. The social and
emotional wellbeing for our students is not only an important outcome in and of itself,
but has implications for public health due the associations with academic achievement,
67
employment, relationships and other important aspects of life (Wigelsworth, Lendum &
Humphrey 2013). South Africa’s tempestuous sociopolitical history has left a range of
social, political and cultural scars (Costandius & Bitzer 2014). Whilst many of these
structural barriers may appear insurmountable, one could begin with restoring human
values. What better way than, as suggested by Van Alphen (2013), to start with the
wellbeing of our children by incorporating social emotional learning into the curriculum
of all South African primary schools?
This study has evaluated the impact of “Cool To Be Me”, a universally
implemented social emotional learning programme, on the social and emotional
competence within a South African primary school setting. Although further research
within the South African context is required, this study both supports and extends
international research on the positive impact of classroom-based SEL programmes on
primary school students’ social emotional development. There is strong indication that
“Cool To Be Me” programme, integrated into the Life Skills curriculum, could make a
considerable contribution to the South African government’s overall strategy for
improving educational outcomes and social emotional wellbeing in school children.
68
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Appendix A: Letter of Permission from “Cool To Be Me”
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APPENDIX B: UoL ETHICAL APPROVAL FORM
INTERNATIONAL ONLINE RESEARCH ETHICS COMMITTEE
APPLICATION FOR APPROVAL OF A PROJECT INVOLVINGHUMAN PARTICIPANTS, HUMAN DATA, OR HUMAN MATERIAL
Student applications to the online programmes’ International Online Research Ethics Committee, with the specified attachments, should be posted to the Dissertation Advisor’s classroom. If the Dissertation Advisor refers the application on the ethics committee, the DA must email the full application as a single, zipped file to [email protected].
RESEARCH MUST NOT BEGIN UNTIL ETHICAL APPROVAL HAS BEEN OBTAINED
This form must be completed by following the guidance notes, accessible at www.liv.ac.uk/researchethics.
Please complete every section, using N/A if appropriate.
Incomplete forms will be returned to the applicant.
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Declaration of the:
Principal Investigator OR Supervisor and Student Investigator x(please enter an X as appropriate)
The information in this form is accurate to the best of my knowledge and belief, and I take full responsibility for it.
I have read and understand the University’s Policy on Research Ethics.
I undertake to abide by the ethical principles underlying the Declaration of Helsinki and the University’s good practice guidelines on the proper conduct of research, together with the codes of practice laid down by any relevant professional or learned society.
If the research is approved, I undertake to adhere to the study plan, the terms of the full application of which the REC has given a favourable opinion, and any conditions set out by the REC in giving its favourable opinion.
I undertake to seek an ethical opinion from the REC before implementing substantial amendments to the study plan or to the terms of the full application of which the REC has given a favourable opinion.
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Office Use Only (for final hard copies)
Reference Number: RETH Date final copy received:
Approval decision:
Approved – no conditions Committee Chairs Action Expedited
Approved with conditions Committee Chairs Action Expedited
I understand that I am responsible for monitoring the research at all times.
If there are any serious adverse events, I understand that I am responsible for immediately stopping the research and alerting the Research Ethics Committee within 24 hours of the occurrence, via [email protected].
I am aware of my responsibility to be up to date and comply with the requirements of the law and relevant guidelines relating to security and confidentiality of personal data.
I understand that research records/data may be subject to inspection for audit purposes if required in future.
I understand that personal data about me as a researcher in this application will be held by the University and that this will be managed according to the principles established in the Data Protection Act.
I understand that the information contained in this application, any supporting documentation and all correspondence with the Research Ethics Committee relating to the application, will be subject to the provisions of the Freedom of Information Acts. The information may be disclosed in response to requests made under the Acts except where statutory exemptions apply.
I understand that all conditions apply to any co-applicants and researchers involved in the study, and that it is my responsibility to ensure that they abide by them.
For Supervisors: I understand my responsibilities as supervisor, and will ensure, to the best of my abilities, that the student investigator abides by the University’s Policy on Research Ethics at all times.
For the Student Investigator: I understand my responsibilities to work within a set of safety, ethical and other guidelines as agreed in advance with my supervisor and understand that I must comply with the University’s regulations and any other applicable code of ethics at all times.
Signature of Principal Investigator or Supervisor X: Dr Alexandra Pentaraki ......................................Date: (17/03/2016)Print Name:
Signature of Student Investigator: ......................................Date: 27th February 2016Print Name:Judith Anne Stevenson
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SECTION A - IDENTIFYING INFORMATION
A1) Title of the research (PLEASE INCLUDE A SHORT LAY TITLE IN BRACKETS).
Evaluating the Impact of “COOL TO BE ME” on Social and Emotional Competencies within a South African Primary School Setting.
A2) Principal Investigator OR Supervisor X (please check as appropriate)
Title: Dr Staff number: Forename/Initials: Alexandra Surname: PentarakiPost: Hon. Lecturer University
of LiverpoolDepartment: Psychology & Mental Health
Telephone: ++306971693870 E-mail: [email protected]
A3) Co-applicants (including student investigators)
Title and Name
Post / Current programme (if student investigator)
Department/ School/Institution if not UoL
Phone Email
Mrs Judith Anne Stevenson
MSc Applied Psychology
Psychology +852 91809566
SECTION B - PROJECT DETAILS
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B1) Proposed study dates and duration (RESEARCH MUST NOT BEGIN UNTIL ETHICAL APPROVAL HAS BEEN OBTAINED)
Please complete as appropriate:EITHER
a) Starting as soon as ethical approval has been obtained (please check if applicable)
Approximate end date:
ORb) Approximate dates:
Start date: 20th November 2015 End date: 20th April 2016
B2) Give a full lay summary of the purpose, design and methodology of the planned research.
The aim of the study is to evaluate the CTBM programme on overall social emotional competencies of students attending an independent primary school in South Africa and to examine whether efficacy of the intervention differs between genders.
Pre and post intervention social emotional competency scores will be analysed, this data will be collected using the Devereux Student Strengths Assessment (DESSA) checklist. The data with be collected and the intervention be delivered by trained teachers at the schools. The data provided to the researcher is secondary de-identified data.Purposeful secondary archival data collection from students attending a multi-cultural state primary school in South Africa. “COOL TO BE ME”, the SEL intervention was implemented as universal intervention i.e. to whole year groups (Grade 1-3) i.e. 300 students.
Data will analysed using the Statistical Package for Social Sciences (SPSS). Descriptive statistics on participants’ age, sex, grade and ethnicity will be provided. The overall social emotional competency score for each student will be calculated, providing means, standard deviations and percentages.Independent Variable: “COOL TO BE ME” SEL Intervention ProgrammeDependent Variable: Overall social emotional competency
B3) List any research assistants, sub-contractors or other staff not named above who will be involved in the research and detail their involvement.
The study will use secondary data that has been taken by the teachers and passed on to CTBM and for the purposes of establishing baseline scores on students’ social emotional competencies as well as to assess the impact of the intervention programme on students’ these competencies.
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B4) List below all research sites, and their Lead Investigators, to be included in this study.
Research Site Individual Responsible Position and contact details Cape Town South Africa
Linda Bruce [email protected]: +27 83 2787289
B5) Are the results of the study to be disseminated in the public domain?
YES X NO(I would like to consider the possibility of publishing this study in due course
If not, why not?
B6) Give details of the funding of the research, including funding organisation(s), amount applied for or secured, duration, and UOL reference
Funding Body Amount Duration UoL Reference N/A
B7) Give details of any interests, commercial or otherwise, you or your co-applicants have in the funding body.
SECTION C - EXPEDITED REVIEWC1)
Yes or No?
a) Does the study involve participants who are particularly vulnerable or unable to give informed consent? (e.g. children, people with learning or communication disabilities, people in custody, people engaged in illegal activities such as drug-taking, your own students in an educational capacity) (Note: this does not include secondary data authorised for release by the data collector for research purposes.)
yes
b) Will the study require obtaining consent from a ”research participant advocate” (for definition see guidance notes) in lieu of participants who are unable to give informed consent? (e.g. for research involving children or, people with learning or communication disabilities)
no
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N/A
c) Will it be necessary for participants, whose consent to participate in the study will be required, to take part without their knowledge at the time? (e.g. covert observation using photography or video recording)
no
d) Does the study involve deliberately misleading the participants? no
e) Will the study require discussion of sensitive topics that may cause distress or embarrassment to the participant or potential risk of disclosure to the researcher of criminal activity or child protection issues? (e.g. sexual activity, criminal activity)
no
f) Are drugs, placebos or other substances (e.g. food substances, vitamins) to be administered to the study participants or will the study involve invasive, intrusive or potentially harmful procedures of any kind?
no
g) Will samples (e.g. blood, DNA, tissue) be obtained from participants? no
h) Is pain or more than mild discomfort likely to result from the study? no
i) Could the study induce psychological stress or anxiety or cause harm or negative consequences beyond the risks encountered in normal life? no
j) Will the study involve prolonged or repetitive testing? no
k) Will financial inducements (other than reasonable expenses and compensation for time) be offered to participants? no
C2)Yes or
No?a) Will the study seek written, informed consent? yes
b) Will participants be informed that their participation is voluntary? n/a
c) Will participants be informed that they are free to withdraw at any time? n/a
d) Will participants be informed of aspects relevant to their continued participation in the study?
n/a
e) Will participants’ data remain confidential? yes
f) Will participants be debriefed? n/a
If you have answered ‘no’ to all items in SECTION C1 and ‘yes’ to all questions in SECTION C2 the application will be processed through expedited review.
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If you have answered “Yes” to one or more questions in Section C1, or “No” to one or more questions in Section C2, but wish to apply for expedited review, please make the case below. See research ethics website for an example “case for expedited review”.
C3) Case for Expedited Review – To be used if asking for expedited review despite answering YES to questions in C1 or NO to answers in C2.
SECTION D - PARTICIPANT DETAILS
D1) How many participants will be recruited?
Approximately 275
D2) How was the number of participants decided upon?
Using Survey Software, (http://www.surveysystem.com) with a 95% confidence level and confidence interval of 6, the sample size needed is 267
The following formula was used for this calculation:
ss =Z 2 * (p) * (1-p)
c 2
With:
Z = Z value (e.g. 1.96 for 95% confidence level)p = percentage picking a choice, expressed as decimal(.5 used for sample size needed)c = confidence interval, expressed as decimal(e.g., .06 = ±6)
D3)a) Describe how potential participants in the study will be identified,
approached and recruited.
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The primary international school (Grove Primary) in South Africa was identified by the researcher as the school was implementing the CTBM programme as part of their social and emotional learning curriculum development in Grades 1, 2 and 3. CTBM and SEL Consulting were collecting data for the purposes of establishing baseline scores on students’ social emotional competencies as well as to assess the impact of the intervention programme on students’ these competencies.Prior to the implementation of the COOL TO BE ME progamme, an Educational Psychologist (EP) collected pre-intervention data from that the teachers who had used the Devereux Student Strengths Assessment (DESSA) checklist. The checklists were labeled with student number, age, sex and ethnicity so as to ensure anonymity and confidentiality according to the BPS code of ethics.Trained teachers, with support from SEL Consulting EP delivered the CTBM programme teaching students cognitive-behavioural strategies corresponding to several dimensions of social-emotional learning (Bruce & Cohen, 2012). Although this is a 10-week programme, the intervention can be delivered over a longer period of time depending upon curriculum constraints.
Once the intervention programme ended, teachers collected data using the DESSA checklist applying the same system as mentioned above to ensure anonymity.
b) Inclusion criteria:
c) Exclusion criteria:
d) Are any specific groups to be excluded from this study? If so please list them and explain why:
e) Give details for cases and controls separately if appropriate:
f) Give details of any advertisements:
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All students in year 1, 2 and 3 attending this primary school
Students who are receiving additional social or emotional interventions
n/a
n/a
D4)a) State the numbers of participants from any of the following vulnerable groups
and justify their inclusion
Children under 16 years of age: Secondary data from 275 grade 1-3 students
Adults with learning disabilities: n/aAdults with dementia: n/aPrisoners: n/aYoung Offenders: n/aAdults who are unable to consent for themselves:
n/a
Those who could be considered to have a particularly dependent relationship with the investigator, e.g. those in care homes, students of the PI or Co-applicants:
n/a
Other vulnerable groups (please list): n/a
b) State the numbers of healthy volunteer participants:
Healthy Volunteers n/a
D5)a) Describe the arrangements for gaining informed consent from the research
participants.
b) If participants are to be recruited from any of the potentially vulnerable groups listed above, give details of extra steps taken to assure their protection, including arrangements to obtain consent from a legal, political or other appropriate representative in addition to the consent of the participant (e.g. HM Prison Service for research with young offenders, Head Teachers for research with children etc.).
c) If participants might not adequately understand verbal explanations or written information given in English, describe the arrangements for those participants (e.g. translation, use of interpreters etc.)
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n/a
See attached letter from the programme organizers
n/a
d) Where informed consent is not to be obtained (including the deception of participants) please explain why.
D6) What is the potential for benefit to research participants, if any?
The statistical analysis could be beneficial to the school to inform parents and teachers of the effectiveness of the intervention programme implemented by the school
D7) State any fees, reimbursements for time and inconvenience, or other forms of compensation that individual research participants may receive. Include direct payments, reimbursement of expenses or any other benefits of taking part in the research?
n/a
SECTION E - RISKS AND THEIR MANAGEMENT
E1) Describe in detail the potential physical or psychological adverse effects, risks or hazards (minimal, moderate, high or severe) of involvement in the research for research participants.
As the data are secondary de-identified data and the researcher will have nothing to do with the collection of data or the intervention programme, there is unlikely to be any adverse effects, risks or hazards for the research participants.
E2) Explain how the potential benefits of the research outweigh any risks to the participants.
The statistical analysis of the data will demonstrate whether the intervention programme is effective or not
E3) Describe in detail the potential adverse effects, risks or hazards (minimal, moderate, high or severe) of involvement in the research for the researchers.
The researcher does not foresee any potential adverse effects, risks or hazards for the researchers taking part in this study
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n/a
n/a
E4) Will individual or group interviews/questionnaires discuss any topics or issues that might be sensitive, embarrassing or upsetting, or is it possible that criminal or other disclosures requiring action could take place during the study (e.g. during interviews/group discussions, or use of screening tests for drugs)?
YES NO x
If Yes, give details of procedures in place to deal with these issues.
E5) Describe the measures in place in the event of any unexpected outcomes or adverse events to participants arising from their involvement in the project
n/a
E6) Explain how the conduct of the project will be monitored to ensure that it conforms with the study plan and relevant University policies and guidance.
Close supervision and monitoring by the dissertation advisor will ensure the researcher conforms with the study plan and relevant University policies and guidance.
SECTION F - DATA ACCESS AND STORAGE
F1) Where the research involves any of the following activities at any stage (including identification of potential research participants), state what measures have been put in place to ensure confidentiality of personal data (e.g. encryption or other anonymisation procedures will be used)
Electronic transfer of data by magnetic or optical media, e-mail or computer networks
All data will be de-identified at source
Sharing of data with other organisations
Data will not be shared with any organisation other than the university
Export of data outside the European Union
n/a
Use of personal addresses, postcodes, faxes, e-mails or telephone numbers
No personal addresses, postcodes, faxes,
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e-mails or telephone numbers will be used
Publication of direct quotations from respondents
n/a
Publication of data that might allow identification of individuals
n/a
Use of audio/visual recording devices n/a
Storage of personal data on any of the following:
n/a
Manual files n/a
Home or other personal computers Coded de-identified data stored on password controlled personal computer only
University computers n/a
Private company computers n/a
Laptop computers Coded de-identified data stored on password controlled personal laptop computer only
F2) Who will have control of and act as the custodian for the data generated by the study?
Researcher and dissertation advisor
F3) Who will have access to the data generated by the study?
Researcher and dissertation advisor
F4) For how long will data from the study be stored?
5 years
SECTION G – PEER REVIEW
G1) 92
a) Has the project undergone peer review?
YES NO x
b) If yes, by whom was this carried out? (please enclose evidence if available)
SECTION G - CHECKLIST OF ENCLOSURES
Study Plan / Protocol xRecruitment advertisement Participant information sheet Participant Consent form Research Participant Advocate Consent form Evidence of external approvals xQuestionnaires on sensitive topics Interview schedule Debriefing material Other (please specify)
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Appendix C
DISSERTATION PROPOSAL PRO FORMA
FORENSIC PSYCHOLOGY & CRIMINAL INVESTIGATION/APPLIED PSYCHOLOGY PROGRAMMES
Student Name: Judith StevensonDissertation Advisor: Dr. Alexandra Pentaraki
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TitleEvaluating the Impact of “COOL TO BE ME” on Social and Emotional Competencies within a South African Primary School Setting.
Introduction and background
Despite an appeal more than a century ago by the philosopher and educator, John Dewey (1859-1952), to educate the whole child i.e. physical, social, emotional and intellectual (Ryan, 2000), high-stakes testing appears to suggest that academic achievement is valued over and above the social and emotional wellbeing of students. Social and emotional learning (SEL) is the process through which children effectively acquire and apply the knowledge, attitudes and skills required to understand and cope with emotions, set and accomplish positive goals, feel and demonstrate empathy for others, create and maintain positive relationships and make responsible decisions (Zins & Elias, 2006). Durlak, Weissberg, Dymnicki, Taylor and Schellinger (2011) conducted a meta-analysis of 270,034 students spanning 213 schools and found that compared with controls, students exposed to social and emotional learning (SEL) demonstrated not only significantly improved social and emotional skills, behaviour, attitude but also an improved academic performance of 11-percentile-points. Research on the benefits of school-based SEL programmes conducted by Collaborative for Academic, Social and Emotional Learning (CASEL 2016) demonstrate that students improve significantly with regard to social and emotional skills; attitudes towards self and others; classroom and social behaviour; conduct issues within the classroom; managing emotional distress and improvements in academic achievement.Education in South Africa:Education in South Africa has a unique socio-political history in that during the apartheid era (1948-1994), education was split according to race (van Alphen, 2013). Those classified as white received the best education, Asian and coloured lesser so, while the majority (96%) classified as Black received a very poor education. Although much progress has been made in the 21 years since Apartheid ended with regard to universal access to education, inequalities in South African education system still exist due to poverty, the social situation and teacher development. Van Alphen (2013) proposes that one way to resolve this issue is to restore human values beginning with the wellbeing of children. In 1997, the Department of Education introduced Life Skills into the National Curriculum Statement (NCS) as a sincere attempt to facilitate students’ personal development. However, while this provides what is required to be covered to achieve this, many educators are insufficiently trained in how to incorporate this into their lessons.COOL TO BE ME
Cool To Be Me (hereafter referred to as ‘CTBM’), a South African-developed SEL intervention, was developed for children aged 6-13 (Grades 1-7) to support the current curriculum of Life Skills taught in South African schools in order to develop students’ social and emotional competencies. A universal user-friendly early intervention programme, CTBM enables students to develop the skills, behaviours and attitudes necessary to manage their social, emotional and cognitive behaviour (Bruce & Cohen, 2012). As outlined by Zins et al (2004), these core competencies are self-awareness, social awareness, responsible decision-making, self-management and relationship skills. CTBM programme objectives are well aligned with these key competencies. Although designed for use as a universal intervention, CTBM also provides home-based SEL programmes for children aged 5-10 to facilitate a child’s social and emotional wellbeing both at home and at school.
The aim of the study is to evaluate the CTBM programme on overall social emotional competencies of students attending an independent primary school in South Africa. The significance of this research being that there is no previous published research on the impact of CTBM within this particular population and this study will increase our understanding of social emotional competencies within independent primary schools in South Africa.
Dissertation Advisor: Dr. Alexandra Pentaraki
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Appendix DSPSS OUTPUT from Linear Regression, Repeated Measures and ANCOVA
Output 1: Linear Regression
Coefficientsa
Model Unstandardized Coefficients Standardized Coefficients
t
B Std. Error Beta
1
(Constant) 13.903 9.053 1.536Grade .450 1.069 .045 .421Gender 1.171 .813 .071 1.439Pre Intervention Social Emotional Competence Score
.568 .045 .620 12.661
Post Intervention Age .028 .074 .039 .371a. Dependent Variable: Post Intervention Social Emotional Competence Score
Output 2: Testing for homogeneity of regression using Pre SEC as covariate
Tests of Between-Subjects EffectsDependent Variable: Post Intervention Social Emotional Composite ScoreSource Type III Sum of
Squaresdf Mean Square F Sig.
Corrected Model 8364.229a 3 2788.076 70.723 .000Intercept 4992.355 1 4992.355 126.636 .000Grade * PreSEC 8364.229 3 2788.076 70.723 .000Error 10841.255 275 39.423Total 821469.000 279Corrected Total 19205.484 278a. R Squared = .436 (Adjusted R Squared = .429)
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Output 3: Repeated Measures (Pre and Post SEC on grade only)
Tests of Within-Subjects EffectsMeasure: MEASURE_1Source Type III Sum of
Squaresdf Mean Square F Sig.
Time
Sphericity Assumed 4399.207 1 4399.207 175.040 .000Greenhouse-Geisser 4399.207 1.000 4399.207 175.040 .000Huynh-Feldt 4399.207 1.000 4399.207 175.040 .000Lower-bound 4399.207 1.000 4399.207 175.040 .000
time * Grade
Sphericity Assumed 1064.891 2 532.446 21.185 .000Greenhouse-Geisser 1064.891 2.000 532.446 21.185 .000Huynh-Feldt 1064.891 2.000 532.446 21.185 .000Lower-bound 1064.891 2.000 532.446 21.185 .000
Error(time)
Sphericity Assumed 6936.593 276 25.133Greenhouse-Geisser 6936.593 276.000 25.133Huynh-Feldt 6936.593 276.000 25.133Lower-bound 6936.593 276.000 25.133
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Output 4: Repeated Measures (gender and grade)
Tests of Within-Subjects ContrastsMeasure: MEASURE_1Source time Type III Sum of
Squaresdf Mean Square F Sig.
Time Linear 4372.352 1 4372.352 173.668 .000time * Gender Linear 20.106 1 20.106 .799 .372time * Grade Linear 1071.176 2 535.588 21.273 .000time * Gender * Grade Linear 43.327 2 21.664 .860 .424Error(time) Linear 6873.176 273 25.176
Tests of Between-Subjects EffectsMeasure: MEASURE_1Transformed Variable: AverageSource Type III Sum of
Squaresdf Mean Square F Sig.
Intercept 1440225.974 1 1440225.974 12635.838 .000Gender 2233.894 1 2233.894 19.599 .000Grade 612.473 2 306.236 2.687 .070Gender * Grade 212.147 2 106.074 .931 .396Error 31116.393 273 113.979
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Output 5: UNIVARIATE ANCOVA
Levene's Test of Equality of Error Variancesa
Dependent Variable: Post Intervention Social Emotional Composite Score
F df1 df2 Sig.2.460 2 276 .087
Tests the null hypothesis that the error variance of the dependent variable is equal across groups.a. Design: Intercept + Grade * PostAge
Tests of Between-Subjects EffectsDependent Variable: Post Intervention Social Emotional Composite ScoreSource Type III Sum of
Squaresdf Mean Square F Sig.
Corrected Model 148.191a 3 49.397 .713 .545Intercept 2689.228 1 2689.228 38.806 .000Grade * PostAge 148.191 3 49.397 .713 .545Error 19057.293 275 69.299Total 821469.000 279Corrected Total 19205.484 278a. R Squared = .008 (Adjusted R Squared = -.003)
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