reducing unnecessary use of antibiotics in nursing...

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Problem Reducing Unnecessary Use of Antibiotics in Nursing Homes with a Complex Multi-Level Intervention: A Study Protocol Inappropriate antibiotic use, an extraordinarily common and high-variation problem in nursing homes (NH), increases the resident’s risk of adverse drug events, Clostridium difficile infection and acquisition of antibiotic-resistant bacteria. Our group has developed a novel antibiotic stewardship intervention that targets three loci of control: a) Change-in-condition: pre- prescribing communication and decision-making about resident changes in condition b) Antibiotic Timeout: post- prescribing de-escalation of antibiotic therapy focused on stopping unnecessary antibiotics, narrowing from broad to narrow spectrum antibiotics and shortening excessively long treatment courses c) Quality Improvement Support: regular feedback of various process and outcome measures. E Ramly 2 , J Ford 2 , DA Nace 3 , M Bahrinian 1 , C Crnich 1 1) University of Wisconsin-Madison (UW) School of Medicine and Public Health, 2) UW Department of Industrial and Systems Engineering, 3) University of Pittsburgh Medical Center Funding for this project was provided by a grant from the Agency for Healthcare Research and Quality (R18HS022465) Work System Factors Intervention: Optimizing Antibiotic Stewardship In Skilled Nursing Facilities (OASIS) This intervention will be evaluated in a prospective study in 12 facilities (6 intervention, 6 control). We will use human factors analyses to identify barriers and facilitators to implementation of the antibiotic stewardship intervention. Components of the intervention will be tailored to overcome these barriers and an implementation package will be developed with structured input from key informants in study NHs. Study The impact of and mechanisms by which antibiotic stewardship interventions work in NHs remains poorly studied. There is a need for NH antibiotic stewardship studies that not only identify strategies that work but to also the mechanisms by which they mediate behavioral change in this context. Components Change in Condition Form Antibiotic Timeout Form Quality Improvement Audit & Feedback 0 5 10 15 20 25 30 0 1 2 3 4 5 6 7 8 9 10 >15 % of Facilities Antimicrobial courses per 1,000 rdays Antibiotic Starts in 73 U.S. NHs 0 0.2 0.4 0.6 0.8 1 2 3 4 5 Explicit Criteria Met (%) Facility “Appropriateness” of Antibiotic Use in Five Wisconsin Nursing Homes Met Either Criteria McGeer Loeb k= k = 0.41 k= 0.18 k= 0.19 k= 0.24 < 60% Signs & Symptoms Communication capacity Clinical stability Change in Condition (CIC) Antibiotic Decision Comorbidity/Frailty Outcomes with prior episodes Advanced directives Pre-CIC Health Status Beliefs about causes of CIC Knowledge, attitudes and beliefs towards antibiotics Family Characteristics Staff model & retention Education & training Structure and availability of health information Availability&timeliness of diagnostic test results Quality of leadership Monitoring & improvement structure & process Family education/outreach Facility Structure & Process Training/experience/skills Familiaritywithresident Knowledge, attitudes, & beliefs towards antibiotics Perceptions about resident/family expectations NH Staff Characteristics Clinic staff skills/experience Other clinical workload Capacity to access NH data remotely Cross-coverage structure & process Practice Structure & Process Training/experience/skills Familiaritywithresident Knowledge, attitudes, & beliefs towards antibiotics Riskaversion Perceptions about resident/family expectations Prescriber Characteristics Trust & Communication Resident & Family Factors Nursing Home Factors Prescriber Factors Do I Treat? How Do I Treat? Can I Refine? What Antibiotic? How Long? Standardize assessment and communication ofCIC Differentiate low- from high-risk CIC Promote active monitoringin low-risk CIC Pre-Prescribing Component Discontinue unnecessary antibiotics Promote use of non- fluoroquinoloneagents Promote shorter durations of therapy Post-Prescribing Component Promote consistent use of pre-prescribingtools and tasks Promote consistent use of post-prescribingtoolsand tasks Meso-Level Audit & Feedback Component Track & trend key intervention process and outcome measures Tailor intervention tasks and tools Macro-Level Audit & Feedback Component Pre- intervention facility work flow analyses Kickoff meetings Educational materials Collaborative meetings Coaching & mentorship Facilitated Implementation Antibiotic Decision-Making Process (a) (b) (c) Pre-intervention facility work flow analyses Kickoff meetings Educational materials Collaborative meetings Coaching & mentorship Facilitated Implementation Wisconsin Pennsylvania Wisconsin Pennsylvania Intervention homes Control homes BASELINE WORK STATE ASSESSMENT OUTCOMES I.Clinical A.(1’) DOTs per 1,000 rdays B.(1’) % of AS meeting Loeb C.(2’) AS per 1,000 rdays D.(2’) FQD per 1,000 rdays E.(2’) LabID CDI per 1,000 rdays II.Safety A.Unplanned hospital admits per 1,000 rdays B.Deaths per 1,000 rdays III.Exploratory A.% of FQR urinary isolates B.% of enterococcal urinary isolates C.% of Candida urinary isolates DOT = days of antibiotic therapy AS = antibiotic starts FQD = fluoroquinolone days of therapy LabID CDI = laboratory confirmed Clostridium difficile infection FQR = fluoroquinolone-resistant bacteria I.Assessment of intervention fidelity A.Quantitative Tool use Collaborative participation A.Qualitative Walkthroughs Interviews II.Assessment of intervention sustainability FOLLOW-UP WORK SYSTEM ASSESSMENT Implementation (3m) Sustainment (9m) Pre-Intervention (10m) Clinical Stand-Up Meetings Meso-Level, Daily Tools & tasks integrated into existing inter-disciplinary rounding structure RN Lead, NCM or DON owns process Checklist format Tool used? Tasks completed? Near-time feedback to frontline staff Process measures fed up to QAPI committee Quality Assurance and Performance Improvement Macro-Level, Monthly Process measures tracked and trended Outcome measures tracked and trended Opportunities for improving existing process identified and implemented Contact: [email protected]

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Page 1: Reducing Unnecessary Use of Antibiotics in Nursing …oasiscollaborative.org/.../oasis_study_protocol_ramly_-_ahrq_conf.pdf · Problem Reducing Unnecessary Use of Antibiotics in Nursing

Problem

Reducing Unnecessary Use of Antibiotics in Nursing Homes with a Complex Multi-Level Intervention: A Study Protocol

Inappropriate antibiotic use, an extraordinarily common and high-variation problem in nursing homes (NH), increases the resident’s risk of adverse drug events, Clostridium difficile infection and acquisition of antibiotic-resistant bacteria.

Our group has developed a novel antibiotic stewardship intervention that targets three loci of control:

a) Change-in-condition: pre-prescribing communication and decision-making about resident changes in condition

b) Antibiotic Timeout: post-prescribing de-escalation of antibiotic therapy focused on stopping unnecessary antibiotics, narrowing from broad to narrow spectrum antibiotics and shortening excessively long treatment courses

c) Quality Improvement Support: regular feedback of various process and outcome measures.

E Ramly2, J Ford2, DA Nace3, M Bahrinian1, C Crnich1

1) University of Wisconsin-Madison (UW) School of Medicine and Public Health, 2) UW Department of Industrial and Systems Engineering, 3) University of Pittsburgh Medical Center

Funding for this project was provided by a grant from the Agency for Healthcare Research and Quality (R18HS022465)

Work System Factors

Intervention: Optimizing Antibiotic Stewardship In Skilled Nursing Facilities (OASIS)

• This intervention will be evaluated in a prospective study in 12 facilities (6 intervention, 6 control).

• We will use human factors analyses to identify barriers and facilitators to implementation of the antibiotic stewardship intervention.

• Components of the intervention will be tailored to overcome these barriers and an implementation package will be developed with structured input from key informants in study NHs.

Study

The impact of and mechanisms by which antibiotic stewardship interventions work in NHs remains poorly studied. There is a need for NH antibiotic stewardship studies that not only identify strategies that work but to also the mechanisms by which they mediate behavioral change in this context.

ComponentsChange in Condition Form

Antibiotic Timeout Form

Quality Improvement Audit & Feedback

0

5

10

15

20

25

30

0 1 2 3 4 5 6 7 8 9 10 >15

%ofFacilities

Antimicrobialcoursesper1,000rdays

AntibioticStartsin73U.S.NHs

0

0.2

0.4

0.6

0.8

1 2 3 4 5ExplicitCrite

riaM

et(%

)

Facility

“Appropriateness”ofAntibioticUseinFiveWisconsinNursingHomes

MetEitherCriteria McGeer Loeb

k =

k =0.41k =0.18

k =0.19

k =0.24

< 60%

• Signs&Symptoms• Communicationcapacity• Clinicalstability

ChangeinCondition(CIC) AntibioticDecision

• Comorbidity/Frailty• Outcomeswithpriorepisodes• Advanceddirectives

Pre-CICHealthStatus• BeliefsaboutcausesofCIC• Knowledge,attitudesandbeliefstowardsantibiotics

FamilyCharacteristics

• Staffmodel&retention• Education&training• Structureandavailabilityofhealthinformation

• Availability&timelinessofdiagnostictestresults

• Qualityofleadership• Monitoring&improvementstructure&process

• Familyeducation/outreach

FacilityStructure&Process

• Training/experience/skills• Familiaritywithresident• Knowledge,attitudes,&beliefstowardsantibiotics

• Perceptionsaboutresident/familyexpectations

NHStaffCharacteristics• Clinicstaffskills/experience• Otherclinicalworkload• CapacitytoaccessNHdataremotely

• Cross-coveragestructure&process

PracticeStructure&Process

• Training/experience/skills• Familiaritywithresident• Knowledge,attitudes,&beliefstowardsantibiotics

• Riskaversion• Perceptionsaboutresident/familyexpectations

PrescriberCharacteristics

Trust&Communication

Resident&FamilyFactors

NursingHomeFactors PrescriberFactors

DoITreat? HowDoITreat? CanIRefine?

WhatAntibiotic? HowLong?

•StandardizeassessmentandcommunicationofCIC

•Differentiatelow- fromhigh-riskCIC

•Promoteactivemonitoringinlow-riskCIC

Pre-PrescribingComponent

•Discontinueunnecessaryantibiotics

•Promoteuseofnon-fluoroquinoloneagents

•Promoteshorterdurationsoftherapy

Post-PrescribingComponent

• Promoteconsistentuseofpre-prescribingtoolsandtasks• Promoteconsistentuseofpost-prescribingtoolsandtasks

Meso-LevelAudit&FeedbackComponent

• Track&trendkeyinterventionprocessandoutcomemeasures• Tailorinterventiontasksandtools

Macro-LevelAudit&FeedbackComponent•Pre-

interventionfacilityworkflowanalyses

•Kickoffmeetings

•Educationalmaterials

•Collaborativemeetings

•Coaching&mentorship

Facilitated

Implem

entatio

n

AntibioticDecision-MakingProcess

(a) (b)

(c)

•Pre-interventionfacilityworkflowanalyses

•Kickoffmeetings

•Educationalmaterials

•Collaborativemeetings•Coaching&mentorship

Facilitated

Implem

entatio

n

Wisc

onsin

Penn

sylvan

iaWisc

onsin

Penn

sylvan

ia

Interventionhomes

Controlhomes BASELINEWORK

STATEASSESSM

ENT

OUTCOMESI.ClinicalA.(1’)DOTsper1,000rdays

B.(1’)%ofASmeetingLoeb

C.(2’)ASper1,000rdaysD.(2’)FQDper1,000rdaysE.(2’)LabID CDIper1,000rdays

II.SafetyA.Unplannedhospitaladmitsper1,000rdays

B.Deathsper1,000rdaysIII.ExploratoryA.%ofFQRurinaryisolates

B.%ofenterococcalurinaryisolates

C.%ofCandidaurinaryisolates

DOT=daysofantibiotictherapyAS=antibioticstartsFQD=fluoroquinolonedaysoftherapyLabID CDI=laboratoryconfirmedClostridiumdifficileinfectionFQR=fluoroquinolone-resistantbacteria

I.AssessmentofinterventionfidelityA.Quantitative

•Tooluse•Collaborativeparticipation

A.Qualitative•Walkthroughs• Interviews

II.Assessmentofinterventionsustainability

FOLLOW-UPWORK

SYSTEM

ASSESSM

ENT

Implementation(3m) Sustainment(9m)Pre-Intervention(10m)

Clinical Stand-Up MeetingsMeso-Level, Daily

• Tools & tasks integrated into existing inter-disciplinary rounding structure

• RN Lead, NCM or DON owns process

• Checklist format• Tool used? • Tasks completed?• Near-time feedback to

frontline staff• Process measures fed up

to QAPI committee

QualityAssuranceandPerformanceImprovementMacro-Level, Monthly

• Processmeasurestrackedandtrended

• Outcomemeasurestrackedandtrended

• Opportunitiesforimprovingexistingprocessidentifiedandimplemented

Contact:[email protected]