reforming the world health organization

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Georgetown University Law Center Georgetown University Law Center Scholarship @ GEORGETOWN LAW Scholarship @ GEORGETOWN LAW 2011 Reforming the World Health Organization Reforming the World Health Organization Devi Sridhar University of Oxford Lawrence O. Gostin Georgetown University Law Center, [email protected] Georgetown Public Law and Legal Theory Research Paper No. 11-34 This paper can be downloaded free of charge from: https://scholarship.law.georgetown.edu/facpub/623 http://ssrn.com/abstract=1799432 JAMA, March 29, 2011, http://jama.ama-assn.org/content/early/2011/03/25/ jama.2011.418.full.pdf+html This open-access article is brought to you by the Georgetown Law Library. Posted with permission of the author. Follow this and additional works at: https://scholarship.law.georgetown.edu/facpub Part of the Health Law and Policy Commons

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Page 1: Reforming the World Health Organization

Georgetown University Law Center Georgetown University Law Center

Scholarship @ GEORGETOWN LAW Scholarship @ GEORGETOWN LAW

2011

Reforming the World Health Organization Reforming the World Health Organization

Devi Sridhar University of Oxford

Lawrence O. Gostin Georgetown University Law Center, [email protected]

Georgetown Public Law and Legal Theory Research Paper No. 11-34

This paper can be downloaded free of charge from:

https://scholarship.law.georgetown.edu/facpub/623

http://ssrn.com/abstract=1799432

JAMA, March 29, 2011, http://jama.ama-assn.org/content/early/2011/03/25/

jama.2011.418.full.pdf+html

This open-access article is brought to you by the Georgetown Law Library. Posted with permission of the author. Follow this and additional works at: https://scholarship.law.georgetown.edu/facpub

Part of the Health Law and Policy Commons

Page 2: Reforming the World Health Organization

COMMENTARYMEDICINE AND LAW

ONLINE FIRST

Reforming the World Health OrganizationDevi Sridhar, DPhilLawrence O. Gostin, JD

IN DECEMBER 2010, JACK CHOW,1 THE FORMER WORLD

Health Organization (WHO) assistant director-general, asked, “Is the WHO becoming irrelevant?” Amonth later, the WHO’s executive board considered the

agency’s future within global health governance. After a year-long consultation with member states on its financing, Di-rector-General Margaret Chan called the WHO overex-tended and unable to respond with speed and agility to today’sglobal health challenges.2

The crisis in leadership is not surprising to those famil-iar with the WHO. As its first specialized agency, the UnitedNations (UN) endowed the WHO with extensive norma-tive powers to act as the directing and coordinating author-ity on international health. Yet modern global health ini-tiatives (eg, the Global Fund to Fight AIDS, Tuberculosisand Malaria and the GAVI Alliance [formerly the Global Al-liance for Vaccines and Immunisation]), bilateral pro-grams (eg, US President’s Emergency Plan for AIDS Relief[PEPFAR]), and well-funded philanthropies (eg, the Bill &Melinda Gates Foundation) often overshadow the agency.The WHO can be subject to political pressure, and its rela-tionship with industry and civil society is uncertain.3

Given the importance of global health cooperation, fewwould dispute that a stronger, more effective WHO wouldbenefit all. The WHO’s internal reform agenda must be boldto ensure its future. In this Commentary, we offer 5 pro-posals for reestablishing the agency’s leadership.

Give Real Voice to Multiple StakeholdersAs a UN agency, the WHO consists solely of member states,which govern through the World Health Assembly (WHA)and the executive board. Yet nonstate actors have become ma-jor stakeholders in global health, often shifting their re-sources to new initiatives with governance structures reflect-ing their power. Known in international relations as forumshopping, stakeholders choose specific institutions to pur-sue their interests. In contrast to the WHO, representativesfrom civil society, the private sector, and foundations sit onthe boards of the Global Fund and the GAVI Alliance. EvenUN agencies such as the Joint United Nations Programme onHIV/AIDS engage civil society through advisory committees.

The WHO would be more effective by giving voice and rep-resentationtokeystakeholders, includingphilanthropies,busi-nesses,public/privatepartnerships,andcivil society.Whileac-tively engaging with the private sector, the WHO should alsoset standards for and ensure compliance of key private part-ners such as the food, pharmaceutical, and biotechnology in-dustries. At the same time, conflict-of-interest rules for expertcommittees and contractors require clarity and enforcement.

The director-general is taking a major step in proposinga global health forum, which would include regular mul-tistakeholder meetings under the guidance of the WHA.2 Theglobal health forum must afford stakeholders real voice andrepresentation, effectively shaping the WHO’s decisions. TheWHA should also pass a resolution lowering the bar to of-ficial nongovernmental organization status. Meaningful stake-holder engagement would instill confidence and spark in-vestment in the agency.

Improve Transparency, Performance, andAccountabilityGood governance also requires clear objectives, transpar-ent decision making, information dissemination, monitor-ing progress, and accountability. Stakeholders demand clar-ity on how their resources will achieve improved healthoutcomes as they shift toward results-based financing andperformance-based measures. Yet a recent evaluation of mul-tilateral organizations graded the WHO as weak on key para-meters such as cost-consciousness, financial management,public disclosure, and fulfilling development objectives.4 Toimprove its standing, the WHO must make it easier for stake-holders to monitor achievements and demonstrate that ac-tivities effectively translate into better health outcomes.

Closer Oversight of RegionsThe WHO’s decentralized, regional structure poses a sig-nificant challenge in demonstrating results and deliveringon priorities. The 6 WHO regional offices are uniquely in-dependent within the UN system, with full power over re-gional personnel, including appointment of country repre-sentatives. Regional committees meet annually to formulate

Author Affiliations: Department of Politics and International Relations, University ofOxford, Oxford, England (Dr Sridhar); and O’Neill Institute for National and GlobalHealth Law, Georgetown University Law Center, Washington, DC (Mr Gostin).Corresponding Author: Lawrence O. Gostin, JD, Georgetown University Law Center,600 New Jersey Ave NW, Washington, DC 20001 ([email protected]).

©2011 American Medical Association. All rights reserved. JAMA, Published online March 29, 2011 E1

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Page 3: Reforming the World Health Organization

policies, review the regional program budget, and monitorthe WHO’s collaborative activities for health. The WHA andthe executive board formally approve decisions, but in prac-tice do not provide tight policy and budgetary control.

The headquarters of the WHO should exercise more over-sight and control over regional personnel and decision mak-ing. Minimally, the agency should fully disclose the fundsheld within each regional office and how regions meet healthobjectives, with monitoring and benchmarks of success. Evenif decentralized decision making remains the norm, the WHOshould apply the same yardstick across regions to assess ef-ficiency and effectiveness.

Exert Legal Authority as a Rule-Making BodyThe WHO’s constitution grants the agency extraordinary rule-making powers, but the agency has promulgated only 2 ma-jor treaties in more than 60 years: the International HealthRegulations and the Framework Convention on TobaccoControl. The WHO could take a more active role in regu-lating for the world’s health on key issues, including coun-terfeit medicines, alcoholic beverages, food safety, and nu-trition. It could be far more engaged and influential ininternational regimes with powerful health impacts such astrade, intellectual property, arms control, and climate change.

The agency could exert normative power through innova-tive treaties (eg, a Framework Convention on Global Health)or through soft power (eg, codes of practice) with strong in-centives for compliance.5 The WHO must offer leadership forurgent challenges facing the global health system such as theneedtosetclearpriorities, facilitatecoherenceamongcurrentlyfragmentedactors,andensurefairburdensharingamongstates.

Ensure Predictable, Sustainable FinancingThe WHO is financed through 2 main streams. First, mem-ber states pledge a specified proportion of total assessed con-tributions calculated according to each country’s wealth andpopulation. The WHA then unanimously approves a core bud-get. The second stream is through voluntary contributions of-ten earmarked for specific diseases, sectors, or countries. Thedevelopment assistance committee of the Organisation for Eco-nomic Co-operation and Development calls extrabudgetaryfunding “multi-bi” aid (ie, donors routing noncore fundingallocated for specific purposes through multilateral agencies).6

The WHO’s biennial budget more than doubled from US$1.6 billion in 1998-1999 to US $4.2 billion in 2008-2009,but the agency has a dire budget deficit of US $300 millionthis year. More importantly, its extrabudgetary budget in-creased from 48.8% to 77.3% during that period.7 It is notsustainable to have voluntary funding represent nearly 80%of the agency’s budget.

Moreover, extrabudgetary funding skews global health pri-orities. Assessed contributions are more aligned with the ac-tual global burden of disease than extrabudgetary funding.For example, in 2008-2009, the WHO’s extrabudgetary fund-ing was primarily for infectious diseases (60%) and had neg-

ligible allocations for noncommunicable diseases (3.9%) andinjuries (3.4%).7 Yet noncommunicable diseases account for62% of all deaths worldwide,8 and injuries account for 17%of the global burden of disease.9

The director-general’s report proposes broadening the basefor flexible, unearmarked funding by attracting new donorssuch as foundations, emerging economies, and the private sec-tor.2 Although worthwhile, these stakeholders are unlikely tobehave differently than traditional donors, and probably willprefer to control their funds through earmarks. The ideal so-lution would be for the WHA to set higher member state con-tributions. Member states must become genuine sharehold-ers in WHO’s future, act collectively, and refrain from exertingnarrow political interests. Failing decisive WHA action, theWHO could consider charging overheads of 20% to 30% forvoluntary contributions to supplement its core budget. Al-though overheads are a familiar model in academia, the WHOwould have to guard against the risk that charges might drivedonors toward other multilateral organizations.

Global Health LeadershipIf the WHO is to hold its rightful place as the leader in globalhealth governance, the organization must undergo funda-mental reform. There is no substitute for the WHO, with itsprogressive constitution and global legitimacy. It is not likelythat the same powers would be granted to an international or-ganization if it were created today. Consequently, while re-maining true to its normative and bold vision of health for all,the WHO must adapt to a new political climate, demonstrateglobal leadership, and deliver results.Published Online: March 29, 2011. doi:10.1001/jama.2011.418Conflict of Interest Disclosures: All authors have completed and submitted theICMJE Form for Disclosure of Potential Conflicts of Interest. Mr Gostin is directorof the World Health Organization’s Collaborating Center on Public Health Lawand Human Rights. He also serves on the director-general’s Ad hoc Advisory Com-mittee on the World Health Organization and Global Health Governance.Additional Contributions: We thank Eric A. Friedman, JD, and Emily A. Mok, DPhil,both O’Neill Institute Fellows, for valuable research and editing; neither of whomwas compensated financially for these contributions.

REFERENCES

1. Chow JC. Is the WHO becoming irrelevant? http://www.foreignpolicy.com/articles/2010/12/08/is_the_who_becoming_irrelevant. Accessibility verified March18, 2011.2. World Health Organization. Future of financing for WHO. http://apps.who.int/gb/ebwha/pdf_files/EB128/B128_21-en.pdf. Accessibility verified March 18,2011.3. Godlee F. WHO in crisis. BMJ. 1994;309(6966):1424-1428.4. Department for International Development. Multilateral aid review. https://s3-eu-west-1.amazonaws.com/media.dfid.gov.uk/multilateral_aid_review_full_linked.pdf. Accessibility verified March 18, 2011.5. Gostin LO, Heywood M, Ooms G, et al. National and global responsibilities forhealth. Bull World Health Organ. 2010;88(10):719-719A.6. Organisation for Economic Co-operation and Development; Development As-sistance Committee. 2010 DAC [development assistance committee] report on mul-tilateral aid. http://www.oecd.org/dataoecd/23/17/45828572.pdf. Accessibilityverified March 18, 2011.7. Sridhar D, Woods N. Trojan multilateralism: the changing face of globalcooperation. Paper presented at: International Studies Association 52nd AnnualConvention; March 16, 2011; Montreal, Quebec, Canada.8. World Health Organization. World Health Statistics 2010. Geneva, Switzer-land: World Health Organization; 2010:70.9. World Health Organization. Global Burden of Disease. Geneva, Switzerland:World Health Organization; 2010:48,58.

COMMENTARY

E2 JAMA, Published online March 29, 2011 ©2011 American Medical Association. All rights reserved.

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