reliability and low latency for cellular wirelesssinghb1/urllcmag.pdf · abstract—the fifth...

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AbstractThe fifth generation (5G) cellular wireless technology is advancing towards enabling millisecond level air-interface latency with high reliability. This addresses the demand in many vertical sectors for machine-type of communication, enabling new use cases and application areas, such as industrial automation and autonomous transportation. This paper gives a broad view of the status of this development, including a description of the recent work in 3GPP Rel-15, and what the relevant next steps are. An overview of the main technical enablers is also provided, including some new schemes for further performance enhancements. The novel proposals discussed in the paper include downlink control information (DCI) bundling and repeated DCI bundling for blind transmissions to improve the overall communication reliability of the control channel; analysis of different approaches with grant-free uplink; and a cooperative relaying based approach for wireless motion control. Index Terms5G new radio (NR), ultra-reliable low latency communications (URLLC), automatic repeat request (ARQ), control channels, grant-free transmissions, machine-type communications (MTC), verticals INTRODUCTION IFTH generation (5G) of wireless cellular systems brings significant improvement to communication between machines. Originally, the goals of 5G research concerning machine communications was to enable high reliability, low latency communications as well as the possibility to connect a very large number of devices with low energy consumption [1]. The latter has been realized to a major extent already as part of the fourth generation, LTE, via the narrow band internet of things (NB-IoT) technology and further enhancements are expected in future releases of 5G new radio (NR). Some aspects of the Ultra-Reliable Low-Latency Communications (URLLC) are included already in the first 5G release of the Third Generation Partnership Project (3GPP), but significant additional work remains in further stages of the evolution of 5G. Earlier generations have steadily improved latency, achieving 10s of milliseconds (ms) in LTE, sufficient to serve the needs of human to human communication. However, machines can in many cases significantly benefit from reliable, lower latency communications. URLLC in the 5G system will thus enable emerging applications and services, such as wireless control and automation in industrial environments, cooperative robot operations, communications for improved safety and efficiency in transportation, and the tactile internet that allows controlling both real and virtual objects with real-time haptic feedback. This is important for 5G, especially considering its potential application to verticals bringing new business to the whole telecommunication industry. This paper gives the overall picture on what the status of URLLC is and what to expect next. In the next section, we elaborate on the need for URLLC via the example of motion control use case in a factory floor, as well as explain the status of standardization. After that we expand on some of the enablers and outline related new enhancements for further evolution of URLLC. We then conclude with a summary of the main points made in the paper. WHERE ARE WE WITH URLLC? URLLC has been identified as one of the three main usage scenarios for 5G. With URLLC, the key performance metrics are low latency and high reliability. Generally, ultra-low latency refers to a few milliseconds or even lower, e.g., 1 ms end-to-end latency between client and server on the user plane. With ultra-reliability, mostly we are talking about at least 99.999%, 99.9999% or even higher successful packet delivery between device and server. In addition, network availability, referring to the downtime of the network components such as base stations and core network elements, is also crucial for many applications. In this section, The manuscript was submitted July xx th , 2018. This work was supported in part by the Business Finland in the context of the WIVE project. Mikko A. Uusitalo and Zexian Li are with Nokia Bell Labs, Espoo, Finland (e-mail: [email protected], [email protected]). Saeed R. Khosravirad is with Nokia Bell Labs, Canada (email: [email protected]). Harish Viswanathan is with Nokia Bell Labs, US (email: [email protected]). Hamidreza Shariatmadari, Bikramjit Singh, Riku Jäntti, and Olav Tirkkonen are with Aalto University, Espoo, Finland (e-mail: [email protected], [email protected] , [email protected] , [email protected]) Reliability and Low Latency for Cellular Wireless Mikko A. Uusitalo, Zexian Li, Saeed R. Khosravirad, Hamidreza Shariatmadari, Bikramjit Singh, Riku Jäntti, Olav Tirkkonen and Harish Viswanathan F

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Page 1: Reliability and Low Latency for Cellular Wirelesssinghb1/URLLCmag.pdf · Abstract—The fifth generation (5G) cellular wireless technology is advancing towards enabling millisecond

Abstract—The fifth generation (5G) cellular wireless technology is advancing towards enabling millisecond level air-interface latency

with high reliability. This addresses the demand in many vertical sectors for machine-type of communication, enabling new use cases

and application areas, such as industrial automation and autonomous transportation. This paper gives a broad view of the status of this

development, including a description of the recent work in 3GPP Rel-15, and what the relevant next steps are. An overview of the main

technical enablers is also provided, including some new schemes for further performance enhancements. The novel proposals discussed

in the paper include downlink control information (DCI) bundling and repeated DCI bundling for blind transmissions to improve the

overall communication reliability of the control channel; analysis of different approaches with grant-free uplink; and a cooperative

relaying based approach for wireless motion control.

Index Terms—5G new radio (NR), ultra-reliable low latency communications (URLLC), automatic repeat request (ARQ), control

channels, grant-free transmissions, machine-type communications (MTC), verticals

INTRODUCTION

IFTH generation (5G) of wireless cellular systems brings significant improvement to communication between machines.

Originally, the goals of 5G research concerning machine communications was to enable high reliability, low latency

communications as well as the possibility to connect a very large number of devices with low energy consumption [1]. The latter

has been realized to a major extent already as part of the fourth generation, LTE, via the narrow band internet of things (NB-IoT)

technology and further enhancements are expected in future releases of 5G new radio (NR). Some aspects of the Ultra-Reliable

Low-Latency Communications (URLLC) are included already in the first 5G release of the Third Generation Partnership Project

(3GPP), but significant additional work remains in further stages of the evolution of 5G.

Earlier generations have steadily improved latency, achieving 10s of milliseconds (ms) in LTE, sufficient to serve the needs of

human to human communication. However, machines can in many cases significantly benefit from reliable, lower latency

communications. URLLC in the 5G system will thus enable emerging applications and services, such as wireless control and

automation in industrial environments, cooperative robot operations, communications for improved safety and efficiency in

transportation, and the tactile internet that allows controlling both real and virtual objects with real-time haptic feedback. This is

important for 5G, especially considering its potential application to verticals bringing new business to the whole telecommunication

industry.

This paper gives the overall picture on what the status of URLLC is and what to expect next. In the next section, we elaborate

on the need for URLLC via the example of motion control use case in a factory floor, as well as explain the status of standardization.

After that we expand on some of the enablers and outline related new enhancements for further evolution of URLLC. We then

conclude with a summary of the main points made in the paper.

WHERE ARE WE WITH URLLC?

URLLC has been identified as one of the three main usage scenarios for 5G. With URLLC, the key performance metrics are

low latency and high reliability. Generally, ultra-low latency refers to a few milliseconds or even lower, e.g., 1 ms end-to-end

latency between client and server on the user plane. With ultra-reliability, mostly we are talking about at least 99.999%, 99.9999%

or even higher successful packet delivery between device and server. In addition, network availability, referring to the downtime

of the network components such as base stations and core network elements, is also crucial for many applications. In this section,

The manuscript was submitted July xxth, 2018. This work was supported in part by the Business Finland in the context of the WIVE project.

Mikko A. Uusitalo and Zexian Li are with Nokia Bell Labs, Espoo, Finland (e-mail: [email protected], [email protected]). Saeed R. Khosravirad is with Nokia Bell Labs, Canada (email: [email protected]). Harish Viswanathan is with Nokia Bell Labs, US

(email: [email protected]).

Hamidreza Shariatmadari, Bikramjit Singh, Riku Jäntti, and Olav Tirkkonen are with Aalto University, Espoo, Finland (e-mail: [email protected], [email protected] , [email protected], [email protected])

Reliability and Low Latency for Cellular

Wireless

Mikko A. Uusitalo, Zexian Li, Saeed R. Khosravirad, Hamidreza Shariatmadari, Bikramjit Singh,

Riku Jäntti, Olav Tirkkonen and Harish Viswanathan

F

Page 2: Reliability and Low Latency for Cellular Wirelesssinghb1/URLLCmag.pdf · Abstract—The fifth generation (5G) cellular wireless technology is advancing towards enabling millisecond

we will first discuss where such stringent requirements come from and then present the technology enablers available in the URLLC

tool box.

URLLC for motion control

As discussed in many publications, the main motivation of designing a system to meet these stringent requirements is expanding

the usage of the technology to vertical applications. Verticals include a very broad range of use cases from building automation,

factory of the future, e-Health, autonomous vehicles to electric-power distribution and so on. The connectivity requirements vary

substantially between different vertical applications. Below we will take motion control in the factory of the future as one example

to illustrate the machine operations and related requirements.

The main responsibility of a motion control system is controlling moving and/or rotating parts of machines in a well-defined

manner. Typically, a motion control system is composed of at least a motion controller, actuators and sensors. Within a motion

control system:

A motion controller sends desired set points to one or several actuators. The control commands are sent in a periodic

fashion.

The actuators take all the received set points and put them into an internal buffer.

At a well-defined time instance (usually referring as the “global sampling point” (GSP)), the actuators perform a

corresponding action (based on the latest set point in their buffer) on one or several processes (in this case usually a

movement or rotation of a certain component). At the same time, all sensors will send the latest data (e.g. measurement results) back to the motion controller.

It is quite typical that the sensors need to determine the current state of the processes at the same time instance as the actuators

taking actions. Therefore, the motion control puts a very high synchronicity requirement on all involved devices including sensors,

actuators, and motion controllers in terms of synchronicity which can be in the order of 1 us.

Based on the above example and other closed-loop control applications such as process automation and use of collaborative

robots the following communication requirements have been derived for 3GPP Rel-16 [2]:

Latency: from <0.5 ms to 10 ms.

Data rate: Low as messages are typically small (<50 bytes).

Reliability: Ultra high, ranging up to < 99.9999999%.

Positioning accuracy: Can be ultra-high, down to cm range.

Jitter: Variable though ultra-high, linked to isochronous operation and telegram delivery - from < 1 µs to 10 ms.

Traditionally, such industrial automation requirements are realized through cumbersome and expensive wired links e.g., using

fieldbus and Ethernet based solutions. Future industrial automation requires wireless connectivity solutions to enable highly

flexible and dynamic environment of production stations that can seamlessly be reconfigured based on production needs. However,

as further described below, the solutions standardized in 3GPP Rel-15 achieve a less stringent set of requirements sufficient for a

large number of use cases although not for the motion control example described above [3]. Additional enhancements are needed

which is expected to be standardized in Rel-16.

URLLC: 3GPP tool box

3GPP has been working on URLLC solutions since the beginning of Rel-15 New Radio (NR) work. Reliability is defined as the

success probability of transmitting a small packet within a certain latency. As the first step within radio access network (RAN)

group, the targeted URLLC reliability requirement for a data is 10-5 for 32 bytes with a user plane latency of 1 ms. The outcome

of Rel-15 URLLC work is summarized in the following table that captures the most important technology components that enable

achieving the stated requirements.

Table I. List of major URLLC technology components

Technology Component Short Description

Low latency New numerology, short

Transmission Time Interval

(TTI)/mini-slot

Short TTI size to ensure fast transmission of data packets.

New numerologies with flexible subcarrier spacing and

bandwidth leading to shorter slot; moreover mini-slot (1-13

OFDM symbols) based operation can further reduce latency.

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Bi-directional slots for time

division duplex (TDD)

Bi-directional slots are a feasible solution to achieve low

latency communication in TDD where multiple switching

points can be configured within one slot. The time division

multiplexing of DL/UL control and data symbols in one slot

allows fast and energy efficient pipeline processing of control

and user data in the receiver.

Enhanced scheduling policy Non-slot based scheduling enables the minimum scheduling

unit to be on symbol level instead of slot level in conventional

scheduling algorithm and is an essential enabler to fulfill the

challenging latency targets in low frequency bands for TDD

and FDD NR. Providing better delay spread performance with a

small subcarrier spacing in wide area use cases, non-slot based

transmission is preferred over slot based transmission.

Pre-emption scheduling: When URLLC data arrives at the

gNB, it is immediately transmitted to the corresponding UE by

overwriting or pre-empting a part of an ongoing eMBB

transmission. eMBB transmission is recovered subsequently

through retransmissions. Dynamic multiplexing between

URLLC and non-URLLC traffic is preferred due to the

flexibility of resource usage leading to better spectral

efficiency.

Grant-free UL transmission Grant-free UL transmission scheme avoids regular handshake

delays between user equipment (UE) and gNB including at

least scheduling request and UL resource grant allocation, and

moreover relaxes the stringent requirements on the reliable

resource grant. Two types of UL grant-free transmission

schemes are supported in Rel-15. For the UL grant-free type 1,

UL data transmission without grant is based on RRC (re-

)configuration without any L1 signaling which is suitable for

deterministic URLLC traffic patterns. Traffic characteristics

can be well matched by appropriate resource configuration. The

UL grant-free type 2 allows additional L1 signaling for a fast

modification of semi-persistently allocated resources, which

enables flexibility of grant-free UL operation in terms of

URLLC traffic characteristics including but not limited to the

variable packet arrival time and/or packet size.

UE and gNB processing

time

Reduced UE and gNB processing time to ensure fast creation of

transport blocks for transmission as well as fast processing at

the receiver for fast feedback transmission by, for example,

placing dedicated pilot sequences at the beginning of the

scheduling resource.

High reliability Micro-diversity Single-user single-stream (i.e. Rank 1) transmission modes are

the most relevant for URLLC traffic. Clearly this is because our

goal is to improve performance on the lower tails of the SINR

distribution.

Macro-diversity: multi-

connectivity

Data duplication transmission from multiple cells to the same

UE to improve reliability through robustness against shadow

fading, blocking effects and cell failures. Packet data

convergence protocol (PDCP) layer duplications have been

specified in Rel-15.

Enhanced hybrid ARQ Blind repetition, a.k.a. K-repetition (where the same data packet

is transmitted K times without waiting for feedback), is part of

Rel-15. Time-diversity and frequency-diversity (in case of

frequency hopping) is generally enhanced by using HARQ with

Page 4: Reliability and Low Latency for Cellular Wirelesssinghb1/URLLCmag.pdf · Abstract—The fifth generation (5G) cellular wireless technology is advancing towards enabling millisecond

We elaborate on some of the above features together with additional related enhancements that could be part of future releases.

URLLC TRANSMISSION SCHEMES

Radio access enhancements for enabling URLLC require careful attention to reliability of both data and control information.

The errors of data and control channels affect the overall communication reliability and latency. For example, unreliable

communication of feedback and downlink control information (DCI) can severely decrease reliability of ARQ-type transmissions

[1][4, [5]5]. For instance, errors in Channel Quality Indicator (CQI) may cause the transmission to use coding rate that is too high

resulting in increased block error rate. Overprovisioning of physical resources, e.g., repetition of control channel over physical

resources is a simple means to alleviate unreliability in communicating control information. However, such an approach can

significantly reduce the resource utilization efficiency and increase control channel blocking probability. The following is a list of

control information that are typically used in cellular wireless communication and need careful enhancements to enable URLLC:

Scheduling request (SR): A UE in the connected mode sends an SR to the gNB to be assigned with radio resources

over the data channel for uplink data transmissions. Missing the SR by the gNB increases the communication latency

as the UE needs to retransmit the SR.

Resource grant (RG): In scheduled-based transmissions, DCI including RG, sent by the gNB, informs a UE regarding

the assigned radio resources. In this regard, decoding the RG by the UE is prerequisite for utilizing the data channels.

ACK/NACK feedback: ARQ-type packet retransmissions are triggered upon receiving a NACK signal from the

receiver. However, the NACK signal might be erroneously decoded as ACK, which results in skipping the essential

data retransmissions and consequently reducing the communication reliability.

CSI report: Link adaption is employed to select an appropriate modulation and coding scheme (MCS) for data

transmissions. For this purpose, link adaptation needs to obtain CSI. In DL, this is achieved by receiving a CQI report

from the UE, which is derived by mapping the estimated SINR on the downlink to a CQI index according to a BLER

target. Wrong decoding of a CQI value as a higher one results in employing an MCS associated with a higher rate,

reducing the communication reliability.

Reliable communication of data and control information calls for employing enhanced data transmission and control signaling

protocols that offer efficient utilization of resources. In the following, we address the latency and reliability issues attributed to the

above control information and describe enhancements that apply to downlink and uplink URLLC.

Enhanced HARQ Operation

Reliability of HARQ protocol is tightly related to the reliability of the feedback channel. Specifically, probability of false positive

feedback detection (i.e., detecting NACK as ACK) at the transmitter node can result in packet outage at the MAC layer HARQ.

While the RLC layer ARQ is typically responsible for detecting such packet outages and to trigger a retransmission of the lost

packets, such RLC layer retransmission results in increased latency over RAN which is not tolerable by URLLC traffic.

Fig. 1 presents a perspective on the feedback detection strategies to overcome the unreliable feedback channel problem. It plots

the reliability of MAC layer HARQ operation with respect to feedback detection error rate and illustrates operating regions

associated with different feedback detection schemes. The plot is based on the assumptions that the maximum number of

soft combining. HARQ also adds robustness against potential

link adaption imperfections.

Enhanced control channel

reliability

Reliability requirements on data channel result in high

reliability requirements for control channel as well, for example

downlink control carrying resource grant, as well as uplink

control carrying feedback information such as ACK/NACK and

channel state information (CSI). The increased reliability can

be achieved for example by using much stronger coding, power

boosting and asymmetric signal detection techniques.

Interference mitigation Advanced UE interference mitigation receivers (e.g. MMSE-

IRC or NAICS). Network-based inter-cell coordinated

scheduling to reduce inter-cell interference.

Page 5: Reliability and Low Latency for Cellular Wirelesssinghb1/URLLCmag.pdf · Abstract—The fifth generation (5G) cellular wireless technology is advancing towards enabling millisecond

transmission attempts allowed per packet is four and MCS selection for a packet targets 10% BLER. Region R1 reflects the

operation region for current HARQ operation similar to what is specified for the MAC layer of the 5G NR. Thus, ultra-reliable

HARQ operation with the current technology demands an ultra-reliable control channel to convey feedback bits to reduce false

feedback detection. That is traditionally provided using channel coding and repetition of the control channel over physical

resources.

The black dashed line depicts the HARQ reliability level achieved by four blind repetitions of each packet. Such a reliability

level can, for instance, be achieved by blind-HARQ that is specified in Error! Reference source not found.[6] to provide reliable

communication and further discussed in detail in the next section. Thus, area R5 reflects the reliability region that requires more

than the assumed maximum of four transmission attempts for the packet.

Regions R2 and R3 correspond to feedback detection schemes designed for reducing false ACK detection rate. Such schemes

are candidates for replacing the current HARQ operations when high reliability is required in presence of an unreliable feedback

channel. Particularly, the two feedback detection schemes that identify these two regions are as follows:

Backward composite feedback HARQ (BCF-HARQ): Conventional HARQ feedback is designed to acknowledge the

decoding success or failure of only the latest received packet. Alternatively, as proposed in [6][7], feedback report can

be a binary composite function of a given finite number of the most recent decoding acknowledgments from the same

HARQ process. For instance, by choosing the logical AND function as composite feedback function for ACKs, chances

for false positive detection of decoding status is decreased by orders of magnitude at the cost of slightly increasing the

average number of transmissions per data packet and the average experienced delay.

Asymmetric feedback detection (Asym-HARQ): Coherent detection of the feedback symbol can be adjusted to be more

biased towards detecting a NACK symbol so that wrongly detecting an ACK as a NACK is less likely [6, [6]8]. Such

asymmetric detection improves reliability at the cost of increasing likelihood of unnecessary retransmissions.

Area R2 refers to the operation region where BCF-HARQ is the desired approach for increased reliability. For minimal latency

experience, Asym-HARQ can alternatively be used in this operation region. In area R3, Asym-HARQ is the preferred feedback

based HARQ scheme. Area R4 refers to the blind spot of such feedback-based solutions. In such highly unreliable feedback channel

conditions, Asym-HARQ has no resource saving gain since the transmitter detects NACK at every feedback detection because of

the decision bias towards NACKs.

It is necessary to note here that in conditions with tight latency requirements, where feedback round trip time can become a

latency bottleneck, it is preferable to skip the feedback channel and operate with blind retransmission in all operation regions.

Figure 1 - MAC layer HARQ reliability regions for different feedback schemes.

Blind transmissions and DCI bundling

Blind transmissions are considered for 5G to enable performing data retransmissions without utilizing a feedback channel for

carrying ACK/NACK signals [9]. In this scheme, as shown in Figure 2(a), a transmitter sends 𝐾 replicas of a message using

Feedback detection error rate

R1R2

R3

90

99

99.9

99.99

99.999

Reliabilit

y o

f M

AC

HA

RQ

opera

tion [

%]

R4

R5

Formatted: English (United States)

Page 6: Reliability and Low Latency for Cellular Wirelesssinghb1/URLLCmag.pdf · Abstract—The fifth generation (5G) cellular wireless technology is advancing towards enabling millisecond

different resource blocks (RBs), which are derived from symbols spanned over frequency and time domains, in order to exploit the

frequency and time diversity. Each data transmission is accompanied with a DCI to inform the receiver regarding the RBs carrying

the actual data and the employed MCS. The receiver can try to decode the received data if it successfully decodes the corresponding

DCI. The communication reliability can be improved by employing DCI bundling in case of sending data in consecutive time slots

using the same sizes of radio resources. The bundled DCI informs the receiver regarding the resource allocations for all the

consecutive data transmissions for a single message. This can be achieved by defining a frequency hopping pattern for data

transmissions and inclusion of few extra bits in the DCI as an indication of number of remaining transmissions (RT) for the

message, as shown in Figure 2(b). In this way, when a receiver successfully decodes a DCI, it can try to decode the message using

the data information received from all the remaining data transmission rounds. The performance of blind transmissions can be

further enhanced by employing the repeated DCI bundling. In this case, the initial DCI is repeated for 𝑚 times prior to the data

transmissions, as shown in Figure 2 (c). The UE can try to decode the message using all the data transmissions if it decodes at least

one of the repeated DCIs. This scheme also enables utilizing different number of DCI transmissions than the number of data

transmissions. For instance, fewer DCIs can be transmitted in case of having a reliable downlink control channel.

(a) (b) (c)

gNB UE

DCI(1, RT=3)

Data(1)

DCI(2, RT=2)

Data(2)

DCI(3, RT=1)

Data(3)

gNB UE

DCI(1)

Data(1)

DCI(2)

Data(2)

DCI(3)

Data(3)

gNB UE

DCI(1, RT=3)

Data(1)

Data(2)

Data(3)

DCI(1, RT=3)

DCI(1, RT=3)

Figure 2. Blind downlink transmission schemes using, (a) conventional DCI, (b) DCI bundling, and (c) repeated DCI bundling.

Figure 3 compares the overall communication reliabilities for the considered blind downlink transmission strategies. The

maximum of four transmission rounds is envisioned and each data transmission is self-decodable. The success probability of

decoding a message depends on the number of received data parts, i.e., 0.9, 0.994, 0.9999, and 0.999999, corresponding to receiving

one up to four data parts. It is evident that the DCI bundling and repeated DCI bundling can improve the communication reliability

for moderate reliability levels of the control channel.

Page 7: Reliability and Low Latency for Cellular Wirelesssinghb1/URLLCmag.pdf · Abstract—The fifth generation (5G) cellular wireless technology is advancing towards enabling millisecond

Figure 3. Overall communication reliabilities for blind downlink transmission schemes.

Grant-Free Uplink Transmissions

To meet low latency constraint, Grant-Free (GF) transmission is a viable solution standardized in 3GPP Rel-15 where a UE

transmits its data instantly when it arrives in the buffer. The latency is reduced as the transmissions are done without sending an

SR (Scheduling Request), a BSR (Buffer Status Report) and subsequently receiving a RA (Resource Allocation) from the base

station. UL GF transmission is specified in 5G NR Release 15 [7]. The GF transmission occurs on a pre-defined resource pool and

is random, and therefore, collisions may happen. Hence, we propose multiple GF enhancements with an objective to increase GF

data transmission reliability.

The collisions can be minimized by means of multiple repeated GF transmissions, and is known as ‘K repetitions’ in 3GPP Release

15 [7]. UE transmits the same data packet K times, but possibly with different redundancy versions. Some repetitions may collide

and some may not. Thus, packet success probability increases. In [10][10], K repetitions is analyzed for different K values and

arrival rates. For sporadic transmissions, K repetitions helps to reduce collisions. However, collisions may increase for non-

sporadic UEs due to overpopulation of the resource.

If the transmissions are sporadic, then most of the transmissions even without repetitions will be collision-free. Only a few UEs

would suffer collisions, and to ensure their success, K repetitions can be utilized. This is done by implementing downlink feedback.

If the UE's transmission is successful, gNB communicates ACK. In case of erroneous transmission, and further if network is unable

to identify the UE, then gNB will not respond. If the UE does not receive feedback at the end of feedback waiting time, it proceeds

with blind K repetitions. If the network is able to decode UE’s identity for the erroneous packet, it sends NACK with RA for Grant-

Based (GB) access or just sending RA (implicit NACK). Hence, network is able to reduce unnecessary repetitions, which translates

to lower collisions.

With current RAN agreement Error! Reference source not found.[11], implicit NACK transmission has been agreed, but ACK

transmission is not specified for UL GF transmissions. In short, at the end of the transmission timer, UE assumes ACK if no NACK

is communicated by gNB to the UE. Such feedback constraint can reduce reliability. This is because in case of erroneous GF

transmission, gNB has no prior knowledge of UE’s GF transmission, and if gNB is unable to decode UE identity due to corrupted

transmission, NACK cannot be sent. As per current agreement, UE will assume transmission success for such failed transmissions

and reliability and/or latency will suffer. In addition, early termination of K repetitions, which also has been agreed cannot be

implemented without ACK feedback.

In principle, network can configure a UE with both GF and GB access at the same/neighboring time instants. The SR and GF

transmissions can occur in separate pools and in addition, GF packets can have pointers to its SR’s transmission resource so that

if GF packet is decoded, then SR will be ignored and vice versa. Further, K repetitions with and without feedback can be employed

for GF transmission, and similarly multiple SR transmissions can be utilized. GB offers collision-free access, but the bottleneck is

Page 8: Reliability and Low Latency for Cellular Wirelesssinghb1/URLLCmag.pdf · Abstract—The fifth generation (5G) cellular wireless technology is advancing towards enabling millisecond

created by the transmission success of multiple rounds of communication - SR, RA, and data transmissions, and with no further

room for retransmissions in case of ultra-low latency constraint. On the other hand, multiple GF repetitions can be accommodated

in the same time-period as the limited GB transmission. Second, there is a single link dependency, i.e., on GF transmission itself.

The only drawback is that it suffers from random collisions. Figure 4Figure 4 depicts the Packer Error Rate (PER) for various GF

enhancements against different arrival rates. We see that each enhancement can outperform the others depending on the traffic,

channel conditions, reliability and latency constraint. However, each strategy possesses different implementation requirements

(e.g., feedback, multiple pools) which may inhibit the network for its utilization.

Figure 4. Packet Error Rate (PER) of four Grant-Free (GF) strategies are depicted against mean Poisson arrival per TTI. Latency

limit is 0.5 ms, and with 0.125 ms TTI size, maximum 4 TTIs are available. All packet lengths (GF data, GB data, SR, feedback)

are of a unit TTI. Processing times are excluded. Data and control channel transmissions are assumed with 10-3 and 10-4 BLER.

GF pool with five resource blocks is considered. In case of simultaneous access, first SR is transmitted in a pool with unit

resource block, and in next TTI, GF data is transmitted over the separate GF pool with four resource blocks. For strategies with

feedback triggered and simultaneous access, if there is no feedback, UE proceeds with GF transmission in the left over TTIs.

MESSAGE FORWARDING FOR REAL-TIME MOTION CONTROL

Time sensitive networks (TSN) or communication systems for industrial automation for closed loop control applications, such

as remote control of robotic manufacturing, and packaging and printing machines, face the most stringent reliability and latency

requirements, with packets delivered within 1 - 2ms at up to nine nines success probability. Specifically, as described earlier, in a

real-time motion control scenario, a controller node is connected through the wireless network to a set of UE’s, including actuator

and sensor nodes, for communicating small packets with sizes up to 50 Bytes per UE. Data traffic typically follows an isochronous

and periodic pattern where the controller sends actuation instructions for the UE’s, and then sensors will report the current state of

the control process to the controller.

In presence of strong channel impairments including small-scale and large-scale fading, extensive diversity is vital to fulfill the

ultra-high reliability requirement of TSN, while also meeting the stringent latency requirement. Fading channel coherence time

can typically span over several automation control cycles which precludes time diversity. Similarly, with limited bandwidth and

low delay spreads, frequency is normally not a reliable source of diversity. Therefore, other sources of diversity, such as spatial

diversity and multi-user cooperation should be exploited to reduce the required reliability-achieving SNR.

Multi-user diversity can be achieved in a periodic, fixed packet size transmission system by adapting the transmission spectral

efficiency of each packet, allocating more time frequency resources for devices with poor channel and fewer resources for devices

with better channel. As a result, the total transmission time to send all packets within a cycle is driven by the collective channel

state of all users. For such a system, channel sounding or feedback to learn the user SNRs is necessary and this itself can consume

significant resources, making it harder to send all packets within the cycle time. In [12][12], it is shown that the time overhead

from transmission of channel sounding pilot symbols can in fact reduce the reliability-achieving SNR, due to increasing the

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diversity order.

For the case of strong shadowing, for example where an actuator robot is blocked by moving or static obstacles on the factory

floor, multi-hop transmission with cooperative relaying may be necessary to provide the blocked UE’s with reliable coverage

[13][13]. This calls for enabling cooperative relaying together with distributed multi-antenna transmission schemes such as cyclic

delay diversity (CDD) [14][14].

The above two approaches may be combined to create a robust wireless TSN system.

Figure 5. TDD mode cycle frame for motion control.

Figure 5Figure 5 illustrates an example TDD cycle-frame for such a system with N UE’s connected to a controller for

isochronous communication. Without loss of generality, we assume that the UE’s are indexed based on the decreasing order of

estimated SNR of their link to the controller BS. Both DL and UL frames include three phases as follows:

Phase 1: The first S UE’s (with strongest channels to BS, where S≤N) are scheduled with conservative MCS selection based

on the estimated channel, to guarantee successful transmission.

Phase 2: The messages for the remaining N-S UE’s are broadcasted. In case of DL, the messages can be concatenated

together prior to channel coding for better coding gain.

Phase 3: The broadcasted messages in phase 2 will be relayed in a distributed cooperative manner (e.g., using CDD) by the

UE’s who successfully decoded them earlier.

A common DCI is assumed which needs to be decoded by all the N UE’s. Switching the transmission direction between DL and

UL, as well as switching between broadcast and relaying phases, require a guard period to avoid interference among UE’s.

Simulations suggest that such a system can meet the TSN requirements.

CONCLUSIONS

For the past generations of mobile networks, cellular systems have mainly been optimized primarily for higher data rates and

capacity, and latency constraints have been driven only by human communication needs. However, by designing the system for

the more stringent URLLC requirements driven by machine communications, new opportunities emerge. The envisioned vertical

applications require revisiting the current protocols in cellular technologies for substantially improving the determinism of timely

service delivery. Rel-15 of 3GPP has made the initial steps towards reduced latency combined with higher reliability. This paper

presented an overview of the specified technology enablers, painting a picture of the status and expected future of 5G regarding

URLLC. Further enhancements in the coming releases required to meet more stringent requirements were also discussed.

As part of the URLLC technology evolution towards meeting more stringent reliability requirements, radio access protocol

design for data transmission and control signaling need to take more leaps forward for guaranteed packet delivery. From the view

point of reliability, this includes enhancements in HARQ operation and control signaling. It was shown that the DCI bundling and

repeated DCI bundling can improve the communication reliability for moderate reliability levels of the control channel. Analysis

of different approaches with grant-free uplink was provided and it was shown that hybrid grant free and grant based transmissions

are beneficial.

The requirements set for wireless industrial automation introduces the most stringent URLLC scenario. As pointed out in the

article, for case of wireless motion control, nine nines reliability figure is required for isochronous communication among a set of

sensor/actuator nodes and the controller entity. This can be realized with low latency only by exploiting large orders of macro

diversity, together with multi-user cooperation. We presented a framework for wireless motion control that considers careful

channel training to capture the multi-user diversity for the nodes with good quality link to the controller. Meanwhile, the weakest

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users in the network are guaranteed a similar throughput through multi-hop cooperative forwarding of their message.

ACKNOWLEDGMENT

The authors would like to thank Business Finland for financial support in the context of the WIVE project.

REFERENCES

[1] A. Osseiran et al., “Scenarios for 5G Mobile and Wireless Communications: The Vision of the METIS Project,” IEEE Commun. Mag., vol. 52, no. 5, May

2014, pp. 26–35.

[2] 3GPP TR22.804, “Study on Communication for Automation in Vertical domains (Release 16)”, V16.0.0, June 2018.

[3] 3GPP TR38.913, “Study on Scenarios and Requirements for Next Generation Access Technologies”, V14.3.0, June 2017. [4] H. Shariatmadari et al., "Fifth-Generation Control Channel Design: Achieving Ultrareliable Low-Latency Communications," IEEE Vehic. Tech. Mag., vol.

13, no. 2, June 2018, pp. 84-93. [5] H. Shariatmadari et al., "Control channel enhancements for ultra-reliable low-latency communications," Proc. IEEE ICC Workshops, 2017.

[6] S. R. Khosravirad and H. Viswanathan, “Analysis of feedback error in Automatic Repeat reQuest,” arXiv preprint arXiv:1710.00649, 2017.

[7] 3GPP, “NR; Physical layer procedures for data”, TS 38.214 v15.1.0, Mar. 2018. [8] H. Shariatmadari et al., “Asymmetric ACK/NACK detection for Ultra-Reliable Low-Latency Communications,” Proc. IEEE EuCNC, 2018. [9] H. Shariatmadari et al.,” Statistical Analysis of Downlink Transmissions for Ultra-Reliable Low-Latency Communications,” Proc. IEEE ISWCS, 2018.

[10] B. Singh et al., "Contention-Based Access for Ultra-Reliable Low Latency Uplink Transmissions," in IEEE Wireless Commun. Lett., vol. 7, no. 2, Apr. 2018,

pp. 182-185.

[11] 3GPP RAN2#100 meeting, Chairman notes, page 142, http://www.3gpp.org/ftp/tsg_ran/WG2_RL2/TSGR2_100/Report/R2-1801701.zip, 2018. [12] R. Jurdi, S. R. Khosravirad, and H. Viswanathan, "Variable-rate ultra-reliable and low-latency communication for industrial automation," Proc. 2018 52nd

Annual Conference on Information Sciences and Systems (CISS), 2018.

[13] V. N. Swamy et al., “Cooperative communication for high-reliability low-latency wireless control,” Proc. IEEE Intl. Conf. on Commun. (ICC’15), June 2015.

[14] G. Bauch, "Capacity optimization of cyclic delay diversity," Proc. IEEE 60th Vehic. Techn. Conf., 2004.

BIOGRAPHIES

MIKKO A. UUSITALO [SM] ([email protected]) is head of the Research Department on Wireless Advanced

Technologies at Nokia Bell Labs Finland. He obtained an M.Sc. (Eng.) and a Dr.Tech. in 1993 and 1997, and a B.Sc. (economics)

in 2003, all from predecessors of Aalto University. He has been at Nokia since 2000 in various roles, including principal researcher

and head of International Cooperation at Nokia Research. He is a founding member of the CELTIC EUREKA and WWRF; the

latter, he chaired for 2004–2006.

ZEXIAN LI ([email protected]) is a senior specialist at Nokia Bell Labs, Finland. He received his B.S. and M.S.

degrees from Harbin Institute of Technology (HIT) and his Ph.D. degree from Beijing University of Posts and Telecommunications

(BUPT), P. R. China. From 2000 to 2005, he was a senior research scientist at the Centre for Wireless Communications, University

of Oulu, Finland. Since 2005, he has been with Nokia, Finland, focused on research and standardization activities on broadband

wireless communication systems, most recently on 5G and LTE-A Pro. He led the horizontal topic on direct D2D within the EU

FP7 METIS project and is leading the V2X radio interface design in the ongoing EU 5GCAR project. Currently his research

interests include 5G, wireless communications for vertical applications, and future wireless technologies for improving human life.

SAEED R. KHOSRAVIRAD ([email protected]) received his Ph.D. degree in telecommunications in 2015

from McGill University, Canada. Before that, he received a B.Sc. from University of Tehran, Iran, and a M.Sc. from Sharif

University of Technology, Iran, in 2007 and 2009 respectively. He is currently a Visiting Scholar at the Electrical and Computer

Engineering department of University of Toronto, Canada. He is with Nokia Bell Labs where his research fields of interest include

ultra-reliable wireless communication for industrial automation and radio resource management for 5G technology.

HAMIDREZA SHARIATMADARI ([email protected]) received the B.Sc degree in electrical engineering from the

University of Tabriz in 2009, and the M.Sc degree (with distinction) in communications engineering from Aalto University in

2013. He is currently pursuing a doctorate degree at Aalto University in the Department of Electrical Engineering. He is also

involved in a joint project between Aalto University and Nokia Bell Labs, aiming to enable ultra-reliable low-latency

communications in 5G networks. His research interests focus on development of wireless communication technologies for the

efficient support of machine-type communications.

BIKRAMJIT SINGH ([email protected]) is a doctoral student at Aalto University, School of Electrical Engineering, Finland. He received his M.Sc. degree from Aalto University in Communication Engineering in 2014. His research interests include game-theoretic spectrum sharing, and resource management for URLLC and TSN systems.

Page 11: Reliability and Low Latency for Cellular Wirelesssinghb1/URLLCmag.pdf · Abstract—The fifth generation (5G) cellular wireless technology is advancing towards enabling millisecond

RIKU JÄNTTI [M’02 - SM’07] ([email protected]) is an Associate Professor (tenured) in Communications Engineering and the

head of the department of Communications and Networking at Aalto University School of Electrical Engineering, Finland. He received his M.Sc (with distinction) in Electrical Engineering in 1997 and D.Sc (with distinction) in Automation and Systems Technology in 2001, both from Helsinki University of Technology (TKK). Prior to joining Aalto (formerly known as TKK) in August 2006, he was professor pro tem at the Department of Computer Science, University of Vaasa. Prof. Jäntti is a senior member of IEEE and associate editor of IEEE Transactions on Vehicular Technology. He is also IEEE VTS Distinguished Lecturer (Class 2016). The research interests of Prof. Jäntti include radio resource control and optimization for machine type communications, Cloud based Radio Access Networks, spectrum and co-existence management and quantum communications.

HARISH VISWANATHAN is Head of the Radio Systems Research Group at Nokia Bell Labs. He leads an international team of

researchers investigating various aspects of wireless communication systems, and in particular, 5G. In his prior role, as a CTO

Partner he was responsible for advising the Corporate CTO on Technology Strategy through in-depth analysis of emerging

technology and market needs. He joined Bell Labs in 1997 and has worked on multiple antenna technology for cellular wireless

networks, mobile network architecture, and M2M. He received the B. Tech. degree from the Department of Electrical Engineering,

Indian Institute of Technology, Madras, India and the M.S. and Ph.D. degrees from the School of Electrical Engineering, Cornell

University, Ithaca, NY. He holds more than 50 patents and has published more than 100 papers. He is a Fellow of the IEEE and a

Bell Labs Fellow.